Case Law[2022] ZAGPPHC 208South Africa
Trustees for the time being of Groundwork Trust and Another v Minister of Environmental Affairs and Others (39724/2019) [2022] ZAGPPHC 208 (18 March 2022)
High Court of South Africa (Gauteng Division, Pretoria)
18 March 2022
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## Trustees for the time being of Groundwork Trust and Another v Minister of Environmental Affairs and Others (39724/2019) [2022] ZAGPPHC 208 (18 March 2022)
Trustees for the time being of Groundwork Trust and Another v Minister of Environmental Affairs and Others (39724/2019) [2022] ZAGPPHC 208 (18 March 2022)
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sino date 18 March 2022
REPUBLIC OF
SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
(GAUTENG
DIVISION PRETORIA)
(1)
REPORTABLE: NO
(2)
OF INTEREST TO OTHER JUDGES: NO
(3)
REVISED
18
March 2022
CASE NO:
39724/2019
In
the matter between:
THE
TRUSTEES FOR THE TIME BEING OF
GROUNDWORK
TRUST
First Applicant
VUKANI
ENVIRONMENTAL JUSTICE ALLIANCE
MOVEMENT
IN
ACTION
Second Applicant
and
THE
MINISTER OF ENVIRONMENTAL AFFAIRS
First Respondent
NATIONAL
AIR QUALITY
OFFICER
Second Respondent
THE
PRESIDENT OF THE REPUBLIC OF
SOUTH
AFRICA
Third Respondent
MEMBER OF THE EXECUTIVE
COUNCIL FOR
AGRICULTURE, RURAL
DEVELOPMENT, LAND
AND ENVIRONMENTAL AFFAIRS
GAUTENG
PROVINCE
Fourth Respondent
MEMBER OF THE EXECUTIVE
COUNCIL FOR
AGRICULTURE, RURAL
DEVELOPMENT, LAND
AND ENVIRONMENTAL AFFAIRS
MPUMALANGA
PROVINCE
Fifth Respondent
and
THE
UNITED NATIONS SPECIAL RAPPORTEUR ON
Amicus Curiae
HUMAN
RIGHTS AND THE ENVIRONMENT
This judgment is issued by the
Judge whose name is reflected herein and is submitted electronically
to the parties/their legal representatives
by email. The judgment is
further uploaded to the electronic file of this matter on Caselines
by the Judge or his/her secretary.
The date of this judgment is
deemed to be 18 March 2022.
JUDGMENT
COLLIS
J
INTRODUCTION
“
Air
pollution knows no boundary and has potential to affect everyone, but
it can affect us differently…children [the] elderly and
those with
respiratory diseases such as asthma, are the most vulnerable to air
pollution…. The most vulnerable groups…[tend]
to lose if air
pollution levels are not properly managed.”
[1]
[1]
This is an opposed application launched on
7 June 2019. In this application, the applicant seeks declaratory and
mandatory relief
concerning the extent of government’s obligations
regarding air pollution in the Highveld Priority area.
[2]
On
5 November 2020, and by consent of the parties the Special Rapporteur
was admitted in these proceedings as
amicus
curiae
.
[2]
Our courts have repeatedly recognised the important role of
amicus
curiae
in court proceedings
.
This
is due to an acknowledgment that constitutional issues usually have
an impact beyond the litigants before the courts – as is
evident in
this case. In
Koyabe
,
the Constitutional Court stated that:
“
Amici
curiae have made and continue to make an invaluable contribution to
this Court’s jurisprudence. Most, if not all constitutional
matters
present issues, the resolution of which will invariably have an
impact beyond the parties directly litigating before the
Court.
Constitutional litigation by its very nature requires the
determination of issues squarely in the public interest, and in
so
far as amici introduce additional, new and relevant perspectives,
leading to more nuanced judicial decisions, their participation
in
litigation is to be welcomed and encouraged
.”
[3]
[3]
The
role
of
an amicus is to “
draw
the attention of the Court to relevant matters of law and fact to
which attention would not otherwise be drawn
.”
[4]
An amicus is not simply limited to making legal submissions. In
Children’s
Institute
,
the Constitutional Court continued to say that:
“
In
public interest matters, like the present, allowing an amicus to
adduce evidence best promotes the spirit, purport and objects
of the
Bill of Rights. Therefore, the correct interpretation of Rule 16A
must be one that allows courts to consider evidence from
amici where
to do so would promote the interests of justice
.”
[5]
[4]
It is in the interest of justice to
consider the submissions made by the Special Rapporteur as these
submissions are relevant to the
main application. In addition, the
possible ramifications of the relief sought by the applicants are of
public importance and it
is imperative that this Court considers all
available evidence and all relevant arguments.
[5]
In the present matter the Special
Rapporteur’s evidence further provides a base for its legal
submissions. The evidence is not controversial
and is not in dispute.
[6]
The legal submissions made by the Special
Rapporteur relate to aspects of international
law
which this Court is enjoined by section 39 of the Constitution to
take into consideration. This Court may benefit from the
comparative foreign jurisprudence, where courts in other
jurisdictions have had to determine similar issues which this Court
is required
to decide.
[7]
It is on
this
basis that this Court will consider the evidence and submissions of
the Special Rapporteur.
[8]
The
present matter concerns the rights enshrined in section 24(a) of the
Constitution,
[6]
specifically the right to an environment that is not harmful to
health or well-being and the Air Quality Act.
[7]
[9]
Poor air quality falls disproportionately
on the shoulders of marginalised and vulnerable communities who bear
the burden of disease
caused by air pollution.
[10]
Now it is so that not all air pollution
violates the right to a healthy environment. However, if air quality
fails to meet the National
Ambient Air Quality Standards (“National
Standards”), it is a
prima facie
violation of the right. When the
failure to meet air quality standards persists over a long period of
time, there is a greater likelihood
that the health, well-being, and
human rights of the people subjected to that air is being threatened
and infringed upon.
ISSUES FOR DETERMINATION
[11]
As
per the Joint Practice Note, the parties tabulated the issues that
this court was called upon to determine to be the following:
[8]
11.1
The first issue to be decided upon as per
the applicants, is whether there has been a breach of section 24(a)
of our Constitution.
11.2
In this regard the respondents contend that
this includes consideration of the following questions:
11.2.1
Whether the applicants can rely, for
their cause of action, directly on
section 24(a) of the Constitution in view of the Principle of
Subsidiarity;
11.2.2
If so, whether in law a mere state of
affairs, without relying on positive or negative conduct on the part
of the First and Second
Respondent, can constitute a breach of the
right in section 24(a) of the Constitution, or whether in law some
conduct is required
which is in conflict with the correlative
obligations of such right;
11.2.3
If so, whether in law the right in section
24(a) of the Constitution is of such a nature that it is immediately
realisable or progressively
realisable;
11.2.4
If so, whether in law the right in section
24(a) of the Constitution is qualified, either by its context in
section 24(a) thereof
and/ or by the other fundamental rights in the
Bill of Rights and/ or by the suite of Environmental Legislation
enacted to give effect
to section 24 thereof;
11.3
The second issue this court was called upon
to determined, concerns the proper interpretation of section 20 of
the Air Quality Act.
It is whether section 20 provides for
discretionary power to make regulations or whether it provides for an
obligation or duty to
do so as per paragraph 2 of the Notice of
Motion.
COMMON CAUSE FACTS BETWEEN THE
PARTIES
[12]
The following
are
the common cause facts between the parties with reference to the
affidavits filed before this court:
12.1
The Minister
admits
in her Answering affidavit that the high levels of
ambient air pollution in the Highveld Priority Area are, is in
general, harmful
to human health and wellbeing. In this regard
the Minister states that:
“
[T]he
ongoing state of affairs regarding the unacceptable levels of air
pollution in the Highveld Priority Area and the potentially
adverse
impact thereof, not only on the health or wellbeing of individuals
but also on the environment falls within the domain of
my political
and legal responsibility as Minister.
”
[9]
In the same
affidavit she
states
further
that:
“
I
am aware of the unacceptable high levels of ambient air pollution in
the Highveld Priority Area and the potential for that polluted
ambient air to adversely impact on the health and well-being of the
people living and working in the area.
”
[10]
The Minister
also
concedes
that:
“
[I]n
general … poor quality at the hotspots in the Highveld Priority
Area, has adverse consequences and impacts upon human health
and
well-being.
”
[11]
12.2
Secondly,
the
Minister
admits
that this ambient air pollution continues to exceed the
National
Standards: In her Answering affidavit, she admits as follows: “
I
do not dispute that in general there is ongoing air pollution and I
do not dispute that the National Ambient Air Quality Standards
are
being exceeded at the hotspots in the Highveld Priority Area.”
[12]
In her
Answering affidavit, she makes the further concession: “
[T]o
date, the Government
was
not successful
in bringing the ambient air quality everywhere in compliance with the
National Ambient Air Quality Standards
.”
[13]
12.3
Thirdly, the
Minister
also admits
that government has
failed to achieve the Highveld Plan goals. In this regard, she makes
the following concessions:
12.3.1
“
[T]o
date, Government was not successful in bringing the ambient air
quality everywhere in compliance with the National Ambient Air
Quality Standards
”
[14]
12.3.2
“
I
know that the seven (7) goals of the Highveld Plan have not yet been
achieved fully and that some will not be achieved within the
originally-planned timeframes …”
[15]
[13]
Fourthly,
it is admitted that while the Highveld Plan was intended to be a
“living document” and was meant to be reviewed every
five years,
it has still not been updated, nine years on.
[16]
[14]
In
the fifth instance, the Minister further admits that her predecessors
made no effort to create section 20 regulations to implement
the
Highveld Plan.
[17]
The Minister has only now produced six pages of draft regulations,
more than 18 months after taking office. The Minister has
not yet
initiated any formal public comment process, nor has she committed to
any timelines for producing final regulations.
[15]
In the
sixth
instance, the department’s own internal socio-economic impact
assessment confirms the necessity for implementation of regulations
and the ongoing threats to health and well-being caused by air
pollution in the Highveld Priority Area.
BACKGROUND
[16]
During
November
2007, the former Minister of Environmental Affairs (Minister)
declared the “Highveld Priority Area”, using his powers
under the
National Environmental
Management: Air
Quality Act of 2004 (
Air Quality Act
).
This area consists of 31 000 km2 cutting across Gauteng and
Mpumalanga. This is common cause between the parties.
[17]
This
area covers some of the most heavily polluted towns in the country,
including eMalahleni, Middelburg, Secunda, Standerton, Edenvale,
Boksburg and Benoni. It is home to 12 of Eskom’s
coal-fired power stations, and Sasol’s coal-to-liquid fuels
refinery,
situated in Secunda, all supplied by numerous coal mining
operations. Due to its concentration of industrial pollution sources,
residents
experience particularly poor and dangerous air quality.
[18]
[18]
At
the
time
it was acknowledged that “
people
living and working in these areas do not enjoy air quality that is
not harmful to their health and well-being”
,
and that targeted, urgent action was needed to address this
problem.
[19]
[19]
On
2 March 2012 an Air Quality Management Plan (
The
Highveld Plan
)
for the Highveld Priority Are was published. Its sole objective was
to reduce ambient air pollution to a level that complies with
the
National Standards. It set seven goals to achieve this
overarching objective, with a 2020 deadline set for most of these
goals.
[20]
This Highveld Plan envisaged that stakeholders, including heavy
polluters, would submit emission reduction plans, setting out how
they intended to reduce emissions to achieve the goals set out in the
plan.
[20]
As
this process
so
envisaged was entirely voluntary, rates of participation were low and
by 2011, only 8% of heavy polluters in the Highveld Priority
Area had
submitted any implementation plans.
[21]
[21]
The applicants contend that nine years
since the creation of the Highveld Plan and long after
the
2020 deadlines expired, none of the Highveld Plan goals have been
achieved. Levels of ambient air pollution remain well above
the
National Standards and pose an ongoing threat to the health and
wellbeing of Highveld residents.
[22]
This lack of progress so the applicants
argue, is due, in part, to the absence of any implementation
regulations to give legal effect
to the Highveld Plan. The
enabling legislation is in terms of section 20 of the Air Quality
Act, which gives the Minister the
power to create such regulations:
“
The
Minister … may prescribe regulations necessary for implementing and
enforcing approved priority area air quality management
plans,
including-
(a) funding arrangements;
(b) measures to facilitate
compliance with such plans;
(c) penalties for any
contravention of or any failure to comply with such plans; and
(d) regular review of such
plans.”
APPLICANTS CASE
[23]
As such in brief it is the applicants’
case that:
23.1
First, the unsafe levels of ambient air
pollution in the Highveld Priority area are an ongoing breach of
residents’ section 24(a)
constitutional right to an environment
that is not harmful to health or well-being.
23.2
Second, the Minister is obliged to create
regulations to implement and enforce
the
Highveld Plan, in terms of section 20 of the Air Quality Act and the
Constitution.
[24]
As
a result of the failure by the former Minister, Ms Nomvula
Mokonyane’s, refusal to establish any implementation
regulations,
[22]
the applicants proceeded to launch the present litigation.
[25]
As
at January 2021, the current Minister, Ms Barbara Creecy, has taken
some steps. Her department is now in the process of preparing
draft
implementation regulations, a copy of which was circulated to
stakeholders on January 2021, although they have not yet been
published for public comment.
[23]
The
applicants have no confidence that the Minister will see through her
department’s preliminary efforts to prepare or publish
implementation regulations, timeously or at all.
THE MINISTER’S CASE
[26]
In
opposition, it is the Ministers’ succinct case that there
has not
been any breach of the section 24(a) constitutional right and rejects
any duty to establish implementation regulations. The
Minister goes
as far as to argue that implementation
regulations
would serve no purpose, are unnecessary, a waste of state resources,
and would somehow be unlawful.
[24]
[27]
As
per the
amended
notice of motion, the relief sought by the applicants consists of
five parts:
[25]
27.1
A
declaration
of rights:
Declaring that the poor air
quality in the Highveld Priority Area is in breach of residents’
section 24(a) right to an environment
that is not harmful to their
health and well-being.
27.2
A
declaration
of the Minister’s
obligations:
Declaring that
the Minister is obliged to promulgate implementation regulations to
give effect to the Highveld Plan
.
27.3
A
declaration
of invalidity:
Declaring that the Minister’s
failure to promulgate regulations to give effect to the Highveld Plan
is unconstitutional and invalid.
27.4
Review relief:
Reviewing and setting aside the
Minister’s refusal and / or unreasonable delays in creating
implementation regulations in terms
of the Promotion of
Administrative Justice Act 3 of 2000 (PAJA), alternatively, the
section 1(c) constitutional principle of legality.
27.5
A
direction
to produce
regulations:
Directing the Minister, within
six months of this order, to prepare and publish regulations in terms
of section 20 of the Air Quality
Act to implement and enforce the
Highveld Plan, subject to appropriate directions.
[28]
In turning then to the issues to be
determined, the first question to be answered is whether there has
been a breach of section 24(a)
of the Constitution.
HAS THERE BEEN A BREACH OF
SECTION 24(a) OF THE CONSTITUTION?
[29]
Section 24 of the Constitution provides
that:
“
Everyone
has the right:
(a)
to an environment that is not
harmful to their health or well-being; and
(b) to have the
environment protected, for the benefit of present and future
generations, through reasonable legislative
and other measures that:
(i) prevent
pollution and ecological degradation;
(ii) promote
conservation; and
(iii)
secure ecologically sustainable development and use of natural
resources while promoting justifiable economic and social
development
.”
[30]
In
HTF Developers (Pty) Ltd v The Minister of Environmental Affairs
[26]
Murphy J explained that section 24 consists of two parts:
“
Section
24(a) entrenches the fundamental right to an environment not harmful
to health or well-being, whereas s 24(b) is more in the
nature of a
directive principle, having the character of a so-called
second-generation right imposing a constitutional imperative
on the
State to secure the environmental rights by reasonable legislation
and other measures.”
[31]
On behalf of the applicants the argument
advanced was to the effect that the distinction between the section
24(a) and 24(b) rights
goes deeper than this passage suggests.
[32]
Firstly, that section 24(a) is an
“
unqualified
”
right to an environment that is not harmful to human beings’ health
or well-being. It is a right to a safe environment
here and
now. Section 24(a) of the Constitution provides an immediate,
unqualified right to an environment that is not harmful to
health and
well-being. The long-standing, ongoing, and unsafe levels of
air pollution in the Highveld Priority Area continue
to breach this
right.
[33]
It
was further contended that in declaring the Highveld Priority Area,
the Minister’s predecessor acknowledged that levels of ambient
air
pollution in the Highveld Priority Area far exceed the National
Standards and that “
there
is little doubt that people living and working in these areas do not
enjoy air quality that is not harmful to their health and
well-being.
”
[27]
[34]
There is clear precedent so the applicants
argued for this unqualified interpretation of section 24(a) in the
Constitutional Court’s
jurisprudence on the section 29(1)(a) i.e.
the right to a basic education. The textual structure of section
29(1) is materially similar
to section 24, as it provides that:
“
(1)
Everyone has the right -
(a) to a basic education,
including adult basic education; and
(b) to further education,
which the state, through reasonable measures, must make progressively
available and accessible.”
[35]
The
Constitutional Court has interpreted the section 29(1)(a) right as an
“
unqualified
”,
“
immediately
realisable
”
right, that is not subject to the qualifications of reasonableness or
progressive realisation found in section 29(1)(b).
In
Juma
Musjid
,
[28]
the Constitutional Court held that:
“
It is
important, for the purpose of this judgment, to understand the nature
of the right to ‘a basic education’ under section
29(1)(a).
Unlike some of the other socio-economic rights, this right is
immediately realisable. There is no internal limitation
requiring
that the right be ‘progressively realised’ within ‘available
resources’ subject to ‘reasonable legislative measures’.
The
right to a basic education in section 29(1)(a) may be limited only in
terms of a law of general application which is ‘reasonable
and
justifiable in an open and democratic society based on human dignity,
equality and freedom’. This right is therefore distinct
from
the right to ‘further education’ provided for in section
29(1)(b). The state is, in terms of that right, obliged, through
reasonable measures, to make further education ‘progressively
available and accessible.
’”
[36]
As the Constitutional
Court
noted, the textual structure of these rights differs markedly from
the “qualified” socio-economic rights found sections
26 and 27 of
the Constitution. For example, section 26(1) states that
“
[e]veryone has the right to have
access to adequate housing
”.
This is immediately qualified in section 26(2), which provides that
the “
the state must take reasonable
legislative and other measures, within its available resources, to
achieve the progressive realisation
of
this
right
”. The two components
of this section 26 right cannot be separated and are textually
interrelated.
[37]
Section 24 of the Constitution, like
section 29(1), is framed differently. It establishes
distinct rights, with a basic set of unqualified,
immediately realisable entitlements.
[38]
This
interpretation
of
section 24(a) is reinforced by the principle that the “negative”
component of all socio-economic rights – the right to be
free from
interferences in the enjoyment of that right – is always
unqualified and is not subject to any requirements of
reasonableness.
[29]
The right of residents to live in conditions in which their health
and wellbeing is not harmed by dangerous levels of air pollution
is
the clearest example of such a negative right.
[39]
This means that residents of the Highveld
Priority Area have a right to a safe and healthy environment, here
and now and the state
cannot claim that it is taking reasonable
steps, over time, to gradually address these threats. Any
denial of the section 24(a)
right is a limitation which can only be
permitted if it is authorised by a law of general application and
passes the strict section
36 justification analysis.
[40]
While
section 24(a) and section 24(b) are distinct rights with distinct
obligations, both are nevertheless underpinned by a set of
common
principles. One of the most important is the principle of
“
sustainable
development
”.
In
Fuel
Retailers
,
[30]
Ngcobo J, writing for a majority of the Constitutional Court,
explained that sustainable development requires an appreciation that
economic development cannot occur without environmental protection:
“
[D]evelopment
cannot subsist upon a deteriorating environmental base. Unlimited
development is detrimental to the environment and
the destruction of
the environment is detrimental to development. Promotion of
development requires the protection of the environment.
Yet the
environment cannot be protected if development does not pay attention
to the costs of environmental destruction. The environment
and
development are thus inexorably linked
.”
[31]
[41]
Sustainable development is integrally
linked with the principle of “
intergenerational
justice
”. This is a rejection
of short-termism as it requires the state to consider the long-term
impact of pollution on future generations.
[42]
The
Supreme Court of Appeal in
Vaal
Environmental Justice Alliance
,
[32]
acknowledged
that air pollution raises particularly urgent questions of
intergenerational justice, requiring steps to be taken to
protect
both current and future generations:
“
As we
continue to reset our environmental-sensitivity barometer, we would
do well to have regard to what was said about planet Earth
by Al
Gore, a former vice-president of the United States and an
internationally recognised environmental activist engaged in
educating
the public about the dangers of global warming and those
steps to be taken in response to reduce carbon emissions (for which
he was
a joint recipient of the 2007 Nobel Peace Prize):
'You see that pale, blue dot?
That's us. Everything that has ever happened in all of human history,
has happened on that pixel. All
the triumphs and all the tragedies,
all the wars, all the famines, all the major advances . . . . It's
our only home. And that is
what is at stake, our ability to live on
planet Earth, to have a future as a civilization. I believe this is a
moral issue, it is
your time to seize this issue, it is our time to
rise again to secure our future.'
On the importance of
developing a greater sensitivity in relation to the protection and
preservation of the environment for future
generations, Gore had the
following to say:
'Future generations may well
have occasion to ask themselves, What were our parents thinking? Why
didn't they wake up when they had
a chance? We have to hear that
question from them, now.'
We would,
as a country, do well to heed that warning.
”
[33]
Secondly, by
contrast, section 24(b) is a “
qualified
”
right requiring the state to protect the
environment for present and future generations “
through
reasonable legislative and other measures”
.
[43]
Furthermore, it was argued that the
distinction, reflects a clear conceptual difference between these
rights in that section 24(a)
sets the basic minimum for environmental
protection: an environment that is not harmful, whereas section 24(b)
goes further, requiring
the state to take reasonable steps to protect
the environment even where human health and well-being are not
immediately threatened.
[44]
It acknowledges so the argument went, that
environmental protection is not solely about addressing immediate
harms, but is also about
exercising long-term custodianship and care
for the environment.
[45]
The
distinction it was argued between the two sub-sections has its roots
in the drafting history of section 24. Its predecessor as
per our
interim Constitution,
[34]
was section 29 which read: “
Every
person shall have the right to an environment which is not
detrimental to his or her health or well-being.
”
[46]
Section
24(b) was added with the clear purpose of enhancing the scope and
content of the environmental rights, beyond merely protecting
human
beings against harmful conditions.
[35]
As such section 24(b) was an addition to, not a subtraction from, the
unqualified section 24(a) right.
[47]
As per the Founding Affidavit in support of
the alleged breach of the provisions of section 24 of our
Constitution, the applicant
alleges as follows:
47.1
As
the
Highveld
Plan envisaged that it would be reviewed and updated every five
years, to assess the contents of the plan and determine the progress
towards its implementation, this has not transpired.
[36]
47.2
Only one initial review has been conducted
and not within the envisaged five-year period, but indeed long
thereafter. This is common
cause between the parties. The department
further conducted a Mid-Term Review (MTR) and a draft report was
produced in December 2015,
but was only made public in February 2017.
The draft MTR acknowledged the state’s overall failures to achieve
the goals set out
in the Highveld Plan as highlighted in the
following concessions contained in the Mid-Term Review:
47.2.1
“
In
terms of the [Air Quality Act], the Department of Environmental
Affairs was supposed to develop regulations for the implementation
and enforcement of the HPA AQMP
;”
[37]
47.2.2
“
Less
than 50% of the interventions have been achieved in totality
”;
[38]
47.2.3
“
In
terms of governance, vast improvements have been made in government
capacity and the development of [air quality management] resources
and tools” and that there has been “an increase in ambient air
quality monitoring stations across the Highveld Priority Area”,
while admitting that the majority of these monitoring stations are
not functional
”;
[39]
47.2.4
“
Only
29% of industrial and low-income settlements interventions have been
achieved
”;
[40]
47.2.5
“
measured
ambient data does not indicate any significant improvement in air
quality since the gazetting of the Highveld Priority Area.
These data
also indicate significant exceedances of the National Ambient Air
Quality standards…It is clear that from these and
measured results
for other pollutants, that ambient air quality is still a concern in
the Highveld Priority Area
”.
[41]
[48]
On
2 October 2017, the
Broken
Promises
Report was launched.
[42]
This report was produced as a consequence of the delayed MTR process
and highlighted multiple shortcomings in the implementation
of the
Highveld Plan. This report also concludes that due to the failures
identified, people of the Highveld Priority Area are experiencing
ongoing violations of their Constitutional rights to an environment
not harmful to health and well-being.
[43]
[49]
On
the same day the
Broken
Promises
memorandum
of demands was submitted to the Department at the commencement of the
annual National Air Quality Lekgotla.
[44]
[50]
[49]
On receipt of this Memorandum of Demands and despite an undertaking
to respond within 7 working days, no further response was
received as
to the findings and recommendations made in the Broken Promises
report.
[45]
The applicants thereafter have attempted to engage with the Minister
over the absence of regulations as a clearly necessary measure
in the
midst of the ongoing violation of section 24(a) of the Highveld
Priority Area.
[46]
[51]
On
10 December 2018, Centre for Environmental Rights, on behalf of
groundWork, addressed a letter to the then newly Minister, Ms Nomvula
Mokonyane.
[47]
The letter:
51.1
provided an introduction to the Highveld
Priority Area, the outstanding response to findings of the
Broken
Promises
Report, and the ongoing state
of chronic air pollution in the area;
51.2
called on the Minister to concede that
there is a violation of section 24(a) of the Constitution and that
the Minister is legally
obliged to pass regulations, in terms of
section 20 of the Air Quality Act, to give effect to the Highveld
Plan;
51.3
emphasised that the Department’s own
draft MTR in 2015 found that, in terms of the Air Quality Act,
implementation regulations were
supposed to be developed to enforce
the Highveld Plan;
51.4
requested that, if the Minister was of the
view that implementation regulations are not necessary, that she
provide reasons for this
decision.
[52]
On
9 May 2019, the Centre for Environmental Rights received a letter
from the Minister, signed on 30 April 2019. In the said
letter
the Minister refused to confirm that the poor air quality in the
Highveld Priority Area is in breach of the section 24(a)
constitutional right and further refused to develop implementation
regulations, in terms of section 20 of the Air Quality Act.
[48]
This
response was received from the Minister some 19 months after the
Broken Promises Memorandum of Demands had been submitted to
the
Department.
[53]
The current Minister who is the First
Respondent, Ms Creecy, took office on 30 May 2019.
[54]
The
Minister’s answering affidavit sets out that work began on the
draft implementation regulations soon after she took office and
that
a first draft was completed by 29 November 2019.
[49]
[55]
The
Minister also refers to the socio-economic impact assessment process
which began at the same time.
[50]
This socio-economic impact assessment is required in terms of the
Socio Economic lmpact Assessment Guidelines (SElAS), as referred
to
in the Minister's answering affidavit.
[51]
[56]
On
19 January 2021, the Department circulated draft implementation
regulations to stakeholders, including the applicants. These have
not
yet been published for public comment.
[52]
[57]
The Minister, as mentioned, has not
indicated any timeline for the public comment process nor has she
committed to any deadlines for
the finalisation and publication of
these regulations.
[58]
It is on the basis of these refusals and/
or breaches that the applicants thereafter proceeded to launch this
application in June
2019, wherein they ask of this court to conclude
that:
58.1
that there had been a breach of section
24(a) of our Constitution and;
58.2
that as a result of such breach that there
is a need for accountability and effective mechanisms to ensure that
the Highveld Plan
is properly implemented and enforced.
[59]
In determining as to whether there had been
a breach of section 24(a) of the Constitution, the response of the
then Minister Mokonyane
dated 30 April 2019 is instructive. Therein,
and in response the then Minister sets out the following:
59.1
That she has had regard to the request for
DEA to develop regulations for the implementation
of
the HPA Air Quality Management Plan (AQMP) and have considered the
fact that that AQMP is not the only tool at the disposal of
government to address air pollution in the priority area;
59.2
The Minister goes further and states that
in fact there are a number of air quality management tools that
complement the AQMP such
as the Atmospheric Emission Licensing System
and the Controlled Emitters Regulations to name but a few;
59.3
Furthermore, that whilst DEA in
collaboration with other spheres of government
takes
the lead in the implementation of the AQM the challenge of tackling
air pollution is however not the responsibility of government
alone;
59.4
In addition, the Minister states that the
AQMP’s seek to coordinate the efforts of various stakeholders, with
the view to leverage
available resources, knowledge and skills;
59.5
Furthermore, in light of the various air
quality management tools available
to
government and the existing structures for the implementation of the
HPA AQMP, the DEA has no compelling reasons to develop regulations
for its implementations;
59.6
With regards to the state of air in the
HPA, ambient air quality data collected
by
the DEA’s network in the Highveld Priority Area indicates that
there had been notable improvements in PM
2.5
and PM
10
levels in monitoring sites such as Ermelo,
Hendrina and Middelburg but that despite the observed downward trend,
that the ambient
air quality has not reached the desired levels and
that the desired improvements will not happen over a short period of
time but
rather progressively over time. Lastly, the then Minister
reiterated the department’s commitment to work with all
stakeholders
to achieve the goal of ensuring that the air quality in
the Republic is not harmful to the wealth and wellbeing of its
citizens.
[60]
The alleged breach by the current Minister
should therefore be assessed and seen as against the backdrop of the
above response by
the former Minister and more importantly, what has
transpired subsequent thereto to address the air quality in the
Highveld Priority
Area.
[61]
The
argument
further
advanced by the applicants is also that not only had there been a
breach of the provisions of section 24(a) of the Constitution,
but
that this is ongoing. This is confirmed in the 2017 National
Framework, which emphasises that to “
give
effect to the [section 24] right in the context of air quality, it is
necessary to ensure that levels of air pollution are not
harmful to
human health or well-being, meaning that ambient air quality
standards are achieved
.”
[53]
[62]
As
the Constitutional Court emphasised in
Mazibuko
,
[54]
standards such as these are a vital tool to give content to
constitutional rights and to ensure accountability. The Court
held
that:
“
[O]rdinarily
it is institutionally inappropriate for a court to determine
precisely what the achievement of any particular social
and economic
right. . . This is a matter, in the first place, for the
legislature and executive, the institutions of government
best placed
to investigate social conditions . . . and to determine what targets
are achievable in relation to social and economic
rights. Indeed, it
is desirable as a matter of democratic accountability that they
should do so for it is their programmes and promises
that are
subjected to democratic popular choice
.”
[55]
[63]
In
this light, it is therefore unsustainable for the Minister to claim
that the National Standards have no legal significance for
this
case.
[56]
They reflect the government’s own assessment of the content of
section 24(a) of the Constitution and there must be accountability
for failures to achieve these standards.
[64]
Twelve
years have passed since the declaration of the Highveld Priority Area
and the levels of ambient air pollution have not significantly
diminished and remain far in excess of the National Standards.
[57]
Monthly reports from publicly available information on the South
African Air Quality Information Systems (
SAAQIS
),
administered by the South African Weather Service, for the period
from 2015 to 2018 show that most days at all air quality monitoring
stations exceeded the WHO guideline for 24 hr average PM
2.5
(25 ug/m3), while half or more of the days of each year exceeded WHO
guideline for daily average PM
10
(50 ug/m3).There is no clear improvement over time. Similarly,
exceedances of the National Standards occurred for all pollutants
in
all of the four years.
[58]
[65]
The
2018 State of the Air report, produced by the Department, also shows
a deterioration of ambient air quality at several monitoring
stations.
[59]
[66]
This
was further confirmed in the minutes of the Highveld Priority Area
authorities’ meetings from 2016 to 2018, which again acknowledged
the poor state of air quality.
[60]
[67]
In the face of this evidence, counsel had
argued that it is entirely baseless for the Minister to claim that
there have been “
substantial
improvements
” in air quality in the
Highveld Priority Area:
[68]
Furthermore,
any claims of improvements are also entirely unreliable given the
Minister’s concession that the air quality monitoring
system is
defective and that most monitoring sites are capturing data at far
below the required levels.
[61]
As just one example, the air quality monitoring station at Middelburg
has a data capture rate as low as 37%.
[62]
[69]
In
any event, the alleged improvements in air quality are irrelevant
given the Minister’s repeated concessions that levels of ambient
air pollution in the “hotspots” throughout the Highveld Priority
Area remain far in excess of the National Standards.
[63]
[70]
Various
studies conducted on the health effects of air pollution in South
Africa have confirmed the dire impact of the Highveld Priority
Area’s
toxic air.
[64]
It is commonly accepted that the air pollution in the Highveld
Priority Area is responsible for premature deaths, decreased
lung
function, deterioration of the lungs and heart, and the development
of diseases such as asthma, emphysema, bronchitis, tuberculosis
and
cancer. It is also acknowledged that children and the elderly,
especially with existing conditions such as asthma, are
particularly
vulnerable to the high concentrations of air pollution in the
Highveld Priority Area.
[71]
The Highveld Plan itself draws this link
between ambient air pollution and severe harms to human health. For
example, it cites a 2007
study which concluded that:
“
[O]utdoor
air pollution caused 3.7% of total mortality from cardiopulmonary
disease in adults aged 30 years and older, 5.1 % of mortality
attributable to cancers of the trachea, bronchus, and lung in adults,
and 1.1 % of mortality from acute respiratory infections in
children
under 5 years of age
.”
[65]
[72]
The
Department’s own
Initial
Impact Assessment of the Priority Area Air Management Plan
Regulations
,
2019 provides further evidence of the health risks in the Highveld
Priority Area.
[66]
As previously noted, this report only came to light after the
applicants submitted a Rule 35(12) request to compel the Minister
to
provide it, after she failed to disclose its contents to this
Court.
[67]
[73]
Section
1.5 of the assessment concludes that women, youth, children, people
with disabilities and low income groups are all affected
by the
dangerous levels air pollution because “
[t]heir
health and well-being [is] negatively affected
”
and that “
women,
youth, children, and people with disabilities are not
benefit[t]ing
”.
[68]
[74]
Most
significantly, the report provides an overview of an Air Quality
Health Study that the Department conducted for the Vaal Priority
Area
and the Highveld Priority Area.
[69]
That study has not been made publicly available, but its findings are
summarised in the report, which confirms that:
74.1
Communities
in these priority areas are at “
high
risk of acute and chronic health effects due to exposure to PM, NO
x
and SO
2
”;
[70]
74.2
In respect of PM
2.5
and PM
10
levels alone, some 10,000 deaths
could be avoided if levels of these pollutants were brought within
the limits prescribed in the National
Standards. The
assessments state that:
“
The
Highveld Priority Areas health study finding reveals through Human
Health Risk Impact Assessment for air pollution levels (i.e.
specially for PM10 and PM2.5 levels) on the cases of mortality
estimated a
4
881 decrease In PM25 attributable mortality
if annual PM
2.5
NAAQS were met, whereas the estimated lives that could have been
saved by meeting the annual NAAQS for
PM10
is 5 125 people
.
Findings
of the report concluded that there Is a chance to save thousands of
lives if annual PM NAAQS were met, and further more recommended
that
it is essential to meet Improve air quality to meet NAAQS and to save
lives
.
”
[71]
74.3
Notably, this study only considered
exposure to harmful PM levels. This does not account for the further
lives that could be saved
by reducing levels of other harmful
pollutants, including SO
2
,
NO
x
and O
3
.
74.4
On
this basis, the impact assessment report concludes “
there
is a chance to save thousands of lives if annual PM [National
Standards] were met
”.
[72]
[75]
The
human health impacts of this air pollution are starkly demonstrated
by the experiences of three residents of the Highveld Priority
Area,
who have deposed to affidavits explaining how poor air quality has
affected their lives.
[73]
They all reside in and around eMalahleni (formerly Witbank), a
pollution hotspot as identified in the Highveld Plan. The
residents
of this area are exposed to frequent exceedances of the
National Standards, especially PM
10
and PM
2.5,
and describe the daily reality of this exposure.
[76]
This is a further demonstration that the
enduring and unsafe levels of air pollution in the Highveld Priority
Area are an ongoing
violation of the section 24(a) constitutional
rights of residents. This violation necessarily violates other
constitutional rights,
including the rights to dignity, life, bodily
integrity and the right to have children’s interests considered
paramount in every
matter concerning the child.
[77]
Despite
this overwhelming evidence, much of which comes from the Department
itself, the Minister continues to deny any causal link
between air
pollution and harm. The Minister argues that there is no “
forensic
evidence
”
of harm and suggests that the applicants had to prove harm on a
strict “
but
for
”
test.
[74]
These arguments are entirely at odds with the established science,
the Department’s own studies, the Air Quality Act, and
the Highveld
Plan, which all acknowledge the direct link between air pollution and
adverse health impacts.
[78]
The Minister is equally mistaken in
attempting to apply a delictual standard of “
but
for
” causation here. This case is
concerned with public law remedies for threats to constitutional
rights. In terms of section
38 of the Constitution, litigants
are entitled to approach a court for relief where rights “
are
infringed or threatened
”. There
can be no doubt that unsafe levels of ambient air pollution directly
threaten constitutional rights.
[79]
Given the Minister’s denials counsel
contended that it would also be just and equitable that this Court
correct her misapprehensions
by issuing a declaratory order
confirming that the conditions in the Highveld Priority Area are in
breach of section 24(a) of the
Constitution. This declaratory relief
is necessary both to vindicate the right and to provide guidance to
the Minister.
[80]
On behalf of the Special Rapporteur the
following arguments were advanced on whether the respondents have
breach section 24(a) of
the Constitution. In this regard, the
argument that the right to an environment that is not harmful to
health and well-being is “by
nature” progressively realised is
deeply flawed. This is because:
80.1
First, this argument assumes that all
socio-economic rights have to be treated
with
the same broad brush stroke of “progressive realisation”,
irrespective of the actual wording of the relevant constitutional
provision. It renders the actual wording of the right irrelevant.
80.2
Second, it ignores that rights, like the
right to basic education, which has no internal qualifier of
“progressive realisation”
have been interpreted by the
Constitutional Court to be unqualified. In
Basic
Education for All
the SCA held
that:
“
there
is in this case no impediment of any kind to the vindication of
learners’ rights in terms of s 29 of the Constitution. That
right
is, as determined by the Constitutional Court in Juma Musjid,
immediately realisable.”
[75]
80.3
Third,
the language used in section 24(a) of the Constitution and the
content of the right clearly indicates that there is no internal
limitation
requiring
that the right be “progressively realised” within “available
resources” subject to “reasonable legislative measures”.
[76]
There is no basis to read such qualifications into the clear language
of the Constitution.
80.4
Fourth,
it fails to take into account that the Constitution entrenches
both
civil and political rights and social and economic rights. “
All
the rights in our Bill of Rights are inter-related and mutually
supporting.”
[77]
Moreover,
as observed by Yacoob J, the proposition that rights are
inter-related and are all equally important, has immense human
and
practical significance in a society founded on human dignity,
equality and freedom.
[78]
[81]
In
addition it was argued that it is all the more important within the
context of the right to an environment that is not harmful
to health
and well-being
to
acknowledge and reinforce the close relationship between
socio-economic rights in the setting of the Constitution as a
whole.
[79]
[82]
In this regard counsel had argued that
section 24(a) of the Constitution is the fundamental human right to
an environment that is
not harmful to health or well-being. The
following is evident from the language of the right.
82.1
First,
it creates a meaningful nexus between the environment, “human
health” and “well-being”.
[80]
According to Du Plessis, the linkage lies in that human health and
well-being depend on the quality of the environment. They are
“
influenced
by the environmental conditions both positively and negatively, with
significant economic and social consequences
.”
[81]
82.2
Second,
in respect of the environment and “health”, the section extends
health rights beyond section 27(1) of the Constitution.
The right
recognises that there is an inextricable relationship between one’s
health and the environment within which one lives.
A particular
environment may be damaging to a person’s health, yet avoid falling
foul of the right to health in section 27, as
it does not infringe on
that person’s right of access to health care services. Health is
unarguably a component of environmental
concern and falls within the
ambit of section 24.
[82]
82.3
Third,
in adding two separate descriptive modifiers namely “health”
or
“well-being” the right goes beyond health and shows that the
drafters of the Constitution were not only concerned with disease
outcomes by seeking to protect a person’s “well-being”. Du
Plessis argues that it “…
relates
to those instances where environmental interests – which do not
necessarily have evident health implications are affected.
”
[83]
The definition of “pollution” in the National Environmental
Management Act 107 of 1998 (“NEMA”) includes reference to a
change
in the environment which “has an adverse effect on human
health or well-being”. The definition recognises that experiencing
pollution
could have an adverse effect on well-being. Pollution that
does not have a direct effect on health could nevertheless be seen as
harmful to an individual’s well-being and therefore in violation of
the environmental right.
[84]
82.4
Fourth,
unlike other rights, the right may be invoked purely for the benefit
of future generations. Meaning only potential violation
will suffice.
Section 24 guarantees everyone an environment not harmful to their
health or well-being and mandates the state to ensure
compliance with
that right through reasonable legislative and other measures. It also
requires that the environment be protected
for the benefit of present
and future generations in the ways identified in section 24(b)(i) to
(iii).
[85]
Section 24(b) gives effect to the right in section 24(a), and
requires the state to take the measures necessary to protect the
environment
so that everyone (present and future generations) may
have an environment that is not harmful to their health or
well-being. The
guarantee is contained in 24(a) and the mechanism to
exercise that guarantee is contained in 24(b). Construed this way,
section 24(a)
can be invoked for the benefit of future generations (a
broad concept which can mean posterity, or those whose birth is
imminent),
to protect their health and well-being.
82.5
Fifth: When section 24(a) is read with
section 24(b) it means the state has both negative and positive
obligations in respect of the
environment. Negative obligations to
desist from harming the environment and positive obligations to take
measures to ensure a healthy
environment. There is also the general
positive obligation in section 7(2) of the Constitution which
provides that the state must
“
respect,
protect, promote and fulfil the rights in the Bill of Rights”.
82.6
Sixth: as highlighted above, the right is
unqualified and must therefore be understood to be immediately
realisable.
[83]
In opposition to the relief sought by the
applicants, specifically in answer as to whether there had been a
breach of section 24(a)
of the Constitution, the following arguments
were advanced on behalf of the respondents: Firstly, that this case
concerns the complex
problem of whether a Court, within the Judicial
Branch of Government, should instruct an Organ of St
ate
in the Executive Branch of Government to address the pressing and
decades-old continuing issue of air pollution at certain hot-spots
in
the Highveld Priority Area, which is the heartland of electricity
generation for the whole of South Africa.
83.1
By
virtue
of
the Doctrine
of
Constitutional Supremacy,
[86]
the
issues in dispute must
be
considered and
resolved
within the
parameters
of
all
the
relevant
principles,
doctrines
and
provisions
of
the Constitution,
and
not only by means
of
a
few selected provisions thereof.
83.2
Furthermore,
by
virtue
of
the
Rule
of
Law,
[87]
this
problem
must
also
be
considered and resolved within the parameters
of
all the relevant principles,
doctrines
and
provisions of the suite of Environmental Legislation that was enacted
by the Legislative Branch of Government to give effect to,
and to
limit, the fundamental environmental rights in section 24 of the
Constitution.
83.3
By
virtue of the Doctrine of Separation of Powers,
[88]
this problem must also be
considered
and resolved within the context of the steps, actions, plans and
programmes
already
initiated by the Executive Branch of Government:
“
Where
the
Constitution or valid legislation has entrusted specific
powers
and functions to a particular branch of government, courts may not
usurp that power or function by making a decision of their
preference. That would frustrate the balance of power implied in
the
principle of separation of powers.
The
primary responsibility of a court is not to make decisions reserved
for or within the domain of other branches of government,
but rather
to ensure that the concerned branches of government exercise their
authority within the bounds of the Constitution. This
would
especially be so where the decision in issue is policy-laden as well
as polycentric
.”
[89]
83.4
It
is on this basis that the respondents contended that the Applicants
and the
Special
Rapporteur
has had no regard for the relevant provisions of the Constitution,
for the suite of Environmental Legislation enacted to
give effect to
and limit the environmental rights under section 24 the Constitution,
or for all of the other actions, plans and programmes
already
initiated by the Executive Branch of Government,
[90]
since 1993 with the dawn of the new constitutional dispensation, in
order to address this complex problem with the limited resources
available to the State.
[91]
83.5
Despite
this so the argument went that the applicants and the Special
Rapporteur take the current Minister for Forestry, Fisheries
and the
Environment
[92]
to task in this regard, alleging that the fundamental right in
section 24(a) of the Constitution is being breached and demanding
that she immediately and urgently make regulations for the Highveld
Priority Area under the discretionary empowering provision in
section
20 of the
National
Environmental Management: Air Quality Act 39 of 2004
[93]
so as to address this problem, as if those regulations will
immediately improve the poor air quality in the Highveld Priority
Area.
83.6
Furthermore
,
the argument advanced was that at the core of this matter is the
difficult policy-laden
and
poly-centric decisions that those in Government must make, within the
framework of the supreme Constitution, when faced with the
multi-faceted problem of serious air pollution, originating in
different degrees and in different ways from various point and
non-point
sources, both from within and from outside the particular
area,
and not attributable
to
a single source.
[94]
[84]
It is on this basis that the Minister
argues that the principle of subsidiarity
precludes
the applicants from relying directly on the section 24(a) of the
Constitution.
[85]
The
Principle of Subsidiarity it was argued is an established doctrine in
Constitutional
Law
and its essence has been captured as follows: where legislation has
been enacted to give effect to a fundamental right, a litigant
should
rely on that legislation in order to give effect to the fundamental
right or alternatively challenge the legislation as being
inconsistent with the Constitution.
[95]
The
Minister further contends that the existing suite of environmental
legislation, including NEMA and the Air Quality Act, was enacted
to
give effect to this right and thus bars any direct reference to
section 24(a).
[96]
The applicants as a result cannot circumvent the existing suite of
Environmental Legislation.
[86]
The
rationales
for
the Principle of Subsidiarity counsel had argued was set to be the
following:
[97]
86.1
Firstly, allowing a litigant to rely
directly on a fundamental right contained
in the Constitution, rather than on
legislation enacted in terms of the Constitution to give effect to
that right, would defeat the
purpose of the
Constitution
in requiring the right to be given effect through legislation and it
would be inconsistent with the principle of subsidiarity;
86.2
secondly, comity between the Branches of
Government enjoins Courts to respect the efforts of other Branches of
Government in fulfilling
constitutional rights; and
86.3
thirdly, allowing reliance directly on
constitutional rights, in
defiance
of their statutory embodiment, would encourage the
development of two parallel systems
of
law.
[87]
These
rationales
for the Principle of Subsidiarity go
much further than the single
consideration
of the purpose of the Constitution but also include the
consideration of comity between the three Branches
of Government as well as the consideration of having one integrated
and coherent
system of law.
[88]
In respect
of the
first rationale (defeating the purpose of the Constitution), the
court’s attention was drawn to the following:
88.1
Firstly,
all legislation is enacted in terms of the Constitution but not all
legislation
is enacted, to give effect to a particular fundamental right. This is
the context in which the Constitutional Court captured the
essence of
the Principle of Subsidiarity as being applicable where legislation
has been enacted to give effect to a constitutional
right, without
qualifying this to a further subclass of such legislation. In this
regard it is trite law that the suite of Environmental
Legislation
has been specifically enacted to give effect to the two fundamental
rights with regard to the environment as provided
for in section 24
of the Constitution.
[98]
88.2
Secondly,
there are provisions in the Constitution which expressly require
legislative measures to give effect to a fundamental right
(for
example section 24(b),
[99]
section 25(5),
[100]
sections 26(2),
[101]
sections 27(2)
[102]
and section 29(1)(b)
[103]
of the Constitution) and other provisions which expressly contemplate
legislation in the context of a fundamental right (for example,
sections 9(4),
[104]
sections 15(3),
[105]
section 23(5)(-6),
[106]
section 25(6) and (9),
[107]
section 32(2)
[108]
and section 33(3)
[109]
thereof). It however, does not follow that only the legislation so
expressly contemplated by the Constitution in those provisions
are
subject to the Principle of Subsidiarity and there is, with respect,
no authority for such a proposition. Accordingly, the Principle
of
Subsidiarity is not restricted to the subclass of
expressly-contemplated legislation, giving effect to a fundamental
right.
88.3
Thirdly, in those instances where in the
context of a particular
fundamental
right, some legislation is expressly contemplated, such legislation
is also expressly contemplated in the more general context of
section
9 of the Constitution.
88.3.1
Although section 9(1) of the Constitution
provides for the fundamental right of equality before the law and to
equal protection and
benefit of the law, section 9(2) thereof
recognises that this reflects a formal right to equality whilst
distributive justice demands
a more substantive right of equality so
that the fundamental right to equality may include “
the
full and equal enjoyment of
all
rights
and freedoms.”
88.3.2
This
same
provision
then
contemplates that, with a view to
promote
the achievement of (substantive) equality,
legislative
and other measures designed to protect or advance persons, or
categories of persons, disadvantaged by unfair discrimination may be
taken.
88.3.3
The preamble of the Air Quality Act
provides the reasons or motivation for the enactment thereof, which
include that the quality of
ambient air in many areas of the Republic
of South Africa is not conducive to a healthy environment for the
people living in those
areas let alone promoting their social and
economic advancement; that the burden of health impacts associated
with polluted ambient
air falls most heavily on the poor; that air
pollution carries a high social, economic and environmental cost that
is seldom borne
by the polluter; that everyone has the constitutional
right to an environment that is not harmful to their health or
well-being;
that everyone has the constitutional right to have the
environment protected, for the benefit of present and future
generations,
through reasonable legislative and other measures; that
the minimisation of pollution through vigorous control, cleaner
technologies
and cleaner production practices is key to ensuring that
air quality is
improved
;
and that additional legislation is necessary to strengthen the
Government's strategies for the protection of the environment and,
more specifically, the enhancement of the quality of ambient air, in
order to secure an environment that is not harmful to the health
or
well-being of people. It is for this basis that counsel contended
that
Air
Quality Act is also legislation
expressly
contemplated in section 9(2) of the Constitution.
88.4
Fourthly,
section
36 of the Constitution provides that the Bill of Rights may be
limited in terms of law of general application to the extent that
the
limitation is reasonable and justifiable in an open and democratic
society based on human dignity, equality and freedom, taking
into
account all relevant factors. Therefore, such a law of general
application which gives effect to a fundamental right. Accordingly,
counsel had argued, that
the Air Quality Act is such a law of
general application giving a circumscribed effect to the
environmental right in section 24(a)
of the Constitution.
88.5
In is
therefore
on this basis that counsel had argued, that allowing direct reliance
on the environmental right in section 24(a) of the Constitution
would
defeat the purpose of the Constitution.
[89]
As
to the roles of the various
Branches
of Government, counsel had argued that
the
courts are enjoined to respect the efforts of the other Branches of
Government in fulfilling constitutional rights. This also
flows from
the constitutional Doctrine of Separation of Powers,
[110]
which
includes judicial respect for the effort to enact the Air Quality
Act, which the Applicants cannot simply bypass by relying
on section
24(a) of the Constitution directly for its cause of action.
[90]
In
addition, counsel further submitted that in this regard the main
stakeholder, i.e. the Local Sphere of Government,
[111]
be engaged instead of bypassed
as
Metropolitan Municipalities and District Municipalities are generally
charged in terms of section 36(1) of the Air Quality Act
with
implementing the atmospheric emission licensing system, referred to
in section 22 thereof, and must for this purpose perform
the
functions of licensing authority as set out in the Air Quality Act.
[91]
The numerous atmospheric emission licenses
that were issued by municipalities
within
the Local Sphere of Government for listed activities, the lawful
emission of harmful substances into the ambient air of the
Highveld
Priority Area by each holder of such a licence is allowed and legal.
It is therefore also on this basis also the Principle
of Subsidiarity
should find application.
[92]
On
the Rule of Law consideration,
[112]
going to the trite requirement that certainty and clarity is an
essential aspect of the Rule of Law: those who are required to comply
with the law, and those charged with enforcing it, should have
reasonable certainty about what it is.
[113]
In
casu
,
where the applicants
rely
directly on the right in section 24(a) of the Constitution, they seek
to develop a system of law which would not brook the introduction,
or
indeed the presence, of any source of harm in the environment. As a
result of the Air Quality Act providing for the listing of
activities
which result in atmospheric emissions and in respect of which there
is a reasonable believe that those emissions have
or may have a
significant detrimental effect on the environment, including health,
social conditions, economic conditions, ecological
conditions or
cultural heritage,
[114]
the result of such listing, is that a person may only conduct such an
activity with an atmospheric emission licence.
[115]
It
as such follows that the introduction or presence of a source of harm
in the environment is lawful under these circumstances.
[116]
[93]
It is on this basis further that counsel
had argued, that the Air Quality Act thus
limits
the fundamental right in section 24(a) of the Constitution, as
contemplated in section 36 thereof and by allowing reliance
directly
on this constitutional right, in defiance of its statutory embodiment
and limitation under the Air Quality Act, the Court
would encourage
the development of two parallel systems of law. This contradicts the
Principle of Subsidiarity and the Rule of Law.
[94]
In the present instance, counsel had
further argued that the applicants elected not to attack the
constitutional reasonableness of
all the “other measures” that
were taken by the Minister to address the poor air quality in the
Highveld Priority Area but instead
elected to advance a cause of
action directly founded upon section 24(a) of the Constitution whilst
ignoring the “
legislative measure”
that was enacted by Parliament to give effect to that same
fundamental right.
[95]
In addition,
counsel
highlighted the preamble of the Air Quality Act and certain relevant
provisions of the Act. The preamble of the Air Quality
Act is quoted
hereunder for ease of reference:
“
Preamble.
WHEREAS the quality of ambient
air in many areas of the Republic is not conducive to a healthy
environment for the people living in
those areas let alone promoting
their social and economic advancement;
AND WHEREAS the burden of
health impacts associated with polluted ambient air falls most
heavily on the poor;
AND WHEREAS air pollution
carries a high social, economic and environmental cost that is seldom
borne by the polluter;
AND WHEREAS atmospheric
emissions of ozone-depleting substances, greenhouse gases and other
substances have deleterious effects on
the environment both locally
and globally; AND WHEREAS everyone has the constitutional right to an
environment that is not harmful
to their health or well-being; AND
WHEREAS everyone has the constitutional right to have the environment
protected, for the benefit
of present and future generations, through
reasonable legislative and other measures that-
(a) prevent
pollution and ecological degradation;
(b)
promote conservation; and
(c)
secure ecologically
sustainable development and use of natural resources while promoting
justifiable economic and social development;
AND WHEREAS
minimisation of pollution through vigorous
control,
cleaner technologies and cleaner production practices is key to
ensuring that air quality is improved;
AND WHEREAS additional
legislation is necessary to strengthen the Government's strategies
for the protection of the environment and,
more specifically, the
enhancement of the quality of ambient air, in order to secure an
environment that is not harmful to the health
or well-being of
people, ...”
[96]
In section
2 of
the Air Quality Act, the object thereof is stated to be as follows:
“
The object
of this Act is-
(a) to protect
the environment by providing reasonable measures for –
(i) the
protection and enhancement of the quality of air in the Republic;
(ii) the prevention
of air pollution and, ecological degradation; and
(iii) securing ecologically
sustainable development while promoting justifiable economic and
social development; and
(b) generally
to give effect to section 24(b) of the Constitution in order to
enhance the quality of ambient air
for the sake of securing an
environment that is not harmful to the health and well-being of
people.”
[97]
Counsel
further argued that the wording of section 2(a) of the Air Quality
Act mirrors
that
of section 24(b) of the Constitution whilst the wording of section
2(b) of the Air Quality Act mirrors that of section 24(a)
of the
Constitution.
[117]
[98]
Having regard to the provisions of section
2(b) of the Air Quality Act, counsel
also
submitted that this section is clearly not premised upon an
environmental right under section 24(a) of the Constitution which
is
immediately and without any qualification enforceable.
[99]
In addition, the argument advanced was that
section 3 of the Air Quality Act also makes clear that this
legislation was enacted to
give effect to the environmental rights in
section 24 of the Constitution, by imposing the following general
duty on the State:
“
In
fulfilling the rights contained in section 24 of the Constitution,
the State –
(a) through
the organs of state applying this Act, must seek to protect and
enhance the quality of air in the Republic;
and
(b) must
apply this Act in a manner that will achieve the progressive
realisation of those rights (sic: plural).”
[100]
It is for this reason that counsel
contended that there is a limitation in section 3(b) of the Air
Quality Act despite the wording
used in section 24(a) of the
Constitution. This section clearly calls for a progressive
realisation of both the environmental rights
as provided for in
section 24(a) and (b) of the Constitution.
[101]
Support
for
this argument counsel submitted is to be found in the decision
My
Vote Counts NPC v Speaker of the National Assembly
2016
(1) SA 132
(CC) para [166].
[118]
“
In view
of the Constitutional Court's justification of the first two
subsidiarity principles, the question is not whether legislation
in
fact
gives effect to
a
right
in the Bill of Rights, but whether it was
enacted
to do so
.
In other words, the focus is on the intention of the post-1994
democratic legislature to honour its constitutional obligations and
promote the spirit, purport and object[s] of the Bill of Rights
through exercise of its legislative powers.
”
[119]
[102]
It
is on this basis therefore that counsel did not agree with the
proposition by the applicants, namely that what emerges from the
constitutional
jurisprudence
is that the Principle of Subsidiarity generally applies only in two
circumstances.
[120]
[103]
The
reliance
placed
by the applicants on constitutional jurisprudence which dealt with
children's rights under section 28 of the Constitution or
education
rights under section 29 thereof,
[121]
is opportunistic and misleading as none of the parties raised the
issue of subsidiarity in any of the judgments referred to by the
Applicants and there is no mention of any aspect of subsidiarity
therein.
[104]
The
below-mentioned examples under the Air Quality Act should suffice
setting out the procedure and remedies available:
[122]
104.1
Section 32(1) of the NEMA empowers any
person or group of persons to seek appropriate relief in respect of
any breach or threatened
breach of any provision the NEMA or any
provision of a Specific Environmental Management Act such as the Air
Quality Act.
104.2
Section 33(1) of the NEMA empowers any
person, in the public interest or in the interest of the protection
of the environment, to
institute and conduct a prosecution in respect
of any breach or threatened breach of any duty, other than a public
duty resting on
an Organ of State, in any national or provincial
legislation or municipal by-law, or any regulation, licence,
permission or authorisation
issued in terms of such legislation,
where that duty is concerned with the protection of the environment
and the breach of that duty
is an offence.
[105]
Accordingly, counsel submitted that the
Principle of Subsidiarity is a complete
answer
to the case as advanced by the Applicants in this matter on the
alleged breach of section 24(a) of the Constitution, and the
declaratory relief should as a result not be granted.
[106]
In addition, counsel further submitted that
a mere state of affairs, which is not attributed
to
the conduct of the Executive or an Organ of State, cannot in logic or
law constitute the breach of a fundamental right, as it requires
either positive or negative conduct from the duty-bound person in
conflict with the correlative duty.
If a mere state of affairs can
constitute a breach of the environmental right in section 24(a) of
the Constitution, then a sand-storm
by way of an example making the
air unbreathable in a community or a volcano spewing toxic gasses
over a town would be a breach of
this environmental right.
[107]
Support for this contention is found in
section 2 of the Constitution, which provides
for
the supremacy of Constitution. It is also found in section 7(2) of
the Constitution which provides that the state must respect,
protect,
promote and fulfil the rights in the Bill of Rights.
Section 8(1) of the Constitution
provides that the Bill of Rights
binds the legislature, executive,
the judiciary and all organs of state.
[108]
In addition, section 172(1)(a) of the
Constitution provides that a court when deciding
a
constitutional matter within its power must declare any law or
conduct that is inconsistent with the Constitution invalid to the
extent of its inconsistency. Lastly section 237 of the Constitution
provides that: all constitutional
obligations
must be performed diligently and without delay.
[109]
It is on this basis that counsel contended
that common sense dictates that a breach
must
either be positive conduct (by action in conflict with the
correlative duty or obligation calling) or negative conduct (by
inaction
in conflict with the correlative duty or obligation), but
some form of human conduct there must be as a most basic requirement.
The
idea that one can legislate a state of affairs in physical
reality away, is absolute unrealistic or nonsensical, hence the maxim
lex non cogit ad impossibilia.
[110]
It is on this basis that counsel submitted
that there is no basis in law or in fact
for
the granting of this declaratory relief in respect of a state of
affairs.
[111]
In addition, in view of the nature and
limitations on the fundamental right as contained in section 24(a) of
the Constitution, the
poor air quality at the various hotspots in the
Highveld Priority Area does not constitute a breach of this
fundamental right.
[112]
In
as far
as
the applicants contend that the fundamental right as contained in
section 24(a) of the Constitution is of a particular nature and
that
is immediately enforceable here and now,
[123]
the argument went that the applicants failed to distinguish between
the different correlative duties or obligations for the right
in
question, which may be either (1) the duty to avoid deprivation
(corresponding with the notion of the negative duty to protect
rights), (2) the duty to protect from deprivation (corresponding with
the intermediate duty to prevent others from interfering with
rights), and (3) the duty to aid the deprived (corresponding with the
positive duty to fulfil rights).
In
this regard, it was argued that the case for the applicants is not
aimed at the first two types of duties, concerned with the negative
duty not to do something (that is, to refrain from introducing a
source of harm for health and well-being into the environment).
The
case for the applicant is rather aimed at the third type of duty,
concerned with the positive duty to do something (namely to
fulfil
and promote the enjoyment of that fundamental right).
[113]
This
primary premise, counsel contended, is wrong because the
environmental
right
in section 24(a) of the Constitution, to the extent that it imposes a
correlative positive duty or obligation to ensure (that
is, “
to
respect, protect, promote and fulfil”)
[124]
an environment that is not harmful to a person's health or
well-being, is clearly a fundamental right that is progressively
realisable.
[114]
Relying on section 9 of the Constitution
the argument advanced was to the effect
that
the section recognises the reality that in South African society, as
a result of our history, everyone is not in a position to
fully and
equally enjoy all rights and freedoms. It is on this basis counsel
had argued that the section is a clear recognition,
by the
Constitution, that the residents in the Highveld Priority Area are
also not in a position to fully and equally enjoy the environmental
right in section 24(a) of the Constitution.
[115]
As section
9(2)
of the Constitution empowers the state, in order to promote the
achievement of equality of its citizenry, to take legislative
and
other measures designed to protect or advance persons, or categories
of persons, disadvantaged by unfair discrimination that
this is a
further clear recognition of the progressively realisable nature of
the correlative duty to the environmental right in
section 24(a) of
the Constitution.
[116]
The progressively realisable nature of the
environmental right in section 24(a) of the Constitution is, as
mentioned previously also
confirmed in section 2 and section 3 of the
Air Quality Act.
[117]
The
progressively
realisable
nature
of
the
environmental right in section 24(a) of the Constitution is further
confirmed in
section 4
of the
Local Government: Municipal Systems Act
32 of 2000
where
the primary responsibility for the functional area of air pollution
is with the Local Sphere of Government, and section 36 of
the Air
Quality Act which recognizes municipalities as the licensing
authorities for atmospheric emission
licenses).
[125]
In this
regard, section 4 provides as follows:
“
4.
Rights and duties of municipal councils.
(1) The council of a
municipality has the right to –
(a) govern on its own
initiative the local government affairs of the local community;
(b) exercise the
municipality's executive and legislative authority, and to do so
without improper interference; and
(c) ……………………….
(2) The council of a
municipality, within the municipality's financial and administrative
capacity and having regard to
practical considerations, has the duty
to ...
(i) promote a
safe and healthy environment in the municipality; and
(j) contribute,
together with other organs of state, to the progressive realisation
of the fundamental rights contained
in sections 24, 25, 26, 27 and 29
of the Constitution.
(3) A municipality
must in the exercise of its executive and legislative authority
respect the rights of citizens and
those of other persons protected
by the Bill of Rights.”
[118]
Support for the above argument is further
found in the remarks made by the Constitutional
Court
on progressive realisation of a fundamental right in the Grootboom
decision:
“
[45]
The extent and content of the obligation consist in what must be
achieved, that is, 'the progressive realisation of this
right'. It
links ss (1) and (2) by making it quite clear that the right referred
to is the right of access to adequate housing. The
term 'progressive
realisation' shows that it was contemplated that the right could not
be realised immediately. But the goal of the
Constitution is that the
basic needs of all in our society be effectively met and the
requirement of progressive realisation means
that the State must take
steps to achieve this goal. It means that accessibility should be
progressively facilitated: legal, administrative,
operational and
financial hurdles should be examined and, where possible, lowered
overtime. Housing must be made more accessible
not only to a larger
number of people but to a wider range of people as time progresses
”
[126]
[119]
In
as far as the applicants’ case is premised thereon that the
fundamental right as contained in section 24(a) of the Constitution
is of a particular scope, namely an unqualified right that is
unlimited
[127]
or has a “
basic
minimum
for environmental protection,”
[128]
at the outset the respondents point out that the notion of a
fundamental right having a minimum core contents
[129]
has previously been rejected by our Constitutional Court.
[130]
[120]
It is for this reason, that counsel
contended that the impugned state of affairs, with regard to the poor
air quality in the Highveld
Priority Area, has been brought
about by activities falling within the
qualifications to and limitations of the right as contained in
section 24(a) of the Constitution.
[121]
Counsel
further submitted that the right in section 24(a) of the
Constitution
is not an absolute but relative right, which is qualified and
limited.
In
this regard counsel pointed out that in the first place, the right in
section 24(a) of the Constitution is limited by the conjoined
environmental right as provided for in section 24(b) thereof,
embodying a constitutional imperative for sustainable
development.
[131]
[122]
In
this regard section 24(b) of the Constitution provides that everyone
has the right to have the environment protected, for the benefit
of
present and future generations, through reasonable
legislative
and other measures. In this regard the Air Quality Act
was
enacted
and
a
number
of legislative instruments which allow for the release of harmful
substances
into the ambient air: the instrument of atmospheric emission licences
in respect of listed activities,
[132]
the
declaration of controlled emitters
[133]
and the
declaration
of
controlled fuels.
[134]
[123]
NEMA
was enacted and it provides for at least one legislative instrument
which allows for the release of harmful substances into the
ambient
air: the instrument of prior environmental authorisation for the
commencement of listed activities.
[135]
These include, for example, listed activities for the generation of
electricity; listed activities for prospecting and mining; listed
activities for the development of railway lines, stations and
shunting yards; and listed activities for the development of road
networks
and other transport infrastructure.
[136]
[124]
The
Waste Act 59 of 2008
[137]
was enacted and it also provides for at least one legislative
instrument
which allows for the release of harmful substances into the ambient
air. Section 19 thereof requires a waste management
licence for
listed waste management activities, which waste management licences
may in terms of section 45 thereof also authorise
the treatment of
waste by way of incineration.
[125]
Counsel further advanced the argument that
by giving effect to section 24(b) of the Constitution in this
legislation, the environmental
right in section 24(a) was qualified
or limited in terms of laws of general application.
[126]
By way of example the right in section
24(a) of the Constitution is limited by section
10
of the Constitution provides for the right to dignity by promoting
various industries such as clay brick manufacturing, power
generation,
transport networks and residential areas are all efforts
to make a dignified existence available for every person in the
Republic
of South Africa. Section 11 of the Constitution which
provides for the right to life, which should include a right to a
quality of
life. Section 21 i.e the right to freedom of movement
which cannot be exercised without transport infrastructure.
[127]
Section 25 of the Constitution, which is
the basis upon which the
Mineral and Petroleum Resources Development
Act 28 of 2002
was enacted so as to provide equitable access to the
natural resources of this country, is also relevant: the prospecting
and mining
operations in the Highveld Priority Area have been legally
authorised in terms thereof.
[128]
Lastly the socio-economic rights in section
26-29 of the Constitution, counsel submitted that these rights are
not achievable without
sustainable development and a vibrant economy
which provides the resources for fulfilling those socio-economic
rights. The fulfilment
of all these other fundamental rights will
therefore, inevitably, have an impact on the safety of the
environment.
[129]
As such it was argued that this court
should refuse to grant a declarator resulting from constitutional and
lawful activities as these
activities are all lawfully authorised and
it will be irrational to regard their consequences as unlawful.
[130]
In as far as the respondents’ dereliction
of an alleged duty in terms of section 20 of the Air Quality Act, the
following arguments
were advanced.
[131]
Section 20 of the Air Quality Act provides
as follows (underlining for emphasis):
“
20.
Regulations for implementing and enforcing priority area air quality
management plans.
The
Minister or MEG may
prescribe regulations
necessary
for
implementing and
enforcing
approved priority area air quality management plans,
including
–
(a)
funding
arrangements;
(b)
measures to facilitate
compliance with such plans;
(c)
penalties for any
contravention of or any failure to comply
with such plans; and
(d)
regular
review
of such
plans.”
[132]
In
as far as the interpretation of the phrase: “may prescribed
regulations,” it is the case for the applicants that, as a matter
of proper interpretation, the phrase “
may
prescribe regulations”
as used in this provision means “
must
prescribe regulations.”
[138]
Accordingly the only issue is an issue on the level of law,
pertaining to the proper interpretation of section 20 of the Air
Quality
Act.
[133]
In
this regard counsel had argued, that when interpreting a statute, the
factual circumstances of a case have no bearing on the analysis.
[139]
The reason for this, is that the same words in a legislative
instrument cannot be interpreted differently under different
circumstances;
[140]
in other words, for the sake of the certainty required by the Rule of
Law, the interpretation of a legislative instrument does not
take
place within the factual matrix peculiar to a specific case. For
purposes of interpretation, the poor air quality in the Highveld
Priority Area must therefore be left out of account.
[134]
The usage of the word “may” in section
20 the argument went therefore bestows a discretionary power on the
Minister with a correlative
liability for individuals once that power
is exercised. If Parliament wanted to impose an obligatory duty, it
would have been quite
easy to state so.
[135]
Having regard to the context of section 20,
it is apparent that a discretionary power was bestowed upon the
Minister that is only
in circumstances where it is “
necessary''
,
may regulations be prescribed. As such there is no general power to
prescribe regulations in respect of the approved air quality
management plan of each declared priority area.
[136]
Whether
or not such regulations are “
necessary''
,
is in the first place for the Minister to satisfy herself but this
does not mean that the making of regulations is left to her
whim.
[141]
In any event and on the level of fact, the Minister has provided the
factual basis showing that, objectively, no such specific regulations
are
necessary”.
[142]
[137]
Support for the discretionary power of the
Minister is also found having regard to the provisions of section 18
and 19 of the Air
Quality Act as the situation in one declared
priority area may differ vastly from another declared priority area
and because the
air quality management plan of one area will differ
from the plan for the next area, it makes sense that section 20
provides for
a discretionary power for prescribing regulations
instead of an obligatory duty.
[138]
Given
the purpose and objective of the Air Quality Act of a progressive
realisation of the right to an environment not harmful for
the health
or well-being of a person, there is therefore no reason why section
20 thereof must be interpreted as providing for an
obligatory
duty,
[143]
but rather it supports the notion of a discretionary power being
conferred on the Minister.
[139]
In addition, the argument on interpretation
that was advanced, is for an interpretation that is consistent with
and in accordance
with, the imperatives of the Constitution:
139.1
The
constitutional scheme allocates the primary responsibility for the
functional area of air pollution to the Local Sphere of
Government.
[144]
139.2
Section 156(1)(a) of the Constitution
states that a municipality has executive authority in respect of, and
has the right to administer
the local government matters listed in
Part B of Schedule 4 of the Constitution.
139.3
Section 156(2) of the Constitution states
that a municipality may make and administer by-laws for the effective
administration of
the matters which it has the right to administer.
This municipal power to make bylaws is the equivalent of the
Ministerial power
to prescribe regulations.
139.4
Section 156(5) of the Constitution states
that a municipality has the right to exercise any power concerning a
matter reasonably necessary
for, or incidental to, the effective
performance of its functions.
139.5
Section 151(3) of the Constitution states
that a municipality has the right to govern, on its own initiative,
the local government
affairs of its community, subject to national
and provincial legislation, as provided for in the Constitution.
Section 20 of the
Air Quality Act is not legislation as provided for
expressly in the Constitution.
139.6
Section 151(4) of the Constitution commands
the National Government (which includes the Minister), in peremptory
terms, not to compromise
or impede a municipality's ability or right
to exercise its powers or perform its functions.
[140]
As
regards the applicants’ reliance on section 7(2) of the
Constitution as an alternative source for the ministerial obligation
to prescribe regulations,
[145]
in other words that over and above section 20 of the Air Quality Act
the Minister is independently obliged under section 7(2) of
the
Constitution to make these regulations, the following submissions in
this regard were made:
140.1
On this argument for the Applicants, the
absurdity is that each and every regulation-making power in any
Environmental Legislation
imposes an obligatory duty to make
regulations. In fact, there is hardly any legislation which does not
somehow have a bearing on
a fundamental right and on this argument
all regulation-making powers will be obligatory.
140.2
Section 7(2) of the Constitution does not
transform “
may''
into “
must'
,
especially in the absence of any factual basis to show that these
regulations will be either reasonable or effective when regard
is had
to all of the other measures already taken by the State.
140.3
At
a more fundamental level, however, the essence of Constitutionalism
is that the power of the State should be defined and limited
by law
to protect the interests of society, as a way of ensuring limited
government as opposed to the arbitrary rule of an autocracy
or a
dictatorship.
[146]
140.4
As
a result, imposing a duty or obligation in terms of section 7(2) of
the Constitution does not mean the Minister now has unlimited
powers
or carte blanche to discharge that duty or obligation. On the one
hand she must also be given a competence to act and on the
other hand
she must follow the prescribed procedure.
[147]
140.5
On the Doctrine of Legality, the Minister
cannot exercise any power nor perform any function unless that power
or function is authorised
in law. These powers and functions,
entrusted to the Minister, provide her with a scope of limited
competence within which she must
discharge her constitutional duties
and obligations.
[141]
It is for this reason that counsel
submitted that section 7(2) of the Constitution can therefore not be
read in isolation so as to
create a power for the prescription of
regulations.
[142]
From
the papers and arguments for the Applicants, counsel argued that it
is not clear if their case is only about a proper interpretation
of
section 20 of the Air Quality Act on the level of law (where the
factual matrix is not relevant) or if they also advance a case
on the
level of fact, especially in view of their persistence that there was
a delay in prescribing these regulations (premised upon
a legal duty
existing from the outset, and not on duty arising afterwards from the
facts). On the level of fact, the question is
whether the occasion
was such that it called for the exercise of the discretionary power
to prescribe regulations under this provision.
[148]
[143]
Originally,
so the argument went, it was the case advanced by the applicants that
regulations should be passed specifically to implement
and enforce
the Highveld Plan.
[149]
The prescription of generic regulations for all air quality
management plans was not part of their case.
[144]
After
having received the answering affidavit for the Minister, wherein she
made it clear that there is a distinction between generic
regulation
under section 20 of the Air Quality Act, which will be applicable to
all priority areas as and when declared (currently
and on the level
of fact in the process of drafting), and specific regulations
dedicated for application within a particular priority
area (which
for various reasons are not necessary in the case of specifically the
Highveld Priority Area),
[150]
the Applicants now seize upon the making of these generic regulations
as if that in itself demonstrates, on the level of fact, the
basis
for the relief that they seek.
[151]
[145]
Whether it was “
necessary”
for specific regulations under section 20 of the Air Quality Act, is
a question of fact to be determined on the totality of the evidence
(in accordance with the applicable rule where final relief is sought
in motion proceedings) and not by way of semantic argument or
textual
criticisms.
[146]
For the reasons as set out above the
respondents seek the dismissal of the application as the necessity
for the making of specific
regulations in terms of section 20 of the
Air Quality Act it argued, has not been demonstrated by the
Applicants. In addition to
the above, the allegation that there was
no improvement in the poor air quality in the Highveld Priority Area
and that the other
air quality management tools did not work, is an
unsubstantiated opinion: on the one hand the actual air quality was
not compared
with what the hypothetical air quality would have been
in the absence of these air quality management tools and on the other
hand
the evidence shows that, in general, there has been an
improvement over the years.
[147]
On the common cause fact that regulations
for the Vaal Triangle Plan were not effective, the rhetorical
question is how would such
regulations then be effective specifically
for the Highveld Plan?
[148]
The nature of the Highveld Plan, counsel
had argued rather calls for the flexible constitutional imperatives
of co-operative governance
instead of a crude command
and-control dispensation imposed upon all the other Organs of State
or stakeholders through regulations
and there are already a number of
other air quality management tools in place to address the air
pollution also in the Highveld Priority
Area.
ANALYSIS
First issue to be determined:
whether the applicants can rely directly on the provisions of section
24(a) of the Constitution for
their cause of action.
[149]
To my mind, the answer to this question
lies in the wording of the section itself read together with the
evidence which has been placed
before this court in support of their
cause of action.
[150]
Before this court, as mentioned, it is
common cause between the parties that the Highveld Priority Area was
declared more than 12
years ago and that the Highveld Plan was
promulgated more than 8 years ago.
[151]
At
the time that the Highveld Priority Area was declared, the media
statement released indicated that “
there
is little doubt that people living and working in these areas do not
enjoy air quality that is not harmful to their health and
well-being
,”
and the then Minister at the time allowed the department two years to
develop a plan to his satisfaction.
[152]
[152]
That despite this lapse of time period,
Goal 1 set out in the Highveld Plan, the deadline being set for 2015,
has still not been achieved
and that little progress has been made in
ever achieving Goals 2-7 all of which are due for completion in 2020.
The notice of motion
in these proceedings was issued on 6 June 2019,
a period of 4 years past the deadline set for achieving Goal 1 of the
Highveld Plan
by 2015.
[153]
Supporting
affidavits filed in these proceedings by some residents in the town
of Emalahleni falling within the Highveld Priority
Area, set out how
the state of air pollution in the area has affected them over a
period of time. The contents of these affidavits
are undisputed
evidence that have been placed before this court,
[153]
confirming
the contention that persons living in the Highveld Priority Area are
exposed to air pollution that is harmful to their
health and
wellbeing. This much the Minister has conceded when she stated
amongst others that “poor air quality at the hotspots
in the
Highveld Priority Area has adverse consequences and impacts upon
human health and well-being”, and that she is aware of
“the
unacceptably high levels of ambient air pollution in the Highveld
Priority Area and the potential for the that polluted ambient
air to
adversely impact on the health and well-being of the people living
and working in the area.”
[154]
[154]
The
Minister further conceded, as mentioned, that the National Ambient
Air Quality Standards are being exceeded at the hotspots in
the
Highveld Priority Area and as such these levels of air pollution
observed over a period of time, have not been compliant with
the
National Standards which have been set in this regard. It has also
been conceded by the Minister that the Government has not
been
successful in bringing the ambient air quality everywhere in
compliance with the National Ambient Air Quality Standards set,
albeit that these standards are significantly lower than that set by
the WHO Guidelines.
[155]
In addition counsel for the Minister also conceded that the air
quality in the Highveld Priority Area is poor and indeed very poor
at
certain hotspots and that it has been poor for decades now.
[156]
[155]
As
a consequence of this failure of the levels of air pollution not
being achieved to date, and the Department’s own finding
[157]
that more than 10 000 premature deaths occur each year which are
directly attributable to air pollution in the Highveld Priority
Area,
the inescapable conclusion that must be reached on the evidence
presented, is that the levels of air pollution in this area
is not
consistent with the section 24(a) right to an environment that is not
harmful to health or wellbeing.
[156]
In turning then to the wording of the
section itself, counsel for the applicants had argued that it was the
Minister’s contention
that section 24(a) is a “
qualified
”,
“
progressively realisable
”
right which does not protect residents of the Highveld against
dangerous levels of air pollution immediately. This contention
by the
Minister is firstly not supported in the plain wording of the
section, i.e. that this right afforded to citizens will only
be
realised with the passage of time and that it is a right not afforded
to citizens here and now. Having regard to the wording of
the section
itself, the right as phrased is entirely unqualified and this is
supported by the omission of any reference being made
to “
progressive
realisation
” in the text of the
section itself.
[157]
On behalf of the applicants the argument
advanced was that the right set out in section 24(a) of the
Constitution is in complete contrast
as compared with the qualified
socio-economic rights in section 26(2) (housing) and section 27(2)
(healthcare, food, water and social
security).
[158]
The above
rights
both state that “
The state must take
reasonable legislative and other measures, within its available
resources, to achieve the progressive realisation
of this right.”
[159]
Support
that the
section 24(a) right is unqualified, is also found in the similar
wording used in the framing of section 29(1)(a), the right
to basic
education, which is framed in identical unqualified terms as section
24(a) and which are not subject to any requirement
of progressive
realisation.
[160]
In this regard the applicants had placed
reliance on, amongst others, the Constitutional Court decision of
Juma Musjid
where it was stated in para [37] as follows
:
“
It is
important, for the purpose of this judgment, to understand the nature
of the right to “a basic education” under section
29(1)(a).
Unlike some of the other socio-economic rights, this right is
immediately realisable. There is no internal limitation
requiring
that the right be “progressively realised” within “available
resources” subject to “reasonable legislative measures”.
The
right to a basic education in section 29(1)(a) may be limited only in
terms of a law of general application which is “reasonable
and
justifiable in an open and democratic society based on human dignity,
equality and freedom”. This right is therefore distinct
from
the right to “further education” provided for in section
29(1)(b). The state is, in terms of that right, obliged, through
reasonable measures, to make further education “progressively
available and accessible.”
See
in this regard
Governing Body of the
Juma Musjid Primary School & Others v Essay N.O. and Others
2011
(8) BCLR 761
(CC).
[161]
In paragraph
[52]
the court further explained as follows:
“
The
inadequacy of schooling facilities, particularly for many blacks was
entrenched by the formal institution of apartheid, after
1948, when
segregation even in education and schools in South Africa was
codified. Today, the lasting effects of the educational
segregation
of apartheid are discernible in the systemic problems of inadequate
facilities and the discrepancy in the level of basic
education for
the majority of learners.”
[162]
It is on this basis that the argument
advanced by the applicants was that the right having regard to the
basis of the wording of the
section is unqualified.
[163]
The reasoning employed by the
Constitutional Court in the
Juma Masjid
matter, in as far as concluding that the right to an education,
having regard to the wording of section 29(1)(a), is immediately
realisable, I am in agreement with in as far as the present matter is
concerned. In the present matter, this wording of section 24(a)
is
similar to the wording employed in section 29(1)(a). It is for this
reason that I am inclined to agree with the reasoning of the
Constitutional Court in the
Juma
Masjid
-decision that concluded that the
right in section 24(a) is immediately realisable.
[164]
On the point
on
subsidiarity, in respect of the applicant’s cause of action, the
respondent contends that the section 24(a) is progressively
realisable and that the principle of subsidiarity precludes any
relief based on section 24(a).
[165]
Differently
put,
that it is not legally permissible for the applicants to rely
directly on section 24(a) of the Constitution for its cause of
action. The myriad of reasons advanced by the respondents in support
of this argument have been fully canvassed above.
[166]
In opposing these reasons, the argument
advanced by the respondents on progressive
realisation
of the section 24(a) right the argument by the applicants was that
the Minister presented the argument on subsidiarity
as if it were a
rigid and inflexible rule. This is as submitted by counsel in
conflict the
My Vote Counts
-
decision
where is paragraph [82] the Constitution obiter stated the following:
“
[82]
We should not be understood to suggest that the principle of
constitutional subsidiarity applies as a hard and fast rule.
There
are decisions in which this court has said that the principle may not
apply. This Court is yet to develop the principle to
a point where
the inner and outer contours of its reach are clearly
delineated
.”
[158]
[167]
This position
was
also reiterated in the
Pretorius-decision
,
where the Constitutional Court stressed that the Principle of
Subsidiary is not a “
hard and fast
rule
”. See in this regard
Pretorius and Another v Transport
Pension Fund and Others
2019 (2) SA 37
(CC) at paras 51 52
.
[168]
From the
established
case law on point counsel argued, it is apparent that the
subsidiarity principle generally applies in two circumstances:
168.1
Firstly, in instances where the
Constitution itself obliges Parliament to pass specific legislation
to effectively codify rights such as section 33
right to just administration.
168.2
Secondly it applies where legislation
“covers the field” by providing clear procedures, dedicated
forums and specific statutory
remedies for constitutional rights
violations such as labour legislation, or the Equality Act.
[169]
On a mere reading of section 24(a) of the
Constitution it fails to place a specific obligation on Parliament to
pass specific legislation
to codify environmental rights. Moreover,
the existing legislation, such as the Air Quality Act, NEMA
and other legislation does not provide residence
with clear procedures and remedies for ambient air pollutions that
exceeds the National
Standards and where in instances their lives are
threatened by poor air quality. In this regard the Minister has also
failed to set
out in her affidavit, how the entire enacted suite of
Environmental Legislation has given the residents of the Highveld
Priority
Area effect to achieving this particular right as envisaged
in section 24(a).
[170]
In addition, from the environmental
legislation already enacted it cannot be said was ever intended to
prevent and obstruct affected
individuals from accessing the courts
and where appropriate to seek remedies in response to the harmful
levels of ambient air pollutions
within their particular area. It is
on this basis that it was argued that its cause of action can be
premised on section 24(a) of
the Constitution.
[171]
With reference to the provisions of section
24(a) the Minister further argued, that section
24(a)
may be justified or limited under section 36 of the Constitution in
terms of the law of general application to the extent that
the
limitation is reasonable and justifiable in an open and democratic
society based on human dignity, equality and freedom taking
into
account all relevant factors.
[172]
It is on this basis that counsel submitted
that the Air Quality Act is such law of general application giving a
circumscribed effect
to the environmental right in section 24(a) of
the Constitution and that limits of this fundamental right by
introducing a presence
of source of harm in the environment under
controlled circumstances may be permitted. It is on this basis, so
the argument went that
as there is room for limitation of this right,
one cannot peer in isolation at the right in determining whether
there has been a
breach thereof or not. Accordingly, applying the
principle of subsidiarity it is a complete answer to the case
advanced by the applicants.
[173]
To the above argument the applicants
contended that any limitation to the section 24(a) right the Minister
has failed to point to
any law of general application which
will prevent the ambient air pollution levels to
exceed the National Standards in a manner that poses a direct threat
to the health
and well-being of residence. In this regard the
Minister has also failed to point to any such legislation.
[174]
The suite of environmental legislation has
all in mind to improve harm caused to the environment or to limit
harm. It does not have
in mind, to increase as in the present
instance levels of air pollutions at levels above what has been set
by the National Standards
posing a threat to human life and
wellbeing.
[175]
The principle of sustainable development
further requires that measures put in place to achieve economic
development should not sacrifice
the environment
and
human life and wellbeing and it must be that a balance should be
struck. Where one trumps the other, it cannot be said the right
of
section 24(a) has been achieved. This argument was supported by the
Special Rapporteur.
[176]
On the evidence that has been presented
before this court, I cannot but conclude that
the
respondents have failed to justify any limitation to the section
24(a) right by placing reliance on section 36 of the Constitution.
[177]
In further argument, the respondents
contended that the applicants have failed to prove either an omission
or act in support of their
contention of a breach of section 24(a)
and that a mere state of affairs cannot be said to be in breach of
section 24(a). The Minister’s
counsel had argued that a mere state
of affairs cannot threaten or breach fundamental rights and that the
applicants had to show
either an omission or a commission by the
State.
[178]
Before this court, the undisputed evidence
is that the present ambient air pollution levels by far exceed the
National Standards and
that the levels recorded poses a threat to a
safe environment and human life and their wellbeing. The question
that then begs the
answer, is what mechanisms should or could have
been put in place to date to have the air pollution levels in the
Highveld Priority
Area reduced? In this regard the erstwhile Minister
held the view that to promulgate regulations is not the only tool
available to
monitor air pollution in the Highveld Priority Area and
opted not to promulgate any regulations in this regard. In a
complete
contrast, the current Minister indeed took steps in this
direction, albeit belatedly and in a draft form in respect of which
public
comment is yet to be obtained.
[179]
It is for this reason that this court
cannot agree with the argument that the applicant merely relies on a
state of affairs in support
of a breach of section 24(a) but rather
that the Minister by her own concession has to date failed to
promulgate regulations proposed
by her own Department and which her
own Department has concluded will save lives. Consequently, the
applicants have established an
omission on the part of the Minister
to promulgate regulations timeously. The argument that the applicants
relied on a mere “state
of affairs” is therefore rejected.
[180]
Furthermore, before this Court, the
undisputed evidence presented shows that the levels of air pollution
in the Highveld Priority
Area remain far in excess of the
National Standards and show no meaningful
improvement. This, 13 years since the Highveld Priority Area was
declared and 9 years after
the Highveld Plan was established.
[181]
This
in addition
to
the Minister’s failure to give an indication as to by when the
Regulations as proposed to by her own Department will be implemented
as expeditiously and effectively as possible towards the full
realisation of this right as alluded to in
Mazibuko
and Others v City of Johannesburg and Others
,
[159]
depicts a further clear indication that a breach of section 24(a) has
occurred. In fact, nothing about the levels of air pollution
in the
Highveld Priority Area could be classified as “
expeditious
and effective
”
realisation of the right to an environment that is not harmful to
health and wellbeing.
[182]
In
addition to the above, the Minister’s initial failure to disclose
her own Department’s findings and recommendations is contrary
to
the special duties of transparency that are imposed on organs of
state in constitutional litigation. Organs of state are
duty-bound to assist the courts by providing a full and frank account
of the material facts where constitutional rights are at risk.
[160]
This was not done initially by the Minister, and only disclosed
during reply to a rule 35(12) Notice being served on the Minister.
[183]
On the conspectus
of
the evidence presented and having regard to the available
authorities, I am as a result satisfied that the applicants have
established
a breach of section 24(a) of the Constitution, as a
result of the Ministers’ failure to promulgate the regulations for
the Highveld
Priority Area.
The second issue to be
determined by the court: The proper interpretation of section 20 of
the Air Quality Act.
[184]
Section 20 of the Air Quality Act provides
that the Minister may produce implementation regulations to implement
and enforce priority
air quality management plans.
[185]
In addition to this Minister has a power
under section 7(2) of the Constitution to establish regulations to
protect and promote constitutional
rights. coupled with a duty to
establish implementation regulations where, as in this case, these
regulations are necessary to implement
and enforce an air quality
management plan.
[186]
In this regard it is the applicants’
contention that the phrase “may prescribed regulations” contained
in the section, should
in the presence matter be interpreted as “must
prescribed regulations.”
[187]
Furthermore,
that when the court interprets the section that the court must have
regard to the text, purpose and context of the provision
and
applicable constitutional rights.
[161]
[188]
Our
courts
have
long held that statutory provisions framed in discretionary language
may impose a power coupled with a duty.
[162]
The courts have frequently cited the House of Lords decision in
Julius
v The Lord Bishop of Oxford
,
[163]
where Earl Cairns LC explained that:
“
There may
be something in the nature of the thing empowered to be done,
something in the object for which it is to be done, something
in the
conditions under which it is to be done, something in the title of
the person or persons for whose benefit the power is to
be exercised,
which may couple the power with a duty, and make it the duty of the
person in whom power is reposed to exercise that
power when called
upon to do so
.”
The offshoot of this principle is
that the word “
may
” in a statute can mean “
must
”,
in appropriate circumstances, especially where this interpretation is
required to promote and protect constitutional rights and
values.
[189]
Relying
on the provisions of section 39(2) of the Constitution counsel
submitted that the section provides that “
[w]hen
interpreting any legislation … every court ...
must
promote the spirit, purport and objects of the Bill of Rights
.”
This imposes a two-fold obligation on courts: First, if a provision
is reasonably capable of more than one meaning, the meaning
that does
not violate constitutional rights should be preferred.
[164]
Second,
if the provision is capable of more than one constitutionally
compatible meaning, courts are obliged to prefer the meaning
that
best promotes constitutional rights.
[165]
[190]
In
the
Saidi-decision
,
[166]
the Constitutional Court interpreted the word “may” contained
in
section 22(3) of the Refugees Act, which provides that a refugee
reception officer “
may
from
time to time extend the period
”
of an asylum seekers’ permit to live and work in the country as
“must.”
[191]
In
the said matter the question that the court was faced with was
whether the
word
“
may
”
in this provision conferred a discretion to refuse to issue or renew
asylum seeker permits while asylum seekers were awaiting
the outcome
of judicial review proceedings.
[192]
In
the majority judgment Madlanga J, held that the word “
may
”
did not confer a discretion, but had to be interpreted as a mandatory
duty. Doing so, he held, would best protect and promote
the
constitutional rights of asylum seekers:
“
This
interpretation better affords an asylum seeker constitutional
protection whilst awaiting the outcome of her or his application.
She or he is not exposed to the possibility of undue disruption of a
life of human dignity. That is, a life of: enjoyment of
employment opportunities; having access to health, educational and
other facilities; being protected from deportation and thus from
a
possible violation of her or his right to freedom and security of the
person; and communing in ordinary human intercourse without
undue
state interference
.”
[167]
[193]
In
the
Sadi
-decision,
the court emphasised that this interpretation was mandated by section
39(2) of the Constitution,
[168]
and on
the argument advanced by the applicants it is the same reasoning
which should apply when this Court is to interpret section
20 of the
Air Quality Act.
[194]
On the interpretation of the phrase “may
prescribed” contained in section 20 of the Air Quality Act, the
arguments on behalf of
the respondents were the following:
194.1
That if the legislature had intended to use
the word “may” prescribed instead of “must” prescribed, it
would have used the
word must instead of may;
194.2
Secondly, that the section confers a
discretionary power to the Minister and only where necessary and not
a general power to prescribed
regulations exists. In this regard, the
erstwhile Minister has showed that at the time, the regulations were
not necessary;
194.3
In addition, that sections 18 and 19 of the
Air Quality Act, is confirmation, that the Minister was given
discretionary power in addition
taking into account the purpose and
objective of the Air Quality Act of it being a progressive
realisation of the right to an environment
not harmful to the health
or well-being of a person;
194.4
Further,
the Minister, argues that because section 20 vests regulation-making
powers in both
the
Minister and relevant provincial MECs, this somehow indicates that
this power is purely discretionary;
[169]
194.5
In addition, the Minister argues that
implementation regulations would be unlawful, as they would usurp the
powers of municipalities
over air pollution.
[195]
In the present case, the Department itself
has concluded that existing regulatory measures are insufficient to
give effect to the
Highveld Plan, and that implementation regulations
are the reasonable and effective means to protect rights. In this
regard further,
section 7(2) of the Constitution imposes an
obligation on the Minister to produce these regulations.
[196]
It is for this reason that the present
Minister has, in a complete reversal of the stance taken by her
predecessor who refused to
prescribed implementation regulations,
embarked on the process of producing draft regulations which are yet
to be published for public
participation.
[197]
This step taken by the Minister in the
present matter, to my mind, is destructive of the Minister’s case
on whether implementation
regulations for the Highveld Priority Area
is necessary. If the Minister had not initiated this process
around implementation
of regulations for the Highveld Priority Area,
it would have been necessary for this court to make such a
determination on whether
section 20 in relation to the Highveld
Priority Area affords the Minister discretionary powers to so or not.
In the present instance
the Minister, however, has had the presence
of mind and the need no longer exists to order the Minister to start
drafting regulations
for the Highveld Priority Area. She has in fact
started taking these steps and in my view correctly so.
[198]
The matter however does end there. The
draft regulations came about some 9 years after the Highveld Plan was
established. Having regard
to the Highveld Plan goals set, it is
clear that these non-binding set of goals contained in the Plan are
insufficient to achieve
the substantial reductions in atmospheric
emissions that are required in the Highveld Priority Area.
[199]
A further confirmation of the argument
advanced that existing laws and regulations have not been enough to
achieve the Highveld Plan
goals is found in the draft Highveld Plan
MTR itself, wherein it is specifically acknowledged that:
“
[The]
Department of Environmental Affairs was supposed to develop
regulations for the implementation and enforcement of the HPA AQMP
.”
[170]
[200]
Further
support for the need for the implementation of these regulations is
best explained in the Department’s own socio-economic
impact
assessment prepared, as part of the regulation-drafting process. In
this report it is acknowledged that “
air
quality in the area does not meet the National Air Quality Standards
(NAAQS) due to the ineffective implementation of the AQMPs
”
[171]
It further states that “
[t]he
main cause of the problem is [the] lack [of] enforcement measures to
ensure accountability in the enforcement of the [Highveld
Plan]
”.
[172]
[201]
The
report goes on to state that “
There
is no legal instrument to enforce the AQMP commitments
”.
[173]
[202]
Therein
a finding is also made that “
[m]ajor
polluters don't consider AQMP as a legal document that can be
enforced
”.
[174]
It adds that “
[n]o
punitive measures could be applied. The Regulation will provide
guidance on the punitive measures
”.
[175]
[203]
This
assessment, as such, concludes that the creation of implementation
regulations is the most desirable option and that the potential
benefits in lives saved and improved health outweigh the costs.
[176]
[204]
The
draft implementation regulations produced by the Department further
illustrate their necessity and the gaps in the existing regulatory
scheme.
[177]
This the Minister also did not disclose in her answering affidavit.
The draft regulations contain the following additional key features,
namely:
204.1
Draft
regulation 2 explicitly acknowledges that these draft regulations are
considered to be “
necessary
for implementing and enforcing Priority Area Air Quality Management
Plans.
”
[178]
204.2
Regulation
3 identifies the relevant stakeholders, which include national
departments, provinces, and municipalities; industry; mines;
and
civil society organisations.
[179]
204.3
In
terms of regulation 4, the “
emission
reduction interventions
”
[180]
that
are identified in the relevant AQMP will now be turned into legally
binding obligations, which must be implemented by stakeholders
within
the target date.
[181]
204.4
Significantly,
regulation 4.2 will require that these emission reduction
interventions be incorporated into atmospheric emission licences
(AELs).
[182]
This will mean that AELs will finally be aligned with the aims of the
Highveld Plan. The applicants have repeatedly called
for this
intervention.
204.5
In
terms of regulation 5, there will be a binding obligation on
identified stakeholders to develop “emission reduction plans”,
defined as “
the
emission reduction plan prepared and submitted by the identified
stakeholders that aims to minimise or prevent emissions
”.
[183]
204.6
Under regulation 6, provision will be made
for the mobilisation of the necessary resources to implement the
relevant AQMP, including
“
complimentary
support
” from national government:
“
6.1
The identified stakeholder shall be responsible to provide necessary
resources for the implementation of the air quality
management plan.
6.2
The Minister shall provide complimentary support to provinces and
municipalities responsible for the implementation
of the air quality
management plan.”
[184]
204.7
Under
regulation 7, there will be binding reporting requirements.
[185]
204.8
Regulation
9 will create a clear obligation to conduct a review of the relevant
AQMPs every 5 years.
[186]
204.9
Regulations
10 and 11 prescribe offences and penalties for non-compliance with
these regulations.
[187]
[205]
These
draft regulations provide necessary regulatory tools that are not
currently available under any existing legislation. The Minister’s
repeated claims that existing regulations are sufficient to implement
and enforce the Highveld Plan, are refuted and proved incorrect
when
one compares these draft section 20 regulations against the current
state of affairs.
[188]
[206]
In addition, the proposed implementation
regulations assist in:
206.1
Accountability: Major polluters and other
stakeholders will now be obligated to submit emission reduction plans
aligned with the Highveld
Plan goals, on pain of sanctions.
This is in stark contrast with the status quo where, as the
Department puts it, “
[m]ajor polluters
don't consider AQMP as a legal document that can be enforced
”.
206.2
Alignment: The requirement that AELs be
aligned with the Highveld Plan is also a significant development,
which would go some way
towards harmonising the disparate licensing
decisions taken by different municipalities across the Highveld
Priority Area.
206.3
Support: The regulations specifically
provide for national government support to municipalities, to address
the existing incapacity
and dysfunction in the enforcement of air
pollution controls.
206.4
Enforceable timelines: The clear legal
obligation to review and update the Highveld Plan is also a
significant development, particularly
given the significant delays in
conducting a full-term review of this plan.
[207]
The need for drafting implementation
regulations in respect of the Highveld Priority Area, was also
properly motivated and supported
by the Special Rapporteur.
[208]
On the argument
that
in terms of section 18 that both the Minister and relevant MECs have
the power to declare priority areas, in different circumstances,
counsel for the applicants had argued, that it is so that in
circumstances where the Minister declares a priority area, the
responsibility
for approving and publishing the air quality
management plan falls exclusively on the Minister in terms of section
19(1).
[209]
Furthermore,
that in terms of section 20, only the Minister has the power and
corresponding
duty
to establish implementation regulations to give effect to plans which
the Minister has approved. This the Minister acknowledges
in her
answering affidavit, when she states that because her predecessor
declared the Highveld Priority Area, she has assumed “
political
and legal responsibility
”
for the “
unacceptable
levels of air pollution in the Highveld
”.
[189]
[210]
In
addition the Minister further acknowledges that the National
Department, under the Minister, is the “
lead
agent
”
for air quality management in the Highveld Priority Area.
[190]
[211]
The creation
of
implementation regulations
has repeatedly
been advocated by the Minister’s own Department.
[212]
In addition, the Highveld Priority Area was
established after the Vaal Priority Area, in respect of which
implementation regulations
were promulgated by the office of the
Minister.
[213]
The argument presented by the respondents
in this regard that in the event of the Minister establishing
implementation regulations,
that the Minister would in such instance
usurp the function of the Municipalities, rather reflects a basic
misunderstanding of the
division of powers between the national
government and municipalities.
[214]
As to the divisions of power, the following
is to be noted:
214.1
In terms of Schedule 4 Part B of the
Constitution, air pollution, while a municipal function, is a matter
of shared national and provincial
legislative competence.
214.2
Under section 156(7) of the constitution,
the national government also has the legislative and executive
authority to see to the effective
performance by municipalities of
their functions, which includes publishing appropriate regulations.
214.3
Section 6(2)(c) of the Air Quality Act
further provides that to the extent that there is any conflict
between regulations issued in
terms of the Act and municipal by-laws,
the regulations prevail.
214.4
Accordingly, there is nothing that
prohibits the Minister from passing effective regulations under
section 20 of the Air Quality Act
to coordinate and support the
activities of the many municipalities falling within the Highveld
Priority Area.
214.5
Moreover, there is nothing in the draft
regulations that usurps municipal powers. Far from it, the
draft regulations reflect
a clear intention to support municipalities
in conducting their functions particularly by making “complimentary
support” available
to provinces and municipalities.
214.6
Section 6(2)(c) of the Air Quality Act
further provides that to the extent that there is any conflict
between regulations issued in
terms of the Act and municipal by-laws,
the regulations prevail.
[215]
As such, there is nothing that prohibits
the Minister from passing effective regulations under section 20 of
the Air Quality Act to
coordinate and support the activities of the
many municipalities falling within the Highveld Priority Area.
Moreover, there is nothing
in the draft regulations that usurps
municipal powers. The draft regulations rather point to a clear
intention to support municipalities
in conducting their functions
particularly by making “complimentary support” available to
provinces and municipalities.
[216]
For the reasons alluded to above and taking
into account the evidence presented in the present case by either
side, I could only but
conclude that the provisions of section 7(2)
of the Constitution, read with section 20 of the Air Quality Act,
imposes a duty on
the Minister to promulgate these regulations.
[217]
As to the
applicants’
grounds for review the following arguments were advanced by the
applicants.
[218]
In
Esau
,
[191]
the SCA confirmed that regulation-making constitutes
administrative
action
in terms of section 1 of PAJA. The failure to establish
regulations is also administrative action, as this concept
encompasses
“
any
decision taken, or any failure to take a decision
”.
[192]
[219]
Regulations (and
their absence) are also exercises of public power which are subject
to the section 1(c) constitutional principle
of legality. In
any event,
all
of the grounds of
review addressed in this application are encompassed under both PAJA
and legality alike.
[220]
In
this application, the applicants rely on three grounds of review in
this matter:
[193]
220.1
First,
Minister Mokonyane’s refusal to prescribe implementation
regulations was in breach of the statutory and constitutional
obligations
to enact regulations, addressed above.
[194]
220.2
In
the alternative, even if it is held that the Minister has no
obligation, but merely a discretion to decide whether to prescribe
regulations, the refusal by the former Minister to prepare
implementation regulations falls to be reviewed and set aside due to
the
improper exercise of her discretion. This is based on the
detailed grounds of review set out in the applicants’ founding
papers.
[195]
220.3
In
the further alternative, to the extent that the current Minister has
revoked her predecessor’s outright refusal, there has been
an
unreasonable delay in preparing and initiating these
regulations.
[196]
The more than nine years delay in establishing implementation
regulations is manifestly unreasonable. The fact that it
has
taken the current Minister nearly two years to produce a six-page
draft set of regulations, which have not yet been formally
put out
for public comment, is further evidence of unreasonable delay.
[197]
These delays are hardly consistent with the Minister’s
constitutional duty to perform all obligations “
diligently
and without delay
”.
[198]
[221]
The
Minister argues that the decision taken by her predecessor to refuse
to develop section 20 implementation regulations is now moot.
[199]
This is
incorrect:
[200]
221.1
The
lawfulness of Minister Mokonyane’s refusal to create regulations
remains a live dispute, because the current Minister repeatedly
and
wholeheartedly defends her predecessor’s decision and claims that
it was correct.
[201]
221.2
If the previous Minister’s decision is
not reviewed and set aside, there will always be the risk that the
current Minister will
decide that regulations are not necessary and
will refuse to finalise or implement section 20 regulations.
[222]
In any event, the issue of unreasonable
delay remains live: by the time that this review is heard in
May 2021, it will have
been almost two years since this application
was launched and the Department is still only at the stage of draft
regulations. The
Minister has provided no indication of a timeline
for finalising these regulations, if she intends to do so. This undue
delay without
an explanation on the side of the Minister cannot be
condoned by this Court and as such it calls for this Court’s
intervention.
REMEDIES
[223]
This Court has wide remedial powers under
section 172(1) of the Constitution and section 8 of PAJA.
[224]
Whenever
this Court finds that the state’s conduct is inconsistent with the
Constitution, it is bound to declare the conduct invalid
under
section 172(1)(a) of the Constitution. That is a mandatory duty that
cannot be avoided.
[202]
[225]
Under
section 172(1)(b) of the Constitution and sections 8(1) and 8(2) of
PAJA, this Court has a further remedial discretion to grant
any just
and equitable remedy. Section 172(1)(b) provides that “
When
deciding a constitutional matter within its power, a court … may
make any order that is just and equitable…
”.
This broad remedial discretion exists even in the absence of a
declaration of invalidity.
[203]
[226]
The
phrase “
any
order
”
is “
as
wide as it sounds
”,
[204]
serving
as an injunction to do “
practical
justice, as best and as humbly as the circumstances demand
”.
[205]
At the
bare minimum, justice and equity demand effective remedies to protect
constitutional rights. As Ackermann J observed
in
Fose
:
[206]
“
Particularly
in a country where so few have the means to enforce their rights
through the courts, it is essential that on those occasions
when the
legal process does establish that an infringement of an entrenched
right has occurred, it be effectively vindicated. The
courts have a
particular responsibility in this regard and are obliged to 'forge
new tools' and shape innovative remedies, if needs
be, to achieve
this goal.”
[207]
[227]
The applicants seek two declaratory orders:
227.1
First, a declaration that the unsafe levels
of ambient air pollution in the Highveld Priority Area are in breach
of residents’ section
24(a) right to an environment that is not
harmful to their health and well-being; and
227.2
Second, a declaration that the Minister has
a legal duty to prescribe implementation regulations under section 20
of the Air Quality
Act and the Constitution.
[228]
Section 38 of the Constitution expressly
provides that where a right in the Bill of rights is threatened or
infringed, a court may
grant appropriate relief, “
including
a declaration of rights
”.
[229]
Sections 8(1)(d) and 8(2)(b) of PAJA also
empower courts to grant orders “
declaring
the rights of the parties in respect of any matter to which the
administrative action relates
” and
“
declaring the rights of the parties
in relation to the taking of the decision
”,
respectively.
[230]
In
Rail
Commuters
,
[208]
the Constitutional Court emphasised the importance of declaratory
orders of this kind, particularly where organs of state repeatedly
deny their legal obligations:
“
A
declaratory order is a flexible remedy which can assist in clarifying
legal and constitutional obligations in a manner which promotes
the
protection and enforcement of our Constitution and its values. …
[D]eclaratory relief is of particular value in a constitutional
democracy which enables courts to declare the law, on the one hand,
but leave to the other arms of government, the executive and
the
legislature, the decision as to how best the law, once stated, should
be observed.
”
[209]
[231]
In the above case, both Transnet and the
Commuter Corporation denied that they owed rail passengers any legal
obligation to protect
their safety. The Constitutional Court held
otherwise and determined that a declarator was necessary to correct
this error and to
provide appropriate guidance going forward.
Accordingly,
the Court granted a
declarator, framed as follows:
“
It
is declared that the first and second respondents have an obligation
to ensure that reasonable measures are taken to
provide
for the security of rail commuters whilst they are making use of rail
transport services provided and ensured by, respectively, the
first
and second respondents.”
[232]
This case, too, calls out for an
appropriate declaration of rights and obligations. The Minister’s
repeated and emphatic denials
of any breach of section 24(a) of the
Constitution and any corresponding duty to establish implementation
regulations calls out for
appropriate correction. The
declaratory orders would provide the Minister and her successors with
necessary guidance on their
legal obligations going forward.
[233]
The applicants seek a further declaration
that the Minister’s failure or refusal to prescribe implementation
regulations is unconstitutional,
unlawful and invalid. This
declaration of invalidity is a mandatory order, as required under
section 172(1)(a) of the Constitution.
[234]
Flowing from this declaration of
invalidity, it follows that Minister Mokonyane’s outright refusal
to prescribe implementation regulations
ought to be reviewed and set
aside. Furthermore, it would be just and equitable to declare
that the delay in establishing regulations
is unreasonable and
unlawful, for all the reasons addressed above.
[235]
It is further just and equitable to direct
the Minister to publish regulations within 6 months of this
Court’s order. Sections
8(2)(a) and 8(2)(c) of PAJA provide for
such mandatory orders in cases of unreasonable delay, empowering
courts to direct the taking
of a decision and any other action that
is “
necessary to do justice between
the parties
”.
[236]
The inordinate delay of almost a decade in
preparing implementation regulations means that the Minister must now
be put on terms to
complete this task as soon as possible. The
fact that it has taken the Department almost two years to prepare
six-page draft
regulations is further evidence of the need for
expedition and clear timeframes.
[237]
Given the preparatory work that has already
been undertaken by the Department, and the existence of draft
regulations, a six-month
deadline is more than reasonable in the
circumstances.
[238]
The
applicants seek further orders directing the Minister to pay “
due
regard
”
to matters which ought to be addressed in the implementation
regulations.
[210]
This order does not seek to fetter the Minister’s discretion or
bind her to a particular outcome, but instead offers appropriate
guidance. Such guidance falls well within the bounds of this
Court’s just and equitable remedial discretion.
[239]
The
Minister’s bald appeals to the separation of powers, without more,
carry little weight in the assessment of a just and equitable
remedy.
The Constitutional Court reminds us that “
the
bogeyman of separation of powers concerns should not cause courts to
shirk from [their] constitutional responsibility
”,
particularly in cases of executive foot-dragging and inordinate
delay.
[211]
[240]
As to the remedies, which the Applicants
are seeking and the law and evidence presented before this court in
this regard, I am satisfied
that the Applicants have made out a case
for the relief which they are seeking. As the Applicants are the
successful party, the costs
will follow the result.
ORDER
[241]
In the result the following order is made:
241.1
It is declared that the poor air quality in
the Highveld Priority Area is in breach of residents’ section 24(a)
constitutional right
to an environment that is not harmful to their
health and well-being.
241.2
It is declared that the Minister of
Environmental Affairs (“Minister”) has a legal duty to prescribe
regulations under section
20 of the National Environmental
Management: Air Quality Act 39 of 2004 to implement and enforce the
Highveld Priority Area Air Quality
Management Plan (“Highveld
Plan”).
241.3
It is declared that the Minister has
unreasonably delayed in preparing and initiating regulations to give
effect to the Highveld Plan.
241.4
The Minister is directed, within 12 months
of this order, to prepare, initiate, and prescribe regulations in
terms of section 20 of
the Air Quality Act to implement and enforce
the Highveld Plan.
241.5
In preparing regulations, the Minister is
directed to pay due regard to the following considerations:
241.5.1
the need to give legal effect to the
Highveld Plan goals, coupled with appropriate penalties for
non-compliance;
241.5.2
the need for enhanced monitoring of
atmospheric emissions in the priority area; including through the
urgent improvement, management,
and maintenance of the air quality
monitoring station network to ensure that verified, reliable data are
produced, and that real-time
emissions data are publicly available
online and on request;
241.5.3
the need for enhanced reporting of
emissions by industry in the area, including the requirement that:
atmospheric emission licences,
monthly, and annual emission reports,
real-time emission data, and real-time ambient monitoring data from
all licence-holders should
be publicly available online and on
request;
241.5.4
the need for a comprehensive air quality
compliance monitoring and enforcement strategy; including a programme
and regular progress
reports on the steps taken against non-compliant
facilities in the Highveld Priority Area;
241.5.5
the need to appoint and train an adequate
number of appropriately-qualified officials, with the right tools and
equipment in order
to implement and enforce the Highveld Plan and the
Air Quality Act;
241.5.6
the need for all relevant national
departments, municipalities, provincial departments and MECs to
participate in the Highveld Priority
Area process and co-operate in
the implementation and enforcement of the Highveld Plan; demonstrated
by published, written commitments
signed by the relevant Ministers;
241.5.7
the need for regular review of the Highveld
plan; including reporting on implementation and enforcement progress
to all stakeholders
as required by the Highveld Plan;
241.5.8
the need to address the postponement and/or
suspension of compliance with MES in the priority area; including to
ensure that the atmospheric
emission licences of all facilities that
have not obtained once-off suspension of compliance and that cannot
meet new plant MES by
April 2025 are withdrawn, and decommissioning
and rehabilitation of those facilities is enforced;
241.5.9
the need for further or more stringent
dust-control measures in the area; including to ensure adequate
monitoring, measurement, and
reduction of dust emissions, and
penalties for non-compliance;
241.5.10
the need for a coordinated response to
address air pollution in low-income, densely populated areas; and
241.5.11
the need for adequate financial support and
resources, and adequate human resource capacity to ensure that all of
these issues can
be addressed.
241.6
It is further ordered that any of the
parties may re-enrol this matter for hearing at any stage, if
necessary, on duly supplemented
papers, to address the need for
further orders arising from the orders set out above.
241.7
The costs of this application, including
the costs of three counsel, are to be paid, jointly and severally, by
the first and second
respondents.
COLLIS J
JUDGE OF THE HIGH COURT
Appearances
Counsel
for the 1
st
& 2
nd
Applicants
: Adv. S. Budlender SC
& Adv. C.
McConnachie;
Adv. C. Tabata
Attorney
for the 1
st
& 2
nd
Applicants : Centre
for Environmental Rights:
Cape Town
Counsel
for the 1st & 2
nd
Respondents : Adv. M.M. Oosthuizen
SC
& Adv. J.
Rust SC; Adv. I.
Mwanawina;
Adv. T.C. Chiloane
Attorney
for the 1
st
& 2
nd
Respondents :
Office of the State Attorneys:
Pretoria
Counsel
for the
Amicus Curiae
: Adv. L. Zikalala & Adv. K. Hardy
Attorney
for the
Amicus Curiae
: Lawyers for Human Rights:
Johannesburg
Date
of Hearing
: 17 and 18 May 2021
Date
of Judgment
: 18 March 2022
Judgment
transmitted electronically.
[1]
Applicant’s
Supplementary Affidavit annexure SP64. The initial impact assessment
of the Priority Area Air Quality Management Plan
Regulations Vol 6 p
1725.
[2]
Amicus
Replying Affidavit Vol 7 para 3 p 1751; Annexure DRB17 order
[3]
Koyabe
and Others v Minister for Home Affairs and Others (Lawyers for Human
Rights as Amicus Curiae)
2010
(4) SA 327
(CC) at para 80 (footnote omitted).
[4]
In
re Certain Amicus Curiae Applications: Minister of Health and Others
v Treatment Action Campaign and Others
2002
(5) SA 713
(CC)
at para 5.
[5]
Children’s
Institute v Presiding Officer, Children’s Court, Krugersdorp and
Others
2013
(2) SA 620
(CC) at para 27.
[6]
The
Constitution of the Republic of South Africa, Act 108 of 1996
[7]
Air
Quality Act 39 of 2004
[8]
Joint
Practice Note Index 14 p 4686-4694
[9]
Answering
Affidavit Vol. 5 para 3 p 1152
[10]
Answering
Affidavit Vol. 5 para 104 p 1298
[11]
Answering
Affidavit para 268 Vol. 5 p 1369
[12]
Answering
Affidavit Vol. 5 para 36 p 1210.
[13]
Answering
Affidavit Vol. 5 para 299.1 p 1387.
[14]
Answering
Affidavit Vol 5 para 299.1 p 1387.
[15]
Answering
Affidavit Vol. 5 para 53.3.5 p 1264.
[16]
Answering
Affidavit Vol. 5 para 33.12 – 33.14 14p 1202.
[17]
Answering
Affidavit
Vol.
5 para 37 p 1211.
[18]
Founding
Affidavit para 78
Vol.
1 p 44.
[19]
Founding
Affidavit Annexure SP 10 p 209.
[20]
Highveld
Plan: Rule 53 record Vol 8 p 406.
[21]
See
Appendix 6 to the Highveld Plan: Rule 53 Record Vol. 8 p 626ff.
Replying Affidavit Vol 6 para 99.4 p 1605.
[22]
Founding
Affidavit Vol. 1 para 29-19.1 p 18; Founding Affidavit Ann SP27 p
464
[23]
First
and Second Applicants’ Replying Affidavit Vol. 6 para 25 p 1574;
Replying Affidavit Annex SP 54 p 1641ff.
[24]
Answering
Affidavit Vol 5 para 12.3 p 14; para 53.5.8 p 125
[25]
Amended
Notice of Motion Vol. 2 p 558ff.
[26]
HTF
Developers (Pty) Ltd v The Minister of Environmental Affairs
[2006] ZAGPHC 132
;
2006 (5) SA 512
(T) at para 17.
[27]
Founding
Affidavit Ann SP10 p 209.
[28]
Governing
Body of the Juma Musjid Primary School & Others v Essay N.O. and
Others
[2011]
ZACC 13
;
2011 (8) BCLR 761
(CC) at para 37.
[29]
Jaftha
v Schoeman; Van Rooyen v Stoltz
[2004] ZACC 25
;
2005
(2) SA 140
(CC) paras 31–34.
[30]
Fuel
Retailers Association of Southern Africa v Director-General:
Environmental Management, Department of Agriculture, Conservation
and Environment, Mpumalanga Province, and Others
2007
(6) SA 4 (CC).
[31]
Ibid
at para 44
[32]
Company
Secretary, ArcelorMittal South Africa Ltd and Another v Vaal
Environmental Justice Alliance
2015
(1) SA 515
(SCA) at para 84.
[33]
Ibid
at para 84.
[34]
Constitution
of the Republic of South Africa, Act 200 of 1993.
[35]
Morne
van der Linde and Ernst Basson “Environment” in Woolman and
Bishop
et
al
C
onstitutional
Law of South Africa
(2nd
edition, RS 2:10-10) p 50-9.
[36]
Annexure
SP10 ‘Highveld Priority Area Air Quality Management Plan’, p
224.
[37]
Founding
Affidavit Annexure SP 21 p 421.
[38]
Founding
Affidavit Annexure SP 21 p 424.
[39]
Founding
Affidavit Annexure SP 21 p 426.
[40]
Founding
Affidavit Annexure SP 10 p 425.
[41]
Founding
Affidavit Annexure SP 10 p 426.
[42]
Founding
Affidavit Vol. 1 para 135 p 83.
[43]
Founding
Affidavit Vol 1 para 134 p 84.
[44]
Founding
Affidavit Vol.1 para 135 p 83. The 12
th
Air Quality Governance Lekgotla, Johannesburg, 2-3 October 2017.
[45]
Founding
Affidavit Vol 1 para 135 p 83.
[46]
Founding
Affidavit Vol 1 para 141 p 85.
[47]
Founding
Affidavit Vol. 1 para 144 p 86; Founding Affidavit Annexure SP 26 p
460.
[48]
Founding
Affidavit Vol. 1 para 19-19.1 p 18;
Founding
Affidavit Annexure SP 27
p 464.
[49]
Answering
Affidavit Vol. 5 para 5.1 p 1155; Replying Affidavit Vol. 6 para 26
p 1575.
[50]
Answering
Affidavit Vol. 5 para 5.1 p 1155.
[51]
Answering
Affidavit Vol. 5 para 5.1 p 1155; Supplementary Affidavit Annexure
SP 65 p 1736.
[52]
Replying
Affidavit Vol. 6 para 25 p 1574.
[53]
Founding
Affidavit Annex SP4 para 1.3 p 147.
[54]
Mazibuko
and Others v City of Johannesburg and Others
2010
(4) SA 1 (CC).
[55]
Ibid
at para 61.
[56]
Answering
Affidavit Vol. 5 para 30.2.2 pp 1193 – 1194.
[57]
Founding
Affidavit Vol. 1 para 175 p 101.
[58]
Founding
Affidavit Vol. 1 p 49, para 92
[59]
Founding
Affidavit Vol. 1 p 115-116, para 217; Founding Affidavit Ann SP14 p
249
[60]
Supplementary
Founding Affidavit Vol. 3 p 32, para 65.
[61]
Answering
Affidavit Vol. 5 p 1286, para 93
[62]
Founding
Affidavit Vol. 1 p 43 para 93.4, not denied AA Vol. 5 p 1360, para
251.
[63]
Answering
Affidavit Vol. 5 p 1209 para 36; p 1387 para 299.1.
[64]
See
Findings of Dr Andy Gray and Dr Peter Orris summarised in the
applicants’ founding affidavit at Founding Affidavit Vol. 1
para
101-1026 pp 55 – 58; Founding Affidavit Vol. 1 pp 58 – 61, para
104 – 105.4 and Annexure SP61 p 1667 – 1669 respectively.
[65]
Rule
53 record Vol. 8, File 3 p 2173.
[66]
Applicants’
Supplementary Affidavit Vol.
6 Ann SP64
p 1715.
[67]
Rule
35 (12) Notice Vol. 10 pp 4332-4333
[68]
Applicants’
Supplementary Affidavit Vol.
6 Ann SP64
p 1724
[69]
Applicants’
Supplementary Affidavit Vol.
6 Ann SP64
p 1725
[70]
Applicants’
Supplementary Affidavit Vol.
6 Ann SP64
p 1725
[71]
Applicants’
Supplementary Affidavit Vol.
6 Ann SP64
p 1725
[72]
Applicants’
Supplementary Affidavit Vol. 6 Annexure SP64 p 1725
[73]
Founding
Affidavit Ann SP34-SP36 pp 511-522
[74]
Answering
Affidavit Vol. 5 para 264.1 p 1366.
[75]
Minister
of Basic Education and Others v Basic Education for All and Others
2016
(4) SA 63
(SCA) at para 44.
[76]
Governing
Body of the Juma Musjid Primary School & Others v Essay N.O. and
Others
(CCT 29/10)
[2011] ZACC 13
(11 April 2011) at para 37.
[77]
Grootboom
at
para 23.
[78]
Grootboom
at
para 83.
[79]
Grootboom
at
para 24.
[80]
Du
Plessis “The promise of ‘well-being’ in section 24 of the
Constitution of South Africa” (2018) SAJHR
vol
34 pp 191 – 208 p 193.
[81]
Du
Plessis “The promise of ‘well-being’” p 193.
[82]
Glazewski
“Environmental Law in South Africa” (2000) p 5-16. See also
Verstappen
v Port Edward Town Board and Others
1994
(3) SA 569 (D).
[83]
Du
Plessis “The promise of ‘well-being’” p 198.
[84]
Donald
“Advancing the constitutional goal of social justice through a
teleological interpretation of key concepts in the environmental
rights in section 24” (2014) p 81. See also
Hichange
Investments (Pty) Ltd v Cape Produce Co (Pty) Ltd t/a Pelts Products
2004
(2) SA 393
(E) and
HTF
Developers (Pty) Ltd v The Minister of Environmental Affairs
2006
(5) SA 512 (T).
[85]
Fuel
Retailers Association of Southern Africa v Director-General:
Environmental Management, Department of Agriculture, Conservations
and Environment, Mpumalanga Province and Others
2007
(6) SA 4
(CC) at para 102.
[86]
Section
2 of the Constitution, which commands that the Constitution is the
supreme law of the Republic of South Africa, that any
law or conduct
inconsistent with it is invalid, and that the obligations imposed by
it must be fulfilled.
[87]
Section
1(c) of the Constitution, which establishes the Republic of South
Africa as one sovereign, democratic state founded
inter
alia
on
the foundational values of the Rule of Law.
[88]
See
National
Treasury v Opposition to Urban Tolling Alliance
2012
(11) BCLR 1148
(CC) par [44],[63];
De
Lange v Smuts NO
[1998] ZACC 6
;
1998
(7) BCLR 779
(CC) par [60];
In
re: Certification of the Constitution of the Republic of South
Africa,
1996 1996
(10)
BCLR 1253 (CC) par [106]-[108].
[89]
International
Trade Administration Commission v SCAW South Africa (Pty) Limited
2010 (5)
BCLR
(CC) par (95].
[90]
See
Record p. 1152, 1211-1237 and 1282-1284 (para 4, 38-44 and 86 of the
Answering Affidavit).
[91]
See
Record p. 1161-1162, 1167-1168, 1171-1172, 1178 and 1181-1182 (para
13, 18.5, 21.2, 23.1 and 23.5-24 of the Answering Affidavit).
[92]
“
the
Minister”.
[93]
“
the
Air
Quality
Act
”
.
[94]
See
for instance Record p. 1427-1428 (Table 1 in the Highveld Plan).
[95]
See
My
Vote Counts NPC v Speaker of the National Assembly
2016 (1) SA 132
(CC) para [161]; Mazibuko v City of Johannesburg
2010 (4) SA 1
(1) par [73] (and also par [173])
“
[73]
…This court has repeatedly held that where
legislation has been enacted to give effect to a right, a litigant
should rely on that legislation in order to give effect to that
right or alternatively challenge the legislation as being
inconsistent
with the Constitution.”
[96]
Answering
Affidavit Vol. 5 para 48 p 1250.
[97]
See
My
Vote Counts NPC v Speaker of the National Assembly
2016 (1) SA 132
(CC) par [160]; Answering Affidavit para 48 p 1252.
[98]
Mining
and Environmental Justice Community Network of South Africa v
Minister of Environmental Affairs
[2019] 1 All SA 491
(GP) par [4]:
“
The
legislation in question to give effect to the abovementioned
environmental provision [section 24] contained in the Constitution
are the National Environmental Management Act 107 of 1998 (‘NEMA’,
the National Environmental Management: Biodiversity Act
10 of 2004
(‘NEMBA’, the National Environmental Management: Protected Areas
Act 57 of 2003 (‘NEMPAA’J and the National
Water Act 36 of 1998
(“the National Water Act’);”
See
also Earthlife Africa Johannesburg v Minister of Environmental
Affairs
[2017] 2 All SA 519
(GP) par [58]; Minister of Water
and Environmental Affairs v Kloof Conservancy
[2016] 1 All SA 676
(SCA) par [1]; Company Secretary of Arce/ormittal South Africa v
Vaa/ Environmental Justice Alliance
[2015] 1 All SA 261
(SCA) par
[68]; Maccsand (Pty) Ltd v City of Cape Town
2012 (4) SA 181
(CC)
par [8]; Fuel Retailers Association of South Africa v
Director-Genera /: Environmental Management , Dept of Agriculture,
Conservation & Environment, Mpumalanga Province
2007 (6) SA 4
(CC) par [40]; Currie and De Waal The
Bill
of Rights Handbook (2016) 528-529.
[99]
Section
24(b) of the Constitution provides for a fundamental right to have
the environment protected, for the benefit of present
and future
generations, through reasonable legislation and other measures.
[100]
Section
25(1) of the Constitution provides for a fundamental right to
protection of property but then, in section 25(5) thereof,
commands
the State to take reasonable legislative and other measures, within
its available resources, to foster conditions which
enable citizens
to gain access to land on an equitable basis.
[101]
Section
26(1) of the Constitution provides for a fundamental right to have
access to adequate housing and then, in section 26(2)
thereof,
commands the State to take reasonable legislative and other
measures, within its available resources, to achieve the progressive
realisation of this right.
[102]
Section
27(1) of the Constitution provides for fundamental rights of access
to (a) health care services including reproductive health
care; (b)
sufficient food and water; and (c) social security, including, if
they are unable to support themselves and their dependants,
appropriate social assistance. Section 27(2) thereof then continues
to command the State to take reasonable legislative and other
measures, within its available resources, to achieve the progressive
realisation of each of these rights.
[103]
Section
29(1)(b) of the Constitution provides for a fundamental right to
further education, which the State, through reasonable
measures,
must make progressively available and accessible.
[104]
Section
9(4) of the Constitution contemplates national legislation to be
enacted to prevent or prohibit unfair discrimination.
[105]
Section
15(3) of the Constitution contemplates the possibility of
legislation to recognise marriages concluded under any tradition,
or
a system of religious, personal or family law; and/or to recognise
systems of personal and family law under any tradition, or
adhered
to by persons professing a particular religion.
[106]
Section
23(5)-(6) of the Constitution contemplates that national legislation
may be enacted to regulate collective bargaining and
that national
legislation may recognise union security arrangements contained in
collective agreements.
[107]
Section
25(6) of the Constitution contemplates an Act of Parliament to
address the legally insecure tenure of land for a person
or
community, resulting from past racially discriminatory laws or
practices and section 25(9) thereof commands Parliament to enact
that legislation.
[108]
Section
32(2) the Constitution contemplates national legislation that must
be enacted to give effect to the right of access to information.
[109]
Section
33(3) of the Constitution contemplates national legislation that
must be enacted to give effect to the right to just administrative
action.
[110]
See
Bato
Star Fishing (Pty) Ltd v Minister of Environmental Affairs
[2004] ZACC 15
;
2004 (4) SA 490
(CC) par [46].
[111]
See
section 155 (6)(a) and (7) of the Constitution, read with schedule
48 thereof. This is the result of an Institutional Principle
of
Subsidiarity.
[112]
Section
1(c) of the Constitution, which establishes the Republic of South
Africa as one, sovereign, democratic state founded inter
alia on the
foundational values of the Rule of Law.
[113]
NUMobo
Majebe v Civil and General Contractors
[2021] 4 BLLR 374
(LAC) par [30];
National
Commissioner of Police v Gun Owners of South Africa
[2020] 4 All SA 1
(SCA) par [43];
Beadica
231 CC v Trustees for the Time Being of the Oregon Trust
2020 (9) BCLR 1098
(CC) par [81].
[114]
Section
21 of the Air Quality Act.
[115]
See
section 22 of the Air Quality Act.
[116]
Various
other provisions in the suite of Environmental Legislation follow a
similar Command and control approach. Certain activities
are listed
but are then allowed under the authority of an authorisation or a
licence, allowing a source of harm to be lawfully
introduced into
the environment but under controlled circumstances.
[117]
The
reference to section 24(b) of the Constitution in section 2(b) of
the Air Quality Act is clearly and patently a typing error.
[118]
My
Vote Counts NPC v Speaker of the National Assembly
2016
(1) SA 132
(CC) par [166].
[119]
The
underlined text is the text that was emphasised by the
Constitutional Court.
[120]
See
para 95 of the Applicants' Heads of Argument.
[121]
See
para 96 of the Applicants' Heads of Argument.
[122]
See
para 97 of the Applicants' Heads of Argument.
[123]
See
para 45 of the Applicants' Heads of Argument.
[124]
See
section 7(2) of the Constitution.
[125]
Municipal
Systems Act.
[126]
Government
of the Republic of South Africa v Grootboom
2001 (1) SA 46
(CC) par [45].
[127]
See
para 45-53 of the Applicants' Heads of Argument.
[128]
See
para 46 of the Applicants' Heads of Argument.
[129]
See
para 46 of the Applicants' Heads of Argument.
[130]
Government
of the Republic of South Africa v Grootboom
2001
(1) SA 46
(CC) para [32].
[131]
Fuel
Retailers Association of South Africa v Director-Genera/:
Environmental Management Department of Agriculture, Conservation
&
Environment, Mpumalanga Province
2007 (6) SA 4
(CC) par [44]-[62].
[132]
See
section 21-22A of the Air Quality Act.
[133]
Section
23-25 of the Air Quality Act.
[134]
Section
26-28 of the Air Quality Act.
[135]
Section
24 and section 24A-24S of the NEMA.
[136]
See
Listing Notice 1 of 2014 and Listing Notice 2 of 2014, published in
GN R. 983 and GN R. 984 of Government Gazette No 38282 of
4 December
2014, as amended.
[137]
Referred
to as the Waste Act.
[138]
See
para 109-134 of the Applicants' Heads of Argument.
[139]
See
Desert
Palace Hotel Resort (Pty) Ltd v Northern Cape Gambling Board
2007 (3) SA 187
(SCA) par [7].
[140]
See
Mamogalie
v Minister van Naturellesake
1961 (1) SA 467
(A) 473B.
[141]
See
para 119 of the Applicants' Heads of Argument.
[142]
See
Record p. 1261-1271 (para 53 of the answering affidavit).
[143]
Para
120 of the Applicant’s Heads of Argument.
[144]
See
section 155 (6)(a) and (7) of the Constitution, read with schedule
4B thereof.
[145]
See
para 131-134 of the Applicants' Heads of Argument.
[146]
See
Currie and De Waal
The
Bill of Rights Handbook
(2016) 21.
[147]
See
Currie and De Waal
The
Bill of Rights Handbook
(2016)
[148]
See
section 10(1) of the Interpretation Act 33 of 1957, which provides
as follows:
“
(1)
When a law confers a power or imposes a duty then, unless the
contrary intention appears, the power may be exercised
and the duty
shall be performed from time to time as occasion requires.”
[149]
See
Record p. 2-4 (prayer 2-3 and 5-6 of the Notice of Motion); p.
559-561 (prayer 2-3 and 4A-6 of the Amended Notice of Motion).
[150]
See
Record p. 1152, 1155-1156, 1179-1181, 1182, 1184, 1189, 1210-1211,
1255 and 1282-1284 (para 4, 6.2- 6.3, 23.3-23.4, 24, 27.1,
28.1, 37,
52.4 and especially 86 of the Answering affidavit).
[151]
See
para 25.2 and 106 of the Applicants' Heads of Argument.
[152]
Founding
Affidavit, annexure “SP 10” p 211-212
[153]
Founding
Affidavit, annexures “SP34-36” p 513-524.
[154]
Answering
Affidavit para 268 and 104 respectively.
[155]
Answering
Affidavit Vol 5 para 36 and 299.1; Replying Affidavit Vol 6 para
40-40.3 p 1581.
[156]
Respondents
Heads of Argument para 14.2 p 8135.
[157]
Applicants
Supplementary Affidavit Vol 6 Annexure “SP64” P 1715.
[158]
2016
(1) SA 132
(CC) para [182].
[159]
2010
(4) SA 1
(CC) para 40
[160]
Public
Protector v South African Reserve Bank
[2019]
ZACC 29
;
2019 (9) BCLR 1113
(CC) at para 152 (and the cases cited
therein);
Matatiele
Municipality and Others v President of the Republic of South Africa
and Others
(1)
2006 (5) SA 47
(CC) at para 107.
[161]
See
Road
Traffic Management Corporation v Waymark (Pty) Limited
2019 (5) SA 29
(CC) at paras 29–30;
Cool
Ideas 1186 CC v Hubbard and Another
2014 (4) SA 474
(CC) at para 28 and
Natal
Joint Municipal Pension Fund v Endumeni Municipality
2012
4 SA 593
(SCA) at para 18.
[162]
Veriava
and Others v President, SA Medical and Dental Council and Others
1985 (2) SA 293
(T) at pp 310 -311;
Diepsloot
Residents’ and Landowners’ Association and Another v
Administrator, Transvaal
[1994] ZASCA 24
;
1994
(3) SA 336
(A) at 348D-F;
Kaunda
and Others v President of the Republic of South Africa and Others
2005 (4) SA 235
(CC) at paras 67 – 70.
[163]
J
ulius
v The Lord Bishop of Oxford
(1879-80)
5 AC 214
(HL) at p 222 – 223. Cited in
Veriava
ibid
at 310;
Diepsloot
Residents’ and Landowners’ Association
ibid
at p 348.
[164]
Makate
v Vodacom Ltd
2016 (4) SA 121
(CC) at paras 87 - 89.
[165]
Makate
ibid
at para 89, quoting
Fraser
v Absa Bank Ltd (National Director of Public Prosecutions as Amicus
Curiae)
[2006] ZACC 24
;
2007 (3) SA 484
(CC) at para 43.
[166]
Saidi
and Others v Minister of Home Affairs and Others
2018
(4) SA 333 (CC).
[167]
Ibid
at para 18.
[168]
Ibid
at para 38.
[169]
AA
Vol. 5 1255 para 52.5
[170]
Founding
Affidavit Annex SP21 ‘The Medium-Term Review of The 2012 Highveld
Priority Area Air Quality Management Plan – Review
Report: A
Publication of December 2017’ p 421.
[171]
Supplementary
Affidavit Vol.6 Annex SP 64 p 1719.
[172]
Ibid
at p 1720.
[173]
Ibid
.
[174]
Ibid
(table, third column).
[175]
Ibid
1721 (table, third column).
[176]
Ibid
at p 1727 para 2.1; p 1732 para 3.1
[177]
Replying
Affidavit Annex 54 Vol.6 p 1641.
[178]
Ibid
p 1643.
[179]
Ibid
.
[180]
Defined
as: “
interventions
or activities to minimise or prevent emissions; including measures
to facilitate compliance, to which the identified
stakeholders have
undertaken to implement within the target date
”.
[181]
Ibid
pp 1643 – 1644.
[182]
Ibid
p 1643.
[183]
Ibid
p 1644.
[184]
Ibid
p 1644.
[185]
Ibid
p 1645.
[186]
Ibid
.
[187]
Ibid
.
[188]
Replying
Affidavit Vol. 6 p 1578, para 33
[189]
Answering
Affidavit Vol 5
p
1152 para 3.
[190]
Answering
Affidavit Vol 5 p 1358 para 244.
[191]
Esau
and Others v Minister of Co-Operative Governance and Traditional
Affairs and Others
[2021] ZASCA 9
(28 January 2021) at paras 76 to 84.
[192]
PAJA,
section 1.
[193]
Supplementary
Founding Affidavit Vol. 2 p 605, para 53-53.3. The grounds of review
were duly supplemented in light of the Rule 53
record.
[194]
Replying
Affidavit Vol. 6 p 1591, para 65.1.
[195]
Replying
Affidavit Vol. 6 p 1591, para 65.1 RA Vol. 6 p 1591, para 65.1.
[196]
Replying
Affidavit Vol. 6 p 1592, para 65.2
[197]
Answering
Affidavit Vol. 5 p 1154, para 6; Reply p 1591 para 64.3
[198]
Constitution,
section 237.
[199]
Answering
Affidavit Vol. 5 p 1152, para 4.
[200]
Replying
Affidavit Vol. 6 p 1568, para 11; p 1590, para 64.1.
[201]
Answering
Affidavit Vol. 5 p 1273 - 1284 paras 63 – 88. Replying Affidavit
Vol. 6 p 1568, para 11
[202]
Rail
Commuters Action Group v Transnet Ltd t/a Metrorail
[2004] ZACC 20
;
2005 (2) SA 359
(CC) at paras 107 – 108.
[203]
Head
of Department: Mpumalanga Department of Education v Hoërskool
Ermelo
2010 (2) SA 415
(CC) at para 97.
[204]
Corruption
Watch NPC and Others v President of the Republic of South Africa
2018
(10) BCLR 1179
(CC) at para 68;
[205]
Mwelase
and Others v Director-General, Department Of Rural Development And
Land Reform And Another
2019
(6) SA 597
(CC) at para 65.
[206]
Fose
v Minister of Safety and Security
1997
(3) SA 786 (CC).
[207]
Ibid
at
para 69.
[208]
Rail
Commuters Action Group v Transnet Ltd t/a Metrorail
[2004] ZACC 20
;
2005 (2) SA 359
(CC) at para 106.
[209]
Ibid
at paras 107-8.
[210]
Amended
Notice of Motion Vol 2 pp 559 – 561 prayer 6.
[211]
Mwelase
and Others v Director-General, Department of Rural Development and
Land Reform And Another
2019
(6) SA 597
(CC) at para 51.
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