Case Law[2025] ZAGPPHC 549South Africa
Rose v National Prosecuting Authority and Others (056281/2025) [2025] ZAGPPHC 549 (15 May 2025)
High Court of South Africa (Gauteng Division, Pretoria)
15 May 2025
Headnotes
at Vryburg under CAS102/06/2023 in relation to a charge of attempted murder against the accused. On 25 February 2025, Yende AJ, issued out the following order in this division, by agreement between the parties and that order, inter alia, states: “…2. The second respondent (the NDPP) to within 21 days from the date of this order either issue a nolle prosequi certificate to the Applicant or instruct the Fourth Respondent (the senior Public Prosecutor sub-cluster Vryburg) to reinstitute the criminal proceedings forthwith …”. The nolle prosequi certificate received by the applicant on 12 March 2025 turned out to be incorrect (the reason is not relevant to the issue to hand).
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## Rose v National Prosecuting Authority and Others (056281/2025) [2025] ZAGPPHC 549 (15 May 2025)
Rose v National Prosecuting Authority and Others (056281/2025) [2025] ZAGPPHC 549 (15 May 2025)
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sino date 15 May 2025
FLYNOTES:
CRIMINAL – Private prosecution –
Access
to accused’s representations
–
Private
prosecutor not entitled to accused’s representations –
Representations were privileged – Disclosing
them would
undermine without-prejudice basis on which they were made –
Applicant does not need representations to institute
private
prosecution – Access would give an unfair advantage in
criminal proceedings – Application dismissed –
Promotion of Access to Information Act 2 of 2000
,
s 14
–
Criminal Procedure Act of 1977
,
ss 7
-
10
.
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
DIVISION, PRETORIA
CASE
NO
: 056281/2025
DATE
:
09-05-2025
(1)
REPORTABLE:
YES
/ NO.
(2)
OF INTEREST TO OTHER JUDGES:
YES
/ NO.
(3)
REVISED.
DATE
:
15 May 2025
SIGNATURE
In
the matter between
CHRISTO
JOHAN ROSE
Applicant
and
NATIONAL
PROSECUTING AUTHORITY
First Respondent
THE
NATIONAL DIRECTOR OF PUBLIC
Second Respondent
PROSECUTIONS
ADV.
S.M MZINYATHI:
Third Respondent
ACTING
DEPUTY NATIONAL DIRECTOR
HEAD:
NATIONAL PROSECUTING
SERVICES
JUDGMENT
NEUKIRCHER,
J
: This is a judgment that emanates from an urgent
application that I heard in this court which is going to be given ex
tempore.
The facts in this matter
are not in dispute or contentious. What is, is the relief
sought by the applicant who asks of the
respondents, (the NPA), to
provide him with the representations made by one Esterhuizen (the
accused) in Vryburg CAS102/06/2023
within 48 hours of date of this
order.
It
bears noting that the accused is neither cited as a party in this
application nor has this application been served on him.
The
point of non-joinder has been taken by the NPA. The NPA
also opposes the application on its merits and on the issue
of
urgency.
The applicant is the
complainant in a criminal matter originating in the Regional Division
held at Vryburg under CAS102/06/2023
in relation to a charge of
attempted murder against the accused.
On 25 February 2025,
Yende AJ, issued out the following order in this division, by
agreement between the parties and that order,
inter alia, states:
“…
2.
The second respondent (the NDPP) to within 21 days from the date of
this order either issue a
nolle
prosequi
certificate to the Applicant or instruct the Fourth Respondent (the
senior Public Prosecutor sub-cluster Vryburg) to reinstitute
the
criminal proceedings forthwith …”.
The
nolle
prosequi
certificate received by the applicant on 12 March 2025 turned out to
be incorrect (the reason is not relevant to the issue to hand).
The applicant states that the correct
nolle
prosequi
was eventually received by him.
However,
on 17 March 2025, the applicant’s attorneys sent correspondence
to the respondents in which it was pointed out that:
(a)
the docket received as incomplete;
(b)
the applicant was not provided with the representations of the
accused that led to the issuing
of the nolle prosequi certificate.
The NPA’s response
is dated 18 March 2025 and the relevant portions of that read as
follows:
“
12.4 I
will request the DPP to assist you with your query in respect of the
alleged incomplete case docket. Please
note that the NPA is
neither the owner nor the custodian of the case docket, as the docket
is compiled by the South African Police
Service (SAPS).
12.5
The representations on behalf of E Esterhuizen is legally privileged
and cannot be disclosed to you, as the
NPA is not the author
thereof. A further consideration as to why you cannot be
provided with a copy of the representations
made on behalf of E
Esterhuizen, is because you would expect the NPA not to disclose your
representations to E Esterhuizen.
See also in this regard the
Democratic Alliance v The Acting National Director of Public
Prosecutions
(288/11)
[2012] ZASCA 15
where the SCA declined to
compel the NPA to provide the applicant with a copy of the
representations made on behalf of the accused.
The court order
also does not provide for this to be furnished to you.”
The applicant, however,
was not satisfied with this and on 22 April 2025 he launched this
urgent application giving the NPA until
24 April 2025 to file a
notice to oppose and until 29 April 2025 to file an answering
affidavit. The application was then
set down for hearing in my
urgent court on 6 May 2025 and heads of argument were also filed by
both parties.
The applicant contends
that:
(a)
he is a private prosecutor as contemplated in sections 7 to 10 of the
Criminal Procedure
Act of 1977 (CPA);
(b)
as such he stands on the same footing as the NDPP and its prosecuting
arms (see
Polovin v Director of Public Prosecutions
2025 (1)
SACR 1
(SCA) paragraph 34);
(c)
however, by virtue of the provisions of section 9 of the CPA a
private prosecutor
is required to provide security for the private
prosecution as set out in sections 9(i) and 9(ii) which is:
(i)
R2 500 being the amount set by the minister in the Government
Gazette; and
(ii)
the amount a court may determine as security for the costs incurred
in respect of
the accused’s defence to the charge (or any
increased amount in terms of section 9(2));
(d)
this places an undue and onerous burden upon him and that he must
“seriously apply
his mind” to the case;
(e)
he cannot do so without the accused’s representations.
He argues that the
application is urgent as he has a short window within which to
initiate his private prosecution – this
being three months –
and therefore were he to wait his turn on the ordinary Opposed Motion
Roll he would not obtain substantial
redress in due course.
The applicant argues that
as the accused’s representations have been instrumental in the
decision to issue the
nolle
prosequi
,
it must be considered by the applicant as well in order to make an
informed decision on whether or not to continue with the private
prosecution and to refuse this, exposes him to substantial prejudice.
The NPA argues, over and
above the points
in
limine
,
that the representations of an accused are legally privileged and
that they are made on the understanding that they will not be
disclosed to any third party without his or her consent in light of
the provisions of the NPA’s PAIA Manual. This has
been
the NPA’s consistent stance since the applicant’s first
application that led to Yende AJ’s order of 25 February
2025.
The NPA argues that the
accused “has a legitimate expectation that his representations
will not be disclosed without him waiving
the legal privilege”.
According to the NPA, paragraph 11.4 of the PAIA Manual compiled in
terms of
section 14
of the
Promotion of Access to Information Act 2
of 2000
provides:
“
An accused person
may also make representations to the NPA. In such
circumstances, the representations will be treated as
having been
made without prejudice.”
Although I am of the view
that the matter is not truly urgent, the issue being mooted since the
first (incorrect)
nolle
prosequi
being received in early March 2025, I decided to entertain this
matter on its merits so that the toing and froing of the parties
can
be resolved at an early stage. Thus, I entertained this matter
as one of at least some urgency.
The applicant has not
sought to take issue with paragraph 11.4 of the NPA’s PAIA
Manual as set out supra. It has not
sought to review or set
aside that provision if indeed it can do so. I make no comment or
finding on this as it was not argued.
The highwater mark of the
answer to the particular paragraph dealing with paragraph 11.4 of the
PAIA Manual was the NPA’s
argument is “misplaced”
and loses sight of the applicant’s status as a private
prosecutor and that he is permitted
to take the steps necessary to
institute private prosecution by virtue of the
nolle
prosequi
certificate. But this argument loses sight of the issue raised by the
NPA i.e. that the accused makes representations based on
the
assurance that he does so “without prejudice”. This
means that the representations are per se privileged.
In
ABSA
Bank Ltd v Hammerle Group
2015 (5) SA 215
(SCA) (ABSA Bank) the Court stated that the general
rule as regards negotiations between the parties is as follows:
“
[13]
It is true that, as a general rule, negotiations between parties
which are undertaken with a view to a settlement
of their disputes
are privileged from disclosure. This is regardless of whether
or not the negotiations have been stipulated
to be without
prejudice…”.
In
KLD
Residential CC v Empire Earth Investments 17 (Pty) Ltd
2017 (6) SA 55
(SCA) (KLD) at paragraph 32 the SCA reaffirmed the
principle and confirmed that although there are exceptions to the
privilege
rule:
“
[39]
…the exception itself is not absolute and will depend on the
facts of each matter and there is nothing
to prevent parties from
expressly or impliedly ousting it in their discussions. What the
exception allows for, as I see it, is
the prevention of abuse of the
without prejudice rule and the protection of a creditor.”
In both cases the abuse
sought to be prevented was:
(a)
in ABSA Bank the debtor had admitted an act of insolvency during
negotiations and this admission
was allowed by the Court as an
exception to the without prejudice rule;
(b)
in KLD an acknowledgment of indebtedness embodied in a letter written
to settle litigation
was permitted by the Court in order to interrupt
prescription.
In
my view, the exceptions considered, supra, by the SCA do not arise
in
casu
.
There are also further
considerations that prompt me to find that the applicant is not
entitled to the accused’s presentations.
The NPA must act as a
disinterested third party to prosecute defences in the public
interest and using public funds. The prosecutor
is an “at
arm’s length” decision-maker based on the facts and
evidence available to him or her at the time.
A private
prosecutor does not act in public interest – he or she has a
vested interest in prosecution. This is because
section 7(1)(a)
of the CPA requires that:
“
(a)
any private person who proves some substantial and peculiar interest
in the issue of the trial
arising
out of some injury which he individually suffered in consequence of
the commission of the said offence
…”
This difference cannot be
understated.
In
the unreported judgment of
Mathunyane and Another v Mokoena
(case number 5722/2024) Mpumalanga Division Middelburg, 18 November
2024, Bhengu AJ stated:
“
[13]
I consider that the applicants are not challenging the decision of
the DPP in declining to prosecute or the
validity of the nolle
prosequi certificate of the DPP. The applicants are also not
challenging the action of the clerk of
the court in issuing the
summons. I am of the view that the recording forming the basis
of the NDPP’s decision to issue
a nolle prosequi is irrelevant
in the absence of a challenge to the decision …”.
On the issue of whether
such a record would include the accused’s representations, the
following must be said: where
an accused raises no objection to
the disclosure of the representations, he then waives privilege and
those may then be provided.
(See Polovin v Director of Public
Prosecution and Others supra).
In
Democratic Alliance and Others v Acting National Director of
Public Prosecutions and Others
2012 (3) SA 486
(SCA) (the DA
decision) the DA brought an application to review, correct and set
aside the decision to discontinue the prosecution
of Mr Zuma and to
declare the decision to be inconsistent with the Constitution.
The DA required that the record of decision
including the
representations made by Mr Zuma be made available.
The
NDPP refused to deliver the record on the basis that it contained the
representation which had been made on a confidential and
without
prejudice basis. They,
inter alia
, pointed out that Mr
Zuma had declined to waive the conditions under which he had
submitted his representations. The DA then
brought an
application to deliver the record of proceedings on which the
decision to discontinue the prosecution was based
excluding these
representations
. The SCA stated:
“
[33]
There was a debate before us about what value would be to the
reviewing court of a reduced record, namely,
a record without Mr
Zuma’s representations. Concern was also expressed on
behalf of Mr Zuma that there might be material
in the record of the
decision, which might adversely affect his rights and to which he
might rightly object. That concern
was met by an undertaking on
behalf of the first respondent that, in the event of this Court
altering the decision of the court
below as to order the production
of the record of the decision sought to be reviewed, the NDPP’s
office would inform Mr Zuma
of its contents. Questions involving the
extent of the record of the decision and its value to the court
hearing the review application
are speculative and premature.
In the event of an order compelling production of the record, the
office of the NDPP will
be obliged to make available whatever was
before Mr Mpshe when he made the decision to discontinue the
prosecution. It will
then fall to the reviewing court to assess
its value in answering the questions posed in the review
application. If the reduced
record provides an incomplete
picture it may well have the effect of the NDPP being at risk of not
being able to justify the decision.
This might be the result of
Mr Zuma’s decision not to waive the confidentiality of the
representations made by him.
On the other hand, a reduced
record might redound to the benefit of the NDPP and Mr Zuma.
[37]
In the constitutional era courts are clearly empowered beyond the
confines of PAJA to scrutinise
the exercise of public power for
compliance with constitutional prescript. That much is clear
from the Constitutional Court
judgments set out above. It can
hardly be argued that, in an era of greater transparency,
accountability and access to information,
a record of decision
related to the exercise of public power that can be reviewed should
not be made available, whether in terms
of Rule 53 or by courts
exercising their inherent power to regulate their own process.
Without the record a court cannot
perform its constitutionally
entrenched review function, with the result that a litigant’s
right in terms of section 34 of
the Constitution to have a
justiciable dispute decided in a fair public hearing before a court
with all the issues being ventilated,
would be infringed. The
DA, in its application to compel discovery, has merely asked for an
order directing the office of
the NDPP to despatch within such time
as the court may prescribe the record of proceedings relating to the
decision to discontinue
the prosecution, excluding the written
representations made on behalf of Mr Zuma to the office of the NDPP.
Subject to the question
of standing which is dealt with next I can
see no bar to such an order being made.”
Whilst the applicant
relies on the general statement set out at paragraph [37] of the
judgment supra to underscore his position,
the facts of the DA
decision are vastly different to those
in
casu
:
(a)
in that matter it appears that the DA abandoned its request that the
record include the
representations. This much is clear from
paragraph [37] and paragraph 1.3 of that court order which states:
“
1.3
… the first respondent is directed to produce and lodge the
registrar of this court a record
of the decision. Such record
shall exclude the written representations made on behalf of the third
respondent (who was Mr
Zuma) and any consequent memorandum or report
prepared in response thereto or oral representations if the
production thereof would
breach any confidentiality attaching to the
representations (a reduced record) …”.
(b)
the DA decision also involves the issue of a review of the exercise
of a public power -
there is no such consideration present here.
In
fact, the applicant has disavowed pursuing a review in the
application that is before me, and that is clear from his papers and
relief that he seeks.
In my view the applicant
does not need the complainant’s representations to institute
his private prosecution.
I am also of the view
that it would give him an unfair advantage in the criminal
proceedings as he will know at commencement what
the version of the
accused is and would be able to tailor his evidence to accommodate
that. If the accused decides to give
a plea explanation or make
any admissions at the commencement of the criminal proceedings then
so be it.
Given my view that the
application must fail, I do not intend to deal with the point of
non-joinder in any detail. However,
I must state that had the
outcome been different, I would have insisted on service of this
application on the accused as in my
view he has a substantial
interest in the outcome of this application.
Costs
The
NPA sought a cost order in the event it is successful. However, I
must bear in mind that the applicant seeks information he
alleges
should be made available to him in order to put him in a position to
exercise his rights under sections 7 to 10 of the
CPA. These
issues are complex and a novel I cannot find that he pursued a
course knowing he would be unsuccessful or
that he is vexatious in
his suit. I also take into account that he will have to set
security should he persist with his private
prosecution.
This all being so, I am
of the view that each party should pay his or its own costs.
ORDER
The
application is dismissed.
NEUKIRCHER,
J
JUDGE
OF THE HIGH COURT
Judgement
handed down
: 9 May 2025
Transcript
revised:
15 May 2025
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