Case Law[2024] ZAGPPHC 618South Africa
M.M and Another v Member of Executive Council For Health of Gauteng Provincial Government (29050/2021) [2024] ZAGPPHC 618; [2024] 4 All SA 184 (GP) (10 June 2024)
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## M.M and Another v Member of Executive Council For Health of Gauteng Provincial Government (29050/2021) [2024] ZAGPPHC 618; [2024] 4 All SA 184 (GP) (10 June 2024)
M.M and Another v Member of Executive Council For Health of Gauteng Provincial Government (29050/2021) [2024] ZAGPPHC 618; [2024] 4 All SA 184 (GP) (10 June 2024)
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sino date 10 June 2024
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Certain
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Policy
REPUBLIC
OF SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
DIVISION, PRETORIA
CASE
NO:
29050/2021
1.
REPORTABLE:
YES
2.
OF INTEREST TO OTHER JUDGES:
NO
3.
REVISED:
NO
10
June 2024
In
the matter between:
M[...],
M[...]
First Plaintiff
M[...], R[...]
A[...]
Second Plaintiff
and
THE MEMBER OF THE
EXECUTIVE COUNCIL FOR
HEALTH OF THE GAUTENG
PROVINCIAL
GOVERNMENT
Defendant
JUDGMENT
Kok
A
Introduction
[1]
This is a medical malpractice matter where
the plaintiffs, in their capacity as parents and guardians, sued the
defendant for damages
suffered by their minor daughter, S[...] M[...]
(S[...]) born on 31 August 2014 at the Chris Hani Baragwanath
Hospital (CHBH),
after having suffered a hypoxic ischemic injury
(HII) to her brain due to the alleged negligence of the defendant’s
employees
- the nursing staff and doctors who attended to S[...]'s
delivery. The plaintiffs did not proceed with their claims in their
personal
capacities. The plaintiffs led evidence and argued that the
defendant is 100% liable. The defendant argued that it is not liable
at all.
[2]
After S[...]'s mother's admission to the hospital on 30 August 2014
and thereafter until the discharge of S[...] on 12
September 2014,
S[...] suffered the injury, as a result of which S[...] suffers from
consequent conditions which were not present
in S[...] as an unborn
foetus at the time of her mother's admission to the hospital on 30
August 2014. These consequent conditions
include cerebral palsy
secondary to perinatal asphyxia, global developmental delay and
intellectual disablement.
[3]
At the commencement of the trial, I ordered
a separation of issues in terms of Rule 33(4) as agreed to between
the parties;
quantum
to stand over. I was consequently called upon to determine all issues
relating to the defendant’s liability to compensate
S[...] for
the damages she has suffered - wrongful omissions by the defendant's
staff, negligence, and causation.
[4]
Where appropriate in crafting this
judgment, I relied extensively on counsels' heads of argument. I am
deeply indebted to counsel
for their comprehensive heads of argument
and the authorities they cited.
The pleadings and
trial bundle
[5]
The
parties agreed, as recorded in par 12.1 of the pre-trial minute of 23
November 2023, that the plaintiffs will be entitled to
produce the
discovered medical records kept by and obtained from the defendant,
including hospital records and the notes and observations
of the
doctors who attended to S[...]'s mother and S[...] at the hospital
and contained in the trial bundle, as evidence in the
trial and as
constituting
prima
facie
proof of the truth of the content, without being required to call the
author of each such document, but subject to the parties’
right
to lead oral evidence to rebut the correctness of any fact,
observation or finding recorded in such document. In the opening
address plaintiffs’ counsel placed on record that the
plaintiffs do not accept the correctness of the Apgar scores of 5/10
at one minute and 10/10 at five minutes which the plaintiffs did not
accept or rely on, choosing rather to rely on a different
note of the
one-minute Apgar score of 2/10.
[1]
The defendant did not challenge any of the medical records.
[6]
In paragraph 8(d) of their particulars of
claim, the plaintiffs asserted that the nursing staff and doctors at
CHBH failed to properly
monitor and assess the condition of S[...]'s
mother and the unborn S[...] and failed to administer appropriate
medical treatment.
As will become clear in this judgment, this
assertion covers the largest part of the admitted and proven facts
and evidence.
[7]
The defendant admitted that the control and
administration of CHBH fell under her control and administration. The
defendant also
admitted that the nurses and doctors at CHBH were
employed by the Department of Health and the Gauteng Provincial
Government and
that they acted in the course and scope of their
employment with the Department of Health of the Gauteng Provincial
Government.
The defendant also admitted that the CHBH staff owed a
legal duty to S[...] and S[...]'s mother to render to them proper and
appropriate
medical treatment and to exercise the degree of skill and
care which can be reasonably expected of a nurse or doctor in the
prevailing
circumstances. If the evidence shows that this duty was
breached, wrongfulness would be established. The vicarious liability
of
the defendant, based on the admission in the plea, was not in
dispute, pending proof of the elements of a delictual claim.
[8]
The defendant in her plea put negligence and causation in dispute.
The defendant did not plead that there was any other
cause of the
injury and consequent conditions. The defendant pleaded that there
was a lack of available theatre time due to several
emergency cases
that were already awaiting surgery, which made the delay in
performing a caesarean section on S[...]'s mother unavoidable.
The
allegations in the plea (as amended in March 2023) are a verbatim
repeat of the relevant statement in the expert report prepared
by Dr
Bowen (in December 2022), and were seemingly based on recordals in
the medical records kept by employees at the hospital.
I agree with
the plaintiffs' submission that the written recordals constitute
inadmissible documentary hearsay unless the author
of the notes was
called to testify, and unless the defendant was able to prove the
correctness of the note with evidence of primary
facts. The defendant
is accordingly not entitled to rely on the written notes in the
medical documents as constituting proof of
the facts recorded. Even
more important, it was in any event placed on record as a formal
admission by both parties, in terms of
section 15 of the Civil
Proceedings Evidence Act 25 of 1965, that theatre II was unoccupied
and available from 21h05 on 30 August
to 01h00 on 31 August.
[9]
The facts pleaded in paragraph 24 of the plea were obviously an
attempt by the defendant to escape liability flowing from
the failure
to deliver S[...] within one hour, by pleading circumstances which
would negate negligence on the part of the defendant’s
employees as a result of the delay in the caesarean section delivery.
The one hour limit from decision to perform a caesarean section
delivery to delivery of the child is taken from the guidelines in
place at the time for tertiary level public hospitals.
[10]
Based on the formal admission, and in any event no evidence to the
contrary being led by the defendant, it was established
during the
trial that theatre II was not in use and available from 21h05 on 30
August to 01h00 on 31 August (3 hours 55 minutes)
and was therefore
available for performance of a caesarean section on S[...]'s mother
as soon as the decision was taken to deliver
the baby by caesarean
section. The defence that no theatre was available when the decision
was taken to do the caesarean section
delivery (which decision was
taken at 23h30, but no later than midnight on 30 August 2014) must
therefore fail. I explain in the
judgment below why the joint minutes
that recorded that no theatre was available, do not bind the parties.
[11]
The
defendant did not plead a lack of resources as an excuse. If it
wished to raise this as a defence (as Dr Bowen, who admitted
he is
not an expert in the field of planning for and providing medical
resources, attempted to do in his expert report) it should
have been
specifically pleaded -
Oppelt
v Department of Health, Western Cape
.
[2]
The joint minutes of
the experts
[12]
The relevant experts (where both the plaintiffs
and the defendant engaged experts in the same field) met and prepared
and signed
joint minutes. Save in respect of Professor Anthony
(obstetrician and gynaecologist and maternal and foetal specialist
for the
plaintiffs) and Dr Bowen (obstetrician and gynaecologist for
the defendant), there is a large measure of agreement on expert
opinion
between the experts, as reflected in the signed joint
minutes.
[13]
After a review of an MRI of S[...]'s brain, the radiologist experts
Professor Lotz and Dr Swartzberg agreed that:
There is evidence of
previous hypoxic ischemic injury (HII) in the brain;
The pattern of imaging
findings supports a dominant prolonged partial hypoxic
ischemic
mechanism. Added changes in the perirolandic and
parasagittal cortex suggests a more severe terminal
hypotensive event secondary
to the depletion of
foetal reserves;
There are no findings of
structural or congenital malformation of the brain;
There are no signs of an
inborn error in metabolism;
The imaging features do
not support a congenital infection with deleterious effects on
the central nervous system, such as
toxoplasmosis, rubella,
cytomegalovirus, or
herpes.
[14]
Their agreement established that the cause of S[...]’s brain
injury was a HII, the last part of which occurred
after the foetal
reserves had been depleted. As regards the cause and timing of this
HII, they deferred to the opinions of the
appropriate specialists in
the field of obstetrics and neonatology.
[15]
The nursing experts Dr Du Plessis and Dr Harris agreed that the
nursing staff failed to do what they should have done,
in that they
did not do the following:
Assess the patient on
admission to the hospital as per protocol. They did not perform an
initial labour assessment and an admission
CTG;
Inform a medical
practitioner to assess the referred patient on arrival at the
hospital, to confirm or exclude the reason for transfer
(suspicion of
a big baby);
Monitor the progress of
labour (cervical dilatation, descent of the foetal head, presence of
caput or moulding) to the hospital
until 20h00 when the patient was
already in the active phase of labour, and 6 cm dilated;
Assess foetal well-being
from transfer until 20h00;
Execute an instruction by
the attending doctor for continuous foetal monitoring and to repeat
the CTG when he signed the CTG trace
at 20h45;
Keep clear and accurate
records, as evidenced by the lack of progress reports from 20h00 on
30 August 2014 until the doctor's note
“at midnight”.
[3]
The partogram was unfilled from 20h00 to midnight. Continuous foetal
monitoring was not done as
instructed by the doctor. They failed to inform a doctor of the lack
of descent of the
foetal
head before full dilatation
of the cervix. There is lack of documentation of the
progress of labour during the active phase between 20h00
and
midnight, and it is unknown when exactly foetal distress
occurred (the midwife documented that the
patient
was prepped for foetal distress).
Document that a program
of treatment prescribed by a doctor was executed, namely the
instruction for tocolysis and intrapartum resuscitation;
Do a comprehensive
physical assessment of the newborn;
Complete the discharge
summary report.
[16]
The neurologist experts Professor Kakaza and Dr Van Rensburg agreed
as follows. S[...]’s current neurological functioning
is that
she suffers from asymmetric slightly spasmodic, oddly erratic
cerebral palsy with more involvement of the left side of
the body,
and she functions on the GM F CS level II. She has additional
features of dyspraxia and poor balance. She has pseudo-bulbar
paresis; she is cognitively impaired and has dysarthria and
dysphasia. Her expressive speech is more impaired than her receptive
speech; she has no history of epilepsy. S[...]’s clinical
picture can be explained in full by the distribution of the injury
seen on the MRI. It has been diagnosed as hypoxic ischemic brain
injury, and no other possible cause for the injury was detected
clinically or on the MRI. The cause for S[...]’s brain injury
and current neurological dysfunction is probably hypoxic ischemic
brain injury. They deferred to the obstetricians regarding the
management of the pregnancy and labour and the exact timing of the
injury and whether the injury was preventable.
[17]
Professor Smith (specialist paediatrician and neonatologist) and
Professor Cooper (specialist paediatrician and neonatologist)
agreed
as follows. Professor Smith also testified orally, while Professor
Cooper did not:
The
hospital records record that S[...]'s mother's transfer from the
clinic to CHBH occurred after
16h12.
The first maternal observations (latent phase of labour) recorded at
the hospital was at 17h05;
The
records record the partogram was started at approximately 20h00 and
was partly completed between 20h00 and midnight. The heading
of the
partogram contains a reference to “Cat II tracing”. At
that time, it was already captured that there was a Category
II
(suspicious) foetal condition and that the cervix was 6 cm dilated;
The records record that
at midnight
[4]
on 31 August 2014
(meaning midnight when 30 August becomes 31 August - the date is
incorrectly recorded as 1 September) it was
noted that the cervix had
been fully dilated for approximately 30 minutes and that there were
strong contractions. The CTG tracing
was categorised as category II;
The records record that
the plan was to book the patient for a caesarean section.
The doctor booked a caesarean section but a note was made that there
were eight emergencies on board, that both theatres were occupied
with two foetal distress cases, and that “[S[...]'s mother]
will follow”. The sister was told to tocolyse the patient,
do
intrapartum resuscitation and to carry out continuous foetal
monitoring;
The last recorded foetal
review occurred in theatre at 01h15. The FHR was recorded as 112/min
(low-normal). The note revealed that
a decision was made to perform a
caesarean section for “CPD
[5]
foetal distress and big baby”;
The
records record that the caesarean section was performed under spinal
anesthesia;
The records record that a
female baby was delivered at 02h10;
There are no primary
factual neonatal records;
The discharge notes on
day 12 of life (12 September 2014) record “HIE II”, being
hypoxic ischemic encephalopathy of
moderate degree, presence of
seizure, that the neonate was not cooled, and that the Apgar scores
were 2 and 9 at one and five minutes
respectively;
The delay in performing
the cesarean section contributed to the adverse neurological outcome,
but they defer to the respective obstetric
experts as to whether the
outcome was avoidable by expedited earlier delivery.
[18]
Professor Cooper, while agreeing, recorded that the lack of available
theatre time made the delay in performing the caesarean
section
unavoidable. However, it became common cause during the trial (or
should have become common cause) that Professor Cooper
was clearly
wrong in his assumption; his assumption being contradicted by the
theatre register. The theatre register reflects that
theatre II was
available from 21h05 to 01h00 and was therefore available with all
its personnel to have performed the caesarean
section on S[...]’s
mother during this period.
The CTG tracings
[19]
It is common cause that the CTG tracings would have been the best
available contemporaneous and objective evidence of
the progress of
S[...]’s mother’s labour and the condition of the foetus
and of signs of foetal distress.
[20]
The defendant's plea alleges that there was continuous foetal
monitoring. However, the defendant produced only one tracing
done on
30 August 2014 from about 20h10 to 20h35. Dr Bowen testified in
cross-examination as to the working of a CTG machine and
said that if
it is switched on it automatically makes a tracing on a paper strip
at 1cm per minute – that would them be 60cm
per hour. If there
was continuous CTG monitoring from 20h00, the tracing would have been
2.4 m long by midnight.
[21]
The
defendant, despite a Rule 35(3) request from the plaintiffs that the
CTG tracings be produced, failed to produce any other tracings,
and
failed to give any explanation for the failure. The interpretation of
two other CTG tracings as “Category II” are
recorded in
the nursing and clinical notes, and there are two other notes that
patient was “on CTG”. I agree with the
plaintiffs'
contention that an adverse inference must be drawn against the
defendant in that the CTG tracings would have been prejudicial
to the
defence of the matter and that this likely the reason why they were
not produced.
[6]
Prof Adam's
testimony as to the staple on the front page of the hospital record,
where the complete CTG tracing should have been
stapled, is telling
in this regard (see paras 32-33 of this judgment).
The evidence of the
witnesses during the trial
[22]
S[...]'s mother testified as follows. She was transferred from the
clinic to the hospital where she arrived in the afternoon.
She was
taken to a ward where all the pregnant woman received, and there a
doctor performed a sonar examination on her abdomen.
He said that he
wanted to find out if the child was normal and well. The doctor said
the child was well and that they would try
to do a normal birth. The
doctor instructed her to sit on a chair and wait. She waited and
later her water broke (her membranes
ruptured). When that happened, a
sister took her to another ward (the labour ward). Between the time
when she first saw the doctor
and when her water broke, no one came
to see her or examine her. In the labour ward the sister instructed
her to get on a bed,
a drip (intravenous line) was inserted and a
machine was put on her abdomen (probably the CTG sensor belt). Later
she had contractions
and the nurse told her to push. She “pushed
and pushed and pushed”, but the baby did not come out. She was
pushing
for more than an hour, after which the nurse went to call a
doctor, who then said that the child won’t be able to come out
and that she must get a caesarean. The doctor then left. Later the
nurse pushed her on the labour ward bed to the door of the theatre.
She waited at the theatre a long time. After she had been seen by the
doctor, and when she was taken to theatre, she was lying
on her back
the whole time. No medication was given to her, but she was told to
close her legs and not to push. She was not given
any oxygen. The
nurse then put her on top of a table in the theatre, and at that time
only a nurse was there. She lay and waited
for the doctor. A doctor
came and gave her an injection in her spinal cord. She then had the
operation and they told her that the
child was a girl, but she did
not see the baby. The child did not cry when it was born.
[23]
Professor J Anthony (obstetrician, gynaecologist and foetal maternal
specialist) and Professor J Smith (paediatrician
and neonatologist)
were called to testify for the plaintiffs, after S[...]’s
mother had testified, as expert witnesses.
[24]
Given the nature of the so-called joint expert minutes of Prof
Anthony and Dr Bowen, it is no surprise that Prof Anthony
was called
to testify. The joint minutes ran to 57 pages and contained lengthy
statements by both experts. The document's aim was
seemingly not to
limit the issues in dispute.
[25]
The most pertinent parts of Professor Anthony’s evidence were
as follows.
He
expressly confirmed the content of his expert report as being his
honest and considered expert opinion. The evidence in chief
elucidated the content of the report with reference to certain of the
hospital records contained in the trial bundle;S[...]’s
mother
went into spontaneous labour at term and was referred to Baragwanath
Hospital because of suspected foetal macrosomia (a
big baby, which
may not be able to be delivered by normal vaginal delivery); At the
hospital foetal monitoring was instituted and
carried out in a
substandard fashion throughout. The development of foetal hypoxia
will not have been detected on the basis of
the documented foetal
monitoring;The medical assessment was deferred for more than eight
hours after admission and when first seen
by the doctor, when the
doctor instructed the sister to institute intrapartum foetal
resuscitation;The inference arising from this
intervention is that
foetal distress of unknown duration was evident for more than two
hours before delivery;The occurrence of
diagnosed foetal hypoxia
required both foetal resuscitation and expedited delivery of the
foetus;There is no evidence that the
prescribed foetal resuscitation
took place, and expedited delivery was also delayed leading to a
prolonged second stage of labour;The
duration of maternal bearing
down was unknown to him from the hospital records. However, the
unchallenged evidence of S[...]’s
mother was that she had been
bearing down as instructed by the midwife for more than an hour
before she was examined by the doctor
at about midnight, and
Professor Anthony testified that this long period of bearing down
would have increased foetal stress and
foetal hypoxia and depleted
the foetal reserves, as did Dr Bowen both in chief and under
cross-examination;Having heard the unchallenged
evidence of S[...]’s
mother that she had been told by a sister to push, and had “pushed
and pushed and pushed”
for over an hour before she was examined
by the doctor who decided that a caesarean section delivery must be
done, it is probable
that the foetus was already compromised (foetal
reserves depleted) by the time of the doctor’s examination, and
that the
doctor had already at 20h45 suspected that there may be
foetal distress, had recorded the presence of a category II CTG
tracing
(indicating a risk of foetal hypoxia), and had instructed
that the CTG tracing be repeated;The interpretation of the 20h12 to
20h36
CTG tracing as category II was incorrect; however the attending
doctor believed there was a cause for concern but then failed to
monitor the patient thereafter;The partial prolonged hypoxia probably
commenced while S[...]’s mother was pushing for over
an hour,
that hypoxic ischemic brain insult then set in, and continued in the
period until she was taken to theatre and until delivery,
resulting
in hypoxic brain injury. The more profound grey matter brain injury
followed the established partial prolonged hypoxic
ischemia; The
decision to delivery interval was prolonged (the accepted reasonable
decision to delivery interval in a level three
public hospital is a
maximum of one hour);Consequently presumed foetal hypoxia was
inadequately managed and labour allowed to continue
while tocolytic
therapy (along with other measures) was clearly indicated; Because
the labour was allowed to continue, at delivery
the head appears to
have been engaged in the pelvis (1/5 head above pelvic brim);There is
no evidence of any sentinel event in
this case and the MRI findings
of a mixed pattern is compatible with prolonged partial hypoxia which
may have been aggravated during
the second stage of labour by the
prolonged duration of the second stage of labour with maternal
bearing down efforts (which S[...]’s
mother testified went on
for more than an hour), and which were not documented and are of
unknown duration (this was the position
when he drew his report, but
the unchallenged evidence of S[...]’s mother was that the
bearing down was for more than an hour before the doctor
examined her
at about midnight);The baby was delivered in need of supportive care,
having been admitted to the sick nursery directly
after being born.
The baby was subsequently diagnosed with hypoxic ischemic
encephalopathy; During follow-up in the paediatric
period, MRI
evidence of neurological injury were documented in keeping with
injury to both the BGT and watershed areas of the brain;
S[...]’s
mother’s pregnancy was uncomplicated prior to the onset of
labour (the unchallenged evidence of S[...]’s
mother was that
after her arrival at the hospital a sonar examination was carried out
on her abdomen and she was assured that the
foetus was well and that
a normal vaginal delivery was planned); During labour foetal
monitoring was substandard; At least 2 hours
and 10 minutes before
delivery (depending on whether the note in the hospital records with
the time annotation of 00h00 was contemporaneous
or retrospective),
at the time S[...]’s mother was in the second stage of labour,
foetal resuscitation was prescribed. There
is no evidence that this
was implemented. It is presumed that suspected foetal hypoxia had
been diagnosed prior to this. Emergency
caesarean section was planned
at midnight on 30 August 2014; This operative delivery was
prioritised as if this was a category
1 caesarean section; The
emergency delivery was delayed for 2 hours and 10 minutes. There is
no record of adequate foetal monitoring
during this time and no
evidence that foetal resuscitation was in progress during this
period. S[...]’s mother’s unchallenged
evidence was that
after the doctor had examined her and told her that there would be a
caesarean section delivery she received
no medication - therefore no
tocolytic agent was administered; she lay on her back and was told to
close her legs - she was not
placed on her left side; and no oxygen
was administered. This establishes that no intrapartum resuscitation
was carried out as
had been instructed by the doctor.
[26]
Consequently, the evidence is that of diagnosed foetal hypoxia which
was inadequately managed and inadequately monitored
from midnight (or
from 23h30 if the note in the hospital records with the time
annotation of 00h00 was retrospective and not contemporaneous)
until
delivery at 02:10.
[27]
The consequences of foetal hypoxia would have been avoidable if
proper protocols of intrapartum foetal monitoring had
been followed
allowing early diagnosis of foetal distress; the diagnosed foetal
distress had been correctly managed according to
the prescribed
management; expedited delivery had taken place within the prescribed
decision to delivery intervals; and foetal
resuscitation had been
applied from the time it was prescribed until delivery.
[28]
The most pertinent parts of Prof Smith's testimony not already
reflected in Prof Anthony's testimony were as follows.
He disputed
the Apgar scores of 5/10 and 10/10, based on S[...]'s condition after
delivery. S[...]
inter alia
did not cry at birth, did not
breathe, had depressed muscle tone, and required physical breathing
support (which was seemingly not
provided). A prolonged partial
hypoxic ischaemic brain injury fits the timeframe for foetal distress
from probably 20h45 to delivery
by 02h15. By 2014 devices were
available with which to cool babies. The defendant did not suggest
that the device was not available
at CHBH. Cooling of the baby to a
body temperature of 34 to 35 degrees has been shown to ameliorate
brain injuries to babies in
45% of cases. S[...] should have been
cooled.
[29]
The defendant first called Professor Yasmin Adam as a factual
witness. She court pursuant to a
subpoena duces tecum
which the plaintiffs caused to be issued and served on her. She
brought to court the original hospital file relating to S[...]’s
mother and S[...], and the original 2014 obstetric theatre register.
She testified that she is the head of the obstetric unit at
the
hospital and was already in that position in 2014.
[30]
She explained the system which was in place in 2014 and which was
supposed to be followed when a patient was to undergo
a non-elective
caesarean section. The booking for a caesarean section had to be done
by doctor, either a registrar or a consultant.
If the doctor decided
that the patient required a caesarean section delivery, the doctor
would go to the theatre and write the
patient up on the board and
discuss the case with the anaesthetist and surgeon on duty at that
theatre, and they would decide,
having regard to other patients who
required a caesarean section, who would go first. The patient would
then be booked, a slip
would be filled in, and the patient would be
prepped for theatre and fetched at the right time. When the patient
was brought to
the theatre she would be brought up to a red line. The
sister would check the consent for the surgery, check what her
“booking
bloods” were in case the patient needed a
transfusion during the surgery, and would then take the patient
across the red
line into the theatre. When the patient was in the
theatre the anaesthetist would examine the patient and take her
history from
her. The sister would then clean the operation site and
drape the patient. After that the surgery would proceed.
[31]
She testified that in 2014 there were two obstetric theatres (theatre
I and theatre II) which ran for 24 hours a day.
She explained the
entries set out on exhibit A (a typed version of the original theatre
register which she had brought to court).
The Roman figures “I”
and “II” refer to the two theatres. In evidence in chief
she was referred to the
patient on line 623 and confirmed that that
patient went into theatre II at 20h30 and left the theatre at 21h05.
The next patient
who was operated in theatre II (line 626 on the
register) went into this theatre at 01h00 on 31 August 2014 and left
the theatre
at 02h00. She confirmed that theatre II was therefore
unoccupied for 3 hours and 45 minutes from 21h05 on 30 August 2014 to
01h00
on 31 August 2014. At this point the defendant attempted to
paint this time period as "down time" but it was not open
to the defendant to do so, as she pleaded that all theatres were
busy, and did not plead that staff was not available.
[32]
In cross-examination she was referred to the 2007 South African
National Maternity Guidelines, which she confirmed were
in force and
applicable in 2014. The next edition was issued in 2015. With
reference to the instruction in the Guidelines that
when CTG tracings
are interpreted, the interpretation must be noted in the patient’s
records in case the tracing later goes
missing, and that the tracing
must be kept in the patient’s file, she confirmed that this was
the protocol which was supposed
to be followed in the hospital in
2014, and that it was further protocol at the hospital that the
nursing sister attending to the
patient was required to staple the
CTG tracings onto the cardboard file cover. She confirmed that the
cover of the file which she
had brought to court had a staple through
the front of the cover, but that no CTG tracings were attached to the
cover at the time
she brought the file to court.
[33]
In
re-examination counsel for the defendant, with reference to the
staple which was confirmed to be in place on the front cover
of the
file, asked her “
in
instances where there is a staple which would have stapled the
CTG”,
[7]
under
what circumstances the CTG tracings would be taken off. She replied
that the tracings may be taken off if there had been a
problem and
clinicians have to discuss the case, in which event the tracings are
taken off and put together and discussed. After
that the tracings
should get back to the file and be stapled to the file. In this
particular instance she was unable to say what
happened to the CTG
tracings.
[34]
Under
cross-examination with reference to exhibit “A” she
confirmed that theatre II had been unoccupied and available
from
21h05 on 30 August 2014 until 01h00 on 31 August 2014. After she had
testified, the typed version of the relevant original
pages of the
theatre register was handed in as exhibit “A”, and
counsel for both parties “formally admitted on
record”
[8]
that the exhibit correctly reflects the times at which each patient
entered and left each of the two theatres (ie when the two
theatres
were occupied and unavailable, and when they were unoccupied and
available).
[35]
Dr Bowen was called as an expert witness (obstetrician and
gynaecologist) by the defendant. Much does not have to be
stated here
of what he testified to. Dr Bowen was a poor witness. His expert
report also failed to meet the criteria set in caselaw,
in particular
that the facts on which his opinions were based were not identified,
his process of reasoning was flawed, and he
insisted on drawing
factual inferences on matters outside his field of expertise, the
drawing of which inferences is the function
of the court. Significant
parts of his expert report related to lack of resources and excessive
workload at CHBH, which was not
pleaded and was not part of his brief
or something he could testify about as expert. In his testimony he
displayed bias and lack
of objectivity and was argumentative. His
objectivity and demeanour improved towards the end of his
cross-examination, and he made
concessions which the plaintiffs
accepted.
[36]
Of concern
is that Dr Bowen was called to testify without the defendant’s
legal representatives providing him with the joint
minutes of the
other experts, without informing him that there were two obstetric
theatres at the hospital in August 2014, that
a theatre was available
during the crucial time period, and without informing him of S[...]’s
mother’s unchallenged
evidence.
[9]
He repeatedly pointed to the lack of relevant information, and at a
stage candidly stated that if he had been given all the information
which he first came to know about while testifying, he would not have
written the report he did. He voluntarily conceded that his
report
was poor.
[37]
Dr Bowen confirmed that the 2007 South African Maternity Guidelines
set the minimum standard of care and treatment of
labour and delivery
in South African public hospitals in 2014 and constitute the
“benchmark” against which the conduct
of the hospital
personnel should be judged in this matter. He also confirmed that if
a health care worker or clinician decided
to follow a different
course of management or treatment of a woman in labour this would
have to be justified on clinical grounds.
No such deviation from the
benchmark was advanced by the defendant.
The assessment of the
expert evidence
[38]
The evidence by S[...]'s mother and the expert
witnesses Prof Anthony and Prof Smith were not challenged or disputed
in cross-examination.
When defendant's counsel intimated that he had
no questions for Prof Anthony, I remarked to counsel that he
therefore accepts all
the consequences of failing to cross-examine
and he affirmed this. After Prof Smith testified in examination in
chief, counsel
for the defendant only asked Prof Smith some questions
relating to the ameliorative effects that cooling would have had for
(the
born) S[...] but did not challenge or dispute his evidence.
[39]
President
of the Republic of South Africa and others v South African Rugby
Football Union and others
is particularly instructive,
[10]
where the Constitutional Court confirmed long-standing principles of
cross-examination. If a disputed issue is not challenged in
cross-examination, the party who called the witness may proceed on
the basis that the unchallenged testimony is accepted as correct.
This is a rule of professional practice and to be fair to the witness
being cross-examined. What precisely is being imputed must
be clear
from the cross-examination so that the witness can address the
precise imputation. No only that the testimony is to be
challenged
but how it is to be challenged must be clear to the witness. In the
context of cross-examination by an expert witness,
this should for
example include specific questioning around the facts the expert
relied on, how they made their inferences about
their conclusions, on
which specific facts the expert relied to come to specific
conclusions, if their inferences and conclusions
are logical and
supported by the literature, and specific instances of putting the
opposing views and conclusions of other experts
to the expert being
cross-examined. This is not done to comply with some box ticking
approach to cross-examination or to contribute
to the "theatre"
of a trial, but to allow the witness being cross-examined to fairly
respond to each of the detailed
imputations. Their response may
include a qualification of their evidence, or to explain an apparent
contradiction, or to make
it clear to the litigating party that
further corroborating evidence may have to be called.
[40]
I cannot speak on behalf of the defendant but
in hindsight it appears as if the defendant strategy was to proceed
on whatever basis
the plaintiffs wished to build their case, allow
the plaintiff to introduce how much evidence as they wished on
negligent omissions
by the hospital staff, then use Prof Bowen's
evidence to introduce a "lack of resources" defence, that
was not pleaded,
and to somehow keep the plaintiffs to the recordal
in the hospital records that there was no theatre available when the
caesarean
section should have commenced, in the face of their formal
admission that a second theatre was available (and staffed). To have
used Dr Bowen in this sense turned him into a co-litigant, not an
expert witness. This was irresponsible litigation that should
be met
by an appropriate costs order.
[41]
In
light of no cross-examination having taken place, in principle
the
plaintiffs were accordingly entitled to close their case on the basis
that the evidence which had not been properly challenged
was accepted
as correct by the defendant and to make their case on this basis.
They would have to go further, though, and still
explain in their
closing address why the experts who testified on their behalf meet
the requirements as set out in the caselaw.
There would be no need to
carefully compare their experts' testimony to the defendant's
experts, and may proceed to build their
case entirely on their own
experts' testimony, but this testimony, considered on their own,
would still have to meet judicial scrutiny.
Litigants are bound to
the opinions expressed in the joint minutes (unless repudiated
timeously). A court would not be bound to
an opinion expressed in a
joint minute, but would have to raise its misgivings during the trial
and not leave it to judgment.
[11]
I expressed no such misgivings during the trial.
[42]
The
main considerations to keep in mind when evaluating expert evidence
have been crystallised in
Coopers
(SA) (Pty) Ltd v Deutsche Gesselschaft fur Schadlingsbekamp mbH
;
[12]
Michael
v Linksfield Park Clinic (Pty) Ltd
;
[13]
AM v MEC
for Health, Western Cape
,
[14]
and the further authorities cited therein:
The
facts relied on by the expert and the opinions derived therefrom must
logically hang together and the conclusion reached must
be
defensible. The conclusion reached must be reasonably of being drawn
from the facts. It follows that these facts and opinions
and
reasoning process must be set out in an appropriately comprehensive
and detailed manner. The authorities imply that the source
of the
facts relied on by the expert should be clear. The facts relied on
should be in evidence. The more that reliance is placed
on facts that
are not in evidence, the less weight to be attached to the expert
opinion as a whole.
[15]
At the
extreme, an opinion based on facts not in evidence has no value to a
court. Judicial "proof" is not to be equated
to scientific
"proof". A court uses yardsticks such as reasonableness, a
preponderance of probabilities, and the likelihood
(sometimes
expressed as percentage) of some event occurring.
[16]
The court is the final arbiter of all facts and expert opinions.
The picture painted by
the facts
[43]
On a balance of probabilities, having proper regard to the oral
testimony and the experts' joint minutes, the following
sequence of
events played out.
[44]
There was no pre-existing condition of S[...]’s mother or the
foetus, nor any event preceding S[...]’s mother’s
admission to hospital, which could constitute a probable cause of the
hypoxic brain injury sustained by S[...].
[45]
S[...]’s
mother was admitted to hospital on 30 January 2014, a sonar was done
of her abdomen and she was seen by a doctor
who advised that the
foetus was well and that they would try to do a normal delivery
(despite for the known reason for her referral
to the hospital being
a suspicion of a “big baby” and CPD.
[17]
)
No note was made of the foetal heart rate, but it can be accepted
that the foetal condition was reassuring at the time.
[46]
S[...]’s
mother was in the latent phase of labour when she was admitted to the
hospital.
[18]
There was no
assessment of the foetal condition in the period between 17h05 and
19h30. S[...]’s mother was assessed at about
19h30. This should
be inferred from the fact that the partogram has its first entry of a
foetal heart rate at 19h30 and lists the
risk factors as “Cat
II tracing”. The document providing for an initial assessment
in labour, in which the clinical
history should have been contained,
was not completed.
[47]
The
handwritten notes of "Assessment 1" recorded that S[...]’s
mother was 6 cm dilated, that S[...]’s mother
reported good
foetal movement, and that there was a category ll "NST".
[19]
There therefore must have been a CTG tracing, and the recording of
the interpretation of the tracing is in accordance with the
instruction in the Maternity Guidelines. There was therefore at this
time reason to suspect that there may be foetal distress,
but there
is no note that a doctor was informed, and S[...]’s mother was
not assessed by a doctor in this period. The recorded
management was
that S[...]’s mother was transferred to the labour ward, and
that continuous foetal monitoring must commence.
The tracing before
19h30 was probably only for a period and was then stopped by 19h30.
[48]
A partogram was commenced at 19h30, with the first entry of a foetal
heart rate of 148 bpm after a contraction, at that
time. The
existence of the category II CTG tracing was listed as a risk factor
in the heading of the document. The entry at 19h30
records that the
membranes are intact, as did the notes of "Assessment 1".
The cervical dilatation is marked as 6cm at
20h00, and it is recorded
that a drip was put up at 20h00, which accords with S[...]’s
mother’s evidence that a drip
was put up when she was
transferred to the labour ward.
[49]
The notes
of "Assessment 1" at 19h30 record the further management to
include starting continuous foetal monitoring on
a CTG. CTG
monitoring was then started and there is a section of a CTG trace
available for the period from about 20h12 to 20h36.
As per prof
Anthony's evidence, on the probabilities, this is only part of a
trace which started earlier, as the CTG section made
available starts
and ends abruptly and the part of the paper strip preceding it (i.e.
before 20h12) has been cut off.
[20]
The preceding part probably included the Category II tracing noted by
the sister in her note of "Assessment 1" at 19h30.
The
available tracing shows six to seven contractions every ten minutes
over two consecutive ten-minute periods.
[21]
However, the partogram over the same time period records less than
three contractions every ten minutes, and the partogram is therefore
clearly not a true and reliable record of contractions.
[22]
[50]
At 20h45, a doctor assessed a CTG tracing (which may have included
the tracing for the period before 20h12 and which
the sister assessed
at 19h30 as being category II) and wrote a note on the small section
of strip which is available in the hospital
records “Repeat
please. Cat II”. It is probable that the doctor was at this
time aware of the "Assessment 1"
note of a Category II CTG
done at about 19h30, as the patient file would have been available to
him and it was in that file that
the CTG tracing on which he wrote
was kept. A part of the puzzle in this matter, because the defendant
did not make the complete
CTG available, it that it seems that at
20h45 the CTG was not running continuously, as if it was, it would
not have to be “repeated”.
[51]
There is no further note referring to a CTG until about 23h30, and no
note that the doctor had called for or considered
the repeat CTG
tracing which he had instructed at 20h45 must be done. The probable
inference, and which is also what S[...]’s
mother testified, is
that the doctor gave this patient no further attention until the
nurse called him at about 23h30.
[52]
Before 22h30 S[...]’s mother was fully dilated and had the urge
to bear down. The sister told her to push, and
she “pushed and
pushed and pushed” for over an hour before she was seen by a
doctor, but the baby did not come.
[53]
The next
recorded assessment of S[...]’s mother and the foetus is
"Assessment 4", the time or date of which is obviously
incorrect, as "Assessment 5" was at 00h20. The date for
"Assessment 4" is written as 30-8-14, but the time
as
00H30. If it was after midnight the date would have to be 31-8-14.
The next assessment, "Assessment 5", is noted as
31-8-14 at
00h20, so assessment 4 must have taken place earlier. "Assessment
4" was probably at about 23h30, which is
what the defendant
pleaded and which Dr Bowen rationalised, and the plaintiffs accepted
the time of 23h30. The notes record that
the plaintiff was fully
dilated, and that the doctor was notified and “booked her”
- for a caesarean section delivery.
[23]
It follows that the doctor saw and assessed the plaintiff at about
23h30. The foetal heart rate was noted as “on CTG 156-160".
This does not accord with the foetal heart rate on the partogram at
this time of 135 bpm, and again establishes that the entries
on the
partogram cannot be correct.
[54]
S[...]’s
mother was assessed by a doctor at about 23h30 and he booked her for
a caesarean section and then wrote a note of
his assessment and
treatment plan. The note has a transverse written time and date 00h00
010914 at the top left corner, but the
date is clearly incorrect and
the time does not necessarily reflect the time of the examination,
but probably is a date and time
written after the event. The note
records the foetal head as 3/5 above the pelvic brim (APB) and that
there was minimal descent
- the head was therefore still far above
the pelvic floor. According to the Maternal Guidelines, if a
nullipari has been pushing
for over 45 minutes without delivery and
the head is still higher than 2/5 (which it still was after more than
an hour of pushing),
an emergency caesarian section should have been
done.
[24]
[55]
The
doctor's note at about midnight records the interpretation of a CTG
tracing as category II (suspicious) with an FHR 120-180,
and showing
accelerations and decelerations. This note does not refer to the
tracing done from about 20h12 to 20h36 and on which
the doctor wrote
a note at 20h45.
[25]
This was
an indicator of foetal distress. The note records that the doctor
told the sister to tocolyse the plaintiff and do intrapartum
resuscitation, which is precisely the treatment which should be given
if there is foetal distress and a caesarean section is to
be done, as
it reduces the stress on the foetus.
[26]
The doctor therefore at this time (somewhere between 23h30 and 00h00)
diagnosed that there was foetal distress. The foetal heart
rate of
120-180 in the midnight doctor’s note also does not accord with
the foetal heart rate of 138 marked on the partogram
at 00h00. This
again establishes that the entries on the partogram are not correct.
There are sufficient grounds to draw the probable
inference that the
entries made on the partogram (save for the first entries when it was
started) are an ex-post facto fabrication.
[56]
The doctor’s note also records his assessment of CPD, and
possibly a big baby, while the foetal head was still
3/5 above the
pelvic brim. According to the Maternity Guidelines this called for an
urgent expedited delivery, but the doctor correctly
decided that the
foetal head was too high to attempt an assisted delivery (with
forceps or vacuum extraction) and his plan was
therefore to book
S[...]’s mother for a caesarean section. Theatre II was
available at the time and given a maximum acceptable
period of one
hour from decision to delivery, the baby could and should have been
delivered by no later than 01h00. The doctor’s
note that both
theatres were occupied with two foetal distress cases is contradicted
by the formal admission of the theatre register
entries as correct.
Theatre I was occupied with a foetal distres case, but Theatre II had
been open since 21h05 and was still open
and available at the time of
the doctor’s decision.
[57]
S[...]’s mother’s pulse and blood pressure were taken at
midnight, but the foetal heart rate was not assessed
or recorded. No
analgesic medication was given to S[...]’s mother at any time
during her labour, nor was tocolysis administered,
nor was
intrapartum resuscitation of the foetus carried out after "Assessment
5" and the doctor’s instruction at
about midnight.
[58] The foetal
heart rate was assessed at 00h20 “on CTG 172-123”.
S[...]’s mother was received in Theatre
I by 01h15. The nursing
sister noted CPD and foetal distress. She was assessed by the
anaesthetist, Dr Nomgana, who noted in his
pre-operative assessment
that she was to undergo a caesarean section for CPD and foetal
distress. On the probabilities, he obtained
this information from the
doctor who booked S[...]’s mother at about midnight and who
would have discussed her condition
and the reasons for the caesarean
section with the surgeon and anaesthetist. The anaesthetic was
recorded as having started at
01h40 - 25 minutes after S[...]’s
mother had arrived in theatre, with known CPD and foetal distress,
and who had been booked
for an emergency caesarean section before
midnight, more than 1 hour 40 minutes before then.
[59]
The theatre note by the surgeon recorded the indications for the
surgery as “CPD and Fetal Distress”. In
the pre-operative
details on the form Foetal Distress is marked “YES”, and
CPD was written by hand. On the probabilities,
he obtained this
information from the doctor who booked S[...]’s mother at about
midnight, and who would have discussed her
condition and the reasons
for the caesarean section with the surgeon and anaesthetist. The cut
was made by the surgeon at 02h05
and the baby was delivered at 02h10.
The defendant's case
[60]
The heads of argument for the defendant is unfortunately not a model
of clarity. The submissions do not follow logically
and the relevance
of long quotes from caselaw is not immediately apparent. I deal with
the heads of argument in the sequence that
the contents of the
document was presented.
[61]
Both
counsel relied on
Glenn
Marc Bee
v
The
Road Accident Fun
d
to
reach differing conclusions.
[27]
Counsel for the plaintiffs argued that facts that were assumed to be
correct by the experts and recorded as such in a joint minute
cannot
bind the parties if the true facts are established to be different.
Counsel for the defendant argued that the facts agreed
to in a joint
minute bind the parties in all respects.
[62]
As an important part of the defendant's case rests
on the basis that the joint minutes bind the parties in all respects
- all facts
recorded in the minutes, howsoever obtained - I deal with
this submission in some detail.
[63]
An expert is required to set out the facts on
which their opinion is based. However, where an expert relies on
facts which appear
in the hospital records and assumes that the facts
are correct, or where the experts in joint minutes agree that certain
facts
are recorded in the hospital records and base their agreed
opinions on those facts, the experts cannot by apparent agreement on
the facts bind the parties or the court where those facts are clearly
incorrect. I set out below my reasons for this conclusion.
[64]
Coopers
[28]
established
that an expert notice must contain "the facts
or
data
on which the opinion is based. The facts or
data
would include those personally or directly known to or ascertained by
the expert witness, e.g., from general scientific knowledge,
experiments, or investigations conducted by him,
or
known to or ascertained by others of which he has been informed
in order to formulate his opinions" (emphasis added).
In
other words, an expert in giving an opinion is entitled to rely on
facts assumed to be correct, but which are to be established
in some
way other than the expert's own investigations - by the evidence of
another witness, by agreement or by admission, for
example. The facts
recorded in hospital records fall in this last category.
[65]
As
I read
Glenn
Marc Bee
v
The
Road Accident Fun
d
,
[29]
it is so that a court is generally bound to the facts agreed to in a
joint minute of experts. The context in which this legal principle
was again confirmed in
Glenn
Marc Bee
must
however be firmly kept in mind.
Glenn
Marc Bee
references
Thomas
v BD Sarens (Pty) Ltd
,
[30]
where in para 12 of
Thomas
the
court has in mind situations where the "experts are asked or are
required to supply facts, either from their
own
investigations
,
or from their
own
researches
"
(emphasis added). This is also how the
Glenn
Marc Bee
court
understood the context - in para 64 of
Glenn
Marc Bee
the
SCA refers to a situation where "the parties engage experts who
investigate
the facts
,
and where those experts meet and agree upon those facts"
(emphasis added). In these circumstances - where the experts
themselves
ascertain the facts and then meet and agree on those
facts, it would make sense to hold the parties to the facts as
ascertained
by the experts themselves. But where experts work on an
assumption, and that assumption is then clearly shown to be wrong as
the
trial proceeds, it may lead to inequitable outcomes if the
parties would be bound to facts that are clearly incorrect.
[66]
The
inequitable outcome in the present case would be to hold the
plaintiffs to an assumed fact - that no theatre was available -
while
the defendant formally admitted the typed theatre record which
indicates that a theatre was indeed available.
[67]
I do not read
Glenn
Marc Bee
and
Thomas
to hold that under no circumstances whatsoever may the parties and
the court deviate from the facts as agreed to in a joint minute.
I
also do not read these cases to hold that the only way to deviate
from agreed facts in a joint minute is when a litigant clearly
repudiates the agreement.
[68]
The
SCA in
MEC
of Health and Social Development of the Gauteng Provincial Government
v M
,
[31]
in interpreting
Marc
Bee
,
stated that "this Court has discouraged departure from
agreements previously reached by experts". The SCA could have
stated that a departure from an agreement reached between experts is
"disallowed" or "disallowed under all circumstances".
The SCA's softer phrasing is telling.
[69]
Paragraph 78 of
Glen
Marc Bee
is particularly instructive:
"
Given
the agreed ruling by the trial court, it was not open to the court
a
quo
,
and it is not, I respectfully consider, open to this court, to go
behind the facts agreed in the forensic accountants’ joint
minutes. Apart from the fact that intervention by an appellate court
would be impermissible,
it
is simply not possible to say on the record whether the facts agreed
in the forensic accountants’ joint minutes are or
are not the
correct facts
"
(emphasis added). In the present matter, there can be no doubt that
the correct fact is as the parties agreed to when they
formally
admitted the theatre record into the court record.
[70]
It follows
that the plaintiffs cannot be held to the "fact" in the
relevant joint minutes that no theatre was available.
[71]
If I am wrong
in my interpretation of
Glen
Marc Bee
and
Thomas
,
then I hold that the formal admission of the typed theatre record
into the court record amounted to a clear repudiation of the
"fact"
recorded in the relevant joint minute that no theatre was available.
Both parties in effect repudiated the joint
minutes to the extent
that no theatre was available. Plaintiffs' lead counsel in his
opening address put the defendant on notice
as well that plaintiffs
do not accept that a second theatre was not available.
[72]
Defendant's counsel further argued that the "oral evidence by
the plaintiff's expert in relation to exhibit A [the
typed theatre
record] should be disregarded on the bases that the case the
plaintiffs are attempting to make from the content of
exhibit A is
not pleaded in the particulars of claim and the plaintiffs’
expert witnesses concerned have not dealt with it
in their respective
reports, neither have they filed any supplementary experts report
regarding their opinion on the content of
the exhibit A". These
submissions have no merit, for the reasons set out immediately below.
[73]
The plaintiffs
inter alia
pleaded that the defendant's medical
staff "
failed to administer appropriate
medical treatment" to S[...]'s mother and S[...]. Where a
patient is earmarked for an emergency
caesarean section, it would be
"appropriate medical treatment" to immediately perform the
caesarean section if a theatre
is immediately available. This is a
conclusion a court may reach on the admitted and proven facts without
having to rely on an
expert's opinion to come to this conclusion.
[74]
The parties agreed, as recorded in par 12.1 of the pre-trial minute
of 23 November 2023, that the plaintiffs will be
entitled to produce
the discovered medical records kept by and obtained from the
defendant, including hospital records and the
notes and observations
of the doctors who attended to S[...]’s mother and baby S[...]
at the hospital and contained in the
Trial Bundle, as evidence in the
trial and as constituting
prima facie
proof of the truth of
the content, without being required to call the author of each such
document, but subject to the parties’
right to lead oral
evidence to rebut the correctness of any fact, observation or finding
recorded in such document.
[75]
It was recorded in paragraphs 1.3 and 1.4 of the pre-trial minute of
25 January 2024 and placed on record in counsel's
opening address
that the plaintiffs do not accept the correctness of any recordal in
the hospital records that there was no theatre
available for
performance of a caesarean section on S[...]’s mother between
midnight on 30 August 2014 and 01H15 on 31 August
2014, and do not
accept the correctness of the allegations made in paragraph 24 of the
defendant's plea insofar as the allegations
are based on recordals
made in the hospital records.
[76]
It was
formally admitted on the record of proceedings on 7 February 2024 by
counsel for both parties that Exhibit “A”
correctly sets
out in typed form the entries in the relevant theatre register.
Section 15 of the Civil Proceedings Evidence Act
25 of 1965, provides
that it is neither necessary for a party to prove,
nor
competent to disprove
,
a fact admitted on the record of any civil proceedings (my emphasis).
A formal admission can be made orally during the trial,
[32]
as happened in the present matter.
[77]
Ex abundanti cautela
the plaintiffs relied on the agreement
recorded in paragraph 12.1 of the pre-trial minute of November 2023
and elected to rely
on these entries regarding the times at which
theatre I and theatre II were in use on 30 August 2014 and 31 August
2014 as
prima facie
proof of these facts. I assume in favour
of the defendant that her formal admission of the typed theatre
record may have been withdrawn
in case of a clear error. As it
happened, the defendant did not withdraw the formal admission and
adduced no contradictory evidence,
from which it follows that theatre
II was available from 21h05 on 30 August to 01h00 on 31 August (3
hours 55 minutes) and was
therefore available for performance of a
caesarean section on S[...]'s mother as soon as the decision was
taken to deliver the
baby by caesarean section. None of these facts
and conclusions require an expert witness to assist the court.
[78]
On the one
hand, the defendant formally admitted the typed theatre record. On
the other hand, the defendant still relied on the
joint minutes that
recorded that no theatre was available. While some practitioners may
still view it as such, litigation is not
supposed to be a game,
[33]
or an ambush.
[34]
Judicial
resources are scarce. A matter that should have been settled on the
merits turned into a six day trial. I come back to
this point in the
judgment where I discuss the cost order.
[79]
Counsel for the defendant also submitted that the "defendant's
expert was denied any opportunity during his oral
evidence on the
bases that it was not the defendant’s case". With respect,
counsel misconceived my upholding of the
objection to his line of
questioning. I disallowed questions relating to triage, not to the
availability of a second theatre. Triage
was not part of the
plaintiffs' or the defendant's case.
[80]
Counsel for
the defendant submitted that the plaintiffs failed to prove
negligence and/or causation, but did not raise clearly identifiable
reasons for this assertion. Counsel referred to the joint expert
minutes of Professors Smith and Cooper but did not identify which
of
the agreed facts or opinions point to the absence of negligence
and/or causation, except for a possible implicit argument that
wrongfulness was absent - that because the experts recorded that "the
plan was to book the patient for a caesarean section.
The doctor
booked a caesarean section but noted '8 Emergencies on board.
Both
theatres occupied with 2 FD’s
.
[35]
Pt will follow', and ‘tokolyse’ and intrapartum
resuscitation", that the injury to S[...] was unavoidable.
Counsel
in his heads of argument conceded that the "delay in
performing the caesarean section
contributed
[36]
to [the] adverse neurological out[come] but deferred the issue of
whether the outcome was avoidable by expedited earlier delivery
to
the obstetrics experts". At best for the defendant, as I read
this concession, was that she in any event admitted that
some damage
was caused to S[...] irrespective of the alleged unavoidably delayed
caesarean section.
[81]
Counsel
then referred to the joint minute of Prof Anthony and Dr Bowen and
seemingly wanted to emphasise that both experts agreed
that the CTG
tracing was normal. As illustrated in other parts of this judgment,
the CTG tracing produced during the trial was
not the complete
tracing, and the evidence showed that S[...] probably suffered from
foetal distress from at least 20h45.
[37]
[82]
Defendant's
counsel then quoted extensively from
The
MEC for Health & Social Development, Gauteng v TM obo MM
[38]
in his heads without explicitly clarifying how
TM
obo MM
related to the present matter. In his oral submissions relating to
TM
obo MM
,
counsel argued that if during the trial new information or a document
comes to light, the plaintiff should amend its particulars
of claim
to accord with the new information. Counsel argued that a scattergun
approach to the particulars of claim is not acceptable
and that the
particulars of claim must be specific on the grounds of negligence to
provide the defendant an opportunity to do its
own investigations.
Counsel again made the point that in the present case the joint
minutes remains binding and cannot be revisited.
[39]
Counsel also argued that there was no evidence in the joint minutes
that interim measures would produce a favourable outcome for
S[...].
[83]
In his oral
reply to these oral submissions, counsel for the plaintiffs argued
that
TM
obo MM
should
be taken to hold that where new evidence procured during the trial
changes the grounds of negligence as originally set out
in the
particulars of claim, these new grounds must then be introduced by an
amendment to the particulars of claim. Plaintiffs'
counsel argued
that
TM
obo MM
does not hold that as new evidence emerges that the new evidence must
be pleaded. This submission obviously raises Rule 18(4) and
the
distinction between
facta
probanda
and
facta
probantia
.
The
facta
probanda
are the "
primary
factual allegations which every plaintiff must make",
[40]
and the
facta
probantia
are the "secondary allegations upon which the plaintiff will
rely in support of his primary factual allegations".
[41]
The plaintiff must plead "every fact that it would be necessary
for the plaintiff to prove, if traversed, in order to support
his
right to the judgment of the Court".
[42]
The plaintiff does not plead "every piece of evidence which is
necessary to prove each fact".
[43]
[84]
TM obo
MM
held
by a 3-2 decision that the
facta
probanda
were not pleaded.
[44]
The facts and relevant evidence obviously differs from the present
matter; each case of alleged medical malpractice must be decided
on
its own facts and own experts' opinions. Take as one example the
allegation in the particulars of claim in
TM
obo MM
that
the hospital was not "suitably, adequately and/or properly
equipped to enable the timeous and proper performance of a
[caesarean
section] if and when required".
[45]
The court correctly held that the hospital had a properly equipped
theatre, but that the case was built on the omission to have
two or
more functioning theatres.
[46]
The allegation in the particulars of claim did not cover the omission
to have two or more theatres.
[47]
In the present matter, the plaintiffs alleged in their particulars of
claim that the defendant's medical staff "failed to
properly
monitor and assess the condition of [S[...]'s mother] and the unborn
S[...], and to administer appropriate medical treatment".
[48]
This allegation would to my mind cover the omission to have performed
a caesarean section on S[...]'s mother in circumstances where
a
second theatre was available and where the unborn S[...] had already
been experiencing foetal distress for some time - in other
words, the
required
facta
probanda
were
pleaded. To make the present matter even more distinguishable from
TM
obo MM
,
the absence of an available second theatre was explicitly raised by
the defendant in its plea.
[49]
The lack of a specific allegation in the plaintiff's particulars of
claim did not prevent the defendant to conduct its own investigations
as to the availability or unavailability of a second theatre. Its own
document showed that a second theatre was available.
[85]
As to defendant's argument that there was no evidence in the joint
minutes that interim measures would produce a favourable
outcome for
S[...], the plaintiffs argued that Prof Anthony and Dr Bowen
testified that interim measures do assist. I read through
my trial
notes carefully and Prof Anthony explained in some detail why interim
measures are prescribed. His explanation was persuasive.
The
defendant elected not to cross-examine Prof Anthony on this (or any
other) aspect of his testimony. Dr Bowen during evidence
in chief
confirmed that interim measures are common sense precautions.
[86]
I return to defendant's counsel's extensive quoting from
TM obo
MM
. Counsel in effect submitted that I am bound to the findings
made in relation to the expert opinions expressed in
TM obo MM
,
in particular the uncertain value of interim ameliorative measures
and the rejection in
TM obo MM
of the "final hour
hypothesis" expressed by one of the experts.
[87]
Counsel submitted that "on the issue of interpartum
resuscitation, oxygenation and lying on the left side, the SCA
has
already considered this issues in the matter referred to above, and
found that there is no body of literature showing that
interim
measures have the effect of preventing the injury when applied".
He further submitted that "the plaintiff’s
case is that
the delivery by midnight would have avoided the outcome, the
so-called final-hour hypothesis by Prof Smith, which
hypothesis by
the way has already been rejected by SCA in the case referred to
hereinabove".
[88]
As I
understand
stare
decisis
,
I am not bound by findings of facts in previous decisions. In
National
Director of Public Prosecutions v Vermaak
,
[50]
the SCA held that a court is bound to the "legal principles"
and "ratio decidendi" expressed in decisions of
higher
courts.
[51]
The expert opinions expressed by witnesses in a trial are part of the
factual evidence. I am bound to carefully consider the expert
opinions expressed in this trial and as recorded in the joint
minutes, according to the legal principles as set out in for example
Michael
v Linksfield Park Clinic (Pty) Ltd
[52]
and
AM v
MEC for Health, Western Cape
;
[53]
but I am not bound by what experts may have testified to in other
cases or to what higher courts may have determined on that factual
testimony.
[89]
Because
causation is a legal test or principle, and because it has become a
distinction related to causation, I am in terms of
stare
decisis
also
bound to keep the distinction in mind between an
intrapartum
acute
profound brain injury and an intrapartum
prolonged
partial
brain injury
.
[54]
TM obo
MM
was
a case of an acute profound injury,
[55]
not a partial prolonged injury as in the present matter.
TM
obo MM
held
that by the time that the caesarean section should have been
performed, the injury had already occurred - in other words, the
claim failed because the plaintiff could not prove causation.
[56]
The facts of the present matter are different. As I understand the
evidence in this matter, some damage would already have occurred
by
the time the caesarean section should have been performed, and that
the further inexcusable delay before the caesarean section
was
eventually performed, aggravated the injury. The delay was
inexcusable because a second theatre was available. As I interpret
the evidence, no "final hour hypothesis" was advanced in
the present matter.
[90]
Defendant's counsel submitted that the
p
laintiffs, only during the trial, sought to make two cases,
both of which have not been pleaded: (a) That a second theatre was
available
during the time that the caesarean section should have been
performed, "based solely on the face of the theatre register
content
and the times recorded therein, without knowing the reasons
thereto"; and (b) "That the triage system should have
favoured
the plaintiff over the other patients, whose particulars
appeared on the theatre register, as having undergone a C-section for
the previous caesarean sections x 2". Counsel argued that these
issues should have been raised explicitly in the pleadings
by
amending the original particulars of claim and should have been dealt
with in the expert reports and/or joint minutes. In the
absence of an
amended particulars of claim and supplementary expert reports and/or
joint minutes, the defendant argued that these
bases for their claim
are therefore not available to the plaintiffs.
[91]
As
to (a), as I conceive of plaintiffs' case, they
inter
alia
pleaded
and showed during the trial that a caesarean section was indicated
and that the caesarean section was not timeously performed
in
accordance with the applicable guidelines. The
facta
probanda
are that the
nurses
and doctors in attendance failed to administer appropriate medical
treatment
to S[...]'s mother and S[...].
[57]
The
facta
probantia
are
inter
alia
that
a caesarean section delivery was indicated and that an inexcusable
and inordinate delay followed before S[...] was delivered,
and that
the delay was
inter
alia
inexcusable
because a second theatre was available and staffed. The availability
of a second theatre formed part of the evidence
of the trial, as it
proceeded, based on a formal admission of the typed theatre record
agreed to between the parties. As set out
earlier in this judgment, a
formal admission becomes part of the undisputed evidence in the case
- it is not necessary to prove
and it is not competent for a party to
disprove, a fact formally admitted.
[58]
It is therefore also very difficult to understand counsel's
submission that "t
he
defendant’s case is that delivery by midnight was impossible
due to the unavailability of the theatre under the circumstances
that
prevailed at the time" - the formal admission that a second
theatre was available and staffed may not be disproved.
[92]
As to (b), whether triage may be fitted into any
of the allegations in paragraph 8 of the particulars of claim or not,
plaintiffs'
counsel expressly disavowed any reliance on triage as
part of its claim. Prof Anthony very briefly referred to triage in
his evidence
in chief, as an aside, and plaintiff's counsel did not
ask any follow-up questions and did not ask for clarification. When
defendant's
counsel later in the trial raised triage, plaintiff's
counsel objected and I upheld the objection, as triage was not part
of the
plaintiff's case. If I allowed the questions relating to
triage, Prof Anthony would have had to be recalled as witness as he
was
not questioned in any detail on triage. I carefully read through
my trial notes and none of the other witnesses testified about
triage. Because a second theatre was available, triage did not enter
the picture - as soon as a caesarean section was indicated,
S[...]'s
mother should have immediately been taken to the available theatre.
[93]
It follows that none of the defendant's
submissions have any merit.
The delictual elements
Wrongful omission
[94]
Where
a duty not to cause harm exists, and that duty has been breached,
wrongfulness would be established. A "(negligent) omission
is
unlawful only if it occurs in circumstances that the law regards as
sufficient to give rise to a legal duty to avoid (negligently)
causing harm".
[59]
I have
bracketed negligence in the quotation so as not to conflate too many
delictual elements all into one. Obviously delictual
liability can
only follow once all the elements have been proven. Wrongfulness is a
separate enquiry from negligence. Wrongfulness
is an objective
enquiry implicating the legal convictions of the community and asking
if it would be reasonable to impose liability.
If it is established
that a pregnant mother went into labour and was admitted to a
hospital and after discharge from the hospital
it was clear that the
born child suffered from
inter
alia
brain damage, that would establish wrongfulness,
[60]
unless a ground of justification such as impossibility or lack of
adequate resources was established. I have already indicated
that the
defence of the unavailability of a theatre must fail. The defendant
did not plea the lack of adequate resources. The defendant
admitted
that the CHBH staff owed a legal duty to S[...] and S[...]'s mother
to render to them proper and appropriate medical treatment.
It
follows that the defendant's staff's omission to meet their duty not
to cause harm to S[...] was wrongful. Wrongfulness does
not implicate
what the hospital staff did or not do; these questions are considered
when negligence is considered.
[95]
In
MEC
of Health and Social Development of the Gauteng Provincial Government
v M
,
[61]
the SCA stated that "the approach adopted by this Court in
determining whether there has been a breach of the legal duty to
administer reasonable health care and skill in circumstances such as
these is to distinguish between an acute profound and a partial
prolonged HII". The SCA did not elaborate. This quotation read
in isolation seems to implicate wrongfulness, but I fear I
struggle
to follow the SCA's reasoning in this regard. If a legal duty not to
cause harm exists, and the foetus then suffers either
an acute
profound or a partial prolonged HII, wrongfulness would be
established, in the absence of a ground of justification. If
the
defence is or "we took all possible reasonable precautions to
avoid injury", to my mind the defence implicates negligence.
If
the defence is "there is nothing we could reasonably have done
to avoid the injury", and if the SCA held that in case
of an
acute profound HII there is in effect nothing that can reasonably be
done to avoid the injury, this could amount to a defence
of
impossibility, which would implicate wrongfulness.
Negligence
[96]
The
test for negligence is also an objective enquiry, but the question to
be answered is distinct from the test for wrongfulness.
The enquiry
into negligence strictly speaking only arises once wrongfulness has
been established. An objective reasonable medical
member of staff is
postulated, and the questions to be considered are whether such a
member of staff would have reasonably foreseen
the injury and would
have taken reasonable preventative measures to avoid the injury.
[62]
[97]
The
plaintiffs argued that an adverse inference should be drawn against
the defendant for failing to call any of the nurses or doctors
who
attended to S[...]’s mother during her labour and delivery,
[63]
and that the probable and proper inference is that there is no
justifiable explanation other than a negligent failure to properly
monitor and assess S[...]'s mother and the foetus and the failure to
perform the caesarean section delivery at an earlier time.
It is so
that where a witness who is available and who may contribute to
obtain a clearer picture of the facts is not called to
testify, an
inference is created that the litigant does not want that witness to
testify because "he fears such evidence will
expose facts
unfavourable to him".
[64]
The inference may only be drawn if the witness was available.
[65]
From my trial notes it is not clear to me that the availability of
the medical staff who attended to S[...]'s mother and S[...]
was
investigated.
[98]
I agree with Professor Anthony's unchallenged
conclusion that
in the absence of any other cause for the
adverse outcome it is likely that the injury observed by the
neuroradiologist developed
during labour and would probably have been
prevented by adherence to proper, prescribed standards of obstetric
care.
[99]
The evidence of the defendant’s witnesses did nothing to
counter the factual evidence as contained in the hospital
records,
the oral evidence of S[...]'s mother and the two expert witnesses
called for the plaintiffs, or to advance the defendant's
defence of
the matter.
[100]
In my view it flows logically from the exposition of the facts in
this matter that the plaintiffs have proven the allegation
in
paragraph 8(d) of their particulars of claim that the nurses and
doctors in attendance failed to properly monitor and assess
the
condition of S[...]’s mother and the unborn S[...] and to
administer appropriate medical treatment. This allegation would
cover
the failure to continuously assess the foetal condition, the failure
to timeously diagnose the conditions which rendered
a caesarean
section delivery necessary, the failure to administer appropriate
medication, the failure to administer a tocolytic
agent, the failure
to carry out intrapartum resuscitation of the foetus, the delay in
the delivery of S[...], and the failure to
cool S[...] after her
birth. Reasonable medical members of staff would have foreseen that
these failures will cause injury to the
foetus and child and would
have taken reasonable steps to avoid the injury, by for example
regularly monitoring the foetal condition,
and expediting the
delivery of the baby by caesarean section once foetal distress was
diagnosed, in light of the theatre that was
immediately available.
Causation
[101]
Causation
consists of factual causation and legal causation.
[66]
For factual causation, i
n
case of culpable omissions, the court's mental task is to "
introduce
into the facts a hypothetical non-negligent
conduct
of the defendant and then ask the question whether
the
harm would have nonetheless ensued".
[67]
The test is not mathematical or scientific or even philosophical; it
is a practical test based on common sense and "everyday
life
experiences".
[68]
For
legal causation, the test is to consider whether there is a
"sufficiently close link" between the injury and the
culpable omission.
[69]
[102]
The test
for causation has been refined to some extent by the SCA for
intrapartum brain injuries. A distinction must be made between
an
intrapartum
acute
profound brain injury and an intrapartum
prolonged
partial
brain injury
.
[70]
A prolonged partial injury is caused when the foetus suffers from a
cumulative lack of sufficient oxygen over time and is usually
recognisable by a decreasing foetal heart rate.
[71]
For the two types of injury, there are different relevant time
periods and different causes.
[72]
For example, in case of an acute injury, as I understand the SCA, a
CTG tracing will likely not assist in providing prior warning
of a
sentinel event; a sentinel event usually being present in an acute
injury.
[73]
In the present
matter, a prolonged partial injury occurred. The evidence should
therefore paint a picture of culpable omissions
to meet the required
standard of care over a prolonged time, a continuing failure to
adequately address cumulative risks,
[74]
which in turn caused the injury. The joint minutes and witnesses'
testimony paint precisely this picture. All the continuing and
prolonged culpable failures may be attributed to the defendant's
staff, so difficult questions of an "apportionment"
of
which omissions caused which injuries do not arise. It is the
cumulative effect of all the culpable omissions taken as a whole
that
caused S[...]'s injuries. "But for" all of these omissions,
S[...]'s injuries would probably not have occurred.
[75]
[103]
No question of a possible remoteness of damage arises, so legal
causation is also established - it is the same staff
members in whose
trust S[...]'s mother placed herself and her unborn child who caused
S[...]'s injuries.
Costs
[104]
The court order is that the defendant pays the costs on attorney and
client scale. The following considerations as advanced
by the
plaintiffs lead me to this conclusion.
[105]
The defendant unreasonably persisted in defending the matter on trial
despite the agreements reached and recorded in
the joint minutes of
the experts, in particular the agreements that S[...]’s brain
injury was probably caused by intrapartum
hypoxia during labour.
[106]V
The defendant’s legal representatives were either not properly
prepared for trial, or embarked on the trial either
recklessly
without any reasonable basis to believe that the claim was
defensible, or well-knowing that the defendant had no reasonable
prospect of successfully defending the matter.
[107]
The defendant failed to challenge any of the evidence given by
S[...]’s mother and the two expert witnesses called
by the
plaintiffs and could and should have avoided the leading of their
evidence by admitting the correctness thereof without
them being
called to testify. The defendant’s legal representatives knew
that Professor Anthony and Professor Smith would
be called to testify
and would confirm the content of their reports, and must have decided
before the trial commenced that their
evidence would not be
challenged in cross-examination.
[108]
The defendant, after receiving the expert report of Dr Bowen in
December 2022, in March 2023 amended par 24 of her plea
in repeating
verbatim
the words of Dr Bowen, and raising the defence that
there was no theatre available to perform an immediate caesarean
section delivery
on S[...]’s mother. Save for numerous bald
denials, this was the only defence based on factual allegations which
the defendant
raised. However, the defence was unsustainable, as the
defendant’s own theatre records, which the defendant did not
initially
discover but was later compelled to produce, establish that
Theatre II was unoccupied and available from 21h05 on 30 August 2014
to 01h00 on 31 August 2014.
[109]
The defendant’s legal representatives failed to furnish the
joint reports of other experts, in which a number
of issues had been
agreed, to Dr Bowen, failed to provide him with the theatre register
and inform him that there were two operational
theatres at the
hospital in 2014 and that theatre II was unoccupied at the relevant
time, and failed to inform him of the unchallenged
evidence given by
S[...]'s mother on the first day of trial in his absence. This
further information would clearly have had a material
bearing on his
evidence, as he himself conceded in cross-examination. Nevertheless,
the defendant’s counsel led Dr Bowen
in examination in chief on
the basis that the court should accept the correctness of the facts
and opinions contained in the report
he had prepared.
[110]
The defendant’s counsel led Dr Bowen in evidence in chief to
repeat the unfounded and false defamatory allegation
which he had
made in the last part of the joint minute with Prof Anthony, where he
alleged that S[...]'s mother was an undocumented
illegal immigrant.
The defendant thereby became a party to this false and defamatory
allegation.
[111]
The
defendant’s employees at Chris Hani Baragwanath Hospital,
without any justification or explanation for the failure to
produce
the CTG tracings, either suppressed, or failed to preserve, or
destroyed the material evidence of the CTG tracings, which
on the
probabilities would have supported the plaintiffs’ case, would
have been adverse to the defendant, and if produced
would materially
have shortened, or avoided, the trial.
[76]
[112]
The defendant unreasonably prolonged the trial by allowing Professor
Anthony and Professor Smith to testify as to opinions
already clearly
set out in their expert reports, without then challenging their
evidence in cross-examination, with the consequence
that the
defendant is deemed to have admitted their evidence. Notwithstanding
this consequence, the defendant then called Dr Bowen
to testify and
express opinions contrary to those expressed by Professor Anthony and
Professor Smith. In light of the failure to
challenge the evidence of
Professor Anthony and Professor Smith in cross-examination, there was
no reasonable prospect that any
contrary evidence by Dr Bowen would
be accepted by the court.
[113]
The defendant should reasonably have been aware, on a proper
consideration of the available evidence and the admitted
facts and
opinions, and as pointed out in the opening address of plaintiffs’
counsel, that there was no reasonable prospect
of successfully
defending the action.
[114]
The plaintiffs’ evidence concluded by 12h00 on the second day
of trial. The defendant had failed to arrange the
attendance of her
own witnesses (knowing that defendant’s counsel would not take
time to cross-examine plaintiffs’
witnesses) and then requested
that the matter stand down to 11h00 on the third day for Dr Bowen to
travel to Pretoria. Dr Bowen’s
evidence was concluded by 14h00
on the fourth day of trial, and although plaintiffs’ counsel
were ready to argue with written
heads of argument on the fifth day
(Friday), defendant’s counsel requested that the matter stand
down to Monday 12 February
for argument in order for him to prepare
written heads of argument. Had it not been for the time indulgences
requested by the defendant
(due to inadequate planning and
preparation) the trial would have been concluded two days earlier.
[115]
It is not
necessary for the plaintiffs to establish improper or
mala
fide
conduct on the part of the defendant to justify the award of punitive
costs against the defendant.
[77]
[116]
Counsel for the defendant did not deal with costs
in his heads of argument. From counsel's closing argument it appears
that he had
sight of the original theatre record for the first time
on the third day of the trial, when Prof Adams brought the original
hospital
records to court. This can only mean that the defendant's
legal representatives were not prudent enough to obtain the original
theatre record from CHBH much earlier. If it came to it, they should
have travelled to the hospital and obtained the original records
at
source, towards the end of 2023 at the latest, when the request for
further particulars in terms of Rule 21 was made. At worst
for the
defendant, on receipt of the original theatre record at the start of
the third day of trial, the matter could have stood
down for
settlement negotiations. Instead, counsel for the defendant formally
admitted the typed theatre record into the court
record, which
theatre record indicated that a second theatre was available at the
time that a caesarean section should have been
performed on S[...]'s
mother, and then "ambushed" the plaintiffs by advancing an
argument in closing, after another three
court days, that the
plaintiffs were bound to the joint minutes that no theatre was
available. The way the defendant litigated
this matter deserves
censure.
ORDER
In
the result, the following order is granted:
1.
The
defendant is liable to compensate the plaintiffs in their
representative capacities as parents and guardians of the minor
child,
S[...] M[...], for the damages suffered by S[...] as a result
of the intrapartum hypoxic ischemic brain injury suffered by her
during the first plaintiff’s labour and the birth of S[...] on
30 and 31 August 2014 at Chris Hani Baragwanath Academic Hospital;
2.
The
defendant is ordered to pay the plaintiffs’ costs in respect of
the trial relating to liability and causation on an attorney
and
client scale, such costs to include, but not to be limited to:
2.1.
The reasonable costs consequent upon the obtaining of the medicolegal
reports and the reasonable qualifying/preparation fees
(if any) of:
2.1.1.
Professor J W Lotz, neuro-radiologist;
2.1.2.
Professor J Anthony, maternal and foetal specialist;
2.1.3.
Dr D Du Plessis, nursing expert;
2.1.4.
Professor J Smith, neonatologist;
2.1.5.
Dr F Janse Van Rensburg, paediatric neurologist;
2.1.6.
Dr G Gericke, geneticist;
of
whom the plaintiffs have given notice in terms of the provisions of
Rule 36(9)(a) and (b).
2.2.
The costs consequent upon the employment of two counsel.
2.3.
The plaintiffs’ taxed or agreed attorney and client costs shall
be paid into the trust account of the plaintiffs’
attorney,
Joseph’s Incorporated, details of which are as follows:
NAME:
J[…]’S INC, TRUST ACCOUNT
BANK
NAME: RMB PRIVATE BANK, JOHANNESBURG
ACCOUNT
NO: 5[…]
BRANCH
NO: 2[…]
REF:
M. J[…]M S[…]
3.
The
following provisions shall apply regarding the determination and
payment of the plaintiffs’ abovementioned taxed costs:
3.1.
the plaintiffs’ attorney shall timeously serve the notice of
taxation on the defendant’s attorneys of record;
3.2.
the plaintiffs’ attorney shall allow the defendant 30 (THIRTY)
calendar days to make payment of the taxed costs from
date of
settlement or taxation thereof;
3.3.
should payment of the plaintiffs’ taxed or agreed costs not be
effected timeously, the plaintiffs will be entitled to
recover
interest at the mora interest rate, calculated from the 31st calendar
day, after the date of the Taxing Master’s
allocatur, or after
the date of settlement of costs, up to the date of final payment.
JA
Kok
Acting
Judge of the High Court
Delivered:
This judgment is handed down electronically by uploading it to the
electronic file of this matter on CaseLines. As a
courtesy gesture,
it will be emailed to the parties/their legal representatives.
For
the plaintiffs:
NGD Maritz SC
MM Lingenfelder SC
Instructed
by:
Joseph's Incorporated
For
the defendant:
SM Malatji
Instructed
by:
State Attorney
Dates
of the hearing:
5-12 February 2024
Date
of judgment:
10 June 2024
[1]
According to the discharge note. Prof Smith testified, without being
challenged on this point in cross-examination, that the
5/10 score
cannot be correct, and that having regard to the recorded condition
of the neonate the Apgar score was certainly lower
than that.
[2]
2016 (1) SA 325
(CC) para 63.
[3]
The probable time of the doctor’s examination to which the
note relates is 23h30, as explained by defendant’s expert
Dr
Bowen, and accepted by plaintiffs’ counsel.
[4]
Although a time of 00h00 is written diagonally at the top left
corner of the note, the examination by the doctor from which the
information contained in the note was obtained, was probably at
23h30 on 30 August 2014.
[5]
Cephalopelvic
disproportion.
[6]
Compare
Khoza
v MEC for Health and Social Development, Gauteng
2015 (3) SA 266 (GJ).
[7]
The plaintiffs submitted that the framing of the question
constitutes an admission by counsel for the defendant that the
staple
on the file cover had stapled CTG tracings to the file.
[8]
These were the words intentionally used by lead counsel for the
plaintiffs to bring the admission within the ambit of section
15 of
the Civil Proceedings Evidence Act.
[9]
Compare
AM
v MEC for Health, Western Cape
2021 (3) SA 337
(SCA) para 22.
[10]
2000
(1) SA 1
(CC) paras 61-63.
[11]
Glenn
Marc Bee
v
The
Road Accident Fun
d
(093
/2017
)
[2018] ZASCA 52
para 71.
[12]
1976 (3) SA 352 (A) 370-371.
[13]
2001 (3) SA 1188
(SCA) paras 34-40.
[14]
2021 (3) SA 337
(SCA) paras 17-22.
[15]
For example, Prof Bowen's recordal of the "fact" that no
theatre was available. As per the plaintiffs' contention,
this
"fact" would be inadmissible hearsay evidence, as the
author of the relevant recordal in the hospital records
was not
called to testify.
[16]
Prof Smith for example testified that in 45% of cases for cooling of
the appropriate category of neonates, cooling alleviates
the brain
injury. This may be close enough to the "judicial"
50% to hold that cooling would probably have benefited
Sentebale.
[17]
Under cross-examination Dr Bowen confirmed that from the time of her
admission to the hospital, all the attending medical personnel
would
have been aware of the diagnosis of CPD.
[18]
Correctly conceded by Dr Bowen in cross-examination.
[19]
Prof Anthony explained that this means “non-stress test”,
and NST is often used to refer to the CTG tracing done
in the early
stage of labour. It therefore refers to a category II CTG tracing.
[20]
This was the uncontested evidence of Prof Anthony
[21]
Confirmed by both Prof Anthony and Dr Bowen.
[22]
Confirmed by both Prof Anthony and Dr Bowen.
[23]
Dr Bowen confirmed in cross-examination that this is what "booked
her" means.
[24]
Confirmed in cross-examination by Dr Bowen.
[25]
As Dr Bowen conceded in cross-examination.
[26]
This was the unchallenged evidence of Prof Anthony and was also
conceded by Dr Bowen in cross examination.
[27]
(093
/2017
)
[2018] ZASCA 52.
[28]
Coopers
(South Africa) (Pty) Ltd v Deutsche Gesellschaft für
Schädlingsbekämpfung MBH
1976
(3) SA 352
(A) 371B-C.
[29]
(093
/2017
)
[2018] ZASCA 52
paras 64-78.
[30]
[2012]
ZAGPJHC 161.
[31]
(272/2022)
[2024] ZASCA 21(05 March 2024)
para 33.
[32]
Joubert
en 'n ander v Stemmet en andere
1965 (3) SA 215
(O) 217C.
[33]
Glenn
Marc Bee
v
The
Road Accident Fun
d
(093
/2017
)
[2018] ZASCA 52
para 67.
[34]
Glenn
Marc Bee
para
79.
[35]
My emphasis added.
[36]
My emphasis.
[37]
The oral testimony of Prof Anthony and Prof Smith.
[38]
(380/2019 [2021] ZASCA 110.
[39]
I assume counsel implicitly argued that the minutes cannot be
revisited and remains binding as no party gave timeous notice to
repudiate the joint minutes.
[40]
Jowell
v Bramwell-Jones and Others
1998
(1) SA 836
(W) 903A-B.
[41]
Jowell
v Bramwell-Jones and Others
1998 (1) SA 836
(W) 903A-B.
[42]
McKenzie
v Farmers' Co-operative Meat Industries Ltd
1922 AD 16 23.
[43]
McKenzie
v Farmers' Co-operative Meat Industries Ltd
1922 AD 16 23.
[44]
Para 61.
[45]
Para 61.
[46]
Para 61.
[47]
Para 61.
[48]
Para 8d of the particulars of claim.
[49]
Paras 24 and 31.1 of the amended plea.
[50]
2008
(1) SACR 157 (SCA).
[51]
Para 2.
[52]
2001 (3) SA 1188
(SCA) paras 34-40.
[53]
2021 (3) SA 337
(SCA) paras 18-22.
[54]
The
Member of the Executive Council for Health, Eastern Cape v Z M obo L
M
(576/2019)
[2020] ZASCA 169
paras 4 and 15;
MEC
of Health and Social Development of the Gauteng Provincial
Government v M (272/2022)
[2024] ZASCA 21
(05 March 2024)
paras
23-27.
M
v MEC for Health, Eastern Cape
(699/17)
[2018] ZASCA 141
para 65 is very explicit about the difference between
a
partial prolonged type brain injury that occurs over hours
and
an
acute profound
type
of injury in relation to causation.
[55]
Eg paras 111 and 113.
[56]
Para 127.
[57]
Para 8(d) of the particulars of claim.
[58]
Section 15 of the Civil Proceedings Evidence Act 25 of 1965.
[59]
Minister
of Safety and Security v Van Duivenboden
2002
(6) SA 431
(SCA) para 12 as cited with approval in
Oppelt
v Department of Health, Western Cape
2016 (1) SA 325
(CC) para 51.
[60]
Compare
Oppelt
para 54.
[61]
(272/2022)
[2024] ZASCA 21
(05 March 2024) para 23.
[62]
Kruger
v Coetzee
1966
(2) SA 428
(A) 430E-G.
[63]
Counsel referenced
Raliphaswa
v Mugivhi and others
2008 (4) SA 154 (SCA).
[64]
Brand
v Minister of Justice and another
1959 (4) SA 712
(A)
715F.
[65]
Elgin
Fireclays Limited v Webb
1947 (4) SA 744 (A) 750.
[66]
Oppelt
v Department of Health, Western Cape
2016
(1) SA 325
(CC) paras 35-50 conflates the two queries into one
overarching test for causation.
[67]
Oppelt
para
48.
[68]
Oppelt
para 46.
[69]
Eg
Oppelt
para
48.
[70]
The
Member of the Executive Council for Health, Eastern Cape v Z M obo L
M
(576/2019)
[2020] ZASCA 169
paras 4 and 15;
MEC
of Health and Social Development of the Gauteng Provincial
Government v M (272/2022)
[2024] ZASCA 21
(05 March 2024)
paras
23-27. Paras 23-27 read together implicates causation in that
the SCA warns courts not to look for a cause of the
injury by
working backwards (to establish causation).
M
v MEC for Health, Eastern Cape
(699/17)
[2018] ZASCA 141
para 65 is explicit about the difference between a
partial prolonged type brain injury that occurs over hours and an
acute profound
type of injury in relation to causation.
[71]
The
Member of the Executive Council for Health, Eastern Cape v Z M obo L
M
(576/2019)
[2020] ZASCA 169
para 15.
[72]
The
Member of the Executive Council for Health, Eastern Cape v Z M obo L
M
(576/2019)
[2020] ZASCA 169
para 15.
[73]
MEC
of Health and Social Development of the Gauteng Provincial
Government v M (272/2022)
[2024] ZASCA 21
(05 March 2024) paras 25
and 31.
[74]
Eg compare
The
Member of the Executive Council for Health, Eastern Cape v Z M obo L
M
(576/2019)
[2020] ZASCA 169
para 16.
[75]
The well-established
sine
qua non
test -
Lee
v Minister of Correctional Services
2013 (2) SA 144
CC paras 40 and 41;
Mashongwa
v Passenger Rail Agency of South Africa
2016 (3) SA 528
(CC) paras 65 and 68.
[76]
The South African Maternity Guidelines emphasise the importance of
proper record-keeping, the preservation of the CTG tracings,
and the
recordal of the interpretation of the CTG tracings should they
subsequently become lost.
[77]
Shatz
Investments (Pty) Ltd v Kalovyrnas
1976 (2) SA 545
(A);
MEC
for Public Works, Free State v Esterhuizen
2007 (1) SA 201
(SCA);
Sentrachem
Ltd v Prinsloo
1997 (2) SA (1) (A);
Savage
and Lovemore Mining (Pty) Ltd v International Shipping Co (Pty) Ltd
1987 (2) SA 149
(W).
sino noindex
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