Case Law[2025] ZAWCHC 188South Africa
Potelwa v South African Legal Practice Council and Others (5029/2024) [2025] ZAWCHC 188 (2 May 2025)
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on 1 December 2023.
Judgment
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## Potelwa v South African Legal Practice Council and Others (5029/2024) [2025] ZAWCHC 188 (2 May 2025)
Potelwa v South African Legal Practice Council and Others (5029/2024) [2025] ZAWCHC 188 (2 May 2025)
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sino date 2 May 2025
THE REPUBLIC OF SOUTH
AFRICA
REPORTABLE
IN
THE HIGH COURT OF SOUTH AFRICA
[WESTERN
CAPE DIVISION, CAPE TOWN]
CASE
NO
:
5029/2024
Before
ALLIE, J et FORTUIN, J
Hearing:
17 March 2025
Judgment
Delivered:
2 May 2025
In
the matter between:
NONOZA
POTELWA
Applicant
and
SOUTH
AFRICAN LEGAL PRACTICE COUNCIL
1
st
Respondent
WESTERN
CAPE PROVINCIAL COUNCIL
2
nd
Respondent
TIMOTHY
COLIN GEOFFREYS
3
rd
Respondent
MARISKA
SHRIVES
4
th
Respondent
CHARLENE
LEE-ANN SNELL
5
th
Respondent
JUDGMENT
ELECTRONICALLY DELIVERED ON 2 MAY 2025
ALLIE,
J:
1.
This is an application to review and set
aside the decision of the Disciplinary Committee [ “the DC”]
of the South African
Legal Practice Council, Western Cape Provincial
Council [ the “LPC”] made at an inquiry held on 1
December 2023.
2.
A counter application was brought by the
LPC to have the name of the applicant struck from the roll of legal
practitioners, but
that counter application has been withdrawn. The
issue of the costs of that counter application is what this court has
to determine.
3.
There is also an application brought by the
LPC for leave to file a further affidavit relating to the main
application.
4.
The LPC
initially filed a note to abide by the decision in respect of Part A
where the following relief was sought:
“
1.
Condoning the applicant’s non-compliance with the Uniform Rules
of Court and
the Practice Directions of this Honourable Court
pertaining to time periods and service of documents and that the
relief sought
in
Part A
of this notice of motion be dealt with as an urgent application.
2.
Suspending the implementation of the decision taken by the
Disciplinary Committee
comprising of: Mr Timonthy Colin
Geoffreys, Mrs. Mariska Shrives, and Ms. Charlene Lee-Ann Snell
(“Disciplinary Committee”)
on 13 December 2023,
under the auspices of the Western Cape Provincial Council
(“Provincial Council”)
and published by the South
African Legal Practice Council
(“LPC”)
on
its Website, in terms of section 38(3)(d)(i) of the Legal Practice
Act, 28 of 2014
(“LPA”),
on an unknown date
to the applicant, until such time as the relief sought under
Part
B
of this notice of motion is finalized.
3.
Interdicting the LPC and the Provincial Council from implementing
and/or putting
in operation the decision of the Disciplinary
Committee, dated 13 December 2023, until such time as the relief
sought under Part
B of this notice of motion is finalized.
4.
Directing the LPC to remove the published decision of the
Disciplinary Committee
against the applicant from its website, within
two (2) days of the granting of this Order, and up until such time as
the relief
sought under
Part B
of this notice of motion is
finalised.
5.
Directing
the LPC and the Provincial Council and such other respondent(s) who
may oppose this application to pay the applicant’s
costs of
suit, jointly and severally, the one paying the other(s) to be
absolved.”
5.
On 14 March 2024, at the hearing of Part A, by agreement between
applicant and the respondents,
an order was made before Adams, AJ,
incorporating the following terms:
5.1.
The decision of the DC taken on 13 December 2023 and published on the
LPC website
is suspended pending the final determination of Part B.
5.2.
The LPC and
its Western Cape Provincial Council are interdicted from implementing
and/or putting into operation the decision of
the DC dated 13
December 2023 until the relief sought in Part B is finally
determined.
5.3.
The LPC shall
remove from its website the decision of the DC within 2 days of the
order.
5.4.
No order as to
costs.
6.
The LPC was
not prevented from challenging the above order. They did not bind
itself nor did the court bind it, to not challenge
the relief sought
in Part B. Therefore, the basis of applicant’s suggestion that
the counter application is
contemptuous
is
not explained
7.
This Court accepts that the LPC’s
role
vis a vis
the Court pronouncing upon the regularity of its decisions, is a
statutory one and that it is duty bound to present information
in
clarification and support of its decision. In the circumstances, the
further affidavit sought to be delivered by the LPC is
meant to
clarify the position of the chairperson of the DC and was delivered
when it could provide the applicant with sufficient
time to consider
it, therefore its filing and delivery is condoned.
8.
The reason that the LPC provides for
bringing the counter application, is that it was meant to be a
response to the main application.
9.
As Applicant’s counsel points out,
the resolution relied on by the LPC for the authority to bring the
counter- application
predates the launch of this application. The
resolution was passed on 9 March 2024 even though it was signed on 10
July 2024 whereas
this application was launched on 12 March 2024 and
set down for the hearing of Part A, namely the interdictory relief,
on 14 March
2024.
10.
No acceptable reasons were offered for
bringing the counter-application on 22 July 2024. The applicant
responded by serving
and filing a Notice in terms of Rule 30(2) (b)
on 29 July 2024, requesting that respondent remove the cause of
complaint in that
its counter application is an irregular step as
contemplated by Rule 30 and also constitutes contempt of court in
that the order
taken by agreement on 14 March 2024 in this matter
provides that the DC’s decision of 13 December 2023 is
suspended pending
the finalization of Part B, namely, this review
application. Accordingly, the decision to bring a counter application
to strike
the applicant’s name from roll of legal practitioners
it was submitted, amounts to ignoring the suspension of the DC
decision.
11.
After some debate with counsel for the
applicant, it was accepted that the counter-application amounts to a
step taken prematurely
but since no Rule 30 application was brought
by the applicant, this court is not seized with determining whether
it is an irregular
step. In light of the withdrawal of the
counter-application, any premature or contemptuous step has been
purged.
12.
Nonetheless, the respondent has caused the applicant to draft, file
and deliver the Rule 30(2) notice and
to prepare argument for the
dismissal of the counter-application before the LPC indicated a few
days before this hearing, that
it would withdraw the counter
application. In my view, therefore, the applicant is entitled to the
party and party costs occasioned
by the late withdrawal of the
counter-application.
The background facts
13.
The
complainant, Babalwa Grace Mbekeni lodged a complaint with the LPC on
17/11/2020 concerning the applicant allegedly having caused
her to
sign a document on 8 October 2020 relating to a claim that was lodged
on behalf of her minor child with the Road Accident
Fund [“the
RAF”].
14.
She alleged
that she contacted the RAF who informed her that an amount of
R1834003.00 had been paid out on 26 July 2019 in respect
of that
claim. She alleged that the applicant bought her a Wendy-house, a
plate stove and fridge before lockdown in 2020 and applicant
allegedly told her that she has to wait 1 year and 9 months for
payment of any money.
15.
The LPC sent
the applicant a copy of the complaint on 22 December 2020 and
requested a response and when no response was received,
the LPC on
25 February 2021, informed the Applicant that, if no response
was received by 8 March 2021 the issue will be referred
to the
investigating committee.
16.
The
Applicant filed her response on 12 March 2021. According to Applicant
she and her employee consulted with the complainant’s
sister in
January 2016 regarding a claim against the RAF because the
complainant’s child had been injured in a motor vehicle
accident on 20 March 2013 by an unknown driver.
17.
The Applicant
initially advised the complainant’s sister that the claim had
prescribed, because the driver was unknown.
18.
Applicant
however later established that the driver took the injured child to
hospital, and she was able to obtain the driver’s
name and
address from the hospital records. Applicant arranged for the driver
to report the accident to SAPS. When the applicant
lodged the claim
with the RAF, the child had recovered from his injuries to such an
extent that he reached maximum medical improvement.
The applicant
arranged for the child to be assessed by medical experts.
19.
The mandate
was signed by the complainant but the interactions were mostly
between the applicant and the complainant’s sister.
The reason
for this was that the complainant’s sister alleged that the
complainant abused alcohol and neglected the child
therefore
applicant suggested that the proceeds of settlement of the claim be
held in her trust account. According to applicant
on 26 July 2019 the
capital sum of R1834003.00 was paid. On 25 March 2020 party and party
costs of R151132.55 were paid.
20.
Due to
lockdown, the applicant’s staff was only able to contact and
consult with the complainant’s sister on 26 May
2020. The
complainant had no bank account and no identity document. The
complainant requested a house for her and her children,
food, clothes
and money. Applicant’s employee bought groceries to the value
of R6638.56 and gave the complainant R2000 in
cash.
21.
Thereafter the
complainant made unreasonable demands for money according to the
applicant.
22.
Applicant
refused to give the complainant any further money because the money
was for the benefit of the minor. Applicant appointed
a social worker
to investigate the domestic circumstances of the minor because
complainant’s relatives alleged that she squandered
money and
neglected her children. Therefore. Applicant wanted a social worker’s
report before transferring money to the complainant.
23.
Applicant
alleged that it was her intention once she had received the social
worker's report, to bring an application for the appointment
of a
curator
and would thereafter deposit the funds into a trust registered on
behalf of the minor or into guardian’s fund. Unfortunately,
the
social worker met the complainant and her children only once but did
not meet with complainant’s sister and eldest daughter
who are
the persons who informed the applicant of the complainant’s
alleged abuse of alcohol and child neglect.
24.
The
complainant later withdrew the complaint against the applicant
because she went to the office of the applicant who agreed to
work
with her and assist her in managing the funds.
25.
Despite the
LPC deciding to
mero
motu
investigate the Applicant particularly because the applicant had
not at the earliest opportunity applied to have a
curator
appointed for the minor child in circumstances where, clearly, on
Applicant’s version, at inception, she found the minor’s
mother intoxicated and not capable of managing the child’s
finances.
26.
On 21 June
2021 the LPC requested a copy of the applicant’s statement of
account in the matter and what the status of the
application for the
appointment of a
curator
was
27.
Also, on 22
June 2024, the LPC requested a copy of the bank statement of the
applicant’s trust account for the period from
1 July 2019,
which the appellant supplied on 24 June 2021.
28.
On 5 July
2021, the LPC furthermore requested a copy of the client’s
trust ledger.
29.
On 6 July 2021
Applicant’s employee advised the LPC that applicant was away in
the Eastern Cape and would return later in
July 2021.
30.
On 20 July
2021, applicant advised the LPC that in June 2021, the complainant
gave a mandate for her to proceed to instruct counsel
to apply for
the appointment of a
curator
ad litem
.
She said that she requested the ledger sheet from her accountant who
would only provide it if she settled her outstanding debt
with him.
Furthermore, she also said that she would prepare the applicant’s
statement of account when she returned to office.
31.
On 21 February
2022, the LPC addressed a follow up letter to the applicant once
again seeking the statement of account, the trust
ledger and an
update on the status of the appointment of a
curator.
The LPC further requested a copy of the court order for the
appointment of a
curator
and asked when the funds were paid to the curator and proof thereof.
The LPC pointed out that if the funds were invested prior
to the
curator’s
appointment, then proof of the investment is required. The LPC
advised the applicant that a complaint of alleged un-professional
conduct would be considered by the investigating committee on 15
March 2022 and her response had to be provided by 8 March
2022.
32.
On 8 March
2022, applicant replied to the LPC advising that she was an acting
magistrate and has limited time to access
her practice.
33.
Applicant
alleged further that a cost consultant was working on her bill and
she confirmed once again that her statement of account
would be
provided. Her accountant would only release the trust ledger once she
paid him. A
curator
was eventually appointed and the court order was annexed. She
undertook to account to the
curator
once the
curator
was appointed by the Master. Applicant also said that she was waiting
on the letters of appointment of the
curator
before paying over the funds. Applicant informed the LPC that
her magistrate’s contract would end on 31 March 2022
and asked
for an extension of time to provide the outstanding information.
34.
On 19 October
2022, the LPC informed applicant that a complaint of unprofessional
conduct was referred to the investigating committee
for its
consideration. The applicant replied and asked for an extension until
12 November 2022 to file her response to the
LPC queries.
35.
The LPC wrote
to applicant on 9 June 2023 informing her that the Investigating
Committee requested an explanation and the grounds
for the continued
holding of the funds and if she no longer held the funds on what
grounds, she held the funds previously. She
was asked to respond by
22 June 2023.
36.
The LPC
informed applicant on 12 September 2023 that the investigating
committee considered the matter on 8 September 2023 and directed
that
it be referred to the DC in terms of Rule 40.5.1.
37.
In a letter
dated 26 September 2023 the Applicant was summonsed to appear before
a disciplinary committee on 12 October 2023 at
09h30 to answer a
charge of misconduct in terms of clause 21 of the LPC’s Code in
that she allegedly breached the following
provisions of the
Code:
37.1
Provision 3.8
for failing to account faithfully, accurately and timeously to the
complainant;
37.2
Provision 3.11
for failing to use her best efforts to attend to the RAF matter in a
competent and timely manner in that a
curator
bonis
was
only appointed in November 2021 despite the funds having been paid to
the applicant in 5July 2019 ;
37.3
Provision 3.15
of the code in that she brought the profession into disrepute by
misappropriating funds received from RAF on behalf
of the
complainant’s minor child;
37.4
Provision 6.2 of the
code in that she failed to advise/ provide the LPC with the following
information:
(a)
Whether the funds received from the RAF were invested
(b)
a copy of the final
statement of account from the applicant
(c)
a copy of the trust ledger
38.
The LPC, in
the aforementioned letter, alerted the applicant to
the fact that, in terms of Rule 41, she may be
present at the
disciplinary hearing and that the committee may proceed to
conduct the hearing in her absence if they are
satisfied that notice
of the hearing had been received by her.
39.
However, the
hearing was postponed because, on 29 September 2023 the LPC informed
her that the disciplinary hearing could not proceed
as planned on 12
October 2023 would be heard, instead on 19 October 2023.
40.
On 5 October
2023, the LPC sent an email to the applicant and stated that the LPC
still did not received an acknowledgement of receipt
to their email
dated 29 September 2023 in which the hearing date was changed. In the
email of 5 October 2023, the LPC requested
an urgent acknowledgement
of receipt and applicant’s staff confirmed applicant’s
receipt but said that applicant
was in the Eastern Cape and would
return in that week.
41.
On 5 October
2023, Applicant’s office secretary sent the LPC an email
stating that the LPC”s email had been forwarded
to applicant’s
personal email. The office secretary stated that applicant had
employed a legal team that would represent
her at the disciplinary
hearing. That email contains a paragraph raising displeasure at the
tone and content of a call from the
LPC concerning applicant’s
alleged frequent visits to the Eastern Cape which was perceived as
disparaging.
42.
On 6 October
2023, the LPC clarified in an email that there are not two proposed
dates but just one, namely 19 October 2023.
43.
On 13 October
2023, the LPC sent the applicant an email attaching a bundle of
documents that would be used at the disciplinary hearing
on 19
October 2023.
44.
On 17 October
2023 Applicant provided a medical certificate from a doctor.
45.
On 18 October
2023, the LPC granted a postponement of the disciplinary committee
meeting and informed the applicant thereof.
46.
On 20 October
2023, the LPC informed the applicant that the disciplinary hearing
was postponed to 9 November 2023. The legal officer
of the LPC who
wrote the email stated that she would object to any further
postponements because of the seriousness of the charge.
47.
The legal
representative of the applicant indicated to the LPC that he is not
available to attend the disciplinary committee hearing
in 2023 and is
available only on 5 February 2024 but on 20 October 2023 the LPC
informed the legal representative that the hearing
will proceed on 9
November 2023.
48.
The legal
representative wrote to the LPC on 26 October 2023 stating that he
did not seek a postponement, but he requested that
a date be set that
is mutually suitable for him as well, because the date of 9 November
2023 is a unilaterally set date. The attorney
informed the LPC that
applicant is ill and will see her doctor on 9/11/2023.
49.
On 8 November
2023, the LPC wrote to the applicant’s legal representative
informing him that a new date had been set for the
hearing, namely
21 November 2023.
50.
On 14 November
2023 the applicant wrote a letter to the LPC complaining about the
conduct of the legal officer, Ms Alexander.
51.
On 17 November
2023 a senior legal officer at the LPC one Craig Lucas informed
applicant that he required a signed letter of complaint
from her.
52.
On 23 November
2023 the LPC sent an email to the applicant and her attorney advising
that the disciplinary enquiry was to be held
on 21 November 2023 and
neither the applicant nor her attorney attended the hearing.
53.
The DC
postponed the matter to 13 December 2023 and said that all
correspondence must be sent to the applicant and that applicant
should attend the hearing on 13 December 2023 and if her attorney is
not available, she should obtain a different legal representative.
Applicant was also informed that in the event that applicant
persisted with an application for recusal of the legal officer Ms
Alexander, another legal officer, will be available to attend the
proceedings.
54.
On 12 December
2023, the LPC sent an email to applicant and her attorney to remind
them that the new date of the DC hearing was
13 December 2023.
55.
On 1 March
2024, applicant’s attorney wrote to the LPC stating that he was
available to attend a hearing in the week of 15
April 2024.
56.
On 4 March
2024, the applicant’s attorney sent a letter to the LPC
national office in which the following allegations are
made:
56.1.
Applicant is
aware that on 13 December 2023 a decision was made by the LPC (WC)
;
56.2.
a suitable
date for hearing the DC inquiry was never arranged with the
applicant’s attorney;
56.3.
the illness of
the applicant was ignored;
56.4.
the hearing
proceeded despite applicant lodging a complaint against Ms
Alexander; and
56.5.
the manner
of
proceedings was alleged to be unfair and therefore a nullity.
57.
On 27 March 2024, the LPC informed the
applicant of the decision of the DC taken on 13 December 2023 and she
was advised of her
right to appeal the decision within 30 days from
the date of notification of that decision. She was also informed that
the council
of the LPC had approved the DC’s recommendation
that proceedings be brought for the striking of applicant’s
name from
the roll of legal practitioners.
Applicant’s
allegations
58.
It is common cause that this application
for an interdict in Part A and review in Part B was launched on 12
March 2024, that being
some 15 days before the LPC notified the
applicant of its DC decision taken already on 13 December 2023, some
14 weeks before the
notification.
59.
Applicant alleges, and it can’t be
disputed, that she was informed of the DC’s decision by a
colleague who saw it posted
on the LPC’s website.
60.
Applicant alleges that the late
notification impacted adversely on her right to proceed with an
internal appeal because that appeal
process was rendered nugatory by
the inordinately late notification, which she received after she had
already launched these proceedings,
by which time, it was clearly too
late to bring the internal appeal.
61.
The LPC also took a resolution on 9 March
2024, to bring striking proceedings against the applicant, at a time
when she had not
been notified of the DC’s decision of 13
December 2024.
62.
According to applicant, the procedure
followed at the DC hearing on 13 December 2023 is irregular for the
following reasons:
62.1.
She was not granted a postponement at the
hearing despite her having sent her sister to ask for one and despite
an attorney from
her office accompanying her sister. The DC chair
requested a medical certificate from a Western trained
medical practitioner
and would not have accepted a certificate from a
traditional healer, which certificate was subsequently made available
to the LPC
after the hearing;
62.2.
The LPC did not afford applicant’s
attorney a courtesy of a mutually agreeable date for the hearing and
unilaterally proceeded
to set the hearing down for the 13 December
2023 despite knowing that her attorney was not available;
62.3.
The Legal Officer, Ms Asia Alexander[
“Alexander”] ought not to have formed part of the
DC process in her
capacity as
pro
forma
prosecutor, as there was an
unresolved objection to her on the basis that she displayed bias
towards the applicant;
62.4.
The chairperson of the DC should have
recused himself in that he knows the applicant;
62.5.
The notification of the decisions taken at
the hearing was sent to the applicant at a time when it was too late,
thereby causing
her prejudice with regard to exhausting internal
remedies;
62.6.
The late notification meant that members of
the public and the profession saw the decision to strike the
applicant on the LPC’s
website before applicant did and it
caused her reputational harm;
62.7.
The DC failed to call the complainant to
testify at the enquiry when clearly her testimony was necessary to
establish if funds were
paid to her or to the
curator
;
62.8.
The DC accepted testimony from Alexander in
circumstances where she was biased and where her evidence could not
be tested;
62.9.
The chairperson of the DC gave the
applicant’s sister the impression that the DC would consider
her application for a postponement
and revert before proceeding but
that did not occur. Applicant’s attorney would have been in a
position to send an attorney
to the enquiry if he knew that it would
proceed in the absence of the applicant;
62.10.
The DC chairperson displayed a disregard
for the traditional healing process and mental health illness of the
applicant by stating
that the applicant had applied for postponements
on several occasions previously, thereby not accepting that applicant
did not
willfully absent herself;
62.11.
The DC enquiry proceeded to consider not
only alleged breaches of the applicable Code, but also sanction at
the same hearing despite
applicant being absent in circumstance where
applicant is entitled to have been informed of the findings of guilt
on the breaches
of the Code and to present facts and argument in
mitigation, for the purpose of the sanctions.
The Respondents’
version
63.
Respondents make the following submissions
concerning the allegations of irregularity in the proceedings:
63.1.
The sister of the applicant did not tell
the DC that she had a mandate from the applicant and the attorney
that accompanied her,
said pointedly that she did not hold a mandate
but was merely accompanying applicant’s sister to explain
applicant’s
absence to the DC. No request for a postponement
was made.
63.2.
Concerning the fairness in proceeding in
the absence of the applicant, it was alleged that the chair went to
great lengths to establish
when the applicant became aware of her
illness and for how long she had been ill because she gave the LPC no
prior notification
that she would be too ill to attend the enquiry on
13 December 2023 even though she successfully applied for and
obtained postponements
on previous occasions with the assistance of
Western medical certificates.
63.3.
According to the attorney that accompanied
Applicant’s sister, she saw the applicant two weeks prior to
the hearing and applicant
commuted between Eastern Cape and her
office in Cape Town over an extended period since end June 2023,
already. Applicant was alleged
to have represented a client during
that period.
63.4.
The alleged bias of the
pro
forma
prosecutor is irrelevant because
it is the bias of the administrator, namely the chairperson that is
relevant. From the transcript
it is clear that the chairperson did
extensive questioning of applicant’s sister and the attorney
present to establish for
how long applicant had been ill on that
occasion, when her illness was known and why applicant did not notify
the DC or the LPC
prior to the day of the hearing of her illness or
that she was ill to such an extent that she could not be present at
the enquiry.
Therefore, it was alleged that the facts speak for
itself and it is clear that the chairperson was not objectively
biased.
63.5.
No formal application was made for a
postponement at the enquiry nor was a medical certificate of any
nature produced.
63.6.
The numerous emails sent by the LPC to the
applicant requesting her co-operation in clarifying how the funds
were used and what
funds were left as well as where the funds were
being kept, were reasonable attempts by the LPC to involve the
applicant in the
process of clarifying whether trust funds were
misappropriated or not. Those attempts to obtain a response from
applicant that
would put to rest any concern that trust funds were in
jeopardy spanned the period from 22 December 2020 until 12 December
2023.
63.7.
The
Legal Practice Act
[”LPA”]
places a duty on applicant as a legal practitioner to co-operate with
a disciplinary investigation, yet she
failed to do so.
63.8.
It is the applicant who should have
presented testimony at the enquiry not the complainant because
according to the applicant, the
complainant was not capable of
managing her child’s funds, a fact known to applicant at the
time when she took on the case.
63.9.
The
pro forma
prosecutor does not testify or give evidence herself, she merely sets
out the case based on the information that she had gathered,
therefore an objection to her testifying, is misplaced.
63.10.
The LPC had made it clear to the applicant
in its email, that the DC can’t sit at the pleasure of her
attorney and that if
he is not available, she should obtain a
different attorney, therefore the grounds of alleged irregularity
based on no mutually
agreeable date having been reached with her
attorney can’t be considered as a valid ground.
63.11.
The chairperson of the DC did not state,
according to the transcript that the DC would come back to the
applicant’s sister
to inform her if they would proceed in
applicant’s absence or grant an postponement and in any event
no application for a
postponement was made.
63.12.
According to the transcript, there was no
emphasis on the lack of a medical certificate but rather on no prior
notification by the
applicant that she would be absent.
63.13.
The
LPC did not have to refer the issue of the applicant’s alleged
unprofessional conduct to a DC before it could decide to
bring
striking off proceedings as it could proceed without a formal charge
if in its opinion, nature of the alleged misconduct
is so egregious,
that it justifies considering the applicant to be not fit an proper
to practice as an attorney and remain
on the roll.
[1]
63.14.
The LPC alleged that
section 39(6)
(a) of
the LPA provides that a person charged
may
be present at the hearing of disciplinary proceedings and that means
applicant did not have to be present and the proceedings were
still
regular although conducted in her absence after she received notice
of the date of the enquiry and brought no application
for a
postponement nor did she notify the LPC in advance that she would not
be present.
Evaluation
64.
The applicant did indeed present some
version to the LPC at an early stage in response to the complainant.
However, she did not
explain some glaring contradictions in her
reasons for not providing certain necessary information and for being
absent on 13 December
2023.
65.
It is clear, that on numerous occasions
when the applicant sought a postponement of the DC enquiry or an
extension of time within
which to provide the requisite information,
she relied on Western trained doctors’ medical certificates,
yet on the critical
date of 13 December 2023, after she was informed
by the LPC that the enquiry would proceed with or without her
attorney, she provided
no certificate of that nature. In light of
those undisputed facts, the allegation that the DC was prejudiced
against traditional
healers, is no more than, a red herring.
66.
It was argued on applicant’s behalf
that her state of mental health was so precarious that she could not
provide a western
medical certificate nor notify the LPC in advance
of her intended absence. However if that was indeed the case, the
glaring inconsistency
in applicant’s behavior remains
unanswered, namely, how was she able to represent clients and do
court appearances intermittently,
during the period June 2023 until
end November 2023 as stated by the attorney that accompanied her
sister to the enquiry, if she
was indeed too ill to attend the
enquiry or to provide prior notice of her intended absence at the
enquiry.
67.
If her attorney represented the applicant
to the best of his ability, as he is duty bound to, why did he not
send a substitute to
represent her on 13 December 2023, when the LPC
had already stated that applicant should obtain a new attorney if her
attorney
was unavailable and bearing in mind the applicant’s
statutory duty to co-operate with the LPC’s enquiry. There is
therefore
no facts from which we can conclude that if the chairperson
had informed applicant’s sister that the enquiry would proceed,
that she would have ensured that applicant’s attorney would
send a substitute attorney to be present.
68.
An even more self-evident explanation that
ought to have been forthcoming from applicant, at an early stage, is
why she did not
deem it necessary to apply for a
curator
for the minor child shortly after she took instructions from the
child’s mother and aunt, especially since the applicant
alleged
that the minor’s mother was inebriated when she met her.
Applicant also failed to explain why she deemed it correct
to keep
the funds in her account, knowing full well, that it is a huge amount
of money that ought to attract interest for the benefit
of the minor.
69.
Instead, applicant chose to shift the blame
for not having accounted to the complainant, onto the complainant
herself.
70.
Applicant’s counsel before us,
accepted that the LPC has a statutory duty to protect the interests
of the public, particularly
with regard to trust funds held by legal
practitioners who are attorneys.
71.
The LPC’s decision to constitute an
investigating committee and later a disciplinary committee in
response to the applicant’s
failure to account to the LPC and
her tardy responses, when they were given, can’t be faulted as
constituting bias.
72.
The applicant had a duty to clarify the
aforesaid preliminary aspects concerning how she conducted herself
with regard to the interests
of the minor claimant and she did
not require her accountant’s co-operation to do so nor did she
require to have a
bill of costs drawn up.
73.
It is noteworthy that as soon as the
applicant received the payment of the claim from the R.A.F, she
debited the complainant’s
trust ledger with fees in an amount
of R 458 500,75 on 29 July 2019, some 2 days after the RAF paid the
applicant the sum of R1988
934,21. That transaction raises the
question of where the statement of account to the complainant is, to
justify that debit for
fees. It does not assist applicant to
thereafter inform the LPC that she instructed a company to draft a
bill of costs when she
already took some fees before doing a
statement or a bill of costs.
74.
Therefore, the applicant’s challenge
to the procedure followed by the DC on the grounds that they did not
call for further
evidence, rings hollow because applicant was asked
by the LPC to provide the requisite explanations but she failed to do
so and
failed to appear before the DC.
75.
Turning to the structure of the DC’s
process and its failure to notify the applicant of its decisions soon
after it made them,
the following provisions are relevant.
76.
The LPA does not provide that the
Disciplinary proceedings should be conducted on the basis of a
decision of guilt and sanctions
at the same hearing. If anything,
section 40
(1) (a) provides that after the conduct of a disciplinary
hearing, the committee
must
,
within 30 days decide whether or not the legal practitioner is guilty
of misconduct.
77.
Clearly,
section 40
(1) (a) provides for a
hearing followed by a decision on guilt thereafter. That decision
must
be
made
after
the hearing. That does not mean that the DC could not, as they did,
in casu
,
make its decision concerning guilt immediately after holding its
enquiry.
78.
Section 40
(1) (b) (i) provides that the DC
must
inform
the legal practitioner and the council of its finding of guilt after
making that finding
and
it must under
section 40(1)
(b) (ii), inform the legal practitioner
of his/her
section 41
right of appeal.
79.
The DC should therefore have informed the
applicant of her right to appeal in accordance with
section 40(1)
(b)
(ii), at a stage even before the full council sat to consider the
DC’s recommended sanction of striking.
80.
Section 40(2)
(a) and (b) provides that the
legal practitioner found guilty of misconduct
may
address the DC in mitigation of
sentence
and may
call witnesses to give evidence in mitigation on his/her behalf.
81.
Section 40(2)
grants the affected legal
practitioner a choice to lead evidence and make submissions in
mitigation of sanctions.
82.
Therefore, when the DC
in
casu
, decided to consider the issue of
guilt and sanction
simultaneously at the
same hearing
, it deprived the applicant
of her right to present factors in mitigation of sanction.
83.
In so doing, the DC acted irregularly and
that irregularity had the effect of denying the applicant a material
right afforded her
by the LPA and by section 34 of the Constitution.
84.
Additionally, the applicant’s right
to be notified of an appeal process available to her prior to the
consideration of the
sanctions, in terms of section 40 (1) (b) (ii),
was also violated in that at that stage, namely after the decision
with regard
to guilt was taken, she could have lodged an appeal which
would have made the finding of guilt not final and therefore not
capable
of having been placed on the LPC’s website. Applicant
has alleged substantial reputational harm that occurred as a
consequence
of advertising the DC finding prematurely on the LPC
website. That is a potential harm and prejudice that could have been
mitigated
or avoided entirely, if the DC followed the provisions of
section 40(2).
85.
While the LPC’s counsel argues that
the section 39(6) (a) (i) provides that the legal practitioner
may
be present, (not must be present), therefore the DC could proceed in
her absence, that approach does not take account of the applicant’s
right to be heard in mitigation of sanction.
86.
The denial of her right to be heard on
sanctions is in effect a denial of her section 34 Constitutional
right of access to a fair
public hearing and therefore it constitutes
a gross irregularity in the DC’s procedure concerning the
imposition of sanctions.
87.
While the LPC’s counsel correctly
submitted that it is not mandatory for a legal practitioner to attend
the DC hearing, the
failure to grant her an opportunity to do so
after a finding of guilt and before imposing sanctions, effectively
took away the
applicant’s right to choose to be present for the
sanction part of the proceedings.
88.
The LPC’s rules promulgated for
disciplinary proceedings merely parrot the LPA and are therefore of
no assistance in further
elucidating the issues discussed above.
89.
While this Court appreciates that by the
time the LPC notified the applicant in writing of the DC’s
decision, the applicant
had already launched this Application without
having exhausted internal remedies, there was however, nothing
prohibiting the applicant
from deciding to stay Part B of this
application, namely the review, pending her exhaustion of the
internal appeal process of the
LPC.
90.
Applicant
therefore proceeded with this review despite knowing at the stage of
this hearing, that internal remedies had not been
exhausted, a
process required by
section 7
(2) (a) of the
Promotion of
Administrative Justice Act 3 of 2000
[“PAJA”]
[2]
.
91.
Applicant
also failed to apply for an exemption
[3]
from having to exhaust internal remedies as provided for in
section 7
(2) (c) of PAJA and did so at her own peril.
92.
For the reasons set out above concerning
the denial of the applicant’s right to choose to be present at
the enquiry when sanctions
were being considered and in light of the
LPA making express provision of her right to choose to present
mitigation factors, it
was inappropriate for the DC to consider
sanctions at the same hearing without having notified the applicant
that it intended to
do so.
93.
I would therefore hold that the applicant
has succeeded in her challenge to the review of the DC procedure
followed at the enquiry
held on 13 December 2023, only insofar as it
determined sanctions at that hearing, prematurely.
94.
The lack of procedural fairness concerning
sanctions, is precisely the type of situation that PAJA seeks to
address.
Section 3(1)
of PAJA, provides as follows:
“
Administrative
action which materially and adversely affects the rights or
legitimate expectations of any person must be procedurally
fair.”
95.
Until the LPC has purged its irregularity
in the proceedings, an irregularity that offends the
audi
alteram partem
rule of natural justice,
this Court is not at large to entertain the striking application
mero
motu
as suggested by Respondent’s
counsel.
96.
I am inclined to set aside the sanctions
imposed by the DC on 13 December 2023 and refer that aspect of the DC
enquiry back to the
LPC who must constitute a new DC with new members
to decide the issue of sanctions afresh after having notified the
applicant timeously
and in writing of their intention to constitute a
DC for that purposes and after informing her of her right to present
evidence
and argument in mitigation of sanctions.
97.
The applicant had restricted this
application to a challenge on procedural irregularity and elected not
to address the merits of
the charges against her. However, as
outlined earlier herein, we can find no bases for concluding that the
finding of the DC on
the merits, namely the guilty finding ought to
be disturbed.
98.
The narrow point on which applicant is
partially successful, is the failure of the LPC and its DC, to notify
applicant in writing
of its intention to make a finding on the merits
and the sanctions
at the same hearing and its failure to inform applicant that she had
the right to present evidence and argument on sanctions,
prior
to it being imposed.
99.
To the extent that the applicant has been
successful in this review and given the limited complexity in this
matter, I would award
applicant the costs on a 60% basis including
the costs of counsel on Scale B.
IT IS ORDERED THAT:
1.
The sanctions
and recommendation made by the Disciplinary Committee on 13 December
2023, in respect of the Applicant is set aside;
2.
The decision
on an appropriate set of sanctions and recommendations to be imposed
on applicant is referred back to the Legal Practice
Council, for it
to be determined anew before a differently constituted Disciplinary
Committee made up of different members;
3.
The Legal
Practice Council, is directed to provide the applicant with due
notice of the reconstituted enquiry pertaining to sanctions
and to
inform her of her right to elect to present evidence and argument in
mitigation of sanctions;
4.
Applicant’s
review concerning the remaining ground of alleged irregularity is
dismissed;
5.
Respondents
shall jointly and severally, the one paying, the other to be
absolved, bear 60% of applicant’s costs in Part B,
namely the
review application, including the costs of counsel on scale B;
6.
Respondents
shall bear the costs occasioned by the launching of the counter
application and the withdrawal thereof;
7.
Respondents
shall bear the costs, if any, occasioned by their condonation
application for leave to deliver a further affidavit
JUDGE
R. ALLIE
FORTUIN,
J:
I
agree.
JUDGE
CM FORTUIN
For
the Applicant:
Adv L Dzai
Instructed
by
WT Mnqandi & Associates
Ref:
T Mnqandi
For
1
st
– 5
th
Respondents:
Adv T Sarkas
Instructed
by
Fairbridges Wertheim Becker
Ref:
S Datay
Republic of South
Africa
REPORTABLE
IN THE HIGH COURT OF
SOUTH AFRICA
(WESTERN CAPE
DIVISION, CAPE TOWN)
CASE
NO
:
5029/2024
In
the matter between:
NONOZA
POTELWA
Applicant
And
SOUTH
AFRICAN LEGAL PRACTICE COUNCIL
1
st
Respondent
WESTERN
CAPE PROVINCIAL COUNCIL
2
nd
Respondent
TIMOTH
COLIN
GEOGGREYS
3
rd
Respondent
MARISKA
SHRIVES
4
th
Respondent
CHARLENE
LEE-ANN
SNELL
5
th
Respondent
Coram
:
ALLIE, J et FORTUIN, J
Judgment
by
:
ALLIE, J
For
the Applicant: :
Adv L Dzai
Instructed
by
:
WT
Mnqandi & Associates (Ref: T Mnqandi)
For
1
st
– 5
th
Resp
:
Adv
T Sarkas
Instructed
by
:
Fairbridges Wertheim Becker (Ref: S Datay)
Date of
Hearing
:
17
March 2025
Judgment
delivered on :
2 May 2025
[1]
Law
Society of the Northern Provinces v Morobadi
[2018] ZASCA 185
at
[25]
; Cape Law Society v Gihwala [2019] 2 All SA at [110] to [111];
S. A Legal Practice Council v Mokhele
[2024] 2 All SA 272(fb)
AT [42] TO [46]; SA Legal Practice Council v Nonxuba & Ano
[2024] ZAWHC 410 at [78]
[2]
Koyabe
& others v Minister of Home Affairs & Others
2010 (4) SA 327
(CC) at [34]
[3]
Nichol
& Another v Registrar of Pensions Fund & Others
2008 (1) SA
383(SCA)
at [15] to [16]
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