Case Law[2022] ZAGPPHC 928South Africa
Van As N.O. and Others v Jacobs N.O. and Another (A194/2021) [2022] ZAGPPHC 928 (1 December 2022)
High Court of South Africa (Gauteng Division, Pretoria)
1 December 2022
Headnotes
or his or her office appointed ex officio was absent. The respondents argue that these omissions constitute a lack of compliance with Regulation 4(2). It was not in the answering
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## Van As N.O. and Others v Jacobs N.O. and Another (A194/2021) [2022] ZAGPPHC 928 (1 December 2022)
Van As N.O. and Others v Jacobs N.O. and Another (A194/2021) [2022] ZAGPPHC 928 (1 December 2022)
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FLYNOTES:
FOUNDING AFFIDAVIT AND
COMMISSIONER
Civil
procedure – Founding affidavit – Commissioner of oaths
signed but details absent – Discretion of court
–
Replying affidavit stating details of the commissioner –
Justices of the Peace and Commissioners of Oaths Act
16 of 1963,
regulations.
IN
THE HIGH COURT OF SOUTH AFRICA
(GAUTENG
DIVISION, PRETORIA)
Case
Number: A194/2021
REPORTABLE:
YES.
OF
INTEREST TO OTHER JUDGES: YES.
REVISED.
2022-12-01
In
the matter between:
KAREL
JOHANNES VAN AS N.O.
First Appellant
STAR
STONE CRUSHERS N.O.
Second Appellant
CHRISTINE
CATHERINE VAN AS N.O.
Third Appellant
And
GERTRUIDA
SUSANNA JACOBS N.O.
First Respondent
DAWID
MATTHEE N.O.
Second Respondent
JUDGMENT
POTTERILL
J
Background
[1]
The appellants, Karel Johannes van As N.O., Star Stone Crushers CC
and Christine van
As N.O. [the appellants] are pursuant to leave
granted by the Supreme Court of Appeal appealing the court
a
quo’s
order to uphold a
point
in limine,
dismissing the applicants’
application with costs, with costs to include the costs of the
counter-appeal. For ease of reference
I refer to “
the
appellants”
also as the applicants in
the application and “
the respondents”,
as in the appeal and application. The appeal
was by agreement re-instated.
[2]
The respondents raised the point that the appellants’ founding
affidavit did
not comply with Regulation 4(2) of the Regulations
Governing the Administration of an Oath or Affirmation promulgated in
terms
of section 10 of the Justices of the Peace and Commissioners of
Oaths Act 16 of 1963 [the Regulations].
[3]
The founding affidavit reflected that the deponent had signed the
affidavit. Directly
below it was printed:
“
I
certify that on the 26
th
(entered in manuscript) day of July 2019 at Pretoria (entered in
manuscript) and in my presence the deponent signed the Affidavit
and
declared that he knows and understand the contents hereof, has no
objection to taking this oath and considered the oath to
be binding
on his conscience, and I further certify that the requirements of
Regulation GN 1258 of 21 July 1972, amended by GN
R1648 on 19 August
1977, and as further amended by GN R1428 of 11 July 1980, and as
further amended by GN R774 of 23 April 1982
in terms of Section 10 of
the Justices of the Peace and Commissioners of Oaths Act, Act 16 of
1963 have been complied with in all
respects.”
Below
this paragraph is printed “
Commissioner
of Oaths”
and above the print a
signature was appended. The affidavit and all the attachments were
initialled on each page with two different
initials. It was
undisputed that one set of the initials was that of the deponent and
the other that of the unidentified Commissioner
of Oaths.
[4]
It is thus common cause that the full names of the commissioner, his
or her designation
and the area for which appointment was held, or
his or her office appointed
ex officio
was
absent. The respondents argue that these omissions constitute a lack
of compliance with Regulation 4(2). It was not in the answering
affidavit disputed that the oath was in fact administered. The
argument went that this non-compliance left the appellants with
no
affidavit in support of the notice of motion as required in terms of
Rule 6 of the Uniform Rules of Court and therefore the
application
should be dismissed with costs.
[5]
The appellants responded with a replying affidavit stating that the
Commissioner of
Oaths was Mr Derik Greyling, a practising attorney
employed by Makole Osman Attorneys at 1
st
Floor, King’s Gate, 5 10
th
Street, Menlo Park, Pretoria. The deponent’s attorney, Ms.
Magdel van Biljon was present and simultaneously deposed to her
confirmatory affidavit in front of Mr Derik Greyling. In Ms Van
Biljon’s confirmatory affidavit the details of Mr Greyling
are
reflected in full as required in terms of Rule 4(2). Mr Greyling’s
affidavit is attached to the replying affidavit and
confirms that Mr
Van As took the oath in front of him on 26 July 2019. The signature
reflected above the words “
Commissioner
of Oaths”
is indeed his signature. He
explained that he omitted to stamp the details of his business
address and his designation on the founding
affidavit, but did so on
the confirmatory affidavit.
Regulatory
Framework
[6]
Regulation 4(2) provides:
“
4.
(1)
Below the deponent’s signature or
mark the commissioner of oaths shall certify that the deponent has
acknowledged that he
knows and understands the contents of the
declaration and he shall state the manner, place and date of taking
the declaration.
(2)
The commissioner of oaths shall –
(a)sign
the declaration and print his full name and business address below
his signature; and
(b)state
his designation and the area for which he held his appointment or the
office held by him if he held his appointment ex
officio.”
The
findings of the court
a quo
[7]
The court
a
quo
found
that despite Full Courts
[1]
having consistently found that the requirements of Regulation 4(2)
are directory, the non-compliance of Regulation 4(2) left the
founding affidavit deficient, leaving the respondents with no case to
meet. The court
a
quo
found
this while acknowledging the trend “
of
presiding officers to exercise their discretion to condone
non-compliance with Regulation 4 on the premise that there is
substantial
compliance”,
and
expressing that she did not conform to that school of thought.
[8]
The court
a quo
furthermore
found that the non-compliance with this “
statutory
provision in the absence of provisions relating to the condonation of
same, as is in this case is fatal to the appellant’s
application. This is so as the Act does not make provision for built
in mechanism of condonation.”
[9]
The court found that an improperly commissioned affidavit can be
cured procedurally
by handing up at the hearing a newly commissioned
affidavit, but not “
by delivering a
further affidavit which explains the oversight.”
Can
a court of appeal interfere with the exercising of a discretion?
[10]
The court
a quo
had
exercised a discretion disallowing the founding “
affidavit”.
A discretion is however not unfettered and must be exercised
judicially upon consideration of the facts of each case.
“
The
power of interference on appeal is limited to cases of vitiation by
misdirection or irregularity, or the absence of grounds
on which a
court, acting reasonably, could have made the order in question. The
Court of appeal cannot interfere merely on the
ground that it would
itself have made a different order.”
[2]
[11]
In
Trencon Construction (Pty) Ltd v Industrial
Development Corporation of South Africa Ltd and Another
2015
(5) SA 245
(CC) at paras [83] and [85]-[87] the Court found that:
“
[85]
A discretion in the true sense is found where the lower court has a
wider range of equally permissible options available
to it. This type
of discretion has been found by this court in many instances,
including matters of costs, damages and in the award
of a remedy in
terms of s 35 of the Restitution of Land Rights Act. It is ‘true’
in that the lower court has an election
of which option it will apply
and any option can never said to be wrong as each is entirely
permissible.
[86]
In contrast, where a court has a discretion in the loose sense, it
does not necessarily have a choice between equally
permission options
…
[87]
… In the instance of a discretion in the loose sense, an
appellate court is equally capable of determining
the matter in the
same manner as the court of first instance and can therefore
substitute its own discretion without first having
to find that the
court of instance did not act judicially. However, even where a
discretion in the loose sense is conferred on
a lower court, an
appellate court’s power to interfere may be curtailed by
broader policy considerations. Therefore, whenever
an appellate court
interferes with a discretion in a loose sense, it must be guarded.”
[12]
I can thus cautiously interfere with the loose discretion as
exercised by the Court
a quo.
Procedural
misdirections
[13]
The court incorrectly conflated an application for condonation and
the exercising of a discretion.
The regulations do not provide for
condonation for non-compliance with Regulation 4(2), but that does
not render a court powerless.
As the court
a
quo
itself
remarked, the courts regularly exercise a discretion to condone
non-compliance if there is substantial compliance with the
Regulation. The court
a
quo
turned
a blind eye to the replying affidavit and did not exercise her
discretion on the facts therein. In applying the
Plascon-Evans
[3]
rule the court ought to have accepted the version set out in the
replying affidavit. When that version is accepted then there is
a
proper affidavit complying with Regulation 4(2) before court. The
point
in
limine
had
to be dismissed.
[14]
The further procedural misdirection was that the replying affidavit
did not cure the defects
in the founding affidavit, but that in its
stead a corrected founding affidavit should have been handed up at
court.
[15]
A reply to the point
in limine
did
not constitute new facts; a person signed as Commissioner of Oaths.
Insofar as this signature is placed in dispute as not reflecting
who’s signature it is, the reply answers thereto. With no bar
to accepting this evidence, the court was obligated in terms
of the
Plascon-Evans
rule to
accept this evidence. If this evidence is to be accepted the court
must be satisfied as to who the Commissioner of Oaths
was, his
designation and that the deponent took the oath before him. If that
is so, then the initial non-compliance with Regulation
4(2) has to be
condoned. The court
a quo
materially
misdirected itself in upholding the point.
[16]
It must be remarked, that handing up a founding affidavit at the
hearing does not
ipso facto
cure
the deficiency in the original founding affidavit, destroying the
point
in limine.
The
respondents can still argue that they are ambushed with a new
affidavit that was not previously before court. It can lead to
exactly the same argument requiring the court to exercise a
discretion. Either option is thus open to a party to cure the
deficiency
in an affidavit. A party can also, with the leave of
court, opt to call a witness to cure the deficiency.
Substantive
misdirection
[17]
A court must be satisfied that a document had been
sworn or attested to and signed in the presence of a
Commissioner of
Oaths. The Commissioner of Oaths must be an independent person that
could not have influenced the deponent. As
far back as 1979 Roper J
in
Abromowitz
v Jacquet and Another
[4]
in the
WLD it was found that:
“
I
do not think, however, that it could be contended that the proper
course, where an affidavit is imperfectly attested, is to reject
it
and proceed with the case as if no affidavit had been made, and
without giving the party who tendered the affidavit an opportunity
of
putting the information contained in it before the Court in a regular
manner.”
[18]
In
Lohrman
v Vaal Ontwikkelingsmaatskappy (Edms) Bpk
[5]
a Full
Court of this Division found that:
“
Even,
however, if this approach be insufficiently formalistic, it
nevertheless seems to be that the documents in question is an
affidavit. It is now settled (at least in the Transvaal) that the
requirements as contained in regs 1, 2, 3 and 4 are not peremptory
but merely directory; the Court has a discretion to refuse to receive
an affidavit attested otherwise than in accordance with the
regulations depending upon whether substantial compliance with them
has been proved or not.”
[19]
The court
a quo
referred
to this Full Court finding, but found that “
compliance
is thus key.”
She ignored the trite
principle of
stare decisis
in
not exercising her discretion on all the facts placed before her. The
content of the replying affidavit was either ignored or
rejected, but
what is clear, is that the facts therein, contrary to the
Plascon-Evans
rule,
were not factored in when the court
a quo
exercised its discretion. Excluding these
facts was a material misdirection and an incorrect exercising of
judicial discretion.
[20]
In a nutshell, the Commissioner of Oaths neglected to place his full
names, designation
ex officio
and
address on the founding affidavit. The Commissioner of Oaths explains
this under oath in the replying affidavit. The fact that
the deponent
was in front of him and took the oath is confirmed in a confirmatory
affidavit. With nothing to gainsay these facts
there was an affidavit
before the court and the point
in limine
should have been dismissed.
[21]
I accordingly make the following order:
21.1
The appeal is upheld with costs.
21.2
The order of the court
a quo
is
set aside and replaced with the following:
“
The
point
in limine
is
dismissed with costs. The matter is referred back to the High Court
for adjudication on the merits.”
S.
POTTERILL
JUDGE
OF THE HIGH COURT
I
agree
B.
NEUKIRCHER
JUDGE
OF THE HIGH COURT
I
agree
N.
TSHOMBE
ACTING
JUDGE OF THE HIGH COURT
CASE
NO: A194/2021
HEARD
ON: 9 November 2022
FOR
THE APPELLANTS: ADV. A. VORSTER
INSTRUCTED
BY: Gildenhuys Malatji Inc.
FOR
THE RESPONDENTS: ADV. J.G.W. BASSON
INSTRUCTED
BY: Bernhard van der Hoven Attorneys
DATE
OF JUDGMENT: 1 December 2022
[1]
S v Munn
1973
(3) SA 734
(NC) at 737H;
S
v Msibi
1974
(4) SA 821 (T)
[2]
Attorney-General,
Eastern Cape v Blom and Others
1988
(4) SA 645
(A) at 670D-F
[3]
Plascon-Evans Paints (Pty)
Ltd v Van Riebeeck Paints Ltd
[1984] ZASCA 51
;
1984
(3) SA 623
(A);
Director
of Public Prosecutions v Zuma
[2009] ZASCA 1
;
2009
(2) SA 277
(SCA);
Wightman
t/a JW Construction v Headfour (Pty) Ltd and Another
[2008] ZASCA 6
;
2008
(3) SA 371
(SCA) at 375D-F
[4]
1950 (2) SA
247 (W)
[5]
1979 (3) SA
391
(T) at 398G
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