Case Law[2024] ZAGPPHC 624South Africa
South African Legal Practice Council v Halles and Another (35117/2022) [2024] ZAGPPHC 624 (5 June 2024)
High Court of South Africa (Gauteng Division, Pretoria)
5 June 2024
Headnotes
Summary: Application for the striking off of a legal practitioner (Attorney) from the roll. Practitioner suffering from psychological and mental health impairment and not having committed any acts of dishonesty. The impairment which rendered the practitioner not currently fit to practice might be of a temporary nature. Suspension, rather than striking off the more appropriate sanction in the circumstances.
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## South African Legal Practice Council v Halles and Another (35117/2022) [2024] ZAGPPHC 624 (5 June 2024)
South African Legal Practice Council v Halles and Another (35117/2022) [2024] ZAGPPHC 624 (5 June 2024)
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FLYNOTES:
PROFESSION
– Striking off –
Mental
health impairment
–
Appropriate
sanction – Major depressive disorder – Expert opinion
– Impairment which rendered practitioner
not currently fit
to practice might be of temporary nature – Full recovery
possible through guidance and balanced lifestyle
– Did not
commit any acts of dishonesty – Suspension, rather than
striking off the more appropriate sanction
under circumstances –
Suspended until fit and proper person to practice.
REPUBLIC
OF SOUTH AFRICA
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG DIVISION,
PRETORIA
CASE NO: 35117/2022
1. REPORTABLE: NO
2. OF INTEREST TO
OTHER JUDGES: NO
3.REVISED : Yes
5 June 2024
In the matter between:
THE
SOUTH AFRICAN LEGAL PRACTICE COUNCIL
Applicant
and
JUDY
MASEEISO HALLES
First Respondent
JOUBERT
RENIER FRANCOIS INC
Second Respondent
Coram:
Davis J, Mooki J and Matthys AJ
Heard:
18 April 2024
Delivered:
5 June 2024
Summary:
Application
for the striking off of a legal practitioner (Attorney) from the
roll. Practitioner suffering from psychological and
mental health
impairment and not having committed any acts of dishonesty. The
impairment which rendered the practitioner not currently
fit to
practice might be of a temporary nature. Suspension, rather than
striking off the more appropriate sanction in the circumstances.
ORDER
1.
The first respondent is suspended from practice as
a Legal Practioner until she:-
a.
Satisfies the Court that she is a fit and proper
person to practice, with specific reference to her diagnosed mental
health disorder;
b.
To the satisfaction of the LPC submit all past
outstanding audit reports (if any);
c.
Completes the Practice Management Training Course,
in the event that she intends to practice for her own account.
d.
Complies with all other regulatory requirements
not mentioned herein, to the satisfaction of the LPC.
2.
No order as to costs
3.
A copy of this judgment is to be furnished to the
Chairperson of the South African Legal Practice Council by the
Registrar of this
Court within 5 days from date hereof, for
consideration by the Council.
JUDGMENT
Matthys
AJ
et
Davis
J concurring and Mooki J dissenting
A.
INTRODUCTION
[1]
A Full Court heard this
matter on 18 April 2024. The South African Legal Practice Council
(LPC) by application, approached the court
as provided for in section
44 (1) of the Legal Practice Act
[1]
(LPA), to adjudicate upon the conduct of the first respondent in her
capacity as a legal practitioner enrolled as an Attorney.
The second
respondent is a law firm in which the first respondent was a director
and from which she resigned in 2020.The second
respondent did not
participate in these proceedings, it was erroneously cited.
[2]
The application is twofold. The first part was dealt with on 20 April
2023, when an interim order was granted suspending the first
respondent from practice as a legal practitioner, pending the final
determination of the second part of the application, calling
on the
first respondent to show cause, why her name should not be struck
from the roll of legal practioners. This judgment centres
on the
second part of the application, for an order striking the first
respondent’s name from the roll of legal practioners.
The first
respondent oppose the application, as far as the sanction prayed for
by the LPC is concerned.
B.
FACTUAL MATRIX
[3]
The following evidence is common cause. The first respondent is a
42-year-old single woman. She is the youngest of five siblings.
She
was raised in a close-knit conservative Christian family. She
currently lives with her mother and elder sister. Her deceased
father
was a truck driver and her mother is a homemaker. Her parents had
limited formal education, but they encouraged their children
to
educate themselves.
[4]
The first respondent was
head girl of the high school from where she matriculated in 1999. In
2003, she obtained the BSc Health
Sciences degree from the University
of Stellenbosch. Thereafter in 2008, she obtained the LLB degree from
the University of Johannesburg.
In 2012 at the age of 31years, she
served as a Candidate Attorney in the employ of AF Van Wyk
Attorneys
[2]
. She was admitted
to practice as an Attorney on 1 November 2013 and remained in the
employ of AF Van Wyk Attorneys, as a professional
assistant until
2018.
[5]
During 2016, whilst working as a professional assistant, her father
(with whom she shared a close relationship) was diagnosed with
lung
cancer. At the time, she had to support her mother emotionally and
she took it upon herself, to attend to her father’s
daily care,
including transporting him to the radiology centre, where he received
treatment until his death in March 2017. It is
not in issue that her
father’s death went along with revelations of sensitive family
secrets, which occasioned emotional
stress to the first respondent.
[6]
In 2018, she took up the
position as an Associate in the second respondent firm of Attorneys.
She sat for the conveyancing examination,
but failed. She then took
up a directorship in the second respondent. As a director, she
practised for the first time, for her
own account. It was therefore
required of her, to pass the compulsory Practice Management Training
Course (PMTC)
[3]
.
[7]
She passed one of three
subjects towards the course during 2019 and the LPC granted her an
extension to complete the remaining subjects
by the end of December
2020. She was issued with a Fidelity Fund certificate for the year
2020.
[4]
It transpired
that around mid-2020 she resigned from the second respondent and
opened her own practice under the name and
style Judy Maseeiso Halles
Incorporated. She admits that she did not update her practice details
in the LPC records, as was expected.
[8]
The first respondent’s evidence went unchallenged, to the
extent that she registered for the outstanding two subjects to
complete the PMTC in 2021, but then aborted studying, due to a lack
of motivation. She explains that since 2021 her life took a
downward
spiral, evidenced by the fact that she infrequently got out of bed;
rarely attended to her office; moved her client files
from her office
to her bedroom; did the minimum work and no longer attended to her
practice and regular duties as an Attorney.
She also fell behind
financially and had to borrow money. She states that added to the
above-mentioned events, around mid-2022
and whilst she was in a state
of ambivalence, she received word of this application against her by
the LPC.
[9]
First respondent does not
challenge the LPC’s indictment against her. She concedes
that she did not qualify for nor
held a Fidelity Fund Certificate
since 1 January 2021 until her suspension on 20 April 2023
[5]
.
As a Fidelity Fund Certificate is mainly issued on the strength of
unqualified auditors reports, the first respondent agrees that
she
failed to submit to the LPC her auditor’s reports for the
period end February 2021 to February 2023
[6]
.
She has not completed the outstanding two subjects towards completion
of the PMTC and she failed to pay her annual LPC membership
fees
[7]
.
[10]
The evidence is that in
February 2023 her erstwhile employer/principal Mr AF Van Wyk referred
her to a psychiatrist Dr Biagio Longano.
She consulted the
psychiatrist as per the contents of his report. The contents and the
correctness of the psychiatrist report are
not in issue
[8]
.
Having assessed the first respondent’s psychological and
emotional state, the psychiatrist made the diagnosis that the first
respondent is suffering of Major Depressive Disorder. Dr
Longano asserts that at his first consultation with the first
respondent,
the Major Depressive Disorder was self-evident. She
exhibited classical features of anhedonia
[9]
,
anergia
[10]
, low mood, a
degree of impairment of executive functioning and obvious social and
occupational dysfunction.
[11]
He holds forth, that regard being had to the first respondent’s
historical background, he would not have considered her a
typical
candidate for a depressive illness. Nonetheless, he made the working
hypothesis that she was majorly affected by her father’s
premature death. He also expresses the view that the first
respondent’s career path seems to have deviated from its
intended
trajectory due to the universal career-impeding effects of
the Covid-19 pandemic. He explains that as the first respondent’s
depression worsened; she became more and more detached from the
reality of her work and of her own financial position, to the point
of becoming bed- bound.
[12]
Such detachment from reality is in the psychiatrist expert opinion, a
common feature of severe depression and in extreme cases,
may lead to
a loss of a will to live. Dr Longano states, that if the first
respondent did not seek help, but was left to her own
devices, she
might well have reached a critical turning point. He started the
first respondent on antidepressant treatment and
at the time of
writing his report (dated 10 November 2023) he assessed modest
improvement in her psychological condition. He is
confident that the
first respondent will make a full recovery and that she will be able
to resume her profession in future, given
guidance and a balanced
lifestyle. It is his evidence that the first respondent’s
condition should have been brought to psychiatric
attention sooner,
“
as much of the catastrophe could have been averted”.
[13]
The applicant states that
despite her using the medication prescribed by Dr Longano, she
continued to suffer the same depressive
symptoms. She then upon
advice, consulted with a Clinical and Neuropsychologist Ms Annlies
Cramer on 19 October 2023
[11]
.
Ms Cramer confirms the diagnosis made by Dr Longano as Major
Depressive Disorder as per her report
[12]
.
[14]
She confirms that the
diagnosis is understood in the context of a delayed reaction to the
death of the first respondent’s
father, combined other
stressors she encountered thereafter. In Ms Cramer’s expert
opinion, psychological regression following
the death of a parent
found in adulthood is a complex response to a significant loss. It
is her view that generally, some
degree of psychological regression
may be regarded as normal, however, in the first respondent’s
instance; it became progressive
and pathological as it severely
impedes her functioning in all spheres. In this vein, the first
respondent is in need of treatment,
which includes
pharmacotherapy
[13]
and
psychotherapy
[14]
.
[15]
Ms Cramer proposes that regard be had to the first respondent’s
psychological condition when her ability to meet her responsibility
as a legal practitioner is assessed. The proposed approach is
advocated especially because the first respondent does not have a
history of psychiatric illness, nor a history of disregard of rules
or criminal intent, or substance abuse and/or addictive behaviour.
[16]
It is not disputed that the first respondent has not done significant
work since 2021 and her averment went unchallenged, to the
extent
that all the legal services which she rendered were performed on a
“work now pay later” basis. It further transpired
that
counsel for the LPC during argument, abandoned their contention that
the first respondent practised after she was suspended
on 20 April
2023. Furthermore, the LPC has not received any complaints from
clients or other members of the public, against the
first respondent.
[17]
The first respondent has
as far possible, made efforts to remedy the infractions. She provided
documentary proof that she brought
her LPC membership fees up to
date
[15]
. She once again
registered for the 2024 PMTC in an endeavour to complete the
outstanding two modules. It is not in issue that her
client files and
trust account bank details are in possession of the LPC. Although the
first respondent’s non-compliance
for a Fidelity Fund
Certificate placed her clients’ interest at risks, there is no
evidence on record that actual prejudice
resulted. These are the most
important facts upon which the matter stands to be judged. Although I
summarised the evidence, I place
on record that I considered the
entire body of evidence to arrive at my final findings.
C.
DISCUSSION
[18]
In
Jasat v Natal Law Society
2002
(2) ALL SA 310
(A)
the
Supreme Court of
Appeal held, that a three-stage enquiry is envisaged in applications
of this nature. First, the Court is required
to make factual findings
as to whether the alleged offending conduct has been established on a
balance of probabilities.
Second
, decide
whether in the discretion of the Court, the person concerned, is a
fit and proper person to continue to practice.
The
exercise
of
this
discretion, involves a weighing up of the conduct complained of,
against the conduct expected of a legal practitioner. This
inquiry
entails a value judgment.
[19]
Thirdly,
the court must decide whether in all the
circumstances, the name of the person in question, should be removed
from the roll of legal
practitioners or whether a suspension will
suffice. Concerning the most appropriate sanction, based on the
unique facts of the
case, regard should be had to the nature of the
conduct complained of; the extent to which the offending conduct
reflects upon
the person’s character and worth to remain within
the ranks of the legal profession; the likelihood of a repetition of
the
conduct complained of and lastly but not the least, the
protection of the public against unprofessional conduct by legal
practitioners.
The
offending conduct
[20]
There is no
lis
between the parties regarding the conduct
complained of by the LPC. The first respondent confessed her
transgressions. She
humbled herself before the court and the
authority of the LPC and explained the breaches in a forthright
manner. Based on the available
evidence, I find that the conduct
complained of has been established.
Fit
and Proper Person
[21]
Generally, it is expected
of legal practitioners to conduct themselves with the highest degree
of integrity,
honor
and propriety
[16]
. These noble
demands of the legal profession are every so often, elevated above
the importance of unique personal life priorities.
In doing so, there
is a general expectation that a practioner’s personal life,
should not be allowed to interfere with professional
responsibilities.
[22]
On the other hand, lega
l
practitioners
are more than anything else, human beings. The pressure demands
associated with the practice of law, including the
maintenance of the
personae of a fit and proper person, worthy of the profession, should
not be under rated.
[23]
Compounded
by
a range of personal life stressors, which any lawyer may face,
competing interests may take its toll on the physical and or mental
well-being of a practioner
[17]
.
I considered that stress is a subjective experience. Different people
may react differently to a single stressful situation. In
some
instance, the impact of stressors may become overwhelming to the
person, who may not have the knowledge and skill to identify
the
symptoms, of a possible psychological breakdown
[18]
.
In the context of the emotional and psychological well-being of legal
practioners, the use of terms such as “burnout”,
stressed, depressed or “Professional Paralysis”
[19]
are not uncommon
[20]
.
[24]
Further,
the eminence, in which members of the legal profession are generally
viewed, inevitably comes with societal stigmatization
[21]
under circumstances where practitioners do not live up to standard,
albeit due to psychological ill health. Logically, the stigma
surrounding mental health conditions suffered by legal professionals,
adds to anxiety and depression. Therefore, a practitioner
may not
feel free to disclose for open discussion feelings manifesting
depression, nor to take time off, dreading judgement from
colleagues
or clients.
[25]
There
can be no doubt that
in
the context of the
fit
and proper requirement,
mental
health issues suffered by legal practitioners are of great
consequence.
Legal
practioners (as all
persons)
with a mental illness or who are being treated as such persons, are
required to be treated with humanity and respect for
their inherent
dignity
[22]
. For these
reasons, there is a need for greater attention and understanding from
within the legal profession at large, about mental
health issues.
Consequently,
I find the pronouncement made by Ebrahim J (albeit in a different
context) pertinent when he stated:-
“
Judicial
officers should keep abreast with developments in other disciplines
eg. psychology and although this will undoubtedly mean
an increase in
the workload of judicial officers and the machinery of justice
generally, ways must be sought of accommodating this,
as it is the
price to be paid for professionally administering justice in an
increasingly complex society
[23]
”
.
[26]
A culture within the legal fraternity,
where
open dialogue (
without
fear of stigmatization)
about
mental health issues is encouraged, can only serve the common good of
the profession and the interest of the public at large.
[27]
In
the case of the legal profession, which is regulated by the LPC,
there is a need for a dedicated and confidential reporting policy
process facilitated by the LPC, in terms of which legal practitioners
experiencing mental health issues (that may place them at
risk of not
attending to professional affairs) may report to the LPC and be
assisted and directed fittingly. This is vital in order
to ensure
that the values underpinning the Constitution are embraced, whilst
ensuring accountability by legal practioners.
[28]
In my considered view, the
facts
of this case illustrates the complexities of mental health illness
and its adverse impact on a legal practioner’s executive
and/or
occupational functioning, which facts I find deserves a sensitized
approach to be adopted when assessing the evidence.
Having regards to the stated considerations, which informs my
discretion
to be exercised judicially, I revert to the merits in deciding
whether the first respondent is a fit and proper person,
befitting
the status of a legal practioner.
The
First Respondent
[29]
Two
psychology expert witnesses diagnosed
the first respondent with Major Depressive Disorder. It is trite that
t
he
role of an expert witness is to provide the court with specialist
knowledge in a specialist field of practice, which legal
professionals
are not able to supply. The duty of expert witnesses
(in this case a Psychiatrist and a Clinical & Neuropsychologist)
is to
the Court and not the instructing party. In the absence of
countervailing
evidence
,
there is no reason to doubt the qualifications, experience and
opinions of the two experts. I am constrained to accept the contents
and correctness of the respective expert reports.
[30]
Both
Dr Longano and Ms Cramer, explains the
Major Depressive Disorder suffered by the first respondent, as a
delayed response which
was triggered, by her psychological regression
over the years following her father’s death in 2017, combined
stressors relating
to her career trajectory and responsibilities. The
expert opinion is further that the mental and emotional deterioration
in the
first respondent has reached a progressive and pathological
stage, as it now impedes not only her occupational functioning but
all spheres, of her being. The first respondent is currently
undergoing pharmacotherapy and psychotherapy to address the Major
Depressive illness.
[31]
I considered the first respondent’s historical background, in
particular her scholastic achievements and her rise as an admitted
Attorney and find the reported state of lethargy experienced by her,
the loss of interest in work related and other life activities,
to be
rather out of character. Further, the cause for her resignation from
the second respondent in 2020 is not known from the
available
evidence, however, it is common knowledge as stated in the expert
reports, that during the year 2020 the world including
South Africa,
endured the unprecedented Covid 19 pandemic, with its concomitant
career-impeding impact.
It
is therefore probable that there was genuine cause for the first
respondent to resign from the second respondent, whereafter
she
started her own practice to fend for herself financially, albeit
ill-considered at the time.
[32]
On a balance of probabilities, I find that the stressful personal and
professional circumstances in which the first respondent
found
herself between 2016 and 2021, together with the symptoms of
depression, weighed by the experts are in harmony with her having
functioned under a depressive psychological state, long before the
diagnosis of Major Depressive Disorder was made in 2023.
[33]
The latter mentioned
finding made is fortified by the expert opinion on record, that the
first respondent’s depressed psychological
condition, worsened
in time to a progressive and pathological state
[24]
,
which negatively impacted on her social and occupational functioning.
[34]
The
requirement for legal practioners, to be fit and proper persons is
not defined in the relevant legislative instruments
[25]
.
Still the type of “character screening” remains a
stringent requirement. In the ordinary course of events, findings
made that a legal practioner is not a fit and proper person are based
on character defects
[26]
. This
is not such a case.
Major
Depressive Disorder is not a character flaw but rather an illness.
The
term fit and proper can thus only be understood in the context of the
unique facts of the case.
[35]
I find that the body of evidence proves that the
first respondent is currently, not fit and proper to practice as a
legal practioner.
Her occupational incapacity stems directly from her
ill mental health. I however accept the opinion proffered by the two
experts,
asserting that the first respondent holds good future
prospects of regaining her psychological well-being, to return to a
functional
state in her personal and professional life.
The Sanction/
Intervention
[36]
In the main, the LPC prayed for the court to
strike the first respondent’s name from the roll of legal
practioners. Before
imposing the severe penalty of striking, the
Court must be satisfied that the lesser sanction of suspension, will
not achieve the
purpose of the Court's supervisory power over the
practitioner.
[37]
In this regard, I considered that the first
respondent’s transgressions stems directly from her ill
psychological condition.
This is also the first complaint against the
first respondent. Mindful that a depressive state of mind may befall
the best of personalities,
the first respondent demonstrates
resilience as a positive character trait. As reported by the
psychologist, she expressed an appreciation
for her to submit to the
recommended treatment. She has a desire to recover to her previous
level of functioning. She took the
court into her confidence and
presented her case with a positive attitude, which makes her future
recovery realistic. Within the
parameters of the unique facts of the
case and as correctly conceded by Counsel for the LPC, I find that a
suspension on relevant
conditions is the most fitting sanction to
issue.
D.
Costs
[38]
Regarding
the costs of the application, the general rule is that the LPC as
custos
morum
of
the legal profession is not a conventional litigant. It is
statutorily duty bound to place facts before the Court for
adjudication
in matters of this nature. It is therefore said to be
entitled to its costs, even if unsuccessful
[27]
.
[39]
It is
contended for the first respondent, that the exercise of the court’s
judicial discretion on the costs, should be informed
by the contents
of the expert reports, on her ill psychological state, which
adversely affected her general and occupational functioning.
In this
regard, I considered the decision in
Ferreira
v Levin No and Others; Vryenhoek and Others v Powell No and
Others
[28]
where the court held the following :
“
The
Supreme Court has over the years, developed a flexible approach to
costs which proceeds from two basic principles, the first
being that
the award of costs,
unless
expressly otherwise enacted
,
is in the discretion of the presiding judicial officer
[29]
and
the second that the successful party should as a general rule, have
his or her costs.
[30]
Even
this second principle is subject to the first
[31]
”
.
[My emphasis]
[40]
Guided by the quoted authority, I move from the
vantage point, that our courts are not stripped of its judicial
discretion, about
costs awards in cases of this nature. It remains
prudent for the court to balance the inequities in accordance with
the peculiar
facts of the case, in order to arrive at a just order as
to costs.
[41]
The
first respondent fully cooperated with the LPC during the course of
the application. Her transgressions directly stems from
the Major
Depressive Disorder and not intentional disobedience. She is
substantially successful in her opposition to a striking
order, in
that a suspension is found more appropriate on the facts found to be
proved. It is further not in issue that the
first respondent
attempted to amicable resolve the matter with the LPC, in light of
her ill mental health. However, the LPC refused
to individualize her
circumstances and preferred protracted legal action. The LPC
approached the application “run of the
mill” having
resolved to launch straight-out suspension applications, against
legal practioners, who were not in possession
of Fidelity Fund
certificates for the year 2021
[32]
.
No consideration was given to investigate the first respondent’s
circumstances or to conduct a hearing during which the
ill mental
health, explaining her conduct may have come to the knowledge of the
LPC.
[42]
Notably,
there
is no provision for a dedicated and confidential reporting policy
process, in terms of which legal practitioners (like the
first
respondent) afflicted with mental health issues are allowed to report
to the LPC in its capacity as regulatory body, for
assistance and
direction.
[43]
The
evidence proves that the first respondent continues to suffer under
the Major Depressive Disorder and it may well be said, that
this is
not the type of case, which justified the approach adopted by the
LPC. It is for these reasons that I find merit
in deviating
from the usual order made in this type of application. In striking
the required delicate balance on the facts, I find
it a just order as
to costs to make no order. I propose for the following order to
issue.
1.
The first respondent is suspended from practice as
a Legal Practioner until she:-
a.
Satisfies the Court that she is a fit and proper
person to practice, with specific reference to her diagnosed mental
health disorder;
b.
To the satisfaction of the LPC submit all past
outstanding audit reports (if any);
c.
Completes the Practice Management training course,
in the event that she intends to practice for her own account;
d.
Complies with all other regulatory requirements
not mentioned herein, to the satisfaction of the LPC.
2.
No order as to costs
3.
A copy of this judgment is to be furnished to the
Chairperson of the South African Legal Practice Council by the
Registrar of this
Court within 5 days from date hereof, for
consideration by the Council.
R Matthys
Acting Judge of the High
Court
Gauteng Division,
Pretoria
I concur and it is so
ordered
N Davis
Judge of the High Court
Gauteng Division,
Pretoria
DISSENTING JUDGMENT
MOOKI J
[44]
I agree that the first respondent is not a fit and
proper person in relation to what is expected of a legal
practitioner. The majority
concludes that she be suspended from
practice. I take a different view and consider that striking her name
from the roll of legal
practitioners is the more appropriate
sanction.
[45]
The
majority holds that the first respondent’s conduct was not
brought about by a character flaw, but an incapacity due to
“ill
mental health.”
[33]
There
is no analysis of the offensive conduct. There is also no showing how
the first respondent’s “ill mental health”
made her
(1) practice without a fidelity fund certificate (2) fail to pay
professional fees (3) fail to submit auditors’
reports, or (4)
start a law practice, “JM Halles Inc,” without informing
the LPC that she had done so.
[46]
The
first respondent prejudiced her clients and the public.
[34]
She
practised without a fidelity fund certificate and had a trust
account. She did not contend being unaware that she had to have
been
issued a fidelity fund certificate to practice as she did. She gave
no explanation for practising without such a certificate.
[47]
Practising
without a fidelity fund certificate is one of the more egregious
conducts by a legal practitioner. The gravity of that
conduct is
reflected in the law in that non-compliance is an offence. A
practitioner is liable, on conviction, to a fine or to
imprisonment
for a period not exceeding two years or to both a fine and
imprisonment. This is in addition to an automatic striking
off the
Roll on a conviction for practising without a certificate.
[35]
[48]
The first respondent was issued with a fidelity
fund certificate in 2020. She therefore knew that she could not
practice without
such a certificate in each of the subsequent
financial years. Her conduct shows a direction of mind to pursue a
particular course,
regardless of consequences.
[49]
The
court suspended the first respondent on 20 April 2023, pending a
return day to consider whether her name be struck from the
Roll. She
was served with the suspension order. Part of the order stipulated
that she was not allowed to practice pending the determination
of the
matter. The LPC avers that she practised during her suspension.
[36]
She
did not contest this averment. The finding by the majority
[37]
that
she did not practice during her suspension is not borne by evidence.
[50]
I consider the fact of the first respondent
continuing to practice contrary to a court order an aggravation in
her conduct. It is
a matter that bears on her character. It is the
same indifference to practice, similar to her failure to explain
practising without
a fidelity fund certificate. I do not comprehend
how such conduct relates to her being depressed.
[51]
The first respondent’s reliance on the
reports by Ms Cramer and Dr Longano strike me as self-serving and a
rationalisation
after-the-fact. The first respondent was served with
the application on 20 January 2023. She then consulted with Dr
Longano on
22 February 2023. There is no explanation why she did not
consult a psychiatrist before being served with process.
[52]
Ms Cramer wrote that:
It is vital to understand
that her occupational challenges stem directly from her delayed
depression, which emerged in response
to her father's illness, his
death, and the associated stressors. This delayed onset of depression
is not indicative of her character
or professionalism, but rather a
pathological psychological response to overwhelming circumstances.
[53]
The chronology of events does not support this
conclusion:
53.1
2016: Her father was diagnosed with cancer.
53.2
2017: Her father died.
53.3
2018: (1) She terminated her employment with Van Wyk Attorneys (2)
She took up employment with the second respondent (3) She sat
and
failed the conveyancing examination (4) She became a director
of the second respondent.
53.4
2019: She passed one of three of the Practice Management Training
Course.
53.5
2020: (1) She obtained a Fidelity Fund Certificate (2) She resigned
from the second respondent without informing the LPC (3) She
started
a law practice, practising for her own account, without informing the
LPC.
[54]
The first respondent consulted professionals after
the LPC commenced proceedings against her. Dr Longano produced a
report on the
first respondent on 11 October 2023 (for a consultation
on 22 February 2023), which is the same date when the first
respondent
deposed to her answering affidavit. The first
respondent then consulted with Ms Cramer on 19 October 2023. There is
no explanation
why she consulted with Ms Cramer at that time.
[55]
The first respondent does not explain her conduct.
For example, she says that she left her employment with the second
respondent
without informing the LPC, and further that she opened a
practice for her own account; also without informing the LPC.
She
does not say she was unaware that she had to inform the LPC.
There is no evidence that she acted as she did because she was
depressed.
[56]
I am not persuaded by Ms Cramer’s statement
that “It is vital to understand that her occupational
challenges stem
directly from her delayed depression, which emerged
in response to her father's illness, his death, and the associated
stressors.”
Her father died in 2017. She terminated her
employment with Van Wyk Attorneys in 2018 and became a director of
the second respondent
in the same year.
[57]
There is no evidence that the death of the first
respondent’s father had a bearing on her professional life in
2018 or in
2019. Similarly, there is no evidence that her decision to
leave the second respondent and to practise for her account in 2020
had any relation to her father’s death. Ms Cramer does not say
how, medically, the decisions of the first respondent during
the
period 2018 to 2020 are related to “delayed depression.”
[58]
There is no explanation why Dr Longano issued his
report on 11 October 2023, when he consulted with the first
respondent on 22 February
2023. There is no evidence that Dr Longano
had subsequent consultations with the first respondent after the
session on 22 February
2023. This is important because Dr
Longano could not draw conclusions about the first respondent without
further consultations.
He says, in paragraph 7 to his
“conclusion” in his report, that he commenced the first
respondent on antidepressant
treatment “at our first meeting.”
He then continues that “…
at
this juncture [I] am encouraged to be able to report some modest
improvement in her condition
.” Dr
Longano could not report on the first respondent’s condition in
October 2023 when he last consulted with her in
February 2023.
[59]
It is difficult to conceive how a person with
depression would resign as a director of a law firm and commence
practice for her
own account. The respondent starting a law practice
suggests that she had the presence of mind at odds with what would be
expected
of a person with depression. I am not persuaded by Ms
Cramer’s opinion that the first respondent’s conduct was
brought
about by “…
delayed
depression, which emerged in response to her father's illness, his
death, […]
.”
[60]
Mental health is an important issue, especially in
the profession. The circumstances pertaining to the first respondent
do not make
for the best set of facts for the court to comment on
mental health issues as they may bear on the fitness or otherwise of
a practitioner
to remain in practice.
[61]
The circumstances pertaining to the first
respondent are a calculation and the first respondent would use
mental health as a crutch
for an after-the-fact justification for her
conduct. I would therefore have the first respondent’s name be
struck from the
Roll of legal practitioners. I would also allow costs
in favour of the LPC.
O Mooki
Judge of the High Court
Gauteng Division,
Pretoria
Appearances
Counsel for
Applicant:
Mr
R Stocker (Attorney with right of appearance in the
High
Court)
Counsel for first
Respondent: Advocate P Strathern SC
with Advocate E Sithole,
(Instructed
by AF Van Wyk Attorneys)
[1]
Act
28 of 2014 as amended
[2]
AF Van Wyk is first
respondent’s current Attorney of record.
[3]
See Section 85 (1)(a)(b)
read with Sections 85(6); Sections 95 (1) of the LPA ;Rule 27.1 LPC
Rules
[4]
The Fidelity Fund
certificate expired 31/12 2020
[5]
See
section 84
(1) of the
Legal Practice Act 28 of 2014
[6]
See
Rule 54.29 of the LPC Rules
[7]
See
Rule 4 of the LPC Rules read with Rule 3.16 of the Code of Conduct
[8]
Dr
Longano’s report was
tendered
in evidence by agreement between the parties.
[9]
An inability to feel
pleasure – Oxford Dictionary
[10]
Abnormal
lack of energy-
synonyms-
lethargy,
inertia, listlessness, lifelessness, inactivity, inaction, dormancy,
slowness, languor, languidness, torpor, torpidity,
dullness,
heaviness, apathy, passivity, weariness, tiredness, lassitude,
fatigue, sleepiness, drowsiness, enervation, somnolence,
laziness,
idleness, indolence, sloth, slothfulness, phlegm, asthenia,
neurasthenia, hebetude, lack of energylethargy, inertia,
listlessness, lifelessness, inactivity, inaction, dormancy,
slowness, languor, languidness, torpor, torpidity, dullness,
heaviness,
apathy, passivity, weariness, tiredness, lassitude,
fatigue, sleepiness, drowsiness, enervation, somnolence, laziness,
idleness,
indolence, sloth, slothfulness, phlegm, asthenia,
neurasthenia, hebetude, lack of energy-
Oxford
Dictionary
[11]
See
Affidavit in support of condonation for the late filing of her
answering affidavit
[12]
The contents and
correctness of this report was tendered in evidenced by agreement
between the parties
[13]
Medical
treatment
by means of drugs
[14]
Methods
for treatment of mental disorders and psychological problems
[15]
As at
10 April 2024 in the amount of R12100.
[16]
Also, see the Code of
Conduct for Legal Practitioners, Candidate Legal Practitioners and
Juristic entities published i.t.o Section
36 (1) of the Legal
Practice Act 28 of 2014 as amended.
# [17]Personal
stressors and legal practice: Your firm needs a plan byThomas
Harban-De
Rebus 24, 1 December 2017
[17]
Personal
stressors and legal practice: Your firm needs a plan by
Thomas
Harban-
De
Rebus 24, 1 December 2017
[18]
It is
noteworthy that
authoritive
research, writings and or statistics on the lived experiences and
impact of mental health issues on legal practitioners
in South
Africa are rare.
[19]
“
Professional
Paralysis” is the term aptly employed by author Ingrid M.
Hoffman as the state in which some legal practitioners
find
themselves, when they are no longer able to cope with the demands of
practice and choose to avoid, rather than deal with
challenges they
face. She explains the form of professional breakdown, as a
bewildering, mind-blurring condition that is illogical,
inexplicable
and sometimes untreatable’ See IM Hoffman
Lewis
and Kyrou’s Handy Hints on Legal Practice
S
econd
South African Edition (Durban: LexisNexis ) Chapter 64 pages
419- 422
[20]
According
to the World Health Organization “in 2019, 1 in every 8
people, or 970 million people around the world, were living
with a
mental disorder with anxiety and depressive disorders the most
common. In 2020, the number of people living with anxiety
and
depressive disorders rose significantly, because of the COVID-19
pandemic. Initial estimates show a 26% and 28% increase
respectively for anxiety and major depressive disorders in just one
year. While effective prevention and treatment options exist,
most
people with mental disorders do not have access to effective care.
Many people also experience stigma, discrimination and
violations of
human rights”.
See
https://www.who.int/news-room/fact-sheets/detail/mental-disorders
[21]
Stigma,
according to Herek et al. (2009), may be understood in terms of the
different ways, it manifests at the self, social,
and structural
levels. Self-stigma is a subjective process, marked by
negative feelings (about oneself), maladaptive behavior,
identity
transformation, or stereotype endorsement, as a result of an
individual’s experiences, perceptions, or anticipation
of
negative social reactions, based on a stigmatized social status or
health condition.
[22]
United Nations
Universal Instrument General Assembly Resolution 46/119 Principles
for the protection of persons with mental illness
and the
improvement of mental health care; Also see Section 10 of the
Constitution 1996.
[23]
S v S
1995(1) SACR 50 (ZS) at 60 b
[24]
Mental disorders such as
depression
is
caused by a complex interplay of genetic, biological, social and
environmental factors- Depression: The Invisible Pain By Dr
Sharon
Auld Clinical Psychologist Durban, KwaZulu-Natal
(sadag.org)
www.sahealth.sa.gov.au/mind/myths+and+facts+about+mental+illness
[25]
The LPA ,Regulations
,Rules or Code of conduct
[26]
Eg.
untruthfulness or a lack of integrity
[27]
Law
Society, Northern Provinces v Mogami & others
2010
(1) SA 186
(SCA) para 31.
Botha
v Law Society of the Northern Provinces
(446/2007)
[2008] ZASCA 106;
[28]
[1996] ZACC 27
;
1996
(2) SA 621
CC
[29]
Kruger
Bros. and Wasserman v Ruskin
1918
AD 63
at 69.
[30]
Fripp
v Gibbon
&
Co
1913 AD 354
at 357; Merber v Merber 1948 1 SA 446 (A) 452.
[31]
Union
Government (Minister of Railways and Harbours) v Heiberg
1919
AD 477
at 484; Mofokeng v General Accident Versekering Beperk 1990
2 SA 712
(W) 716D.
[32]
Confirmation
of the Resolution taken by the LPC, Gauteng Provincial Council,
dated 7 June 2021 forms part of the LPC’s case.
[33]
Para
35 of the majority decision.
[34]
See
para 17 of the main judgement, where the majority concludes
otherwise.
[35]
Section
84 (1) of the LPA, read with section 93 (8).
[36]
Para
3.5 of the supplementary founding affidavit – Caselines 04-6.
[37]
Para
16, majority decision.
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