Case Law[2025] ZAWCHC 200South Africa
Raphael v Health Professions Council of South Africa and Another (2025/051303) [2025] ZAWCHC 200 (9 May 2025)
Judgment
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# South Africa: Western Cape High Court, Cape Town
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## Raphael v Health Professions Council of South Africa and Another (2025/051303) [2025] ZAWCHC 200 (9 May 2025)
Raphael v Health Professions Council of South Africa and Another (2025/051303) [2025] ZAWCHC 200 (9 May 2025)
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sino date 9 May 2025
IN
THE HIGH COURT OF SOUTH AFRICA
(WESTERN
CAPE DIVISION, CAPE TOWN)
Case
No: 2025-051303
In
the matter between:
TONI
ELIZABETH
RAPHAEL
Applicant
and
THE HEALTH PROFESSIONS
COUNCIL
OF SOUTH AFRICA
First Respondent
THE CHAIRPERSON OF THE
PROFESSIONAL CONDUCT
COMMITTEE OF THE
HEALTH PROFESSIONS COUNCIL
OF SOUTH AFRICA
Second Respondent
Coram:
NUKU J
Heard on
:
8
May 2025
Delivered
on:
9
May 2025
JUDGMENT
NUKU, J
[1]
Applicant seeks urgent
interim interdictory relief to stay the Inquiry before second
respondent (‘the PCC’), pending
the determination of an
application (‘the review application’) in which she
seeks to review and set aside the
decision of the PCC dismissing the
application for a discharge she had brought in terms of regulation
9(7) of the Regulations relating
to the conduct of inquiries into
alleged unprofessional conduct (Inquiry Regulations) made in terms of
section 61 of the Health
Professions Act, 56 of 1974 (Health
Professions Act).
[2]
First respondent opposes both the application to stay the Inquiry and
the review application. As to the application to stay the
Inquiry, the first respondent’s grounds of opposition are
that
the applicant has failed (a) to make out a case for urgency, and (b)
to satisfy the threshold requirements for an interim
interdict. As to
the review application, the first respondent’s grounds of
opposition are that the applicant (a) gas failed
to exhaust internal
remedies as provided for in the Inquiry Regulations and (b) the
review application is impermissibly brought
in
medias res,
and
the applicant has failed to set out any exceptional circumstances to
justifies the court’s intervention before the conclusion
of the
Inquiry.
[3]
The facts that gave rise to this application are largely
uncontentious
and can be summarised as follows: the applicant is a
clinical psychologist and is registered with the Health Professions
Council
of South Africa, the first respondent, in terms of the Health
Professions Act.
[4]
The first respondent received two complaints relating to the
applicant’s
professional conduct. The first complaint, from the
applicant’s client, alleged that the applicant had, in a report
that
she had prepared for court proceedings relating to the
well-being of the client’s minor child, claimed that she had
interviewed
people when in fact she had not done so. The second
complaint was from one of the persons who the applicant had claimed
to have
consulted when she had not done so.
[5]
The complaints were put to the applicant for her response. Having
received
the applicant’s response, the complaints and the
applicant’s response were referred to a committee which decided
to
refer the complaints to an inquiry in terms of Regulation 4(8) of
the Inquiry Regulations.
[6]
Two charges were preferred against the applicant, namely:
“
Count
1
:
That
you are guilty of unprofessional conduct or conduct which, when
regard is had to your profession, is unprofessional conduct
in that
on or about or during the period October 2023, or portions thereof,
as a registered practitioner with the Health Professions
Council of
South Africa (“HPCSA”), you acted in a manner that is not
in accordance with the norms and standards of
your profession in
that, you committed an unprofessional conduct of fraud, by writing a
report for the High Court of South Africa,
Western Cape Division
sitting in Cape Town, wherein you stated that you have interviewed
Professor Mark Swilling for collateral
information in accordance with
Court’s Order dated the 11 May 2023, whereas in truth and in
fact, when you wrote the report
and stated that you interviewed
Professor Mark Willing, you knew that you did not interview Professor
Mark Willing, thereby misleading
the High Court of the Western Cape
Division, Cape Town.
Count 2:
That
you are guilty of unprofessional conduct or conduct which, when
regard is had to your profession, is unprofessional conduct
in that
on or about or during the period October 2023, or portions thereof,
as a registered practitioner with the Health Professions
Council of
South Africa (“HPCSA”), you acted in a manner that is not
in accordance with the norms and standards of
your profession in
that, you committed an unprofessional conduct of fraud, by writing a
report for the High Court of South Africa,
Western Cape Division
sitting in Cape Town, On behalf of the mother of a minor child who
was a subject of Care and Custody between
his parents, wherein you
stated that you have interviewed Ms. Cawood, Professor M Swilling,
Ms. R Abel, Ms. B Von Willing, and
other individuals for collateral
information in accordance with Court’s Order dated the 11 May
2023, whereas in truth and
in fact, when you wrote the report and
stated that you interviewed Professor Mark Willing, you knew that you
did not interview
Ms. Cawood, Professor M Swilling, Ms. R Abel, Ms. B
Von Willing, and other individuals, thereby misleading the High Court
of the
Western Cape Division, Cape Town
.”
[7]
The applicant made some admissions prior to the commencement of the
Inquiry. These
included the fact she had written in her report that
she had interviewed Professor Mark Swilling when she had in fact not
done
so.
[8]
Two witnesses testified at the Inquiry after which the applicant
applied for a discharge
in terms of regulation 9 (7) of the Inquiry
Regulations. The application for a discharge was refused on 11
December 2024 without
providing reasons, whereupon the applicant
intimated that she intended to review the decision and requested
reasons.
[9]
The reasons for refusing the discharge were provided on 24 January
2025. Having received
the reasons, the applicant requested the
postponement of the Inquiry pending the outcome of the review
application that she intended
to launch. The pro forma complainant
did not accede to the applicant’s request, and on 20 February
2025, the applicant brought
a formal application before the PCC for
the postponement of the Inquiry pending the determination of the
review application that
the applicant intended to launch in this
Court.
[10]
The application for a postponement of the Inquiry was refused on 10
March 2025 and on 11 April
2025, the applicant launched the present
application for hearing on Monday, 5 May 2025. Any respondent who
intended to oppose the
application was given until Wednesday, 23
April 2025 to deliver both the notice of opposition as well as an
answering affidavit.
[11]
The application was served on the respondents on 17 April 2025 with
Friday, 18 April and Monday,
21 April being public holidays which
meant that the first respondent was afforded only (1) court day to
deal with the application.
The first respondent was unable to meet
this deadline and was only able to have its answering affidavit
finalised on Friday, 2
May 2025. The applicant delivered her replying
affidavit on Monday, 5 May 2025 being the date by which the
application was set
down for hearing. In any event, the application
was postponed for argument on Thursday, 8 May 2025.
[12]
The applicant did not deal with urgency in the founding papers, a
fact that was pointed out in
the first respondent’s answering
papers. In her reply, the applicant simply blamed the pro forma
complainant for opposing
the application to have the Inquiry
postponed pending the determination of the review application which
the applicant intended
to launch. This should really be the end of
the matter because the applicant:
12.1
gave herself a period of about a month to prepare the papers (from 10
March 2025 until 11 April 2025 when
the application was launched) and
only afforded the applicant One (1) court day to deliver its opposing
papers, and
12.2
failed to set out explicitly in her founding affidavit, as required
in terms of Rule 6 (12) (b) of the Uniform
Rules of Court, the
circumstances which is averred render the matter urgent and the
reasons why she claims that she could not be
afforded substantial
redress at a hearing in due course.
[13]
Despite the applicant’s failure to deal with the urgency, I
heard the merits of the Application
which I deal with next.
[14]
Aware that an applicant for an interim interdict has to establish a
prima facie
right that requires protection, the applicant
relies on her right to a fair administrative action. In this regard,
she contends
that the refusal of the discharge has violated that
right. The violation, she claims arises from (a) the PCC’s
misdirection
in respect of the test applicable when considering an
application for a discharge, (b) the PCC’s failure to consider
the
evidence, and (c) the fact that the PCC took irrelevant
considerations into account.
[15]
The first respondent contends that the applicant’s prospects of
success in the review application
are poor because the intervention
of a court in unconcluded proceedings is not permissible in the
absence of exceptional circumstances.
The first respondent’s
argument is that the applicant has not pleaded any exceptional
circumstances. This is because a misdirection
as to the applicable
test, the failure to consider evidence as well as taking irrelevant
factors into account are all ordinary
grounds of review that do not
amount to exceptional circumstances.
[16]
The applicant accepts that the intervention of a court in unconcluded
proceedings
is only permissible in exceptional circumstances. It was
contended on behalf of the applicant that
this
is one of those cases where grave injustice might otherwise result or
where justice might not be obtained by other means and
as such
warrants this Court’s intervention before the conclusion of the
proceedings. This is because putting her into her
defence is a gross
violation of her right to an administrative action that is lawful,
reasonable and procedurally fair. This argument
was based on the
decision of the SCA in S v Lubaxa
[1]
where Nugent JA stated that:
‘
I have no doubt
that an accused person (whether or not he is represented) is entitled
to be discharged at the close of the state
case for the prosecution
if there is no possibility of a conviction other than if he enters
the witness box and incriminates himself.
The failure to discharge an
accused in those circumstances, if necessary
mero
motu
,
is in my view a breach of the rights that are guaranteed by the
Constitution and will ordinarily vitiate a conviction based
exclusively
upon his self-incriminatory evidence.’
[2]
[17]
It was submitted on behalf of the first respondent that the authority
relied upon by the applicant
is distinguishable in that an accused
person has a right not to be compelled to give self-incriminating
evidence in criminal proceedings
whereas a person who is subject of
an enquiry enjoys no such right.
[18]
There is merit in the first respondent’s submission because
section 35(3)(j) of the Constitution
of the Republic of South Africa,
1996 (Constitution) provides, in express terms that “
Every
accused person has a right to a fair trial, which includes the right
not to be compelled to give self-criminating evidence
.” To
require an accused person to testify in circumstances where there is
no evidence upon which he or she could be convicted
unless he or she
gives self-incriminating evidence would be a violation of that right
enshrined in section 35(3)(j) of the Constitution.
There is, however,
no such equivalent provision in respect of proceedings before
administrative tribunals.
[19]
There is a further distinguishing factor. Nugent JA posited two
scenarios in
Lubaxa
.
The first was where the court is of the opinion that there is
evidence upon which it may convict and, in that scenario, he stated
that the court’s duty is straight forward in that the accused
may not be discharged.
[3]
[20]
The second scenario is where a court is of the opinion that there is
no evidence upon which an
accused person may be convicted, and the
question was whether the court still has a discretion not to
discharge an accused person.
It was when he was considering this
scenario that he concluded that any prosecution based on
self-incriminating evidence would
vitiate the proceedings.
[21]
Reverting to the present application, the PCC refused the application
for discharge because of
its view that there is a prima facie case.
In the words of Nugent JA, it would appear that the PCC’s duty
is straightforward,
the person subject to the Inquiry may not be
discharged. That being the case a failure to discharge under those
circumstances cannot
establish exceptional circumstances.
[22]
When the applicant was faced with the above difficulty, she sought to
advance her
case with reference to a decision of this Court in
Boon
[4]
,
a
case that involved the review of unconcluded proceedings before a
committee of the Health Professions Council of South Africa.
In this
regard the argument was that in
Boon
,
which is on all fours with this matter regarding the basis of the
review, the Court with reference to
Towles,
Edgar Jacobs Ltd v President, Industrial Court,
[5]
confirmed that the High Court has supervisory power over decisions or
proceedings of a body or tribunal on which statutory duties
are
imposed and that ‘
[t]his
includes the power to intervene in unconcluded proceedings, inter
alia, where serious injustice would otherwise occur or
justice would
not be attained in any other way, for instance, where an appeal or
review in the ordinary course would not suffice.’
[6]
[23]
I have no quarrels with the legal position that was stated in Boon
and in fact it
appears to be in accordance with the long line of
decisions to the effect that intervention before the conclusion of
proceedings
is only warranted in exceptional circumstances. How the
reference to that decision assists the applicant is, however,
difficult
to understand where there are no facts that are pleaded to
suggest that serious injustice would otherwise occur or justice would
not be attained in any other way, for instance, where an appeal or
review in the ordinary course would not suffice.
[24]
In my view, the applicant’s prospects of success in the review
are poor but
that is not the only consideration. When dealing with
irreparable harm and the balance of convenience, the applicant
proceeds from
the same mistaken premise as she does in respect of her
prima facie
right. This premise starts with her argument that
there is no evidence upon which she may be found guilty unless she
gives self-incriminating
evidence. This, however, is her opinion and
not that of the PCC. The PCC, as stated already refused the
application for a discharge
on the basis there is a
prima facie
case.
[25]
Proceeding from that premise she then argues that she does not know
what case she
is expected to meet, and that she will lose the remedy
of a discharge whether she testifies or not. She then concludes that
she
should not be required to give evidence at the Inquiry when the
very question as to whether she is in law required to give evidence
at the Inquiry is pending before this Court.
[26]
The difficulty with this argument is that it ignores the provisions
of regulation
10 of the Inquiry Regulations which provides “
If
the application for a discharge is refused, the respondent or his or
her legal representative may address the professional conduct
committee and lead evidence in support of his or her case, re-examine
the witnesses after cross-examination by the pro forma complainant
and thereafter close his or her case
.” The requirement for
her to make an election flows from the regulations and there is no
challenge to the constitutionality
of the provision. In the absence
of a challenge to the regulations, it cannot be said that there will
be harm, let alone irreparable
harm, to require the applicant to make
an election that the regulation requires him to do.
[27]
For all the above reasons, I am not satisfied that the applicant has
satisfied the
requirements for an interim interdict. The result is
that the applications must be dismissed with costs.
ORDER
[28]
In the result I make the following order:
The application is
dismissed with costs including cost of counsel to be taxed or agreed
on scale B.
L.G. Nuku
Judge of the
High Court
APPEARANCES
For
applicant:
Adv. Janet
McCurdie
Instructed
by
:
MacRobert
Attorneys
For
first respondent:
Adv.
Mukesh Vassen
Instructed
by
:
M Attorneys
[1]
2001
(2) SCAR 703
(SCA)
[2]
Sv Lubaxa,
para
[18]
[3]
Lubaxa,
para [11]
[4]
Boon
v HPCSA and Another, case no. 6678/2016, an unreported judgment of
Van Staden AJ, delivered on 2 August 2017
[5]
1986
(4) 660 (C)
[6]
Boon,
para
[49], with reference to Van Wyk v Midrand Town Council (4) SA 185
(W) 187 F-G and
Brock
v SA Medical and Dental Council
1974 (1) SA 396
(N) at 400
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