Case Law[2023] ZAGPPHC 632South Africa
S v Masemola and Others (CC131/2006;A121/2022) [2023] ZAGPPHC 632 (31 July 2023)
Headnotes
of substantial facts, both of which are to hand. The two complainants are a woman and a man, Ms W[...] L[...] M[...] and Mr Vusi Moses Manyika.
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## S v Masemola and Others (CC131/2006;A121/2022) [2023] ZAGPPHC 632 (31 July 2023)
S v Masemola and Others (CC131/2006;A121/2022) [2023] ZAGPPHC 632 (31 July 2023)
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sino date 31 July 2023
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IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
DIVISION, PRETORIA
A121/2022
(1)
REPORTABLE: NO
(2)
OF INTEREST TO OTHER JUDGES: NO
(3)
REVISED:
31/7/2023
In
the matter between:
MPHUHU LOUIS
MASHILOANE
Appellant 1
(Accused no 2 in court
a quo)
AVINGO KEKS
MMELA
Appellant 2
(Accused no 3 in court
a quo)
In re:
CASE NO:
CC131/2006
THE
STATE
and
C
MASEMOLA AND TWO OTHERS
Accused
JUDGMENT
COWEN
J (MOLOPA-SETHOSA J AND HOLLAND-MUTER J CONCURRING)
Introduction
1.
Two appellants are appealing their
convictions and sentences imposed in early 2007 – over 15 years
ago – by our brother,
Judge Ismail, sitting with an assessor,
Mr Rudolf. The first appellant is Mr Mphuhu Louis Mashiloane,
the second accused
in the trial. The second appellant is Mr
Avingo Mmela, the third accused. The first accused, a Mr Aubrey
Masemola,
was acquitted.
2.
On 13 February 2007 the appellants
were convicted on six charges and, on 20 February 2007, sentenced to
custodial sentences as follows:
2.1.
Count 1 – Robbery with
aggravating circumstances, read with the provisions of
section 51(1)
of the
Criminal Law Amendment Act 105 of 1997
- fifteen years;
2.2.
Count 2 – Attempted murder –
five years;
2.3.
Count 3 – Kidnapping –
five years;
2.4.
Count 4 – Rape read with the
provisions of
section 51(1)
of the
Criminal Law Amendment Act 105 of
1997
– Life imprisonment;
2.5.
Count
5 – Contravention of section 3 of the Firearms Control Act 60
of 2000 (FCA) – three years;
[1]
2.6.
Count-
6: Contravention of section 90 of the FCA – one year.
[2]
3.
The
appellants remain incarcerated still serving their life sentences for
rape. The other sentences have already been served.
Both
the life sentence and the fifteen-year sentence for robbery were
imposed under the minimum sentencing legislation.
[3]
4.
The
appeal was argued before us on 30 January 2023 in respect of one main
issue, whether the convictions can be upheld in circumstances
where
the appeal Court does not have the benefit of a full record of the
trial.
[4]
Mr Mojuto
appeared for the appellants and Mr Lalane appeared for the State.
In brief, Mr Mojuto submitted
that this is a case where the appeal
cannot be decided in the absence of an adequate record and the
convictions and sentences must
be set aside. Mr Lalane asks the
Court to uphold the convictions and sentences on the record to hand.
5.
Section
35(3) of the Constitution enshrines the right of every accused person
to a fair trial, which includes the right of appeal
to, or review by
a higher court.
[5]
As we
are reminded in
Schoombee
:
[6]
‘Established jurisprudence indicates that, without a trial
record, there can be no appeal – and with no appeal,
there can
be no fair trial.’ More fully, the Constitutional Court
held:
[19] It is long
established in our criminal jurisprudence that an accused’s
right to a fair trial encompasses the right
to appeal. An
adequate record of trial court proceedings is a key component of this
right. When a record is inadequate
for a proper consideration
of an appeal, it will, as a rule, lead to the conviction and sentence
being set aside.
[20] If a trial
record goes missing, the presiding court may seek to reconstruct the
record. The reconstruction itself
is ‘part and parcel of
the fair trial process’. Courts have identified different
procedures for a proper reconstruction,
but have all stressed the
importance of engaging both the accused and the State in the
process. Practical methodology has
differed. Some courts
have required the presiding judicial officer to invite the parties to
reconstruct a record in open
court. Others have required the
clerk of the court to reconstruct a record based on affidavits from
parties and witnesses
present at trial and then obtain a confirmatory
affidavit from the accused. This would reflect the accused’s
position
on the reconstructed record. In addition, a report
from the presiding judicial officer is often required.
[21] The obligation
to conduct a reconstruction does not fall entirely on the court.
The convicted accused shares the
duty. When a trial record is
inadequate, ‘both the State and the appellant have a duty to
try and reconstruct the record’.
While the trial court is
required to furnish a copy of the record, the appellant or his / her
legal representative carries the
final responsibility to ensure that
the appeal record is in order. At the same time, a reviewing
court is obliged to ensure
that an accused is guaranteed the right to
a fair trial, including an adequate record on appeal, particularly
where an irregularity
is apparent.’
6.
In
Chabedi
,
the SCA dealt with an incomplete record emphasising that what is
required is not a perfect but an adequate record.
[7]
The SCA held:
‘
[T]he
requirement is that the record must be adequate for proper
consideration of the appeal; not that it must be a perfect recordal
of everything that was said at the trial …. The question
whether defects in a record are so serious that a proper
consideration of the appeal is not possible, cannot be answered in
the abstract. It depends, inter alia, on the nature of
the
defects in the particular record and on the nature of the issues to
be decided on appeal.’
7.
The Constitutional Court cited this dictum with approval in
Schoombee
concluding”
‘
[29]
Where adjudication of an appeal on an imperfect record will not
prejudice the appellants, their convictions need not
be set aside
solely on the basis of an error or omission in the record or an
improper reconstruction process. This principle
is practical
and sensible and just.’
8.
The appeal before us brings into
stark focus the multiple interests that can be prejudiced when the
complete record of a trial is
not to hand. The crimes for which
the accused were tried in this case, and for which the Constitution
guarantees a fair trial
are serious (rape, attempted murder, robbery
with a firearm, kidnapping, amongst others) and attracted an
effective life sentence,
which is still being served. The
consequences for the appellants are profound. The appellants have
waited far too long for
their appeal to be determined with the result
that by the time the appeal came before us, and save for the life
sentence for rape,
they had already served their sentences. But
it is not only the appellant’s interests that are at stake.
The
interests of the victims of these crimes, of society and of the
interests of justice more broadly are also brought to the fore.
Our society is afflicted with violence generally and gender-based
violence specifically, with life-altering and painful consequences
for victims. The process of trial itself is known to be
traumatic for victims and especially rape victims who have to relive
the experience and endure secondary trauma. It is in this
context that this long delayed appeal must be adjudicated.
The trial history
9.
The events that resulted in the
prosecution and conviction of the appellants took place in the early
hours of 24 December 2004 in
Mamelodi, Gauteng. They are
summarised in the indictment and the summary of substantial facts,
both of which are to hand.
The two complainants are a
woman and a man, Ms W[...] L[...] M[...] and Mr Vusi Moses Manyika.
10.
The summary of substantial facts
details the alleged events as follows:
1.
‘
The
accused and one other male were driving around in a Mazda vehicle in
the late hours of 24 December 2005
[8]
when they came upon the complainants who were walking in the street
in Mamelodi.
2.
They stopped and accosted the complainants
with a firearm, telling them to lie down. Shots were fired and
a cell phone and
cash money was taken from Mr Manyika.
3.
They thereupon forced Ms M[...] into their
vehicle and fired further shots at Mr Manyika, leaving him at the
scene.
4.
They drove with Ms M[...] to a certain
hostel and took her to a room where all four of them raped her one
after the other.
5.
She was then taken away from the scene in
the said motor vehicle by the accused and dropped at another place in
Mamelodi.
6.
The accused acted at all relevant times
with a common purpose.’
11.
These events gave rise to the
following charges, reflected in the indictment.
11.1.
In respect of count 1, the accused
are said to have unlawfully and intentionally assaulted Ms W[...]
L[...] M[...] and Mr Vusi Moses
Manyika, and, using a firearm,
forcibly and violently removed from Mr Manyika’s possession, a
Nokia 1110 cell phone and cash,
thereby robbing him.
11.2.
In respect of count 2, the accused
are said to have attempt to kill Mr Manyika by shooting at him with a
firearm.
11.3.
On count 3, the accused are said to
have unlawfully and intentionally deprived Ms M[...] of her liberty
by forcefully taking her
by car to a hostel and keeping her there for
some time.
11.4.
On count 4, they are said to have
had sexual intercourse with her without her consent.
11.5.
On count 5, they are said
intentionally to have been in unlawful possession of a firearm,
specifically a Vektor Norfolk with no
serial number and without
holding a licence or permit.
11.6.
On count 6, they are said,
intentionally and unlawfully to have possessed seven rounds of
ammunition without being in possession
of a firearm capable of
discharging it.
12.
The
appellants (and the first accused) were arrested on 24 December 2005,
a few hours after the events in question took place.
The
trial commenced 11 months later, on 29 November 2006 before Judge
Ismail and assessor Mr Rudolf.
[9]
The trial ran for a total of six days, including sentencing.
The trial Court convicted the appellants on 20 February
2007 and
sentenced the appellants on 27 February 2007. Adv Thenga –
from the prosecution services - represented the
State. Adv
Pitso represented accused no 1, Mr Masemola, who was acquitted. Adv
Phahlane (now Judge Phahlane)
[10]
represented the appellants.
13.
It
appears to be common cause that both appellants applied for leave to
appeal some three years later. An application from
Mr Mmela,
the second appellant, dated 2 November 2010
[11]
is on record. There is no application of the first appellant,
Mr Mashiloane, from that time on record.
[12]
It appears from Mr Mmela’s condonation application before
Judge Ismail, that he had instructed his representative at
the time
of conviction and sentencing to apply for leave to appeal but that
did not happen for unknown reasons. He filed
his own
application for leave to appeal from prison in 2010.
14.
There is very little information to
hand about what ensued for several years thereafter, save that there
were efforts during this
time – including in 2015 – to
locate the transcripts of the trial. The appeal came before
Deputy Judge President
Ledwaba on 3 May 2017 and was postponed
sine
die
for the record to be transcribed or
reconstructed.
15.
On
12 November 2018, and in circumstances where the recording could not
be retrieved or found, the Office of the Chief Justice requested
Judge Ismail to reconstruct the record. By that stage, Adv
Thenga had resigned from the prosecution services (in 2016).
However, the DPP, Adv Marika Jansen Van Vuuren assisted and located
the relevant file, unfortunately largely empty. On
receipt of the request, Judge Ismail’s office sought to ensure
the process ensue as swiftly as possible.
[13]
In the result, on 10 April 2019, Judge Ismail convened a meeting in
his chambers. Present were the presiding
Judge, Adv Thenga, Adv
Phahlane, Adv Pitso and DPP Jansen Van Vuuren. The process
culminated in the supply of affidavits
from Adv Thenga and Adv
Phahloane. There is no affidavit from Adv Pitso, which is not
explained.
16.
In his affidavit, Mr Thenga
explained that he had considered the file supplied by the DPP and
ascertained that the only notes that
were contained in it were
related to the accused’s plea explanation in terms of section
115 of the Criminal Procedure Act
51 of 1977 (CPA). He supplied
the plea explanation, as well as the file cover. He
confirmed that he attended
the meeting on 10 April 2019, during which
Judge Ismail enquired if he has any recollection of the matter or any
notes. He
stated that he does not, save for the plea
explanation and file cover. In the result he could not be of
any further assistance
with reconstructing the record. Adv
Phahlane explained in her affidavit that she had been instructed by
Legal Aid to represent
the appellants in the trial. She
confirmed that she attended the meeting in chambers on 10 April
2019. She confirmed
that she has no notes taken from the trial
proceedings nor any records or copies of the docket. She also
has no recollection
of the matter and accordingly could not assist
with the reconstruction of the matter.
17.
On 29 April 2019, Judge Ismail
reported to Deputy Judge President Ledwaba advising of the outcome of
the meeting and noted that
Adv Pitso had confirmed that his client
was acquitted. The letter advises that there are unfortunately
no notes of the matter
including from Judge Ismail himself.
18.
On the information before us, the
reason the record was not and cannot be transcribed is that the
recording machine used in the
trial was damaged and the recordings
are inaudible. Efforts were made to salvage the records,
including from the service
providers, but these were largely
unsuccessful: only two days of evidence have been salvaged.
This matter is one of
several affected by the faulty machine from
that time. Of course, while in this case, it is the
Courts’ recording
system that failed, and there is no
suggestion that the appellants are to blame, there is a systemic risk
that records can go missing
due to corruption or other involvement of
accused persons.
19.
The
appellants applied for leave to appeal before Judge Ismail on 19
January 2022. Mr Majuto appeared for the appellants and Ms
Janse van
Vuuren appeared for the State. Both appellants applied for
condonation, which was not opposed.
[14]
Given the circumstances relating to the record, the DPP did not
oppose the applications for leave to appeal. On
26
January 2022, Judge Ismail granted leave to appeal to the appellants,
on both conviction and sentence, primarily because of
the absence of
a complete record.
The trial record and
evidence
20.
The record in this trial is limited
and much is left to speculation including who ultimately testified.
A version of
the State witness list, the transcript of nearly two
days of evidence, three affidavits made in terms of section 212 of
the CPA
and the trial Courts’ orders (but not judgments) on
conviction and sentence are to hand.
21.
According
to the State witness list, testimony from ten witnesses was
contemplated including both complainants, Ms M[...] and Mr
Manyika.
Various police officials were to testify, specifically a Sergeant
Ferdinand Phayane, a Sergeant Komana Makgatsane
Livy, an Inspector ME
Motloutsi and a Captain Koena Simon Jamese. Two medical persons
are listed: Dr CG Kleynhans from
Mamelodi Hospital and GM
Moshime from Stanza Bopape Clinic in Mamelodi. Two further
witnesses are listed: Miriam Manyanthela
and Marabe Frans Kgaphola.
Notably, however, the witness list was updated and expanded. On
30 November 2006, a Danele
Tebogo Mosehli testified and further
additional witnesses were cautioned on 1 December 2006, including a
Mr Masheshe, a Kibatso
Gapula and a Sergeant Mabaso.
[15]
What is also known is that one of the witnesses who testified
is a section 204 witness.
[16]
However, that witness’ identity has not been confirmed.
22.
As indicated above, Adv Thenga
supplied a copy of the accuseds’ plea explanations. Only
accused no 1, Mr Masemola, who
was acquitted, provided a plea
explanation. The appellants, Mr Mashiloane and Mr Mmela
exercised their right to remain silent.
According to Mr
Masemola’s plea explanation, on the day of the incident, he and
a Tshepo were driving a taxi in Mamelodi,
belonging to a Selaelo.
At about 1 am they went to a tavern, Marga’s Tavern, to see the
driver. Tshepo went inside
and Mr Masemola remained in the
car. Mr Mashiloane and Mr Mmela approached him: Mr
Mashiloane had a firearm.
They forced him to give them the car
keys and to take them to the hostels, where they resided. He
knew them as violent people
and he acceded. On the way to the
hostel, they came across a lady and a guy. Mr Mashiloane, who
was driving and had
the firearm, stopped and ordered the man to lie
down. He ordered Mr Masemola to search the guy and found a
cellphone and
ten rands. He ordered the lady to get into the
car and started shooting in the direction of the guy. Four
shots were
fired. They drove to the hostel with the woman and
then Mr Mashiloane and Mr Mmela raped the woman, more than once
each.
Mr Masemola was left in the car. He wanted to run
away but there was someone watching him. After they were
finished
they ordered Mr Masemola to enter the room and ordered him
to rape the woman but he refused. They then took the woman to
where they found her in the same car, driven by Mr Mashiloane.
They then left Mr Masemola. Mr Masemola went to a person
who
drives the car, a Tebogo, and they decided to go to the tavern to
report to the taxi owner, Selaeto. He also intended
to report
the matter to the police but he was arrested with Tebogo.
23.
There is no record of any evidence
from 29 November 2006 when the trial commenced. However, it is
apparent from the transcript
from 30 November 2006 that one of the
early witnesses was Marabe Frans Kgaphola. His role and the
import of his testimony
is not known. However, he appears to
have testified that accused no 1 had the car keys to the relevant
vehicle on 23 December
2005.
24.
The
available transcript commences after lunch (14h06) on 30 November
2006, during the evidence in chief of a Danele Tebogo Mosehli,
(the
Tebogo mentioned by accused no 1, Mr Masemola, in his plea
explanation).
[17]
The evidence commences at a point where the witness had explained
that he did not know why he had been arrested until
he arrived at the
police station in the morning of 24 December 2006. The
substance of his evidence as transcribed concerns
his discussions in
the police cell with accused no 1, who related to him what happened
while in the cell. According to Mr
Mosehli, it was with the
assistance of accused no 1 (Mr Masemola) that the police located and
arrested Mr Mashiloane and Mr Mmela.
Accused no 1 confirmed to
the police that Mr Mosehli was not present during the incident. From
the transcript to hand, Mr Mosehli’s
testimony appeared
relevant centrally to identifying the vehicle in question which was a
white Mazda 323 vehicle that he had used
as a taxi. The
registration number commenced with FYJ. He testified that
accused no 1 took the vehicle on 23
December between 6 and 7pm and
that when he did so, he was with Mr Mashiloane and Mr Mmela.
They drove away together. He
also recounted a summation of what
accused no 1, Mr Masemola, informed him as to what happened, while
they were in the cells.
The summation is substantially but not
wholly consistent with the plea explanation. The two main
points of difference concern
first, accused no 1’s involvement
in the search of Mr Manyika (on this version, accused 1 conducted the
search, albeit coerced
to do so, and found the phone and cash) and
second, accused no 1 allegedly also went to find Ms M[...] after the
incident to take
her home as he was not pleased with what had
happened to her.
25.
Two further witnesses testified on
30 November 2006, Ms Miriam Manyanthela and Mr Manyika. Mr
Manyika was cross examined on
1 December 2006: the transcript
of that day is also to hand.
26.
Ms Manyanthela testified about what
transpired early in the morning of 24 December 2005. She was at
home. They were
preparing for her brother’s wedding
celebration the next day. Someone knocked on the door about
01h00 or 01h30am. It
was a woman who was crying, she recognised her
as ‘Vusi’s girlfriend’. She asked where Vusi
was and she
said he had been shot at B1. She noticed that the
woman’s belt was torn and asked about it. She was told
that
she had been raped by four boys. She called her aunt and
her child, they arranged transport and took her to the police
station.
Her clothing was smeared with dirt, which looked like
sperm. The woman did not know the people who had raped her.
There
was no material cross examination and this evidence –
which related to Ms M[...] – was uncontroverted.
27.
Mr Vusi Manyika, the complainant on
counts 1 and 2, testified thereafter. He explained what
happened on the night in question.
He had called Ms M[...] that
evening and they had agreed that he would fetch her after she had
finished work, which was just before
midnight. They met at a
street corner and they proceeded together. They went to his
cousin’s place, because there
were wedding celebrations at his
home and he had keys to his cousin’s place. But they
could not open the gate, and
when he suggested that they climb over
the fence, Ms M[...] did not want to and they argued. He
thought it wise to then take
her back home and on the way, a vehicle
appeared with bright lights. As the vehicle approached, the
lights went out, he looked
back in the direction of the car and
noticed that a person was outside the car with a firearm, which the
person cocked and pointed
in Mr Manyika’s direction. He did not
know the person but there was visibility in the street from an Apollo
light (a tall
floodlight) which was located about 13 to 15 metres
away. The man with the gun ordered Mr Manyika to lie down and
he insulted
his mother, mentioning her private parts. He saw
the vehicle registration number. During the incident he could
see
the driver, who was wearing a woollen hat with some stripes on
it. He could not confirm how many people were in the vehicle.
28.
The testimony continued as follows.
The man with a gun (who Mr Manyika confirmed he could see) kept
repeating: Keep
down, lie down, and he fired one shot aiming
the gun at his face. He was about 4 to 5 metres away. The
bullet
missed and hit the ground. While he was lying on the
ground, he heard the door of the vehicle opening. He had heard
a voice saying: ‘just alight or get out of the car’.
Someone came to search him and they found his cell
phone and R10
which were taken from him. He was then ordered to stand up.
He was confused and at that time, Ms M[...]
was already in the
vehicle. He tried to talk to them, but the man became
aggressive saying ‘get away, get away’
and the man fired
two more shots. He was not hit by a bullet. He got to a
corner and turned around to see where they
were going. He saw
them getting into the vehicle. The incident took, in total,
about six minutes.
29.
He then ran to a friend’s
place, Pule. Under cross examination he testified that this was
just after 01h00 in the morning.
He reported the incident to
Pule and they tried to call his number but his phone was switched
off. They then went back
to the scene of the crime and a police
van appeared, which they stopped. The police asked what
the problem was and
he explained what happened. He furnished
the registration number of the vehicle and they got into the police
van and drove
around looking for the vehicle, a white Mazda.
30.
Pule and he then went to his home
and there were many people on the street. They told him that Ms
M[...] had been raped and
was at the police station. The young
man who took Ms M[...] to the police station then fetched him and he
proceeded to the
police station where Ms M[...] was making a
statement. While at the station, they were informed that
the vehicle had
been found. An inspector then arrived with one
boy, who Ms M[...] identified at the time, and who Mr Manyika
identified in
Court as accused no 1. Under cross examination by
Adv Pitso, he confirmed that accused no 1 refuted his complicity at
the
time saying: ‘I am not the one, I am not the one.’
Sometime thereafter, approximately four to five hours
later,
the inspector came back with two other men. Mr Manyika was able
to identify one of the two men as accused no 2, Mr
Mashiloane, the
person with the firearm. He was still wearing the same
red T-shirt, although he was no longer wearing
a black woollen hat.
On questioning from the presiding Judge he confirmed that he had had
an opportunity to see the person
during the events. The
inspector then brought a phone to him and asked if it was his and he
confirmed that it was.
31.
They
then took Ms M[...] to Mamelodi hospital. After about an hour,
Ms M[...] was seen by a doctor. [This was Dr Kleynhans.]
[18]
Thereafter, they proceeded to the scene of the rape, the hostel,
which looked like a hall or a room. There was no bed,
the place
was filthy, dirty. They then proceeded to the scene of the
alleged robbery and the inspector asked Mr Manyika to
point out the
relevant positions. While inspecting the area, the inspector
picked up a cartridge.
32.
They then took Ms M[...] home to
report the matter to her parents. The inspector asked her to provide
them with the trousers that
she was wearing which she did. They
then went to Mr Manyika’s parental home.
33.
Under cross examination, Ms Phalane
put the version of Mr Mashiloane and Mr Mmela to Mr Manyika. Mr
Mashiloane would say that
he was at the tavern (ie Marga’s
Tavern) with Mr Mmela but they left at about 12h45 or 01h00 in the
morning and went home
to the hostel to sleep. They say that
they did meet Ms M[...] at the tavern and that she voluntarily went
with Mr Mmela to
the filling station for something to eat. When
they returned, they agreed that they would have sexual intercourse in
the
car and that happened. They said that the first time that
they saw Mr Manyika was when he arrived at the hostel with the police
and it was then that Mr Manyika identified him as the person who
pointed at him with a gun. Mr Manyika confirmed under cross
examination that on the evening of 23 December 2005, and before Ms
M[...] met him, she had been helping her brother to sell liquor
at
another tavern.
34.
At the end of proceedings on 1
December 2005, the matter was postponed until 5 December 2005.
There is no transcript of any
evidence from that day or thereafter.
However, it appears that the State intended then to call four or five
witnesses including
Ms M[...] and Sgt Mabaso, the latter to testify
about forensic evidence. It is not apparent from the
record to hand
whether any of the accused testified.
35.
The absence of any transcript of
evidence from Ms M[...] is, of course, troubling. Her evidence
would have been material to
the convictions on all counts, but not
least on the kidnapping and rape counts. And if she was raped
as the trial Court concluded,
the giving of evidence itself would
likely have been traumatic for her.
36.
In this regard, the prospective
evidence of Dr Kleynhans can be partly gleaned from his affidavit in
terms of section 212 of the
CPA. He is a registered medical
practitioner practicing as a senior medical practitioner in Mamelodi
and in the service of
the State. His affidavit states that on
24 December 2005 he examined Ms M[...] and recorded his findings on a
J88 form.
Although stated to be attached, the J88 form is not
on record rendering the affidavit of limited value. At the
least, however,
it confirms that Ms M[...] attended the hospital for
an examination shortly after the alleged events, in accordance with
the testimony
of Mr Manyika, in turn consistent with the evidence of
Ms Manyanthela.
37.
The prospective evidence of Sgt
Mabaso is also apparent from an affidavit made in terms of section
212 of the CPA. According
to that affidavit, Sgt Mabaso is a
Sergeant in the South African Police Service attached to the Biology
Unit of the Forensic Science
Laboratory. He is an Assistant
Forensic Analyst and a Reporting Officer. He explains that
during the course of his
duties on 14 September 2006, he received a
docket with its contents. He evaluated the samples and
subjected them to DNA analysis.
The results show the presence
of male gender markers in two vaginal swabs, which are the result of
a mixture of genetic material.
They show too that blood from
two of three control blood samples can be read into the mixture
profile obtained from the two vaginal
swabs. The
affidavit records that the DNA analysis with regard to the trouser is
still in process. It is not
possible from the affidavit alone
to identity the two male persons whose DNA is linked with the vaginal
swabs. However, visible
handwritten notes link the DNA to that
of the appellants and one speculates that it may have been their DNA
in view of their foreshadowed
defence. Moreover, it is evident
from the transcript to hand that the evidence of Sgt Mabasa was to be
disputed and his oral
testimony was thus necessary.
38.
There is a further section 212
affidavit to hand, being from a Zwelabo Solomon Sindane who is a
Superintendant in the South African
Police Service. He was a
Senior Forensic Analyst attached to the Ballistics Section of the
Forensic Science Laboratory.
Superintendant Sindane explains
that on 23 January 2006 he received a sealed exhibit from the matter
containing (a) a 9mm parabellum
Calibre Vektor Model CP1 Semi
Automatic Pistol, with a serial number BDH775 and a magazine, (b)
seven 9mm parabellum celbre cartidges
unmarked and (c) one 9mm
parabellum calibre fired cartridge. He examined the pistol and
found that it functions normally
without obvious defect, is
self-loading but not capable of discharging more than one shot with a
single depression of the trigger.
He concluded,
inter
alia,
that the fired cartridge case (c)
was fired in the firearm mentioned in (a).
39.
There is no judgment available
either on conviction or sentence. Only the orders granted are
available. However, it
is not wholly clear what steps were
taken to retrieve the recordings / transcripts of the dates when
judgment was delivered:
specifically, 13 and 20 February 2006.
Grounds of appeal and
related submissions
40.
At
the time the appeal was argued on 30 January 2023, only the
application for leave to appeal of Mr Mmela, the second appellant,
was to hand. It was only upon enquiry by the Court, shortly
after the hearing,
[19]
that
clarity emerged about Mr Mashiloane’s application for leave to
appeal. It was then explained that an amended
notice of
appeal was delivered on 15 November 2021 for both appellants but were
left out of the appeal record when compiled.
Mr Mashiloane’s
application was finally supplied to the appeal court on 2 March 2023
and uploaded to case-lines. Given
the chronology above, I deal
first with Mr Mmela’s grounds of appeal.
Mr Mmela’s
grounds of appeal
41.
In Mr Mmela’s application for
leave to appeal dated 2 November 2010, the grounds of appeal are set
out in two sections.
The bulk of the grounds are set out in
typed form and in generic or general terms. These are then
elaborated upon in an Annexure
A, which is handwritten and which
relate more pertinently to the case itself. I deal first
with the grounds on conviction.
42.
The generic or general grounds of
appeal on conviction are these:
42.1.
First, the trial Court erred in
finding that the State proved the guilt of the appellant beyond
reasonable doubt, that there are
no improbabilities in the State’s
version, that the State witnesses gave evidence in a satisfactory
manner, that the evidence
of State witnesses can be criticised on
matters of detail only whereas the evidence was contradictory in
material respects and
that the minor differences between the evidence
of the appellant and the defence witnesses were sufficient to reject
the appellant’s
evidence.
42.2.
Secondly, the trial Court erred
further in failing properly to analyse or evaluate the evidence of
the State witnesses or to properly
consider the improbabilities
inherent in the State’s version.
42.3.
Thirdly, the trial Court erred in
rejecting the evidence of the Appellant as not being reasonably
possible true, accepting the evidence
of the State witnesses and
rejecting that of the defence witnesses, holding against the
appellant contradictions between his own
evidence and the facts put
to witnesses in cross examination, holding against the appellant
matters which were not put to witnesses
and giving importance to
minor discrepancies between the defence witnesses.
43.
These generic or general grounds are
elaborated upon in the handwritten Annexure A which I repeat in full
(with errors in the original
corrected where corrections do not alter
meaning).
‘
1.
That not one of the complainants pointed the appellant out at the
police station as one of the robbers who partook in any illegal
activity.
2. That both the
complainant’s confirmed that the appellant intervened by trying
to stop the robbery when he saw accused 1
and accused 2 was busy
robbing the complainant.
3. That the
complainant who was kidnapped never testified that the appellant was
active involved in the kidnapping and rape
her.
4. That the one
complainant testified that it was accused no 2 who shot at him when
he was running away and that it was not
the appellant.
5. That the
appellant was only found guilty on the testimony of the section 204
witness.
[The
Court’s attention is then drawn to dicta from State v Khumalo
en andere 1991(4) SA 310 (A) at 237J
[20]
and State v Hlapezula and others 1965(4) SA 439 (A) 440D-E].
[21]
44.
In Mr Mmela’s amended notice
of appeal dated 15 November 2021, the following is stated (errors
corrected where meaning is
unaffected):
‘
1.
None of the complainants pointed the applicant out at the
identification parade held at the police station as the assailant.
2. Both the complainants
in the robbery counts confirmed that the accused tried to intervene
when the section 204 witness and his
co-accused were busy robbing the
complainants.
3. The victim of
kidnapping and rape did not attest that the applicant was actively
involved, or aided or even advanced the
actions of the perpetrators
during the kidnapping and rape ordeal.
4. The evidence of
the complainants avers the applicant that is to the effects that the
section 204 witness was the person
who shot at them as he was running
away.
5.1 The applicant
contends that he was convicted on the uncorroborated evidence of the
section 204 witness.
5.2 That the court
failed to caution itself about the danger embedded in the evidence of
self-confessed criminal.
5.3 That the
section 204 witness was not frank and honest to the court. He
did not implicate himself but shifted the
blame to the accused before
court.
6. It is the
applicant’s contention that an appeal is part of a fair trial
and it cannot be decided without the original
records or properly
reconstructed records.
6.1
It is further contended by the applicant
that it is the duty of the trial court to keep a proper record, his
is to make sure that
he avails before the appeal court a proper
record.
6.2
It is the applicant’s contention that
he was informed about the missing portion of the records, the need to
reconstruct the
records was communicated and his right to have legal
representation during reconstruction.
6.3
The applicant further contends that all
necessary steps to reconstruct the records have been taken without
the likelihood of it
been reconstructed or secondary evidence been
placed before the Appeal court.
8. It is the
applicant further contention that with the current available records
/ attempted reconstruction his right to
fair trial will not be
safeguarded.
9. It is therefore
the applicant’s prayer that leave to appeal to the full court
be granted on urgent basis, taking
into account the time spend in
custody post-conviction, the earliest time taken in attempting to get
the appeal before court and
the frustration caused by the office of
the registrar.’
45.
On sentence, Mr Mmela pleads his
appeal against his life sentence only in the 2 November 2010
application. The following general
typed grounds are pleaded:
45.1.
First, the effective term of life is
strikingly inappropriate in that it is out of proportion to the
totality of the accepted facts
in mitigation and in effect disregards
the period of time which the appellant spent in custody awaiting
trial.
45.2.
Second, the Court erred by not
imposing a shorter term of imprisonment, coupled with community
service or a further suspended sentence
in view of the absence of
previous convictions, the absence of planning, the age and personal
circumstances of the appellant, the
rehabilitation element and the
mitigating factors inherent in the facts found proved.
45.3.
Third, the Court is said to have
erred in over-emphasising the following factors: the
seriousness of the offence, the interests
of society, the prevalence
of the offence, the deterrent effect of the sentence and the
retributive element of sentencing.
46.
The following specific grounds
appear from Annexure A:
‘
Mitigating
circumstances the court did not take into consideration during
sentence.
1.
That the appellant was a first offender
with no previous convictions to his name.
2.
The personal circumstances of the
appellant, his age 25 years, that he had one child to support and the
rehabilitation element.
3. The long time the
appellant spent in jail awaiting trial from 25 December 2005 till 20
February 2007.’
Mr Mashiloane’s
grounds of appeal
47.
There is no copy of Mr Mashiloane’s
2010 (or 2011) application for leave to appeal to hand. The
only document to hand
is dated 15 November 2021.
48.
In respect of his conviction, Mr
Mashiloane makes several contentions.
48.1.
Firstly, that the trial Court erred
in making the following findings: 1. The State proved the guilt
of the applicant beyond
reasonable doubt; 2. That the state
witnesses gave evidence in a satisfactory manner especially the
section 204 witness.
48.2.
Secondly, the trial Court erred in
failing to properly analyse or evaluate the evidence of the state
witnesses, and to consider
the improbabilities inherent in the state
version.
48.3.
Thirdly, none of the complainants
pointed the applicant out at the identification parade held at the
police station as the assailant.
48.4.
Fourthly, both the complainants in
the robbery counts were not sure of the identity of the second
assailant save the section 204
witness.
48.5.
Fifthly, the victim of kidnapping
and rape did not attest that the applicant was actively involved, or
aided or even advanced the
actions of the perpetrators during the
kidnapping and rape ordeal.
48.6.
Sixthly, the evidence of the
complainants is to the effect that the section 204 witness was the
person who shot at them as he was
running away.
48.7.
Seventhly, the applicant conten[ds]
that he was convicted on the uncorroborated evidence of the section
204 witness, that the court
failed to caution itself about the danger
(e)mbedded in the evidence of a self-confessed criminal and that the
section 204 witness
was not frank and honest to the court. He
did not implicate himself but shifted the blame to the accused before
court.
48.8.
Eighthly, the applicant
contends that an appeal is part of the right to a fair trial and
cannot be decided without the original
records or properly
reconstructed records. It is further contended that it is the
duty of the trial court to keep a proper
record, his is to make sure
that he avails before the appeal court a proper record. The
applicant contends that he was informed
about the missing portions of
the records, the need to reconstruct the records was communicated and
that his right to have legal
representative during reconstruction.
Further, the applicant contends that all necessary steps were taken
to reconstruct
the records without the likelihood of it being
reconstructed or secondary evidence being placed before the appeal
court.
The appellant contends that with the current available
records and attempted reconstruction his right to a fair trial is not
safeguarded.
49.
In respect of sentence, Mr
Mashiloana relies on the grounds set out in his prior application for
leave to appeal, but none is provided
to the Court. As
indicated above, the Court directed a specific enquiry regarding Mr
Mashiloane’s grounds of appeal.
In these
circumstances, Mr Mashiloane’s appeal against sentence cannot
succeed. However, in view of the
conclusion we reach below, we
do not deal with this in our order at this stage and will deal with
the appeals in totality when
re-enrolled.
The parties’
submissions
50.
The
parties’ submissions during the hearing can be briefly stated.
Adv Mojuto, on behalf of the appellants, placed full
store on the
absence of a complete record to determine the appeal. In short,
it was submitted that this is a case where the
record is so
inadequate that the appeal can simply not be determined. In
particular, it was emphasised that the appeal Court
is in no position
to assess the correctness of the trial Court’s approach to the
testimony of the section 204 witness.
Adv Mojutu submitted that
all necessary steps had been taken to reconstruct the record to no
avail.
[22]
He advanced
no submissions in respect of the specific grounds of appeal.
51.
Adv
Lalane, on behalf of the State, implored the Court to determine the
appeal on the portions of the record to hand. In this
regard,
he submitted that there is sufficient evidence to do so.
[23]
He submitted that the following common cause facts permit this
assessment:
51.1.
It was not in dispute that on the
day prior to the arrest accused no 1 was in the company of the
appellants. This is confirmed
by Mr Mosehli’s evidence.
51.2.
It was disputed during Mr Mosehli’s
testimony that accused no 1 confessed to him that he was with the
appellants during the
commission of the offences.
51.3.
It was not disputed that it was on
the basis of that confession and the resulting events that the
appellants were arrested.
51.4.
The description of the crime scenes
provided by Mr Mosehli based on the confession corroborated the
evidence of Mr Manyika.
51.5.
Mr Manyika testified that it was Mr
Mashiloane who was in possession of the firearm, which was also the
import of the confession
made to Mr Mosehli.
51.6.
It was not disputed during Mr
Manyika’s evidence that when the police went to the scene where
the robbery took place that
the police recovered a spent cartridge.
51.7.
The motor vehicle described by Mr
Mosehli fits the description of the motor vehicle described by Mr
Manyika.
51.8.
Mr Manyika was present when Ms
M[...] took the police to the hostel, which matches the description
of the place of the rape in the
confession made to Mr Mosehli.
51.9.
There is no sense in the appellants’
version as put to Mr Manyika.
51.10.
There is congruence in the testimony
of Mr Manyika and the account in the confession made to Mr Mosehli
regarding the role of accused
no 1 in the robbery, more specifically
whether it was accused no 1 who searched Mr Manyika on instruction of
others. In this
regard, Mr Manyika testified that the before
being searched he heard a person telling another to get out of the
car.
52.
In the alternative, Adv Lalane
submitted that should be Court not be satisfied that the appeal can
be determined on the available
record this finding should be limited
to counts 3 and 4, the kidnapping and rape counts. In that
event, the matters should
be remitted to be prosecuted again.
Queries from the Court
53.
After
the hearing, this Court formed the view that it was not possible to
determine the appeal without further interrogating whether,
in all of
the circumstances, the steps taken to reconstruct the record, and
indeed to supply the available record, were sufficient.
In
Schoombee
the Constitutional Court concluded that the record to hand was ‘amply
adequate for just consideration of the issues the applicants
raised
on appeal.’ It held:
[24]
‘
The
loss of trial court records is a widespread problem. It raises
serious concerns about endemic violations of the right
to appeal.
Reconstruction should not be the norm in providing appellants with
their trial records. But when reconstruction
is necessary, the
obligation lies not only on the appellant, but indeed primarily on
the court to ensure that this process complies
with the right to a
fair trial. It is an obligation that must be undertaken
scrupulously and meticulously in the interests
of criminal accused as
well as their victims.’
54.
In light of our concerns, the Court
made further enquiries on several issues.
55.
The first enquiry was directed
shortly after the appeal was argued, in the following terms:
55.1.
First, the Court enquired as to the
basis of the first appellant’s application for leave to appeal,
which - contrary to the
argument advanced – was not apparent
from the record supplied. I have already dealt with that query
and the response
above.
55.2.
Second the parties were requested to make
submissions on the adequacy of the efforts to reconstruct the record
and the implications
thereof for the appeal. The parties were
referred to
Schoombee
and the cases there cited and attention drawn to the following:
55.2.1.
The duty to reconstruct is not only on
a Court but on a convicted
person and no hearing was conducted that involved the appellants
themselves.
55.2.2.
No hearing was convened in open
court to reconstruct the record.
55.2.3.
The adequacy of enquiry whether the appellants
were in possession of
the judgment.
55.2.4.
The adequacy of enquiry from the
assessor.
55.2.5.
Any other relevant factor.
56.
The appellants responded on 2 March
2023. On the second issue, Adv Mojutu explained that they were
represented by Adv Phahlane
during the process of reconstruction of
the record. Adv Mojutu submitted that the course pursued
in this instance to
reconstruct the record, whereby counsel delivered
affidavits indicating that they could not assist with the
reconstruction of the
record, suffices. It can be assumed, it
was submitted, that counsel first consulted with her clients.
She would thus
have known if her clients were in possession of any
copy of the judgment. Counsel submitted further that he
could not
ascertain whether there was any assessor involved and
submitted that it was unlikely.
57.
The respondent confirmed that when
the reconstruction was conducted, the appellants were not present and
that the assessor was not
asked to assist. The respondent
stated that the reconstruction was conducted in open Court. The
respondent submitted
that given the delays to date, there would be no
purpose in referring the matter back to the Court a quo.
58.
These responses did not adequately
address the queries made. Moreover, certain of the responses
provided were inaccurate in
light of the information on record,
speculative or given without instructions. It is clear
from the affidavits of both
Adv Thenga and Adv Phahlane that there
was an assessor in the matter, Mr Rudolf. It is clear from all
the accounts of the
meeting of 10 April 2021 that the reconstruction
was conducted in chambers and not in open court. And it is
apparent from
the response of appellants’ counsel that he had
not taken instructions before providing his response.
59.
In view of the seriousness of the
potential repercussions of the appeal for the administration of
justice, and the divergent rights
and interests that the criminal
justice system must protect, the Court requested counsel to address
these matters further.
The further enquiry, sent in
April 2023, was formulated as follows:
1.
According to the affidavit of Mr Hitler Albert Thenga, at Record: Vol
2, p88 to 92, at para 4 (p89) there was
an assessor in the above
matter, being a Mr Rudolf. It appears from the record
that no enquiries were made of Mr Rudolf
whether he has any notes of
the evidence in the matter, of the judgment, of a copy of the
judgment or other recollection of the
matter. The parties’
representatives are requested to obtain the contact details of Mr
Rudolf and ascertain from him
whether he has any records from the
matter or recollection of the matters identified below.
2.
The appellants’ representative is requested to ascertain from
his clients whether either or both of the
appellants obtained a copy
of the judgment at the time of its delivery or at any time thereafter
and if so to supply it.
If not, to explain on what basis each
appellant prepared his grounds of appeal. In this regard, it is
noted that the response
to the previous enquiries is speculative and
not based on instructions.
3.
The parties’ representatives are requested to obtain
instructions from their clients or ascertain from
the previous legal
representatives or the complainants as to their recollections as to:
3.1. who testified on
behalf of the State (including any testimony from persons who
proffered affidavits in terms of
section 202
of the
Criminal
Procedure Act)
3.2. who
testified on
behalf of the appellants, and
3.3. to identify the
section 204
witness.
60.
Despite
follow-up, the appellants’ counsel responded only on 28 June
2023. Adv Mojutu then advised that the office of
Legal Aid
South Africa has sought to locate Mr Rudolf with no success.
This included a query through the office of the Registrar.
Adv
Mojutu confirmed that consultations have now ensued with the
appellants, who confirmed that they did not receive a copy of
the
judgment at any time and the applications for leave to appeal were
prepared from memory. The first appellant has no recollection
of who testified for the State or the accused. The second
appellant recalls only the complainant (reference in the singular).
He recalls that accused no 1 testified as did his cousin. He
does not know who the
section 204
witness is. Legal Aid
directed a further query to Adv (now Judge) Phahlane but received no
response.
61.
There has been
no response to the further queries from the respondent.
62.
Before
finalising this judgment, the appeal Court made a further enquiry,
this time of the presiding Judge (through the Judge President
of the
Gauteng Division) to ascertain whether he had any way of locating Mr
Rudolf and to remove any doubts regarding access to
a copy of or
notes of the judgments.
[25]
Shortly thereafter, the Judge President confirmed that the presiding
Judge had responded and advised that he had attempted
to locate Mr
Rudolf at the time but without success and he confirmed that he is
indeed unable to assist with any notes of the judgments.
Analysis
63.
The question that arises is whether
the incompleteness of the record and the apparent inability to
reconstruct the missing portions
or the judgments, means that the
appeal cannot be determined. This cannot be decided
abstractly but requires a consideration
of first, whether there is
sufficient information on record to determine each of the grounds of
appeal, and second, if not, what
the impact is on the convictions in
respect of the various counts.
64.
In
the present case, the grounds of appeal relied upon are asserted, in
the main, at a very high level of generality with the result
that not
all grounds are asserted with sufficient clarity and specificity
independently to ground an effective appeal.
[26]
We do not at this stage determine which grounds are (independently)
ineffective. However, save for the generalised
grounds of
appeal, an analysis of the grounds of appeal of both appellants in
respect of conviction, shows that – at least
centrally –
the grounds fall within three categories. In each
category there are more specific alleged errors.
65.
First, there is a challenge to
identification evidence. In this regard, the second appellant,
Mr Mmela, relies on the fact
that the complainants did not point him
out at the police station. Both appellants rely on the absence of a
pointing out during
an identification parade. The first
appellant, Mr Mashiloana also relies on the contention that the
complainants in the robbery
counts were not sure of the identity of
the second assailant save the
section 204
witness.
66.
Second, there
is a challenge to whether
the State
sufficiently proved the appellants’ active involvement in the
robbery and rape or dissociated from these activities.
In this
regard, the first appellant says that Ms M[...] did not attest that
he was actively involved, or aided or even advanced
the actions of
the perpetrators during the kidnapping and rape ordeal. He also
says that the complainants testified that
the
section 204
witness was
the person who shot at them as he was running away. The
second appellant relies on several factors in this
regard. He
says both the complainant’s confirmed that he intervened by
trying to stop the robbery when he saw accused
1 and accused 2
robbing the complainant. Further, he says Ms M[...] did
not testify that he was actively involved in
the kidnapping or raped
her. In the original grounds, he relies on the fact that Mr
Manyika testified that it was Mr Mashiloana
who shot at him when he
was running away and not Mr Mmela. In his supplemented grounds
he says that the complainants’
evidence was that the
section
204
witness shot at him as he was running away.
67.
Thirdly, there is a challenge to the
Court’s reliance on the testimony of a
section 204
witness,
whose identity has not been provided to the appeal Court.
This includes a complaint by both appellants that
they were convicted
on that witness’ sole and uncorroborated evidence. It
also includes a complaint that the evidence
was unsatisfactory and
the Court did not sufficiently caution itself on the dangers of the
evidence.
68.
Considered in context of what is
known about the trial and the evidence supplied, these central appeal
grounds are both narrow and,
in the nature of things, do not require
a full transcript of the record to determine. Indeed, some can
be determined even
on the information to hand. Others may well be
determinable with limited further information. Whether this
applies to all
grounds is, at this stage, unclear.
69.
As appears above the appeal Court
made certain enquiries to obtain further information, with limited
outcome. However, on
a careful consideration of the record to
hand and the grounds of appeal asserted, we remain unable
satisfactorily to assess whether
the appellants’ right to
appeal can be duly exercised and if not, whether that impacts upon
the entire trial or only certain
of the counts for which the
appellants were convicted. We are of the view that
further steps must be taken in
the reconstruction and reporting
process before this assessment can be duly made.
70.
Various
cases have addressed the process of reconstructing a record, where
necessary,
[27]
and the process
followed in this case is not precluded. The presiding Judge
was, moreover, faced with the unenviable task
of reconstructing a
record many years after the trial was finalised and was only alerted
to the appeal process at a late stage.
Importantly, however,
while it is not wholly clear, it seems unlikely that the portions of
the record that are in fact to hand
were available to those who
attended the meeting of 10 April 2021 in the chambers of the
presiding Judge. Furthermore, even
assuming at least Mr Mmela’s
initial application for leave to appeal was to hand, both
applications were thereafter materially
supplemented, as set out
above. What is thus clear is that the process of reconstruction
was not and (it appears) could not
have been focused on what might
reasonably be reconstructed for purposes of determining the appeal in
light of the issues to be
decided on appeal.
71.
Nevertheless,
in my view, given the nature of the offences, the grounds of appeal
and the parts of the record to hand, this is a
case where the
reconstruction process must ensue in open Court with a view to
collating as much information about the trial as
reasonably possible
having regard to the grounds of appeal and the parts of the record to
hand.
[28]
In
context of this case, the process needs to include all involved as
far as possible (including the assessor, the
accused, the
complainants, the prosecution services and investigators, and where
possible, witnesses).
[29]
Enquiries can also be addressed to the Legal Aid office itself.
The Legal Aid office instructed Adv Phahlane and would
likely have
archived the file which, in turn, may contain relevant documents, and
possibly a copy of or detailed or material notes
of the judgment.
72.
In context of this case, and even
assuming no participant has any relevant record or adequate notes,
the following enquiries can
helpfully be made and reported on:
72.1.
Who testified on behalf of the
State?
72.2.
Who was the
section 204
witness?
72.3.
Who testified on behalf of each of
the appellants? Did the appellants testify?
72.4.
Can the appeal Court accept that the
affidavits on record were admitted in terms of
section 212
of the
CPA? Which of the deponents thereto also furnished oral
testimony?
73.
Moreover,
a few directed enquiries of known witnesses may yield highly material
information, specifically Dr Kleynhans, Sgt Mabasa
and the
complainants, especially Ms M[...].
[30]
73.1.
An enquiry to Dr Kleynhans may yield
a copy of the J88 form he completed and which was meant to be
attached to his affidavit.
73.2.
An enquiry to Sgt Mabasa may reveal
whether he testified in accordance with the
section 212
affidavit,
and in doing so, whether he linked the DNA found in the vaginal swabs
to the appellants as suggested in the handwritten
notes?
73.3.
Ms M[...] may still be in possession
of material documents relating to the forensic evidence and the J88.
Assuming she testified
as foreshadowed, she may be able to confirm
what might otherwise be assumed that the version on the rapes Adv
Phahlane put to her
was substantially in accordance with the version
put to Mr Manyika (in other words that the appellants had consensual
sex with
her in the vehicle). Mr Manyika may also have records.
74.
I am satisfied that the provision of
limited further information about the trial that may well be elicited
would permit a fair and
sensible consideration of the appeal in a
manner that both protects the appellants’ fair trial rights and
ensures that the
administration of justice, the public interest and
the complainants’ interests are also protected. More
specifically,
it would enable a fair consideration of whether the
grounds or some of the grounds can be dealt with on the limited
evidence to
hand and in respect of at least certain counts including
the rape counts.
75.
I
am mindful that there has already been a substantial delay in
finalising this appeal This consideration must weigh heavily, not
least because – while most of the sentences have been served –
the appellants are still serving life sentences for
rape. I
am mindful too that, on the information to hand, the appellants are
not responsible for the absence of
a complete record nor for the fact
that their applications for leave to appeal were only heard in 2021,
with the real potential
to generate a miscarriage of justice.
[31]
There are, however, countervailing considerations. The further
enquiries required and information that is sought is
limited and
potentially highly material even on the incomplete record,
[32]
specifically to the rape convictions. Furthermore, the
appellants took three years to prosecute their appeals and indeed,
material grounds of the appeals were advanced only recently, in
November 2021. Moreover, the appellants have provided their
responses to the Court’s queries about who testified at trial
and the identity of the
section 204
witness in minimalist terms.
Finally, there is no reason why the appeal cannot be finalised in the
near future should all
parties co-operate to this end.
Provision is made in our order for an expedited re-enrolment
for further hearing.
76.
The following order is made:
76.1.
The appeal is postponed
sine
die
.
76.2.
The matter is remitted to the trial
Court to convene a hearing in open Court in order to take further
steps to reconstruct the record
and to prepare a more detailed report
on the trial process in accordance with this judgment.
76.3.
The appeal may thereafter be
re-enrolled for further hearing on an expedited basis before this
Court on request to the senior Judge
(Judge Molopa-Sethosa) and the
Deputy Judge President.
JUDGE SJ COWEN
I agree.
JUDGE LM MOLOPA-SETHOSA
I agree.
JUDGE J HOLLAND-MUTER
Appearances:
Appellants:
Adv JM Mojuto instructed by Legal Aid South Africa.
State:
Adv Lalane, Directorate of Public Prosecutions
[1]
Section 3
reads:
3
General prohibition in respect of firearms and muzzle loading
firearms
(1)
No person may possess a firearm unless he or she holds for that
firearm-
(a)
a
licence, permit or authorisation issued in terms of this Act; or
(b)
a
licence, permit, authorisation or registration certificate
contemplated in item 1, 2, 3, 4, 4A or 5 of Schedule
1.
(2)
No person may possess a muzzle loading firearm unless he or she has
been issued with the relevant competency certificate.
[2]
90
Prohibition of possession of ammunition
No
person may possess any ammunition unless he or she-
(a)
holds
a licence in respect of a firearm capable of discharging that
ammunition;
(b)
holds
a permit to possess ammunition;
(c)
holds
a dealer's licence, manufacturer's licence, gunsmith's licence,
import, export or in-transit permit or
transporter's permit issued
in terms of this Act; or
(d)
is
otherwise authorised to do so.
[3]
The
Criminal Law Amendment Act 105 of 1997
.
[4]
The
trial Court has a duty to keep a record of proceedings whether in
writing or mechanical or cause such record to be kept, in
terms of
section 76(3)(a) of the Criminal Procedure Act 51 of 1997 (CPA).
[5]
Section
35(3)(o).
[6]
Schoombee
and another v S
[2016]
ZACC 50
; 2017(5) BCLR 572 (CC); 2017(2) SACR 1 (CC) (
Schoombee
)
at para 3 (footnotes omitted). The Constitutional Court
followed
Schoombe
e
in
Phakane
v S
[2017] ZACC 44
;
2018 (1) SACR 300
(CC);
2018 (4) BCLR 438
(CC)
(
Phakane
).
[7]
S
v Chabedi
[2005]
ZASCA 5
; 2005(1) SACR 415 (SCA) (
Chabedi
).
[8]
The
evidence reveals the timing of the events to be around 01h00 on 24
December 2005.
[9]
The
fact that an assessor Mr Rudolf sat as an assessor in the trial
appears from two affidavits before the Court, from Adv Thenga
and
Adv Phahlane.
[10]
In this judgment, we
refer
to our sister Judge Phahlane as Adv Phahlane as this correctly
depicts her role in the trial.
[11]
According
to an unsigned affidavit from the Registrar of the Gauteng High
Court, Pretoria, the second appellant applied for leave
to appeal on
2 December 2010.
[12]
In the judgment granting condonation and leave to appeal, the
presiding Judge refers to both appellants’ applications of
2010.
According
to information contained in a complaint from the first appellant to
the Public Protector about delays in reconstructing
the record, he
applied for leave to appeal on 31 March 2011.
[13]
It
appears, however, that there was a short delay at this stage due to
the process required to ensure legal representatives instructed
by
Legal Aid received payment.
[14]
Only
the application of Mr Mmela is on record before us. However,
it is apparent from the record of the hearing of the application
for
leave to appeal and the judgment that both appellants applied for
condonation.
[15]
The
latter is a deponent to one of the section 212 affidavits, dealing
with DNA evidence. There is no suggestion that there
was no
proper warning of additional witnesses, each of whom appear to have
been included on an updated list.
[16]
Section
204 of the CPA which deals with incriminating evidence by a witness
for the prosecution.
[17]
The
witness is not listed on the witness list.
[18]
According
to Dr Kleynhans’ section 212 affidavit.
[19]
The following query was directed: In the main record, there is
only one application for leave to appeal, reflecting the
grounds of
appeal. This is for Mr Mmela (appellant 2, accused no 3 in the
court a quo) (See Vol 1 at pp 68-73). The
judgment in which
leave to appeal is granted refers to both appellants, including Mr
Mashiloane (appellant 1, accused no 2 in
the court a quo). A
further document dated December 2022 is found on caselines at 034-1
but it is not clear to whom it
relates. Clarity is requested
from both parties as to what documents may be referred to glean the
grounds of appeal for
the respective appellants.
[20]
The case referred to deals with the common purpose doctrine, invoked
at the trial. The paragraph reference is incorrect.
I was
unable to locate the extract cited.
The
Constitutional Court dealt with the doctrine of common purpose under
the Constitution in
S
v Thebus and another
2003(2) SACR 319 (CC). The law on common purpose is briefly
restated at paras 18 and 19.
[21]
‘It is well settled that the testimony of an accomplice
requires particular scrutiny because of the cumulative effect of
the
following factors. First, he is a self
-confessed
criminal. Secondly, various considerations may lead him
falsely to implicate the accused, for example, a desire
to shield a
culprit or, particular where he has not been sentenced, the hope of
clemency. Third, by reason of his inside
knowledge, he has a
deceptive facility for convicting description - his only fiction
being the substitution of the accused for
the culprit.’
Though not referred to by the appellant, the then AD in
Hlapezula
then proceeds to detail the cautionary approach to dealing with
accomplice evidence.
## [22]Adv
Mojutu relied onGora
and Another v S [2009] ZAWCHC 145; 2010 (1) SACR 159 (WCC) andDavids
v S[2013]
ZAWCHC 72 (Davids)
at para 13.
[22]
Adv
Mojutu relied on
Gora
and Another v S [2009] ZAWCHC 145; 2010 (1) SACR 159 (WCC) and
Davids
v S
[2013]
ZAWCHC 72 (
Davids
)
at para 13.
## [23]Relying
onPhakane,
supra n6.InPhakane(paras 38 and 39), the Constitutional Court followedSchoombeeandChabedi,
referred to above at n6 and n7, dealing with the question when it
can be said that an incomplete record will result in the
infringement of an accused’s right to a fair trial. The
Constitutional Court concluded that the conviction in question
must
be set aside in circumstances where the issues on appeal could not
be determined on the incomplete record. In that case,
the incomplete
record was held to prejudice the fair trial right specifically the
right to appeal and the Court ordered that
the appellant be
immediately released from prison.
[23]
Relying
on
Phakane
,
supra n6.
In
Phakane
(paras 38 and 39), the Constitutional Court followed
Schoombee
and
Chabedi
,
referred to above at n6 and n7, dealing with the question when it
can be said that an incomplete record will result in the
infringement of an accused’s right to a fair trial. The
Constitutional Court concluded that the conviction in question
must
be set aside in circumstances where the issues on appeal could not
be determined on the incomplete record. In that case,
the incomplete
record was held to prejudice the fair trial right specifically the
right to appeal and the Court ordered that
the appellant be
immediately released from prison.
[24]
Supra n 6 at
para
38.
[25]
In
this regard, the report of the presiding Judge stated he had no
notes, but it was not wholly clear whether this extended to
the
judgments.
[26]
Tyhala
v S
[2021] ZAECGHC 119 at para 7 and 10. See too:
S
v Horne
1971(1)
SA 630 (C);
S
v Swanepoel
1971(3) SA 299 (E);
Songono
v Minister of Law and Order
1996(4) at 385C-E.
[27]
See eg the cases referred to in
Schoombee,
supra
n 6. Counsel referred to others.
## [28]In
order to give effect to the right to a public trial and to ensure
accountability for the complainants and the public more generally.S
vZenzile[2009] ZAWCHC 59.
[28]
In
order to give effect to the right to a public trial and to ensure
accountability for the complainants and the public more generally.
S
v
Zenzile
[2009] ZAWCHC 59.
[29]
While
they may now be outdated, various addresses and other details are on
record.
[30]
The
witnesses and the appellants would have to confirm what is elicited
on oath.
[31]
Cf
Davids
supra n21.
[32]
Cf
Phakane
supra n6.
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