Case Law[2023] ZAGPPHC 208South Africa
Mokoena v S [2023] ZAGPPHC 208; A92/2022 (20 March 2023)
High Court of South Africa (Gauteng Division, Pretoria)
20 March 2023
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## Mokoena v S [2023] ZAGPPHC 208; A92/2022 (20 March 2023)
Mokoena v S [2023] ZAGPPHC 208; A92/2022 (20 March 2023)
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REPUBLIC
OF SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
NORTH DIVISION, PRETORIA
CASE
NO: A92/2022
REPORTABLE:
NO
OF
INTEREST TO OTHER JUDGES: NO
REVISED.
20
March 2023
In
the matter between:
TANDO
MOKOENA
APPELLANT
And
THE
STATE
RESPONDENT
JUDGMENT
TSHOMBE
AJ
INTRODUCTION:
1.
On 24 March 2014, and at the regional court
of Emfuleni sitting in Vereeniging, the appellant was charged with,
and convicted on
the following two counts:
1.1
Robbery with aggravating circumstances as
envisaged in Section 1 of the Criminal Procedure Act 51 of 1977 (“the
CPA”)
read with Section 51(2) of the Criminal Law Amendment Act
105 of 1997 (“the Amendment Act”);
1.2
Kidnapping.
2.
The
appellant pleaded guilty to both counts and a statement of formal
admissions in terms of Section 112(2) of the Act was read
into the
record by his legal representative and handed into court as Exhibit
A.
[1]
3.
The court asked the appellant a few
questions which covered: (1) confirmation that the statement was made
without undue influence;
(2) whether the consequences of a guilty
plea together with the minimum sentence provisions in the Amendment
Act were explained
to him; (3) whether the appellant confirmed the
truthfulness of the statement; (4) whether he still wants to plead
guilty; and
(5) whether the appellant conceded that the statement can
be submitted to court as evidence.
4.
In an
ex-tempore
judgment straight after the above, the
court convicted the appellant of the above charges, the robbery with
aggravating circumstances
as envisaged in section 51(2) of the
Amendment Act. Following the conviction, sentencing was postponed to
allow time for the compilation
of the pre-sentencing reports, and the
court made reference to the probation officer’s report, the
correctional supervision
report as well as the victim impact
assessment report, all three reports intended to assist the trial
court with respect to its
sentencing discretion.
5.
On
19 June 2014 and in accordance with the minimum sentence provisions
of the Amendment Act, the appellant was sentenced to imprisonment
for
15 and 5 years for counts 1.1 and 1.2 respectively, the sentence in
count 1.2 to run concurrently with the sentence in count
1.1
[2]
The effective sentence was therefore 15 years imprisonment.
6.
Through what appears to have been no fault
on his part, the appellant’s appeal process including his
petition to the Judge
President took all of seven (7) years. He has
explained the whole fiasco in the founding affidavit he prepared in
support of his
application for appeal, which includes his application
for condonation of the delay and other non-compliances. The
explanation
is summarized below. The references to the record are
purely to highlight the dates and the delays in the steps taken by
the appellant
to progress his appeal up to petitioning the Judge
President.
6.1
In his application to the trial court for
condonation of the late filing of his application for leave to appeal
appellant advised
that following his trial and sentencing he was
asked whether he would like to lodge an appeal and because he did not
really understand
the purpose of an appeal and acting on the advice
of his legal representative, he declined the opportunity;
6.2
Upon arrival at Leeuwkop prison, the appellant was advised otherwise,
that is to complete documents launching
an appeal which were handed
to the relevant prison personnel for filing with the Clerk of the
court. This was on 23 June 2014
[3]
.
After waiting patiently for a long time, the appellant learnt that
the papers were not submitted to the clerk of the court. Out
of
ignorance of court processes, the appellant did not know that he
could have prepared a condonation application. This was the
reason
why a proper application for leave to appeal and for condonation for
the late filing thereof was only done during 2016 with
a hearing date
of 8 June 2016.
6.3
On the above date the grounds of appeal by the appellant’s
representative were limited to the appellant’s
age, the fact
that he pleaded guilty, was a first offender and had received enough
suffering from harassment by the media and that
he had been
permanently expelled from the University of Johannesburg. The court
a
quo
declined
the application on the basis that it is not likely that another court
may interfere with the sentence imposed. Instead,
the court
a
quo
stated
that another court might not make the two sentences to run
concurrently
[4]
, which the court
believed had been a measure of mercy shown towards the appellant. The
court further advised that the next step
is for the appellant to
approach the Judge President with a petition for application to
appeal.
6.4
Subsequent thereto and with the assistance of the Legal Aid Board,
the appellant petitioned the Judge President
for Leave to appeal on
14 July 2016.
[5]
The petition
was granted on 16 February 2017.
[6]
As if the previous incidents of delay were not enough, the appellant
did not receive notification of the granting of his petition.
It was
only upon personal enquiries on 28 January 2022 after the appellant
had lodged another petition dated 6 November 2019
[7]
that it was brought to his attention that his initial petition was
granted almost 5 years ago.
7.
The hearing by this court is thus finally
the appeal following a successful petition by the appellant to the
Judge President against
the sentence imposed on him by the trial
court on 19 June 2014.
8.
The reason for making a note of the lengthy process that the
appellant had to go through to secure an appeal is to raise the
bar
on these processes and to pose the question whether there is no
better way to deal with litigation processes of especially
citizens
that are incarcerated and have restricted movements. In this matter,
it took the appellant some 7 (seven) years to progress
his appeal to
the High court, that is to lodge a petition for appeal; added to
which it appears that the appellant could not even
secure a copy of
the record of his trial until the intervention of an attorney on his
behalf in January 2022.
[8]
GROUNDS OF APPEAL
9.
In both the appellant’s heads of
argument as well as the affidavit supporting his Notice of Appeal
post a successful petition
to the Judge President granting him leave
to appeal, the appellant submits that the trial court misdirected
itself by failing to
consider all the mitigating and aggravating
factors and affording due weight to their cumulative effect. In
support of this ground
of appeal the appellant advanced the
following:
9.1 The
effective sentence of 15 years imprisonment is shockingly
inappropriate in view of the mitigating factors
and a holistic view
of the circumstances of the case;
9.2
There is a reasonable prospect that an appeal court may, upon a
proper and reasonable sentencing discretion
with the relevant
information, impose a lesser sentence.
9.3
The trial court applied too strict a test
by considering only the aggravating circumstances and did not have
regard to the appellant’s
personal circumstances in mitigation,
which are:
9.3.1
the young age of the appellant - at the
time of the commission of the crime the appellant was 19 years old,
had just finished Matric
and a 1
st
year BSc Computer Science student at the University of Johannesburg;
9.3.2
appellant was a first- time offender; with
no potential of him committing the crime again – instead with
good chances of rehabilitation;
9.3.3
appellant handed himself to the police on
the same day, admitted guilt, cooperated with the entire court
process and investigation,
appearing in court for all appearances
although he was on bail; the court not making note of this resulted
in it not considering
all the available information for the exercise
of the sentencing discretion.
9.3.4
appellant re-assured the victim right
through the commission of the offence that he would not harm her and
he in fact did not harm
her;
9.3.5
appellant attended a disciplinary process
by the university where he was permanently expelled, attended
mediation process with the
victim and sought forgiveness from the
victim and her family and reconciled with victim during the
disciplinary and mediation proceedings
at the university -
demonstrating remorse;
9.3.6
To make sure that the victim does not get
harmed appellant dropped her on the side of a busy road - the golden
highway, so that
she could easily identify her whereabouts and get a
lift from other motorists;
9.3.7
appellant demonstrated lack of aggression
during the commission of the offence, agreed to tie the victim’s
hands in front
when she protested to being tied at the back; he also
put the gun away at her request;
9.3.8
The
court emphasized the need for a deterrent effect on the sentence, the
seriousness and prevalence of the offence and did not
have much
regard for the mitigating factors and in the end sacrificed the
appellant on the altar of deterrence and making an example
of him.
This is at odds with what was stated in S v Mhlakaza
[9]
where the court stated that “
the
object of sentencing is not to satisfy public opinion but to serve
the public interest.”;
9.3.9
appellant took the victim’s car to
his home where it was tracked to and found on the very same day –
this being an indication
that the appellant did not have the
intention to permanently dispossess the victim of her car;
9.3.10
Post his conviction the appellant waited in
vain a whole two months for an approach by department officials for
the necessary interviews
to compile the reports needed by the court
to assist with discretion as to sentence;
9.3.11
At the next court appearance, on 22 May
2014, the court could not determine whether substantial and
compelling circumstances existed
because the necessary reports had
not yet been prepared and the matter had to be postponed for another
2 weeks;
10.
During the second period of postponement
the appellant and his mother took it upon themselves to go to the
office of Social Development
in Sebokeng to make the necessary
enquiries. During this visit the appellant was introduced to a
probation officer, one Ms Petra
Trudi Tromp, who there and then
conducted a one-hour interview with the appellant and his mother. The
appellant was not requested
for the details of any other persons that
had been a part of his life, schooling and social life and it seemed
that the probation
officer’s report that was ultimately
submitted in court was prepared from information gathered during this
interview.
11. Because of some
inconsistencies between the appellant’s evidence and the
contents of the victim assessment report, the
court gave the victim
an opportunity to take the stand and give evidence under oath
followed by cross examination. However, in
spite of the glaring
nature of such inconsistencies, the appellant’s representative
did not put the appellant’s version
to the victim, neither did
the appellant’s representative put the appellant on the stand
to deal with the said inconsistencies.
12.
The relevant inconsistencies referred to are: (1) the appellant took
and did not return the victim’s personal assets for
which the
victim had to lodge a claim with the insurance – the appellant
states that the victim’s belongings were returned
to her and
this appears to have been contained in the docket; (2) the appellant
brought with him the cable tie he used to tie the
victim with –
the appellant states that he did not bring a cable tie but he found
cable ties in appellant’s boot; (3)
the amount withdrawn by the
appellant from the victim’s bank account was R3 500 and
not R700 as per the appellant; -
With reference to the withdrawals of
money, a copy of the victim’s bank account statement was
produced, which reflected a
withdrawal of R700 on 1 August, which is
the date of the incident. There were then two withdrawals of R1000
each a withdrawal of
R100 all made on 5 August, 4 days after the
event. When asked about this by the prosecutor who led her testimony,
the victim said
“
the
way I believe it works is that once it goes into the overdraft, they
only went of (sic) at a later date, the amount, so the
bank statement
will show on that day.”
[10]
(4) the damage to the car consisting of the carpeting ripped out,
panels ripped out and damage to the bumper on the front of the
car.
13. The upshot of the
above is that the only pre-sentence information the court had about
the appellant before passing sentence
was gleaned from Exhibit A, the
victim impact assessment report, the probation officer’s report
and the victim’s sworn
testimony in court.
THE PROBATION OFFICERS
REPORT
14.
Although at the trial court there had been
an indication that a correctional services report would be prepared
as well, such a report
was not applicable because with the
seriousness of the offence that the appellant had been convicted of,
the applicability of the
minimum sentence legislation, there was no
possibility that the sentence could be community-based. However, none
of the authorities
including the appellant’s representative
advised him of this and as a result the appellant expected that such
a report would
be compiled and submitted to court.
15.
As indicated above, there were thus two
reports before court prior to sentencing: the victim impact
assessment report and the probation
officer’s report. The
appellant submitted that the probation officer’s report was
inadequate in that:
15.1
The report was prepared following a
one-hour interview with the appellant and his mother. Indeed, other
than the appellant, his
mother and sister the only other person that
the probation officer interviewed is V [....] S [....], the youth
leader at the appellant’s
church;
15.2
The report had no information regarding the
appellant from his educators and friends, all of whom who would have
known him well
and for a long time given the amount of time spent at
school; and would have assisted with information with regard to the
character
of the Appellant;
15.3
The report was prepared with no approach to
appellant’s previous medical practitioners and notably his
psychologist who he
had started sessions with in spite of advising
the probation officer of this fact;
15.4
The report had no information about the
appellant’s social life, neighbours, friends, lecturers at the
university and the
appellant submitted that it did not fulfil its
purpose of better informing the court about his character and
possible future;
15.5
The report was prepared without information
from the disciplinary process, notably the mediation that the
appellant referred to
and how the victim responded to the mediation.
This would have given the court a view with regard to the appellant’s
state
of remorse;
15.6
The report did not provide information on
the process of how he was arrested, did not provide information on
any process embarked
upon to establish why the appellant committed
the offence as well as the appellant’s view regarding the
offence;
15.7
The report did not contain information for
the court to determine whether the offender is remorseful about the
offence or not;
15.8
The report did not have information to
enable the court to exercise its discretion properly;
15.9
The appellant alleged that the trial court erred in attaching
insufficient weight on the appellant’s
personal circumstances
as well as a holistic picture of the commission of the crime, failed
to individualise the appellant and
failed to strike the appropriate
balance between the appellant’s circumstances, the
circumstances surrounding the commission
of the crime and the moral
reprehensibility of the appellant, the result being that the sentence
did not fit the offender and the
particulars of his offence as
closely as possible;
15.10 The appellant
therefore submits that the court was not in possession of sufficient
and proper pre-sentencing reports
or an adequate report, which would
contain all the information it needed in order to exercise a proper
judicial sentencing discretion.
According to the appellant, the
probation officer’s report, compiled on the basis of just an
hour’s interview, contact
with just his sister and the church
youth leader, could not have contained any useful information about
the appellant, his family,
his character, his future and his
morality. Of note, the appellant submits that the report did not have
any information from people
who knew the appellant, for instance
people who had interacted with the appellant at high school (where he
was head boy only a
year before the crime), professional people who
treated him, for instance the psychologist who he was seeing at the
time and other
medical practitioners that had been exposed to him
before and after the crime.
15.11
None of the above are disputed in the Heads
of Argument by the State (the respondent). Instead, the respondent’s
heads of
argument dwell on three points, which were disputed at the
court a quo, and were not at the time sufficiently investigated to
establish
proof of their occurrence beyond a reasonable doubt. For
instance, three of the bank withdrawals that the victim claimed were
made
by the appellant reflect a different date (5 August 2013) from
the date of the incident, which is 1 August 2013. The explanation
provided by the victim needed to have been investigated. This also
flies in the face of the probation officer’s report where
the
appellant is said to have stopped twice to withdraw money because the
first withdrawal attempt failed.
THE LAW
16
When the appellant’s application to
this court was moved, he had already served half of his sentence and
has since been out
on parole. While in prison he studied a law degree
and passed it.
16.1
The Amendment Act was passed by the
legislature as an attempt to deter the prevalence of violent crime in
South Africa. Indications
are that the legislation was intended as a
temporary measure and as such it was meant to avoid disparity among
other things. Section
51(3)(a) contains the main exception to the
sentences prescribed by the Amendment Act. It reads as follows:
“
(a)
if any court referred to in subsection (1) or (2) is
satisfied
that substantial and compelling
circumstances exist which justify the imposition of a lesser sentence
than the sentence prescribed
in those subsections, it shall enter
those circumstances on the record of the proceedings and must
thereupon impose such lesser
sentence.”
(Emphasis
provided).
16.2
The fact that before applying the exception
the court must be ‘satisfied’ requires some attention as
to what being
satisfied
means.
This has been considered in a number of cases even before the minimum
sentence legislation given that the word ‘satisfied’
is
often used in the Act as well. Having looked at a number of cases,
which do not provide consistency, this standard of proof
(that is
‘being satisfied’) is preferred by the courts and
academics justified by its flexibility and the fact that
it is
commonly used by the legislature as a standard in connection with
sentencing. This is because a court may proceed on the
basis of being
‘
satisfied’
as it relates to the appropriate sentence because some considerations
involve more than just facts but other factors such as considerations
of the future and the making of a value judgment with reference to
which there can be no onus of proof.
16.3
For
purposes of sentencing three basic elements, which have come to be
known as the triad of Zinn, were espoused the case of S v
Zinn
[11]
and remain relevant, albeit with some clarification with regard to
the third component set out in the case. The first element,
that is
‘
the
crime’
is considered the most important and influential element on the
nature and extent of the sentence. The proportionality requirement,
which drew constitutional support for the minimum sentence
legislation, reflects the importance of tailoring the sentence to the
seriousness of the crime.
16.4
The second element to be considered in
terms of the triad of Zinn is ‘
the
criminal’,
and because of the
nature of the analytic factors involved in considering the criminal,
this element has been referred to as the
‘
individualisation’
of the offender. Although this kind of
investigation is often not done, it is nonetheless an important
aspect as it enables the
sentencing officer to get to know the
offender, his/her character and motives. The necessary information in
this regard includes
age, marital status, the presence of dependents,
level of education, employment and health. Owing to the shortcomings
of this process
and the lack of exposure time between the sentencing
officer and the offender, this aspect of the elements needs a system
of rigorous
pre-sentence reporting which would assist the presiding
officer to have a better understanding of the offender, personal
circumstances,
character, motives and why the rime was committed.
16.5
The
third leg of the triad of Zinn is ‘
the
interests of society’.
In
the face of some difficulty in expressing what is actually meant by
this phrase, it has been suggested that this leg be interpreted
to
mean ‘
serving
the interests of society’.
It
has been cautioned that this leg must not be interpreted to mean the
satisfaction
of public opinion
,
[12]
instead
its value must be in the deterrent and retribution effects of a
sentence, the protection of the society and the reformation
or
rehabilitation of the offender
.
16.6
From
a constitutional perspective, the constitutional court in S v
Dodo
[13]
, endorsed
proportionality as a requirement in the sentencing regime. The
constitutional court explained that, “
proportionality
goes to the heart of the inquiry as to whether punishment is cruel,
inhumane or degrading, particularly where, as
here, it is almost
exclusively the length of time for which an offender is sentenced
that is in issue.”
[14]
The court referred to section 12(1)(a) of the Constitution, which
provides that a person “
not
be deprived of freedom arbitrarily or without just cause”
and
found that when a person commits a crime the crime provides the just
cause to deprive the offender of freedom.
16.7
The
constitutional court judgment in Dodo and other judgments stress the
requirement of proportionality even in the prescribed minimum
sentences regime. The courts have thus come into agreement
[15]
that even though the prescribed sentences should be religiously
followed, once a sentence is disproportionate to the crime, the
criminal and legitimate interests of society, it is no longer
appropriate. Accordingly, proportionality to the seriousness of the
crime has been elevated to a higher value which overrides the minimum
sentence provisions, since the absence thereof would render
the
imposition of the prescribed minimum sentence unconstitutional.
16.8
In
S
v Homareda
[16]
Cloete J and Robinson AJ proposed what they referred to as the
correct approach in exercising the discretion conferred on the court
in section 51 of the Amendment Act and it is that:
·
The starting point is that a prescribed
minimum sentence must be imposed;
·
Only if the court is satisfied that
substantial and compelling circumstances exist whish justify the
imposition of a lesser sentence
may it do so;
·
In deciding whether substantial and
compelling circumstances exist each case must be decided on its own
facts and the court is required
to look at all factors and consider
them cumulatively;
·
If the court concludes in a particular case
that a minimum prescribed sentence is so disproportionate to the
sentence which would
have been appropriate it is entitled to impose a
lesser sentence.
16.9
The
above jurisprudential approach is the essence of the reasoning of the
Supreme Court of Appeal (SCA) in S v Malgas
[17]
,
which is recognized as the seminal judgment on how courts should deal
with substantial and compelling circumstances. The approach
adopted
by the court in Homareda blends with the view expressed by the SCA
that, in the prescribed minimum sentences regime it
is longer
“
business
as usual”
[18]
,
meaning
that the sentencing court does not start the sentencing process from
a clean slate, but must start by imposing the prescribed
minimum
sentence. The SCA further held as follows:
a.
Section 51 has limited, but not eliminated
the court’s discretion in imposing sentence. The limitation
stems from the fact
with prescribed sentences, the sentencing court
does not start the process from a clean slate, but with reference
from the periods
of imprisonment prescribed by the legislature. The
section has thus not eliminated the court’s discretion in that
it has
left it to the courts to decide whether the circumstances of
any particular case call for a departure from a prescribed sentence.
b.
If the circumstances of a case call for a
departure from imposing a prescribed minimum sentence, the court
should not hesitate to
depart. In this regard the Supreme court held
that part of the sentencing process is that a court has to consider
what an appropriate
sentence would have been without the prescribed
minimum sentences. Such a process requires the court to consider all
the factors
traditionally taken into account in sentencing, whether
or not they diminish moral guilt. This becomes evident when one
considers
the wording of section 51(3) of the Amendment Act, which by
reference to the court being “
satisfied
that substantial and compelling circumstances exist…”
indicates that the sentencing court is
vested with not just the power but the obligation to consider whether
the particular circumstances
of the case require a different sentence
to be imposed.
c.
The sentencing court is further and most
importantly required to impose a sentence that is proportionate to
the offence. This requirement
has been referred to in quite a number
of judgments dealing with the prescribed minimum sentence regime and
is particularly important
because it is on the basis thereof that the
Constitutional court in the Dodo case (
supra)
did not find the provisions of the
Amendment Act unconstitutional. This has been discussed above.
d.
In deciding whether substantial and
compelling circumstances exist, the court is to consider all factors
relevant to sentence, both
aggravating and mitigating
cumulatively
and circumstances do not have to be exceptional in order for the
court to depart from the prescribed minimum sentence.
e.
The influence of youth is accepted as a
factor that will always be relevant in the formulation of the
cumulative effect that results
in expressing whether substantial and
compelling circumstances are present or not.
17
Therefore, in order for a sentencing court
to place itself in a position to decide whether there are substantial
and compelling
circumstances that justify a departure from the
minimum sentences as legislated such court needs to proceed as
follows: (1) use
the minimum sentence as a point of departure; (2)
weigh all considerations traditionally relevant to sentencing, that
is,
mitigating circumstances,
for
instance: (young age of the offender, having no criminal record, the
presence of real remorse (not regret) coupled with a plea
of guilty,
various mental and emotional factors, financial need and social
status, character of the offender, the reason why the
crime was
committed, the offender’s background etc.)
aggravating
circumstances
for instance: (the
seriousness of the crime, after-effects of the crime, planning or
pre-meditation, previous convictions, motive,
lack of remorse,
vulnerable victims, prevalence of crime, the need for deterrence and
retribution, the protection of society, punishment
to fit the crime,
rehabilitation etc.) In other words, the sentencing court is called
upon to
individualise
the offender.
18
It
has also been considered what manner of proof and degree of formality
is required if evidence has to be led in the above exercise.
The
courts and some academics
[19]
treat this question as one dependent on the circumstances of the case
and the importance of the material. However, the Supreme
Court of
Appeal has made it clear that material factual allegations, whether
aggravating or mitigating, should be proved in the
normal fashion
[20]
19
The
sentencing court must then balance all the factors that come into
play in a particular case and upon a
holistic
and cumulative consideration,
exercise the sentencing discretion. As difficult as this exercise may
be, sentencing courts are required and obliged to take into
account
what courts call the cumulative effect. In S v Muller
[21]
the court noted that “
a
sentencing court must
have
regard
to
the totality of the offender’s criminal conduct and moral
blameworthiness.”
[22]
Further,
sentencing courts are required to do something about the cumulative
effect. In Muller’s case (
supra)
the
court interpreted this to mean “
what
an effective sentence should be imposed should be, in order to ensure
that the aggregate penalty is not too severe.”
[23]
SENTENCING FOLLOWING A
PLEA OF GUILTY
20.
To do justice to the requirement of a cumulative and holistic
consideration of factors in
order to establish whether substantial
and compelling circumstances exist the court is also entitled to
consider further evidence
as envisaged in the provisions of section
274(1) of the CPA. The subsection provides that the court may “
before
passing sentence, receive such evidence as it thinks fit in order to
inform itself as to the proper sentence to be passed”.
The
evidence referred to in the subsection may be presented to the court
either orally or via written reports prepared by various
experts or
officers whose evidence may be of assistance to the court to
understand the offender better and to even gather the reasons
why the
crime was committed, the offender’s view of the crime –
all for purposes of the exercise of the sentencing
discretion.
21.
In casu,
the appellant’s representative failed to call
the appellant to the witness stand in order to give the court the
opportunity
to get more information about the appellant. Indeed, this
would probably also have put before the court the disciplinary
process,
the mediation process and all the conciliatory efforts that
the appellant refers to in his heads of argument. Instead, the
appellant’s
representative gave mitigatory evidence from the
bar, without putting the appellant his mother or any other relevant
person in
the witness stand to testify and be cross examined. Such
evidence may have been of the nature that would enhance the probation
officer’s report and thus the ability of the court in
individualizing the offender.
THE DISCRETION AS TO
SENTENCE BELONGS TO THE TRIAL COURT
22.
The principle that the sentencing discretion belongs to the trial
court was espoused many years ago
in
R v Mapumulo
where the
court said:
“
the
infliction of punishment is pre-eminently a matter for the discretion
of the trial court. It can better appreciate the atmosphere
of the
case and better estimate the circumstances of the locality and the
need for a heavy or light sentence than the appellate
tribunal”
[24]
23.
The discretion referred to would indeed be properly seated with the
trial court especially
in the light of all the information that the
trial court becomes exposed to during the trial, and via all the
other mechanisms
that enable the trial court to get information as
discussed above. In spite of the diminished importance of the
motivation, the
principle remains to remind courts of appeal that
they should not simply replace the imposed sentence with their own.
This was
fortified in S v Pieters
[25]
,
where the court clarified that the determination of a term of
imprisonment does not occur in accordance with any exact generally
accepted yardstick and there will be areas where opinions on an
appropriate term of imprisonment may differ with good reason.
However, to fortify the basic principle, the courts have developed
some refinements which explain circumstances where an imposed
sentence can be interfered with and of these a misdirection of any
kind by the trial court is a proper basis.
24.
The above ties in with one of the principles that came out of Malgas
(supra); that if a
departure is called for the court should not
hesitate to depart. In the above regard the court in Malgas, opined
that: “
What
stands out clearly is that the courts are a good deal freer to depart
from the prescribed sentences than has been supposed
from some of the
previously decided cases and that it is they who are to judge whether
or not the circumstances of any particular
case are such as to
justify a departure.”
[26]
25. The clear message in
this sentencing regime is therefore that the court is required to
start the sentencing process with
the prescribed minimum sentence,
consider what an appropriate sentence would have been, even without
the prescribed minimum sentences.
In this process, the court must
therefore consider such an appropriate sentence with due regard to
all the factors traditionally
taken into account when sentencing an
offender, while recognizing that the crime is of a particular kind
that has been singled
out for severe punishment and that the
benchmark that the legislature has provided is given due regard.
26.
The court must weigh all the traditional
sentencing considerations. Under this heading the principle espoused
is that in order for
the court to be able to assess the
proportionality of a particular sentence in a particular case, the
court must determine what
a proportionate sentence would be, taking
into account all the circumstances traditionally relevant to
sentencing cumulatively.
JUDGMENT
27.
In imposing sentence in
casu
the trial took into account evidence
that was testified to by the victim, to which, as indicated above,
the appellant was not given
an opportunity to respond in the face of
glaring inconsistencies. This court is of the view that the process
of hearing this testimony
was not properly handled at the trial
court. This arises from the fact that the appellant was not given an
opportunity to deal
with the sworn evidence of the victim; and while
the court did not raise an inquiry about this, the court considered
the victim’s
evidence and made reference to it during the
sentencing of the appellant. This obviously had the effect of adding
aggravating evidence
on oath without having tested such evidence
against the appellant’s version. The inconsistencies have now
been put before
this court and the disadvantage to the appellant is
that he has now already served half of his sentence.
28.
The information contained in the probation
officer’s report was glaringly inadequate and incomplete to
enable the court to
have a picture of the appellant’s
character. In sentencing the appellant, the court placed reliance on
comments from the
probation officer’s report and made the
remarks dealt with hereunder.
29.
The
trial court treated it as a foregone conclusion that ‘the
appellant had a good upbringing’, solely from comments
in the
probation officer’s report without any testimony from the
mother. Secondly, the court, once again relying on comments
from the
probation officer’s report, pronounced the appellant as ‘not
less mature’, ‘leader in the community’,
‘not
more susceptible to the influence from others’ ‘had
emotional responsibility’ by virtue of being a
student at the
University of Johannesburg, ‘not irresponsible’ and had
the ‘emotional adulthood to know’
that he was busy doing
a serious offence.
[27]
All of this went into the record as aggravating circumstances without
any evidence from people like the appellant’s teacher/s
at
school, his psychologist or any person who would have sufficient
personal, social, psychological and general information about
the
appellant. One major question that did not but should have arisen for
consideration by the court is “
WHY”
did such an exemplary student and young man with a clearly promising
future commit an offence so totally out of character. What
happened
to cause the appellant to stray so much away from the well-behaved
and responsible young man that he was?
30.
On
the question of remorse, the appellant advised the probation officer
that he was subjected to a disciplinary hearing in the process
of
which he participated in a mediation with the victim and apologized
to her and pleaded guilty to the offence. While the appellant
states
that he advised the probation officer of this process, there was no
reference thereto in the report. Of course, the courts
need to be and
have been careful with respect to factors to be taken into account to
establish the presence or otherwise of compelling
and substantial
circumstances. For instance, a plea of guilty in an open and shut
case against an accused may be considered a neutral
factor, since
either way such an accused may be aware that they don’t stand a
chance. Further, the courts have stated that
“…
there
is a chasm between regret and remorse. Many accused persons might
well regret their conduct, but that does not, without more,
translate
into remorse. Remorse is a gnawing pain of conscience for the plight
of another…Whether the offender is sincerely
remorseful and
not simply feeling sorry for himself or herself at having been
caught, is a factual question. It is to the surrounding
actions of
the accused, rather than what he says in court, that one should
rather look.”
[28]
It is for the above reasons that the trial court needed to have had a
proper report regarding especially the participation and
behavior of
the appellant in the disciplinary and mediation processes in order to
apprise the court of whether there was real remorse,
as seems to have
been the case.
31.
At the time the Appellant was 19 years old.
In the Matyityi case (
supra),
the
court stated the position with regard to age as follows:
“
Although
the exact extent of mitigation will depend on all of the
circumstances of the case, in general a court will not punish
an
immature young person as severely as it would an adult
[29]
. It is well established that, the younger the offender, the clearer
the evidence needs to be about his or her background, education,
level of intelligence and mental capacity, in order to enable the
court to determine the level of maturity and therefore moral
blameworthiness.” The question, in the final analysis is
whether the offender’s immaturity, lack of experience,
indiscretion
and susceptibility to being influenced by others reduce
his blameworthiness”
[30]
32.
In this case, the above direction was not
followed.
ORDER
In the result:
32.1
The appeal on sentence succeeds.
32.2
The sentence imposed by the court below in
respect of the robbery with aggravating circumstances is set aside
and in its stead is
substituted with the following:
(a)
In respect of count 1, the robbery with
aggravating circumstances, the Appellant is sentenced to 7 year’s
imprisonment.
(b)
In respect of count 2, the kidnapping the
Appellant is sentenced to 3 year’s imprisonment;
(c)
Both sentences are to run concurrently
making the effective sentence 7 years.
TSHOMBE
AJ
ACTING
JUDGE OF THE HIGH COURT
I
agree, and it is so ordered.
TLHAPI
J
JUDGE
OF THE HIGH COURT
APPEARANCES
FOR
THE APPELLANTS
: IN PERSON
FOR
RESPONDENTS
: ADV. A P Wilsenach
INSTRUCTED
BY
: NDPP
HEARD
ON
: 6 October 2022
DATE
OF JUDGMENT
: 20 March 2023
[2]
In
terms of
section 280
of the
Criminal Procedure Act 51 of 1977
.
[3]
Page
46 of Record Lines 18-23
[4]
Page
4 of Record Lines 1-3
[5]
Page
115 of Record
[6]
Page 121 of Record
[7]
Page
134 of record
[8]
Page
135 of Record
[9]
1997(1)
SACR 515 (SCA) at 518 b-c
[10]
Page
21 of court record, lines 9-11
[11]
S
v Zinn 1969(2) SA 537 (A)
[12]
S
v Mhlakaza 1997(1) SACR 515 (SCA)
[13]
2001
(1) SACR 594 (CC)
[14]
At
paragraph 37
[15]
See
in addition S v Vilakazi 2009 (1) SACR 552 (SCA)
[16]
1999(2)
SACR 319 (W)
[17]
2001
(1) SACR 469 (SCA)
[18]
At
Paragraph 7
[19]
S
v Shangase
1972 (2) SA 410
(N) at 432B-C
[20]
S
v Olivier
2010 (2) SA 187
(SCA) “If the evidence is in the
form of oral testimony, it has to be done under oath or confirmation
as required by the
Criminal Procedure Act Ss
161 to 167, which apply
to the adducing of evidence during the trial, apply equally to
evidence presented during the sentencing
stage” – see
Kriegler and Kruger 686 -687
[21]
2012(2)
SACR 545 (SCA)
[22]
At
Paragraph 9; see also S v Mthethwa
2015 (1) SACR 302
(GP) at
Paragraph 21
[23]
At
Paragraph 9
[24]
1920
AD 56
at 57
[25]
1987(3)
SA 717(A)
[26]
Per Marais JA in
Malgas
(supra) Page 481 Paragraph 25
[27]
Page
40 of Record Lines 5 - 12
[28]
Per
Ponnan JA in Matyityi page 47 Paragraph 13 a - b
[29]
S
v Mohlobane
1969 (1) SA 561
(A) at 565 C-E
[30]
Per
Ponan JA at Pages 47 – 48 Paragraph 14
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