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# South Africa: South Gauteng High Court, Johannesburg
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[2022] ZAGPJHC 931
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## TT and Another v Minister of Social Development and Others (20/43969)
[2022] ZAGPJHC 931; [2023] 1 All SA 803 (GJ);
2023 (2) SA 565 (GJ) (19 November 2022)
TT and Another v Minister of Social Development and Others (20/43969)
[2022] ZAGPJHC 931; [2023] 1 All SA 803 (GJ);
2023 (2) SA 565 (GJ) (19 November 2022)
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sino date 19 November 2022
REPUBLIC
OF SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
LOCAL DIVISION, JOHANNESBURG
CASE NO: 20/43969
REPORTABLE:
YES
OF
INTEREST TO OTHER JUDGES: YES
REVISED
YES
In
the matter between:
TT
First Applicant
BM
Second Applicant
and
MINISTER
OF SOCIAL DEVELOPMENT
First Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
Second Respondent
SOCIAL
DEVELOPMENT, GAUTENG
HEAD
OF DEPARTMENT, GAUTENG
Third Respondent
DEPARTMENT
OF SOCIAL DEVELOPMENT
SINAH
PHIRI
Fourth Respondent
LIVHUWANI
MUFAMADI-MALAKA
Fifth Respondent
PEARL
HLATSHWAKO
Sixth Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
Seventh Respondent
HEALTH,
GAUTENG
EVELYN
MAHLANGU
Eighth Respondent
GOITSEMANG
BOTES
Ninth Respondent
SOUTH
AFRICAN COUNCIL FOR SOCIAL
Tenth Respondent
SERVICE
PROFESSIONS
MBC
Eleventh Respondent
TLC
Twelfth Respondent
MT
Thirteenth Respondent
BAT
Fourteenth Respondent
CENTRE
FOR CHILD
LAW
Amicus Curiae
Summary
:
Domestic a
doption – Constitution – Chapters 9
and 15 of the Children’s Act 38 of 2005 – interpretation
– Application
for the review of
National
Department of Social Development’s Practice Guidelines on
National Adoption
-
Promotion of
Administrative Justice Act
(PAJA) – principle of
legality –
-
Application for the
review of s239(1)(d) letter of non-recommendation of BT’s
adoption - Conduct of the Department of Social
Development and social
workers and declaratory orders of unlawfulness and breaches of
constitutional rights of applicants and minor
children B and L -
review of the Guidelines which are inconsistent with the Constitution
and the Children’s Act 38 of 2005
– review of
non-recommendation letter of adoption of BT on various grounds - stay
of review proceedings regarding adoption
of L.
JUDGEMENT
Delivered:
This judgement was handed down electronically by circulation to
the parties’ legal representatives by e-mail. The date and
time
for hand-down is deemed to be 14h00 on the 19th of November 2022.
DIPPENAAR
J
:
[1]
This application raises the important issue
of adoption and the plight of two minor children, BT (“B”),
born in 2018
and LM (“L”), born in 2019 to respectively
the first and second applicants, unmarried major students, who had
been
abandoned by their partners when they became pregnant. The
applicants made the difficult choice to consent to the adoption of
their
children in the children’s best interests.
[2]
The application is underpinned by the stark
reality that despite the passage of extensive time, their adoptions
remain in limbo
and have not been finalised due to bureaucratic
delays and the actions of the very institutions and social workers
tasked to ensure
B and L’s welfare.
[3]
The
relief sought by the applicants is extensive and wide ranging. It
includes declaratory relief to retain the privacy and confidentiality
of the respective parties; the review and setting aside of a letter
of non-recommendation of the adoption of B issued by the Gauteng
Department of Social Development in terms of s 239(1)(d) of the
Children’s Act
[1]
(“the
Act”) under the Promotion of Administrative Justice Act
[2]
(“PAJA”) alternatively the doctrine of legality; the
review and setting aside of the National Department of Social
Development’s Practice Guidelines on National Adoption (“the
Guidelines”) under the principle of legality and
various
declaratory orders pertaining to the violation of the constitutional
rights of the applicants and those of B and L by the
first to ninth
respondents. The application further concerns the interpretation of
various provisions of the Act and, if found
to be unconstitutional, a
declaration to that effect.
[4]
Only the first to third respondents
(collectively referred to as “the Department”) opposed
the application. It sought
dismissal of the application with costs.
The remaining respondents did not participate in the proceedings.
[5]
During argument, the Department contended
that it also represented the fourth to ninth respondents. That is not
however borne out
by the facts. None of these respondents deposed to
confirmatory or opposing affidavits and the application was only
formally opposed
by the Department. The fourth, fifth, sixth, eighth
and ninth respondents, collectively referred to as “the social
workers”)
are social workers who were involved in the adoptions
of B and L and were cited in their personal capacities as parties to
the
application.
[6]
The eleventh and twelfth respondents are
the prospective adoptive parents of B, in whose temporary safe care B
has been his whole
life, other than his first four months when he was
placed in a temporary care facility at the behest of the Department.
B is presently
four years old.
[7]
The thirteenth and fourteenth respondents
are the prospective adoptive parents of L, in whose temporary safe
care L has been since
shortly after his birth. L is presently three
years old.
[8]
The eleventh and twelfth respondents and
the thirteenth and fourteenth respondents support the relief sought
insofar as it relates
to B and L respectively.
[9]
The amicus curiae sought and obtained leave
to intervene in the proceedings. That application was not opposed and
such an order
was granted pursuant to the hearing. The court is
grateful for the valuable assistance rendered by the amicus.
The parties’
respective cases
[10]
In sum, the applicants’ case is that
the Department and the social workers involved have misinterpreted
and misapplied the
relevant provisions of the Act, which are
perpetuated in the Guidelines and have frustrated, interfered with
and unlawfully stalled
the adoption process contrary to the best
interests of B and L, thus stripping the applicants of the right to
choose adoption as
an option. They have also violated B and L’s
constitutional rights as well as the constitutional rights of the
applicants,
including their rights to keep the pregnancy and adoption
private by informing or threatening to inform their parents about the
birth of B and L and their intended adoptions, despite the
applicants’ clear instructions not to do so.
[11]
The Department’s answering papers are
deposed to an employee of the first respondent, who concedes that he
lacks personal
knowledge of the relevant facts. The Department’s
case is centrally based on a report dated 4 February 2021 prepared by
Ms
Daphne Naidoo, designated as “Deputy director monitoring and
evaluation: Social Welfare Programmes & Provincial Adoption
Task
Team member” relating to the reasons for the refusal to grant a
letter in terms of s 239(1)(d) of the Act recommending
the adoption
of B. Ms Naidoo did not however provide a confirmatory affidavit.
There is thus merit in the applicants’ contention
that the
Department’s answering papers substantially constitute hearsay
evidence.
[12]
The Department’s case in sum is that
it is not in the best interests of B and L that they be adopted by
their prospective
adoptive parents in circumstances of material
contraventions of the law both by Ms Wasserman and the presiding
magistrates in the
Children’s Courts, which render those
proceedings null and void. According to the Department, it is in the
best interests
of L that he be removed from the care of his
prospective adoptive parents, placed in the care of the Department
and that the adoption
proceedings commence
de
novo
. In respect of B, the Department
contends that his adoption by the eleventh and twelfth respondents is
not in his bests interests.
The Department recommended that B be
placed in foster care with the first applicant’s parents.
[13]
In its answering affidavit, the
Department’s stance is encapsulated thus:
“
The
Department is not led by emotions when making decisions that are in
the best interests of the children but reach factual conclusions
after investigations and careful consideration has gone into reaching
the relevant decision.
The Applicants’
basis for their decisions are primarily based on their emotions and
fear of what their families will say as
opposed to the paramount best
interests principle. The circumstances or prospects of a financially
secure future do not negate
the other factors for consideration such
as maintaining family links…
The reasons put forth
for reaching the decision to put the children up for adoption may
appear valid to the Applicants. It is whether
it would be in the best
interest of the children that they be adopted, and in the case at
hand, it is not in the children’s
best interests. The
Applicants chose to eliminate their parents from being considered in
the equation of safe care, and adoption.
The children’s grand
parents should be first in line for consideration and only after they
have been eliminated as parents
who can act in the best interests of
the children would they be eliminated…
The first to ninth
respondents are obliged to perform the stipulated duties and ensure
compliance with statutory defined procedure
in adoptions. They are
the empowered authority to regulate all adoptions and endorse all
lawful adoptions by issuing the section
239(1)(d) letters of
recommendation…
The Department was at
all times acting within the best interests of the children and had no
mala fide intentions. The best interests
of the minor children are
guaranteed by lawful legal processes, performed by authorities
empowered by legislative framework, and
with stipulated
investigations diligently carried out. An adoption with functions
performed ultra vires by private workers and
incomplete
investigations or procedural steps, can never be in the best
interests of minor children
The provisions of
section 230(3)(a) and sections 231(4) and (3) set out some of the
major considerations, which the Applicants discount
without
explanation The maternal grandparents of B and L fit these criteria,
inter alia. It is common cause that at least B’s
grandparents
are willing to play this role and can get financial assistance in
terms of section 231(5)”.
[14]
The Department further contends that
neither of the applicants exercised their election to put their
children up for adoption independently,
predicated on the involvement
of a private social worker, Ms Wasserman and her alleged
transgressions. The Department also mounts
an indirect challenge to
the adoption proceedings of B and L by contending that the
magistrates in the Krugersdorp Children’s
Court had acted
unlawfully, thus rendering the adoption proceedings void.
[15]
Significantly, although much attention was
devoted to arguments surrounding alleged defects in the respective
children’s court
proceedings, no review or appeal proceedings
were ever launched by the Department and in the present application,
the Department
did not seek any such relief. Reliance was placed on
broad and unsubstantiated allegations regarding irregular adoptions
in the
Province following a particular methodology. No evidence was
presented that the present facts bear any resemblance to the alleged
modus operandi
in those irregular adoptions. The Department further relied on a
meeting held between representatives of the Department and the
presiding magistrates at the Krugersdorp Children’s Court
during August 2019, which resulted in numerous pending adoption
proceedings, including those relating to B and L, being referred to
an investigation as to whether the children involved are children
in
need of care and protection under Chapter 9 of the Act.
[16]
The Department contended that it opposed
the application “
given that the
relief sought would not only be detrimental to the children but would
also open up flood gates to numerous frivolous
cases brought before
the Court”
.
The relevant facts
[17]
It is necessary to set out the facts in
substantial detail as the conduct of the Department and the various
social workers are central
to the application. These facts are not
contentious and are by and large common cause. The factual
circumstances of the first and
second applicants are similar, but
distinct.
[18]
The first applicant was a 23 year old
unemployed student from a low income household when she became
pregnant with B. She made the
decision to put up B for adoption as
she could not provide for B financially or emotionally. The first
applicant did research and
sought assistance from Ms Wasserman, an
adoption social worker in private practice. B’s father, a
student, did not want any
part of B’s pregnancy or his life and
suggested a termination of the first applicant’s pregnancy. He
broke all contact
with the first applicant after she refused to do so
and his whereabouts are unknown. The first applicant received
counselling from
Ms Wasserman who assisted her throughout the process
and prepared the relevant reports.
[19]
According to the first applicant she made
the choice in the best interests of B as she wanted to ensure that he
would be placed
with a loving family who would be able to provide him
with opportunities and a fair chance at a life she was unable to
provide
and did not have herself. The first applicant further decided
not to inform her parents and extended family of her pregnancy or
the
birth of B as they were strict and conservative and she feared that
she would be disowned or forced to abandon her studies.
[20]
B was born prematurely during mid-2018 and
had to remain at Leratong Hospital for another week after the first
applicant’s
discharge. The eighth respondent, a social worker
employed at the hospital, after interrogating the first applicant
about the adoption,
lodged a request for an investigation into the
adoption based on her concerns that adoption procedures were not
followed and that
the biological father of B’s wishes needed to
be investigated. The first applicant was not informed of the
investigation.
This resulted in B not being discharged on due date as
the hospital was informed not to do so and that the adoption could
not continue.
[21]
The first applicant formally consented to
B’s adoption in the prescribed manner and in front of a
magistrate in the Children’s
Court shortly after her discharge
from hospital during July 2018. It was intended that B should have
been placed in the temporary
care of prospective adoptive parents
chosen by the first applicant upon his discharge from hospital. They
however withdrew from
the process some three weeks after B’s
birth due to the Department’s interference and the uncertainty
about B’s
whereabouts at the time.
[22]
Pursuant to the investigations of the
Department, B was removed to another hospital without notification to
the first applicant
during August 2018 and some two weeks later to a
temporary care facility. B’s removal was effected pursuant to
an order granted
by the Children’s Court at the behest of the
Department on the basis that he was a child in need of care and
protection.
[23]
After the withdrawal of the first
prospective adoptive parents, the first applicant selected the
eleventh and twelfth respondents
as prospective adoptive parents from
various candidates. Ms Wasserman prepared the necessary adoption
reports. The prospective
adoptive parents were approved as suitable
and it was recommended that the adoption application be granted on
the basis that it
would be in B’s best interests.
[24]
B remained at the temporary care facility
for some four months before being placed in the temporary care of the
eleventh and twelfth
respondents on 14 November 2018 pursuant to an
order of the Children’s Court. When B was placed in their care,
B had a skin
infection, oozing wound, an undetected lactose
intolerance and could not latch properly, reflective of the care he
received at
the facility,
[25]
The fourth, fifth and ninth respondents
became involved in the adoption process during 2018 after the
investigation called for by
the eighth respondent. The fourth
respondent contacted the first applicant on 31 July 2018 and advised
her that she was going to
inform her parents (“the parents”)
about B’s birth and to make arrangements to have him placed in
their care.
According to the fourth respondent, the parents had a
right to know about B and that, because they are the first
applicant’s
legal guardians, their consent was needed to put B
up for adoption. The first applicant expressly instructed the fourth
respondent
not to inform her parents. During August 2018, the fifth
respondent became involved and also threatened to inform her parents.
She advised the first applicant that she would be discarding B if she
put him up for adoption. According to the applicant her interactions
with the social workers were scary and threatening and she felt
victimised and punished for electing adoption.
[26]
During the proceedings before the
Children’s Court in September 2018, the Department produced a
report, advising the magistrate
the matter had been referred for
investigation by the Department. The report was based on grounds
disputed by the first applicant.
The magistrate ruled that no
investigation was required and that the adoption should continue. It
was ruled that Ms Wasserman should
continue as the adoption social
worker and place an advertisement in a newspaper to attempt to trace
B’s biological father.
This was done and a report was prepared
by Ms Wasserman. The biological father could not be traced and did
not respond.
[27]
The adoption hearing was to proceed on 26
September 2018. The Department however persisted with its claims and
various postponements
ensued. The fourth respondent produced a
further report in October 2018 casting aspersions on Ms Wasserman
which it contended required
investigation. The adoption application
was postponed to 13 November 2018.
[28]
On 14 November 2019, the Children’s
Court ordered that B be placed in the temporary care of eleventh and
twelfth respondents
pending finalisation of the adoption. The
adoption application was postponed to February 2019 to obtain the
Department’s
recommendation letter under s 239(1)(d) of the
Act. During 2019 the application was postponed monthly to await the
letter of recommendation.
During August 2019 an order was granted by
the Children’s Court referring the matter to the Department to
determine whether
B was a child in need of care and protection.
Neither the first applicant nor Ms Wasserman was informed of the
application resulting
in that order. From the Department’s
papers it became apparent that this order was granted pursuant to the
meeting and agreement
between it and the magistrates of the
Krugersdorp Children’s Court during August 2019.
[29]
It was undisputed that B’s adoption
proceedings were postponed 15 times at the instance of the Department
between 2018 and
2020.
[30]
Despite the first applicant’s express
and repeated instructions to the various social workers involved not
to inform her parents,
the first applicant’s parents were,
unbeknown to the first applicant and without her consent, informed of
her pregnancy,
the birth of B and his proposed adoption during
February 2020. Social workers visited her parents on various
occasions between
March and May 2020 to persuade them to take care of
and raise their grandchild. According to a report prepared by the
fifth respondent,
the parents seemed ambivalent on the issue but were
not unwilling to take care of B. The first applicant had had no
contact with
the social workers since 2018.
[31]
As a result of these events, the first
applicant’s relationship with her parents has soured and there
has been a breakdown
in their trust relationship. The conduct of the
social workers has further caused the first applicant substantial
stress and trauma.
[32]
After the visits by the various social
workers, a report was prepared, recommending that B be placed in
foster care with the first
applicant’s parents. The high water
mark of the social worker’s investigations was that the first
applicant’s
parents “did not have any problems with B
being placed with them”. The report concluded that B was a
child in need
of care and protection in terms of section [sic
Chapter] 9 of the Act and that the Guidelines require the family of
origin’s
participation in the adoption process. The first
applicant’s parents were proposed as foster parents. The report
further
stated:
“
According
to the Children’s Act 38 of 2005, it is in the best interest of
the child concerned to be placed in the care of
his parents, family
and extended family to maintain a connection with his or her family,
extended, culture or tradition in terms
of s7(f)(i)(ii)”.
[33]
On 7 August 2020, the Children’s
Court, pursuant to a hearing on 29 June 2020, declared that B was
adoptable under s 230(3)(g)
of the Act and that his adoption by the
eleventh and twelfth respondents was in his best interests. At the
hearing, the fifth respondent
testified and relied heavily on the
Guidelines in support of her recommendations and in contending she
was entitled to approach
the first applicant’s parents. She
advised the court that it would be in B’s best interests that
he be removed from
the eleventh and twelfth respondents and placed
with the first applicant’s parents to maintain his culture. She
conceded
that she had never met B or his prospective adopted parents
and had conducted no investigations into B’s present
circumstances.
She further conceded that B’s maternal
grandparents had never met B. The Children’s Court found that
the fifth respondent’s
recommendations against adoption were
not justified and directed the Department to issue the s 239(1)(d)
recommendation letter
within 30 days.
[34]
The Department refused to issue a
recommendation letter. A letter in terms of s 239(1)(d) dated 21 July
2020 was issued on 4 September
2020, recording that the Department
did not recommend B’s adoption. The letter did not set out any
reasons. B’s adoption
has still not been finalised and the
Department steadfastly refuses to issue a letter of recommendation.
[35]
The second applicant’s circumstances
are similar and she comes from a similar background. L was born to
the second applicant,
a 27 year old unemployed student, in 2019 from
a relationship between her and a married man who denied paternity and
abandoned
the second applicant after she became pregnant. The second
applicant decided to give L up for adoption as she could not provide
for L financially or emotionally and she considered it in his best
interests to ensure that he had a loving family and home with
all the
opportunities that she never had.
[36]
The second applicant and her young daughter
live with the second applicant’s parents and extended family
and are dependent
on her father’s income of some R7000 per
month for support. She feared that she would not have the support of
her mother,
given the history between them pertaining to her earlier
pregnancy during 2016 and the birth of her daughter, after which her
mother
evicted them from the family home and only allowed them to
return some five months later. During the latter part of her
pregnancy,
the second applicant moved out of her home to hide the
pregnancy from her parents.
[37]
The second applicant sought assistance and
was referred to the same private adoption social worker who assisted
the first applicant,
Ms Wasserman. She received counselling and
formally consented to L’s adoption before a Magistrate in the
prescribed manner
during September 2019. On the same date, L was
placed in the temporary safe care of the thirteenth and fourteenth
respondents by
order of the Children’s Court under s 46(1)(a)
of the Act, pending the finalisation of the adoption. The relevant
reports
were submitted to the Children’s Court that L was
adoptable and the thirteenth and fourteenth respondents were suitable
adoptive
parents. Ms Wasserman submitted a report to the Department
on 17 June 2020, recommending L’s adoption by the thirteenth
and
fourteenth respondents.
[38]
When the sixth respondent became involved
during September 2019, she interrogated the second applicant about
the adoption who explained
the facts. L was already in the temporary
care of the thirteenth and fourteenth respondents. The second
applicant insisted that
she did not want her parents to be informed.
During October 2020, the sixth respondent again contacted the second
applicant and
informed her that she was in possession of a court
order that instructed her to advise the second applicant’s
parents about
the adoption and that a site visit would be conducted
at the home on 15 October 2020. No such order was produced as part of
the
R53 record. Despite second applicant’s reiterations that
she did not want her family to be told of L, the social worker
insisted
that the second applicant’s parents would be notified
of the intended adoption of L at the site visit.
[39]
The second applicant procured pro bono
legal assistance and a court order was obtained on an urgent basis
from the High Court on
14 October 2020, interdicting the first to
ninth respondent’s from informing her parents and family
members of her pregnancy,
the birth of L and the proposed adoption.
Despite the order, the second applicant still feared that the
Department would disclose
the information to her parents which would
destroy their relationship and possibly result in her and her
daughter’s eviction
from the parental home.
[40]
A letter recommending the adoption of L in
terms of s 239(1)(d) of the Act was issued by the Department on 23
November 2020, after
the second applicant obtained the interdictory
relief. This was not brought to the second applicant’s
attention before the
present application was launched during December
2020.
[41]
In its answering papers, the Department
adopted the stance that the recommendation letter under s 239(1)(d)
was irregularly issued
and that review proceedings were pending. That
stance was adopted after the applicants pointed out the disparity in
treatment between
the adoptions of B and L, despite the factual
similarities. The Department’s view is that L should be removed
from the care
of the thirteenth and fourteenth respondents, placed in
the care of the Department and that new adoption proceedings are to
begin
de novo.
[42]
The Department, more than two months after
delivering their answering affidavit during June 2021, eventually on
1 September 2021
launched the threatened review proceedings, on the
basis that the letter was irregularly issued. By 12 July 2022,
shortly before
the hearing, that application had still not been
properly served on either the second applicant or the thirteenth and
fourteenth
respondents and is presently still pending.
[43]
L has been in the care of his prospective
adoptive parents, the thirteenth and fourteenth respondents, since
his birth in 2019.
The second applicant selected them as prospective
adoptive parents and they were involved in second applicant’s
pregnancy
and the birth of L. His adoption remains uncertain as a
consequence of the Department’s review application.
The Department’s
setting aside application
[44]
Prior to turning to the merits it is
convenient to dispose of an application launched by the Department on
12 July 2022 in which
it sought to set aside an affidavit delivered
by Ms Wasserman on the basis that the leave of the court had not been
first obtained.
The application was opposed by the applicants.
[45]
Ms Wasserman had delivered an affidavit,
envisaged in the applicants’ replying affidavits, but not
available at the time of
its delivery, dealing with the allegations
made against her by the Department in their answering papers on 12
October 2021, some
nine months before the hearing. The Department had
not sought to file any affidavit in response. It had ample
opportunity to do
so but elected not to. In the circumstances it
cannot be concluded that the Department was prejudiced, as was
argued.
[46]
Ms Wasserman’s version corroborated
that of the applicants, including that she did not influence them in
making the decision
to put their respective children up for adoption.
It also established that she is an accredited adoption social worker
as envisaged
by s 1 of the Act. She further confirmed that her
reports placed before the Children’s Court recommended the
adoptions of
both B and L by their prospective adoptive parents as
being in their best interests.
[47]
In
my view, it is in the interests of justice to allow Ms Wasserman’s
affidavit and to consider the application on the full
facts,
specifically considering that the application concerns the best
interests of minor children
[3]
.
Insofar as that affidavit was delivered late, that should be
condoned. It is also in the interests of justice to afford Ms
Wasserman
an opportunity to respond to the allegations made by the
Department, given that much of the answering affidavit was aimed at
discrediting
her.
[4]
[48]
It follows that the application falls to be
dismissed. There is no reason to deviate from the normal principle
that costs follow
the result.
[49]
The
version of Ms Wasserman refutes the allegations of improper conduct
on her part made by the Department. No cogent evidence was
produced
by the Department that Ms Wasserman was involved in an organised ring
of unlawful adoptions as alleged. It is not necessary
to determine
the disputes between Ms Wasserman and the Department insofar as they
exist on the papers. Insofar as the Department
wishes to pursue their
complaints against Ms Wasserman, there are alternative forums in
which these disputes could and should more
properly be determined.
The disputes between the Department and Ms Wasserman are primarily
extraneous to the actual adoptions of
B and L
[5]
.
[50]
I turn to consider the merits and the
various issues raised in the application.
Should the applicants
be granted the privacy and confidentiality relief sought?
[51]
The applicants requested the Department to
retain the confidentiality of all the parties involved, including the
minor children
and to excise or redact their personal information
from the record in order to protect their privacy. The Department had
served
the rule 53 record in unredacted form. The rule 53 record
further included information pertaining to third parties and minor
children
not involved in these proceedings but involved in other
adoption matters. Its answering papers also in various of its
attachments
disclosed the identities of the minor children and the
parties involved.
[52]
In the answering papers, the Department
adopted the stance that the reasons advanced by the applicants for
wanting to keep the identities
of the parties confidential did not
justify:
“
the
long term negative consequences and impact it would have on the
children concerned and that it was not in the best interests
of the
children to grant the anonymity sought which stems more from the
applicants wanting the adoption to be kept secret”.
[53]
This stance was perpetuated in the
Department’s heads of argument, wherein the submission was made
that the children may want
to know their biological parents and
extended families once they reach a certain age and that keeping the
adoption and personal
circumstances of their biological parents’
secret could be detrimental to the children and leave them unwanted
by their biological
parents and family. In the answering affidavit,
it is stated:
”
The
applicants are mistaken to think that the vulnerability of the minor
children ends once the adoption process is finalised ..
in fact the
children will always remain vulnerable and susceptible to all risks
that comes with giving your child up for adoption
… the
reasons given by the applicants to keep their identities and personal
choices and circumstances private, are based
more so on the fear of
judgment and scandal that would occur if this Application becomes
public knowledge”
[6]
.
[54]
According to the Department, it would
infringe on the children’s rights to information, freedom and
association and place
would place limitations on their choices if the
identities of the parties were kept confidential.
[55]
The
cavalier attitude adopted by the Department is open to criticism and
entirely disregards its confidentiality obligations under
the Act
[7]
and the best interests of the minor children involved
[8]
.
Their stance is illogical and evidences a level of bias against
mothers who put up their babies for adoption. That this stigma
regrettably exists amongst social workers, appears from research done
into adoptions and the abandonment of children
[9]
.
The parties and the minor children involved have a clear right to
have their dignity preserved and to do so, requires that their
identities be preserved.
[56]
At the hearing the Department, wisely in my
view, adopted a different stance and did not oppose the
confidentiality relief sought.
Its only objection was to request more
time to attend to the redactions required, given the limited capacity
of the State attorney’s
office and the volume of work it
attends to.
[57]
The confidentiality relief should in my
view be granted. The Department will have sufficient time to commence
with the redaction
process forthwith and need not delay until
judgment is delivered. In my view a period of 3 days would be more
than sufficient time
to complete this task, even if a supine approach
has been adopted by the Department.
The legislative
framework and the Department’s interpretation thereof
[58]
The
legal matrix against which the Act must be considered is the
Convention of the Rights of the Child (“the UN Convention”)
[10]
which was adopted by the United Nations in November 1989. It is a
comprehensive and binding treaty that specifically deals with
the
rights of the child
[11]
. South
Africa ratified the Convention in 1995. South Africa has also adopted
various other international treaties related to ensuring
the
promotion and protection of children’s rights
[12]
.
[59]
By
way of example, Article 49(1) of the African Charter on the Rights
and Welfare of the Child
[13]
provides that “
in
all actions concerning the child undertaken by any person or
authority the best interests of the child shall be the primary
consideration”
.
[60]
It
is trite that in interpreting legislation where rights are involved,
they must be viewed through the prism of the Constitution
[14]
.
In interpreting the relevant sections an interpretation must be
adopted that is consistent with the Constitution wherever reasonably
possible
[15]
under s 39(2).
[61]
Section
28 of the Constitution
[16]
deals with the protection of children’s rights in South Africa.
It provides:
“
(1) Every child
has the right –
(a) to a name and
nationality from birth;
(b) to family care or
parental care, or to appropriate alternative care when removed from
the family environment;
(c) to basic
nutrition, shelter, basic health care services and social services;
(d) to be protected
from maltreatment, neglect, abuse or degradation;
(e) to be protected
from exploitative labour practices;
(f) not to be required
or permitted to perform work or provide services that –
(i) are inappropriate
for a person of that child’s age;
(ii) place at risk the
child’s well-being, education, physical or mental health or
spiritual, moral or social development;
(g) not to be detained
except as a measure of last resort, in which case, in addition to the
rights a child enjoys under sections
12 and 35, the child may be
detained only for the shortest appropriate period of time, and has
the right to be –
(i) kept separately
from detained persons over the age of 18 years; and
(ii) treated in a
manner, and kept in conditions, that take account of the child’s
age;
(h) to have a legal
practitioner assigned to the child by the state, and at state
expense, in civil proceedings affecting the child,
if substantial
injustice would otherwise result; and
(i) not to be used
directly in armed conflict, and to be protected in times of armed
conflict.
(2) A child’s
best interests are of paramount importance in every matter concerning
the child.”
[62]
The
Children’s Act is central to this application. Chapter 15 of
the Act
[17]
regulates local
adoptions of children
[18]
.
Chapter 9 of the Act
[19]
on
the other hand, regulates children in need of care and protection.
[63]
At the heart of the issues between the
parties lies a proper interpretation of the relevant provisions of
the Act. The stance of
the Department and the conduct of the social
workers involved are informed by their interpretation of the relevant
statutory provisions
of the Act and the Guidelines. It is apposite to
first deal with the Department’s interpretation of the relevant
provisions
of the Act.
[64]
The contentious features of the
Department’s stance and interpretation are primarily contained
in Ms Naidoo’s report,
pertaining to the adoption of B. The
central contention is that it must first be determined, by a
designated statutory social worker,
whether a child is in need of
care and protection prior to starting the adoption process and prior
to a child being found adoptable.
Reliance is placed on various
provisions of Chapter 9 of the Act. This informs the Department’s
reliance on s 156, s 157(1)(ii)
and s 187 of the Act pertaining to
foster care and reunification services which it contends must be
rendered to the child and the
family prior to a court declaring a
child adoptable. Its view is that after such investigation, a
designated social worker may
recommend to court to declare the child
adoptable. At this stage the grandparents and extended family members
may be given preference
to adopt the child. In support of that
interpretation, emphasis is placed on s 7(1)(f) and ss 231(3) to (5)
of the Act as important
factors to consider.
[65]
In Ms Naidoo’s report, B is
characterised as a child who “
has
a parent or caregiver but that person is unable or unsuitable to care
for child”,
in support of the
interpretation that it must first be determined whether a child is in
need of care and protection. In the Department’s
answering
affidavit, reliance was further placed on s 230(3)(a) of the Act in
characterising B and L as adoptable as “
the
child is an orphan and has no guardian or caregiver who is willing to
adopt the child”.
[66]
In Ms Naidoo’s report reference is
made to an appeal process against the proceedings in the Children’s
Court, despite
no appeal never being launched. The Department adopts
the stance that it could ignore the Children’s Court
proceedings as
they were null and void. Although it is conceded that
there has been consent, the children are adoptable and the
prospective adoptive
parents are willing and able to undertake,
exercise and maintain parental responsibilities and rights, the
Department argues that
the Children’s Court cannot issue
adoption orders without the recommendations letters under s 239(1)(d)
of the Act and the
Children’s Court in the case of B erred by
directing that such letter be issued. The Department maintained that
there are
no exceptional circumstances that warrant adoption orders
being granted in the presence of peremptory statutory violations,
more
so in the absence of their adoption recommendation letter
pertaining to B.
[67]
I
turn to consider the relevant provisions of the Act. The golden rules
of interpretation are well established and requires a purposive,
contextual linguistic approach
[20]
.
The process of local adoption proceedings, comprises three separate
and distinct components: the child focused preliminary investigation;
the prospective adoptive parents’ preliminary investigation and
the formal adoption proceedings.
[68]
The preliminary child focused investigation
is concerned solely with determining whether a child is adoptable.
This is a factual
enquiry which must be investigated and reported on
by an adoption social worker as defined in
in s 1 of the Act,
which includes an accredited social worker in private practice who
has a speciality in adoption services and
is registered in terms of
the Social Service Professions Act.
[69]
Section 230 of the Act pertains to a child
who may be adopted. It provides in relevant part:
“
(1)
Any child may be adopted if –(a) the adoption is in the best
interests of the child; (b) the child is adoptable; and (c)
the
provisions of this Chapter [15] are complied with.
(2) An adoption social
worker must make an assessment to determine whether a child is
adoptable.
(3) A child will be
adoptable if (a) the child is an orphan and has no guardian or
caregiver who is willing to adopt the child;
(b) the whereabouts of
the child’s parent or guardian cannot be established; (c) the
child has been abandoned; (d) the child’s
parent or guardian
has abused or deliberately neglected the child, or has allowed the
child to be abused or deliberately neglected;
(e) the child is in
need of a permanent alternative placement; (f) the child is the
stepchild of the person intending to adopt;
or (g) the child’s
parent or guardian has consented to the adoption unless consent is
not required.”
[70]
Ms Wasserman is an accredited adoption
social worker and under s 230(2) is mandated to conduct the
assessment as to whether B and
L are adoptable. The Department’s
stance that such assessment must be conducted by a designated social
worker, is thus incorrect
as is its contention that Ms Wasserman was
not entitled to perform adoption services.
[71]
The
circumstances listed in s 230(3)(a) to 230(3)(e) normally follow a
finding by the Children’s Court that the child is in
need of
care and protection and that reunification with the child’s
parents or extended family is not possible or in the
child’s
best interests
[21]
. The
adoptability of the child arises due to the child being found to be
in need of care and protection and not due to the child
being
considered adoptable
[22]
.
Those circumstances to not apply to the facts in this matter.
[72]
Where the child’s parent has
consented to the adoption under s 230(3)(g), as in the case of B (and
L), the child is not an
orphan as described in s 230(3)(a), as relied
on by the Department in its answering affidavit, nor as B is
characterised in Ms
Naidoo’s report. In failing to recognise
that B and L in the present instance are children falling under s
230(3)(g), the
Department’s interpretation is misconceived.
[73]
Under
s 233(1)(a)
[23]
as read with s
233(2) and ss 236(1) and 236(2)
[24]
,
consent by the first and second applicants as biological parents of B
and L is sufficient. The consent of their biological fathers
is not
required, given that they have not been involved in their lives and
have either denied paternity (in the case of L) or their
whereabouts
are unknown (in the case of B).
[74]
The
circumstances stated in s 230(3)(g)
[25]
,
do not require that there is any prior process or an investigation
into whether the child is in need of care and protection. The
voluntary consent to adoption is regularly dealt with by adoption
social workers and should “
for
all practical reasons be dealt with expeditiously and without any
real difficulties”
[26]
.
[75]
As
held in
National
Adoption Coalition
[27]
:
“
An
adoptable child is not a child in need of care as a consequence of a
child’s parent consenting to his or her adoption and
the
related provisions to a child in need of care are not an automatic
consequence of a child’s parent consenting to his
or her
adoption or of an adoption application”
.
[76]
It
was further expressly held in
Herbst
[28]
,
that the practice of first having a child found in need of care and
protection as a prerequisite for adoption is unnecessary
[29]
.There
is moreover no provision in Chapter 15 which requires that in all
adoptions there must first be an investigation whether
a child is in
need of care and protection.
[77]
The Department’s stance that
determining whether a child is in need of care and protection is
always required before adoption
proceedings can continue is thus
incorrect and is not supported by the relevant statutory provisions.
In the present instance,
no such investigation was required. The
Department’s interpretation misconceives the distinction and
conflates the various
requirements pertaining to Chapter 9
proceedings and adoptions under Chapter 15 in various respects.
[78]
Under
s 230(1), compliance is only required with the provisions of Chapter
15 of the Act. The placement of a child pending finalisation
of the
adoption proceedings is not of itself an issue in the adoption
proceedings. The Department’s complaints in relation
to the
temporary placement of B and L in the care of the eleventh and
twelfth and thirteenth and fourteenth respondents respectively,
pending the finalisation of the adoption process are not issues which
should impede the adoption proceedings. Any orders regarding
placement are regulated by Chapter 11 of the Act. The remedies of
appeal and review were available to the Department if they had
sufficient grounds to do so, which they did not exercise, either
timeously or at all. The Department’s view that it could
ignore
the orders granted by the Children’s Court as being null and
void, is misconceived
[30]
and
the orders granted by the Children’s Court remain valid and
binding.
[79]
The relevant sections further do not
expressly or by implication require that family members of the
biological parent must be consulted
or their consent obtained for a
child to be deemed adoptable, as the Department contends. As both the
first and second applicants
were majors, they did not require consent
from their parents prior to consenting to the adoption of their
children as the consent
requirement under s 233(1)(a) is only
required if the biological mother is a minor herself and under the
age of eighteen.
[80]
The
approach adopted by the Department that the applicants did not
exercise their election independently and the requisite procedures
were not followed is not supported by any cogent facts. The first and
second applicants were majors, respectively 23 and 27 years
old at
the time, with autonomy to make what are very personal choices within
the inner sanctum of privacy
[31]
.
In their affidavits, the applicants both confirmed that they
exercised their decisions to put up their children for adoption
independently and after receiving counselling as required under s
233(4) of the Act and that they gave informed consent. As stated,
they both had personal reasons to do so.
[81]
Both the first and second applicants
further gave written consent before a Magistrate in the Children’s
Court as required
s 236(6) and did not withdraw such consent within
the prescribed sixty-day period provided. The consent thereafter
became final.
[82]
Ms Wasserman conducted the assessments and
prepared reports that B and L are adoptable. B and L were privately
matched. Matching
could also occur via the Register on Adoptable
Children and Prospective Adoptive Parents. From the available
candidates, the first
applicant chose the eleventh and twelfth
respondents as prospective adoptive parents. The second applicant
chose the thirteenth
and fourteenth respondents.
[83]
Section 231 of the Act regulates the
categories of persons entitled to adopt and the processes involved.
The eleventh and twelfth
respondents and the thirteenth and
fourteenth respondents are respectively both married husbands and
wives.
[84]
Ms Wasserman conducted the assessments and
concluded that the aforesaid prospective adoptive parents are fit and
proper and willing
and able to undertake parental responsibilities as
envisaged by s 231(2)(a) and (b) of the Act.
[85]
Section 231 in relevant part provides:
(1) A child may be
adopted-(a) jointly by-(i) a husband and wife; …
(2) A prospective
adoptive parent must be –(a) fit and proper to be entrusted
with full parental responsibilities and rights
in respect of the
child; (b) willing and able to undertake, exercise and maintain those
responsibilities and rights;(c) over the
age of 18 years; and (d)
properly assessed by an adoption social worker for compliance with
paragraphs (a) and (b).
(3) In the assessment
of a prospective adoptive parent, an adoption social worker may take
the cultural and community diversity
of the adoptable child and
prospective adoptive parents into consideration.
(4)
A person may not
be disqualified from adopting a child by virtue of his or her
financial status
(5) Any person who
adopts a child may apply for means-tested social assistance where
applicable.
…
(7) (a) The biological
father of a child who does not have guardianship in respect of the
child in terms of Chapter 3 or the foster
parent of a child has the
right to be considered as a prospective adoptive parent when the
child becomes available for adoption.
(b) A person referred to in
paragraph (a) must be regarded as having elected not to apply for the
adoption of the child if that
person fails to apply for the adoption
of the child within 30 days after a notice calling on that person to
do so has been served
on him or her by the Sheriff.
(8) A family member of
a child who prior to the adoption has given notice to the clerk of
the children’s court that he or
she is interested in adopting
the child has the right to be considered as a prospective adoptive
parent when the child becomes
available for adoption”.
[86]
The Department complained that there was no
proper matching as a designated social worker was not involved. This
view is incorrect,
given that Ms Wasserman is an accredited social
adoption worker and is entitled to perform the assessments under s
231(3). The
wording of the section does not require that such
assessment be performed by a designated social worker.
[87]
The Department placed reliance on ss 231(3)
and 231(4) as justifying its stance that adoptive children should be
placed with family
and financial constraints should not be a reason
not to afford them priority. It argued that the provisions of ss
231(3) and 231(4)
constitute some of the major considerations
involved. Reliance was further placed on s 231(5) in arguing that the
first applicant’s
parents could obtain financial assistance to
take care of B.
[88]
Reading s 231(3) in context, it cannot be
intended to be an overriding factor in determining the best interests
of a child. Such
an interpretation would undermine the scheme created
by s 7 and the need to consider the factors listed therein, together
with
any other relevant factors, in an individualised manner
pertaining to a specific child, rather than adopting a blanket
approach.
The section does no more than mention community and
cultural diversity as factors which may be taken into account in the
assessment
of prospective adoptive parents.
[89]
On a purposive interpretation of the
provisions in context, the provisions of ss 231(3) to 231(5) do not
demand that a family member
should be considered, as the
interpretation adopted by the Department suggests. The high water
mark on the issue of family is to
be found in s 231(8) which relates
to a family member who has expressed interest in adopting a child.
The wording of the section
further does not give rise to any express
obligation to inform the family of a woman who seeks to put her child
up for adoption
that she intends to do so, so they may possibly
express an interest in adopting the child. A family member has the
duty to give
notice of his or her intention to adopt. There is also
nothing in s 231 which gives any preference to family members to
adopt an
adoptable child.
[90]
A willingness to foster, as relied upon by
the Department in its recommendations relating to the adoption of B
by the first applicant’s
parents, would not meet the necessary
threshold.
[91]
Measured against the Constitution, the
wording of s 231 militates against the interpretation that a child
must as a primary consideration
first be placed within the biological
family, specifically in circumstances such as the present, where the
biological mothers have
decided to put their children up for adoption
and not to inform their families of their pregnancies and the birth
of their respective
children. Autonomy must be afforded to such
biological mothers who are intimately aware of their family
circumstances to make the
choice which would better serve the best
interests of their children. Biological mothers have the right to
privacy. I further agree
with the amicus that if the Constitutional
rights of mothers are undermined, it may well increase the risk of
abandonment of new
born babies, an issue which is already prevalent
in our society.
[92]
Turning to the formal adoption process,
once an adoptable child is matched with a fit and proper prospective
adoptive parent which
meets the statutory criteria, the adoption
social worker prepares the application to be submitted to the
relevant Children’s
Court and the process is conducted in
accordance with the relevant provisions of the Act, subject to the
prescribed judicial oversight
by the Children’s Court.
[93]
Section 239 of the Act provides:
“
(1) An
application for the adoption of a child must –
(a) be made to a
children’s court in the prescribed manner;
(b) be accompanied by
a report, in the prescribed format, by an adoption social worker
containing-
(i) information on
whether the child is adoptable as contemplated in section 230(3);
(ii) information on
whether the adoption is in the best interests of the child; and
(iii) prescribed
medical information in relation to the child;
(c) be accompanied by
an assessment referred to in section 231(2)(d);
(d) be accompanied by
a letter by the provincial head of social development recommending
the adoption of the child; and
(e) contain such
prescribed particulars.
(2) When an
application for the adoption of a child is brought before a
children’s court, the clerk of the children’s
court must
submit to the court –
(a) any consent for
the adoption of the child filed with a clerk of the children’s
court in terms of section 233(6);
(b) any information
established by a clerk of the children’s court in terms of
section 237(2);
(c) any written
responses to requests in terms of section 237(2);
(d) a report on any
failure to respond to those requests; and
(e) any other
information that may assist the court or that may be prescribed.
(3) An applicant has
no access to any documents lodged with the court by other parties
except with the permission of the court.”
[94]
The
adoption social worker has various obligations under s 239 of the
Act. A report must be provided under s 239(1)(b), dealing
inter
alia
with
the child’s best interests. The adoption worker must provide
information on whether or not the proposed adoption is in
the best
interests of the child. The best interests criteria is of paramount
importance. It is child centric and resolves around
the particular
facts and circumstances of the specific individual prospective
adoptable child.
[32]
[95]
Section 7(1) of the Act provides a list of
factors to be considered, where relevant in conjunction with the
rights in s 28 of the
Constitution, already referred to. These
factors are:
“
(a) the nature
of the personal relationship between – (i) the child and the
parents, or any specific parent; and (ii) the
child and any other
care-giver or person relevant in those circumstances; (b) the
attitude of the parents, or any specific parent,
towards – (i)
the child; and (ii) the exercise of parental responsibilities and
rights in respect of the child; (c) the capacity
of the parents, or
any specific parent, or any other care-giver or person, to provide
for the needs of the child, including emotional
and intellectual
needs; (d) the likely effect on the child of any change in the
child’s circumstances, including the likely
effect on the child
of any separation from – (i) both or either of the parents; or
(ii) any brother or sister or other child,
or any other care-giver or
person, with whom the child has been living; … (f) the need
for the child – (i) to remain
in the care of his or her parent,
family and extended family; and (ii) to maintain a connection with
his or her family, extended
family, culture or tradition; (g) the
child’s – (i) age, maturity and stage of development;
(ii) gender; (iii) background;
and (iv) any other relevant
characteristics of the child. (h) the child’s physical and
emotional security and his or her
intellectual, emotional, social and
cultural development; … (k) the need for a child to be brought
up within a stable family
environment and, where this is not
possible, in an environment resembling as closely as possible a
caring family environment; …
(n) which action or decision
would avoid or minimise further legal or administrative proceedings
in relation to the child”.
[96]
Our
courts have not given exhaustive content to the best interest
criteria as it must remain flexible and individual circumstances
will
determine which factors secure the best interests of a particular
child
[33]
. The Constitutional
Court explained thus
S
v M
[34]
:
“…
Yet
this Court has recognised that it is precisely the contextual nature
and inherent flexibility of section 28 that constitutes
the source of
its strength. Thus, in Fitzpatrick this Court held that the best
interests principle has “never been given
exhaustive content”,
but that “[i]t is necessary that the standard should be
flexible as individual circumstances will
determine which factors
secure the best interests of a particular child.” Furthermore
“‘(t)he list of factors
competing for the core of best
interests [of the child] is almost endless and will depend on each
particular factual situation’.”
Viewed in this light,
indeterminacy of outcome is not a weakness. A truly principled
child-centred approach requires a close and
individualised
examination of the precise real-life situation of the particular
child involved. To apply a pre-determined formula
for the sake of
certainty, irrespective of the circumstances, would in fact be
contrary to the best interests of the child concerned.”
[97]
It is clear that there is thus no one
decisive factor as to what will serve a child’s best interests.
The determination of
any particular child’s best interests must
thus be individualised to that child’s particular
circumstances. The stance
adopted by the Department in its
interpretation and the elevation of certain factors above others and
the granting of precedence
to certain factors, misconceives this
fundamental principle.
[98]
The Department placed great emphasis on s
7(1)(f) of the Act, relating to the need for a child to remain in the
care of his or her
parent, family and extended family and to maintain
a connection with his or her family, extended family, culture or
tradition.
The Department finds motivation in these provisions for
its stance that the maintenance of a connection by the child to his
family,
culture and tradition is of primary importance. It also
relies on s 231(3) to support that argument. The Department’s
blanket
approach to elevating the factors in s 7(1)(f) to an
overriding consideration, is however contrary to a contextual and
purposive
reading of the relevant provisions of the Act.
[99]
The
wording of s 7(1) does not give any paramountcy to those factors
mentioned in s 7(1)(f). Whilst in our diverse society, keeping
the
connection with extended family, culture and tradition is a factor
showing where the best interests of a child lies
[35]
,
it is but one of the factors that require consideration if it is
relevant to a particular child’s circumstances. It is not
a
paramount consideration. These factors further place no obligation on
the families of a child being contacted or their views
being obtained
prior to dealing with an adoption application. The Department’s
view that the family’s views must first
be obtained
irrespective of the circumstances is not required in terms of the
relevant provisions of the Act, nor is it justifiable
on a
constitutional level, given the biological mothers constitutional
rights to privacy and the particular facts surrounding B
and L’s
adoptions
[36]
. This view of
the Department further disregards that it is for the Children’s
Court, and not the Department to direct enquiries
regarding the
family if it considers it necessary
[37]
.
[100]
Under s 239(1)(d) of the Act, the adoption
social worker must obtain a letter from the office of the third
respondent, the provincial
head of the Department of Social
Development. The Department’s refusal to issue a letter of
recommendation of B’s adoption,
the s 239(1)(d) letter is
substantially based on its interpretation of the Act.
[101]
Our
courts have held that the measure of a s 239(1)(d) letter was
implemented for purposes of quality control and to channel reports
of
social workers in private practice. It is a formal requirement under
the Act, thereby involving oversight by public officials
in the
social worker’s assessment process
[38]
.
[102]
In
KHD
[39]
it was held that the purpose of a s 239 letter is at least threefold.
First, to ensure that the legislative prescripts are adhered
to by
accredited social workers within the framework of their professional
ethics and responsibilities. Second, it provides for
the best
interests of a child by ensuring that the provincial head of social
development is given an opportunity to consider factors
that are
specifically and particularly within her knowledge. Third, it
provides statutory oversight by public officials in the
employ of the
department of social development to inter alia prevent human
trafficking.
[40]
[103]
The
Department, via the third respondent, is obliged to deliver a letter
setting out its views on the adoption application
[41]
,
which may either recommend the adoption or not recommend it. In the
latter instance, reasons should be provided to enable the
Children’s
Court to consider them
[42]
.
The Children’s Court would still be entitled to consider the
application, even if the letter does not recommend adoption.
As held
in
KHD
[43]
:
“
If
this were not so, it would lead to the absurd conclusion that a
Children’s Court is bound by the decision of the third
respondent and, in fact, would do violence to the separation of
powers doctrine and defeat the very purpose of the Children’s
Court”.
[104]
It
is the duty of the Children’s Court to ensure that untoward
practices do not result from adoptions. It is also the Children’s
Court which is charged with the wellbeing of children, examination of
the qualifications of applicants for adoption and the granting
of
adoption orders.
[44]
[105]
The
Department, via the third respondent, is not entitled to enquire
generally, as the Children’s Court would, and to decide
the
issue of what is in a child’s best interests. The Department
must rather consider whether it has any further information
omitted
by the adoption social worker that may impact on the adoption social
worker’s conclusions and recommendations and
to provide that
information to the Children’s Court for consideration
[45]
.
If it has any misgivings about the adoption, the Department must
provide reasons for such misgivings to the Children’s Court,
thereby allowing that court to fulfill its statutory functions and
thereafter monitor the proceedings.
[106]
It is not for the Department to assume the
functions of the Children’s Court and to take it upon itself to
perform that function
or to dictate to the Children’s Court
what must happen, as it seems to have arrogated to itself. As stated
in
KHD
,
that would violate the separation of powers doctrine.
[107]
The Children’s Court considers the
adoption application in accordance with the provisions of s 240 of
the Act. It is obliged
to take into account all relevant factors,
including those listed in s 240(1). Those factors include the
religious and cultural
background of the child, the parents of the
child and the prospective adoptive parents, all reasonable
preferences expressed by
a parent and stated in the consent and the
report contemplated in s 239(1)(b).
[108]
The Children’s Court may make an
order only if the requirements set out in s 240(2) are met. These
include that the adoption
is in the best interests of the child, the
prospective adoptive parents comply with s 231(2) and consent has
been given in terms
of s 233, subject to s 241 of the Act.
[109]
It cannot be concluded that there is merit
in the interpretations of the various sections advanced by the
Department. Rather, those
interpretations evidence a concerning lack
of understanding of the adoption process, the relevant provisions of
the Act and the
relevant principles enunciated in the case law. It is
concluded that the Department’s interpretation of the relevant
provisions
is for the reasons provided, misconceived.
[110]
Considering the conclusion reached, it is
not necessary to consider whether any of the provisions are
unconstitutional as argued
in the alternative by the applicants.
Should the Practice
Guidelines on National Adoption be reviewed and set aside?
[111]
The
Act reflects the stated purpose of adoption as being to protect and
nurture children by providing a safe, healthy environment
with
positive support and to promote the goals of permanency planning by
connecting children to other safe and nurturing family
relationships
intended to last a lifetime
[46]
.
[112]
The
Guidelines are intended to promote adoption. As pointed out by the
amicus
,
the available statistics on adoption are scant and paint a disturbing
picture. There is currently a crisis in South Africa which
has seen
adoption figures plummet and a concerning increase in the number of
children being cared for in alternative care
[47]
,
growing up without any form of permanency and family. Regrettably,
the available statistics are not recent and there are no generally
available and accessible statistics and reports published by the
National Department of Social Development on a regular basis
[48]
.
[113]
The
amicus emphasised the growing crisis to care for the growing number
of children who are being abandoned, drawing into focus
the need for
adoption to be prioritised as a matter of urgency
[49]
.
The impact of this is self- evidently deleterious specifically in
instances where a child is placed in an institutional setting
[50]
.
Regrettably, adoption remains sorely underutilised.
[51]
[114]
These concerning statistics illustrate the
importance of promoting adoption rather than stifling it, as the
reducing adoption statistics
seem to suggest. That position will only
be exacerbated by the increased risk of child abandonment if the
adoption process is hampered.
The importance of the Guidelines to
promote adoption is thus manifest.
[115]
As previously stated, the Department’s
stance was substantially informed by the Guidelines, which in turn is
substantially
informed by the Department’s interpretation of
the relevant provisions of the Act.
[116]
The Department’s case is that the
Guidelines are lawful and in force and were not generated
ultra
vires
, nor do they prescribe a blanket
approach. According to the Department, the main objective of the
Guidelines is to ensure adherence
to Chapter 15 of the Act. The
applicants’ case on the other hand is that the Guidelines and
its interpretation by the Department
are
ultra
vires
and are interpreted in a manner
that contradicts the best interests of the child consideration and
the constitutional rights of
mothers.
[117]
The first problem with the Department’s
case is that the origin and status of the Guidelines are unclear and
the Department
elected not to clarify this issue, either in its
papers or in argument, despite it being of obvious importance to
clarify its status.
[118]
The Guidelines itself give no clarity on
the issue. The document is headed: “Department Social
Development. Practice Guidelines
on National Adoption”. The
designated contact person is a Ms Rose Mnisi. There is no indication
on the document what its
status is. The Guidelines is described in
the foreword as follows:
“
The
Practice Guidelines on National Adoption is aimed at promoting good
practice in the adoption field and capacitating adoption
social
workers on the proper and correct procedures that must be followed
when facilitating adoption matters of children who are
found to be
adoptable. This document also serves as a guiding tool for the
promotion and provision of quality adoption services
to communities
to all role-players involved, assist them to comply with the
legislative mandate in relation to the placement of
children in
permanent homes through adoption. Furthermore the document will serve
as a monitoring and evaluation tool to assess
if adoption service
providers are adhering to all the requirements as informed by Chapter
15 of the Children’s Act, 38 of
2005 and any other relevant
legislation that govern the adoption of children within the country.”
[119]
The
Rule 53 record also does not clarify the issue and does not address
the status of the Guidelines. In the Department’s
heads of
argument, it is baldly stated that the Guidelines are promulgated in
terms of s 160
[52]
of the
Act
[53]
.
[120]
Section 160 however falls under Chapter 9
of the Act and not Chapter 15. How adoption guidelines can be
promulgated as regulations
under s 160, which deals with children in
need of care and protection, is also not explained. S 160 does not
grant the power to
make adoption regulations or guidelines.
[121]
Moreover, the submission in the heads of
argument pertaining to the promulgation of the Guidelines under s160
is not substantiated
by any evidence or even an averment under oath
in the Department’s answering papers. It thus cannot simply be
accepted that
the Guidelines are indeed regulations made by the
Minister of Social Development (“the Minister”). If the
Guidelines
were properly promulgated it would have been an easy task
to have provided a reference to the applicable regulations and proof
of its promulgation.
[122]
Given
that it is s 253(h)
[54]
of the
Act which empowers the Minister of Social Development to make
regulations pertaining to adoptions, if the Guidelines were
not
promulgated thereunder by the Minister, the Guidelines were not
promulgated under an authorising statutory provision of the
Act, if
they were promulgated at all. That of itself would render the
Guidelines
ultra
vires
and liable to be set aside. I shall nonetheless deal with the
contents of the Guidelines.
[123]
According to the Department, the Guidelines
don’t overreach but were prepared and were prepared having
regard to the “
cultural and class
diversity of SA society
”. It is
contended that there was:
“
a
failure to consider the undesirable alienation of children from their
parents and community in circumstances where their culture
and class
are regarded as inferior. It would also lead to resentment in future
on the part of parents who play a subservient role
to rich and
culturally supposedly superior adoptive parents”.
[124]
The Department further contends that the
adoption process must be carried out with:
“
the
full consciousness of the cultural (and the class) diversity of South
African society” . A failure to take these into
account would
lead to an undesirable alienation of children from their parents and
community in circumstances where their culture
and class are regarded
as inferior”.
[125]
No cogent argument was advanced by the
Department in support of the legality of the Guidelines or to counter
the arguments raised
by the applicants. The Department relied on its
interpretation of the relevant provisions of the Act, already
referred to. The
high water mark of the Department’s case is
that the Guidelines consist of directives to be followed by it and
the social
workers in its employ which must be followed when
facilitating adoption matters of children who are found to be
adoptable. No legal
argument was advanced to sustain those
contentions.
[126]
In certain respects, the provisions of the
Act are correctly referred to in the Guidelines. It does however
contain certain elements
of concern, which permeates the document as
a whole. In various respects it is contradictory in what is seeks to
achieve and how
it achieves it. In other respects, it is inherently
contradictory. It is apposite to refer only to a few examples for the
sake
of illustration.
[127]
In paragraph 3, the objectives of the
Guidelines are stated, including, to
“
Ensure
that a high level of national adoption service is provided in the
best interests of children who cannot be cared for by their
biological families”.
[128]
In the guiding principles under in
paragraph 6, the Guidelines in paragraph 6.1 state the over-arching
principles as follows:
“
The
best interests of a child, non-discrimination, child participation
where applicable and the protection of a child, are paramount
and
must be applied at all times as they form the basis of any adoption
plan. It should be noted that, the best interests of the
child
outweighs any other consideration, it includes the child’s need
for affection, right to security continuing care and
long-term
stability.”
[129]
Despite this principle, under Key operating
principles in paragraph 6.2 it is stated in relevant part:
“
Every
child has the right to grow in a permanent and stable family, efforts
should be made to promote adoption for children when
needed,
regardless of age, gender and special needs….It is a priority
that a child should have the opportunity to be cared
for and be
raised by his or her biological parents and or family of origin. If a
child cannot be cared for by his/her biological
parents or family,
the responsible service provider should consider all alternatives for
permanent care or adoption within the
child’s extended family.
In respecting the subsidiarity principle in the light of the child’s
best interests priority
must be given to adoption by the family of
origin. Where this is not an option, preference should be given to
other suitable options
such as adoption within the community from
which the child came or at least within his or her own culture,
before considering adoption
by family from other cultural or race
group. The biological father of the child born out of wedlock and or
foster parents of the
child shall be given preference to adopt the
child if he/she becomes available for adoption. Offering a permanent
alternative care
to a child through adoption or long terms foster
family care when necessitated by circumstances, shall prevail over
care in a CYCC.
Adoption of a child may also be considered based on
the foster care and residential care placement review”.
[130]
Chapter 4, paragraph 10 contains guidelines
on working with various key persons, biological parent/s or
guardian/s. In relevant
part paragraph 10.1 provides:
“
Protection
of families is one of the safeguards to protect children from
abduction, sale or trafficking for the purpose of adoption.
Families
and children need protection from more subtle forms of exploitation,
and protective measures as envisaged in the Children’s
Act, to
prevent undue pressure, coercion, inducement or solicitation of birth
families to relinquish a child. The biological parent/s
or guardian/s
decision to place a child for adoption should not be induced by
payment or compensation of any kind nor be coerced
into consenting to
the adoption of their children.”
[131]
Subparagraph 10.1.1. provides in relevant
part:
“
The
initial interview will depend on the biological parent/s or
guardian/s motives for their intention to relinquish the child for
adoption of the child. The purpose is to assist them to explore other
options of taking care of the child before considering adoption
of
the child. According to the Act, it is important for the child to
grow and remain within the family of origin and all the effort
should
be taken to assist the biological parent/s in that regard, hence, the
extended family should also be involved as far as
possible to take
care of the child through foster care or adoption”.
[132]
Paragraph 11.2.4.2.3 provides:
“
Adoption
of a child from another culture. Culture is a reality when adopting a
child from a different culture, race or ethnic group
prospective
adoptive parents need to be thoroughly prepared when they choose to
adopt a child from another culture. Section 7(1)(f)
and (h) of the
Children’s Act stipulates that whenever a provision of this Act
requires the best interests of the child standard
to be applied like
it is applied in adoption in terms of s 230 (1)(a) of the act factors
such as the child’s cultural development
including the child’s
need to maintain a connection with his or her culture and tradition
must be taken into consideration.
Cross cultural adoption should be
considered as a second option when prospective adoptive parents
sharing the same culture with
the adoptable child could not be found
to adopt the Child. In other words, priority must be given to the
same culture adoption
as it resembles a natural family that adoption
is intended to create for the child. Adoption social workers should
therefore not
discriminate against any person of a different
culture/race who would like to adopt a child of another culture they
should be given
the opportunity to adopt any child once it is
established that there are no parents sharing the same culture with
the child who
are willing and able to adopt the child”.
[133]
The Guidelines significantly omit any
reference to s 230(3)(g), where a major biological mother has taken
the decision to place
her child up for adoption, despite the
remainder of the provision being referred to.
[134]
It is further clear that the provisions and
requirements of Chapter 9 and Chapter 15 are conflated in the
Guidelines. No distinction
is drawn between the different
circumstances under which a child may be found to be in need of care
and protection and those under
which a child may be found to be
adoptable. I have already dealt with the distinction.
[135]
In the Guidelines, “family” is
defined as:
“
A
family is a group of persons united by the ties of marriage, blood,
adoption or cohabitation characterized by a common
residence/household
or not, interacting and communicating with one
another in their respective family roles, maintaining a common
culture and governed
by family rules.
[136]
“
Family member” is defined to
mean:
“
(a)
A parent of a child, (b) any other person who has parental
responsibilities and rights in respect of the child,(c) a
grandparent,
brother, sister, uncle and cousin of the child or (d)
any other person with whom the child had developed a significant
relationship
based on psychological or emotional attachment, which
resembles a family relationship”.
[137]
Despite
the definition of family member in (d), which accords with that
definition under section 1 of the Act, the Guidelines seek
to place a
higher importance on biological and extended family as a better
option for adoption or foster care and seems to place
a limitation on
the interpretation of family which is not constitutionally
justifiable. As explained by Khampepe J in the minority
judgment in
AB
and Another v Minister of Social Development
[55]
:
“
The
Constitution values alternative forms of family life for good reason.
Because of the diversity that characterises our society,
there is no
one correct version of the family against which others can be
assessed. Therefore, it would be presumptuous and arbitrary
to define
what an acceptable family entails. In a legal culture based on
justification, capricious restrictions on something as
important to
human beings as the family cannot be countenanced. This will harm the
dignity of those directly affected, as well
as our society in
general”.
[138]
Khampepe J further stated:
“
..by
further requiring evidence of a ‘genetic link’ between
parent and child, s294 is problematically disparaging of
forms of
family life that have already been constitutionally sanctioned,
including adoption. Children who are adopted necessarily
have no
genetic of gestational link with their parents. To suggest that
adopted children are inevitably worse off for this fact
is to
contradict this court’s clear indication that families with
adopted children should not be thought of or treated differently
to
other families. It is constitutionally impermissible to say that
families with children who are not genetically connected to
their
parents are significantly worse off. The Constitution instead
celebrated this difference, and recognises that the diversity
of our
society is what makes it robust.”
[139]
To this extent the Guidelines and how the
Department interpreted and applied the Guidelines is contrary to the
Constitution and
the provisions of the Act. The Guidelines go beyond
what is legislated and is inconsistent in significant ways with the
Constitution
and the Act. These concepts permeate throughout the
Guidelines and are not limited to isolation sections thereof.
[140]
The Guidelines purport to provide for the
substantive regulation of adoptions and the standard of the best
interests of the child.
A fundamental premise to the Guidelines is
that it is paramount to maintain a connection between an adoptable
child and his or
her extended biological family, culture and
community, despite the Act not giving priority of these factors. It
also requires involvement
of the biological father, despite the
express provisions of s 236 of the Act, particularising the
circumstances where the biological
father’s consent to adoption
is not required.
[141]
The Guidelines further effectively
undermine the other factors in s 7(1) of the Act, relevant to a
child’s best interests.
Various requirements are read into the
Act, which enjoy priority which is not justified having regard to the
express wording of
the provisions of the relevant provisions.
[142]
By way of example, s 231(7) is interpreted
in a manner which undermines the provisions of s 236(3)(a) by
insisting involving biological
fathers on a blanket basis. The
Guidelines also read into s 231(8) a right on the part of extended
biological family members to
be informed of a biological mother’s
intention to put her child up for adoption. This interpretation is
used as justification
for conduct which ignores a biological mother’s
constitutional rights and makes them subservient to other
considerations.
The reading in of such obligation on biological
mothers who have reached the age of majority to disclose to their
families their
pregnancies, the birth of their children and their
decision to place children up for adoption is not a duty imposed by
the Act.
[143]
It further appears from the Guidelines that
it interprets the permissive provision in s 231(3) as a mandatory
overriding factor
that prioritises a commonality in the culture and
community backgrounds between an adoptable child and a prospective
adoptive parent,
without taking the child’s best interests into
account on an individualised basis. This interpretation undermines s
28(2)
of the Constitution. The prioritisation of considerations of
culture and community is stated in a manner that seeks to exclude the
adoption of adoptable children by parents from a different culture or
community to that of the child.
[144]
The elevation of culture, without taking
consideration of the circumstances of a particular child into
account, misconceives that
culture is but one of the factors which
must be considered. The result of this misinterpretation is that it
overrides the decisions
and constitutional rights of the applicants,
including their rights to dignity, privacy and bodily and
psychological integrity.
[145]
The Guidelines in material respects impose
conditions that are not contemplated or contained in the Act. It also
seeks to impose
a blanket approach without individualising the needs
of a particular child in his or her particular circumstances,
emphasising
principles that are not envisaged by the Act or in fact
by the Constitution. I have already referred to how the Department
has
a misconceived understanding of the relevant provisions of the
Act, including a misunderstanding and conflation of the various
provisions of Chapter 15 of the Act with those of Chapter 9. This
misunderstanding is perpetuated in the Guidelines.
[146]
It
is trite that a functionary may exercise no power and perform no
function beyond that conferred on it by law.
[56]
The exercise of power beyond that conferred by law offends the
principle of legality and is
ultra
vires
.
In exercising the power to make regulations, it is the Minister, and
not any other functionary, who is empowered to do so. In
doing so,
the Minister would be obliged to comply with the Constitution and the
empowering provisions of the Act. Any failure to
do so, would result
in such regulations being
ultra
vires.
[147]
As
explained by the Constitutional Court in
Affordable
Medicines Trust and Others v Minister of Health and Others
[57]
:
[49] The exercise of
public power must therefore comply with the Constitution, which is
supreme law, and the doctrine of legality,
which is part of that law.
The doctrine of legality, which is an incident of the rule of law, is
one of the constitutional controls
through which the exercise of
public power is regulated by the Constitution. It entails that both
the legislature and the executive
‘are constrained by the
principle that they may exercise no power and perform no function
beyond that conferred upon them
by law. In this sense the
Constitution entrenches the principle of legality and provides the
foundation for the control of public
power.
[50] In exercising the
power to make regulations, the Minister had to comply with the
Constitution, which is the supreme law and
the empowering provisions
of the Medicines Act. If, in making the regulations the Minister
exceeded the powers conferred by the
empowering provisions of the
Medicines Act, the Minister acts ultra vires (beyond the powers) and
in breach of the doctrine of
legality. The finding that the Minster
acted ultra vires is in effect a finding that the Minister acted in a
manner that is inconsistent
with the Constitution and his or her
conduct is invalid. … The question, therefore, is whether the
Minister acted ultra
vires in making regulations ……….
The answer to this question must be found in the empowering
provisions”,
[148]
The Act and the Constitution provides
sufficient guidelines as to the kind of policy guidelines that may be
included in regulations,
including the Guidelines. There is nothing
in the Act that empowers the Minister (or the drafter) of the
Guidelines to purport
to develop a policy or guidelines that would
impose additional requirements not envisaged by the Constitution or
the Act or to
develop Guidelines that are inconsistent with the
Constitution.
[149]
In the Guidelines, substantive law has been
sought to be created and additional requirements for adoption
prescribed in circumstances
where there is no empowerment to do so
and in circumvention of the democratic procedures that accompany the
legislative process.
[150]
Whoever was responsible for the Guidelines
was not empowered to include in the Guidelines provisions that do not
comply with the
Act and undermines certain rights in the
Constitution. In doing so, it was
ultra
vires
and in breach of the principle of
legality. That is exacerbated by the fact that it cannot be concluded
and was not established
by the Department that it was indeed the
Minister who is responsible for the Guidelines.
[151]
Under
s 172(1)(a) of the Constitution, when deciding a constitutional
matter, a court must declare any law or act that is inconsistent
with
the Constitution invalid. S 172(1)(b) empowers a court, in respect of
an order of invalidity, to make any order that is just
and equitable.
The power to grant an appropriate remedy applies in review
proceedings, whether under the principle of legality
or in terms of
the provisions of the PAJA.
[58]
It is a wide discretionary power granted to the court to make any
order.
[59]
[152]
The only relief proposed was the review and
setting aside of the Guidelines in its totality. It was not argued on
behalf of the
Department that there was any other just and equitable
remedy available or that an opportunity should be afforded to amend
the
Guidelines or that any declaration of invalidity should be
suspended if the Guidelines were found to breach the doctrine of
legality.
It was further not argued that any portion of the
Guidelines should survive if it were found to be invalid.
[153]
Considering the facts, it is not apposite
to suspend the declaration of invalidity in order to provide an
opportunity to remedy
the defects, given that it is unclear who was
responsible for the Guidelines in the first place.
[154]
I conclude that the Guidelines are to be
declared invalid and are to be reviewed and set aside. It would be
appropriate to set aside
the Guidelines in their totality due to the
pervasive nature of the objectionable provisions thereof.
Was the conduct of the
Department and the social workers involved unlawful interference in
the adoptions of B and L and did their
conduct breach the
constitutional rights of the applicants, and those of B and L?
(i) Lawfulness of the
Department’s and the social workers’ conduct and
interference with the adoptions of B and L
[155]
I have already dealt with the
misconceptions in the Department’s interpretation of the
relevant provisions of the Act and
the perpetuation thereof in the
Guidelines. It is not necessary to repeat the reasons for reaching
these conclusions. The conduct
of the Department and the social
workers involved, insofar as it is not sanctioned by the Act, was
unlawful.
[156]
The
Department’s stance that the applicants did not exercise their
election to put up their children for adoption independently
and that
the requisite procedures were not followed is not supported by any
cogent facts. The applicants were both majors, respectively
23 and 27
years old at the time, with autonomy to make what are very personal
choices within the inner sanctum of privacy
[60]
.
The undisputed facts established that the applicants exercised their
decisions to put up their children for adoption independently
and
after receiving counselling. The requisite procedures were followed
and the applicants consented to the adoptions of B and
L in terms of
s 230(3)(g) of the Act. In those circumstances, there was no lawful
basis for the Department and the social workers
involved to interfere
with the adoption process and to harass and stigmatise the applicants
and try to influence their choices.
It was unconscionable for the
social workers to harass the first and second applicants and cause
them further trauma in what was
already a very traumatic experience
for them.
[157]
It was further not lawful for the
Department to obtain, without the first applicant’s knowledge
or consent, an order in the
Children’s Court based on B being a
child in need of care and protection, resulting in him being removed
from Leratong Hospital
to another hospital and thereafter being
placed in a temporary care facility for some fourth months. The
evidence available at
the time clearly indicated that the first
applicant had consented to his adoption and that the consent was
given in accordance
with the requirements of the Act. It was further
clearly not in B’s best interests to have him removed to a
temporary care
facility, given his poor physical condition when he
was eventually placed in the temporary care of the eleventh and
twelfth respondents.
[158]
There
was further no lawful basis on which the social workers threatened to
inform and, in the case of the first applicant, informed
the
applicants’ parents of B and L contrary to the applicants’
express instructions. In the case of the first applicant,
this
conduct was exacerbated by the social workers, deliberately and fully
aware of her instructions, advising her parents behind
her back and
embarking on a process to influence them to agree to act as foster
parents for B.
[61]
That
conduct was unlawful and is not sanctioned by the Act.
[159]
There was further no lawful basis on which
the Department and the social workers delayed the finalisation of B’s
adoption
process, by seeking multiple postponements over an extended
period of time to conduct investigations and provide reports and
recommendations,
which were not required and were not based on
applicable requirements of the Act. Their conduct in this regard was
unlawful and
disregarded B’s best interests.
[160]
The delays in the finalisation of L’s
adoption proceedings are similarly attributable to the Department.
Its version is that
L’s adoption was identified as problematic
based on its allegations of irregularities and the involvement of Ms
Wasserman.
It was one of the cases referred to by the Department in
its meeting with the magistrates of the Krugersdorp Children’s
Court
during August 2019. A report was provided pursuant to an
investigation by one of the Department’s social workers during
January
2020. The manager had concerns with the report as it had been
provided to Ms Wasserman, she questioned the objectivity of the
report
considering email exchanges between Ms Wasserman and the
social worker and the report did not reflect whether L was a child in
need of care and protection. That prompted the Department to again
investigate the matter, resulting in the second applicant being
contacted on 13 October 2020.
[161]
According to the Department, a panel
meeting was convened on 16 October 2020, where it was decided that
the Department would not
insist on further investigation and that a
letter under section 239(1)(d) should be issued, recommending L’s
adoption. The
panel agreed that the report did not meet the standard
investigations to determine whether L was a child in need of care and
protection.
The report was already in the possession of Ms Wasserman
and indicated that adoption was endorsed. It was further agreed that
L
had been in the care of the prospective adoptive parents since
birth. In its answering papers, the Department’s stance was
that the recommendation letter was thus issued for reasons that could
not be legally sustained, resulting in the review proceedings
being
launched. The threat and belated review application has delayed the
finalisation of L’s adoption substantially.
[162]
The Department’s allegations of
irregularity supporting its review raised in its answering papers,
are underpinned by the
same flawed reasoning and conflation of the
requirements of Chapter 9 and Chapter 15 of the Act. For the reasons
already provided,
it was not first necessary to determine whether L
was a child in need of care and protection in the circumstances and
the involvement
of Ms Wasserman takes the matter no further. That
recommendation letter was the only document required for the
finalisation of
L’s adoption. L has been found to be adoptable
and the thirteenth and fourteenth respondents have been found to be
suitable
adoptive parents, pursuant to Ms Wasserman’s
assessments and reports.
[163]
I have already concluded that the
irregularities relied on by the Department has no merit, its
interpretation of the Act is misconceived
and the Guidelines fall to
be reviewed and set aside. The Department’s review application
was launched, only after the applicants
pointed out in their founding
papers that there was no legitimate basis on which the Department
refused to recommend B’s
adoption but issued a letter of
recommendation of the adoption of L’s and that there was a
disparity of treatment in the
two adoptions.
[164]
Despite being referred to in the
Department’s answering papers as a “pending review”,
the application was only
launched on 1 September 2021, more than two
months after the belated delivery of the Department’s answering
papers. Some
ten months later proper service of the application was
still not effected on the respondents, the second applicant and L’s
prospective adoptive parents.
[165]
It
is trite that a court is entitled to protect itself and others
against an abuse of its process, an issue to be determined by
the
circumstances of each case.
[62]
As held in
Hudson
v Hudson and Another:
[63]
“
When
a Court finds an attempt made to use for ulterior purpose machinery
devised for the better administration of justice, it is
the duty of
the Court to prevent such abuse””
[166]
Given the circumstances in which the review
was launched and the flawed basis on which reliance is placed by the
Department on the
recommendation letter being “irregularly
issued”, it can reasonably be inferred that the review
proceedings were launched
with an ulterior purpose. The present
review proceedings in my view, constitutes such an abuse. All it has
achieved is a substantial
delay in the finalisation of L’s
adoption, with concomitant trauma to all involved. I return later to
what is to be done
about this abuse.
[167]
The
delays in the finalisation of the adoption proceedings pertaining to
both B and L are untenable
[64]
.
As stated by Victor J in
Herbst
[65]
:
“
bureaucratic
and unnecessary delays in the adoption procedure should play no part
in impeding a child’s right to his or her
own forever family”.
[168]
The
manner in which the Department and the social workers conducted
themselves was substantially inconsistent with the procedures
envisaged in the Act. Their high handed approach entirely frustrated
the essential need for adoptions to be completed swiftly and
without
bureaucratic delays and entirely negated that it could never be in a
child’s best interests to have their futures
left uncertain and
in limbo whilst forming close bonds with their prospective adoptive
parents
[66]
.
[169]
The Department’s stance in relation
to the section 239(1)(d) recommendation letter of B’s adoption
and its persistent
refusal to provide it, disregarded the ruling of
the Children’s Court on 7 August 2020 that B was adoptable and
that his
adoption by the eleventh and twelfth respondents was in his
best interests. That ruling was made after the fifth respondent
presented
her report recommending that B was to be placed in the
foster care of the first applicant’s parents and after she
testified
extensively. An egregious omission in the Department’s
investigations was that B and his present circumstances whilst living
in the care of the eleventh and twelfth respondents was not
investigated.
[170]
It
was not open for the Department to simply ignore the Children’s
Court ruling because it considered it “null and void”
and
its stance was patently misconceived and unlawful. It is well
established that until an administrative decision is set aside
by a
court in proceedings for judicial review it exists in fact and has
legal consequences that cannot be ignored
[67]
.
The Department at no stage sought to launch review proceedings, or
appeal proceedings against the various orders made by the Children’s
Courts, either timeously or at all. Moreover, the best interests of
the children would outweigh any procedural grounds
[68]
for setting aside the temporary care orders, even if any such grounds
may have existed.
[171]
The Department also chose to ignore the
order of the Children’s Court directing that a letter of
recommendation be issued
by the third respondent. The letter refusing
to recommend B’s adoption, although dated 21 July 2020, was
only issued on 4
September 2020, causing yet another delay. Despite
the obligation to provide reasons for refusal, that simply was not
provided.
[172]
Regrettably the unlawful conduct of the
Department and the social workers was not limited to the adoptions of
B and L. The Department
has sought to interfere with not only their
adoptions, but also with the adoptions of other vulnerable children,
not part of the
present proceedings. It was not disputed that the
Department has adopted a pattern of conduct that has a profound
impact on the
applicants and those other individuals who find
themselves in a similar position.
[173]
This
issue arises from the Department’s version that a meeting was
held on 15 August 2019 between it and the magistrates presiding
in
the Krugersdorp Children’s Court at the Department’s
request, wherein the magistrates were presented with a list
of cases
highlighting “some serious transgressions by some social
workers and magistrates in the application of the Act and
legislation
to the detriment of children”. The list included the adoptions
of B and L. At the end of the meeting, the magistrates
concurred and
it was decided that all adoption cases
[69]
irrespective of what stage the proceedings were at, were to be
“converted” into Chapter 9
[70]
investigations by the Department
[71]
.
Seven other adoptions were involved and delays occurred as a result
of the Department’s interference and investigations.
Ultimately, the Children’s Court granted all those adoption
applications in the best interests of the children involved.
[174]
The high handed approach adopted by the
Department is concerning. More importantly, it is patently unlawful.
It was entirely inappropriate
for the Department to seek to influence
the Children’s Court and seek an agreement that those adoption
proceedings would
be converted into care and protection proceedings,
irrespective of the facts of each particular case.
[175]
The Act contains no empowering provision
that authorises the Department to make such a blanket request or
demand from the Children’s
Court. The agreement reached is
patently
ultra vires
and unlawful. The conduct of the Department illustrates a grave
misunderstanding of the separation of powers doctrine.
[176]
From
the perspective of the Children’s Court, it too acted
ultra
vires
in concluding the agreement with the Department. The Children’s
Court is a creature of statute and has no general power to
conclude
an agreement with the Department nor the inherent power to simply
convert proceedings into care and protection proceedings
on a blanket
basis
[72]
. In terms of s 50 of
the Act, a Children’s Court may order that there be an
investigation to assist it in deciding a matter
in the judicial
exercise of its discretion, having regard to the peculiar facts and
circumstances of a given matter pertaining
to a specific child
[73]
.
A blanket conversion of adoption proceedings in to proceedings
relating to whether a child is in need of care and protection,
is
improper.
[177]
A
blanket stay of the adoption proceedings of the vulnerable children
involved, can moreover never be in the best interests of the
minor
children affected by the agreement, given the need to determine each
case based on an examination of the real life situation
of the
particular child involved.
[74]
(ii) Breaches of the
applicants’ constitutional rights
[178]
Not
only is the Department’s refusal to take account of the first
and second applicant’s unequivocal instructions not
to inform
their parents of their pregnancies and B and L unlawful, given that
the Act does not require them to be informed, it
undermines various
of the applicants’ constitutional rights
[75]
,
including their rights under ss 10
[76]
,
12(2) and 14 of the Constitution to dignity, bodily and psychological
integrity and privacy
[77]
.
[179]
Whilst the Department conceded that the
applicants are at liberty to make an informed decision to consent to
the adoption of their
children, the conduct of the Department negated
those very rights.
[180]
Under
s 12(2)(a) of the Constitution, the right to bodily and psychological
integrity includes the right to make decisions concerning
reproduction. Section 12(2)(b) of the Constitution grants a person
the right to security in and control over their body. Our courts
have
held that these rights guarantee the right of every woman to
determine the fate of her pregnancy and the right to choose whether
or not to terminate her pregnancy.
[78]
[181]
The
right to freedom of choice under s 12(2)(a) and (b) is reinforced by
the right to equality and protection against discrimination
on the
grounds of gender, sex and pregnancy (s9), the inherent right to
dignity and to have her dignity respected and protected
(s10) and the
right to privacy (s14)
[79]
.
[182]
The
Constitutional Court has held that the right to make autonomous
decisions in respect of intensely significant aspects of one’s
personal life falls within the ambit of the right to privacy but
declined to posit an independent right to autonomy.
[80]
[183]
A
woman’s right to decide on the fate of her pregnancy is not
limited to decide whether or not to terminate the pregnancy.
It would
by necessity extend to the decisions made consequent upon the
decision not to terminate, including a decision to consent
to her
child’s adoption. This recognises a woman’s right to
autonomy and freedom. As stated by Khampepe J in
AB
and Another v Minister of Social Development
[81]
(“AB”):
“
Autonomy
is a necessary, but socially embedded, part of the value of freedom.
What animates the value of freedom is the recognition
of each
person’s distinctive aptitude to understand and act on their
own desires and beliefs. The value recognises the inherent
worth of
our capacity to assess our own socially-rooted situations, and make
decisions on this basis”
[184]
Khampepe
J further explained
[82]
:
“
Section
12(2) thus protects the “right to bodily and psychological
integrity. There is a close connection between the freedoms
protected
by our Constitution and ‘integrity’. The Constitution
enjoins us to actively turn away from indifference
and move towards
respect, empathy and compassion. The protection section 12(2)
provides is grounded in these ideals…..The
importance of
protecting bodily and psychological integrity has long formed part of
our law, and is not buttressed by the Constitution.
This right is
especially important for women who may, for instance, decide to
terminate a pregnancy in appropriate circumstances.
Section 12(2) is
not however, limited to preserving abortion rights: section 12(2)(c)
further protects against medical or scientific
experiments without
informed consent. This suggests that section 12(2) should be
interpreted generously to cover all instances
where the bodily or
psychological integrity of a person is harmed. These infringements
can take a number of guises, but should
be interpreted within the
general rubric of “freedom and security of the person”.
The emphasis in section 12(2) is
thus on whether a law or conduct
deprives a person of freedom or security, broadly understood. This
general guiding principle is
necessarily wider than the ‘freedom
and security of the person’ protected by section 12(1),
incorporating, as it must,
considerations of bodily and psychological
integrity”..
[185]
As
held by the Constitutional Court in
H
[83]
,
cited with approval by Khampepe J in
AB
:
“
[t]oday,
having regard to the fundamental right of everyone to make decisions
concerning reproduction …the harm may simply
be seen as an
infringement of the right of the parents to exercise a free and
informed choice in relation to these interests.”
[186]
Such
right would also in my view include the right whether or not to
disclose her pregnancy in circumstances such as the present
where
there is no statutory obligation on a woman to do so. Like other
constitutional rights, this right is not absolute. Any limitation
to
the right would however be valid only to the extent that such
limitation is reasonable and justifiable in an open and democratic
society based on human dignity, equality and freedom under s 36 of
the Constitution
[84]
.
[187]
Our
courts have further recognised the need to protect the privacy and
confidentiality of medical information
[85]
,
inter
alia
on the basis that it “reflects delicate decisions and choices
relating to issues pertaining to bodily and psychological integrity”.
In
AB
,
Khampepe J referred to the harm that emerges from the psychological
stress caused by the removal of the applicant’s choice
to
disclose medical information, with subsequent damaging effects. She
stated that this harm to autonomy would occur:
“
even
if the disclosure is ostensibly for the public good. A stifling of
the ability to make a decision can therefore be a violation
of
psychological integrity, provided the consequences are of an
invidious nature
[86]
”
.
[188]
According to the first applicant she has
suffered severe trauma and stress due to the disclosure of her
pregnancy and decisions,
which has ruined her relationship with her
parents and destroyed all trust between them. At some point she even
contemplated suicide
and has lost confidence in herself due to the
undermining of her dignity and independence by the social workers
involved.
[189]
Despite the second applicant having escaped
the consequences of disclosure of her pregnancy by the social workers
involved, it was
only because she could obtain legal assistance and
an urgent order in the High Court to interdict disclosure. Despite
the existence
of the court order, she still fears that the social
workers will disclose her position to her parents and has remained
anxious.
According to the second applicant, the treatment she
received at the hands of the social workers and the interference with
her
autonomy, made her feel like a child herself.
[190]
In
the circumstances, the consequences of the Department’s conduct
in disclosing or threatening to disclose the pregnancies
of the first
and second applicants and the births of B and L to their parents, are
harmful and invidious and disregarded the applicants’
rights to
dignity
[87]
and privacy. The
conduct of the Department and the social workers further materially
disregarded their statutory obligations under
the Act pertaining to
confidentiality.
[191]
The Department did not advance any case for
the limitation of the rights relied on by the applicants under s 36
of the Constitution.
In its answering papers, the Department did not
meaningfully engage on these issues at all. It baldly justified its
conduct on
the basis of the alleged irregularities in the adoption
process already referred to. I have already found these views of the
Department
to be without merit. In my view the conduct of the
Department and the social workers involved can and should not be
countenanced.
[192]
I conclude that the applicants have
established a breach by the Department and the social workers
involved of the applicant’s
rights to bodily and psychological
integrity under s 12 of the Constitution as well as the related
rights of dignity and privacy
under ss 10 and 14 of the Constitution.
(iii) The
constitutional rights of B and L
[193]
The
rights of children are enshrined in s 28 of the Constitution. Under s
28(1)(b), every child has a right to family care, parental
care or
where appropriate, alternative care when removed from the family
environment.
[88]
The section
recognises that family life is important to the wellbeing of
children
[89]
. It sets a
standard against which to test provisions of conduct which affect
children in general and acts as a guiding principle
in each case to
deal with a particular child.
[90]
.
That right can be employed to oppose any executive administrative
action which would interfere with the delivery of parental care
or
would seek to separate children from their parents.
[194]
It
is well established that: “
s
28(1)(b) is aimed at the preservation of a healthy parent child
relationship in the family environment against unwarranted executive,
administrative and legislative acts. It is to be viewed against a
background of a history of disintegrated family structures caused
by
government policies.”
[91]
[195]
It
is also trite that the Children’s Act, in accordance with s
28(2) of the Constitution, seeks to promote the best interests
of the
child, which includes preventing the child from being psychologically
harmed.
[92]
[196]
The
Department, relying on
S
v M
[93]
,
in its heads of argument contended in broad terms that the
paramountcy of the best interests of the child does not mean that the
rights under s 28(2) are absolute and may require that their ambit be
justifiably limited under s 36 of the Constitution. The Department,
being the party bearing the onus to establish a limitation, did not
however address this issue in its papers, nor did it address
any
submissions to sustain this contention or address the factors in s
36(1)
[94]
, which could serve
to limit the rights under s 28(2).
[197]
B and L have the right to equality under s
9(1) of the Constitution. This right includes the right not to be
discriminated against
either directly or indirectly on the basis,
inter alia, of race, gender, ethnic or social origin or birth. B and
L further have
the guarantee of dignity and the right to have such
dignity respected and protected under s 10 of the Constitution. They
further
have the right to administrative action that is lawful,
reasonable and procedurally fair under s 33(1) of the Constitution.
[198]
The
Department’s conduct has undermined these rights. The approach
adopted by the Department fails to recognise that both
B and L are
individuals with a distinct personality and their own dignity
[95]
.
At the instance of the Department, B was placed in a temporary care
facility for four months without any need to do so and without
considering his best interests. The first applicant was not even
timeously informed and B nearly lost his opportunity at adoption.
The
Department further fundamentally failed to recognise the bonds which
B and L have formed with their prospective adoptive parents
and that
they are a family. The Department’s entire disregard for B and
L’s rights and best interest’s is best
illustrated by the
unintelligible failure to even meet or visit either B or L or their
prospective adoptive parents. Moreover,
the stance adopted by the
Department, “
results
in serious long-terms psychological trauma both for consenting
parents and the child in question”
[96]
.
[199]
In the process, the Department also
manifestly failed to have regard to the constitutional rights of the
prospective adoptive parents
and their other minor children, the
siblings of B and L. They are also severely impacted and traumatised
by their conduct in relation
to the adoptions of B and L. This
constitutes a significant failure on the part of the Department and
the social workers involved
to comply with their statutory
obligations.
[200]
Both sets of prospective adoptive parents
delivered substantive affidavits setting out their experiences and
explaining the present
circumstances of respectively B and L. They
were legally represented at the hearing and made submissions in
argument. No relief
was however sought by them in relation to their
constitutional rights.
[201]
The Department and the social workers
involved, unfathomably never investigated the present circumstances
of B and L, despite them
being the most important people in the
adoption process and their best interests being at the heart of the
enquiry. From the undisputed
evidence it is clear that the eleventh
and twelfth respondents and their daughter is the only family B has
ever known. B has been
in their care for nearly 4 years. The siblings
have established bonds. He is integral part of an emotionally and
financially stable
family and extended family and is thriving. The
ongoing uncertainty regarding B’s adoption has taken a strong
emotional toll
on the eleventh and twelfth respondents. It is clear
that the removal of B from their care will have devastating long term
effects
on the entire family.
[202]
L’s position is similar. He has been
in the care of the thirteenth and fourteenth respondents from shortly
after his birth
and for more than three years. He has formed bonds
with their two biological children and extended family. The
thirteenth respondent
is of the same cultural decent as the second
applicant and is preserving L’s connections to his culture and
tradition. As
in the case of B, L is an integral part of the family
and his removal will have devastating long term effects on all
involved.
The thirteenth and fourteenth respondents live in constant
uncertainty and anxiety as a result of the pending review launched by
the Department, given its expressed stance that L must be removed
from their care, placed in the care of the Department and that
his
adoption must commence
de novo
.
[203]
Both B and L remain vulnerable whilst their
adoptions are not finalised and there is a threat of their removal
from their prospective
adoptive parents. A substantial flaw in the
Department’s approach is their narrow interpretation of the
concept of family,
being limited to a genetic connection.
[204]
There
is no basis to draw a distinction between a child’s biological
family and a child’s adoptive family. Such a distinction
would
violate a child’s right to family life, a component of the
right to dignity. Once it has been established that a child’s
best interests favour adoption, and once a child is placed with an
adoptive family, any distinction in value between the biological
family and the adoptive family would amount to discrimination,
striking at the right to dignity and thus unlawful
[97]
.
It would be artificial and overly technical to define an adoptive
family only as one where an adoption order has been granted,
given
the factual circumstances of B and L.
[205]
As held by Khampepe J in
AB
:
[117] The Constitution
values alternative forms of family life for good reason. Because of
the diversity that characterises our
society there is no one correct
version of the family against which others can be assessed. Therefore
it would be presumptuous
and arbitrary to define what an acceptable
family entails. In a legal culture based on justification, capricious
restrictions on
something as important to human beings as the family
cannot be countenanced. This will harm the dignity of those directly
affected,
as well as our society in general.
[118] …Children
who are adopted necessarily have no genetic or gestational link with
their parents. To suggest that adopted
children are inevitably worse
off for this fact is to contradict this Court’s clear
indication that families with adopted
children should not be thought
of or treated differently to other families.
[119] That adopted
children have already been born does not change this fact. It is
constitutionally impermissible to say that families
with children who
are not genetically connected wo their parents re significantly worse
off. The Constitution instead celebrates
this difference, and
recognises that the diversity of our society is what makes it
robust”.
[206]
The
same sentiment was expressed
Fourie
[98]
:
“
South
Africa has a multitude of family formations that are evolving rapidly
as our society develops, so that it is inappropriate
to entrench any
particular form as the only socially and legally acceptable one:
[207]
The
Department’s stance disregards that family member as defined in
the Act is not limited to genetic family but also includes
[99]
:
“
any
other person with whom the child had developed a significant
relationship based on psychological or emotional attachment, which
resembles a family relationship”.
[208]
Similarly,
parental care is not limited to genetic family. The removal of a
child from the reach of his family constitutes a limitation
of his
right to family care and parental care as envisaged by s 28(1)(b) of
the Constitution.
[100]
[209]
Such removal is what the Department seeks
to do in contending that it is not in the best interests of B and L
that they be adopted
by their prospective adoptive parents. In the
case of B, the Department’s stance is that it is in his best
interests to be
removed from the care of the eleventh and twelfth
respondents and placed with the first applicant’s parents in
foster care,
persons he has never met. In the case of L, the
Department contends that he should be removed from the care of the
thirteenth and
fourteenth respondents, placed in the care of the
Department and his adoption process should commence de novo.
[210]
This
approach is simply unconscionable and illustrates a significant lack
of empathy and compassion for B and L. it is trite that
“
Each
child must be treated as a unique and valuable human being with
his/her individual needs, wishes and feelings respected. Children
must be treated with dignity and compassion”
[101]
.
[211]
The
stance adopted by the Department lacks adherence to this principle
and smacks of an entire disregard for the most important
persons in
the entire adoption process, that of B and L. Not only is the
Department’s attitude towards the interests of the
children who
remain in limbo cavalier, as pointed out by the
amicus
,
it is far worse. The attitude cruelly disregards the best interests
of the children involved who, if their recommendations are
followed,
stand to be ripped from the only families they have ever known and
made to endure an unsafe future. In my view, the Department’s
stance “
results
in serious long-terms psychological trauma both for consenting
parents and the child in question”
[102]
.
The same can be said for the impact on the prospective adoptive
parents and their families.
[212]
I have already concluded that the pending
review proceedings pertaining to L’s adoption constitute an
abuse of process. The
pending review proceedings in my view further
undermines L’s constitutional rights under s 28(2) and places
him at risk of
being psychologically harmed were his adoption to be
delayed or frustrated thereby. Although the review proceedings are
currently
pending, there are no real prospects of those review
proceedings being successful. The facts pertaining to L’s
adoption have
been fully traversed in the application papers by the
second applicant. The Department did not present any countervailing
evidence.
In terms of the High Court’s common law power as
upper guardian of minor children a court has the duty and power to
make
an appropriate order in order to safeguard the best interests of
L.
[213]
It
is well established that although our courts do not have a discretion
to stay proceedings on general equity grounds, courts do
have the
discretion to prevent an abuse of its processes. Such power will be
exercised sparingly and only in exceptional circumstances,
with great
caution and only in clear cases. It is apposite to refer to
Belmont
House v Gore NNO
[103]
, wherein the Full Court enunciated the relevant principles thus:
“
Proceedings
will be stayed when they are vexatious or frivolous or when their
continuance, on all the circumstances of the case,
is, or may prove
to be, an injustice or serious embarrassment to one or other of the
parties…”
[214]
This
is one of those clear cases. Considering L’s best interests,
his rights under s 28(2) of the Constitution, the flawed
basis on
which the Department relies for launching the review proceedings and
the abusive nature of those proceedings, a continuation
of the review
proceedings will only result in L remaining in a state of limbo
whilst his adoption is again substantially delayed.
L’s best
interests are of paramount importance and, given the cumulative
circumstances, outweighs the rights of the Department
to pursue the
review proceedings. The circumstances in the present matter are
exceptional, given L’s constitutional rights
and his best
interests which dictate that his adoption by the thirteenth and
fourteenth respondents must be finalised. L’s
removal from the
only family he has ever known is cruel and manifestly prejudicial to
him
[104]
. As upper guardian
of L, a court is constrained to make an order protecting his best
interests. That can in my view best be achieved
by directing a
permanent stay of the review proceedings.
(iv) Conclusions
[215]
The
Department did not consider the interests of B and L at all but
rather got embroiled in bureaucratic red tape to defend what
is
ultimately an indefensible position not based on law or fact. In
seeking to
derail the adoptions of B and L and ignoring all other considerations
in favour of their blanket priority of placing children with
extended
biological families (including the reports of the adoption social
worker and the findings in respect of B in the Children’s
Court) they undermined the best interests of B and L in breach of s
28(2) of the Constitution.
Sacrificing
the needs and interests of vulnerable children at the altar of
expedience is indefensible
[105]
.
It is cruel and inimical to the best interests of the children
involved and smacks of a lack of insight and compassion into the
reality of the situation.
[216]
At best, the attitude adopted by the
Department and the social workers can be described as an obnoxious
disregard to the pain and
trauma caused by them. At worst, their
attitude can be described as a deliberate stratagem to discriminate
against and punish women
who seek to have their babies put up for
adoption. In either event, their attitude is intolerable.
[217]
The conduct of the Department and the
social workers involved, being the fourth, fifth, sixth, eighth and
ninth respondents is unlawful
and breached the constitutional rights
of the first and second applicants
in breach of ss 10, 12, 14
and 28(2) of the Constitution
and the
constitutional rights of B and L. The applicants are entitled to the
declaratory relief sought under
s 172(1)(a) of the
Constitution.
[218]
For reasons already provided, an order for the permanent stay
of the review proceedings launched by the Department to review the
letter of recommendation of L’s adoption dated 23 November 2020
is to be granted.
Should the
Department’s letter of non-recommendation of the adoption of B
dated 21 July 2020 reviewed and set aside?
[219]
The
first applicant relies on PAJA and in the alternative on the doctrine
of legality. It is argued that the Department’s
decision to
issue the letter of non- recommendation is reviewable under
various
[106]
of the grounds
advanced under s 6(2) of PAJA.
[220]
It
is undisputed that the decision and issue of the letter of
non-recommendation (“the decision”) constitutes
administrative
action under PAJA. The grounds of review relied on by
the first applicant should be seen in context of the findings already
made
in this judgment, which apply equally to this issue. The
Department and the social workers involved, not only failed to
understand
their constitutional obligations in relation to adoptions,
but misunderstood and misapplied the constitutional rights of B,
those
of the first applicant and the relevant provisions of the Act.
Regrettably, this is not the first time our courts have had to
express
criticism on this issue
[107]
.
[221]
The Department did not in its letter
provide express reasons for not recommending B’s adoption. In
terms of the minutes of
the Department’s panel discussion
meeting of 21 July 2020, the Department’s decision was
predicated on the following:
“
The
adoption social worker’s conclusion and recommendations in
terms of permanency planning for the child concerned, without
considering and providing the appropriate statutory information,
Concerns raised at the external panel discussions, was the child’s
right to origin, culture and family as first alternative placements
if the biological parents are not able to care for the child.
This
was not explored or clarified prior to the statutory social workers
report dated 2020.06.25. The statutory social worker concluded
that
the child can be seen as a child in need of care and protection and
alternative care and placement options were considered.
The maternal
grandparents were screened and are recommended as appropriate foster
parents. The panel noted that in spite of the
biological mother
providing consent and the absence of the biological father and
paternal family, the child’s rights are
of paramount importance
and therefore supersedes the biological mother’s wishes not to
involve her family also noting that
the maternal family should be
considered and be taken into account. The child concerned has been in
the care of the prospective
adoptive parents as from 2018.11.13. the
child is currently 2 years old and in the C’s care for the past
20 months. The panel
acknowledge that the integration of the child
into the biological family, will be disruptive for the child as well
as the adoptive
parents. The biological family will also need to
adapt to the new member of their family, taking into account the
differences in
their culture, language, environment etc. the panel
also takes cognicance of the abovementioned and agreed that although
reintegration
with the biological family will not be without
challenges the long-term placement of the child concerned needs to be
taken into
account. Adoption is a final long-terms placement, which
do (sic) not provide the child concerned with any opportunity to be
re-integrated
with his family of origin.”
[222]
The views of the Department and its panel
relied upon the reports pertaining to B’s adoption prepared by
the social workers,
including the fifth respondent. Ms Naidoo’s
report was only prepared months later and is dated 4 February 2021.
From the
minutes it is clear that the emphasis was on maintaining a
cultural connection and the prioritisation of placing B with family.
Although referred to, B’s present circumstances were not
properly taken into consideration, nor was proper consideration
given
to the implications of the disruptive consequences of the approach
adopted by the Department.
[223]
The callous attitude of the Department is
best epitomised by the following interchange between the fifth
respondent and counsel
during the proceedings in the Children’s
Court during June 2020:
“
MS MAKHAPELA:
Do you know the whereabouts of the child right now?
MS MUFAMADI-MALAKA:
[Inaudible]… in Randburg but I do not know where exactly.
MS MAKHAPELA: So if we
assume that the child has been living in Randburg for two years, that
would mean that the child has grown
up and known whoever is taking
care of them 10 in Randburg for two years?
MS MUFAMADI-MALAKA:
Yes.
MS MAKHAPELA: And in
your assessment the best interest of that child is to be removed from
Randburg and placed with his birth mother
and her family?
MS MUFAMADI-MALAKA:
[Inaudible]…
MS MAKHAPELA: Do you
not think that this would be traumatic for the child?
MS MUFAMADI-MALAKA:
the child is still …young but he can adjust, the child can
adjust.”
[224]
Both Ms Wasserman and the Children’s
court found that B’s adoption by the eleventh and twelfth
respondents would be
in his best interests. The letter of non-
recommendation of B’s adoption under s 239(1)(d) is at variance
with those conclusions
[225]
The failure of the social workers to meet
or assess B and the eleventh and twelfth respondents is a material
omission resulting
in material facts not being taken into account by
the Department in making its decision. The Department thus did not
properly assess
whether B’s adoption by the eleventh and
twelfth respondents would be in his best interests in accordance with
the various
factors listed in s 7(1) of the Act. This constitutes a
material consideration which was not taken into account. It also
appears
that the Department did not take into account the assessment
reports prepared by the adoption social worker, Ms Wasserman. The
Department’s decision was also based on an entire disregard of
the first applicant’s autonomy and her constitutional
rights to
bodily integrity, privacy and dignity.
[226]
Instead the Department focused on its
flawed interpretation of the relevant provisions of the Act, already
dealt with, including
its view that B was a child in need of care and
protection in terms of Chapter 9 of the Act and need to give
preference to B’s
maternal grandparents. In doing so, the
Department not only took irrelevant considerations into account, but
also relied on material
errors of law.
[227]
Despite acknowledging that B had already at
the time been in the temporary care of the eleventh and twelfth
respondents for some
twenty months at the time, this factor was not
rationally taken into consideration, given the Department’s
acknowledgement
that placing B with his maternal grandparents would
be disruptive.
[228]
I conclude that the reasoning adopted by
the Department in refusing issue a letter of recommendation of B’s
adoption under
s 239(1)(d) of the Act, was fatally flawed and
reviewable on various grounds. Relevant considerations were ignored,
irrelevant
considerations were taken into account and the
Department’s reasoning was based on a flawed interpretation of
the Act. The
decision was further not rationally connected to the
information before the Department and was materially influenced by
errors
of law. The most important issue which was overlooked and not
properly considered was the present circumstances of B and his best
interests.
[229]
Flowing from the findings already made, I
further conclude that the Department’s decision to issue the
letter of non-recommendation
of the adoption of B is reviewable and
that the decision and its letter in terms of s 239(1)(d) of the Act,
dated 20 July 2020
falls to be reviewed and set aside.
[230]
Considering the history of the matter and
the Department’s resistance to B’s adoption there are in
my view exceptional
circumstances present not to refer the matter
back to the Department for a new decision to be taken. These
circumstances are sufficient
to warrant the substitution of the
decision of the Department by a decision of the court recommending
B’s adoption.
[231]
Significantly, B has no connection with the
biological or extended families of the first applicant. The impact on
B’s life
if he is removed from his present family, the eleventh
and twelfth respondents, will be devastating.
[232]
All the available facts have been placed
before the court, which overwhelmingly establishes that it would be
in B’s best interest
that an adoption order should be granted
and that his adoption by the eleventh and twelfth respondents should
be recommended.
Should the conduct of
the social workers be referred to the tenth respondent?
[233]
During
argument, the
amicus
urged me to refer of the conduct of the fourth, fifth, sixth, eighth
and ninth respondents to the tenth respondent. The tenth respondent
is a statutory body established in terms of s 2 of the Social Service
Professions Act
[108]
. Under
s 3 of that Act, the Council is obliged to
inter
alia
exercise
effective control over the professional conduct of the social workers
involved. The applicants supported the referral and
argue that the
referral flows from the relief sought in their notice of motion.
[234]
I
agree with the applicants that the conduct of the social workers
involved were inconsistent with the Constitution and amounted
to a
violation of the applicants’ rights entrenched in the Bill of
Rights. The conduct of the various social workers was
not even in
accordance with the Guidelines, flawed as they are, in various
respects. Their failure to comply with the confidentiality
requirements expressly referred to in the Guidelines
[109]
,
is but one example.
[235]
The Department delivered submissions
opposing the referral, purportedly on behalf of the social workers
involved. As already pointed
out, the Department does not represent
them. In the case of the eighth respondent, she is not even employed
by the Department.
The Department argued that such a referral would
prejudice the social workers and violate their right to a fair
hearing. I do not
agree. The Council will exercise its statutory
oversight and elect how to do so. The social workers will be afforded
an opportunity
to state their case before the Council, thus affording
them a fair hearing. They will thus not be deprived of that
opportunity
as the Department sought to argue.
[236]
Given
the facts, a referral of the conduct of the various social workers to
the tenth respondent would be an appropriate remedy
in the
circumstances
[110]
. In my
view it would be just and equitable to bring the conduct of the
social workers to the attention of the Council to enable
it to
exercise its statutory duties and oversight function. Considering
that they are working with the most vulnerable members
of our
society, there must be accountability.
[237]
It would also be appropriate to bring this
judgment to the attention of the Magistrates in the Krugersdorp
Children’s Court,
given their involvement in the matter.
Costs
[238]
Costs
are a discretionary matter which must be exercised judicially having
regard to all the relevant considerations. The normal
principle is
that costs follow the result. The applicants’ counsel placed on
record that counsel are acting on a pro bono
basis and requested the
court to apply the so-called
Biowatch
[111]
principle. That principle in broad terms entails that if a party is
successful in proceedings against the state, costs should follow.
The
applicants are substantially successful and should be entitled to
their costs. The conduct of the Department in relation to
this
application, also justifies the granting of an adverse costs order
against it. There is no reason to deprive the applicants
of their
costs. Insofar as certain legal services were rendered on a pro bono
basis, an adverse costs order would not prejudice
the Department.
[239]
I conclude that in all the circumstances of
this case, the Department should be held liable for the costs. No
legal basis was established
for such liability to be on a joint and
several basis.
[240]
Order
[241]
I grant the following order:
[1] The court
file is declared to be confidential and the anonymity of the
applicants, the minor children BT and LM,
and the eleventh, twelfth,
thirteenth and fourteenth respondents are to be maintained throughout
these proceedings and thereafter
by the use of initials to identify
the parties rather than their full names and by the redaction of any
of their personal details.
[2] The first
to third respondents are directed to, within three days from the date
of this order, remove from CaseLines
any notices, affidavits,
annexures, heads of argument and other documents filed in these
proceedings and replace them with redacted
copies of all documents in
which the personal details identifying the applicants, the minor
children, the eleventh to fourteenth
respondents and all third
parties have been removed.
[3] By
consent, the eleventh and twelfth respondents are directed to, within
three days from the date of this order,
remove from CaseLines any
notices, affidavits, annexures, heads of argument and other documents
filed in these proceedings and
replace them with redacted copies of
all documents in which the personal details identifying the
applicants, the minor children,
the eleventh to fourteenth
respondents and all third parties have been removed.
[4] The
applicants, the respondents and all persons employed by the
respondents are directed to keep the application
papers and all
documents pertaining to the adoptions of BT and LM confidential and
are interdicted and prohibited from allowing
the identities of the
applicants, BT and LM and the eleventh to fourteenth respondents, to
be published or disclosed to the public
and from disclosing or
publishing the application papers and documents to third parties or
to allow them to come into the public
domain.
[5] The
first, second and third respondents, in accordance with their
undertaking, are directed not to take any steps
to remove the minor
children BT and LM from the care of the eleventh and twelfth
respondents and the thirteenth and fourteenth
respondents
respectively, or to seek to have them placed, on a temporary or
permanent basis, with any other person, pending the
final
determination of these proceedings.
[6] The
letter of non-recommendation issued by the Gauteng Department of
Social Development in terms of section 239(1)(d)
of the Children’s
Act 38 of 2005 on 21 July 2020 in respect of the application for the
adoption of BT is reviewed and set
aside and is substituted with a
decision recommending BT’s adoption by the eleventh and twelfth
respondents;
[7] The
pending review proceedings launched by the first, second and third
respondents under case number 2021/41955
to review its decision and
the issuing of a letter of recommendation of the adoption of L under
section 239(1)(d) of the Children’s
Act, dated 23 November
2020, are permanently stayed.
[8] The
Department of Social Development’s Practice Guidelines on
National Adoption are declared to be inconsistent
with the
Constitution of the Republic of South Africa, 1996 and the Children’s
Act, 38 of 2005 and therefore invalid and
are reviewed and set
aside;
[9] The
conduct of the first, second and third respondents and the relevant
social workers in their employ and the relevant
social workers in the
employ of the Gauteng Department of Health, in relation to the
application for the adoption of BT and the
circumstances surrounding
that application, is declared to be in breach of the first
applicant’s rights in terms of sections
10, 12 and 14 of the
Constitution of the Republic of South Africa, 1996 and in breach of
BT’s rights in terms of section
28(2) of the Constitution;
[10] The
conduct of the first, second and third respondents and the relevant
social workers in their employ in relation
to the application for the
adoption of LM and the circumstances surrounding that application, is
declared to be in breach of the
second applicants’ rights in
terms of sections 10, 12 and 14 of the Constitution of the Republic
of South Africa, 1996 and
in breach of LM’s rights in terms of
section 28(2) of the Constitution.
[11] This
judgment and the conduct of the fourth, fifth, sixth, eighth and
ninth respondents are to be brought to the
attention of and referred
to the tenth respondent, the South African Council for Social Service
Professions.
[12] A copy
of this judgment is to be provided to the presiding magistrates in
the Krugersdorp Children’s Court.
[13] The
costs of the application, including the costs of the setting aside
application, are to be borne by the first,
second and third
respondents.
EF
DIPPENAAR
JUDGE
OF THE HIGH COURT
JOHANNESBURG
APPEARANCES
DATE
OF HEARING
: 21-22 July 2022
DATE
OF JUDGMENT
: 19 November 2022
APPLICANTS’
COUNSEL
: Adv. M Feinstein
: Adv. N Muvangua
: Adv. N Stein
APPLICANTS’
ATTORNEYS
: Womens Legal Centre
1
ST
-
3
RD
RESPONDENTS’
COUNSEL
: Adv. C Georgiades SC
: Adv. A Mofokeng
: Adv. J Daniels
1
ST
- 3
RD
RESPONDENTS’
ATTORNEYS
: State Attorney
11
TH
& 12
TH
RESPONDENTS’
COUNSEL
: Adv. L De Wet
11
TH
& 12
TH
RESPONDENTS’
ATTORNEYS
: Schuler Heerschop Pienaar Attorneys
13
TH
& 14
TH
RESPONDENTS
COUNSEL
: Adv. L. Makapela
13
TH
& 14
TH
RESPONDENT
ATTORNEYS
: Clarks Attorneys
AMICUS
CURIAE
: Centre for Child Law
AMICUS
CURIAE COUNSEL
: Adv. RM Courtenay
[1]
38 of 2005
[2]
3 of 2000
[3]
J v J
2008 (6) SA 30
(C) paras [19]-[20] and the authorities cited
therein
[4]
Occupiers Berea v De Wet NO and Another
2017 (5) SA 346
(CC) para
[19];
[5]
P Carolin & T Carolin v Provincial Head of Department: Gauteng
Social Development (Johannesburg High Court) unreported further
interim order and reasons case no 43586/2018 para [8]
[6]
Heads of argument para 180-185
[7]
Including
the
provisions of sections 66 and 74 of the Act.
[8]
Centre for Child Law v Hoërskool Fochville and Another
2016 (2)
SA 21 (SCA)
[9]
D Blaickie, consultant to the National Adoption Coalition “Fact
Sheet on Child Abandonment Research in South Africa”
(30 May
2014)
http://www.adoptioncoalitionsa.org/wp-content/uploads/2014/05/Fact-Sheet-Research-on-Child-Abandonment-in-South-Africa_Final2.pdf
[10]
UN General Assembly, Convention on the Rights of the Child, 20
November 1989, United Nations, treaty Series, Vol 1577, p 3
Resolution 44/25
[11]
Specifically A
rticle
2, which prohibits against discrimination; Article 3, which upholds
the primacy of the best interest of the child; Article
6 which
pertains to the right of the child to survival; Article 12, which
deals with the right of the child to participate in
decisions
affecting him or her; Article 7(2) which requires state parties to
ensure the implementation of the rights contained
in the UN
Convention in accordance with their national law and their
obligations under the relevant international instruments
in the
field and Article 14(2) which places emphasis on the positive duty
of the state to support parenthood. The state is obliged
to support
parents in exercising their joint responsibility for raising
children.
[12]
The International covenant on Political and Civil Rights, the
African Charter on the Rights and Welfare of the Child, the European
Social Charter, the International Covenant on Economic, Social and
Cultural Rights, The African Charter on Hum and People’s
Rights and the American Convention on Human Rights.
[13]
November 29, 1999 referred to in Bhe v Magistrate, Khayelitsha and
Others
2005 (1) BCLR 1 (CC)
[14]
Myatheza v Johannesburg Metropolitan Bus Services (SOC) Ltd T/A
Metrobus & Others
2018 (1) SA 38
(CC); Herbst v the Presiding
Officer of the Children’s Court, Johannesburg Gauteng Local
Division, Johannesburg (A3025/2018)
(12 November 2018) (“Herbst”)
para [26]
[15]
Investigating Directorate: Serious Economic Offences and Others v
Hyundai Motor Distributors (Pty) Ltd and Others. In re Hyundai
Motor
Distributors (Pty) Ltd and Others v Smit NO and Others
2000 (10)
BCLR 1079
(CC) paras [21]-[26]
[16]
108 of 1996
[17]
Sections 228 to 253
[18]
All
the relevant parties, being the prospective adoptive parents and B
and L are habitually resident in South Africa, thus the
local
adoption process must be followed.
[19]
Sections 150 to 160
[20]
Natal
Joint Municipal Pension Fund v Endumeni Municipality
2012
(4) SA 593
(SCA) paras [18]-[19] at 603E-605B
[21]
Section 150 read with sections 155 and 156 of the Act.
[22]
Section 156(1)(c)(iii) of the Act
[23]
“
Section
233 in relevant part provides:
(1)
A child may be adopted only if consent for the adoption has been
given by-
a)
each parent of the child, regardless of whether the parents are
married or not: Provided that, if a parent is a child, that
parent
is assisted by his or her guardian;
(2)
Subsection (1) excludes a parent or person referred to in section
236 and a child may be adopted without the consent of such
parent or
person.
…
(4)
Before consent for the adoption of the child is granted in terms of
subsection (1), the adoption social worker facilitating
the adoption
of the child must counsel the parents of the child and, where
applicable, the child on the decision to make the
child available
for adoption.
…
(6)
Consent referred to in subsection (1) and given –
(a)
in the Republic, must be –
(i)
signed by the person consenting in the presence of a presiding
officer of the children’s court;
(ii)
signed by the child in the presence of a presiding officer of the
children’s court if the consent of the child is required
in
terms of subsection 1(c);
(iii)
verified by the presiding officer of the children’s court in
the prescribed manner; and
(iv)
filed by the clerk of the children’s court pending an
application for the adoption of the child; or
…
(8)
A person referred to in subsection (1) who has consented to the
adoption of the child may withdraw the consent within 60 days
after
having signed the consent, after which the consent is final.”
[24]
“
Section
236 provides:
(1)
The consent of a parent or guardian of the child to the adoption of
the child, is not necessary if that parent or guardian
–
(a)
is incompetent to give consent due to mental illness;
(b)
has abandoned the child, or if the whereabouts of the parent or
guardian cannot be established, or if the identity of that
parent or
guardian is unknown;
(c)
has abused or deliberately neglected the child, or has allowed the
child to be abused or deliberately neglected;
(d)
has consistently failed to fulfil his or her parental
responsibilities towards the child during the last 12 months;
(e)
has been divested by an order of court of the right to consent to
the adoption of the child; or
(f)
has failed to respond to a notice of the proposed adoption referred
to in section 238 within 30 days of service of the notice.
(2)
Consent to the adoption of a child is not required if –
(a) the child is an
orphan and has no guardian or caregiver who is willing and able to
adopt the child;
(b)
the court is provided with certified copies of the child’s
parent’s or guardian’s death certificate or such
other
documentation as may be required by the court.
(3)
If the parent referred to in subsection (1) is the biological father
of the child, the consent of that parent to the adoption
is not
necessary if –
(a)
that biological father is not married to the child’s mother or
was not married to her at the time of conception or any
anytime
thereafter, and has not acknowledged himself in a manner set out in
subsection (4) that he is the biological father of
the child; …
(4)
A person referred to in subsection (3)(a) can for the purposes of
that subsection acknowledge that he is the biological father
of a
child –
(a) by giving a
written acknowledgment that he is the biological father of the child
either to the mother or the clerk of the
children’s court
before the child reaches the age of six months;
(b)
by voluntarily paying maintenance in respect of the child;
(c)
by paying damages in terms of customary law; or
(d) by causing
particulars if himself to be entered in the registration of birth of
the child in terms of section 10(1)(b) or
section 11(4)
of the
Births and Deaths Registration Act, 1992
[Act No. 51 of 1992).
(5)
A children’s court may on a balance of probabilities make a
finding as to the existence of a ground on which a parent
or person
is excluded in terms of this section from giving consent to the
adoption of a child.”
[25]
And in 230(3)(f)
[26]
National Adoption Coalition of South Africa v Head of Department of
Social Development, for the Province of KZN and others
[2020] JOL
46734
(KZD) para [24]
[27]
Supra Order at para 78(5)(a)
[28]
Herbst supra
[29]
Para [22]
[30]
Oudekraal Estates (Pty) Ltd v City of Cape Town and Others
2004 (6)
SA 222
(SCA) para [26]; MEC for Health, Eastern Cape and Another v
Kirland Investments (Pty) Ltd t/a Eye & Lazer Institute 2014 (3)
Sa 481 (CC)
[31]
Bernstein v Bester
[1996] ZACC 2
;
1996 (2) SA 751(CC)
par [67]
[32]
AD v DW 2008 (4) SA BCLR 35 (CC) para [55]
[33]
S v M (Centre for Child Law as Amicus Curiae)
[2007] ZACC 18
;
2008 (3) SA 232
(CC)
para [24-25]; Minister Welfare & Population Development v
Fitzpatrick and Others
[2000] ZACC 6
;
2000 (3) SA 422
(CC)
[34]
Supra para [24]
[35]
AB and Another v Minister of Social Development
2017 (3) SA 570(CC)
para [300]
[36]
As held in S v M para [19] “Foundational to the enjoyment of
the right to childhood is the promotion of the right as far
as
possible to live in secure and nurturing environment free from
violence, want and avoidable trauma”
[37]
In terms of section 50 of the Act
[38]
In re XN
2013(6) SA 153 (GSJ) para [12], [14]
[39]
KHD and Another v Head of Department of Social Development, Gauteng
and Others and a related matter [2021] JOL 50913(GP;
[40]
Or the use of children for other illegal purposes XN supra, para
[14]
[41]
National Adoption Coalition supra order 4, para [14]
[42]
National Adoption Coalition
[43]
Para []31
[44]
XN para [14] and [19]
[45]
National Adoption Coalition in the context of relevant and
irrelevant factors.
[46]
Section 229(a) and (b)
[47]
Where a child has been placed in foster care, a child and youth care
centre or temporary safe care.
[48]
The number of children in alternative care seems to be a closely
guarded secret. There are no (generally accessible and publicly
available) statistics and/or reports published by the National
Department of Social Development. That said, and from the sources
that are publicly accessible, it is estimated that there were,
approximately – * 285 000 children in foster care in 2022
.
This represents the number of foster care grants paid by the South
African Social Security Agency. See, generally,
https://www.sassa.gov.za/Pages/StatisticalReports.aspx
.
See also, K Hall & W Sambu ‘Income poverty, unemployment
and social grants’ in K Hall et al (eds) South African
Child
Gauge 2018: Children, Families and the State: Collaboration and
Contestation (2018) at 141. The publication is available
at
http://webcms.uct.ac.za/sites/default/files/image_tool/images/367/South%20African%20Child%
20Gauge%202018%20-%20Nov%2020.pdf
[accessed on 14 February
2020]. * 100 000 children being cared for in residential care
facilities in 2011 (see H Malatji
& N Dube ‘Experiences
and challenges related to residential care and the expression of
cultural identity of adolescent
boys at a child and youth care
centre (CYCC) in Johannesburg’ (2017) 53(1) Social
Work/Maatskaplike Werk at 110. The article
is available
electronically at
http://www.scielo.org.za/pdf/sw/v53n1/07.pdf
.
These
numbers have likely increased exponentially. In a recent series of
articles published in the Sowetan it is alleged that
in the past two
years alone “[m]ore than 1,000 children have been abandoned in
SA in the past two years because of poverty
and inequality”.
‘Poverty and inequality to blame for rise ion abandoned
children’ Sowetan 05 April 2022.
[49]
“
Raise
your hand: Please help these kids: With the number of abandoned
children on the rise, there is a growing need to move those
who are
outgrowing care centres into foster homes but there are no takers
out there”
Sowetan 05 April 2022.
[50]
See, for example, K Mclean ‘The impact of institutionalization
on child development’ (2003) 15(4) Development and
Psychopathology at pgs. 853 – 884; Herbst v Presiding Officer
of the Children’s Court, Johannesburg (unreported)
at [15];
the Bucharest early Intervention Project,
http://www.bucharestearlyinterventionproject.org
.
[51]
In the period 2010/2011, there were a total of 2236 local adoptions.
In the period 2015/2016 the number of adoptions plummeted
to 978
local adoptions (see, T Mabe ‘A Government perspective: An
overview of developments, trends and challenges in adoptions
in SA
since 2010’ available at,
http://www.adoptioncoalitionsa.org/wp-content/uploads/2016/11/Dr-Tebogo-Mabe.pdf
The National Adoption Coalition of South Africa reckon that in the
period 2019/2020 there were 977 local adoptions (see, generally,
http://adoptioncoalitionsa.org
).
This decline has, in part, been due to the bureaucracy that has
become rife in the process.
See,
generally, D Blackie ‘Fact Sheet on Child Abandonment Research
in South Africa’ available at,
http://www.adoptioncoalitionsa.org/wp-content/uploads/2014/05/Fact-Sheet-Research-on-Child-Abandonment-in-South-Africa_Final2.pdf
and Robyn Wolfson Vorster ‘Sounding the death knell for
adoption?’ available
at,
https://www.dailymaverick.co.za/opinionista/2016-11-15-sounding-the-death-knell-for-adoption/#.WtgzCi-B3m0
[52]
Section 160(d) provides: “
The
Minister may make regulations prescribing generally, any other
incidental or procedural matter that may be necessary to prescribe
in order to facilitate the implementation or administration of this
chapter” [chapter 9].
[53]
Paragraph 199
[54]
Which provides: “
regarding
any other ancillary or incidental administrative or procedural
matter that it may be necessary to prescribe to facilitate
the
proper implementation or administration of this chapter” [15].
[55]
2017 (3) SA 570
(CC) paras [117]-[119]
[56]
Fedsure Life Assurance Ltd and Others v greater Johannesburg
Transitional Metropolitan Council and Others
[1998] ZACC 17
;
1999 (1) SA 374
(CC)
para [58]
[57]
[2005] ZACC 3
;
2006
(3) SA 247
(CC) paras [49]-[50]
[58]
Central Energy Find SOC Ltd and Another v Venus Rays Trade (Pty) Ltd
and Others
[2022] ZASCA 54
[59]
Bengwenyama Minerals (Pty) Ltd and Others v Genorah Resources (Pty)
Ltd and Others
2011 (4) SA 113
(CC) para [84]
[60]
Bernstein v Bester
[1996] ZACC 2
;
1996 (2) SA 751(CC)
par [67]
[61]
The interdictory relief obtained by the second applicant prevented
further harassment and interference by the Department.
[62]
Beinash v Wixley
[1997] ZASCA 32
;
1997 (3) SA 721
(SCA) at 734D-H and the authorities
cited therein.
[63]
1927 AD 259
at 268, quoted with approval in Beinash supra, 734D-F
[64]
Ndala, In re: Ndala
2013(6) SA 153 (GSJ) para [19]
[65]
Para [2]
[66]
P Carolin & T Carolin v Provincial Head of Department, Gauteng
Social Development (Johannesburg High Court) unreported interim
order under case no 43586/2018 para [18]
[67]
Oudekraal Estates (Pty) Ltd v City of Cape Town and Others
2004 (6)
SA 222
(SCA) para [26]; MEC for Health, Eastern Cape and Another v
Kirland Investments (Pty) ltd t/a Eye & Lazer Institute
2014 (3)
SA 481(CC)
[68]
Fraser v Naude and Others
1998 (11) BCLR 1357 (CC)
[69]
Seven other adoptions in which are involved
[70]
Erroneously referred to as “section 9”
[71]
In
respect of B a form 9 section 50(1) order was issued on 29 August
2019 to investigate whether B was a child in need of care
and
protection
[72]
Section 155(1) of the Act provides: “
A
children’s court must decide the question of whether a child
who was the subject of proceedings in terms of section 47,
151, 152,
152A or 154 is in need of care and protection”
[73]
Section 50(1) of the Act
[74]
S v M para 24
[75]
Sections 10, 12, 14 of the Constitution
[76]
Section
10 grants the right to everyone to inherent dignity and the right to
have their dignity respected and protected
[77]
National Adoption Coalition supra order in para 78(2)
[78]
Christian Lawyers Association v Minister of Health and Others
(Reproductive Health Alliance as amicus curiae)
2005 (1) SA 509
(T)
526A-527D, referred to with approval in AB para [312]
[79]
Christina Lawyers Association supra 526I-527A
[80]
AB majority judgment para [323] and the authorities cited therein.
[81]
2017 (3) SA 570
(CC) minority judgment of Khampepe J paras [49]-[52]
[82]
AB minority judgment para [65]-[65]
[83]
H v Fetal Assessment Centre
[2014] ZACC 34
para [59]. Quoted by
Khampepe J in AB, para [78]
[84]
Christian Lawyers Association 528F-H
[85]
NM and Others v Smith and Others (Freedom of Expression Institute as
amicus curiae)
[2007] ZACC 6
;
2007 (5) SA 250
(CC) para [40]
[86]
AB supra para [69]
[87]
Dawood and Another v Minister of Home Affairs and Others; Shalabi
and Another v Minster of home Affairs and Others; Thomas and
Another
v Minister of Home Affairs and Others
[2000] ZACC 8
;
2000 (3) SA 936
(CC) para [35]
[88]
Coughlin NO v Road Accident Fund (Centre for Child Law as Amicus
Curiae)
2015 (6) BCLR 676 (CC)
[89]
Du Toit v Minister of Welfare & Population Development
2001 (12)
BCLR 125
(T) para [18]
[90]
Teddybear
Clinic v Minister of Justice
2013 (12) BCLR 1429
(CC)
[91]
Jooste v Botha 2000 (2) Sa 187 (T)
[92]
AB minority judgment of Khampepe J para [169]
[93]
S v M
[2007] ZACC 18
;
2008 (3) SA 232
(CC) para [14], [92]; Sonderup v Tondelii and
Another
2001 (1) SA 1171
(CC) para [29]
[94]
“
36(1)The
rights in the Bill of Rights may be limited only in terms of law of
general application to the extent that the limitation
is reasonable
and justifiable in an open and democratic society based on human
dignity, equality and freedom, taking into account
all relevant
factors, including (a) the nature of the right; (b) the importance
of the purpose of the limitation; (c) the nature
and extent of the
limitation; (d) the relation between the limitation and its purpose;
and (e) less restrictive means to achieve
the purpose’”.
[95]
AD and Another v DW and Others
[2007] ZACC 27
;
2008 (3) SA 183
(CC) para [59]; S v M
supra para [18]
[96]
National Adoption Coalition para [69]
[97]
Minister of Home Affairs v Fourie (“Fourie”)
[2005] ZACC 19
;
2006 (1) SA
524
(CC) para [59]
[98]
Para [59]. Quoted with approval by Khampepe J in AB, para [96]
[99]
Section 1 definition “family member” (d) of the Act
[100]
C v Department of Health and Social Development
2012 (4) BCLR 329
(CC)
[101]
Former DCJ Ngcobo in DPP Transvaal v Minister for Justice and
Constitutional Development 2009 (7) 637 (CC)
[102]
National Adoption Coalition para [69]
[103]
2011 (6) SA 173
(WCC) paras [17]-[18]
[104]
National Adoption Coalition para [78]
[105]
Herbst supra
[106]
Reliance is placed on
s
6(2)(d), s 6(2)(e)(ii); s 6(2)(e)(iii), s 6(2)(e)(iv), s 6(2)(e)(v);
s 6(2)(e)(vi), s 6(2)(f)(ii)(bb), s 6(2)(f)(ii)(dd) and
s 6(2)(h) of
PAJA.
[107]
National Adoption Coalition supra, para 2
[108]
110 of 1978
[109]
Paragraph 6.2 :“
All
parties to the adoption have the right to confidentiality and
privacy. All documentation, procedures and communication on
adoption
should be guided by the principle of confidentiality. Adoption
service providers must treat all adoption cases and records
as
confidential information. Access to any adoption records by any
party shall be in accordance with the provisions of the Children’s
Act.”
[110]
Under s172(1) of the Constitution
[111]
Biowatch Trust v Registrar Genetic Resources and Others
2009 (10)
BCLR 1014
(CC);
[2009] JOL 23693
(CC) paras [43] and [56]
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