Case Law[2022] ZAGPJHC 756South Africa
M obo K v MEC for Health, Gauteng Provincial Government (24857/2015) [2022] ZAGPJHC 756 (15 September 2022)
High Court of South Africa (Gauteng Division, Johannesburg)
15 September 2022
Headnotes
of the approach to matters of this nature with reference to Kruger v Coetzee 1966 (2) SA 428 (A):
Judgment
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## M obo K v MEC for Health, Gauteng Provincial Government (24857/2015) [2022] ZAGPJHC 756 (15 September 2022)
M obo K v MEC for Health, Gauteng Provincial Government (24857/2015) [2022] ZAGPJHC 756 (15 September 2022)
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sino date 15 September 2022
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REPUBLIC OF SOUTH
AFRICA
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG DIVISION,
JOHANNESBURG
CASE
NO:
24857/2015
REPORTABLE: NO
OF INTEREST TO OTHER
JUDGES: NO
REVISED.
15/09/2022
In the matter between:
M [....] Z [....] obo
K
[....]
Plaintiff
and
MEC FOR HEALTH,
GAUTENG PROVINCAL
GOVERNMENT
Defendant
J U D G M E N T
This judgment was handed
down by the judge remotely by circulation to the parties’
representatives by email and release to
SAFLII. The date and time for
hand-down is deemed to be 10.30am on the 15 September 2022.
MAHALELO,
J
:
[1]
On 4 October 2011 at approximately 09h00 the plaintiff gave birth to
her first child,
a baby boy called KM (the child/baby) at Ramokonopi
Clinic in the Province of Gauteng.
Subsequent
to his birth, the child was diagnosed with cerebral palsy, which the
plaintiff attributes to the substandard medical
care rendered to her
and her child prior and after the birth. The plaintiff now seeks
damages from the defendant in both her personal
capacity and on
behalf of her child, as a consequence of the alleged negligence of
the defendant’s nursing staff who treated
her at Ramokonopi
clinic.
[2]
By agreement
between the parties, the question of the quantum of the plaintiff’s
claims is to stand over and the Court was
requested to determine only
the merits of the matter.
[3]
During the trial, the plaintiff was represented by Mr. Machaba SC and
Ms. Makopo represented
the defendant.
THE
ISSUES
[4]
At the commencement of the trial the defendant accepted that the
child suffers from
brain damage and the other sequelae complained of.
However, every other element of the plaintiff’s claim was put
in issue.
The elements of causation in dispute therefore involved:
a)
Whether the injuries were sustained
during labour or as a consequence of some pre-exiting congenital or
other condition suffered
either by the mother or the foetus;
b)
Whether the injuries were sustained
before or after birth;
c)
If the injuries were sustained during
birth whether it involved an acute profound hypoxic-ischaemic insult.
[5]
The defendant contended that the plaintiff did not produce any
evidence to show that
the medical staff were negligent, and even if
they were negligent it did not cause or contribute to the HIE.
APPLICABLE
LEGAL PRINCIPLES
[6]
It is trite that in order to succeed in her delictual claim for
damages, the plaintiff
must establish that the wrongful and negligent
conduct of the defendant’s nursing staff, acting within the
course and scope
of their employment, caused her harm.
[1]
[7]
In
Oppelt
v Department of Health, Western Cape
[2]
,
Cameron
J (for the minority) provided the following useful summary of the
approach to matters of this nature with reference to
Kruger
v Coetzee
1966
(2) SA 428
(A)
:
“
In
our law Kruger embodies the classic test. There are two
steps. The first is foreseeability - would a reasonable person
in the
position of the defendant foresee the reasonable possibility of
injuring another and causing loss? The second is preventability -
would that person take reasonable steps to guard against the injury
happening?
The
key point is that negligence must be evaluated in light of all the
circumstances. And, because the test is defendant-specific
(‘in
the position of the defendant’), the standard is upgraded for
medical professionals. The question, for them, is
whether a
reasonable medical professional would have foreseen the damage and
taken steps to avoid it.
In Mitchell
v Dixon, the then Appellate Division noted that this standard
does not expect the impossible of medical personnel:
‘
A medical
practitioner is not expected to bring to bear upon the case entrusted
to him the highest possible degree of professional
skill, but he is
bound to employ reasonable skill and care; and he is liable for the
consequences if he does not’
This
means that we must not ask: what would exceptionally competent and
exceptionally knowledgeable doctors have done? We must ask:
‘what
can be expected of the ordinary or average doctor in view of the
general level of knowledge, ability, experience, skill
and diligence
possessed and exercised by the profession, bearing in mind that the
doctor is a human being and not a machine and
that no human being is
infallible. Practically, we must also ask: was the medical
professional’s approach consistent with
a reasonable and
responsible body of medical opinion? This test always depends on the
facts. With a medical specialist, the standard
is that of the
reasonable specialist.”
[8]
While the court in
Oppelt
was required to assess the expertise
and conduct of an orthopaedic surgeon and a neurosurgeon employed in
a state hospital, I consider
that the approach advocated by Cameron J
may be applied
pari passu
to midwives and nurses
employed at a dedicated obstetric clinic run by the defendant, where
a degree of expertise in the handling
of pregnancies and the delivery
of children through natural childbirth was manifestly necessary.
[9]
As
to the level of care that the plaintiff was entitled to demand from
the nursing staff of the Ramokonopi clinic,
Collins
v Administrator, Cape
[3]
provides
a useful summary of the applicable test. The case involved the
insertion by a nurse of a tracheostomy tube into a 16-week-old
baby
whose breathing was compromised and who required ventilation. The
nursing staff in the unit where the baby was being treated
were
required to have training and experience in specialist care of
paediatric tracheostomy patients. The learned Judge made the
following observation.
“
The
question that arises is whether the failure on the part of the
hospital staff promptly to replace the tracheostomy tube amounted
to
negligence in the circumstances. It is trite law that a patient in
the hospital is entitled to be treated with due and proper
care and
skill. The degree of care and skill that is required is that which a
reasonable practitioner would ordinarily have exercised
in South
Africa under similar circumstances (see
Dube
v Administrator, Transvaal
1963
(4) SA 260
(W)
).
The need for particular care and vigilance in the case of pediatric
tracheostomy patients is obvious. Not only is the possibility
of
accidental decannulation readily foreseeable, but unless immediately
remedied the consequences are fatal. Indeed, this need
for care and
vigilance is reflected in the staff allocated to the tracheostomy
unit.”
[4]
[10]
In my view, the plaintiff was thus entitled to demand that she and
her unborn child be treated
with the requisite degree of care and
expertise expected of a duly qualified midwife.
[11]
As will appear later, there was a series of guidelines which set the
standard of care expected
for maternity care in clinics, community
health centres and district hospitals countrywide. It is not in
dispute that the defendant’s
nursing staff at the clinic were
obliged to treat the plaintiff in accordance with those guidelines
and that if they failed to
do so their conduct might establish
negligence. Whether there was in fact such negligence is ultimately
for the Court to determine,
having had regard to the expert opinion
placed before it.
[5]
AN
OVERVIEW OF THE MEDICAL EVIDENCE
[12]
The plaintiff testified personally in regard to the merits. It is on
record that she and the
child were referred to a number of experts
who compiled medical reports and settled joint reports among
themselves. She presented
the evidence of two expert witnesses namely
Dr Lefakane, a paediatrician and Professor Nolte,
the
Nursing Specialist.
The plaintiff procured a report from an expert radiologist, Dr
Henning, who analysed an MRI scan of the child taken when the child
was 6 years and 7 months for purposes of determining the cause of his
cerebral palsy.
[13]
It is necessary at this stage to deal with the joint minutes of the
radiologists. Both Dr Henning
and his counterpart for the defendant
Dr Weinstein agree that there were hyperintense changes in the right
perirolandic region
which may be in keeping with a hypoxic ischemic
encephalopathy with acute profound distribution. They agree that
there were no
changes associated with partial prolonged hypoxic
ischemic encephalopathy. They both stated that the MRI by itself is
unable to
determine when this process occurred and what were all the
causes that led to it. The experts further confirmed that there were
no obvious MIR intracranial changes of infection and that there are
no structural abnormalities.
[14]
The
defendant tendered the evidence of Dr Mogashoa, Sister Khanyile,
Sister Mkhize and the expert radiologist, Dr Weistein.
The
approach of the court in evaluating the evidence of the experts
placed before it was usefully summarized in
Medi-Clinic
(with
reference to
Linksfield
Park
)
as follows:
“
In
para’s 37-39 [of
Linksfield
Park]
the
court held that what is required in the evaluation of the experts’
evidence is to determine whether and to what
extent their opinions
are founded on logical reasoning. It is only on that basis that a
court is able to determine whether one
of two conflicting opinions
should be preferred. An opinion expressed without logical foundation
can be rejected. But it must be
borne in mind that in the medical
field it may not be possible to be definitive. Experts may
legitimately hold diametrically opposed
views and be able to support
them by logical reasoning. In that event it is not open to a court
simply to express a preference
for the one rather than the other and
on that basis to hold the medical practitioner to have been
negligent. Provided a medical
practitioner acts in accordance with a
reasonable and respectable body of medical opinion, his conduct
cannot be condemned as negligent
merely because another equally
reasonable and respectable body of medical opinion would have acted
differently.”
[6]
[15]
It remains contentious between the parties whether the plaintiff
received substandard care and
whether that is the cause of the
child’s brain injury. Put differently the parties’
contention is whether the substandard
care, if any, is casually
linked to the injury sustained by the child and the damages he
suffered as a result.
BACKGROUND
TO THE PLAINTIFF’S EVIDENCE AND THE TREATMENT SHE RECEIVED.
[16]
The evidence establishes that the plaintiff was aged 17 years old
when she gave birth to her
first child. She is presently 25 years
old. She testified that
her
highest educational achievement is grade 9 which
she did at
Dukathole
Comprehensive High School. There she did life science as a subject
and she
understood
about health and teenage pregnancy.
[17]
In April
2011, she realised
that she was pregnant. She was in grade 9. She presented herself at
Goba clinic to attend her Antenatal classes.
Goba clinic is
a
walking
distance
from her
home
and
she
used
to
walk
thereto
every
month.
On the first occasion, she was checked, blood tests were taken and a
card was opened for her. On the third day,
she went to fetch the blood results
which
were all negative. She
stated
that
she
attended
these
classes
from
May
to
September 2011. She was taught about the
food to eat, what to expect and where
to
go when the time of delivery came. On 3 October 2011 in the early
morning, she began to experience pains on her lower abdomen
and her grandmother accompanied her to
Ramokonopi Clinic. She went
straight
to
the
Labour
Unit and she
presented
the
receptionists
with
her
Antenatal
card
(“ANC”) and thereafter she was
taken aside in another room for testing
her
blood, BP, diabetes, and a belt (CTG) was put around her waist for
the foetal heart
rate
(“FHR”). She was also examined manually and she was told
that she was not
in
labour. She was made to wait for 2 hours and she was later examined
the same
way and
she was once again told that the
vulva
was not yet opened. She was told to go home and do her exercises.
[18]
While at home her pains did not subside. When she went to the toilet,
she noticed blood in her
urine, and she immediately told her
grandmother who decided to take her back to Ramokonopi Clinic. It was
at around 11h00 to 12h00.
They went to the same receptionist and
announced their return. Once again she gave her ANC to a nurse and
was taken for the same
examination again.
[19]
She was once again asked to wait for two hours and she was informed
once more that the route
is not yet opened. She was told to go home.
This time the pain became worse. She retuned back to Ramokonopi
clinic late afternoon.
She received the same treatment as in the
morning and she was discharged. The pains became consistent and
persistent. When her
aunt knocked off she helped her mother to find
transport and they took her to Natalspruit Hospital. They went
straight to the labour
Ward. Her mother explained to the nurses that
they had been to Ramokonopi Clinic but that they were repeatedly
turned away. The
plaintiff informed the hospital staff of her
ever-increasing labour contractions and pains. The Hospital staff
perused her ANC
and then informed them that she had to go back to
Ramokonopi Clinic as she could not come to the Hospital without a
referral letter.
[20]
They
went to Ramokonopi Clinic; it was now
in the evening. The staff looked for a bed and the Plaintiff was
admitted and advised to
do
her walkabout exercises. This she did and after every two hours the
nurse came
and
checked
her.
She was
checked
at
10h30,
00h00, 03h00, and 05h00. In the morning she
was taken into the delivery ward. A nurse ruptured her membrane
(broke
her
waters) with a needle-like structure and she gave birth to a son at
09h00. The child cried twice and stopped. He looked fine
and the nurses him on her chest. She felt
dizzy around that time and she was taken to a
different room for her to sleep. When she
woke up the nurses brought the child for her to breastfeed. The child
could not suck.
The nurses tried to
help
him to suck
the
mother’s nipple to no avail. They then opened his mouth and
found two blisters which had blood inside. They showed the
blisters to her and stated that this was
the reason the child could not
suck.
They undertook to arrange an ambulance to take her and the child to
Natalspruit hospital.
[21]
After about 3 to 4 hours an ambulance arrived and they were taken to
the Natalspruit hospital.
From Ramokonopi Clinic the child was put in
an incubator with oxygen. They were both admitted, she at Ward 4, and
the baby at Ward
2. She was woken up and was informed that she could
express her breast milk into a cup and feed the child. She did this
breastfeeding
at regular intervals of 09h00, 12h00, 15h00 and 18h00.
She did not see the child convulsing. The child appeared normal to
her throughout.
She would not have known that the child was not
normal, except the lack of sucking because this was her first
pregnancy. She was
discharged the following day and the child was
discharged the following week.
[22]
The cross examination of the plaintiff focused on certain aspects of
her evidence. The defendant
sought to establish from her that she was
an unbooked
patient
and
only presented herself for the
first time at the clinic 0n 3 October 2011.
She denied this and stated that she attended
all her classes at Goba Clinic and that she
had a Card that she received from
Goba
Clinic. The
Plaintiff
was
informed
that
if
she
attended
these
antenatal
classes,
she
would have known that there was a register
kept at Goba Clinic. She
accepted
this. It is important to note that the
defendant failed to produce this Register
to
show the
plaintiff the basis of his criticism.
[23]
The plaintiff was shown page 3 of section E
(CaseLines page 053 – 97)
which
was said to
be
the
new
Antenatal
Card
that
was
completed by
Nurse
Mkhize
and
contended
that
the
times
that
were
recorded
therein
indicated
that she
visited
the
clinic
for the first time at 12h30.
She
insisted
that
she
attended
at Ramokonopi clinic much earlier than the first recorded time of
12h30.
[24]
It is important to note that the
very
same
document
corroborates
her
evidence
because
it
records
at 12h30 that she was there earlier however, there was no recording
of
the tests or
examination that was done to her. The plaintiff was informed that the
nurses at Ramokonopi clinic deny that they had
ruptured
her membrane with a needle. She insisted
even in re-examination that the nurses ruptured
her
membrane
and
that
it
did
not
rapture
on
its
own.
The
defendant
further
stated that even if such was done, it would
have been by an amniotic hook and
not
a needle. She was willing to concede that it could have been by that
hook but the fact of the matter is that her
water was broken and did not rapture
spontaneously.
[25]
The relevance of this evidence is that the plaintiff’s case is
that her pregnancy was uneventful
and she was healthy. She contended
that there had been insufficient monitoring of her unborn child
during the latent and active
phases of her labour.
[26]
The plaintiff’s expert, Prof Nolte, a midwife, is very critical
of this in her evidence
for two reasons, namely, that the relevant
published guidelines require a CTG reading every half an hour during
the active phase
of labour and secondly, there did not appear to be
readings at all during the crucial hours preceding birth, i. e. from
05h00 to
09h00. Prof Nolte was challenged that it did not necessarily
follow that because there were no CTG readings recorded on the
partogram,
that in fact no monitoring had taken place during that
period. The defendant’s argument was that the inadequate
recordal
of the CTG readings did not mean that there was insufficient
or negligent monitoring of the foetus during that period. Prof
Nolte’s
response was that according to the guidelines that
which is not recorded means it was never done. Prof Nolte testified
about the
decelerations that were noted on the CTG. She stated that
they were not recorded anywhere and they ought to have been reported
to a doctor immediately.
[27]
Professor Nolte stated that without monitoring and recording of the
contractions, one would not
know the correct diagnosis of the
decelerations and that makes the labour high risk. She stated that in
this case the contractions
were not monitored as there is no evidence
thereof in pages 12 – 15 of section E (CaseLines page 053 –
106 to 053 –
109). According to her, it appeared that the
machine was not connected to measure the contractions.
[28]
Prof Nolte testified that from the reading of the CTG tracings on
section E pages 1,2,13,14 and
15, from admission of the plaintiff at
20h26 to 3h00 during the latent phase, there was no monitoring at
all. There was no evidence
of foetal heart rate (FHR) monitoring from
20h20 to 3h00 and no FHR monitoring at all during the latent phase.
In the active phase
FHR monitoring was done from 03h00 to 05h00 and
no more thereafter until the baby was born at 09h00. The FHR was to
be done every
30 minutes until around birth at 09h00. Accordingly,
there are four hours of no monitoring. With regard to the plaintiff’s
labour progress, Prof Nolte stated that according to the records the
nursing staff stopped monitoring the plaintiff at 05h00 on
4 October
2011. They were expected to monitor the plaintiff on a two hourly
basis until she was fully dilated. Therefore, there
is about three
hours of non-monitoring the progress of labour which is a substandard
practice.
[29]
Regarding the respiratory aspect of the child, Prof Nolte noted that
the APGAR score was 8/10
in ten minutes which was an indication of a
normal healthy crying baby. She stated that the points allocated for
respiratory suggested
that the child cried actively when he was born,
however, it is not the case in this matter. Prof Nolte stated that
because the
medical records indicated that there were numerous
variables in the plaintiff’s pregnancy including decelerations
it was
necessary to monitor and record information in order to tell
whether the child was compromised or not. Prof Nolte accepted that
the progress of labour was normal up to 05h00 when the defendant’s
officials stopped monitoring. She stated that the lack
of monitoring
thereafter deprived the nurses to know if the child was compromised.
The lack of monitoring of deceleration was another
instance where no
one knew the proper diagnosis because the CTG did not record the
contractions. According to her, it did not matter
whether the CTG was
done at 17h00 because nothing of value was recorded therein and it
was not clear if the baby was compromised
or not.
[30]
Prof Nolte referred to the plaintiff’s ANC which suggested to
her that the plaintiff was
a booked patient and that she had been
attending her antenatal classes. She noted that there were no
concerns that were raised
in section E of the maternity register at
the clinic concerning the plaintiff’s health and that of her
child. She concluded
that the pregnancy was un- eventful. She stated
that the CTG showed non- reassuring heart rate as well as
decelerations and these
were worrisome and this would have been
eliminated by proper monitoring of the foetus. A version was then put
to her that the nurses
will testify that the CTG machine was not
working. What is problematic is that there was no evidence of that
being recorded anywhere
especially during the crucial period of
labour. However, Prof Nolte responded that it was the responsibility
of the nurses to see
to it that the CTG machine was working or to
report it as soon as possible. She stated further that even if the
CTG scan at section
E page 15 (CaseLines page 053-109) was done on
the day of the plaintiff’s admission she would still have found
that the decelerations
that were recorded were non-assuring and they
ought to have been reported to a doctor and if there was no doctor
present, the plaintiff
should have been transferred to a hospital.
Prof Nolte testified that the decelerations may have meant that the
baby was not getting
sufficient oxygen and would be at a risk. She
explained that the nurses had to record the decelerations, report
them to the doctor
and record what the doctor’s proposed
solution thereto was. She stated that this was not done by the nurses
at Ramokonopi
Clinic and the nurses’ failure resulted in the
plaintiff having been deprived of the possibility of an appropriate
medical
care and the nurses placed the plaintiff and the baby in
danger.
[31]
Prof Nolte disagreed with what was indicated in the APGAR Scoring
that the plaintiff delivered
a healthy child. According to her, there
were inconsistencies. The high score suggested that the baby was
healthy whereas the not
crying baby with breathing problems indicated
otherwise. She concluded her evidence by stating that she and the
defendant’s
counterpart Sister Smit were in agreement that the
nurses who helped deliver the plaintiff’s child delivered a
substandard
service.
[32]
Dr SBI Lefakane (Dr Lefakane) testified that he started practicing as
a Paediatrician since 1988.
He specializes in treating diseases and
illnesses of infants, new-borns, toddlers to adolescents. He is based
at Lesedi private
clinic. He prepared a report in this case and a
joint minute with Dr Mathiva. He interviewed the plaintiff, examined
the child
and perused the medical records and the medico legal
reports of other experts. He stated that the word “suctioned
and put
in an incubator O2’’ as reflected on the birth
records meant that the nurses who delivered the child deemed it
necessary
to suction the baby and that it could have been blood or
some other fluid that the child ingested from delivery.
[33]
He opined that putting the child in an incubator with oxygen was not
sufficient as the child
should have been resuscitated differently. He
noted that the medical records reflected that the child needed help
with resuscitation
because there was a problem with its breathing and
according to him putting such a child in an incubator with oxygen did
not indicate
active resuscitation.
[34]
He explained that the APGAR scores were used to give an indication of
the child’s performance
and they depended on the person
completing it, but it looked at things like the heart rate, reflexes,
muscle tone, respiratory,
skin, etc. The higher the APGAR score the
healthier the child and the lower the score the more compromised is
the child. The scoring
is done after an interval of one, five and ten
minutes. In this case the baby’s skin on the head could not
have been normal
as indicated because of the word “Caput ++”.
The same as genitalia because it is indicated that the baby “passed
meconium at birth.”
[35]
Dr Lefakane further explained that if meconium is passed in utero it
is called meconium stained
liquor and if aspirated by the child it
may cause foetal distress and respiratory problems. The stained
liquor if aspirated may
require the baby to be resuscitated and
vigorous suctioning may be necessary depending on the amount
aspirated. With regard to
the APGAR scoring of 8/10 and 9/10 in 5
minutes and 10/10 in 10 minutes in this case, he stated that it meant
that the child was
vigorous and had normal respiratory efforts at
birth. This according to him contradicted the medical records which
reflected that
the child was transferred to Natalspruit hospital
because of chest problems and Sister Khanyile and Joja had written
that the baby
“did not cry at birth but breathing, suctioned
and put under incubator having nasal flaring”. He indicated
that baby
not crying at birth implicates the muscle tones and
breathing and this was an indication of a baby in distress. He opined
that
“baby not crying” would also mean that the brain is
affected.
[36]
Dr Lefakane criticised the nurses for putting the child in an
incubator when it had nasal flaring
which according to him was an
indication that it was struggling to breath on its own. He noted from
the medical records that the
child was unable to suck immediately
after birth and had weak moro. This according to him suggested
problems with the child’s
central nervous system relating to
its neurological status. He also noted that the child had red blood
filled blistered in the
mouth. According to him, they could have been
caused by trauma at the time that the child was suctioned and were
not necessarily
an indication of an infection more so that there is
no evidence medically to support such a conclusion.
[37]
Dr Lefakane considered and interpreted the evidence of the blood
tests results that were performed
on the child soon after it was born
and stated that they indicated that there was no bacterial or viral
infection. He noted that
the child’s platelets count was low.
He suggested that this could be as a result of the bone marrow not
producing enough
platelets or the existing platelets being destroyed
by a condition in the body. He stated that platelets could also be
killed by
medication, an infection, respiratory distress and
neurological involvement. He excluded the presence of an infection
based on
the CPR testing results which according to him were normal.
He however stated that low platelets are commonly found in Hypoxic
Ischemic Encephalopathy(HIE). He opined that in this case, based on
the medical records, the child suffered HIE during birth and
this
could be the cause of the decreased platelets.
[38]
Dr Lefakane referred to the progress note of Dr Kasele of the
Natalspruit Hospital who upon admission
of the child queried
Congenital pneumonia and Birth Asphyxia(BA). He noted that two blood
tests were ordered on the same day and
despite that, Dr Kasele had
not made any diagnosis except the differential diagnosis that he had
queried. Dr Lefakane further noted
that Dr Abrahams queried
congenital pneumonia and BA but that after investigations and tests
were conducted, she concluded that
the baby suffered from BA and HIE
grade 2. In relation to the discharge note of the child which
reflected the diagnosis as congenital
pneumonia, Dr Lefakane disputed
this and stated that the medical records did not indicate that the
child had fever and the CPR
results were normal therefore there was
no evidence of the child suffering from congenital pneumonia. He
suggested that the chest
x-ray of the child could have evidenced the
existence of congenital pneumonia but noted that no such x-ray was
performed. He commented
on the presence of metabolic acidosis and
stated that it was an indication of HIE and raised carbon-dioxide.
[39]
Dr Lefakane noted that according to the medical records the child was
last monitored at 05h00
before it was born at 09h00. According to him
if there was foetal distress as in this case or a need for medical
emergency the
nurses would not have known because that was not
recorded. Further, the nursing staff at Ramokonopi and Natalspruit
hospital should
have done head cooling treatment on the baby and he
regarded their failure to do so as substandard. He stated that this
treatment
is widely available in medical facilities. Sophisticated
medical facilities use a cooling blanket that wraps the child and
provide
cooling and those that do not have much use a cooling cap
with ice that is wrapped around the child’s head. The child ‘s
temperature is then measured by inserting a thermometer rectally
According to him this ought to have been done within 12 hours
of the
child’s life. He concluded that the baby suffered from
intrapartum HIE and that there was no sentinel event during
birth.
[40]
During cross examination Dr Lefakane was criticised for not
describing the type of CP that the
child suffered. He was pressured
to accept ACOG’s interpretation or criteria of what type of
hypoxia/CP was it that the baby
suffered and that same was not
consistent with ACOG’s definition. He replied that he omitted
that because he did not want
to be found wanting if he was to be
asked to explain same. He stated that ACOG is just but one of the
sources that prescribe criteria
of the types of CP that a baby can
suffer. He however conceded that where he observed unequal
distribution of moro, grasp and muscle
strength, there could be a
sign of CP with Hemiplegia. He was asked if the baby was spastic, he
denied and he stated that it was
likely that it was dyskinetic.
[41]
Dr Lefakane was once more pressured to accept that the baby’s
intrapartum injury was not
consistent with the criteria set by ACOG.
He accepted that the baby’s condition was not a straight
forward dyskinetic intrapartum
HIE as prescribed by ACOG. With regard
to the diagnosis of congenital pneumonia by Dr Kasele he reiterated
that it was only a differential
diagnosis as there was nothing
conclusive made by Dr Kasele, more so that there was no evidence of
any tests conducted to confirm
congenital pneumonia on the child. It
was put to Dr Lefakane that the inborn errors could also be possible
causes of HIE. He stated
that those are also caused by calcium salts
or potassium deficiencies and were mere electrolytes deficiencies
which are just hypothetical
causes and not applicable in this case.
Dr Lefakane accepted that the plaintiff did not suggest that
caesarean section was called
for at any stage. However, in
re-examination, he reiterated that because there was no monitoring
from 5h00 – 9h00 on 4 October
2011, there was no way of telling
that the foetus was in distress.
[42]
Lefakane was further challenged that CRP and Blood culture tests
would not necessarily rule out
an infection. He accepted that blood
culture would not, but CRP would definitely rule out any infection.
He stated that one must
not exclude the investigation of fever when
seeking to find an infection and in this case there was no such. He
accepted that ion
gap is an indicator of elevated CRP and added that
Ion Gap can also be elevated by heart failure, heart problems and
respiratory
distress. Dr Lefakane further confirmed that there were
no results of diabetes tests which could have been tested on
presentation
at the clinic or hospital. He says those are basic
investigations to a new patient. He suggested that the same testing
could have
also been done for HIV especially where the results were
not available or the patient was new. However, in this case, the
child
was fed ARVs for over five (5) days after the mother’s
status was determined as negative. This is despite the fact that
Nevirapine
has severe side effects which may cause hematological
effects. On the contention by the defendant that the inborn errors
were also
possible causes of HIE Dr Lefakane stated that those are
also caused by calcium salts or potassium deficiencies and were mere
electrolytes
deficiencies.
[43]
In re-examination, Dr Lefakane stated that all what the defendant is
contending for were hypothetical
causes of HIE and that in this case,
they were not applicable. He stated that the electrolytes were not
diagnosed as inborn errors.
On respiratory distress and treatment at
Natalspruit hospital, Dr Lefakane was informed that the nurses will
testify that the child
was not that sick to deserve the treatment
mentioned by him. He denied this and indicated that from what he had
seen as part of
the record, i.e. the baby having nasal flaring soon
after birth, the lab results evidencing respiratory distress
syndrome, the
baby was not in any satisfactory condition. He thus
rejected the defendant’s version.
[44]
In amplification of his denial, Dr Lefakane added that he could have
inserted an endotracheal
tube so that the baby gets oxygen directly
into its lungs. He further stated that even the treatment at
Natalspruit hospital was
inadequate. The putting of nasal prongs was
the same in that it did not actively assist the baby to get oxygen
directly into the
lungs. He denied that the treatment given was
acceptable.
[45]
Dr Lefakane referred to the progress note of Dr Kasele of the
Natalspruit Hospital who upon admission
of the child queried
Congenital pneumonia and Birth Asphyxia(BA). He noted that two blood
tests were ordered on the same day and
despite that, Dr Kasele had
not made any diagnosis except the differential diagnosis that he had
queried. Dr Lefakane further noted
that Dr Abrahams queried
congenital pneumonia and BA but that after investigations and tests
were conducted, she concluded that
the baby suffered from BA and HIE
grade 2. In relation to the discharge note of the child which
reflected the diagnosis as congenital
pneumonia, Dr Lefakane disputed
this and stated that the medical
records
did not indicate that the child had fever and the CPR results were
normal therefore there was no evidence of the child suffering
from
congenital pneumonia.
[46]
He suggested that the chest x-ray of the
child could have evidenced the existence of congenital pneumonia but
noted that no such
x-ray was performed. He commented on the presence
of metabolic acidosis and stated that it was an indication of HIE and
raised
carbon-dioxide.
[47]
Lefakane noted that according to the
medical records the child was last monitored at 05h00 before it was
born at 09h00.
According to him if there
was foetal distress as in this case or a need for medical emergency
the nurses would not have known because
that was not recorded.
Further, the nursing staff at Ramokonopi and Natalspruit hospital
should have done head cooling treatment
on the baby and he regarded
their failure to do so as substandard. He stated that this treatment
is widely available in medical
facilities. Sophisticated medical
facilities use a cooling blanket that wraps the child and provide
cooling and those that do not
have much use a cooling cap with ice
that is wrapped around the child’s head.
[48]
The child ‘s temperature is then measured by inserting a
thermometer rectally. According
to him this ought to have been done
within 12 hours of the child’s life. He concluded that the baby
suffered from intrapartum
HIE and that there was no sentinel event
during birth.
[49]
During cross examination Dr Lefakane was criticised for not
describing the type of CP. With regard
to the diagnosis of congenital
pneumonia by Dr Kasele he reiterated that it was only a differential
diagnosis as there was nothing
conclusive made by Dr Kasele, more so
that there was no evidence of any tests conducted to confirm
congenital pneumonia on the
child. It was put to Dr Lefakane that the
inborn errors could also be possible causes of HIE. He stated that
those are also caused
by calcium salts or potassium deficiencies and
were mere electrolytes deficiencies which are just hypothetical
causes and not applicable
in this case. Dr Lefakane accepted that the
plaintiff did not suggest that caesarean section was called for at
any stage. However,
in re-examination, he reiterated that because
there was no monitoring from 5h00 9h00 on 4 October 2011, there
was no way of
telling that the foetus was in distress.
[50]
Dr Lefakane was further challenged that CRP
and Blood culture tests would not necessarily rule out an infection.
He accepted that
blood culture would not, but CRP would definitely
rule out any infection. He stated that one must not exclude the
investigation
of fever when seeking to find an infection and in this
case there was no such. He accepted that
ion
gap
is an indicator of elevated CRP and
added that
Ion Gap
can
also be elevated by heart failure, heart problems and respiratory
distress. Dr Lefakane further confirmed that there were no
results of
diabetes tests which could have been tested on presentation at the
clinic or hospital. He says those are basic investigations
to a new
patient. He suggested that the same testing could have also been done
for HIV especially where the results were not available
or the
patient was new. However, in this case, the child was fed ARVs for
over five (5) days after the mother’s status was
determined as
negative. This is despite the fact that Nevirapine has severe side
effects which may cause hematological effects.
On the contention by
the defendant that the
inborn errors
were also possible causes of HIE Dr
Lefakane stated that those are also caused by calcium salts or
potassium deficiencies and were
mere electrolytes deficiencies
.
[51]
In re- examination, Dr Lefakane stated that all what the defendant is
contending for were hypothetical
causes of HIE and that in this case,
they were not applicable. He stated that the electrolytes were not
diagnosed as inborn errors.
[52]
On respiratory distress and treatment at Natalspruit hospital, Dr
Lefakane was informed that
the nurses will testify that the child was
not that sick to deserve the treatment mentioned by him. He denied
this and indicated
that from what he had seen as part of the record,
i.e. the baby having nasal flaring soon after birth, the lab results
evidencing
respiratory distress syndrome, the baby was not in any
satisfactory condition. He thus rejected the defendant’s
version.
[53]
In amplification of his denial, Dr Lefakane added that he could have
inserted an endotracheal
tube so that the baby gets oxygen directly
into its lungs. He further stated that even the treatment at
Natalspruit hospital was
inadequate. The putting of nasal prongs was
the same in that it did not actively assist the baby to get oxygen
directly into the
lungs. He denied that the treatment given was
acceptable.
ABSOLUTION FROM THE
INSTANCE
[54]
The plaintiff closed its case after leading the evidence of the above
three witnesses. The defendant
applied for absolution from the
instance
.
Counsel
for the defendant referred to the plaintiff’s amended
particulars of claim referring to the allegations of negligence
and
submitted that the plaintiff failed to demonstrate any form of
negligence on the part of the defendant.
She
argued that t
he
evidence
led
is
not
sufficient
to
cast
a
duty
on
the
defendant
t
o
adduce
evidence,
that there is
no
court
that could,
find
f
o
r
the
p
l
aintiff
on her
evidence
.
Further that the e
vidence
led
has not shifted the
evidentiary
burden to the
defe
n
dant
.
She contended that
the
p
laintiff
fai
l
ed
to estab
l
i
sh
a
prima
facie
case
on
the
first
enquir
y
relating
to
negl
i
gence
and that
the
negligence
caused the foetal compromise (i.e. cerebral palsy).
[55]
She
referred to the judgment of the court in
Claude
Neon
Lights
(SA)
Ltd
v
Daniel
1976
(4)
SA
403
(A)
at
409G
.
Counsel
for the plaintiff objected to the application for absolution. He
contended that the plaintiff had made out a
prima
facie
case upon which the court may find in her favour. He relied on
several similar authorities to that of the defendant, namely
Hurtwitz
v Neofytou
(23542/2015) [2017] ZAGPJHC 137 (2 June 2017) (unreported), where the
court referred to the case of
Gordon
Lloyd Page and Associates
and
applied the test there as set out
in
Claude
Neon
Lights
(SA)
Ltd
v
Daniel
1976 (4) SA 403 (A) at 409G-H.
He also referred to the case of
Liberty
Group Limited t/a Liberty Life v K and D Telemarketing and
Others
[2020]
JOL 47303
(SCA) at paragraph [14] where the Court held:
“
The
dictum from Steytler cited above makes it clear that it is
established practise that a decision of absolution from the instance
in a trial has the effect of a definitive sentence. Simply put, a
decision on the sufficiency of evidence led in that suit, by
way of
an order of absolution from the instance, has a definitive effect and
is susceptible to appeal. The court is functus
officio and
has no power or jurisdiction to hear any further evidence in relation
thereto”
[56]
I dismissed the application and undertook to give reasons in the
judgment. The trite test for
absolution from the instance is not
whether the evidence led by plaintiff established what would finally
be required to be established,
but whether there is evidence upon
which a court applying its mind reasonably to such evidence, could
find or might find in favour
of the plaintiff.
[57]
In
Gordon
Lloyd Page and Associates v Rivera and Another
[7]
the
Court referred to the test for absolution from the instance as
follows:
“
The
test for absolution to be applied by a trial court at the end of a
plaintiff's case was formulated in
Claude
Neon Lights (SA) Ltd v Daniel
1976 (4)
SA 403
(A) at 409G - in these terms:
'.
. . (W)hen absolution from the instance is sought at the close of
plaintiff's case, the test to be applied is not whether the
evidence
led by plaintiff establishes what would finally be required to be
established, but whether there is evidence upon which
a Court,
applying its mind reasonably to such evidence, could or might (not
should, nor ought to) find for the plaintiff. (
Gascoyne v Paul and
Hunter
1917 TPD 170
at 173;
Ruto Flour Mills (Pty) Ltd v
Adelson
(2)
1958 (4) SA 307
(T).)'
This
implies that a plaintiff has to make out a prima facie case - in the
sense that there is evidence relating to all the elements
of the
claim - to survive absolution because without such evidence no court
could find for the plaintiff (
Marine
& Trade Insurance Co Ltd v Van der Schyff
1972 (1) SA 26
(A) at 37G - 38A;
Schmidt
Bewysreg
4th ed at 91 - 2). As far as inferences from the evidence are
concerned, the inference relied upon by the plaintiff must be a
reasonable one, not the only reasonable one (Schmidt at 93). The test
has from time to time been formulated in different terms,
especially
it has been said that the court must consider whether there is
'evidence upon which a reasonable man might find for
the plaintiff'
(
Gascoyne
(
loc
cit
))
- a test which had its origin in jury trials when the 'reasonable
man' was a reasonable member of the jury (
Ruto
Flour Mills
).
Such a formulation tends to cloud the issue. The court ought not to
be concerned with what someone else might think; it should
rather be
concerned with its own judgment and not that of another 'reasonable'
person or court. Having said this, absolution at
the end of
a
plaintiff's case, in the ordinary course of events, will nevertheless
be granted sparingly but when the occasion arises, a court
should
order it in the interests of justice. Although Wunsh J was conscious
of the correct test, I am not convinced that he always
applied it
correctly although, as will appear, his final conclusion was
correct.”
[58]
The above authorities echo the requirement that the evidence led must
establish a prima facie
case relating to all of the elements relating
to the claim at the end of the plaintiff's case. Taking into
consideration all the
authorities above and the evidence presented by
the plaintiff it is my view that the plaintiff has made out a prima
facie case
from which this court might find for her. There is
evidence tendered which relates to the elements of the plaintiff’s
claim
which may be sufficient for the court to find for the
plaintiff.
EVIDENCE OF THE
DEFENDANT
[59]
Dr Mogashoa, a Paediatric Neurologist was requested to give an
opinion by the defendant on the
causes and extend of the child’s
neurological impairments. She had obtained the history of what had
happened during labour
and the delivery of the child from the
plaintiff antenatal records, maternity records, neonatal records and
MR1 report of radiologists.
She referred to the ACOG statement which
provides that
“
to
determine the likelihood that an acute hypoxic ischemia event that
occurred with close temporal proximity to labour and delivery
contributed to neonatal encephalopathy it is recommended that a
comprehensive multi-dimensional assessment be performed of neonatal
status and all contributing factors , including maternal medical
history, obstetric antecedents, intrapartum factors (including
fetal
heart rate monitoring results and issues relating to the delivery
itself), and placental pathology.
[60]
She referred to the following points made in the article: “
there
are several well-defined patterns of brain injury and their evolution
on MR1 that typical of hypoxic ischemic cerebral injury
in new-born,
including deep nuclear gray matter or watershed cortical injury. If a
different pattern of the brain injury or evolution
of injury exist on
MR1 then alternative diagnoses should be genetic investigations)”
[61]
According to Dr Mogashoa, one has to look at clinical status of the
baby during labour, during
and at birth in the neonatal period, and
subsequent outcome to determine if the baby fits the criteria for
intrapartum hypoxia.
She stated that there are certain requirements
before one can diagnose neonatal encephalopathy and the causes
thereof. She mentioned
that ACOG looks at,
inter alia
, the
condition of the baby at birth and refers to the APGAR scores, the
condition of the baby in the neonatal period that speaks
to neonatal
encephalopathy and whether there was a sentinel event. Dr Mogashoa
further stated that in accordance with ACOG guidelines,
the ACOG task
force on neonatal encephalopathy and CP reflects that multiple causes
can lead to brain injury in term infants, not
just oxygen deprivation
around the time of birth. Therefore, ACOG requires that medical
practitioners look for risk factors during
the labour called proximal
risk factors and then look at how labour was managed. This helps one
to conclude when the insult occurred
with regard to the APGAR scores.
She stated further that according to ACOG statement, an APGAR score
of less than 5 in ten minutes
was more likely to result in HIE baby,
while the score of above 5 in ten minutes would not. She noted in
this case that the baby’s
score of 8 and 9 in ten minutes were
high, accordingly, she opined that the injury to the baby was not in
keeping with HIE.
[62]
During cross-examination Dr Mogashoa refused to accept that the
baby’s condition was not
properly reflected by the APGAR
scores. She failed to explain why if the APGAR scores were high, was
there mentioned of the baby
having respirator problems or distress.
She contended that the baby did not require suctioning but that the
nurses simply incubated
him out of caution. She however conceded that
another possible reason for suctioning the baby was the aspiration of
meconium stained
liquor. She again later conceded that because the
medical records reflect that the baby had respiratory distress this
could be
the reason he was placed in an incubator during his stay at
Ramokonopi clinic and enroute in an ambulance to Natalspruit hospital
and then put on nasal prongs supply of oxygen for three days. She
also reluctantly accepted the diagnosis of birth asphyxia by
Dr
Abrahams and Dr Moyo who she accepted were also qualified
paediatricians.
[63]
With regards to the presence of multi system organ failure, Dr
Mogashoa testified that ACOG required
medical practitioners to
evaluate and test for liver and kidney functioning. In this case, it
was noted that the liver testing
on the baby was done and it
indicated elevated levels of urea and potassium. According to her,
this was haemolysed but not reliable.
She noted that Co2 was low at
10 moi/mc and there was an increased anion gap at 30moi/ml which
suggested an increased acidity in
the blood. This gave her the
picture of an abnormal liver with an increased metabolic acidosis.
She however also stated that the
best way of testing metabolic
acidosis was to do arterial blood gases. She accepted that this
together with the umbilical cord
blood testing were not done. On the
question of metabolic acidosis, Dr Mogashoa stated the importance of
checking the type of the
acidosis first. She stated that if there was
hypoxia, acidosis would be present because the baby then produced a
lot of lactate
acid. She also confirmed that HIE also causes
acidosis. Dr Mogashoa testified that septicaemia, a form of infection
in the body
may also produce acidity.
[64]
During cross examination she conceded that there was no testing of
these that was done, there
was no sonar and MRI genetic disorder and
the child had no obvious symptomatic clinical problems.
[65]
She stated that heart rate monitoring could also indicate
abnormalities and that meconium could
indicate fetal heart rate (FHR)
abnormalities, however she deferred to the gynaecologists. On
hemiplegia, she testified that in
terms of ACOG’s statement of
2014, an intrapartum HIE could be spastic or dyskinetic and it was
necessary to determine the
type of CP and to decide whether the
injury sustained is apportioned to HIE or not. She was referred to
the Occupational Therapist
(OT)’s referral letter that
requested a formal diagnosis for the baby for purposes of admitting
him at a school for the disabled.
She suggested that the statement by
an OT was critical and worrying to her and sought an investigation
into the issue. She was
asked if she referred to a letter in page 61
of section E and she confirmed. To her, the statement meant that the
HIE was not consistent
with intrapartum HIE.
[66]
Dr Mogashoa conceded during
cross-examination that the baby’s red blisters were not swabbed
for laboratory testing. She also
conceded that there was no lumber
puncture testing and there was no presence of chorioamnionitis. On
congenital pneumonia she stated
that it is tested by taking x-trays
of the chest. She conceded that this was not done. She therefore
conceded that there was no
evidence of congenital pneumonia and that
only clinicians could test for it.
[67]
The next witness for the defendant was Sister Mkhize, a midwife.
Sister Mkhize testified that
she had been a midwife for 17 years. On
3 October 2011 she was on duty at Ramokonopi clinic. She opened the
ANC for the plaintiff
at the time that she presented herself to the
clinic because she did not have one. The plaintiff was however at
clinic earlier
on that day. She does not know what was done to her
because nothing was recorded. She confirmed that everything that was
done to
the plaintiff earlier was supposed to have been recorded. She
attended to the plaintiff’s pains at 17h00 and the plaintiff
was not yet in labour. At 17h10 she observed mild contractions on the
CTG tracing. There were three contractions in ten minutes
and they
have intensity and time space. She explained that sometimes the FHR
changes when there is pain caused by contractions
and when this
happens there is a decreased oxygen supply to the baby and in order
to survive the baby compensates by using its
own reserves of oxygen.
Where the contractions are intense and prolonged that might put the
baby in danger. She testified about
decelerations. She stated that it
meant that the FHR has dropped below 120bpm from below the baseline
level and it could be with
or without contractions and it could be
before or after contractions.
Decelerations
could also happen on their own and if variable they may be dangerous
to the baby. In relation to the reading of the
CTG at page 053-109
she confirmed that the said CTG tracing contained the tracing of the
mother and the baby’s FHR.
[68]
She stated that the CTG showed decelerations, which occurred after
about five to ten seconds
after the contractions. These were late
decelerations which are dangerous to the baby because they occurred
just after the contractions.
She was asked if they were recorded
anywhere and if they needed medical intervention. She conceded that
they were not recorded
and that they were not even reported to a
doctor. She however sought to testify that the CTG continued for an
extended period and
there were no further decelerations. Sister
Mkhize accepted Prof Nolte’s evidence that the CTG tracing on
CaseLines at 053-109
was a cause for concern and that a continuous
running of the CTG tracing was necessary to carefully monitor the
relationship between
the contractions and the FHR. She agreed with
Prof Nolte’s evidence that upon realising the late
decelerations, she ought
to have called for intervention or guide
from the doctor. When confronted with Professor Nolte’s
evidence that there was
no continuous monitoring of the CTG and that
there was no activation of the management of the noted late
decelerations, and that
meant that her conduct was substandard, she
sought to suggest that there was some recovery. It was put to Sister
Mkhize that her
conduct of sending the plaintiff home after noticing
the late decelerations was dangerous and substandard. She stated that
she
did not see then in 2011 that the decelerations were dangerous
but it was only during the hearing of this matter and with further
experience that she realised that the said decelerations were in fact
dangerous to the baby. She therefore conceded that her conduct
of
sending the plaintiff home in light of the noted dangerous late
decelerations was a substandard practice.
[69]
Sister Khanyile also testified. She qualified as a professional nurse
in 1990 and by 2011 she
had been a professional nurse for over 20
years. She holds a diploma in midwifery and a certificate in neonatal
care in ICU. On
04 October 2011 she was stationed at Ramokonopi
clinic as a midwife. She started her duties at 07h00. She is the one
who delivered
the plaintiff’s child and she completed the birth
register as well as the summary of labour. She also completed the
section
dealing with the APGAR scores. She confirmed the scoring on
the APGAR chart. She confirmed that the baby was suctioned and put in
the incubator with oxygen. She stated that the reason was to remove
mucus from the nose and to warm the baby with a free flow of
oxygen.
She suggesting that there was nothing wrong with the baby immediately
after birth. She explained that Caputt ++ meant swelling
on the scalp
on the occipital area which could have been caused if the mother
pushed before she was fully dilated. She had noted
that the baby
passed meconium at birth. She explained that the meconium was passed
immediately after birth because the baby was
distressed. She conceded
that she did not record anywhere that the meconium was passed after
birth and that it was clear. She also
noted that the baby was born
with nasal flaring and was not crying. She however scored the baby
10/10 in 10 minutes. She confirmed
that the nasal flaring was an
indication that the baby was not breathing with ease. She further
noted that the baby had to be transferred
to Natalspruit hospital.
According to her, it was because of the blood filled blisters and
nasal flaring. She described the condition
of the baby immediately
after delivery as tired, required air and passed meconium. She
however stated that it was an alive baby.
[70]
During cross-examination Sister Khanyile testified that she only
looked at the plaintiff’s
hospital file after delivery of the
baby because she was given a verbal report in the morning by the
night shift nursing staff.
She was informed that there was no record
of the plaintiff being monitored after 05h00 on 4 October 2011. She
stated that she was
not aware that the plaintiff experienced strong
contractions in the early morning. She was referred to labour
Partogram which indicated
that the plaintiff was 8cm dilated at 05h00
and that from there her labour progression was slow and abnormal. She
confirmed that
the plaintiff would have been expected to reach 10cm
dilation at around 7am to 8am. She further confirmed that the
plaintiff was
fully dilated at 8h30 and that there was no record of
her monitoring from 8h00 to 9h00.
[71]
She testified that she was not aware of the late decelerations
suffered by the baby and the mother-
as testified to by sister Mkhize
and Prof Nolte. Sister Khanyile testified that in the active phase of
labour the plaintiff and
the baby needed to be monitored hourly from
8cm dilation. From 9cm dilation monitoring should have happened at
every 15 to 30 minutes’
interval. She was asked if she did an
assessment of the mother and baby before delivery. She confirmed,
however, she stated that
she did not record that anywhere. She was
referred to the Nursing Guidelines and she confirmed that according
to the Guidelines
she had to record the findings of her
assessment/examination. Upon being told that the plaintiff and her
baby were not monitored
between 05h00 to 9h00 on the 4th therefore
she would not have known that the baby was in distress, she replied
that the baby’s
ligour was clear. Once again she conceded that
such information was not recorded anywhere. With regard to the fact
that she conducted
episiotomy on the plaintiff, she conceded that
foetal distress could also be a reason for doing episiotomy.
[72]
Sister Khanyile testified that on delivery of the baby the colour of
his lips and tongue were
blue. She stated that if the baby passed
meconium in utero there would be a number of indications like blueish
lips, the meconium
will be all over the body, the baby would be
listless and there would be irregular breathing pattern and the heart
rate would drop.
She was informed that in this case all the
indicators were there. She replied that the baby was healthy.
[73]
Dr Weinstein, the Radiologist called by the defendant also testified
in addition to the evidence
of the joint minute with his counterpart.
He confirmed the contents of the joint minutes. He confirmed that the
MRI scan of the
child’s brain was taken when he was 6 years and
7 months. He reiterated the conclusion he reached together with his
counterpart
of hypoxic Ischemic encephalopathy event of an acute
profound distribution occurring at term. According to him the
distribution
pattern on the brain where the insult occurred indicated
no partial prolonged changes. He explained that an acute profound
hypoxic
ischemic event means a sudden, not progressive event which
damages only the deep brain structures. A partial prolonged event
causes
damage to the peripheral structures of the brain. According to
Dr Weinstein, there was no sentinel event and timing and causes of
the insult could not be determined through MRI, he deferred to the
relevant experts. He continued to testify that there is a lot
of
literature supporting the view that a multifactorial investigation
should be undertaken in order to determine a case of acute
profound
HIE.
[74]
It is a principle of our law that for the plaintiff to succeed with
its claim against the defendant
it must establish on a balance of
probabilities that its version is reliable and can be believed.
Sister Khanyile and Sister Mkhize
conceded to the fact that the
plaintiff received substandard care at Ramokonopi clinic. What then
remains for determination is
whether the substandard care is the
cause of the injury suffered by the child and the resultant damages.
CONGENITAL PNEUMONIA
[75]
The plaintiff’s contention is that the minor child’s
condition was caused by birth
asphyxia, more particularly from
hypoxia (inadequate oxygen to the brain) caused by prolonged labour.
This birth asphyxia was,
according to the plaintiff, of such a
severity as to result in a hypoxic ischaemic injury (HIE grade 2)
sufficient to result in
the condition, in contrast to a hypoxic
ischaemic insult that may not have brain-damaging consequences. The
plaintiff contended
that by the time the child was admitted to the
Natalspruit hospital he had already suffered an HIE of sufficient
severity to have
resulted in irreversible brain damage (and the
condition as described). The plaintiff contends that this HIE had
taken place already
during labour (intrapartum).
[76]
The defendant’s case was that although the child may have
suffered from a hypoxic ischaemic
insult during labour, that insult
may at most may have been as a result of some other causes i.e.
congenital pneumonia or
some other infection not caused by any
negligence on the part of the defendant of its staff. The defendant
further disputed that
any hypoxic damage to the foetus had been
caused by prolonged birth (and so disputed that there had been birth
asphyxia insofar
as that is intended to be a reference to birth
asphyxia caused by prolonged birth but that if there was such damage
it had been
caused by congenital pneumonia. The defendant’s
argument continued that its medical personnel could not be found
negligent
in relation to damage caused by congenital pneumonia as
that damage was not preventable. It was understood by the experts
that
it was around that point that the attending doctor, in addition
to birth asphyxia, diagnosed congenital pneumonia.
[77]
The approach taken by the plaintiff was to dispute the diagnosis of
congenital pneumonia, asserting
through her experts both in their
expert summaries and joint minutes, and during the trial that it was
a misdiagnosis. The defendant
on the other hand advanced the case
that the diagnosis of congenital pneumonia was correct, and that this
inflammatory disease
of the lungs was to blame for the hypoxic injury
to the child, and that its medical personnel could not be blamed for
the damage
caused by the disease. Furthermore, the defendant
contended that the injury suffered by the child was in keeping with
HIE of acute
profound distribution as testified by its expert
radiologist Dr Weinstein and therefore that could not be attributed
to any negligence
of its nursing staff.
I am therefore
required to decide on the probabilities whether the diagnosis of
congenital pneumonia was correct, insofar as it
is relevant to the
issue of liability.
[78]
Dr Lefakane testified that Dr Kasele in recording the diagnosis of
congenital pneumonia had done
so without conducting any tests. The
experts in this case are agreed that chest x-rays of the child were
necessary to determine
the presence of congenital pneumonia and that
such chest x-rays were never taken. Furthermore, Dr Lefakane stated
that the diagnosis
of congenital pneumonia was a differential
diagnosis and not conclusive and that Dr Abrahams having conducted
further examination
of the child and also relying on the fact that
the child had weak moro, could not suck and had convulsions on
5/10/2011 concluded
that the child suffered from BA. From the medical
records supplied
the diagnosis of
congenital pneumonia is not supported by evidence. I find
the
evidence of Dr Lefakane to be more persuasive on this point, and that
the indications, on the probabilities, are not consistent
with a
diagnosis of congenital pneumonia. Therefore, on a balance of
probabilities, I find that the diagnosis of congenital pneumonia
is
not established.
[79]
Having
found that the defendant has not succeeded in establishing that
congenital pneumonia is the cause of the child’s condition
it
is necessary to deal with the plaintiff’s asserted case that
the HIE sufficient to result in the condition was sustained
intrapartum.
It
is necessary for the plaintiff to prove on a balance of probabilities
that there is a causal nexus between the conduct relied
upon (whether
by way of commission or omission) and the damage. Whether or not this
causal nexus has been established in a particular
case is a question
of fact that must be answered in light of the oral evidence and the
relevant probabilities.
[80]
In deciding the issue of causation, it is necessary first to
determine whether there is a factual
causal nexus between the act (or
omission) and the harmful consequences, and then if such factual
causation is established, to
consider whether legal causation has
been established. The exercise of considering factual causation is to
ascertain whether the
defendant’s act or omission caused or
materially contributed to the harm suffered.
[81]
Before
consideration can be given as to whether causation has been
established (whether factual or legal) it is necessary to identify
the loss-causing event as only then is it possible to, for example,
make the hypothetical enquiry as to probably what would have
happened
but for the wrongful conduct of the defendant.
[82]
In this instance, the radiologists are agreed that the condition
occurred as a result of an acute-profound
hypoxic ischaemic injury.
The plaintiff’s case is that this acute-profound HIE occurred
during the intrapartum period. In
the circumstances, it is first
necessary for the plaintiff to prove on the probabilities that an
acute-profound HIE occurred intrapartum,
as only once that is
established, can further questions be considered such as whether the
wrongful act, which the plaintiff asserts,
caused that loss, and does
meet the requirements for causation. The respective radiologists, Dr
Henning and Dr Weinstein agree
that “the MRI demonstrates
acute-profound HII that occurred in a term brain.
[83]
The plaintiff contended that the defendant’s staff, on the
morning of 3 October 2011, unreasonably
failed to conduct proper care
of the plaintiff in that they ordered her to return home even while
her urine showed traces of blood.
They deliberately failed to
sufficiently, adequately and reasonably monitor the CTG tracing when
they were checking the plaintiff
such that they did not know that the
deceleration monitored was dangerous for the mother and the baby.
From their above failure
to adequately observe the CTG tracing, they
failed to report the said dangerous deceleration to the doctor. They
failed to monitor
the contractions of the plaintiff and the effects
they would have on the baby. Accordingly, they were unable to see
that the baby
was being compromised whilst in utero. They could,
therefore, not take any decisive emergency action to assist the baby
and the
mother. They also failed to take the necessary tests such as
diabetes and HIV. As a result, the baby was fed anti-retroviral
medication
when same was not necessary and dangerous.
[84]
After admission, they failed to monitor the plaintiff’s
pregnancy during the Latent phase
at all. They failed to monitor the
mother’s condition during the Latent Phase, at all. They failed
to monitor the baby’s
foetal heart rate in accordance with the
Maternal Guidelines, during the Active Phase. They failed to monitor
the plaintiff’s
condition in accordance with the Maternal
Guidelines, during the Active Phase. The failed to monitor both the
mother and the child
from 05h00 till the baby was born at around
09h00. The plaintiff says that all these failures and omissions
culminated in a situation
that the nurses failed to note the
desperate state of the Plaintiff’s pregnancy including the
continued pressure that the
severe contractions noted in the early
hours of the morning were putting on the baby from, at the most,
05h00 to 09h00 when they
stopped monitoring the plaintiff and the
baby.
[85]
The plaintiff further contended that at birth the defendant’s
staff failed to assess the
bay’s condition to determine whether
or not the baby would be able to be born per vaginal. They failed to
provide the baby
with reasonable treatment soon after he was born,
like cold cap treatment, and direct oxygen to his lungs. They
continued to provide
the baby with ARV treatment even after the
mother’s status had been found to have been negative.
[86]
The plaintiff therefore contend that an assumption must not be made
when considering whether
a HIE is an acute-profound that it can only
occur over minutes (in contrast to a longer period), notwithstanding
what is generally
understood by an injury being “acute”.
She referred to what was held in
M v MEC for Health Eastern Cape
that:
“
The
court
proceeded
that on this argument there would have been ample forewarning of
the
impending
catastrophe
had
the
hospital
staff
acted
properly
and
in
accordance
with what was required of them in practice.
The
lack of adequate
monitoring
constitutes a negligent omission. And factual causation, on this
argument,
is to be found in the creation of a situation where the foetus was
placed
at risk of, amongst others, hypoxia, which could have been averted
by
proper, adequate monitoring. In this regard reliance was placed on
Lee
v
Minister
of Correctional Services
.”
[8]
[87]
The
SCA
went further that: “
[I]n
an
article co-authored by Professor Buchmann
the
following
conclusion
appears:
‘A
labour
related
Intrapartum
Hypoxia
is
a
common
and avoidable cause of perinatal death in South Africa, and the
majority
of
these deaths occur in no risk situations where labour appears to be
normal.
The
overwhelming problem seems to be failure to detect evidence of foetal
distress.
To prevent these unnecessary deaths the emphasis in labour and
care
should be close and careful monitoring of all
women
in labour, with
particular
attention to
detail
in
foetal
heart
rate monitoring.’
[88]
The defendant’s officials cannot reasonably and confidently
explain to the Court what caused
the damage to the baby’s
brain. From the expert evidence and literature this means that the
baby’s brain was deprived
oxygen for a prolonged period of
time. Dr Abrahams and Dr Moyo termed this as Birth Asphyxia. The
Court must then ask itself, what
is the likely cause of the harm to
the baby’s brain. Dr Abrahams, in the hospital records stated
that it was caused by birth
asphyxia and HIE grade 2.
[89]
In other word, the said Dr Abrahams, as supported by Dr Lefakane, has
found that the baby was
deprived oxygen while in utero. This was the
same answer which Dr Lefakane provided, after he excluded, congenital
pneumonia, viral
or bacterial infection. The only answer is that the
baby suffered asphyxia possibly during birth. In this regard,
something can
also be said about the reliance by the plaintiff’s
experts on the Apgar score as not reflecting the correct condition of
the child immediately after birth. The baby was said not to have
cried, tired, required air and passed meconium, had nasal flaring
and
could not suck. In the evidence of Sister Mkhize the baby’s
lips were blue. I am of the view that this was not a reflection
of a
healthy baby as the defendant would want the court to believe.
[90]
The substandard care afforded the plaintiff has been conceded by the
experts. The next question
that one has to ask is whether or not the
said substandard service and lack of monitoring during the crucial
hours of labour caused
the harm herein and when could this injury
have happened. Dr Lefakane stated that two hours before the birth is
a critical time
within which if anything untoward can be spotted,
emergency remedial actions can take place. Prof Nolte, also testified
that the
said time from 05h00 to 09h00 is the most critical time for
the baby.
[91]
There being no evidence of a sentinel event, the plaintiff’s
baby was, in my view injured
because the defendant’s nurses
were negligent, unreasonable and demonstrated substandard care by
their failure to timeously
recognise the risk factors like the late
decelerations, blood in urine, etc. and not monitoring the plaintiff
according to the
acceptable standards provided for in the guidelines.
[92]
I am therefore satisfied that foetal distress would have been averted
and the plaintiff’s
child would not have sustained HIE had the
defendant’s staff properly monitored the plaintiff during
labour. In the circumstances,
I find, on the probabilities, that the
defendant’s staff failures culminated in an acute-profound HIE
which occurred intrapartum
sufficient to result in the condition of
the plaintiff’s child.
[93]
Under the circumstances, I make the following order:
1.
The
defendant is liable for 100% of the damages of the Plaintiff as
proven or agreed in her representative capacity for and on behalf
of
her child, resulting from the negligence of the staff at Ramokonopi
Clinic resulting in the child suffering from cerebral palsy;
2.
The
defendant shall pay the costs of suit including such costs to
include:
a.
The
costs attendant upon obtaining the medical legal reports, addendums
and joint minutes of the following experts:
i.
Professor
W A G Nolte;
ii.
Dr
S Lefakane;
iii.
Dr
P Henning;
iv.
Dr
M Mbokota;
b.
The
qualifying, attendance, preparation, travelling fees, where
applicable, of the aforesaid witnesses.
c.
The
costs consequent upon the employment of a senior counsel.
3.
The
determination of the quantum of the said damages is postponed sine
die.
M B MAHALELO
JUDGE OF THE HIGH
COURT
GAUTENG DIVISION,
JOHANNESURG
This judgment was
delivered electronically by circulation to the parties legal
representation by e-mail and uploading onto caselines.
The date and
time of hand down is 10h00 on the 15 September 2022.
Appearances:
On behalf of the
plaintiff
: Adv T Machaba SC
Instructed by
: Jerry Nkeli and Associates
On behalf of the
defendant
: Adv N Makopo
Instructed by
: Johannesburg State Attorney
Date of judgment
: 15 September 2022
[1]
Mtetwa
v Minister of Health
1989
(3) SA 600
(D&CLD)
at 606 B-F;
Oppelt
v Department of Health, Western Cape
2016
(1) SA 325
(CC)
at para 34.
[2]
2016
(1) SA 325
(CC) at para 106-108
[3]
1995
(4) SA 73
(C).
[4]
Collins
above at 81I – 82B
[5]
Medi-Clinic
Ltd v Vermeulen
2015
(1) SA 241
(SCA)
at para 25
[6]
Medi-Clinic
above at para 5
[7]
[2000]
4 SA 241
A at para 2
[8]
Lee
v Minister of Correctional Services
2013 (2) SA 144
(CC).
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