Case Law[2022] ZAGPPHC 305South Africa
Mfolozi Community Environmental Justice Organisation and Others v Minister of Minerals and Energy and Others (82865/2018) [2022] ZAGPPHC 305 (4 May 2022)
High Court of South Africa (Gauteng Division, Pretoria)
4 May 2022
Judgment
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## Mfolozi Community Environmental Justice Organisation and Others v Minister of Minerals and Energy and Others (82865/2018) [2022] ZAGPPHC 305 (4 May 2022)
Mfolozi Community Environmental Justice Organisation and Others v Minister of Minerals and Energy and Others (82865/2018) [2022] ZAGPPHC 305 (4 May 2022)
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sino date 4 May 2022
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG DIVISION
PRETORIA
CASE
NO:
82865/2018
DOH:
10-12
November 2021
REPORTABLE:
NO
OF INTEREST TO OTHER
JUDGES: NO
REVISED
2022/05/04
In
the matter between:
MFOLOZI COMMUNITY
ENVIRONMENTAL
JUSTICE ORGANISATION
First Applicant
THE
TRUSTEES FOR THE TIME BEING
OF
GLOBAL ENVIRONMENTAL TRUST
Second Applicant
MINING
AFFECTED COMMUNITIES IN ACTION
Third Applicant
SOUTHERN
AFRICAN HUMAN RIGHTS
DEFENDERS
NETWORK
Fourth Applicant
ACTIONAID
SOUTH AFRICA
Fifth Applicant
And
MINISTER
OF MINERALS AND ENERGY
First Respondent
REGIONAL
MANAGER, DEPARTMENT
OF
MINERAL RESOURCES, KWAZULU-NATAL
Second Respondent
DIRECTOR
GENERAL, DEPARTMENT OF
MINERAL
RESOURCES
Third Respondent
TENDELE
COAL MINING (PTY) LTD
Fourth Respondent
MINISTER
OF ENVIRONMENTAL AFFAIRS
Fifth Respondent
MTUBATUBA
MUNICIPALITY
Sixth Respondent
HLABISA
MUNICIPALITY
Seventh Respondent
INGONYAMA
TRUST
Eigth Respondent
EZEMVELO
KZN WILDLIFE
Ninth Respondent
AMAFA-AKWAZULU-
NATAL HERITAGE
COUNCIL
Tenth Respondent
MPUKUNYONI
TRADITIONAL
COUNCIL/MPUKUNYONI
TRADITIONAL
AUTHORITY
Eleventh Respondent
MPUKUNYONI
COMMUNITY MINING FORUM
Twelfth Respondent
ASSOCIATION
OF MINEWORKERS AND
CONSTRUCTION
UNION (AMCU)
Thirteenth Respondent
NATIONAL
UNION OF MINE WORKERS (NUM)
Fourteenth Respondent
JUDGEMENT
THIS
JUDGEMENT HAS BEEN HANDED DOWN REMOTELY AND SHALL BE CIRCULATED TO
THE PARTIES BY WAY OF EMAIL. ITS DATE OF HAND DOWN SHALL
BE DEEMED TO
BE 4 MAY 2022
BAM
J
A.
Introduction
1.
The
applicants, relying on the provisions of the Promotion of
Administrative Justice Act
[1]
,
(PAJA), launched the present proceedings on 15 November 2018, to
review and set aside three decisions. The three decisions pertain
to
the award of the fourth respondent’s Tendele Coal Mining’s
(Tendele) Mining Right and the dismissal of their internal
appeal.
Owing to Tendele’s disregard for the law during the various
stages of its application, the applicants say the DMR
[2]
decision
makers should have never awarded the Right. This disregard, according
to the applicants, is evidenced from the very paper
work that Tendele
submitted to the DMR. Ultimately, the applicants contend that their
constitutionally guaranteed rights to an
environment that is not
harmful to their health or well-being, as well as not being deprived
of property, were undermined. I
begin by introducing the
parties.
B.
The Parties
2.
The first
applicant, Mfolozi Community Environmental Justice Organisation
(MCEJO), is a not-for-profit association with a constitution,
operating within the areas of Mfolozi and Somkhele in KwaZulu-Natal.
The second applicants are the Trustees for the Time Being
of the
Global Environmental Trust. The Trust has the general object of
pursuing and supporting environmental causes, with power
to bring
legal proceedings to advance its objects. The third applicant, the
Mining Affected Communities United in Action (MACUA),
was formed in
response to the need to protect the integrity and interests of the
people impacted by mining. The fourth applicant,
the Southern
African Human Rights Defenders Network (SAHRDN) was established as a
strategic response to the shrinking civic space
and increase in the
systemic and systematic assaults on civil society and human rights
defenders across Southern Africa. As such,
SAHRDN works to protect
human rights defenders, civil society organisations and grassroots
movements whose lives are at risk as
a result of promoting and
defending human rights. The fifth applicant is Actionaid South
Africa, a registered non-profit company
that works with the youth,
grassroots and communities to develop initiatives and campaigns to
address poverty, injustice and equality
in South Africa. The second
to the fifth applicants made common cause with MCEJO, thus, I use the
word applicants or MCEJO when
referring to the five applicants.
3.
The
first, second, third, fifth to the tenth respondents took no part in
these proceedings. The ninth respondent, Ezemvelo Wildlife
KwaZulu-
Natal
[3]
,
(Ezemvelo), other than filing its answering affidavit, took no part
in the proceedings. The application is opposed by the fourth
respondent, Tendele, together with the eleventh to the fourteenth
respondents. The eleventh respondent, Mpukunyoni Traditional
Council,
(MTC) which operates as Mpukunyoni Traditional Authority (MTA) is
established in terms of section 3 of the Traditional
Leadership and
Governance Framework Act
[4]
.
The eleventh respondent is constituted by 30 iziNdunas of the 30
izigodi (communities) of the Mpukunyoni area. According to the
deponent of the eleventh to the fourteenth respondents, the eleventh
respondent represents the entire community of Mpukunyoni area
through
the 30 iZindunas standing as leaders in the respective 30 communities
within Mpukunyoni. The twelfth respondent is Mpukunyoni
Community
Mining Forum, a structure established by Tendele in the Mpukunyoni
community at the recommendation of DMR, KwaZulu Natal.
The thirteen
and fourteenth respondents, the Association of Mineworkers and
Construction Union together with the National Union
of Mineworkers
represent about 90% of the unionised workers employed by Tendele.
Since the main contender is Tendele, the mining
right holder, I shall
use the word respondent or Tendele when referring to Tendele and
specify when I refer to any other respondent.
Finally, I should point
out that in order to assist this court, the parties filed a Joint
Practice Note, a comprehensive set of
Heads of Argument together with
a Table of Concessions. For these, I am immensely grateful.
C.
Background
4.
A
high level detail of the history of this case is needed so that
matters are viewed in the correct context. I begin by setting
out
some pertinent information regarding the Tendele and its rights.
5.
The Mining
Right is described in the papers as Part of Remainder of Reserve 3,
No 158822, Hlabisa Magisterial District, measuring
21 233 0525
hectares, 222 km². Tendele, in terms of its Mining Right is
authorised to mine the coal within the concession
area. The mine is
situated at about 23 km west of Mtubatuba and 72 km west of Richards
Bay, in the Magisterial District of Mtubatuba,
in KwaZulu-Natal. The
mine is generally referred to by the local community as the Somkhele
mine, named after the place where the
mine is situated. Mining in
this area began in the mid1880s, albeit by different entities.
Tendele itself is no newcomer to mining.
It has been mining in
Somkhele since 2005/6 and currently holds three Mining Rights. The
first Mining Right is in connection with
Area 1, which right was
granted in May 2007, with the applicable Environmental Management
Plan (EMP) approved in June 2007. Tendele
also holds a Mining Right
for Areas 2 and 3 converted, which was originally granted in February
2011. The right was amended to
include the KwaQubuka and Luhlanga
regions in March 2013. The original EMP was approved in March 2011
and amended in May 2012.
The present Mining Right covering Areas 4
and 5, the subject matter of these proceedings, was awarded to
Tendele on 31 May 2016.
Although Tendele holds different licences for
the various areas, the mine is conducted as one operation and managed
by the same
management cohort.
6.
With regard to
the application process and the statutory requirement to consult
I&APs, there appears to be no dispute that virtually
all the
public facing documents, namely, the Notice issued by Tendele on 20
September 2013 to inform I&APs of the imminence
of the Scoping
Report, EIA and EMPr processes; the Mining Works Programme, (MWP);
and the Background Information Document, (BID),
to mention a few, all
described the project as an extension of the existing Somkhele mine,
involving 32 km², as opposed to
the massive 222 km² that
the mining right application covered. Tendele’s EMPr
was submitted in March 2014 while
the Scoping Report was
submitted to the RM on 17 October 2013.
7.
There
is no dispute that Tendele’s EMPr was supported by 7 expert
studies, with impacts such as air quality, vibration, and
climate
impact, amongst others, having not been assessed at all. As for
the noise impact, Tendele relied on expert studies
prepared in 2002
and 2009. I mention that the applicants complain that it was
inappropriate of Tendele to rely on outdated studies.
They referred
to the Western Cape decision of
Philippi
Horticultural Area Food
&
Farming
Campaign and Another v MEC for Local Government
[5]
case
where the court rejected outdated studies. In this case, it is not
only the age of the studies but the vast area of the land
covered by
the mining right that makes the applicants question their relevance.
It is common cause that Tendele commissioned about
27
[6]
experts
studies post the award of the mining right. Of the 27, contend the
applicants, only 11 were subjected to public participation.
The
applicants refer to the
ex
post facto
studies in their papers as ‘floating studies’. They argue
that, given their timing, these studies have no connection
to the
EMPr. Following on a number of exercises and reports, including the
report on financial provision, the Right was awarded
to Tendele on 31
May 2016 and the EMP approved on 26 October 2016. I should add before
going further that the applicants complain
that Tendele is able to
demonstrate financial provision for only one of the ten mining sites,
contrary to the requirement to make
provision for each of the sites.
On or about 22 August 2017, the applicants became aware of the extent
of the mining right. They
lodged their appeal against the grant of
the mining right on 31 August 2017. That appeal was disposed of by
the Minister, on 15
June 2018, wherein the Minister dismissed MCEJO’s
internal appeal. The response provided by the Minister gives no
indication
whether the Minister had interrogated any of the grounds
raised by the applicants. The applicants launched the present
proceedings
on 15 November 2018.
The
Application process
8.
It
is necessary to first describe the application process as provided
for in the MPRDA as it was at the time of Tendele’s
application. In terms of section 22 of MPRDA, any person applying for
a mining right must: (i) submit an application in the prescribed
manner, accompanied by an EIA and an environmental management
programme report (EMPr)
[7]
with
the office of the RM in whose region the land is situated; (ii) if
the RM accepts the application, he must within 14 days thereof
notify
the applicant in writing to (a) conduct an EIA and submit the EMPr
for approval under section 39, and (b) notify and consult
with I&APs
within 180 days of receiving the notice
[8]
;
(iii) within 14 days of such acceptance, the RM must make known
[9]
that
an application for a mining right has been accepted in respect of the
land in question; and call upon I&APs to submit their
comments
regarding the application within 30 days from the date of the notice;
(iv) if any person objects to the granting of the
mining right, the
RM must refer the objection to the Regional Mining Development
Environmental Committee (REMDEC) to consider the
objection and to
advise the Minister thereon; (v) Sec 39 of the MPRDA requires the
applicant for a mining right to conduct an EIA
and to submit an EMPr
within 180 days of the aforesaid notice from the RM. The EMPr is the
main tool used to mitigate and manage
the environmental impacts
resulting from the mining operations; (vi) in terms of the MPRDA
Regulations
[10]
,
an EIA requires the compilation of a scoping report
[11]
as
well as an EIA report
[12]
.
These reports consider the impacts of the proposed activity, the
cumulative impacts; the social and cultural impacts of the
activity
on the environment; and the identification and comparative assessment
of the land use alternatives; arrangements for monitoring
and
managing identified impacts; and information on the scientific
integrity of the information contained in the reports; and,
(vii)
finally, a scoping report, in relation to a proposed mining
operation, must: (i) describe the methodology applied to conduct
the
scoping (b)… (f) describe the process of engagement of the
identified I&APs, including their views and concerns;
and (g)
describe the nature and extent of further investigations required in
the environmental impact assessment report…’
Tendele’s
Mining Right Application
9.
About nine
years ago, on 13 June 2013 to be precise, Tendele submitted its
application for a mining right to the Regional Manager
(RM) of the
Department of Mineral Resources in KwaZulu-Natal. On 9 September
2013, the RM notified Tendele of his acceptance of
its application,
in writing, and called upon Tendele to: (i) provide a scoping report
not later than 17 October 2013 or within
a period of 30 days from
date of his letter; (ii) upload a copy of the EIA and EMP on or
before 23 January 2014; and (iii) notify
in writing and consult with
land owner(s) or lawful occupier(s) and all I&APs and upload the
results of such consultation on
or before November 2013 or within 60
days from date of the RM’s letter. The RM duly published
the notice by placing
it in the Magistrate’s Court for the
District of KwaHlabisa in line with regulation 3(3) and described the
land in question
as, “Part of Rem Reserve 3, no 15822, Hlabisa
Magisterial District” and invited all I&APs to submit their
comments
within 30 days.
10.
I
mention that the applicants take issue with both the content of the
notice published (the manner in which the land was described
in the
notice) and the place where the notice was published by the RM. In
this regard, the applicants state that the RM failed
to follow the
MPRDA Regulations. The regulations oblige the RM to make known the
application by at least one of the following methods:
publication in
the applicable Provincial Gazette
[13]
,
and by advertisement in a local or national newspaper
[14]
circulating
in the area where the land or offshore area to which the application
relates is situated. The objective is to inform
I&APs that an
application for a mining right has been received and invite them to
participate in the process by submitting
their comments. This
objective, according to the applicants, was frustrated. They cite
inter
alia
:
(i) the vast area of 21 233.0525 hectares, and the scale of the
application’s subject matter; (ii) the significant
environmental
impacts of the proposed activity; (iii) the rural
character of the local community; and (iv) the local community’s
high levels
of illiteracy. They say that the notice could not have
reasonably alerted the I&APs of the specific location and the
vast area
of the proposed mining right. In response to this specific
complaint, Tendele resisted it because it could not plead to this
ground
as it was raised for the first time in the applicants’
Heads of Argument. Tendele adds that any complaints related to the
vast area that the Mining Right covers now pale into oblivion give
the decision to abandon 92% of the right. I now make reference
to
some of Tendele’s papers as filed of record.
Tendele’s
published its Notice of Commencement of EIA and EMP process
11.
On 20
September 2013, Tendele published a notice of commencement of their
EIA & EMP process in the Zululand Observer in both
English and
isiZulu. This notice says nothing about the size of the land covered
by the mining right. Thus, the applicants argue
that this notice was
misleading. The notice reads:
‘
Notification
of Commencement of Environmental Authorisation under the Minerals
Resources Petroleum Act, (Act 28 of 2002) for the
expansion of Mining
activities at Somkhele Anthracite Mine near Mtubatuba, KwaZulu-Natal.
Notice
is hereby given of the commencement of an Environmental Impact
Assessment (EIA) and Environmental Management Programme,
(EMP)
for the proposed expansion of the existing mining operations at
Somkhele Anthracite Mine located approximately 52 kms north-north
east of Richards Bay in KwaZulu-Natal. GCS (PTY) LTD has been
appointed as independent consultants on behalf of the applicant,
Tendele Coal (Pty) Ltd, the owners of Somkhele Anthracite Mine. This
is in compliance with Minerals and Petroleum Resources Development
Act…
The
proposed mine expansion will extend operations to the north of the
existing mining operations within the tribal land administered
by the
Ingonyama Trust. The expansion will incorporate open case mine
development and associated road access infrastructure. No
new washing
plants will be developed as the existing infrastructure will be
utilised…. All interested and/or affected parties
(I&APs)
are invited to register in writing with GCS in order to receive
further information and correspondence on the project
including
notification and updates. I&APs are further invited to submit
written comments related to the project together with
their name,
contact details…’
Tendele’s
Background Information Document
12.
On the same
day of 20 September 2013, Tendele distributed its background
information document, BID. The BID’s purpose, as
professed in
the document, was to provide ‘all interested and affected
parties (I&APs) with information about the
Somkhele Mine Northern
Expansion and to introduce and explain the Environmental Impact
Assessment (EIA) and the Environmental Management
Plan that forms
part of the Mining Right application’ as required by the MPRDA.
The BID also says nothing about the 212 km²
right. Instead, it
states that the ‘proposed mining area consists of TEN (10)
different regions where coal reserves have
been discovered. Table 1
outlines the extent of the different areas.’ The BID then
mentioned the areas (in km²) as Machibini
(5.3755); KwaQubuka
North (2.81893); Emalahleni (2.5876); Mahujini (1.5 168);
Ophondweni (5.5585); Tholukuhle (3.2795); Gwabalanda
(6.5907);
Mvutshini East (2. 038); Mvutshini Central (1.631)1; and
Mvutshini West (1.1639).
13.
The applicants
argue that the BID could not have reasonably alerted I&APs that
they are to participate in the process. Firstly,
it was published
only in English; secondly, it refers to the 32 km² made up of
the ten sites. Tendele argued that given its
abandonment application,
flaws relating to the size of the mining right are no longer relevant
as the area sought to be retained
is about 8% of the original extent
applied for.
14.
The defective
public notices issued by Tendele during September 2013 were only a
precursor to the scoping phase, where the wheels
came off. The wheels
came off when the regional manager DMR, KwaZulu-Natal (RM), allowed
Tendele’s consultants, GCS, to dictate
to him how Tendele
intended to carry out the exercise that would lead to its Scoping
Report, instead of insisting on compliance
with the law. Indeed, the
record shows that the RM accepted Tendele’s Scoping Report,
even though it had been compiled without
consultation with interested
and affected parties (I&APs) and without providing proof of the
information shared during the
consultation, which was clearly in
violation of the law.
Tendele
recants after filing its answering affidavit
15.
At
first, Tendele fiercely resisted the relief sought by the applicants.
With the passage of time, and taking into account the rising
tensions
in the Somkhele area where the mine is located, Tendele decided to
table certain carefully considered concessions, including
its pursuit
of an application in terms of section 102 of the Mining and Petroleum
Resources Development Act
[15]
(MPRDA),
pursuant to its decision to abandon the majority of the 222 km²
mining right. Tendele took a decision to abandon approximately
195
km² or about 92% of the existing mining right.
16.
Pursuant to
Tendele’s concessions, it is now common cause that the decision
of the Minister of Minerals and Energy, the first
respondent, of 15
June 2018, in which the Minister dismissed the internal appeal lodged
by the applicants; the decision of the
Director General, (DG), the
third respondent, of 31 May 2016, in which the DG granted the said
Mining Right to Tendele; and the
decision of the Regional Manager of
the Department of Mineral Resources, (RM), the second respondent, of
26 October 2016, in which
the RM approved Tendele’s
Environmental Management Programme (EMPr) in terms of section 39 of
the MPRDA, were all unlawful
and fall to be declared invalid.
17.
It is
necessary to affirm here and now that the central question of
legality of the Minister’s, the DG’s and the RM’s
decisions is no longer the focal point of this judgement. That part
of the case has been conceded already. What remains is the
determination of the extent to which the remainder of the grounds not
conceded by Tendele need to be determined as well as the
just and
equitable remedy.
D
.
Tendele’s
concessions and abandonment
18.
I consider it
appropriate to first set out, in broad terms, Tendele’s
concessions and abandonment.
19.
In 2021,
having reassessed its position, Tendele accepted that there are
several grounds of review, which it is not in a position
to defend.
In the first instance, Tendele accepts that there is no evidence that
the Minister consulted with the Department of
Environmental Affairs
as required by the now repealed section 40 read with section 39 of
the MPRDA. Tendele also accepts that the
public participation process
conducted during its application process was imperfect. It says the
primary defects in the public
participation process arose because the
mining right area applied for and granted was larger than the areas
publicised during the
public participation process. Thirdly, Tendele
accepts that the Scoping and the Environmental Impact Assessment
(EIA) process were
deficient in various aspects. In particular, the
studies conducted to assess the impacts of the proposed extension of
the mine,
including the specialist studies, did not adequately cover
the entire area included in Tendele’s Mining Right application
and certain impacts that had to be assessed were not assessed at all.
20.
In
relation to the Environmental Management Programme (EMPr), Tendele
accepts MCEJO’s contention that its internal appeal
against the
grant of the mining right must be considered to be an appeal against
both the grant of the Mining Right and the approval
of the EMPr. In
substance and effect, the Minister was considering MCEJO’s
complaints against the decisions of the DG and
the RM, and dismissed
both appeals. These concessions, according to Tendele, render it
unnecessary for this court to consider the
constitutional challenge
to section 96(3)
[16]
of
the MPRDA. The concessions also make it unnecessary to consider
whether MCEJO has made out a case in terms of section 7(2)(c)
of PAJA
for condonation for their failure to lodge an internal appeal against
the approval of the EMPr.
21.
Against the
concessions, as I shall show, Tendele implores the court to set aside
the decision of the Minister and remit the appeal
back to the
Minister for reconsideration together with any directives the court
may consider necessary. As to the numerous irregularities
in the
process leading up to the grant of the Mining Right, Tendele contends
that all those can be addressed in the course of the
wide appeal
before the Minister. Tendele submits that all the new material,
expert reports, as well as comments, inputs, and submissions
by MCEJO
and other I&APs can be taken into account in the appeal process.
With regard to the failure to make adequate financial
provision for
each of the retained areas, as the law requires, Tendele submits
that, in any event, the mining right holder is required
by law to
assess annually, whether the financial provision is adequate and top
up where necessary. Tendele suggests that this deficiency
too can be
addressed be cured in the course of the wide appeal.
22.
The
applicants are indifferent to Tendele’s concessions and
abandonment. They contend that Tendele’s abandonment strategy
merely obfuscates the issue of the size of its mining right
visa-a-vis
the area that was assessed for environmental impacts and management.
As a consequence, the applicants, notwithstanding the abandonment,
persist with some of their grounds. They are: (a) the mining area;
(b) the defects in the Public Participation process; (c)
non-compliance
with section 40 of the MPRDA. In this regard, the
applicants contend that the RM failed to take into consideration the
input from
the Department of Forestry and Fisheries, DAFF; (d)
failure to obtain consent in terms of the IPILRA (Interim Protection
of Informal
Land Rights Act
[17]
;
(e) the defective Scoping and Environmental Impact Assessment
Processes; and (f) the failure to make adequate financial provision.
E.
Issues
23.
Both
parties agree that the grounds based on IPILRA must be determined.
MCEJO, as I had mentioned early in this judgement, persists
with the
remainder of its grounds. The last ground, according to Tendele, was
not raised by the applicants in their HOA, while
the ground dealing
with failure to take into account the comments of DAFF was only
raised for the first time in MCEJO’s HOA.
Thus, Tendele was not
afforded the opportunity to plead. The issue involving financial
provision however, was fully canvassed by
both sides during argument.
As such, nothing precludes this court from entertaining it
[18]
.
Whether this court must necessarily determine it is another issue.
The record speaks for itself in this regard and suggests that
Tendele
did not make financial provision for each of the areas it seeks to
retain.
24.
I am of the
view that it is critical for this court to determine three grounds,
namely: (i) the defective Scoping and EIA; (ii)
the ground based
on IPILRA; and (iii) defects in public participation. The ground
dealing with defective scoping and EIA is, in
my view, integrally
intertwined with the ground dealing with defects in public
participation. As such I dispose of the two grounds
immediately here
below.
(i)
Defective Scoping and Environmental Impact Assessment Processes &
(ii) Defects in Public Participation
25.
The applicants
argue that it is common cause that the Scoping Report / EIA processes
do not comply with regulation 49. They further
add that the public
notices issued by Tendele limited the area to only 32 km². The
processes are not only non-compliant for
the bigger area of 222 km²,
they are non compliant even for the three areas for which the mine
seeks to reduce its activities.
These are Emalahleni, Ophondweni and
Mahujini. Tendele accepts that its Scoping and the EIA processes were
deficient in various
aspects, and so was the public participation
process. In particular, the studies conducted, to assess the impacts
of the proposed
extension of the mine, including the specialist
studies, did not adequately cover the entire area included in
Tendele’s Mining
Right application and certain impacts that had
to be assessed were not assessed at all. Tendele, however, states
that with regard
to the retained areas, it conducted rigorous
and comprehensive consultations. For this reason, it is necessary to
determine
these grounds.
26.
What is a
Scoping Report /EIA process and where does it fit in the application
process? The MPRDA regulations do not define what
a Scoping
Report/EIA is. Rather, they state that an EIA is a process that
results in the compilation of a Scoping Report and an
EIA Report. The
regulations further state that a Scoping Report in relation to a
proposed mining operation must contain, inter
alia, the following:
‘
(a)
describe the methodology applied to conduct scoping; (b) the existing
status of the environment prior to the mining operation;
(c) identify
and describe the anticipated environmental social and cultural
impacts, including the cumulative effects where applicable;
(d)
describe the process of engagement of identified interested and
affected persons, including their views and concerns; and describe
the nature and extent of further investigations required in the
environmental impact assessment report.’
27.
I
had earlier indicated that the wheels came off during the scoping
exercise. In their founding affidavit, the applicants contend
that
Tendele’s engagement of IA&Ps failed to meet the mandatory
requirements of Regulation 49(1)(f) and the DMR Guidelines
for
Compilation of a Scoping Report
[19]
,
in that Tendele failed to identify the landowners, the lawful
occupiers of the land or any other IA&Ps. Tendele, according
to the applicants, also failed to keep a list for submission to the
RM. Tendele merely identified the lawful occupiers as ‘the
Zulu
Nation as determined by the Ingonyama Trust’ and further relied
upon a list of IA&Ps it had developed in previous
mining
applications. This approach, the applicants aver, was inadequate and
there are obvious examples of IA&Ps who were excluded
by
Tendele’s list of IA&Ps. Tendele, according to the
applicants, failed to consult and submit proof of such consultation
meetings with landowners, lawful occupiers of the land and IA&Ps
(which include the community per paragraph G3 of the Consultation
Guidelines).
28.
The Scoping
Report calls for answers as set out in the MPRDA regulations and the
Consultation Guidelines. An extract of Tendele’s
Scoping
Report is provided here below:
‘
Question
3.3 Specifically confirm that the community and the identified
interested and affected parties have been consulted and
that they
agree that the potential impacts identified include those identified
by them:
‘
The
mine has developed a list of I&APs through various previous
Mining Right applications and EMP amendments. This I&AP
list is
presented in Appendix A. A newspaper advert was placed in Zululand
Observer (Appendix B) as well as the Isolezwe, a Zulu
medium
newspaper informing people of the impending project. The communities
will be engaged with through existing traditional structures.
The
Indunas from the various mining areas will assist in facilitating
community meetings. There has to be sensitive in how information
is
assimilated throughout the communities. The process needs to ensure
that people avoid having false expectations on when mining
will
commence and the extent of the impact within the area. (Own
underline)
3.6
Provide a list and description of potential impacts identified on the
socio-economic conditions of any person on the property
and on any
adjacent or non adjacent property who may be affected by the proposed
prospecting or mining operation:
‘
Most
economic activities are limited to subsistence farming. There have
been no additional businesses and industries identified
in the area.
Potential socio- economic impacts are included in Table 3-2.’
5
Provide a description of the process of engagement of the identified
interested and affected parties, including their views and
concerns.
‘
The
mine has developed a list of I&APs since the inception of the
mine in 2002. The I&AP list has continually been updated
as new
people become interested in activities at Somkhele. A
full
list of people who will be involved in the project
is
presented in Appendix A… (Own underline)
5.1
Provide a description of the information provided to the community,
landowners, and interested and affected parties to inform
them in
sufficient detail of what the prospecting or mining operation will
entail on the land, in order for them to assess what
impact the
prospecting will have on them or the use of their land.
‘
The
mine consults with communities through Mpukunyoni Traditional
Authority, Izinduna, Traditional Councils and participates in
development structures and forums such as the municipality’s
IDP and Local Economic Development (LED) Forums. The mine reports
on
a monthly basis to the Mpukunyoni Traditional Authority and holds
monthly meetings with the Izinduna. High level quarterly meetings
are
held with the municipality.’
5.2
Provide a list of which of the identified communities, landowners,
lawful occupiers, and other interested and affected parties
were in
fact consulted.
‘
Consultation
has yet to be concluded. Please refer to
Appendix
A for the I&APs that will be included in the consultation
process
. Appendix C and Appendix D show
the Izindunas and Ward councillors identified for the consultation.
The traditional structures
for the region will be followed and will
involve all the Izindunas who represent the various regions. (Own
underline)
5.4
Provide a list of their views raised on how their existing cultural,
socio-economic and biophysical environment potentially
will be
impacted on by the proposed prospecting mining operation:
‘
Consultation
has yet to be concluded. Consultation will include consulting the
existing I&APs, local authorities and traditional
authorities…These channels include various Izindunas from
different areas.
5.5
Provide a list of any other concerns raised by the aforesaid parties.
Consultation
has yet to be concluded.
5.6.
Provide the applicable minutes and records of the consultations:
‘
Public
Meetings have been scheduled for the beginning of November. Minutes
will be provided within the consultation report. ‘
29.
The
following appendices were attached to the Scoping Report: Appendix A
is a list of names and contact numbers of people whom cannot
possibly
be residing in Mpukunyoni, with last names such as Vorster, Barker,
Fishers, Parsons, with the exception of three African
names. These
are the people Tendele referred to as the full list of the people who
will be involved in its Scoping exercise. Appendix
B is the advert
placed in Zululand Observer on 20 September 2013
[20]
regarding
the imminence of the EIA/EMPr. Appendix C is a list titled iziNduna
with names and contact numbers. Appendix D is a list
titled Ward
Councillors and E is a copy of the BID.
30.
As it turned
out, the RM was not satisfied that Tendele’s Scoping Report/EIA
met the requirements of the law. Thus, on 17
December 2013, the RM
issued a directive in terms of section 29 of MPRDA. The relevant
parts of the directive are reproduced here-below:
‘
1.
The fauna and flora is reflective of a desktop analysis. There must
be a site specific investigation indicating what is found
on each of
the proposed opencast areas…3. The consultation process is
deemed to be incomplete in relation to identified
Interested and
Affected parties. Kindly provide a database of all people directly
affected by the proposed mining, including those
that are to be
relocated and those adjacent to the mining area. 4. There must be
proof of consultation with the individual households
affected by the
proposed operation. There must be proof that they were provided with
relevant information in the appropriate language
representative of
the people in the area. The relevant information must include
information on the proposed activities, potential
impacts on the
community and proposed mitigation measures. This office also requires
proof that the description of the environment,
potential impacts,
proposed mitigation measures and closure objectives were compiled or
developed in consultation with the interested
and affected parties.
It is imperative in relation to the potential sites of graves and
other sites of cultural/heritage value
which may be known to the
community…’
[21]
31.
On 7 January
2014, Tendele’s consultants wrote back to the RM with reference
to the directive. The relevant aspects regarding
Tendele is set out
in this extract:
‘
As
the consultant your directive … will be complied with, with
the following exceptions. The mining areas are extensive and
in many
areas mining will not commence within 10 years or more. The
identification and engaging of specific households that will
be
impacted upon
cannot
be complied with
for
the following reasons. 1. The demographics collected and consultation
will not be accurate by the time mining commences…
3. Managing
people’s expectations is hugely significant. It is imperative
that information portrayed is accurate and concrete.
Any alteration
to information provided will result in mistrust towards the mine. …4.
Dealing and empowering local leadership
structures is a policy which
Somkhele has developed well within the last 5 years. All
communication with those who are likely to
be relocated must go
through the relevant channels. 5. Relocation of infrastructure can
only commence once all those affected have
agreed to conditions
presented by the mine. Historically people have moved into areas
where mining is planned with intention of
claiming compensation with
the mine…’
[22]
(own
underline)
32.
During
argument, counsel for the applicants made reference to an e-mail
emanating from GCS dated 2 July 2014 to Ezemvelo Wildlife
[23]
.
This email was preceded by a letter from Ezemvelo setting out several
concerns about the proposed extension of the Somkhele mine
[24]
.
In the letter, GCS informs Ezemvelo that ‘the Scoping phase
under MPRDA does not require input from I&AP.’ This
is
after the RM had issued the Section 29 Directive and after GCS had
replied to the RM on 7 January 2014. It suffices to say that
Tendele
was misguided in its view. This misdirection is adequately reflected
in the answers they provided in their Scoping Report.
33.
That
is not all. Various paragraphs of the Scoping Report/EIA called for
the description of the ‘information provided to the
community,
landowners, and interested and affected parties to inform them in
sufficient detail of what the prospecting or mining
operation will
entail on the land, in order for them to assess what impact the
prospecting / mining will have on them or the use
of their land’.
As evidenced by the Scoping Report, Tendele provided nothing of that
sort. Its answers to the Scoping Report
were vague, evasive and
irrelevant with statement such as, ‘consultation has yet to be
concluded’, ‘Public Meetings
have been scheduled for the
beginning of November. Minutes will be provided within the
consultation report.’ Yet in Tendele
view, the scoping phase
required no public participation
[25]
.
This was a fundamental breach of the law with regard to public
participation. Tendele’s attempt to justify their exclusion
of
the groups aimed at by the regulations in their letter of 7 January
2014 to the RM was nothing short of egregious. In any event,
Tendele
had already unduly limited the public’s participation through
its defective notices. This is evident from the very
first notices it
issued during September 2013, namely, the Notice of Commencement of
EIA and EMP processes; the MWP; and the BID
(which was published only
in English), all of which described the project as covering a small
fraction of the 222 km² of the
mining right. The fact that some
people participated later in the EMPr process does not address the
material defects. They were
left out during a critical process of
scoping. The words of the court in
Cape
Town City
v
South
African National Roads Agency Ltd & others
,
are on point:
‘
The
resultant breaches of the principle of legality are stark, especially
when they are considered cumulatively. It is of special
concern that
the nature of the unlawful conduct that has been identified in these
proceedings goes in material part to a failure
to give proper effect
to the right of public participation. That is something that is
fundamental to the effective expression of
everyone’s right to
administrative action that is lawful, reasonable and procedurally
fair. It also a feature of the decision-making
that puts it
strikingly at odds with the founding values of accountability,
responsiveness and openness, which are meant to underpin
democratic
government in this country and critically distinguish it from the
authoritarian system that prevailed in the pre-Constitutional
era.’
[26]
34.
With regard to
Tendele’s contention that it conducted rigorous and
comprehensive consultations in the retained areas, there
is no
evidence on record that there was a different Scoping Report/EIA for
those areas. The Scoping Report/EIA failed to meet the
demands of
Regulation 49 of the MPRDA regulations and the Guidelines on
Compilation of Scoping Reports. The date of submission
of the Scoping
Report is 17 October 2013. I will return to the significance of the
date.
35.
It is
appropriate at this point to refer to what the courts have said of
the need to consult landowners, lawful occupiers and I&APs.
In
Bengwenyama
Minerals
(Pty) Ltd
and Others
v
Genorah
Resources (Pty) Ltd
and
Others
,
albeit the court in that instance was dealing with the issue in the
context of a prospecting right, it said:
‘
These
different notice and consultation requirements are indicative of a
serious concern for the rights and interests of landowners
and lawful
occupiers in the process of granting prospecting rights. It is not
difficult to see why: the granting and execution
of a prospecting
right represents a grave and considerable invasion of the use and
enjoyment of the land on which the prospecting
is to happen…
One
of the purposes of consultation with the landowner must surely be to
see whether some accommodation is possible between the
applicant for
a prospecting right and the landowner insofar as the interference
with the landowner’s rights to use the property
is concerned.
Under the common law a prospecting right could only be acquired by
concluding a prospecting contract with the landowner,
something which
presupposed negotiation and reaching agreement on the terms of the
prospecting contract. The Act’s equivalent
is consultation, the
purpose of which should be to ascertain whether an accommodation of
sorts can be reached in respect of the
impact on the landowner’s
right to use his land. Of course the Act does not impose agreement on
these issues as a requirement
for granting the prospecting right, but
that does not mean that consultation under the Act’s provisions
does not require
engaging in good faith to attempt to reach
accommodation in that regard.
Failure to
reach agreement at this early consultation stage might result in the
holder of the prospecting right having to pay compensation
to the
landowner at a later stage. The common law did not provide for this
kind of compensation, presumably because the opportunity
to provide
recompense for use impairment of the land existed in negotiation of
the terms of the prospecting contract.
Another
more general purpose of the consultation is to provide landowners or
occupiers with the necessary information on everything
that is to be
done so that they can make an informed decision in relation to the
representations to be made, whether to use the
internal procedures if
the application goes against them and whether to take the
administrative action concerned on review.
The
consultation process and its result is an integral part of the
fairness process because the decision cannot be fair if the
administrator did not have full regard to precisely what happened
during the consultation process in order to determine whether
the
consultation was sufficient to render the grant of the application
procedurally fair
.’
[27]
(own
emphasis)
36.
The Rule 53
record filed by the State Attorneys’ Office was supplemented
four times. Despite reasonable effort, one could
not find any
evidence that there had been any corrective action undertaken by
Tendele post the RM’s directive. It would appear
that the RM
relented to Tendele’s dictates of how they proposed to approach
the scoping exercise and accepted their Scoping
Report, flawed at it
was. This was an affront to the law and it should have never been
allowed. I conclude that Tendele flouted
the law with regard to
public participation by unduly limiting the extent of the mining area
to the specific sites. Further, the
fact that some people
participated during the EMPr stage does not cure the fact that those
people were left out during the critical
phase of scoping.
37.
The
attitude displayed by Tendele during the scoping phase of its
application process is offensive. It portrays Tendele as an
‘unbridled
horse’ that showed little or no regard for the
law. As for the stereotyping comments in GCS’ letter
[28]
,
the following remarks made by the court in
Hoffmann
v South African Airways
,
albeit in a totally different context, are apposite to mention:
‘
Our
Constitution protects the weak, the marginalised, the socially
outcast, and the victims of prejudice and stereotyping. It is
only
when these groups are protected that we can be secure that our own
rights are protected….Our constitutional democracy
has ushered
in a new era - it is an era characterised by respect for human
dignity for all human beings. In this era, prejudice
and stereotyping
have no place.’
[29]
(iii)
Failure to obtain consent as required by IPILRA
38.
With that
setting of how the Scoping/EIA process unfolded, it is now time to
consider the ground relating to IPILRA. Both Tendele
and MCEJO agree
on what I will loosely refer to as the jurisdictional requirements
for the application of the IPILRA, are all met
in this case. Although
the scoping phase demonstrated short comings with regard to
consulting with I&APs, counsel for Tendele
was adamant that the
concessions Tendele has made, do not bleed over to the process of
obtaining consent as envisaged in IPILRA.
I now proceed to set out
each of the parties’ case.
The
applicants’ case
39.
The applicants
accuse Tendele of riding roughshod on the rights of its members. They
raise the following:
(i)
Their members
were neither consulted nor did they consent to the deprivation of
their communal rights to the land. They attached
several affidavits
deposed to by their members stating that they were not consulted at
all by Tendele.
(ii)
From
the uncontested affidavits, it is plain that the consent of the
actual rights holders was never sought by Tendele nor the Mpukunyoni
Traditional Council (MTC). On this basis, the DMR decision makers, in
granting the impugned mining right, failed to consider that
a
material procedure aimed at protecting their constitutionally
entrenched rights had not been complied with.
(iii)
The applicants
accept that in the case of communal land rights, the community can be
deprived of their constitutionally entrenched
rights at a meeting
where the disposal of their rights would be tabled and only by a
majority vote of the right holders present
or represented at the
meeting. They state that their members were not notified of a meeting
where the disposal of their rights
would be discussed and, Tendele
does not even allege that such a meeting occurred. It merely refers
to the traditional council
having held a meeting itself, and points
to the council’s recordal that all relevant persons had been
consulted. They add,
that even if it were true, which it is not,
Tendele has not complied with the peremptory provision of holding a
meeting with sufficient
notice with an opportunity to participate.
(iv)
They add that
other than making sweeping statements, Tendele has placed no proof
that the requirements of IPILRA were complied with.
(v)
The
applicants add that section 2(3) requires that when there is a
community decision to deprive a person of land rights, the community
shall pay appropriate compensation. There is no discussion of
compensation in the Traditional Council’s resolution. The
resolution is not compliant with section 2(3) and the consent
obtained by Tendele does not meet the requirements of IPILRA as
interpreted
by the Constitutional Court in
Maledu
[30]
.
(vi)
Finally, MCEJO
contends that the traditions and customs of the community do not
allow the Inkosi to made decisions that concern
the households
without involving or talking to the members of the individual
households.
(vii)
Finally,
during argument, counsel for the MCEJO referred to the fact that by
the time Tendele submitted its EMPr, it had only 7
expert studies,
and raised the pertinent question of material information. In this
regard counsel asked the question, ‘
what
did the Inkosi consent to
?’
In other words, what material information was provided by Tendele
prior to the Inkosi granting consent.
Tendele’s
case
40.
Tendele placed
two documents before this court. They are: (i) A Resolution of the
MTC signed by the late Inkosi Mzokhulayo Mayson
Mkhwanazi, (late
Inkosi); and (ii) an affidavit deposed to by a Mr Musawenkosi Qhina
Mkhwanazi (Mr MQM), a member of MTC. Mr MQM
served as the deputy
chairperson of the MTC when the consent was granted to Tendele to
mine in Areas 4 and 5, on 7 February 2013.
The MTC, as I had earlier
mentioned, functions as the MTA and is constituted by 30 iziNdunas of
30 communities in Mpukunyoni area,
representing about 220 000
community members. I shall soon refer to the content of the
affidavit.
41.
Tendele says
that it was not required to obtain consent from every individual
holder of an informal right to land within the Areas
4 and 5. It did,
however, obtain consent from the MTA, which it says, is the legally
recognised traditional authority that has
the authority to represent
the Mpukunyoni community. Tendele adds, with reference to the
affidavit, that according to customary
laws and practices of the
Mpukunyoni community, the late Inkosi, who was at the relevant time
the chairperson of the MTA had the
authority to allocate land or
grant rights in land (including the right granted to Tendele to mine
on the land) on behalf of the
Mpukunyoni community.
42.
Tendele
submits that section 2 of IPILRA draws a distinction between
deprivation of an informal right to land on the one hand, and
on the
other, the disposal on of a right to land. It is only where, so the
submission goes, the deprivation of a right to land
is caused by the
disposal that the obligation to compensate as contemplated in section
2(3), arises. It is only where a ‘decision
to dispose of any
such right’, is to be taken that the deemed requirement —
set out in section 2(4) — (i) that
such decision may only be
taken by a majority of the holders of such rights present or
represented (ii) at a meeting convened for
the purpose of such
disposal and of which (iii) they have been given sufficient notice,
and (iv) in which they have had a reasonable
opportunity to
participate, arises. Simply according to Tendele the requirements of
section 2(4) of IPILRA will only arise when
the deprivation is caused
by a disposal.
43.
Tendele adds
that since the grant of a mining right does not extinguish the right
of a landowner or any other occupier of the land
in question, and at
most constitutes a deprivation to such landowner, occupier or holder
of an informal right, neither compensation
nor a decision of the
majority of the holders of such rights at a duly convened meeting is
required.
44.
For
completeness, I should add Tendele addressed the allegation made by
the applicants on the authority of the Inkosi or the Council
regarding making a decision without consulting the individual
households. Tendele dealt with this allegation and addressed the
law
on mutually destructive version as set out in
Stellenbosch
Farmers’ Winery Group Limited and Stellenbosch Farmers’
Winery Limited
v
Martell
& Cie SA
[31]
.
I
am persuaded that a decision can be made on this point of IPILRA
based on Tendele’s own version and I now proceed to do
so.
Thus, there is no need to traverse the merits of the mutually
destructive grounds raised by the parties.
Interpretive
approach
45.
This case
implicates section 25(6) of the Constitution of the Republic. The
section reads:
25
(6) ‘A person or community whose tenure of land is legally
insecure as a result of past racially discriminatory laws or
practices is entitled, to the extent provided by an Act of
Parliament, either to tenure which is legally secure or to comparable
redress.’
46.
Section
2 of IPILRA deals with “Deprivation of informal rights to land”
and it reads:
“
(1) Subject
to the provisions of subsection (4), and the provisions of the
Expropriation Act, 1975 (Act No. 63 of 1975), or any
other law which
provides for the expropriation of land or rights in land, no person
may be deprived of any informal right to land
without his or her
consent.
(2) Where land is held on
a communal basis, a person may, subject to subsection (4), be
deprived of such land or right in land in
accordance with the custom
and usage of that community.
(3) Where the deprivation
of a right in land in terms of subsection (2) is caused by a disposal
of the land or a right in land by
the community, the community shall
pay appropriate compensation to any person who is deprived of an
informal right to land as a
result of such disposal.
(4)
For the purposes of this section the custom and usage of a community
shall be deemed to include the principle that a decision
to dispose
of any such right may only be taken by a majority of the holders of
such rights present or represented at a meeting
convened for the
purpose of considering such disposal and of which they have been
given sufficient notice, and in which they have
had a reasonable
opportunity to participate.
”
47.
The
Constitutional Court in
Minister
of Mineral Resources and Others
v
Sishen
Iron Ore Company (Pty) Ltd and Another
said:
‘
It
is a fundamental principle of our law that every statute must be
interpreted in a manner that is consistent with the Constitution,
insofar as the language of the construed provision reasonably
permits. In addition, section 39(2) of the Constitution enjoins every
court when interpreting legislation to promote the spirit, purport
and objects of the Bill of Rights. This Court has described
the
principle as a “mandatory constitutional canon of statutory
interpretation”. In Phumelela Gaming and Leisure Ltd,
Langa CJ
said:
“
A
court is required to promote the spirit, purport and objects of the
Bill of Rights when ‘interpreting any legislation, and
when
developing the common law or customary law’. In this no court
has a discretion. The duty applies to the interpretation
of all
legislation and whenever a court embarks on the exercise of
developing the common law or customary law. The initial question
is
not whether interpreting legislation through the prism of the Bill of
Rights will bring about a different result. A court is
simply obliged
to deal with the legislation it has to interpret in a manner that
promotes the spirit, purport and objects of the
Bill of Rights.”’
[32]
48.
In
Maledu
and Others
v
Itereleng
Bakgatla Mineral Resources (Pty) Limited and Another:
‘
As
this Court made plain in Goedgelegen, albeit in a different context,
the purpose of the legislation underpinning the provisions
being
interpreted plays a critical role in statutory interpretation. There,
Moseneke DCJ emphasised that:
“
It is
by now trite that not only the empowering provision of the
Constitution but also of the Restitution Act must be understood
purposively because it is remedial legislation umbilically linked to
the Constitution. Therefore, in construing
‘
as
a result of past racially discriminatory laws or practices
’
in its
setting of section 2(1) of the Restitution Act, we are obliged to
scrutinise its purpose. As we do so, we must seek to promote
the
spirit, purport and objects of the Bill of Rights. We must prefer a
generous construction over a merely textual or legalistic
one in
order to afford claimants the fullest possible protection of their
constitutional guarantees. In searching for the purpose,
it is
legitimate to seek to identify the mischief sought to be remedied. In
part, that is why it is helpful, where appropriate,
to pay due
attention to the social and historical background of the
legislation
.
”
‘
Finally,
section 233 of the Constitution enjoins every court to “prefer
any reasonable interpretation of the legislation that
is consistent
with international law over any alternative interpretation that is
inconsistent with international law…
‘
Section
211 of the Constitution provides:
(1)
The institution, status and role of traditional leadership, according
to customary law, are recognised, subject to the Constitution.
(2)
A traditional authority that observes a system of customary law may
function subject to any applicable legislation and customs,
which
includes amendments to, or repeal of, that legislation or those
customs.
(3)
The courts must apply customary law when that law is applicable,
subject to the Constitution and any legislation that specifically
deals with customary law.”
[33]
’
49.
Also
relevant to the circumstances of this case is the caution sounded by
the Constitutional Court, in
Daniels
v
Scribante
and Another
:
‘ …“
The
emerging trend in statutory construction is to have regard to the
context in which the words occur, even where the words to
be
construed are clear and unambiguous. Recently, in
Thoroughbred
Breeders’ Association
v
Price
Waterhouse
, the SCA has reminded us
that:
‘
The
days are long past when blinkered peering at an isolated provision in
a statute was thought to be the only legitimate technique
in
interpreting it if it seemed on the face of it to have a readily
discernible meaning.’
[34]
50.
The mischief
sought to be addressed with the promulgation of IPILRA and how IPILRA
is to be interpreted is elegantly captured in
Maledu
in the
passage set out immediately below
.
I am
persuaded that looking for different words to express the same thing
would be supererogatory:
‘
The
general principles of statutory interpretation canvassed above have
three implications for how IPILRA must be read and understood.
First,
the purpose of IPILRA, which must be scrutinised, is not hard to find
for IPILRA itself spells it out. It is to provide
for -the protection
of informal rights to and interests in land that were not adequately
protected by the law because of racially
discriminatory laws of the
past. Second, the provisions of IPILRA have to be interpreted
benevolently in order to afford holders
of informal rights to land
the fullest possible protection. Third, during the interpretative
exercise the mischief that IPILRA
seeks to remedy must be kept
uppermost in the mind. Allied to this is the constitutional
imperative to construe legislation in
a manner that is consistent
with the Constitution.’
[35]
51.
I deal with
Tendele’s defence in three ways. I start with a disturbing
point that since ‘the grant of a mining right
does not
extinguish the right of a landowner or any other occupier of the land
in question’, the question of compensation
does not arise.
According to Tendele’s interpretation of section 2(3) of
IPILRA, compensation arises only when deprivation
is caused by a
disposal. Likewise, the deemed requirements in section 2(4) are
triggered only when the deprivation is caused by
a disposal.
52.
Upfront, I am
not persuaded that this interpretation embraces and advances the
objects set out in section 25(6) of the Constitution.
For one, it is
true that the grant of a mining right does not extinguish the
landowner’s or occupier’s rights, the
Constitutional
Court in
Maledu
said as much. But the context in which the Court made these remarks
must be understood to avert misdirection. The dispute in
Maledu
centred around the lawfulness of eviction of persons who occupied
certain farm land, as envisaged in IPILRA, and to which the mineral
right held by the respondents related. The respondents contended that
whilst the award of a mining right — as set out in
section 23
of MPRDA — does not amount to expropriation as understood in
the legal sense of the word, the effect of the grant
of the mineral
right and its practical effect is that it deprives the landowner and
or lawful occupier of certain incidents of
their rights to ownership
or occupation.
53.
The
respondents in
Maledu
readily accepted that they could not mine while the applicants
remained on the farm. The court agreed that given the intrusive
nature of the mining right, there can be no doubt that when
exercising his mining rights, the mining right holder would intrude
into the rights of the owner or occupier. The more invasive the
nature of the operation, the greater the extent of subtraction
to the
landowner’s dominium it will entail. However, because the
respondents have a valid mining right, it did not mean that
the
applicants are occupying the land in question unlawfully because, the
existence of a valid mineral right — which the
court assumed in
favour of the respondents — does not extinguish the rights of
the landowner or any other occupier of the
land in question. It is in
that sense that the court’s remarks must be understood.
54.
Just because a
party holds a mineral right in relation to land, it does not mean the
occupiers or owners of the land to which the
mineral right relates,
are occupying the land in question unlawfully, because their
ownership or right to occupy would not have
been extinguished by the
grant of a mineral right.
55.
The court in
Maledu
went on to reason:
‘
A
somewhat curious feature of IPILRA is that whilst it provides that no
person may be deprived of any informal right to land without
consent,
it does not itself spell out what constitutes a deprivation. The
Concise Oxford English Dictionary defines the verb “deprive”
as meaning: “Prevent (a person or place) from having or using
something. The noun deprivation is defined as, ‘The damaging
lack of basic material benefits; lack or denial of something
considered essential”. This, to my mind, is the definition that
should be adopted for purposes of section 2 of IPILRA.
Before
Mkontwana, this Court had earlier, in the context of section 25(1) of
the Constitution, said that:
“
In
a certain sense any interference with the use, enjoyment or
exploitation of private property involves some deprivation in respect
of the person having title or right to or in the property concerned.”
‘
[36]
56.
Tendele’s
interpretation appears to lose sight of the fact that it is the
interference with the use, enjoyment or exploitation
or diminution to
the occupation or ownership that brings about compensation. For this
reason, how the deprivation arises should
not water down the
compensation element provided for in IPILRA. Tendele’s
interpretation epitomises the ‘blinkered
peering at an isolated
provision in a statute’ that the court warns against in
Scribante
[37]
as
opposed to reading the statute purposively, even where a word has a
readily discernible meaning. Tendele’s interpretation
waters
down, if not renders nugatory, the protection offered by IPILRA to
shield the informal rights holders. Such interpretation
cannot and
should not be allowed.
57.
Secondly,
Tendele says it did not need to obtain consent, but it still sought
and obtained it from the Inkosi. Tendele says it was
granted consent
by the Inkosi, in accordance with the customary laws and practices of
the Mpukunyoni community. To demonstrate
the consent, Tendele
attached Mr MQM’s affidavit
[38]
.
The affidavit was deposed to on 29 May 2020.
58.
In brief the
content of the affidavit confirms that the deponent is a member of
MTC and the mining portfolio head for the Traditional
Council
(responsible for mining in the area). The affidavit describes the
customs and practices of the Mpukunyoni community as
regards the
authority of Inkosi, as the chairman of the MTC, to allocate land.
The deponent then goes on to recount what occurred
in February 2013
and how the now late Inkosi was excited about the development and how
he went about granting consent. According
to the deponent they first
met with Petmin Limited, on behalf of Tendele, where Petmin requested
approval from the Inkosi to start
the Mine. The affidavit goes on to
set out what was relayed to Petmin and later the Inkosi met Tendele.
He further describes the
consultations with the iZindunas of the
various izigodis and mentions that the geologist spoke to them. He
then refers to the meeting
or meetings with members of the community,
the questions the community had asked and the decision to finally
grant the mine consent,
after the Inkosi had obtained advice from the
MTC.
59.
Under what
circumstances the consent was granted, the affidavit does not say.
There is neither an agenda, dates for any of the meetings,
nor
information on where they were held, or who attended. Clearly, no
minutes were maintained for each of the different meetings,
nor is
there any paper trail of how the invitations were sent to the
communities to attend the meetings the deponent says he chaired.
The
deponent says nothing about the absence of records from the MTC.
60.
The
Ingonyama Trust to which the land concerned is entrusted is an organ
of state and so is the MTC. It was said by the Court in
Ethekwini
Municipality
v
Ingonyama
Trust
[39]
that
the latter is an organ of state. The MTC is created by the
Traditional Leadership and Governance Framework Act, (TLGFA). This
is
clearly set out in the introductory part of the Statute itself which
states,
inter
alia
,
‘
To
provide for the recognition of the traditional communities; to
provide for the establishment and recognition of traditional councils
…’
The
Preamble states:
‘
Whereas
the State in accordance with the Constitution, seeks to set out a
national framework and norms and standards that will define
the place
and role of traditional leadership within the new system of
democratic governance;…transform the institution in
line with
constitutional imperatives and to restore the integrity and
legitimacy of the institution of traditional leadership in
line with
customary law and practices.…’
61.
Section 4 of
the TLGFA sets out the functions of traditional councils. Section
4(2) provides amongst others, that:
‘
Applicable
provincial legislation must regulate the performance of functions by
a traditional council by at least requiring a traditional
council to:
(a)
keep proper records;
(b)
have its financial statements audited;
(c)
disclose the receipts and gifts; and
(d)
adhere to the code of conduct…’
62.
The
KwaZulu Natal Traditional Leadership and Governance Framework
Act
[40]
,
which was assented to on 1 December 2005 provides for, amongst
others, the functions of traditional councils in section 8. Section
8(2) mirrors the national framework, TLGFA, in this regard and it
states: A traditional council must:-
(a)
keep proper
records,
(b)
have its
financial statements audited by the Auditor General;
(c)
disclose gifts
…’
63.
These
functions, amongst others, are aimed at strengthening governance and
promoting accountability and transparency, to thwart
precisely what
Tendele seeks to do in this case. And that is, to retrieve from one
person’s memory, in 2020, - when this
application is already
pending — details of the MTCs business, which occurred more
than seven years ago. No doubt, this must
have been important
business for the MTC and so the details of the visit, the agenda for
the meeting or meetings, and minutes,
all form part and parcel of the
MTC’s business. For that reason, the information sought to be
proved by this affidavit should
have come directly from the records
that the MTC is mandated by its own statute to maintain. I must
conclude from the submission
of the affidavit in place of records of
the MTC, that the MTC failed to maintain those records. Since the MTC
violated its own
governance framework in failing to maintain records
relating this particular issue, the affidavit cannot be accepted as
an official
record of the MTC and accordingly, must be rejected.
64.
The court in
Cape Town
City
v
South
African National Roads Agency Ltd & Others
adopted the same reasoning in rejecting an affidavit deposed to by
Sanral’s CEO to prove that the Board of Sanral had adopted
a
particular resolution, in the absence of proper records:
‘
These
features, considered together, irresistibly compel the conclusion
that no decisions, as required by s 27(4), were taken by
the Board.
Mr Alli’s bald assertion to the contrary is insufficient to
displace their inexorable effect. He has failed even
to attempt to
explain how there could be such a complete absence of a document
trail if the decisions had been made. He has not
even been able to
reconstruct from the Board’s calendar when the alleged
decisions would have been made. SANRAL has not been
able to put up
the evidence of a single director as to the occasions upon which and
the circumstances in which the alleged decisions
were made, or as to
the content of any discussions that must have preceded them.’
[41]
65.
That leaves
only the resolution on the table. The title of the resolution reads:
‘Written Consent of the Traditional Authority.
It is dated 7
February 2013 and reads:
‘‘
At
a meeting held on 7 February at the Mpukunyoni Traditional Authority
Hall, the Committee of the MTA resolved that: We have no
objection to
the granting of a mining right or mining permit to
:
Name of applicant: …
Address…. All mining activities be conducted in terms of the
provisions of the
Mineral and Petroleum Resources Development Act,
2002
… The MTA confirm that all persons occupying the land
mentioned herein and the need to be relocated in future, will be
relocated
in accordance with the current agreement in place between
the MTA and Tendele Coal Mining (Pty) Ltd.’’
66.
As is evident,
the resolution on its own says nothing more than that the MTA granted
consent to Tendele. There is no evidence to
support that the
applicants were lawfully deprived of their informal right in terms of
IPILRA. There is no evidence of invitation
to the community and its
representatives, no agenda, no minutes, no evidence of who was
present. The Resolution on its own does
not meet the requirements of
IPILRA.
67.
I now deal
with the third reason why, in spite of the resolution and the
affidavit, Tendele’s defence must fail. Assuming
that this
court were to accept the affidavit as evidence of an official record
of the MTC, contrary to what the law provides, then
the question is,
what did the Inkosi or the MTA consent to? Was the consent preceded
by material information about the proposed
mining activities, such
as, environmental impacts. Certainly, the affidavit makes no
reference to such. That a geologist spoke
to those present in the
meeting does not say they were provided with material information. A
decision to grant consent to mine
has far reaching consequences in so
far is the mining operations ability to interfere with the occupiers’
and landowners’
rights. It is not just another allocation for a
farm dwelling or cattle grazing.
68.
This consent
was provided on 7 February 2013. There is nothing tendered by way of
information shared by Tendele prior to obtaining
consent from the
late Inkosi and the MTC (in a language that the people of that
community including iZindunas or members of the
MTC would understand)
in order to appreciate the impact mining would have on their lives,
land and livestock in order to achieve
genuine and informed consent.
The date of the grant of consent to Tendele is significant in that as
late as October 2013, when
Tendele compiled its Scoping Report,
Tendele could not provide an iota of evidence of information it had
shared with the I&APs
at that stage. It is one thing that it did
not consult but Tendele had claimed to be engaged in ongoing
empowerment sessions with
the traditional leadership of the
Mpukunyoni community. Even then, it could not provide any example/s
or description of the information
it used to empower the traditional
leadership. Discussing this very question of consent in terms of
IPILRA, the court in
Council
for the Advancement of the South African Constitution and Others
v
The
Ingonyama Trust and Others,
had
the following to say: [It is a lengthy quotation but it is worth
setting it out in full]
‘
[137]
The Trust and the Board deny that they concluded leases with
residents of Trust-held land without their genuine and informed
consent….
[138]
The consent required for the deprivation of a right is a genuine and
informed consent. The consent is informed if it is based
on
substantial knowledge concerning the nature and effect of the
transaction consented to. Consent must be given freely, without
duress or deception, and with sufficient legal competence to give it.
This court must through an analysis of the evidence tendered
before
it, determine whether the consent which the Trust and the Board
allegedly obtained from the residents for the conclusion
of the lease
agreements, met the required standard.
The
court went on to say:
[139] Consent must have
been properly sought and freely given, and the person whose consent
is required must have full and reliable
information relating to the
scope and impact of the subject matter, and must have the choice to
give or withhold his or her consent.
[140]
The court in
Christian
Lawyers
’
Association
v
Minister
of Health and others
[42]
,
held that it is now settled law that
‘
the
informed consent requirement rests on three independent legs of
knowledge, appreciation and consent
’
.
A valid consent must be given by a person with intellectual and
emotional capacity for the required knowledge, appreciation and
consent. As consent is a manifestation of will,
‘
capacity
to consent depends on the ability to form an intelligent will on the
basis of appreciation of the nature and consequences
of the act
consented to.
[141] The requirement of
knowledge in the present case means that a beneficiary and resident
consenting to a lease agreement must
have full knowledge of the
nature, extent and effect of the lease on his or her existing
customary law rights to land and/or informal
rights to and interests
in the Trust-held land.
[142]
T
he
requirement of consent means that the consent given to the lease,
‘
must
be comprehensive, that is extend [s] to the entire transaction,
inclusive of its
consequences.
’
It must be
shown that the effect and consequences of the lease agreement on the
existing customary law rights to land and /or informal
rights to and
interests in the land in question, must have been realised and
voluntarily consented…The evidence tendered
by the third to
the eight applicants establishes that the Trust and the Board, being
represented by the traditional councils and
local indunas (izinduna)
attached to and serving under various councils on Trust-held land,
concluded residential lease agreements
without their genuine and
informed consent. All these applicants state that before entering
into such lease agreements, neither
the Trust nor the Board informed
them what the lease agreements entailed and the benefits thereof, as
opposed to PTOs….
[150]
…
On
the contrary, on the evidence of the third to eighth applicants,
members of the community were threatened by their traditional
councils and izinduna, the agents of the Trust and the Board on the
ground, that if they were not to enter into lease agreements,
they
would lose their land, and that their refusal to enter into such
lease agreements would amount to turning against his Majesty,
the
King of the Zulus. As a consequence, they would be excluded from
their relevant communities….
[155]
The Trust and the Board have failed to tender any evidence to the
effect that their envisaged land tenure improvement plan
(the PTO
Conversion Project) had at any stage been unpacked to the
beneficiaries and residents of Trust-held land for them to know
and
understand what such plan entailed, and to assess for themselves
whether or not the project would impact negatively on their
existing
customary law rights to the land in question….’
[43]
69.
Indeed, the
court in
Maledu
made the point that:
‘…
More
is required to demonstrate that the IPILRA informal right holder was
lawfully deprived of his or her right to occupy as required
by
section 2 of IPILRA.’
[44]
70.
Without
informed consent the objective aimed at by our Constitution
[45]
of
communities deciding what happens to their land, in which they have
an interest is undermined. Tendele’s defence must accordingly
fail. In all, Tendele did not obtain consent as envisaged in section
2 of IPILRA. This ground therefore succeeds.
F.
Just and equitable remedy
71.
Prior to
setting out the parties’ cases on the question of a just and
equitable remedy, it is necessary to first canvass the
principles
that must guide this court. As a start, the Constitutional principle
of separation of powers must guide this process.
It is adequately set
out in this extract from
Bato
Star Fishing (Pty) Ltd
v
Minister
of Environmental Affairs and Tourism and Others
:
‘
In
the SCA, Schutz JA held that this was a case which calls for judicial
deference. [29] In explaining deference, he cited with
approval
Professor Hoexter’s account as follows:
“
[A]
judicial willingness to appreciate the legitimate and
constitutionally-ordained province of administrative agencies; to
admit
the expertise of those agencies in policy-laden or polycentric
issues; to accord their interpretations of fact and law due respect;
and to be sensitive in general to the interests legitimately pursued
by administrative bodies and the practical and financial constraints
under which they operate. This type of deference is perfectly
consistent with a concern for individual rights and a refusal
to
tolerate corruption and maladministration. It ought to be shaped
not by an unwillingness to scrutinise administration action,
but by a
careful weighing up of the need for and the consequences of judicial
intervention. Above all, it ought to be shaped by
a conscious
determination not to usurp the functions of administrative agencies;
not to cross over from review to appeal.”
[30] (footnote
omitted)…
Schutz
JA continues to say that “[j]udicial deference does not imply
judicial timidity or an unreadiness to perform the judicial
function”. I agree. The use of the word “deference”
may give rise to misunderstanding as to the true function
of a review
court. This can be avoided if it is realised that the need for courts
to treat decision-makers with appropriate deference
or respect flows
not from judicial courtesy or etiquette but from the fundamental
constitutional principle of the separation of
powers itself.’
[46]
72.
As to
formulating an appropriate relief, the court said in in
Hoffmann
v
South
African Airways
said:
‘
Fairness
requires a consideration of the interests of all those who might be
affected by the order. In the context of employment,
this will
require a consideration not only of the interests of the prospective
employee but also the interests of the employer.
In other cases, the
interests of the community may have to be taken into consideration.
‘
In
the context of unfair discrimination, the interests of the community
lie in the recognition of the inherent dignity of every
human being
and the elimination of all forms of discrimination. This aspect of
the interests of the community can be gathered from
the preamble to
the Constitution in which the people of this country declared:
The
determination of appropriate relief, therefore, calls for the
balancing of the various interests that might be affected by the
remedy. The balancing process must at least be guided by the
objective, first, to address the wrong occasioned by the infringement
of the constitutional right; second, to deter future violations;
third, to make an order that can be complied with; and fourth,
of
fairness to all those who might be affected by the relief.
Invariably, the nature of the right infringed and the nature of the
infringement will provide guidance as to the appropriate relief in
the particular case. Therefore, in determining appropriate relief,
“
we
must carefully analyse the nature of [the] constitutional
infringement, and strike effectively at its source “ ‘
[47]
73.
Section 172
(1) (b) is an appropriate tool to minimise disruption and chaos in
other people’s lives, who may have planned
and arranged their
private affairs on the basis of the lawfulness of the decision to
grant Tendele the Mining Right. In
Khumalo
and
Another
v
Member of
the Executive Council for Education KwaZulu-Natal
:
‘
Under
the Constitution, however, the requirement to consider the
consequences of declaring the decision unlawful is mediated by
a
court’s remedial powers to grant a “just and equitable”
order in terms of section 172(1)(b) of the Constitution.
A
court has greater powers under the Constitution to regulate any
possible unjust consequences by granting an appropriate order.
While
a court must declare conduct that it finds to be unconstitutional
invalid, it need not set the conduct aside.
It
is significant in this context that if the full relief is granted in
the MEC’s favour, Mr Khumalo will lose his position.
Mr Khumalo
has gone on with his life, continued in his employment, presumably
adapted his expenses accordingly, and invested nine
years of his
career in this path. At no stage has the MEC sought so much as to
imply that Mr Khumalo performs inadequately in his
post. …Even
if Mr Khumalo’s promotion is found to have been unlawful, on
the facts he bears no responsibility for
it but for having the
boldness to apply for a position for which he possibly did not
qualify. The burden on the public administration
and cost to the
public purse to recommence the appointment process would be further
prejudice to consider.
Considering
the courts’ power to grant a just and equitable remedy the
impact of a finding of invalidity may be ameliorated
by fashioning a
remedy that is fair to Mr Khumalo. In considering the factors above,
particularly the lack of a complaint against
Mr Khumalo’s
performance, a just and equitable remedy would in all likeliness
result in him keeping his job, if his promotion
were found to be
unlawful.’
[48]
74.
Also relevant
and closer to home are the comments of court in
Global
Environmental Trust and Others
v
Tendele
Coal Mining (Pty) Ltd and Others
calling for pragmatism and observance of issues pertinent to the case
in formulating relief:
‘
Section
172(1)(a) of the Constitution applies. It provides that conduct
inconsistent with the Constitution must be declared invalid.
The
court has no discretion. In terms of s 172(1)(b) the court has a
discretion to grant just and equitable relief, either independently
or together with a declaratory order. The power in s 172(1)(b) to
make any order that is just and equitable is not limited to
declarations of invalidity; and ‘is so wide and flexible that
it allows Courts to formulate an order that does not follow
prayers
in the notice of motion.
In
the exercise of this wide remedial power, the Constitutional Court
has highlighted the need for courts to be pragmatic in crafting
just
and equitable remedies.
A
pragmatic approach that grants appropriate relief, that ‘upholds,
that enhances and vindicates the underlying values and
rights
entrenched in the Constitution…’
[49]
75.
The applicants
submit that an appropriate remedy is one that will see the matter
being referred to the Regional Manager (RM) so
that Tendele commences
afresh its application for a mining right. The applicants advanced a
number of reasons why a referral to
the RM is the only remedy that
will suit the circumstances of this case, as opposed to a referral to
the Minister, as sought by
Tendele. In the first place, the
applicants say that in terms of section 96(2)(a) of MPRDA, an appeal
does not suspend the administrative
decision, unless it is suspended
by the Director-General or the Minister. The applicants complain that
this means the mine can
go ahead and mine in the new areas
(Emalahleni, Mahujini and Ophondweni) without resolving the critical
issues challenged in this
application. They say that public
participation requires what I may loosely refer to as ‘boots on
the ground’; it is
not a matter that can be handled during an
appeal before the Minister, in top down fashion. They point to the 27
extra (or rather
the floating studies), and submit that these studies
were procured, not in compliance with some requirement because they
are not
connected to the EMPr, but to influence the decision that
will ultimately be granted by this court. On the issue of IPILRA the
applicants contended from the start that their consent had not be
obtained; that Tendele’s application went ahead and was
ultimately granted, unlawfully. On this score, the applicants contend
that the Minister cannot fix something that is unlawful.
On this
basis alone, it is simply not competent to refer the decision to the
Minister.
76.
A further
reason why it is not competent to refer the matter to the Minister
according to the applicants is that Tendele says it
needs to commence
mining by June 2022 and it requires five months to prepare. The
applicants submit that the mine is simply not
going to meet this
timeline as the amendment of the EMPr, in consequence of the
amendment of the Mining Right, which on its own
triggers a listed
activity, make take considerably more than 180 days. The final reason
deals with Tendele’s failure to make
financial provision for
each of the areas it seeks to retain, instead of one.
Tendele’s
case
77.
Tendele
submits that the Minister is the legitimate and statutorily empowered
decision-maker on appeals against the grant of mining
rights. Tendele
submits that the administration of this act affects a wide range of
interests and the decisions are complex and
polycentric, involving
the conflicting views of highly qualified experts in a technical
domain. Tendele says the Minister has wide
powers on appeal and there
would be no limitation in his ability to call for public
participation or even ordering Tendele to carry
out specific remedial
action. In the words of counsel for Tendele, its client is intent on
doing everything reasonably possible
to guard against the process on
appeal before the Minister being assailed.
78.
Regarding
Tendele’s contribution to South Africa’s economy,
Tendele, the mine has one of the largest resources of open-pit
mineable anthracite reserves in South Africa. Tendele currently sells
the higher quality anthracite to local ferrochrome producers
and is
the principal supplier of anthracide to the ferrochrome producers in
South Africa. The higher quality anthracide is a critical
component
of reductant mix used in smelters by ferrochrome producers. At
present, Tendele sells 600 000 tonnes of anthracite per
annum to
local ferrochrome producers. Tendele accordingly pleaded that an
order that fails to take into account its commitment
to its suppliers
may bring about devastating results not only to its financial
resources but to various entities that also play
a major role in
South Africa’s economy.
79.
The Somkhele
mine is the only major employer in the Mtubatuba area. At present
Tendele employs about 1200 people, 87% of whom reside
in the
impoverished Mpukunyoni area surrounding Somkhele. As a result 120
households benefit from employment and or procurement
agreements at
Somkhele. Assuming that each household supports 10 people, some 12
000 people directly depend on the mine.
80.
According to
the Mtubatuba Local Municipality’s Integrated Development Plan,
the Somkhele mine is one of the major employers
in the Mtubatuba
Municipality which has extremely high unemployment rates. Since
Tendele began mining it has contributed R2.2 billion
in direct
benefits to local community members. This includes R1.2 billion in
salaries; R61 million in community projects; over
R607 million on
procurement services; R9 million for the benefit for the youth in the
community as well as various training and
educational initiatives.
Tendele further pays hundreds of millions of rand in taxes to the
South African Government.
81.
I
have reflected on the parties’ cases including the reasons
placed by the applicants. But this is a case that calls for
pragmatism to guide the court. It seems to me that an order that will
see the matter referred back to the Minister for reconsideration
of
the appeal, in line with the findings of this judgement, will strike
the correct balance of the various competing interests.
Such an order
will ‘uphold, enhance and vindicate the underlying values and
rights entrenched in the Constitution…
[50]
’
.
Costs
82.
There remains
the question of costs. Counsel for the applicants submitted that the
applicants seek a special costs order. They say
the mine defended the
review when it well knew that it was not defensible. Thus, the costs
from the launch of this application
and all the way to March 2021
must be on a punitive scale. The remainder of the costs are to be
party and party. The applicants
further request the court to grant
them the costs occasioned by the Rule 7 application, including the
costs of two counsel, senior
and junior.
83.
I
am prepared to grant the applicants costs including the costs of the
two counsel where so employed including the costs of occasioned
by
the Rule 7 application. I do not agree that this is a case that
warrants punitive costs.
G.
Order
84.
Accordingly,
the following order is hereby authorized:
1.
The Director
General’s decision of 31 May 2016, in awarding the Mining Right
to Tendele, and the Regional Manager’s
decision of 26 October
2016, in approving Tendele’s EMPr, are hereby declared invalid.
The decisions are not set aside.
2.
The Minister’s
decision of 15 June 2018 in dismissing the appeal against the grant
of the Mining Right to Tendele and the
Approval of Tendele’s
EMPr is hereby declared invalid and is set aside.
3.
The appeal is
remitted back to the Minister for reconsideration in accordance with
the findings of this judgement.
4.
In
reconsidering the appeal, and in addition to the findings of this
judgement, the Minister is directed to consider:
(a)
any
information that the Applicants and Tendele wish to place before him
for that purpose.
(b)
any information, comments, and submissions from I&APs.
5.
Tendele is directed to notify interested and affected parties of
their entitlement to participate in the appeal process by publicising
the contents of this widely.
6.
Tendele is to ensure that public participation process to be
conducted pursuant to the Minister’s determination of the
appeal process, complies with the requirements of (a) Public
Participation Guidelines in terms of the National Environmental Act,
1998 and (b) Chapter 6 of the
Environmental Impact Assessment
Regulations, 2014
as Published in Government Gazette No38282 GNR 982
of 4 December 2014.
7.
The First, Second, Third and Fourth respondents are hereby ordered,
jointly and severally, the one paying the other absolved,
to pay the
costs of the applicants, including the costs occasioned by the
employment of two counsel, one Senior and one Junior.
7.1
The costs mentioned in paragraph 7 include the costs of the
Rule 7
application plus the costs of two counsel, one Senior and one Junior.
NN
BAM
JUDGE OF THE HIGH
COURT,
PRETORIA
DATE
OF HEARING
:
10-12 November 2021
DATE
OF JUDGEMENT
4 May 2022
APPEARANCES
APPLICANTS
’
COUNSEL:
Adv A de Vos SC
Adv L Ferreira
Instructed
by:
Kirsten Youens of All Rise, Attorneys for Climate and Environmental
Justice
℅
Couzyn Hertzok &
Horak, Brooklyn
FOURTH
RESPONDENT
’
S COUNSEL
Adv P Lazarus SC
Adv N Ferreira
Adv
M Salukazana
Instructed
by:
Malan Scholes Incorporated
ELEVENTH
TO FOURTEENTH
RESPONDENTS’
COUNSEL :
Mr D Sibuyi
Instructed
by:
KDMS Attorneys
[1]
Act
3 of 2000.
[2]
Department
of Mineral Resources.
[3]
This
is the body mandated to direct the management of nature conservation
within the Province, including protected areas, PAs,
and the
development and promotion of ecotourism facilities within the PAs.
Ezemvelo derives its mandate from the KwaZulu-Natal
Nature
Conservation Management Act.
[4]
Act
41 of 2003.
[5]
(16779/17)
[2020] ZAWCHC 8
;
2020 (3) SA 486
(WCC) (17 February 2020).
[6]
The
number may be incorrect but it is common cause that the later
studies were somewhere in this range of twenties.
[7]
The
requirement to submit an EIA and EMPr came with the amendments to
the MPRD Amendment Act 49 of 2008, which came into effect
on 7 June
of 2013. As a matter of policy, the process under sections 22 and 39
run simultaneously.
[8]
Sec
22(4) MPRDA.
[9]
Sec
10(1) of the MPRDA: The relevant
Mineral and Petroleum Resources
Development Regulations (the
MPRDA Regulations), Reg 527 of GG 26275
of 2004, state that the notice referred to in section 10(1) must be
placed on a notice
board of the Regional Manager or designated
agency, as the case may be, that is accessible to the public. The RM
must also make
known the application by at least one of the
following methods, publication in the applicable Provincial Gazette,
notice in the
Magistrates Court in the magisterial district
applicable to the land in question or advertisement in a local or
national newspaper
circulating in the area where the land or
offshore area to which the application relates is situated.
[10]
Regulation
48.
[11]
Regulation
49.
[12]
Regulation
50.
[13]
Regulation
3(3)(a).
[14]
Regulation
3(3)(c).
[15]
Act
28 of 2002.
[16]
As
part of the relief it sought in its Notice of Motion, MCEJO sought
to challenge the constitutionality of section 96 (3) of
MPRDA.
[17]
Act
31 of 1996.
[18]
Minister
of Safety & Security v Slabbert
668/2008)[2009] ZASCA 163 (30 November 2009]) at paragraphs 11-12:
‘
The
purpose of the pleadings is to define the issues for the other party
and the court. A party has a duty to allege in the pleadings
the
material facts upon which it relies. It is impermissible for a
plaintiff to plead a particular case and seek to establish
a
different case at the trial. It is equally not permissible for the
trial court to have recourse to issues falling outside the
pleadings
when deciding a case. [12] There are, however, circumstances in
which a party may be allowed to rely on an issue which
was not
covered by the pleadings. This occurs where the issue in question
has been canvassed fully by both sides at the trial.
In South
British Insurance Co Ltd v Unicorn Shipping Lines (Pty) Ltd, this
court said:
'However,
the absence of such an averment in the pleadings would not
necessarily be fatal if the point was fully canvassed in
evidence.
This means fully canvassed by both sides in the sense that the Court
was expected to pronounce upon it as an issue’.
[19]
Guidelines
issued by the DMR For the Compilation of a Scoping report with due
regard to Consultation with Communities and Interested
and Affected
Parties
[20]
See
paragraph 19 of this judgement.
[21]
MCEJO
gained sight of the RM’s directive of 17 December 2013, for
the first time, upon Tendele filing their answering affidavit.
Nonetheless, the applicants had independently raised the defects in
Tendele’s Scoping report without seeing the RM’s
Directive. See Replying Affidavit Caselines A1641, JDP 17.
[22]
Annexure
JDP18 Caselines: A1647.
[23]
Caselines
A191.
[24]
SD
6: Caselines pages A184-5.
[25]
See
paragraph 32 above.
[26]
2015
(6) SA 535
(WCC), at paragraph 205.
[27]
2011
(3) BCLR 229
(CC) (30 November 2010) at paragraphs 63; 65
[28]
See
extract from GCS’ reply to the RM, paragraph 31 this
judgement.
[29]
Hoffmann
v South African Airways
(CCT17/00)
[2000] ZACC 17
, paragraphs 34 & 37.
[30]
Maledu
and Others v Itereleng Bakgatla Mineral Resources (Pty) Limited and
Another
CCT 51/13)
[2013] ZACC 45
; (12 December 2013).
[31]
Case
No: 429, 06 September 2002, at paragraph 5.
[32]
(CCT
51/13)
[2013] ZACC 45
; (12 December 2013), at paragraph 40.
[33]
Maledu
note 30
supra
paragraphs 45, 46 and 48.
[34]
(CCT50/16)
[2017] ZACC 13
;
2017 (4) SA 341
(CC);
2017 (8) BCLR 949
(CC) (11 May
2017) at paragraph 28.
[35]
note
28
supra
at paragraph 63.
[36]
Maledu
note
30
supra
paragraph
98, and 100.
[37]
Note
32
supra.
[38]
Caselines
page 3576-77.
[39]
CCT80/12
[2013] ZACC 7
at paragraph 44.
[40]
Act
5 of 2005.
[41]
Note
29 supra, at paragraph 171
[42]
Christian
Lawyers
’
Association
v
National
Minister of Health
and
Others
[2004] 4 All SA 31
(T) at 36i.
[43]
(12745/2018P)
[2021] ZAKZPHC 42; (11 June 2021).
[44]
note
ss
supra
paragraph 106.
[45]
See
Bengwenyama
,
note 27 of this judgement.
[46]
(CCT
27/03)
[2004] ZACC 15
;
2004 (4) SA 490
(CC);
2004 (7) BCLR 687
(CC)
(12 March 2004), at paragraph 46; also
SANRAL
v City of Cape Town
(66/2016)
[2016] ZASCA 122
(22 September 2016), at paragraph 7.
[47]
Hoffman
note 30
supra
paragraphs 43 and 45.
[48]
CCT10/13
[2013] ZACC 49
at paragraphs 53,54, 55, and 56.
[49]
1105/2019)
[2021] ZASCA 13
(09 February 2021, at paragraphs 82 and 83.
[50]
note
49 supra
sino noindex
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