Case Law[2025] ZAWCHC 132South Africa
McKenzie v S (A143/2023) [2025] ZAWCHC 132; 2025 (1) SACR 568 (WCC); [2025] 3 All SA 185 (WCC) (6 March 2025)
Judgment
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# South Africa: Western Cape High Court, Cape Town
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## McKenzie v S (A143/2023) [2025] ZAWCHC 132; 2025 (1) SACR 568 (WCC); [2025] 3 All SA 185 (WCC) (6 March 2025)
McKenzie v S (A143/2023) [2025] ZAWCHC 132; 2025 (1) SACR 568 (WCC); [2025] 3 All SA 185 (WCC) (6 March 2025)
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sino date 6 March 2025
FLYNOTES:
CRIMINAL – Child victim –
Rights
as witness
–
Systemic
disregard for child’s dignity and emotional well-being –
Disturbing pattern of cross-examination –
Sought to shift
blame onto child – Permitted without judicial intervention –
Not dignified and detrimental to
child’s well-being –
Subjected to secondary victimization – Defence allowed to
exploit adversarial process
– State proved guilt beyond
reasonable doubt – No substantial and compelling
circumstances – Appeal dismissed.
SAFLII
Note:
Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
and
SAFLII
Policy
IN
THE HIGH COURT OF SOUTH AFRICA
[WESTERN CAPE
DIVISION, CAPE TOWN]
## CASE
NO: A143/2023
CASE
NO: A143/2023
In the matter between:
ELWERADO
McKENZIE
Appellant
And
THE
STATE
Respondent
JUDGMENT HANDED DOWN
ELECTRONICALLY ON 06 MARCH 2025
ADAMS, AJ
"
At the southern tip of the continent of Africa, a rich reward is in
the making…. This reward will not be measured
in money .......
It will and must be measured by the happiness and welfare of the
children, at once the most vulnerable citizens
in any society and the
greatest of our treasures. The children must, at last, play in the
open veld, no longer tortured by the
pangs of
hunger,
or ravaged by disease, or threatened with the scourge of ignorance,
molestation and abuse, and no longer required to engage
in deeds
whose gravity exceeds the demands of their tender years. In front of
this distinguished audience, we commit the new South
Africa to the
relentless pursuit of the purposes defined in the World Declaration
on the Survival, Protection and Development of
the Child."
[1]
A.
INTRODUCTION
[1]
This matter illustrates why vulnerable child witnesses are entitled
to the constitutional and statutory protection afforded
to them when
they testify and what happens when they are not adequately protected.
Courts are under a constitutional and statutory
duty to ensure that
the rights and best interests of child witnesses are safeguarded
during legal proceedings. This duty arises
from both domestic and
international legal obligations.
[2]
[2]
The appellant was convicted in the Regional Court on one
count of rape in contravention
of s3 of the
Sexual Offences and
Related Matters Amendment Act 32 of 2007 (SORMA)
, and a further
count of consensual sexual penetration of a child in terms of s15(1)
of the same Act. The offence set out
in count 1 attracts a
minimum sentence of life imprisonment by virtue of the provisions of
section 51 (1), read with Part 1 of
Schedule 2 of the
Criminal Law
Amendment Act, 105 of 1997
("the Act"),
unless
substantial and compelling circumstances are present.
The Court a quo could not
find substantial and compelling circumstances and consequently
considered itself bound to impose the minimum
sentence of life
imprisonment in respect of count 1 and an additional six-year direct
imprisonment on count 2 which the Magistrate
regarded as a
proportionate punishment.
B.
THE STATE’S CASE
[3]
The state presented evidence of the complainant and his aunt.
In addition, the medical report(J88)
setting out the observations and
findings relating to the medical examination of the complainant after
the incidents occurred was
accepted into evidence by agreement
between the parties.
3.1
The complainant was 13 years old when the incidents occurred, and 15
years old when he testified.
3.2 The
complainant testified about three incidents which occurred during
September and November 2014. Only the last
two of these incidents
were considered by the Magistrate in his judgment as they underpinned
the charges the appellant faced in
the court a quo. For the sake of
completeness, I will refer in brief to all three incidents the
complainant testified about.
3.3 The first incident
occurred while the complainant was sleeping in the home of his aunt
and uncle. His aunt was called by the
state as a witness. The
circumstance of the incident is not entirely clear as the complainant
was in a deep sleep, and he
was thus unable to recount exactly what
happened.
3.4
The complainant was only able to recall that he felt the appellant’s
hand in his pants. The next
morning, he had anal pain and discomfort,
his underpants was wet, and his tracksuit pants was damp. The
incident occurred while
both he and the appellant were sleeping in
the same bed at the appellant’s insistence even though separate
beds had been
allocated to them.
3.5 As
indicated the two charges proffered against the appellant are
informed by the remaining two incidents. The rape
as alleged in count
two happened when the complainant was invited to sleep over at his
uncle’s house. When he arrived, he
found the appellant there,
but he was not aware that the appellant was also going to be there.
3.6 The
evidence of the complainant is that the appellant told him to sleep
in the same bed as him. The appellant instructed
the complainant to
lay on his side and switched off the room lights. Prior to switching
off the lights, the appellant took cream
from a red and white bag
with his surname on it. He smeared the cream on the complainant’s
anus and inserted his penis. The
complainant told him to stop but the
appellant continued until he ejaculated.
3.7 The complainant
explained that he did not report the incident as he was afraid of
hurting his family because this was the second
time that he was
sexually violated and for that reason he also did not scream for help
or raise the alarm in some other way. He
did not tell his uncle and
aunt about the incident even though they were in the same house.
3.8
The third incident happened a short while later. It was
precipitated by a call the appellant placed
to the grandmother of the
complainant requesting the grandmother to send the complainant to
appellant so that he could pray for
an upcoming exam the complainant
would be writing.
3.9
The complainant complied with the request. At the home of the
appellant, the complainant was instructed
by the appellant to lay
next to him on his bed. The appellant smeared olive oil on the
complainant’s anus and inserted his
penis. The complainant did
not say or do anything. The complainant got ready to go to school and
before he left the appellant gave
him R10.
3.10 The complainant’s
evidence relating to the initial disclosure of these incidents and
who the disclosure was made to was
slightly confusing. The
complainant indicated that he told both the school principal and his
aunt as the so-called first
report. It appears from his later
evidence that he became confused with an earlier disclosure he had
made to the principal in a
matter unrelated to this incident. In
relation to this incident, he was confident that he told his aunt.
3.11 He
recounted the circumstances leading up to and including the way the
disclosure was made. The complainant
informed his aunt of the
incident by way of a handwritten letter after she had a discussion
with him. The handwritten letter dated
14 November 2014 was the only
way in which he felt comfortable making the disclosure as he was not
able to tell her in person.
3.12
The version of the appellant was put to the complainant during
cross-examination wherein the appellant denied
the incidents and that
the incidents could not have happened as the complainant testified
because the appellant being a prophet
in the church was precluded
from sleeping over at a congregant’s home. In addition, the
appellant disclosed an alibi that
he was in Ceres during the whole of
September 2014.
3.13 In
relation to the third incident, it was further put to the complainant
that at that time of day, the appellant’s
mother and another
person would have been at home and it was contended that for that
reason the incident could not have happened.
3.14
Several questions were posed to the complainant which were quite
intrusive and unsuited to cross examination
of a child witness and
these aspects will be discussed along with some other concerns later
in the judgment.
3.15
The aunt confirms the version of the complainant in relation to the
fact that the appellant often slept over,
she estimated at least six
times. In addition, she testified that it is at the request of the
appellant who was a prophet in their
church, that the complainant
would also sleep over when he(appellant) was there.
The
church had several “prophets”, and the workings of the
prophets were unfamiliar to her and her husband.
3.16 In
relation to the prohibition on sleepovers for prophets, the aunt
testified that the appellant had told
them that they should not tell
anyone about him sleeping over because prophets were not permitted to
do so. In addition, she confirmed
the evidence of the complainant
that her daughter slept in the main bedroom with her and her husband,
when the appellant and the
complainant slept over. There were
double-bunk beds in the room and the door was always closed when the
complainant and appellant
slept there.
3.17
She suspected that the appellant was molesting the complainant, and
she asked the complainant about the unrelated
case as a means to make
subtle enquiries relating to her suspicion. She confirms that
the complainant did not want to speak,
and that he disclosed what
happened in a letter she identified in court. When the complainant
wrote about the prophet, she knew
that it was the appellant because
he was the only prophet who had slept over at her house.
3.18
The aunt also explained the reason why she spoke to the complainant.
She had observed the occasions where
the appellant and the
complainant would have slept in the same room. She was aware that the
complainant had been subjected to previous
sexual abuse. She was
concerned due to the rumors she had heard at church about the
appellant. She had observed that the complainant
had huge respect for
the appellant and trusted him as he would a big brother or father
figure. His face would glow when they spoke
of the appellant.
3.19
The aunt showed the letter to her husband, the complainant’s
uncle, and they reported the matter a
few days later, first to the
complainant’s parents, and later to the police.
3.20
She testified about a Friday evening when she, her husband and other
church members were in Ceres, and they
bumped into the appellant. An
arrangement was made for the appellant to sleep at their house the
following Saturday. On that
Saturday the appellant and the
complainant slept in her daughter’s room. Her daughter M[…]
and another person named
C[…] slept with her in the main
bedroom. They left the church after they became aware of the
incidents.
3.21
Cross examination consisted of further denials and a repeat of the
alibi defense. In response to a
query as to why she allowed the
appellant to sleep over in a room with the complainant, when she was
aware that he had already
been a victim of a sexual offence, she
noted that they trusted the appellant.
C.
THE APPELLANT’S CASE
[4] The
appellant, his mother and the person he stayed with in Ceres
testified on his behalf.
4.1
In his testimony, the appellant repeated the bare denial of
complicity in the sexual violation of the
complainant. The appellant
denied any sleepovers at the home of the aunt and uncle of the
complainant but confirmed the evidence
of the complainant and his
aunt to the extent that he confirmed that after the complainant’s
family joined the church, they
became acquainted with each other.
4.2
Additionally, he confirmed he visited the home of the complainant’s
aunt and uncle as they would
invite each other for Sunday lunches.
Furthermore, he confirmed that the complainant was included in the
lunches and that he spent
time with the complainant, although they
never really spoke. He only stopped short of admitting sleepovers as
he confirmed his
presence at the home where the complainant alleges
the incidents happened, something which was only revealed when he
testified.
4.3
The impression created throughout the evidence for the state was that
the appellant never set foot at
the home in question, that he only
had fleeting encounters with the family of the complainant and even
less contact with him, even
in the face of overwhelming and
undisputed evidence to the contrary.
4.4
In addition, important aspects not revealed to the state witnesses
for comment were disclosed when the
appellant testified. These
include reference to WhatsApp messages received from the daughter of
the aunt who testified after the
case was opened. The appellant
said the WhatsApp messages was an attempt to get him to say that he
had slept at their house.
4.5
Despite stating that the complainant did not have a cellphone, the
appellant testified that the complainant
knew about the bag with the
appellant’s surname on it because he would have seen it on
Facebook. In so doing he inadvertently
corroborated the
evidence of the complainant that he was the owner of the bag the
complainant testified about.
4.6
This bag was described accurately and the complainant testified that
he saw it in the bedroom when he
and the appellant slept over at the
home of his aunt and uncle. The appellant stated that whilst the case
was ongoing, the complainant
sent him a friend request on Facebook,
which he never replied to, probably to explain how the complainant
could have seen the bag
on the social media platform. This was
new information which was never put to the complainant.
4.7
The appellant sought to impugn the character of the complainant
during his evidence, and I will return
to this aspect later in the
judgment. In cross-examination the appellant did not do fair well and
contradicted himself in relation
to his alibi regarding the exact
duration of his stay in Ceres. From the initial whole month of
September, it became apparent
during his evidence that he had visited
the area where the complainant’s aunt and uncle reside towards
the end of September.
4.8
Significantly, the evidence of the complainant’s aunt that when
they saw the appellant in Ceres
arrangements were made for him to
sleep over at their home the Saturday night when the complainant
testified the second incident
occurred, stood uncontroverted.
His evidence also confirms that he was at his home after the 9
th
of November when the third incident is said to have occurred at the
home of the appellant.
4.9
The witness Elton Witbooi corroborated the appellant’s version
that he lived with him in Ceres
during September, but in contrast to
what was put to state witnesses, he stated the appellant returned to
Cape Town for a few days,
whereafter he went back to Ceres. He also
contradicted the appellant on important and material aspects relating
to appellant‘s
return to Cape Town at the end of October.
4.10
The appellant’s mother confirmed that they lived in a one-room
Wendy house with no privacy. She struggled
with her evidence and did
not make a favorable impression. She unconvincingly tried to show
that she had a routine and would have
been at home if the complainant
came to her house as he alleged.
D.
THE GROUNDS OF APPEAL AND SUBMISSIONS MADE IN THIS COURT
[5]
The appellant raised several grounds of appeal, the following being
central:
5.1.
The complainant was a single, child witness who
was neither credible nor reliable and that the court
a
quo
erred in rejecting his version and
accepting the evidence of the State.
5.2.
The delay in reporting the matter and confusion
around who the first report witness was.
5.3.
The Regional Magistrate overemphasized the medical
evidence which is a neutral factor, and the medical findings relate
to an incident
in 2013 prior to the incidents which form the basis
for the complaint in this matter.
5.4.
In relation to sentence the grounds of appeal is
that there were substantial and compelling reasons to be found in the
appellant’s
personal circumstances which justified a lesser
sentence.
[6]
Before us the appellant's counsel conceded that he could not sustain
any grounds of appeal against
conviction. However, he had no
instructions to abandon the appeal against conviction and it is
accordingly apposite to deal herein
with the central aspects as
indicated.
[7]
Counsel for the State held firm to the submissions contained in their
heads of argument setting
out the strengths of the State case and the
inherent weaknesses in the case for the appellant as evinced by the
myriad of contradictions
and improbabilities on the few aspects where
interestingly he disagrees with the witnesses for the state case.
In many respects,
the evidence of the appellant serves to corroborate
either directly or indirectly the evidence presented by the State.
E.
A DISCUSSION OF THE RELEVANT LEGAL PRINCIPLES
a.
The power of an appeal court to interfere
[8]
It is well established that the power of a court to interfere on
appeal with the factual findings
of a trial court are limited.
A
court of appeal will be reluctant to interfere with the trial court's
evaluation and findings in respect of oral evidence unless
such
findings are misdirected, and clearly incorrect. This is mainly
because the trial court has the advantage of having seen and
heard
witnesses, which is not the case in the appellate court. A trial
court is in a more favorable position to make credibility
findings
which an appellate court will be hesitant to interfere
with, unless as stated there is a misdirection. In that
case,
interference will be warranted. This court therefore must consider
whether there is such a misdirection on the part of the
trial
court.
[3]
[9]
In
S
v Francis
[4]
the Supreme Court of Appeal held:
“
Bearing
in mind the advantage which a trial Court has of seeing, hearing and
appraising a witness, it is only in exceptional circumstances
that
the Court of appeal will be entitled to
interfere
with a trial court's evaluation of oral testimony.”
b.
The Delay in Reporting the Matter (First Report)
[10]
Section 59 of the SORMA states as follows:
“
In
criminal proceedings involving the alleged commission of a sexual
offence, the court may not draw any inference only from
the
length of any delay between the alleged commission of such offence
and the reporting thereof.”
[11]
The provision is clear that no court may draw inferences, adverse or
otherwise only from the length of a
delay in reporting. A first
report, the initial voluntary complaint made by a victim after an
alleged rape, is not a mandatory
requirement for a rape charge to
proceed. The absence of such a report or uncertainty as to whom the
first report was made to does
not invalidate the prosecution’s
case. Courts assess the totality of evidence to determine whether the
charge has been proven
beyond a reasonable doubt.
[5]
[12] It
is so that the complainant kept silent on the rapes, even when his
aunt questioned him directly. However,
the reasons why he did not
raise the alarm and kept quiet were explained partially during the
evidence of the complainant and further
by the circumstances inherent
in the matter.
[13]
This is a classic case where there is a massive power imbalance
between the complainant and the appellant.
The appellant was a
well-respected and loved prophet of a church who took an interest in
the complainant and offered to support
him by praying for him. The
complainant looked up to him as an older person with social standing
in their community. This statement
is confirmed by the evidence of
the aunt and to some degree by the evidence of the appellant himself.
[14] For these
reasons, this ground of appeal is without merit and cannot be
sustained.
c.
The Cautionary Rule
[15]
It is accepted that the evidence of young children must be approached
with caution. The cautionary
rule relating to the evidence of
children has been debated in numerous authorities. In
Maila
S
[6]
the
approach endorsed by the Supreme Court of Appeal is set out in these
terms:
“
[16]
...
To
ensure that the evidence of a child witness can be relied upon as
provided in s 208 of the CPA, this court stated in
Woji
v Santam Insurance Co Ltd
,
that a court must be satisfied that their evidence is trustworthy.
[16]
This court has, since
Woji,
cautioned
against what is now commonly known as the double cautionary rule.
It has
stated that the double cautionary rule should not be used to
disadvantage
a
child witness on that basis alone. The evidence of a child witness
must be considered as a whole, taking into account all the
evidence.
This means that, at the end of the case, the single child witness’
evidence, tested through (in most cases, rigorous)
cross
examination, should be "trustworthy". This is dependent on
whether the child witness could narrate their story
and communicate
appropriately, could answer questions posed and then frame and
express intelligent answers. Furthermore, the child
witness's
evidence must not have changed dramatically,
the
essence
of
their allegations should still stand.
Once
this is the case, a court is bound to accept the evidence as
satisfactory in all respects; having considered it against that
of an
accused person.
"Satisfactory
in all respects" should not mean the evidence line-by-line. But,
in the overall scheme of things, accepting
the discrepancies that may
have crept in, the evidence can be relied upon to decide upon the
guilt of an accused person. What this
Court in
S
v
Hadebe
[7]
calls
the necessity to step back a pace (after a detailed and critical
examination of each and every component
in
the body of evidence),
lest
one may fail to see the wood for the trees.
[17]
Careful consideration of the evidence of the complainant viewed in
the totality of all the evidence clearly
shows the complainant’s
evidence to be consistent, reliable and credible. The many ways
in which his evidence is corroborated
by the evidence offered by the
appellant provides further guarantee for the reliability thereof.
[18]
In my view, the magistrate's rejection of the appellant's version
cannot be faulted, given the
inherent shortcomings in the evidence he
presented to the court. The appellant testified that the incidents
could not have happened
as the complainant testified because for the
first count he was in Ceres and the second count there were other
people present at
his house. On both scores, the evidence presented
fell short of setting out the scenario presented during cross
examination of
the state witnesses.
[19]
The evidence tendered by and on behalf of the appellant did not live
up to the promise of what was made during
the presentation of the
state case. Upon being asked why these aspects had not been put to
the State witnesses in cross-examination,
the appellant sought to
suggest that he may not have told his attorney in consultation. He
was unable to explain why, despite the
attorney taking instructions
in court, he did not use that opportunity to instruct the attorney
accordingly.
[20]
The appellant impressed as an evasive witness and his evidence leaves
one with the distinct impression that
these aspects were last
minute fabrications. He is contradicted on material aspects by
his own witnesses and the evidence
he presented was clearly aimed at
creating both physical and social distance between himself and the
complainant. In these attempts
he failed spectacularly.
d. The Medical
Evidence
[21]
Indeed, counsel for appellant, quite correctly, also did not persist
in the argument that the Court a quo
did not properly reflect on the
fact that the J88 report setting out the observations and findings of
the medical practitioner
after a medical examination was performed on
the complainant should not be considered in relation to this matter.
[22]
The submission sought to imply that the finding of the doctor was
that the injuries he saw related to old
injuries sustained during the
previous incident in 2013 where the complainant was raped.
These submissions are not borne
out by the content of J88, which
refers to the 2013 incident in the context of relevant medical
history and not in relation to
the incident under investigation.
[23]
It is settled law that the presence or absence of physical
injuries, such as anal injuries in rape cases, does not solely
determine
the outcome of a case. Put differently, it is important to
note that the absence of visible injuries does not negate the
occurrence
of sexual assault, as many survivors may not exhibit
physical signs despite experiencing significant trauma.
[24] In
any event the evidence of the complainant is that a form of
lubrication either cream or olive oil was
used during the incidents
of penetration. Therefore, each case is assessed on its own merits,
considering all available evidence.
[25]
Having considered the conspectus of evidence presented,
this court finds no misdirection on the court a quo's
findings that
the State had proved the allegations against the appellant beyond
reasonable doubt. The complainant, being a single
witness, came
across as an honest, reliable and credible witness. He was
subjected to torturous cross examination and remained
consistent in
his evidence. Additionally, his evidence is corroborated in important
respects by other witnesses, including the
appellant. The court a quo
had no reason to reject his evidence.
F.
A DISCUSSION OF THE RELEVANT LEGAL PRINCIPLES IN RELATION TO SENTENCE
[26] The crux
of the argument for the appellant is that the Court
a quo
did
not properly consider that his personal circumstances, when weighed
with the fact that he is a first offender, amount to substantial
and
compelling circumstances. Additionally, counsel for the appellant
seems to suggest that this is not a matter where the complainant
was
grabbed off the street and dragged into bushes, and this should
somehow be considered in the appellant’s favor.
[27] As
far as the appeal against sentence is concerned, the Act is
peremptory when the facts of the case fall
within the provisions of
Schedule 2 to the Act. The complainant was under 16 years of age at
the time of the rape and the appellant
thus face a minimum sentence
of life imprisonment as outlined in the legislation. The sentencing
court must consider within the
context of all relevant information
and factors presented whether there are substantial and compelling
circumstances which would
justify a deviation from the prescribed
minimum sentence.
[28]
In
Director
of Public Prosecutions, Kwazulu-Natal v Ngcobo and Others
[8]
Navsa
JA observed:
“
Traditional
objectives of sentencing include retribution, deterrence and
rehabilitation. It does not necessarily follow that a shorter
sentence will always have a greater rehabilitative effect.
Furthermore, the rehabilitation of the offender is but one of the
considerations
when the sentence is being imposed. Surely, the nature
of the offence related to the personality of the offender, the
justifiable
expectations of the community and the effect of a
sentence on both the offender and society are all part of the
equation? Pre-
and post- Malgas the essential question is whether the
sentence imposed is in all the circumstances, just.”
[29]
What is suggested by counsel for the appellant is tantamount to
minimizing the brutality of rape out of “maudlin
sympathy”
for the rapist. This is untenable in our society, which is
experiencing a scourge of child rapes characterized
by sexual
predators manipulating situations to corner perceived soft targets
into vulnerable situations where they can be exploited.
Severe
sentences are reserved for heinous crimes. Rape is regarded as a
savage crime that robs children of their dignity in the
most
invasive, degrading and humiliating manner.
[30] The
complainant was a child brutalized by a person who was highly
regarded and respected by his family and by him.
He is reported to
have viewed the appellant as an older brother/father figure.
The appellant was calculating and manipulative
in how he arranged for
opportunities to brutalize the child. He did not hesitate to use his
position as a spiritual leader to manipulate
the complainant’s
family to present the complainant for him to use at his whim. He
invaded and violated the privacy and dignity
of the complainant in
his family home where he ought to have been in a safe space, and in
the second instance under the guise of
praying for an upcoming test.
[31] The
child was powerless to resist because the appellant orchestrated
situations which led to the complainant being
instructed by adult
family members to go to the places where he was violated by the
appellant.
[32]
The circumstances as outlined in the evidence presented to the court
a quo indicate that the appellant used
the initial rape to groom the
complainant into accepting a sexual encounter where he was rewarded
with R10 (ten Rand) for compliance.
In this instance the message of
being paid after the sexual act was clear.
[33]
The personal circumstances of the appellant, while favorable, cannot
be described as extraordinary. The
trial is replete with the
many ways in which the appellant seeks to portray himself as a good
person and he had no qualms about
tainting the image and reputation
of the complainant by describing him as hanging out on the streets
abusing alcohol and smoking
in public at times he should have been in
school.
[34] He
does this knowing that he used his position as leader in the church
and trusted family friend to impose
his unwelcome affections upon the
child, robbing him of his innocence. It was conceded that the
appellant did not display
any remorse and without remorse, there
could be no meaningful dialogue about his prospects of
rehabilitation.
[35]
In the result I do not find any substantial and compelling
circumstances that would have warranted the Magistrate deviating
from
the prescribed minimum sentence. The incarceration while
awaiting finalization of the matter in the court a quo
does not in my
view, justify any deviation on the facts and in the
circumstances of this case.
In
the circumstances and for the reasons outlined, the appeal against
sentence must also fail.
G.
THE PROCEEDINGS IN THE COURT A QUO WHICH PROMPTS UNEASE
[36] I
would be remiss if I do not remark on certain aspects which was noted
in the proceedings in the court a
quo and which is unsettling to say
the least. At the commencement of this judgment, I noted the
constitutional imperative to safeguard
the rights of vulnerable child
witnesses. It is apparent from the record that the complainant
in this matter, a vulnerable
young child was failed on many levels
during the proceeding in the court a quo.
[37]
The record is a sad reminder of the vulnerability of children in what
is exceedingly becoming a cesspool where
humans and most notably
children have become increasingly vulnerable to the cruelty of adults
in and outside the courtrooms.
It is important that judicial
officers fulfill their duties to protect child witnesses. What
follows below is a discussion on some
relevant principles which are
of particular importance in relation to the approach by court
officials in treating vulnerable children
during court proceedings.
a. The Duty to
Protect Vulnerable Child Witnesses
[38] It
is well established that vulnerable children find the criminal
justice system extremely intimidating and
challenging when they are
called to testify as witnesses or as victims of criminal acts. The
importance of realising a justice
system that not only affords an
accused person the right to a fair trial but also protects and
safeguards the rights of the children
involved as victims and
witnesses to the crime is thus undeniable.
[39]
Courts in the criminal justice system must find a balance between the
rights of the accused person to a fair
trial and the protection and
safeguarding of the rights of child victims and child witnesses.
Emphasis must be placed on the role
of the judiciary to ensure that
the delicate balance is maintained and the rights of all impacted by
crime are promoted and secured.
b.
The Constitution
[40]
The South African Constitutional Court has held that the guarantee of
equality 'entitles everybody, at the
very least, to equal treatment
by courts of law.'
[9]
In
relation to criminal trials, the equality clause
[10]
,
and the clause which protects the right of an accused to a fair
trial
[11]
, are mutually
reinforcing.
[12]
Witnesses and
accused persons alike are afforded the same fair trial rights and the
prohibition against unfair practices like excessive,
protracted and
unfair cross-examination.
[41]
In
Director
of Public Prosecutions, Transvaal v the Minister of Justice and
Constitutional Development
[13]
the
Constitutional Court acknowledged that children are uniquely
vulnerable and that they require specific attention when brought
to
testify in court. The Constitutional Court provided guidelines on how
child victims and witnesses should be accommodated in
court
proceedings relating to sexual offences, requiring the state to
ensure children’s best interests remain intact when
they appear
in court as victims or witnesses.
c.
The best interest of the child principle
[42] The best interests
of the child principle is protected and entrenched in several
legislative provisions in the
Constitution, the Children’s
Act 38 of 2005 and the Criminal Procedure Act 51 of 1977 (CPA) (as
amended by the Criminal Law
(Sexual Offences and Related Matters)
Amendment Act 32 of 2007 (Criminal Law Amendment Act).
These
provisions protect child complainants and witnesses from undue stress
or suffering that might result from being present in
court and
recounting their ordeals.
[43]
Section 28(2) of the Constitution requires that the best interests of
the child are of paramount importance
in all matters concerning the
child. In the context of child complainants and witnesses, section
28(2) demands protection of children
while giving evidence in court
to prevent hardship and secondary trauma. The concept of the best
interests of the child entrenched
in section 28 of the Constitution
is aimed at ensuring the full and effective realization and enjoyment
of all children's rights
as provided for.
d.
International Obligations
[44]
South Africa has an obligation under international law to ensure the
protection and care of child witnesses
as is necessary for their
well-being.
[14]
The
United Nations Convention on the Rights of the Child (CRC) and
the African Charter on the Rights and Welfare of Children(ACRWC)
supports four guiding principles, namely non-discrimination, the
right to life, survival and development,
[15]
participation
[16]
and
the best interests of the children concerned,
[17]
which
are instrumental in safeguarding children's rights. These rights
extended to children, in my view, apply equally to children
when they
become witnesses in court proceedings.
[45]
For courts to give full effect to the realization of these rights,
courts must consider the best interest
principle on the merits of
each case by considering the specific child in the matter before it.
This approach will give effect
to the ‘voice of the child’
principle espoused in
the
Children’s Act
[18]
and
will promote an environment where the dignity of the child is
respected, and the child is able to assert his or her right to
express his or her opinion freely and to participate in matters
concerning himself or herself. This principle is firmly
entrenched in national and international law.
[46]
The rights as reflected in terms of
the
Children’s Act
and the factors to
be considered where the evidence of vulnerable child witnesses is
sought to be placed before children’s
courts are equally
relevant to criminal proceedings, and they are already taken up in
general best practice or legislation but
possibly not codified to the
extent that it is in
the Children’s
Act.
The parts of the
general
principles provided for in
chapter
2 of the Children’s Act,
which
I deem relevant to the proceedings in matters like the matter on
appeal before us and which factors should in my view be given
due
consideration in such matters, are reflected below.
“
6.
General principles
(1)
The general principles set out in this section guide—
……
(2)
All proceedings, actions or decisions in a matter
concerning a
child must—
(a)
respect, protect, promote and fulfil the
child’s rights set out in the Bill of Rights, the best
interests of the child standard set out in section 7 and the rights
and principles set out in this Act, subject to any lawful
limitation;
(b)
respect the child’s inherent dignity;
(c)
treat the child fairly and equitably;
(d)
protect the child from unfair discrimination on any ground….,
(3)
If it is in the best interests of the child, the child’s family
must be given the opportunity to express
their views in any matter
concerning the child.
(4)
In any matter concerning a child—
(a)
an approach which is conducive to conciliation and problem-solving
should be followed and a confrontational
approach should be avoided;
and
(b)
a delay in any action or decision to be taken must be avoided as far
as possible.
(5)
A child, having regard to his or her age, maturity and stage of
development, and a person who has parental
responsibilities and
rights in respect of that child, where appropriate, must be informed
of any action or decision taken in a
matter concerning the child
which significantly affects the child.
[Commencement of s 6:
1 July 2007.]
7.
Best interests of child standard
()
Whenever a provision of this Act requires the best interests of the
child standard to be applied, the following
factors must be taken
into consideration where relevant, namely—
(g)
the child’s—
(i)
age, maturity and stage of development;
(ii)
gender;
(iii)
background; and
(iv)
any other relevant characteristics of the child;
(h)
the child’s physical and emotional security and his or her
intellectual, emotional, social and
cultural development;
(l)
the need to protect the child from any physical or psychological harm
that may be caused by—
(i)
subjecting the child to maltreatment, abuse, neglect, exploitation or
degradation or exposing the child
to violence or exploitation or
other harmful behaviour; or
9.
Best interests of child paramount
In
all matters concerning the care, protection and wellbeing of a child
the standard that the child’s best interest is of
paramount
importance, must be applied.
10.
Child participation
Every child that is of
such an age, maturity and stage of development as to be able to
participate in any matter concerning that
child has the right to
participate in an appropriate way and views expressed by the child
must be given due consideration.”
[47]
In addition, further guidance may be found in the
UN
General Assembly’s Declaration of Basic Principles of
Justice for Victims of Crime and Abuse of Power
(Declaration
of Basic Principles)
[19]
which
provides a framework for responding to the unique challenges and
needs of victims.
[48]
The duty of courts to protect vulnerable children during court
proceedings is a constitutional and legislative
priority. It is
imperative that children are not subjected to excessive
cross-examination while maintaining the integrity of the
justice
system and preserving the fair trial rights of the accused. Despite
existing legal frameworks, there are concerns
that magistrates
sometimes fail to adequately safeguard child witnesses from excessive
or inappropriate cross-examination, which
can lead to
retraumatization and compromised testimony. The appeal before
us is one such instance.
[49] A
cursory glance at the record of the proceedings in the lower court
exposes that those officials present
in the court did not pay much
attention to the stress that the child was forced to endure because
no one intervened. A reading
of the record also reveals the
many ways in which the criminal justice system failed the child.
[50]
The complainant suffered when he was exposed to prolonged, intrusive,
inappropriate and at times impermissible
cross-examination at the
hands of the legal representative of the appellant. It may be as
counsel for the appellant before us alluded
that this is not a ‘run
of the mill’ case because it involved a victim and perpetrator
of the same sex. It is
possible that the parties may, for one
or other inexplicable reason have been unsure of how to handle the
situation. The child
in question was required to relive the horror of
the crime in court in the presence of everyone, including the
appellant.
[51]
The complainant was asked to relate the sordid details of the
traumatic experiences that he had experienced
at the hands of the
appellant, who was a trusted adult, while he was constantly
questioned about returning to the accused when
he knew what he had
done to him. The complainant was told that what he alleges is
probably not true since he voluntarily
went to the home of the
appellant.
[52]
Apart from being an incorrect reflection of what happened because he
was
instructed to go to the appellant by
his grandmother, it also reinforces feelings of guilt and shame as
the victim is blamed for
what happened to him instead of placing the
blame with the appellant where it belongs. The plight of this child
was seemingly not
the concern of those present in court and
regrettably, the horror was permitted to continue with no objection
from the prosecutor
who is the child’s representative in court
or the Magistrate who is constitutionally mandated to protect the
rights of the
child.
[53]
It is accepted that child witnesses experience significant
difficulties in dealing with the adversarial setting
of a court and
they do not completely understand the language of legal proceedings
or the functions of the various role-players.
Our legal system
provides for a procedure that involves confrontation and extensive
cross-examination. The challenges mentioned
are exacerbated in cases
of criminal prosecutions for sexual offences due to the emotional
stress and fears inherent in the child
being required to recall
traumatic events that (s)he is required to testify about.
[20]
[54]
The prosecution of sexual offences is much more intricate than that
of most other crimes, especially sexual
offences involving child
victims. The victims of these crimes usually come from the most
vulnerable groups of our society
and must be provided with additional
protection.
[55]
The record of the proceedings in the lower court tells a sad tale of
a child who was left at the mercy of
a legal representative who went
to town on inappropriate and impermissible cross-examination. Counsel
before us and in the court
a quo repeatedly sought to apportion blame
for what had happened to him squarely on the shoulders of the
victim.
[56]
This was facilitated in the court a quo by repeated statements and
questions relating to the improbability
of the allegations being true
if the complainant on his own accord and quite willingly went to the
house of the appellant in circumstances
where he had already been
raped by him. Before us on appeal it was submitted that surely
this points to a degree of voluntariness.
[57]
This was not only a patently incorrect statement considering the
evidence but also amounts to victim-shaming,
is a highly
inappropriate line of questioning and should not have been allowed by
the Magistrate. One must never lose sight in
the circumstances of
this matter that the complainant was 13 years old at the time the
incidents happened, and the appellant was
a respected prophet and
trusted family friend who was 34 years old at the time of the
respective incidents.
[58]
The protection of vulnerable witnesses during cross-examination is a
critical aspect of ensuring a fair trial.
A pertinent case that
addresses the court’s duty in this regard is
S
v Mokoena; S v Phaswane
[21]
.
This case involved two separate criminal matters where child victims
of sexual offenses were required to testify. The primary
concern was
the adequacy of protective measures for these vulnerable witnesses
during the trial process, particularly during cross-examination.
[59]
The High Court emphasized the need to protect vulnerable witnesses,
especially children, from the potential
trauma associated with
cross-examination. The court highlighted the importance of creating a
supportive environment to facilitate
the testimony of such witnesses
without causing additional harm or distress.
[60]
The judgment underscored the court’s duty to implement
protective measures, such as appointing intermediaries,
allowing
testimony via closed-circuit television (CCTV), and other appropriate
accommodations to shield vulnerable witnesses from
the potentially
intimidating atmosphere of the courtroom.
[61]
Central to our discussion is whether the Regional Magistrate
adequately safeguarded the best interests, rights
and well-being of
the child witness, particularly in relation to certain questions
posed to him in cross examination by the legal
representative of the
appellant.
[62] It
is necessary for the judiciary to take responsibility to adapt
procedures to safeguard vulnerable witnesses
during
cross-examination. It highlights the balance that courts must
maintain between the rights of the accused and the protection
of
vulnerable individuals, ensuring that the legal process does not
subject them to further trauma. This judgment reinforces the
principle that courts must actively protect vulnerable witnesses from
excessive or aggressive cross-examination, ensuring that
the pursuit
of justice does not come at the expense of the well-being of those
most susceptible to harm.
[63]
From the record of the proceedings in the court a quo it is apparent
that the Magistrate ought to have intervened
in the following
circumstances:
63.1. The defense
counsel’s cross-examination included repetitive questions that
sought to confuse the child witness.
63.2. The tone and
demeanor of the questioning appeared intimidating, causing distress
to the Child. In this regard, the child
was repeatedly
questioned about the fact that family members were present in
proximity during the first and second incident and
yet he did not
raise the alarm or cry for help.
63.3 These inappropriate
questions, which have no bearing on any issues to be determined in
the matter, ought not to have been allowed
to continue as it only
added to the trauma and stress the child was experiencing. It
almost certainly exacerbated existing
feelings of guilt and shame as
the response to these questions from the child was that he did not
want to cause further distress
as it would have been the second time
he fell victim to sexual violation and for this reason he kept quiet
and did not alert anyone
to what was happening.
63.4
The child’s testimony was critical, but the court had a duty to
ensure that his dignity and emotional
well-being were safeguarded.
The cross-examination, both in terms of duration and content of the
questions, was not dignified
and was detrimental to the well-being of
the child. The high watermark of the cross-examination consisted of
informing the victim
that he was to blame for what happened to him
and because he went to the home of the appellant, he was at best a
willing participant
or at the very least he could have refused to go
and avoided what happened. These issues are apparent right through
the record
and were not only restricted to the complainant.
63.5
His aunt was similarly questioned about her decision to allow the
complainant, whom she knew to have been
violated before, to be alone
with the appellant, a trusted family friend. It should be borne
in mind that the aunt was not
an accused in this matter. With
the benefit of hindsight, it may not have been in the best interests
of the complainant to
have allowed it, but the appellant was trusted
by the family and acted as a big brother/father figure to the
complainant. In these
circumstances, such questions were similarly
inappropriate.
63.6.
The court a quo also permitted questions of prior sexual conduct
without first entertaining an application as provided for
in terms of
section 227(2) of the CPA.
[22]
[64]
The court is empowered by the provisions of section 166 of the CPA to
restrict the defense counsel to conduct
himself in line with the
obligation to conduct cross-examination in a manner consistent with
professional ethics and the child’s
constitutional rights. The
relevant section allows a trial court to limit cross-examination to
avoid repetitive or irrelevant questioning
and maintain a respectful
tone which gives effect to the obligation to treat the child with
dignity and respect. Allowing
questions of this kind that would
not be allowed in matters involving other offences, affronts the
rights entrenched in section
9 of the Constitution which guarantees
equal protection of the law.
[65]
In
Director
of Public Prosecutions, Transvaal v Minister of Justice and
Constitutional Development and Others
[23]
the
Constitutional Court held that the existing provisions were
insufficient in protecting child witnesses from the potential trauma
of testifying in open court.
[66]
The Court emphasized the need for a more flexible and responsive
approach to accommodate the interests of
vulnerable witnesses while
ensuring the integrity of the judicial process. It underscored the
importance of creating a child-friendly
environment to facilitate the
testimony of young witnesses without causing additional harm or
distress.
[67]
This judgment reinforced the court’s duty to implement
protective measures for vulnerable witnesses.
It highlighted
the necessity of maintaining the balance between the rights of the
accused with the need to protect vulnerable witnesses
from secondary
victimization during the trial process. It affirms the judiciary’s
responsibility to adapt procedures to safeguard
vulnerable
individuals, thereby promoting a more compassionate and just legal
system.
[68]
Reflection on the record of the proceedings in this appeal before us
shows the Magistrate to have acted conservatively
and cautiously in
his approach to ensure that the fair trial rights of the appellant
were respected and safeguarded. This
is apparent if
consideration is given to the extreme latitude in allowing the types
of inappropriate questions permitted in cross-examination
of the
complainant. As indicated, the record is replete with examples
of this.
[69] In
my view the Magistrate ought to have taken steps to ensure that the
appellant’s right to a fair
trial is appropriately balanced
against the complainant’s constitutional right to dignity and
protection from harm. Courts
are constrained to prevent vulnerable
witnesses from being re-distressed, exposed to additional trauma and
secondary victimization
during the trial process.
[70] I
am mindful that:
“
[r]ape
is a topic that abounds with myths and misconceptions … For
many rape victims the process of investigation and prosecution
is
almost as traumatic as the rape itself.
”
[24]
[71] A
further feature of the type of offence featured in this appeal is the
pre-conceived ideas and myths surrounding
how a victim should feel,
and act as evinced in questions such as why complainants did not
fight back or scream because there were
people in close proximity.
These are the type of questions put to the complainant in the court a
quo during cross-examination.
[72] It
is significant that what is expected of victims in sexual offences
does not apply to victims in other
offences such as robbery or
assault. It is common for security consultants to advise the
public that in circumstances where
a perpetrator demands property
(money or a car), not to resist or fight back and to surrender the
item(s) in question. I
have yet to hear cross-examination of a
complainant in an assault or robbery case where the complainant is
asked why (s)he did
not scream or fight back against the assailant,
yet those types of questions are commonplace in sexual offence
matters.
[73]
In
Holtzhauzen
v Roodt
,
[25]
Satchwell,
J acknowledged that:
‘‘
not
all rapes are the same. Indeed, it is probably trite to say that the
capacity for human experience is so infinite and unpredictable
that
no crime is quite the same as another . . . Rape is an experience so
devastating in its consequences that it is rightly perceived
as
striking at the very fundament of human, particularly female,
privacy, dignity and personhood.’’
[74]
In S v Van
Wyk
[26]
a
clinical psychologist was permitted to testify regarding the symptoms
experienced by the rape victim. During sentencing, Davis
J makes
special reference to the suffering endured by the victim and refers
to the symptoms as a post traumatic rape syndrome.
It is unfortunate
that instances where psychologists’ evidence is presented in
the lower court are exceptionally rare, as
the benefit to the court
in understanding the victim, which will inform a more informed
approach can be invaluable.
[75]
Research indicates the following salient points:
“
Rape
is about controlling the victim, male victims experience similar, or
the same emotional consequences as female victims and
male victims
are more likely to be attacked by multiple assailants. There is also
a predisposition for male and female children
to become victims of
rape as they are easy targets and easily accessible.”
[27]
[76]
The time has come for judicial officers to extend the principle of
fairness of the process to how witnesses
and particularly those who
are vulnerable are treated. Recognition ought to be given to inherent
power inequalities, most notably
in offences of a sexual nature as
this quite often, as in this instance, is the reason for delayed
disclosure and the secrecy and
shame that often plagues these
victims.
[77]
There is no prototype victim and the experience as well as how they
react during and after the incident is
different for each one. In my
view the benefit of receiving evidence from a clinical psychologist
can be of great assistance in
these matters, particularly when
presenting the evidence of children so that a proper picture of the
child and his or her abilities
is before the court which will promote
and facilitate a better understanding of the witness and will be
beneficial in the evaluation
of such evidence.
[78] I
pause to state that the concerns expressed in the approach to
cross-examination are not meant to detract
from the carefully
considered judgment underpinned by sound reasoning on the merits
which buttress the conviction in the court
a quo. The judgment
clearly sets out the basis on which the Regional Magistrate makes his
findings with reference to the
strengths inherent in respect of the
case presented by the State and the shortcomings in the case
presented by the appellant.
[79]
The Regional Magistrate clearly and succinctly sets out the
corroboration found for the evidence of the complainant.
The judgment
is illustrative of a proper analysis and evaluation of all evidence
presented which form a well-reasoned basis for
the convictions. In
respect of sentence, the Magistrate provides equally compelling
reasons for the respective sentences imposed
on which he cannot be
faulted.
In the result the
following order is made:
The appeal against
conviction and sentence is dismissed.
______________________
MF ADAMS
ACTING JUDGE OF THE HIGH
COURT
I agree and it is so
ordered.
______________________
C FORTUIN
JUDGE OF THE HIGH COURT
APPEARANCES
FOR THE APPELLANT
ADV A PARIES
Instructed by: R DAVIES
ATTORNEYS
1
ST
FLOOR,
BENZAL BUILDING
BARRACK STREET
CAPE TOWN
8001
FOR THE RESPONDENT
ADV N AJAM
OFFICE OF THE DIRECTOR OF
PUBLIC PROSECUTIONS
CAPE TOWN
[1]
Extract
taken from Nobel Peace Prize Acceptance Speech by Nelson Mandela on
10 December 1993
[2]
These
include the Constitution of South Africa, the
Criminal Procedure Act
and
the Children’s Act, as well as Regional and International
treaties like the UN Convention on the Rights of the Child (CRC)
and
the African Charter on the Rights and Welfare of Children (ACRWC)
[3]
See R
v Dhliwayo and Another 1948(2)SA 677(A);
S
v Francis
1991
(1) SACR 198
(A)
at 204E.
[4]
1991
(1) SACR 198
(A) at 204e
[5]
See
S
v Vilakazi
[2016]
ZASCA 103
at paragraph 15
[6]
[2023]
ZASCA 3
[7]
S
v Hadebe and Others
1998
(1) SACR 422 (SCA).
[8]
2009
(2) SACR 361
(SCA) at paragraph 22
[9]
S v
Ntuli
[1995] ZACC 14
;
1996 (1) BCLR 141
(CC) at para 19; Prins loo v Van der Linde
1997 (6) BCLR 7
59 at para22
[10]
The
Constitution in (section 9(1)
[11]
The
Constitution section 35(3)
[12]
S v
Ntuli (supra) at paras 18-20
[13]
2009
(4) SA 222 (CC)
[14]
Fambasayi
R and Koraan R “Intermediaries and the International
Obligation to Protect Child Witnesses in South Africa”
PER/PELJ 2018(21) -DOI
http://dx.doi.org/10.17159/1727-3781/2018/v21i10a2971
[15]
Article
6 of the CRC; see also a 5 of the ACRWC
[16]
Article
12 of the CRC; see also aa4(2) and 7 of the ACRWC
[17]
Article
3 of the CRC; see also a 4(1) of the ACRWC
[18]
Section
6(2) of the Children’s Act 38 of 2005
[19]
Declaration
of Basic Principles of Justice for Victims of Crime and Abuse of
Power
(1985),
adopted on 29 November 1985 at the 96th plenary meeting, A/RES/40/34
referred to in the article by Fambasayi and Koraan
supra.
[20]
Klink
v Regional Court Magistrate NO and Others
1996 (3) BCLR 402
(E) 403.
[21]
2008
(2) SACR 216 (T)
[22]
227
Evidence of character and previous sexual experience Cases
……
(2) No evidence as to
any previous sexual experience or conduct of any person against or
in connection with whom a sexual offence
is alleged to have been
committed, other than evidence relating to sexual experience or
conduct in respect of the offence which
is being tried, shall be
adduced, and no evidence or question in cross examination regarding
such sexual experience or conduct,
shall be put to such person, the
accused or any other witness at the proceedings pending before the
court unless- (a) the court
has, on application by any party to the
proceedings, granted leave to adduce such evidence or to put such
question; or (b) such
evidence has been introduced by the
prosecution.
[23]
[2009]
ZACC 8
[24]
S v
De Beer -unreported judgment SCA Case No 121/2004 at para 18
[25]
1997
4 SA 766
(W) 778E-G
[26]
2000
(1) SACR 45 (C)
[27]
Male
victims of sexual assault: a review of the Literature -PMC
https://pmc.ncbi.nlm.nih.gov/articles/PMC10135558
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