Case Law[2023] ZAGPPHC 721South Africa
Benfield v Health Professions Council of South Africa and Others (58064/17) [2023] ZAGPPHC 721 (21 August 2023)
High Court of South Africa (Gauteng Division, Pretoria)
21 August 2023
Headnotes
Summary:
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## Benfield v Health Professions Council of South Africa and Others (58064/17) [2023] ZAGPPHC 721 (21 August 2023)
Benfield v Health Professions Council of South Africa and Others (58064/17) [2023] ZAGPPHC 721 (21 August 2023)
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sino date 21 August 2023
IN THE HIGH COURT
OF SOUTH AFRICA
(GAUTENG DIVISION,
PRETORIA)
Case No. 58064/17
(1) REPORTABLE:
NO
(2) OF INTEREST TO
OTHER JUDGES: YES/
NO
(3) REVISED
NO
DATE: 21 August
2023
SIGNATURE:
In the matter between:
BENFIELD, J
APPLICANT
And
HEALTH PROFESSIONS
COUNCIL OF SOUTH AFRICA
FIRST RESPONDENT
DR L N BOMELA
SECOND RESPONDENT
DR K S BILA
THIRD RESPONDENT
DR P MPANZA
FOURTH RESPONDENT
THE ROAD ACCIDENT
FUND
FIFTH RESPONDENT
________________________________________________________________________
Coram:
Millar J
Heard on:
27
July 2023
Delivered:
21 August
2023 - This judgment was handed down electronically by
circulation to the parties' representatives by
email, by being
uploaded to the
CaseLines
system of the GD and
by release to SAFLII. The date and time for hand-down is deemed
to be 10H00 on 21 August 2023.
Summary:
Application for
review of HPCSA Tribunal finding that applicant’s injuries do
not qualify for non-patrimonial damages
– decision reviewable
under PAJA – absence of full record making it impossible to
ascertain fairness of procedure
followed - relevant medical
opinion mis-recorded and disregarded – decision reviewed and
set aside and matter remitted
back to newly constituted
Tribunal to consider afresh.
JUDGMENT
MILLAR J
[1]
This is an application
for the review of a decision by the Tribunal of the Health
Professions Council (HPCSA Tribunal) in terms of
which it found that
the injuries sustained by the applicant in a motor vehicle collision
on 4 June 2014 were not “serious”.
[2]
The consequence of this
finding is that the applicant does not qualify for non-patrimonial
damages – general damages for pain and
suffering, disfigurement,
disablement and loss of amenities of life.
[3]
The
application for review is brought in terms of the Promotion of
Administrative Justice Act (PAJA).
[1]
The application was not brought timeously and so I am also required
to adjudicate an application for condonation. There
was also an
application brought by the respondents for the late filing of their
answering affidavit. This latter application was
not opposed and
since the matter was ripe for hearing before me the condonation was
granted, and the hearing proceeded.
BACKGROUND
[4]
The
applicant submitted a claim to the 5
th
respondent, the Road Accident Fund (RAF). The submission of
such a claim entails compliance with the Road Accident Fund Act
[2]
.
This required the applicant to
inter
alia
submit a RAF1 claim form to which is attached a medical report as
well as various other peremptory documents. The applicant
complied sufficiently with his obligations in terms of the Act and on
5 September 2019, some 5 years after the injuries were suffered,
the
RAF accepted liability.
[5]
The damages claimed
fell under two categories – special damages for actual patrimonial
loss and general damages for non-patrimonial
loss. The claim
for special damages is not in issue here.
[6]
In
order to prosecute a claim for non-patrimonial damages against the
RAF, it was necessary for the applicant to comply with Regulation
3
of the Regulations
[3]
promulgated in terms of the Act.
[7]
In particular,
Regulation 3(3)(a) provides that:
“
A
third party whose injury has been assessed in terms of these
Regulations shall obtain from the medical practitioner concerned a
serious injury assessment report.”
[8]
The applicant submitted
a RAF4 report form completed by Dr. Birrell an Orthopaedic Surgeon on
30 August 2017. In that RAF4,
Dr. Birrell, after having
reviewed all the medical records relating to all the injuries
sustained by the applicant, came to the conclusion
that the injuries
suffered by the applicant were indeed “
serious
”
in terms of paragraph 5.1 of the narrative test. Besides referring in
his assessment to his detailed medico legal report he also
noted his
finding “
due to
neck surgery
.”
This conclusion was also reached by Dr. J Du Plessis, a Neurosurgeon,
who also reviewed all the medical records, including the
report of
Dr. Birrell and also examined the applicant. In this regard Dr Du
Plessis recorded in his medico legal report that “
I
concur with Dr Birrell’s narrative test
.”
[9]
Notwithstanding that
the RAF4 report form of Dr. Birrell had been furnished to the RAF in
2017 it only conveyed its decision to reject
the applicant’s claim
for non-patrimonial damages on 9 September 2019 being the day of the
trial and on which, it had conceded
liability.
[10]
Unfortunately,
besides notifying the applicant that it was rejecting his claim for
non-patrimonial damages, no formal notice was ever
given and no
reasons proferred for the rejection.
[4]
It was in its terms by all accounts a “blanket” rejection.
[11]
An appeal was lodged by
the applicant to the HPCSA Tribunal in terms of Regulation 3(4) on 19
September 2019. Somewhat
inexplicably, it took until 20
January 2021, 16 months, before the applicant was notified that the
2
nd
to 4
th
respondents (the actual HPSCA Tribunal for the applicant’s matter)
had been appointed to determine the appeal.
[12]
The record shows that
on 24 December 2020, the agenda together with all the “meeting
files” were sent to the members of the tribunal.
A link was also
sent for the virtual meeting to be held on 30 January 2021.
[13]
On 30 January 2021, the
HPCSA Tribunal considered the present matter and 20 others and came
to the conclusion, in respect of the applicant,
in finding that the
injuries suffered by the applicant in the collision were
“
non-serious
”.
The consequence of this finding and of this decision, was to non-suit
the applicant in his claim for non-patrimonial damages.
The
decision was communicated to the applicant on 2 February 2021
together with notification that if reasons were requested these
should be requested within 90 days. These were requested and were
furnished on 5 May 2021.
REVIEW
UNDER PAJA
[14]
It
is accepted that a decision on whether or not an injury is “serious”
is an administrative act falling under the PAJA. In
Road
Accident Fund v Duma and Three Similar Cases
[5]
it
was held:
“
In
accordance with the model that the Legislature chose to adopt, the
decision whether or not the injury of a third party is serious
enough
to meet the threshold requirement for an award of general damages was
conferred on the Fund and not on the Court. That
much appears
from the stipulation in regulation 3(3)(C ) that the Fund shall only
be obliged to pay general damages if the Fund and
not the Court is
satisfied that the injury has correctly been assessed in accordance
with the RAF 4 form as serious.”
[15]
It bears mentioning
that at the time of the decision in
Road
Accident Fund v Duma and Three Similar Cases
that
the Regulations did not prescribe a time period within which a
decision had to be made in regard to whether or not liability
for
non-patrimonial damages would be accepted or not. It was only
on 15 May 2013 that Regulation 3(3)(dA) came into effect
and provided
that a decision should be made within 90 days of the submission of
the RAF4 serious injury report.
[16]
In the present matter,
the decision to reject the applicant’s claim for non-patrimonial
damages was taken some 600 days after it
should have been taken.
There is no explanation before the court for this and similarly, no
explanation for the 16-month
delay between the submission of the
appeal and its hearing.
CONDONATION FOR LATE
FILING UNDER PAJA
[17]
What is clear in this
matter is that there have been a number of periods of inordinate
delay on the part of the RAF and the HPCSA
Tribunal for which there
is no explanation. It is against this background that the HPCSA
Tribunal, in the present proceedings,
has taken issue with the fact
that the applicant’s application for review was delivered outside
the period provided for in PAJA.
[18]
Section
7 of PAJA provides that review proceedings must be instituted
“
without
unreasonable delay and not later than 180 days
”
after the reasons for the decision are made known.
[6]
[19]
It
was held in
Opposition
to Urban Tolling Alliance v South African Roads Agency
[7]
that:
“
[26]
At common law, application of the undue delay rule required a
two-stage enquiry. First, whether
there was an unreasonable
delay and, second, if so, whether the delay should in all the
circumstances be condoned (see e.g. Associated
Institutions Pension
Fund and Others v Van Zyl and others
2005 (2) SA 302
(SCA) at
paragraph 47 [also reported at
[2004] 4 ALL SA 133
(SCA) – Ed]).
Up to a point, I think, section 7(1) of PAJA requires the same
two-stage approach. The difference lies,
as I see it, in the
Legislature’s determination of a delay exceeding 180 days as per se
unreasonable. Before the effluxion
of 180 days, the first
enquiry in applying section 7(1) is still whether the delay (if any)
was unreasonable. But the 180-day
period the issue of
unreasonableness is pre-determined by the Legislature, it is
unreasonable per se.
It
follows that the court is only empowered to entertain the review
application if the interest of justice dictates an extension
in
terms of section 9. Absent such extension the court has no
authority to entertain the review application at all. Whether
or not the decision was unlawful no longer matters. The
decision has been “validated” by the delay
(see e.g. Associated Institutions Pension Fund (supra) at paragraph
46). That of course does not mean that, after the 180-day
period, an enquiry into the reasonableness of the applicant’s
conduct becomes entirely irrelevant. Whether or not the delay
was unreasonable and, if so, the extent of that unreasonableness is
still a factor to be taken into account in determining whether
an
extension should be granted or not (see eg Camps Bay Ratepayers’
and Residents’ Association v Harrison
[2010] 2 ALL SA 519
(SCA) at
paragraph 54).”
[20]
In
the present matter, since the delay in bringing the application was
outside the 180-day period, whether the period is to be extended
(condoned) in terms of Section 9(1)(b) or 9(2) of PAJA will depend on
the facts of the specific case.
[8]
[21]
In
Van
Wyk v Unitas Hospital
and
Another
[9]
it was held:
“
This
court has held that the standard for considering an application for
condonation is the interests of justice. Whether it
is in the
interests of justice to grant condonation depends on the facts and
circumstances of each case. Factors that are relevant
to this
enquiry include but are not limited to the nature of the relief
sought, the extent and cause of the delay, the effect of
the delay on
the administration of justice and other litigants, the reasonableness
of the explanation for the delay, the importance
of the issue to be
raised in the intended appeal and the prospects of success.”
[22]
Insofar
as the reason for the 18-day
[10]
delay is concerned, this was accepted by the applicant’s attorney
of record as having been an error on her part. She did
not try
to justify the error and accepted, forthrightly, and as a
professional person should, her responsibility for the cause of
the
delay.
[23]
I am not persuaded that
an 18-day delay is of any moment – it is in my view, having regard
to the extended period of disregard by,
firstly the RAF in failing to
take a decision within 120 days and secondly, the HPSCA Tribunal
taking some 16 months to convene a
hearing for the appeal,
inconsequential.
[24]
I
was not directed to any prejudicial consequence either to the
respondents or in respect of the administration of justice in
consequence
of the 18-day delay. While there are instances
where a litigant should stand or fall by the neglectful conduct of
their representative,
this is certainly not one of those
instances.
[11]
[25]
While I find that the
explanation for the 18-day delay is reasonable and acceptable and
that there is no prejudice in consequence
thereof, these are not the
only aspects to be considered.
[26]
Insofar
as the importance of the matter is concerned, it certainly is insofar
as the applicant
[12]
is concerned, as it affects the exercise of his right to compensation
for non-patrimonial damages. Insofar as the RAF is concerned,
it is equally, in my view, important to it in view of its statutory
object to
ensure,
“
the
payment of compensation”
in accordance with the Act.
[13]
[27]
The final consideration
insofar as the application for condonation is concerned, is the
prospects of success and I now turn to this.
THE
GROUNDS OF REVIEW
[28]
The applicant sought to
review the decision on 2 grounds:
[24.1]
Firstly, that relevant considerations were not taken into account and
irrelevant
considerations were taken into account;
[14]
and
[24.2]
Secondly, that the decision was irrational.
[15]
[29]
Insofar as the first
ground is concerned, it was argued for the applicant that besides the
medical reports that were submitted to
the HPCSA Tribunal, they were
also informed that the RAF had had the applicant examined by a number
of medical experts whose reports
had not been made available.
[30]
In this regard, they
pointed specifically to the examination of the applicant by Dr.
Mkhonza (a Neurosurgeon), Dr. Matsape (an Occupational
Therapist) and
Ms. M Du Plessis (an Industrial Psychologist).
[31]
It was argued that
notwithstanding that the Tribunal had been made aware of the fact
that the applicant had been examined by these
experts and the reports
had not been placed before it, it had proceeded to decide the matter
ostensibly on the basis that the record
before it was incomplete and
that no regard had been had to the medical opinions of those experts.
[32]
Unfortunately, it was
never asserted that the reports concerned existed or for that matter
were ever placed in possession of the HPCSA
Tribunal. While
there may well have been examinations, it is unknown whether the
professionals concerned ever prepared reports
or furnished them to
the RAF.
[33]
For “relevant
considerations” being medical reports which should have been taken
into account in the present matter, it was for
the applicant to
demonstrate that the reports existed and were available to the HPCSA
Tribunal. The applicant has failed to
do this, and for this
reason I am not persuaded that this ground of review is meritorious.
[34]
The second ground of
review is that the decision taken was irrational – in that the
decision taken was not rationally connected
to the information before
the HPCSA Tribunal or the reasons given for the decision by it.
[35]
Since
the decision of Dr. Birrell in finding that the applicant qualified
for non-patrimonial damages on the basis of the narrative
test, was a
value judgment, the HPCSA Tribunal, consisting also of specialist
medical practitioners, is empowered in terms of the
Regulations
[16]
to substitute its finding for his.
[36]
In
this regard, in
Brown
v Health Professions Council of South Africa and Others
[17]
it was held:
“
It
bears repeating that the impugned decision was taken by a panel of
medical experts who considered all the medical reports before
them,
at least half of which supported the decision they ultimately took.
The decision was, in so (sic) small part, a value
judgment and it is
quite conceivable that even had there been no countervailing medical
opinions the Tribunal could justifiably have
arrived at a different
conclusion to that of the experts . . . “
“
These
comments must not, however, be understood as suggesting that
decisions of the Tribunal in similar matters are sacrosanct or
immune
to review. Whether such decisions are sound, however, will
depend in each case on the particular circumstances.
There
will, no doubt, be cases where the conclusion whether to intervene is
much more difficult to make particularly given the inherent
imprecision of the concept of a ‘serious injury’”.
[37]
Having found the
injuries suffered by the applicant to be “non-serious”, the HPCSA
Tribunal record was the following:
“
Mr
Benfield who is 56 years old was an MVA victim as a driver.
He sustained a cervical spine soft tissue injury.
Just a
month after the injury, was done a cervical fusion. He ha
managed to return to his pre injury job and resigned
for
non-accident related issues. Was seen by Drs Matekane and
Tony Birrel, the latter qualified him under 5.1 Radiologically,
has spondylosis plus fusion MY IMPRESSION; NOT SERIOUS
Dr Mpanza
56 years old male
involved in a PVA in 2014
Sustained: Neck
injury, right shoulder injury
Consulted a month
after the accident and was done an operatio- ACDF,
Complains: Neck
pain, Right hip pain, mood changes
He returned to work
after the accident and he resigned after that.
Dr Birell (ortho) –
X rays – showed degenerative changes. WPI of 9% and qualifies
client under 5.1.
Dr Du Plessis
(neuro) – denies having neck pain, probably had degenerative
disc disease before the accident. No neurological
deficits
noted.
Dr Matekane (ortho)
– prognosis is fair, injuries were STI, WPI is 3% does not
qualify client.
CP – no
neurocognitive deficits
Opinion:
NON-SERIOUS injury
In
JANUARY
2021,
the
Appeal Tribunal
RESOLVED
that: 56
year old in MVA in 2014
Injuries:
·
Cervical spine
soft tissue injury
·
Chest wall
contusion
Initially admitted
and discharged same day. Readmitted 1 month later and ACDF
C5-C7 done.
Outcome:
·
Complaining of
neck pain and stiffness
·
Decreased ROM
cervical spine.
·
X-rays:
Prosthesis C5-7. Spondylosis C5-7 with degenerative changes
·
Ortho- Dr Birrell
qualifies claimant (2 level neck fusion). Dr Matekane notes
no future surgery foreseen.
·
Neurosurgeon –
Cervical spine soft tissue injury, osteoarthritis right C5-6
paravertebral joint with stenosis (Dr du Plessis,
who does not
qualify claimant).
·
Clinical
psychologists: depression and anxiety.
Opinion: NON
SERIOUS INJURY – No neurological deficits
Tribunal Finding:
-
NON SERIOUS
INJURY
·
No neurological
deficits.
·
No decreased
function and returned to his pre-accident function
Spondylosis is age
related”
[38]
A number of features
stand out when consideration is given to the reasons of the HPCSA
Tribunal. Firstly, the Tribunal incorrectly
recorded that Dr.
Du Plessis (the Neurosurgeon) who had examined the applicant, did not
agree with and did not support the finding
by Dr. Birrell, that the
applicant’s injuries qualified as “serious”. This to my
mind arises in consequence of a failure
on the part of the HPCSA
Tribunal to properly consider the report of Dr. Du Plessis.
Additionally, the opinion of Dr Birrell is inexplicably
disregarded
in favour of that of Dr Matekane but there is no apparent basis for
doing so.
[39]
The waters are muddied
further by the notation on the record of the decision “
my
impression – not serious
”.
This notation is in the singular and appears at the beginning of the
record the decision of the Tribunal.
[40]
Another aspect arose
during the course of the hearing of this matter, in regard to whether
or not the Tribunal members had properly
considered the entirety of
the records before them. In the present matter, the medical
records submitted with the appeal numbered
some 390 pages.
[41]
From the record of
events on 30 January 2021, it appears that the same Tribunal
considered the appeals of 21 persons. On consideration
of what
was before the court, I requested counsel for the HPCSA Tribunal, to
ascertain to whether there was a verbatim transcript
of proceedings
during the Tribunal’s sitting. I was informed from the bar
that the meeting had been conducted virtually and
that the recording
was no longer available. I then also requested that the court
be furnished with an indication of the page
count in respect of the
records considered in each of the other 20 matters. I was informed
from the bar that this information would
be furnished within a week.
It has never been furnished.
[42]
On consideration of the
matter as a whole, I am not persuaded that the HPCSA Tribunal gave
proper attention to the records before
it in respect of the
applicant. The reasons for this are twofold – firstly that having
regard to non-availability of the transcript,
the volume of the
material to be considered and the record of the decision, there is no
means to determine what procedure was followed
in arriving at the
decision.
[43]
While
PAJA recognizes that “
a
fair administrative procedure depends upon the circumstances of each
case
”
[18]
,
in order to find that the procedure was fair it is necessary to know
what it was. The unavailability of the record of the hearing
at which
the discussion of the matter took place and the failure to provide
the further information sought makes it all but impossible
to know if
the procedure was fair or not. The summary of what was considered,
and the findings are certainly not indicative of a
proper
consideration or discussion of the matter before arriving at a
decision.
[44]
Secondly, in the
absence of the full record, the reasons given do not bear any
rational connection between, in particular, the reports
of Dr.
Birrell and Dr. Du Plessis and the decision made by the Tribunal. The
failure to record Dr. Du Plessis opinion of the seriousness
of the
applicant’s injury is inexplicable. The notation on the record, to
which I have referred to above, is particularly problematic
and in
its terms, indicative, in my view of the decision having been made by
a single member of the Tribunal. The likelihood of all
three members
making precisely the same error in respect of the same report can be
safely discounted.
[45]
In regard to the second
ground of review, I find that that there is no rational connection
between what was before it and the decision
of the Tribunal and I
find this ground of review meritorious.
[46]
Having found that one
of the grounds of review are meritorious, it follows that condonation
ought also to be granted.
[47]
When the application
for review was initially brought, it was brought on the basis that
this court should substitute the finding of
the HPCSA Tribunal with a
finding that the applicant’s injuries are “serious”.
During the course of the argument,
counsel for the applicant
conceded, quite correctly in my view, that the appropriate remedy
(were the review to succeed) was for
the matter to be remitted back
to the HPCSA for the constitution of a new Tribunal to consider the
matter afresh. I intend
to make an order in these terms.
COSTS
[48]
In terms of Regulation
3(14), the RAF is liable to bear the costs of the HPCSA Tribunal. The
RAF, however, took no part in the proceedings
and for that reason I
intend to order that the HPCSA and RAF are jointly and severally
liable for the costs. The applicant argued
that the engagement of two
counsel in the matter was warranted given its importance to the
applicant. On consideration of the matter
as a whole, I am persuaded
that the engagement by the applicant of two counsel was a wise and
reasonable precaution and hence the
order that I make.
ORDER
[49]
In the circumstances I make the following
order:
[44.1] The first to
fourth respondents’ application for condonation for the late filing
of their answering affidavit
in the main application, is hereby
granted.
[44.2] The 180-day
period referred to in
section 7
of the
Promotion of Administrative
Justice Act, 3 of 2000
, is in terms of
section 9
extended for a
period of 11 days to 20 December 2021.
[44.3] The decision
of the Road Accident Fund Appeal Tribunal (as constituted by the
second to fourth respondents)
on 20 January 2021, that the
applicants’ injuries do not qualify as “serious” is hereby
reviewed and set aside.
[44.4] The matter is
remitted back for reconsideration in terms of the Regulations before
a newly constituted Tribunal.
[44.5] The first and
fifth respondents, jointly and severally, the one paying the other to
be absolved, pay the
costs of the application for review, including
the costs of the application for condonation. Such costs are also to
include the costs
of two counsel, where so engaged.
A MILLAR
JUDGE
OF THE HIGH COURT
GAUTENG DIVISION, PRETORIA
HEARD ON:
27 JULY 2023
JUDGMENT DELIVERED ON:
21 AUGUST 2023
COUNSEL FOR THE APPLICANT:
ADV. J WILLIAMS SC
ADV. Z MARX DU
PLESSIS
INSTRUCTED BY:
MARAIS BASSON INC
REFERENCE:
MS S VAN STADEN
COUNSEL FOR THE 1
st
,
2
nd
, 3
rd
and 4
th
RESPONDENTS:
ADV. D THUMBATHI
INSTRUCTED BY:
VAN GREUNEN & ASSOCIATES INC
REFERENCE:
MR. S VAN DEN HEEVER
NO
APPEARANCE FOR 5
th
RESPONDENT
[1]
3
of 2000.
[2]
56
of 1996 (as amended).
[3]
GN
R770 of 2008 which came into effect on 1 August 2008.
[4]
See
Regulation 3(3)(d)(i) which provides that “
If
the Fund or an agent is not satisfied that the injury has been
correctly assessed, the Fund or agent must: (i) reject the serious
injury assessment report and furnish the third party with reasons
for the rejection;”
[5]
2013
(6) SA 9
(SCA) at para [19].
[6]
Section
7(1)(b).
[7]
2013
JDR 2297 (SCA) at para [26].
[8]
Camps
Bay Ratepayers and Residents Association and Another v Harrison and
Another
2011 (4) SA 42
(CC) at para [57].
[9]
[2007] ZACC 24
;
2008
(2) SA 472
(CC) at para
[20]
;
Pricewaterhouse
Coopers Inc v Van Vollenhoven N.O
2009 JDR 1307 (SCA) at para [6]; see also
Buffalo
City Metropolitan Municipality v Asla Construction (Pty) Ltd
2019
(4) SA 331 (CC)
[10]
The
applicant contended the delay was 11 days and the respondents 18
days. The difference is not material and so for purposes of
this
judgment I accept that the delay was 18 days.
[11]
See
for instance
Saloojee
and Another, NNO v Minister of Community Development
1965 (2) SA 135
(A) – distinguishable from the present matter
because of the period of the delay in the present matter.
[12]
In
Pithey
v Road Accident Fund
2014 (4) SA 112
(SCA) at para [18] it was held that
:”…It
has long been recognised in judgments of this and other courts that
the Act and its predecessors represent ‘social legislation’
aimed at the widest possible protection and compensation against
loss and damages for the negligent driving of a motor vehicle.”
[13]
Section
3 of the RAF Act.
[14]
Section
6(2)(e)(iii) of PAJA.
[15]
Section
6(2)(f)(ii)(cc) and (dd) of PAJA.
[16]
In
terms of Regulation 3(11)(h) which empowers the Tribunal to “
Confirm
the assessment of the medical practitioner or substitute its own
assessment for the disputed assessment performed by the
medical
practitioner, if the majority of the members of the appeal tribunal
consider it is appropriate to substitute.”
[17]
2015
JDR 2562 (WCC) at para [48].
[18]
Section
2(a) of PAJA.
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