Case Law[2025] ZAWCHC 202South Africa
Scalabrini Centre of Cape Town and Another v Minister of Home Affairs and Others (8684/2024) [2025] ZAWCHC 202; [2025] 3 All SA 827 (WCC) (15 May 2025)
High Court of South Africa (Western Cape Division)
7 March 2025
Judgment
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# South Africa: Western Cape High Court, Cape Town
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## Scalabrini Centre of Cape Town and Another v Minister of Home Affairs and Others (8684/2024) [2025] ZAWCHC 202; [2025] 3 All SA 827 (WCC) (15 May 2025)
Scalabrini Centre of Cape Town and Another v Minister of Home Affairs and Others (8684/2024) [2025] ZAWCHC 202; [2025] 3 All SA 827 (WCC) (15 May 2025)
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sino date 15 May 2025
FLYNOTES:
IMMIGRATION
– Asylum seeker –
Exclusion
from refugee status
–
Impugned provisions required asylum seekers to justify procedural
non-compliance before applications could be assessed
on merits –
Created a threshold barrier inconsistent with non-refoulement
principle – Unjustifiably limited right
to non-refoulement
and other constitutional rights including for children –
Impugned provisions and its regulations
were unconstitutional and
invalid –
Refugees Act 130 of 1998
,
s 4(1)(f)
, (h), (i) and
21
(1B).
IN
THE HIGH COURT OF SOUTH AFRICA
(WESTERN
CAPE DIVISION, CAPE TOWN)
Case
No:
8684/2024
In
the matter between:
SCALABRINI
CENTRE OF CAPE TOWN
First
Applicant
TRUSTEES
OF THE SCALABRINI CENTRE
OF
CAPE TOWN
Second
Applicant
and
THE
MINISTER OF HOME AFFAIRS
First
Respondent
THE
DIRECTOR-GENERAL:
DEPARTMENT
OF HOME AFFAIRS
Second
Respondent
THE
CHIEF DIRECTOR OF ASYLUM SEEKER
MANAGEMENT:
DEPARTMENT OF HOME AFFAIRS
Third
Respondent
THE
REFUGEE APPEALS AUTHORITY
Fourth
Respondent
THE
STANDING COMMITTEE FOR REFUGEE AFFAIRS
Fifth
Respondent
and
AMNESTY
INTERNATIONAL
First
Amicus
GLOBAL
STRATEGIC LITIGATION COUNCIL
FOR
REFUGEE RIGHTS
Second
Amicus
INTERNATIONAL
DETENTION COALITION
Third
Amicus
HELEN
SUZMAN FOUNDATION
Fourth
Amicus
Coram: Justice J
Cloete, Justice L Nuku
et
Acting Justice S Kholong
Heard:
27 February 2025; respondents’ supplementary note delivered on
7 March 2025
Delivered
electronically: 15 May 2025
JUDGMENT
CLOETE
J
:
Introduction
[1]
The applicants (collectively, “Scalabrini”) have
approached this court
(in Part B
[1]
of their amended relief)
[2]
to have certain provisions of the
Refugees Act (the
“
Refugees
Act&ldquo
;)
[3]
, and the
regulations promulgated thereunder (“the regulations”)
[4]
declared to be unconstitutional and invalid. In the event of the
court granting the relief sought, the applicants also seek an
interdict against the respondents pending confirmation (or otherwise)
of our order by the Constitutional Court. I will return to
this
aspect later.
[2]
The impugned provisions are
ss 4(1)(f)
,
4
(1)(h),
4
(1)(i) and
21
(1B)
of the
Refugees Act, as
well as
regulations 8(1)(c)(i)
, 8(2),
8(3) and 8(4). The applicants assert that their effect is to disbar
foreign nationals who wish to seek asylum in South Africa
from doing
so if they hold an adverse immigration status solely due to their
non-compliance with bureaucratic and/or procedural
requirements.
This, they contend, is an unjustifiable violation of the Constitution
as well as the right of
non-refoulement
( non-return)
enshrined both in international customary law and
s 2
of the
Refugees Act.
[3
]
The application is opposed by the
respondents, who also unsuccessfully resisted the applications
of the first to fourth amici for their admission. After hearing
argument the amici were admitted and granted leave to make
submissions
on the following limited issues as undertaken by
them: in the case of the first to third amici, the issues of
non-refoulement
and non-penalisation, and in respect of the
fourth amicus, the impact of the impugned provisions on children.
Reasons
for admission of the amici
[4]
In terms of
rule 16A(2)
of the
High Court rules “any interested party in a constitutional
issue raised in proceedings before a court” may seek
admission
as an amicus curiae. The Constitutional Court in
Fose
v Minister of Safety and Security
[5]
set out the requirements for admission as follows:
“
it is clear
from the provisions of
Rule 9
[of
the rules of the Constitutional Court at the time]
that
the underlying principles governing the admission of an amicus in any
given case, apart from the fact that it must have an
interest in the
proceedings, are whether the submissions to be advanced by the amicus
are relevant to the proceedings and raise
new contentions which may
be useful to the Court…”
[5]
The applicants filed the
rule
16A
notice on 26 April 2024. On 3 June 2024, the attorney for the
first to third amici (“the international organisations”)
wrote to the respective attorneys of the applicants and respondents,
requesting their consent to be admitted as amici in respect
of the
Part B relief. On 11 June 2024, the applicants consented. On 26 June
2024, the respondents refused to grant consent,
indicating that the
admission of the international organisations was premature because
they (the respondents) had not yet filed
their answering papers. On
26 November 2024, the international organisations advised
that they would await those answering
papers before filing any
application for admission as amici due to the respondents’
concerns. The international organisations
noted that the respondents’
answering papers were due on 13 December 2024, and undertook to
launch their application for
admission by 15 January 2025.
[6]
On 18 December 2024, the
international organisations requested the respondents to
provide a
copy of their answering papers. No response was received. On 24
December 2024, a follow up e-mail was sent to the respondents,
and
between that date and 9 January 2025, a number of telephone
calls were made by the attorney for the international organisations
to the respondents’ attorney for the same purpose, all without
success. On 9 January 2025, the international organisations
received
a copy of the answering papers from the
applicants
(the
answering papers had been filed on 13 December 2024). On 28
January 2025, the international organisations launched their
application, together with an application for condonation.
[7]
This background notwithstanding,
the respondents complained that the delay by the international
organisations in launching their admission application was “hugely
prejudicial” to them, since they were being subjected
to a
truncated timeline for the filing of their answering papers and heads
of argument. While it is correct that the international
organisations
did not comply with the relevant time period in
rule 16A
(ie within
20 days from the date upon which the main application and
rule
16A
notice were filed in respect of both Parts A and B on 26 April
2024) they did not participate in the hearing of the Part A relief,
which was determined on 13 September 2024. Further, it was only
because the respondents themselves advised the international
organisations
that their request for admission was premature (because
the respondents had not yet filed their answering papers) that the
international
organisations waited until they had done so.
[8]
It cannot be laid at the door of the international organisations that
the respondents
failed to provide them with a copy of their own
answering papers in respect of the Part B relief, not only late but
at all. We
do not believe that in the circumstances, the
international organisations delayed unnecessarily in launching their
admission application.
Moreover, the respondents delivered their
answering affidavit in that admission application on 17 February
2025, nine days
before the matter was set down for hearing before us.
The international organisations filed their replying affidavit a mere
three
days later, on 20 February 2025, and their heads of
argument in the admission application on the following day, 21
February
2025. In any event, during argument the respondents
abandoned their reliance on prejudice; and they were also afforded
the opportunity
to deliver a supplementary note after the
hearing dealing with the submissions made by all four amici on the
Part B relief,
which was duly filed on 7 March 2025.
[9]
The other grounds of opposition
raised by the respondents were that the international organisations:
(a) did not seek to advance new arguments, but only to repeat
arguments already raised; (b) in any event, the arguments to be
raised were either irrelevant to the issues or generally of no
assistance; and (c) the nature of their arguments were not truly
those of an amicus, but rather “a self-standing litigant
seeking to advance its own interests”. In our view, none of
these arguments had merit for the following reasons.
[10]
It is undisputed that the international
organisations are all well- established bodies working in refugee
and
migrant rights. They have expertise in international and comparative
law on refugees’ and asylum seekers’ rights.
They
explained their individual activities which concern these rights
generally, including the detention of migrants. They then
explained
that they have two related interests in this litigation. First, the
application of the principle of
non–refoulement
, and
second, the impact the impugned provisions will have on the detention
of migrants. These are interests that go to the heart
of the Part B
relief. The respondents did not suggest that the international
organisations do not have an interest in
non-refoulement
, or
that the interest is irrelevant to the matter at hand. Instead they
say that the second interest is “insufficient”
because
the international organisations accept the impugned provisions do not
directly authorize detention. But this is no basis
to conclude that
the international organisations lack the requisite interest: (a) the
latter have two interests, and they
only need one; and (b) the
respondents do not deny that the impugned provisions may give
effect
to detention. The undisputed facts are that their implementation
radically increased the detention of migrants in South Africa.
The
international organisations assert that the patterns of detention
will be affected – and likely reduced – if the
provisions
are declared unconstitutional. They clearly have an interest in that.
Accordingly there was no sound basis for the respondents
to argue
that they lacked a sufficient interest.
[11]
The international organisations also sought to
share their expertise with the court. While the applicants
briefly
referred to international law, they limited their reference to the UN
Refugees Convention and the 1969 Organisation of
African Unity
Convention Governing the Specific Aspects of Refugee Problems in
Africa (“the OAU Convention”). The international
organisations referred to several other treaties that are directly
relevant and impose different and independent
non-refoulement
obligations on South
Africa. These are the Convention Against Torture
[6]
(“CAT”) which South Africa ratified in 1998; the
International Convention for the Protection of All Persons from
Enforced
Disappearance (“ICPPED”) which South Africa
acceded to in May 2024; and two human rights treaties that, although
they
do not contain an express
non-refoulement
provision, have been
interpreted to include
non-refoulement
obligations not only for
refugees, but for all persons, including migrants. These are the
International Covenant on Civil and Political
Rights (“ICCPR”)
and the African Charter on Human and Peoples’ Rights (“ACHPR”).
[12]
The applicants also did not refer to any of the documents
interpreting these obligations by the
Human Rights Committee, the
African Commission on Human and Peoples’ Rights, the
United Nations High Commissioner for
Refugees, the United Nations
General Assembly, the Committee Against Torture, or the UN Special
Rapporteur on the Human Rights
of Migrants. The international
organisations did so. While those sources do not bind South Africa or
this court, they are relevant
for interpreting South Africa's binding
international obligations.
[13]
All of this differs in substance from the
submissions on international law made by the applicants. In any
event
this court must have regard to the international law referred
to by the international organisations, since s 39(1)(b)
of the
Constitution makes it incumbent on us to do so, given that we are
considering provisions in the Bill of Rights. Yet
the
respondents claimed that the submissions to be made by the
international organisations were also not relevant or novel for
three
other reasons too. First, they claim the issue has already been dealt
with in
Ashebo
[7]
which is hotly contested
between the applicants and the respondents. The international
organisations do not directly enter into
the debate as it falls
outside the prescripts of international law. However if the court
agrees with the applicants that
Ashebo
is not dispositive, then
the international law these organisations refer to is plainly
relevant.
[14]
Second, the respondents argue that the international
organisations are wrong that the impugned
provisions are inconsistent
with the principle of
non-refoulement.
However that is an
argument about the merits of the submissions, not their relevance.
The fact that the respondents are compelled
to rebut the merits of
the arguments advanced by the international organisations proves
their relevance. Third, the respondents
claim the international
organisations merely provide "a shopping list of international
instruments” which is incorrect.
The founding affidavit of the
international organisations sets out the substance of
their submissions, and then lists
the authorities to be relied upon
in support of those submissions. We were thus satisfied, having
regard to the above, that the
submissions of the international
organisations were both relevant and new, and the respondents’
objections unfounded.
[15]
Turning now to the fourth amicus (“HSF”). This amicus
applied for admission to represent
the interests of a particularly
vulnerable group of individuals, namely children. The applicants did
not deal specifically
with the position of children, and nor did the
international organisations. In our view the respondents rightly
accepted that HSF
thus has an interest in the matter. However
they objected to its admission on two main grounds, the first being
the lateness
of the admission application, and the second that HSF
has not raised new issues that would benefit determination.
[16]
HSF launched its application way out of time, on
13 January 2025. It thus also brought a formal application
for
condonation. HSF similarly did not participate in the Part A
proceedings, which pertained only to interim relief designed to
suspend the implementation of the impugned provisions until such time
as their constitutional validity could be tested in Part
B. HSF
explained that after the court made an order in the applicants’
favour in Part A, it took the decision, on legal advice,
to await
receipt of the rule 53 record, the applicants’ supplementary
affidavit and the respondents’ answering affidavit.
This would
allow HSF to make an informed decision regarding intervention, rather
than simply seeking to intervene without a full
understanding of the
respondents’ justification for defending the impugned
provisions. As previously stated, the respondents’
answering
affidavit was filed on 13 December 2024. HSF explained that this was
the date on which its offices closed for the end
of year break and
when its legal team became unavailable.
[17]
On 10 January 2025 a meeting was held by HSF with
its legal team, and a decision taken to proceed with the
application
for admission. On 13 January 2025, HSF wrote to the parties
requesting them to advise by 20 January 2025 whether they
consented
or objected to its admission. On 22 January 2025, the applicants
consented. On 28 January 2025, the respondents declined
to consent
for the following reasons: (a) the lateness of the application would
cause them prejudice, a contention that was similarly
abandoned
during argument; (b) the expressed intention by HSF to rely on
evidence of factual experiences of asylum seekers was
irrelevant and
inappropriate, since the Part B relief is an abstract challenge to
the impugned provisions; (c) the same
Ashebo
argument as
before; and (d) the assertion that “
We appreciate …
the interests of vulnerable groups, including children, must be
considered in the proper interpretation of
the impugned provisions.
It is not, however, explained how the impugned provisions, properly
interpreted and properly implemented,
violate the rights of children.
In particular, you do not explain whether you are referring to cases
in which a child has a self
-standing application for asylum seeker
status (independent of their parent or parents); or whether you are
referring to cases
in which a child's right to lawfully remain in the
country is dependent on their parent or parents obtaining
asylum
seeker status. We note that in the former, the fact that an
applicant for asylum seeker status is a child, could be raised in the
good cause hearing. In the latter, a parent could raise the impact on
their children in the good cause hearing. Any unlawful action
in
respect of the child would then flow from unlawfulness against the
parent.”
[18]
It is not necessary to deal with the
Ashebo
submission again in this
context. Further, HSF undertook not to deal with factual matters when
making its submissions, and the concern
raised by the respondents in
relation to how the impugned provisions violate the rights of
children goes to the merits of Part
B, and not to the admission
application itself. As with the international organisations,
HSF referred to other domestic and
international instruments,
directly implicating children to which the applicants had not
specifically referred. These were the
Children's Act
[8]
,
The United Nations Convention on the Rights of the Child (“CRC”)
and the African Charter on the Rights and Welfare
of the Child
(“Charter”). South Africa ratified the CRC on 16
June 1995, and the Charter on 7 January 2000.
In addition, HSF
referred specifically to those provisions of the Constitution
pertaining to children, Constitutional Court authority
in respect
thereof, and guidance from General Comments published under the
United Nations.
[19]
These were the UN Committee on the Rights of
Children, General Comment No 14 (2013) on the right of
the child
to have his or her best interests taken as a primary consideration;
Joint General Comment No 4 (2017) of
the Committee on the
Protection of the Rights of All Migrant Workers and Members of Their
Families; and General Comment No 23 (2017)
of the Committee on
the Rights of the Child on State obligations regarding the human
rights of children in the context of
international migration in
countries of origin, transit, destination and return. Again, there
was accordingly no overlap between
the submissions that HSF sought to
make and those of the applicants, and for these reasons we concluded
that the respondents’
objection to the admission of HSF lacked
merit.
The
impugned provisions
[20]
The impugned provisions of the
Refugees Act are
as follows:
“
4.
Exclusion from refugee status
(1)
An asylum seeker does not qualify for refugee status for the
purposes of this Act if a Refugee Status Determination Officer has
reason to believe that he or she—
(f)
has committed an offence in relation to the fraudulent possession,
acquisition or presentation
of a South African identity card,
passport, travel document, temporary residence visa or permanent
residence permit; or …
(h)
having entered the Republic, other than through a port of entry
designated as such by the Minister in
terms of section 9A of the
Immigration Act, fails to satisfy a Refugee Status Determination
Officer that there are compelling reasons
for such entry; or
(i)
has failed to report to the Refugee Reception Office within five days
of entry into
the Republic as contemplated in section 21, in the
absence of compelling reasons, which may include hospitalisation,
institutionalisation
or any other compelling reason: Provided that
this provision shall not apply to a person who, while being in the
Republic on a
valid visa, other than a visa issued in terms of
section 23 of the Immigration Act, applies for asylum…’
21.
Application for asylum
(1B)
An applicant who may not be in possession of an asylum
transit visa as contemplated in section 23 of
the Immigration Act,
must be interviewed by an immigration officer to ascertain whether
valid reasons exist as to why the applicant
is not in possession of
such visa.”
[21]
The impugned regulations are as follows:
“
Application
for asylum
8. (1) An
application for asylum in terms of section 21 of the Act must―
(c) be submitted
together with―
(i) a valid
asylum transit visa issued at a port of entry in terms of section 23
of the Immigration Act, or under permitted circumstances,
a valid
visa issued in terms of the Immigration Act;
(2)
Any person who submits a visa other than an asylum transit visa
issued in terms of section 23 of the Immigration Act must provide
proof of change of circumstances in the period between the date of
issue of the visa and the date of application for asylum.
(3)
Any person who upon application for asylum fails at a Refugee
Reception Office to produce a valid visa issued in terms of the
Immigration
Act must prior to being permitted to apply for asylum,
show good cause for his or her illegal entry or stay in the Republic
as
contemplated in Article 31(1) of the 1951 United Nations
Convention Relating to the Status of Refugees.
(4)
A judicial officer must require any foreigner appearing before the
court, who indicates his or her intention to apply for asylum,
to
show good cause as contemplated in sub-regulation (3).”
Meaning
of the impugned provisions
[22]
The impugned provisions were published as
amendments to the
Refugees Act
[9
]
and regulations, and took effect on 1 January 2020. The preamble to
the Amendment Act describes one of its purposes as being “to
include further provisions relating to disqualification from refugee
status”. Included in these further provisions are s 4(1)(f),
(h) and (i). In terms of the amended s 4, new grounds for
exclusion from refugee status are placed in the hands of a refugee
status determination officer. An asylum seeker does not qualify for
refugee status if such an officer “has reason to believe”
that such seeker: has committed an offence in relation to travel or
sojourn documents (s 4(1)(f));
or
cannot provide
“compelling reasons” for illegal border crossing
(s 4(1)(h));
or
cannot provide
“compelling reasons” for failure to report to a refugee
reception office within 5 days of entry ( it
is unclear what type of
entry is envisaged ) (s4(1)(i)).
[23]
The refugee status determination officer is thus vested with the sole
discretion to have “reason
to believe” that a foreigner
has committed an offence pertaining to unlawful documentation; and
the sole discretion to have
“reason to believe” that
“compelling reasons” are absent for purposes of s 4(1)(h)
or (i). The only
guidance afforded to the refugee status
determination officer as to how that discretion is to be exercised is
limited to s 4(1)(i),
which provides that “compelling
reasons…
may
include hospitalisation,
institutionalisation or any other compelling reason”. Section
21(1B) however confers a power, not
on a refugee status determination
officer, but on an immigration officer, to “ascertain”
whether “valid reasons”
exist for why an applicant for
asylum (not refugee status) is not in possession of an asylum transit
visa.
[24]
Regulations 8(3) and (4) impose a different test. Instead of the
refugee status determination
officer (who would be located as a
refugee reception office) exercising the discretion conferred on him
or her in terms of s 4,
the applicant for asylum must show “good
cause” for illegal entry or sojourn in the Republic
before
being permitted to apply for asylum; and the same applies to “any
foreigner” appearing before a court who indicates
their
intention to apply for asylum. Because these regulations arise from
the impugned provisions of the
Refugees Act, we
will focus on the
provisions in the Act, since if they are found to be
unconstitutional, the impugned regulations will be suspended
as a
result.
[25]
During argument before us it became apparent that the
applicants now squarely rely
on an abstract constitutional
challenge to the impugned provisions, despite the reference
in their papers and
heads of argument to fact-specific cases of
how the provisions have allegedly been implemented by the relevant
officials, and which
was the subject of criticism by the respondents.
[26]
In order to consider the meaning of the provisions, it is necessary
to first have regard to certain
portions of the related piece
of legislation to which
s 4(1)(h)
and (i) of the
Refugees Act and
regulations 8
(1)(c)(i) and (2) refer. Section 23
of the Immigration Act
[10]
deals with asylum transit visas. Section 23(1) provides that the
Director-General may, subject to the prescribed procedure under
which
an asylum transit visa may be granted, issue such a visa to a person
who at a
port of entry
claims
to be an asylum seeker, valid for a period of 5 days only, to travel
to the nearest refugee reception office in order to
apply for asylum.
In terms of s 23 (2), and “
[d]espite
anything contained in any other law”
when
the visa contemplated in s 23(1) expires before the holder reports in
person at a refugee reception office in order to apply
for asylum in
terms of
s 21
of the
Refugees Act, the
holder of that visa “
shall
become an illegal foreigner and be dealt with”
in terms of the
Immigration
Act.
[27]
Section 32 of the Immigration Act deals with illegal foreigners.
Section 32(1) stipulates that
any illegal foreigner shall depart,
unless authorized by the Director-General in the prescribed manner to
remain in South Africa
pending his or her application for a status.
Section 32(2) provides that “
[a]ny illegal foreigner shall
be deported.”
The applicants do not challenge the
constitutionality of any provision in the Immigration Act –
their focus is on the
Refugees Act.
>
[28]
In
Ashebo
[11]
the Constitutional Court dealt with two issues on the facts before
it. The first concerned the period afforded to an illegal foreigner
to apply for an asylum seeker permit in terms of the
Refugees Act
after
entering the country. The second was whether such an illegal
foreigner is entitled to be released from detention after expressing
an intention to seek asylum while awaiting deportation, until such
time as his or her application is finalised.
[12]
The Constitutional Court, referring to the principles established in
Ruta
[13]
and
Abore
[14]
,
reiterated that “
until
an applicant’s refugee status has been
finally
determined, the
principle of non-refoulement protects the applicant from deportation”
[my
emphasis]. This principle is set out in
s 2
of the
Refugees Act
and
provides as follows:
“
2.
General
prohibition of refusal of entry, expulsion, extradition or return to
other country in certain circumstances-
Notwithstanding
any provision of this Act or any other law to the contrary, no person
may be refused entry into the Republic, expelled,
extradited or
returned to any other country or be subject to any similar measure,
if as a result of such refusal, expulsion, extradition,
return, or
other measure, such person is compelled to return to or remain in a
country where –
(a)
he or
she may be subjected to persecution on account of his or her race,
religion, nationality, political opinion or membership
of a
particular social group; or
(b)
his
or her life, physical safety or freedom would be threatened on
account of external aggression, occupation, foreign domination
or
other events seriously disturbing public order in any part or the
whole of that country.”
[29]
In
Ashebo
the applicant entered South Africa illegally with no
knowledge of the laws and regulations of this country, including the
5-day
period. He submitted that
regulation 8
(3) of the regulations
makes it incumbent upon an individual seeking asylum to make
application in person at a refugee reception
office. Because he had
been detained he was unable to do so. The applicant also referred to
s 7(2)
and s 12(1)(a) – (c) of the Constitution. In
terms of s 7(2) the State must respect, protect, promote and fulfil
the
rights in the Bill of Rights. Section 12(1)(a) –(c) provide
that everyone has the right to freedom and security, which includes
the right not to be deprived of freedom arbitrarily or without just
cause; not to be detained without trial; and to be free from
all
forms of violence from either public or private sources.
[30]
However that applicant did
not
formally challenge the
constitutionality of any particular provision of the
Refugees Act or
regulations. This is clear from footnote 30 of the judgment of the
Constitutional Court where it was stated that:
“
The applicant
challenged the constitutionality of
s21(1)
of the
Refugees Amendment
Act in
his written submissions. But no claim at all was made for such
relief during the hearing, and accordingly I say no more about this
submission
.
Nor do I venture any opinion on the constitutionality or
otherwise of any of the amendments to the
Refugees Act and
the
new regulations thereto, as no substantial constitutional attack has
been launched against them.”
[my emphasis]
[31]
In dealing with the first issue, the
Constitutional Court held that it could be disposed of swiftly since
it had already been settled in
Ruta
and
Abore
:
“
[29] ... These
decisions have unequivocally established that once an illegal
foreigner has indicated their intention to apply for
asylum they must
be afforded an opportunity to do so. A delay in expressing that
intention is no bar to applying for refugee
status. Abore. following
Ruta, held that, although a delay in applying for asylum is relevant
in determining credibility and authenticity,
which must be made by
the RSDO, it should at no stage ‘function as an absolute
disqualification from initiating the
asylum application
process’. Until an applicant's refugee status has been finally
determined, the principle of non-
refoulement protects
the applicant from deportation.
”
[15]
[32]
Regarding the second issue, the Constitutional
Court held:
“
[43] It
is clear, therefore, that the combined effect of the amended
provisions in
ss 4(1)(h)
and
4
(1)(i) and
s 21(1B)
of the
Refugees
Amendment Act
, and regs 7 and 8(3), is to provide an illegal
foreigner, who intends to apply for asylum, but who did not arrive at
a port of
entry and express his or her intention there, with a means
to evince the intention, even after the five-day period contemplated
in s 23 of the Immigration Act. The illegal foreigner does so during
an interview with an immigration officer at which they must
show good
cause for their illegal entry or stay in the country and furnish good
reasons why they do not possess an asylum transit
visa, before they
are allowed to apply for asylum.
[44]
In my
view, these provisions do not offend the principle of non-refoulement
embodied in
s2
of the
Refugees Act. Their
effect is by no means out
of kilter with art 31 of the Convention, the fount of
s2.
Rather,
they accord with its import because it too does not provide an asylum
seeker with unrestricted indemnity from penalties
. The article
provides that a contracting state may not impose penalties on
refugees on account of their illegal entry or presence
in the
country, provided they present themselves without delay to the
authorities and show good cause for their illegal entry or
presence.”
[my emphasis]
[33]
The Constitutional Court went on to state
the following in considering whether there is a lawful basis
to
detain an illegal foreigner while the process of establishing good
cause for the absence of a visa is completed and an asylum
application is yet to occur:
“
[47] It must be
observed, at the outset, that the fact that an illegal foreigner is
still entitled to apply for asylum does not
negate the fact that he
or she has contravened the Immigration Act by entering and remaining
in the country illegally. Where the
detention is solely for the
purpose of deportation then the detention is authorized by s34 of the
Immigration Act. However, where
the detained person has been charged
with a criminal offence in terms of s49(1), further detention may
also be authorized by the
Criminal Procedure Act …”
[34]
It found that in either instance release from detention cannot occur,
but should the detained
illegal foreigner evince an intention to
apply for asylum, he or she :
“
[59] .. Is
entitled to an opportunity to be interviewed by an immigration
officer to ascertain whether there are valid reasons why
he is not in
possession of an asylum transit visa. And he must, prior to being
permitted to apply for asylum, show good cause for
his illegal entry
and stay in the country, as is contemplated in the above
provisions.
Once
he passes that hurdle
and an
application for asylum is lodged, the entitlements and protections
provided in
ss 22
and
21
(4) of the
Refugees Act
- being issued
with an asylum seeker permit that will allow him to remain in the
country, without delay, and being shielded from
proceedings in
respect of his unlawful entry into and presence in the country until
his application is finally determined - will
be available to him.”
[my emphasis]
[35]
The applicants argue that
Ashebo
was, fundamentally, about
issues distinguishable from those in the current constitutional
challenge. It was a case focused on whether
an illegal foreign
national can be released from detention within the constraints of the
legislation, and not about the effect
and/or lawfulness of what the
applicants refer to as the “disbarment regime”. They
submit this must be so, given the
absence of any constitutional
challenge to the impugned provisions in that matter, and the
Constitutional Court’s express
disavowance of any consideration
thereof. They also contend that there are three stages
to an asylum application.
The first is when a foreign national
is in South Africa but has not, for whatever reason, been able to
access a refugee reception
office to apply for asylum. The second
occurs once a foreign national has managed to access a refugee
reception office, but is,
prior
to being permitted to apply for asylum
,
[16]
subject to the disbarment regime created by the challenged
provisions. The third is the application for asylum itself, which
can
only commence
once
the foreign national who is required to do so, has been found
to show good cause under the disbarment regime
.
[36]
In our view it is, subsequent to
Ashebo
, a two-stage process.
The first stage is to be found in
s 21(1B)
of the
Refugees Act:
an
illegal foreigner not in possession of a valid 5-day asylum
transit visa,
irrespective of how that came about
, must be
interviewed by an
immigration officer
(
not
a refugee
status determination officer) to first ascertain whether valid
reasons exist for why the illegal foreigner is not in
possession of
such visa. The second stage only arises once the illegal foreigner
has satisfied the immigration officer that “valid
reasons”
exist. However unlike
s 4(1)(i)
, which appears to be some sort
of unclear parallel process where a refugee status determination
officer is provided with guidance
by the
Refugees Act as
to what
“compelling reasons” are for having failed to report to a
refugee reception office within 5 days of entry into
the Republic,
the immigration officer, on the plain wording of
s 21(1B):
(a) does not need compelling reasons but only needs to satisfy
him or herself of “valid reasons”; and (b) the
factors to be taken into account in that determination lie solely in
his or her discretion without the
Refugees Act providing
any guidance
whatsoever.
[37]
As we understand it, the crux of the applicant’s
complaint is that if a foreign national is not in
possession of a
valid 5-day asylum transit visa (whether due to illegal border
crossing or it having lapsed), and that foreign
national cannot
persuade an immigration officer that he or she has “valid
reasons” for failure to be in possession
thereof, then that
foreign national will not get to the next stage at all. In
other words, so the applicants say, given the
over-arching principle
of
non – refoulement,
it should not be incumbent on such
an individual to satisfy a bureaucratic official of the “valid
reasons” requirement
in order to exercise the rights of an
asylum
seeker
.
[38]
The applicants go further, and submit that the
overall goal of the challenged provisions (including
s 21(1B)
and
s 4(1)(i))
is to identify those newcomers who have no valid
or compelling reasons for their adverse immigration status, and
deprive them of
access to the asylum system. The respondents take
issue with this. They complain that the applicants’
interpretation is “plainly
tendentious” and ignores the
purpose of the provisions as found by the Constitutional Court in
Ashebo
at paragraph 43 referred to above, namel
y “with
a means to evince the intention, even after the five-day period …
”
to apply for asylum. In other words, rather than depriving illegal
foreigners of the possibility to apply for asylum, the
provisions
create a “safety valve” which allows for illegal
foreigners to make application, notwithstanding their illegal
presence in the country. The respondents thus assert that in cases of
those individuals who are present in the country unlawfully,
they are
not shut out. On the contrary, a process is set out in the
Refugees
Act which
still allows them to submit an application for asylum
status, and to enjoy asylum seeker status in the interim, provided
they show
valid reasons or compelling reasons (depending on whether
it is an immigration officer or refugee status determination officer)
for their unlawful presence.
[39]
The applicants and amici agree that there is a process in the
impugned provisions which allows
illegal foreigners to submit an
application for asylum status. To this extent all are agreed that
this is the meaning of the provisions.
But it is the process, the
applicants and amici contend, that is the problem: the very purpose
of
non-refoulement
, and of refugee law both domestically and
internationally, is to provide shelter to foreign persons who
have illegally entered
the country or have become illegal since entry
due to the lapsing of their asylum transit visas,
not because they
qualify under the usual immigration procedures
but because they
have a well-founded fear of persecution so inhumane that they cannot
justifiably be returned to their countries
of origin. To
require of them to undergo the so–called “safety valve”
exercise falls foul of that principle,
which in truth, they say, is
not a safety valve at all but a threshold requirement. Accordingly
the impugned provisions do not
accord with overarching principle;
they constitute an unjustifiable limitation under s 36 of the
Constitution; and in any
event cannot serve any legitimate rational
purpose. We thus turn to consider whether the impugned provisions
pass constitutional
muster.
Whether
the impugned provisions pass constitutional muster
[40]
The starting point is the right of
non-
refoulement
enshrined in
s 2
of the
Refugees Act. In
Ruta
the Constitutional Court emphasized that this section :
“
[24]…is
a remarkable provision. Perhaps it is unprecedented in the history of
our country’s enactments. It places the
prohibition it enacts
above any contrary provision of the
Refugees Act itself
- but also
places its provisions above anything in any other statute or legal
provision.”
[41]
The Constitutional Court recognized in
Ruta
that
the right of
non-refoulement
has “
also
become a deeply lodged part of customary international law.”
[17]
Since the inception of the
Refugees Act in
1998, this right has
ensured that the asylum system remains open to all who seek its
protection,
notwithstanding
how or when they entered
South Africa. On that basis, the Constitutional Court in
Ruta
[18]
held, with reference to four earlier decisions of the Supreme Court
of Appeal, that:
“
[16]
Closely consonant, these four decisions establish a body of doctrine
that thrummed with consistency, principle
and power… [they]
conclusively determined that false stories, delay and adverse
immigration status nowise preclude
access to the asylum
application process, since it is in that process and there only, that
the truth or falsity of an applicant's
story is to be determined…”
[42]
That Court explicitly considered and rejected an argument advanced on
behalf of the Department
of Home Affairs that s 23 of the Immigration
Act (dealing with asylum seeker visas) can serve as a basis to disbar
newcomers from
seeking asylum.
[19]
The applicants are thus correct that it is not necessary for them to
challenge s 23 of the Immigration Act, or s 32 thereof,
since the latter is consequent upon the former.
Ruta
pre-dated the impugned
provisions, but
Abore
[20]
was decided after 2020. In
Abore
the
Department of Home Affairs submitted that the amendments had changed
the law, so that the principles laid down in
Ruta
no longer applied. The
Constitutional Court, noting that the amendments were “more
stringent” than their predecessors,
nonetheless concluded that
“
the
amendments have not taken away the shield of non-refoulement from
aspirant asylum seekers”.
[21]
[43]
The applicants submit that the impugned provisions introduced
an overlapping set of mechanisms
whereby newcomers must first
demonstrate adequate compliance with immigration procedures before
they are entitled to apply for
asylum. Having regard to the meaning
of the impugned provisions, this must be correct. What is important
for present purposes is
that
s 2
of the
Refugees Act remains
as it
was before the amendments were made. Accordingly these amendments
must be measured, for purposes of constitutionality, against
s 2
and
how it has been interpreted by the highest court in our country, as
well as the section dealing with interpretation of
the
Refugees
Act in
the Act itself, international customary law and the
instruments to which South Africa has become a signatory.
[44]
Section 1A
of the
Refugees Act, which
was also
inserted by way of the amendments in 2020, makes it obligatory for
the Act to be interpreted and applied in such a manner
that is
consistent with: (a) the 1951 United Nations Convention Relating to
the Status of Refugees; (b) the 1967 United Nations
Protocol Relating
to the Status of Refugees; (c) the 1969 Organisation of African Unity
Convention Governing the Specific Aspects
of Refugee Problems in
Africa; (d) the 1948 United Nations Universal Declaration of Human
Rights; and (e) any domestic or other
relevant convention or
international agreement to which South Africa is or becomes a party.
[45]
The 1951 Convention is directed at refugees.
Section 1
of the
Refugees Act defines
a “refugee” as “any person who
has been granted asylum in terms of this Act”. However a person
seeking
recognition as a refugee in the Republic is defined as a
“asylum seeker”. In principle, any person who meets the
requirements
for refugee status is a refugee
even before
they
are formally recognised as such. In
Ruta
the Constitutional
Court held:
‘
[27]
Of relevance to Mr Ruta’s position when arrested is that the
1951 Convention protects both what
it calls “de facto refugees”
(those who have not yet had their refugee status confirmed under
domestic law), or asylum
seekers and “de jure refugees”
(those whose status has been determined as refugees). The latter the
Refugees Act defines
as “refugees”. This unavoidably
entails an indeterminate area within which fall those who seek
refugee status, but
have not yet achieved it. Domestic courts have
also recognised that non-refoulement should apply without distinction
between de
jure and de facto refugees’.
[46]
In
Scalabrini
3
[22]
the Constitutional Court, after reiterating that the principle of
non-refoulement
‘…
is a
cornerstone of the international law regime governing refugees’
held:
‘
[30]
Thus, article 33(1) of the 1951 Geneva Convention and its 1967
Protocol (both ratified by South Africa)
provide that no contracting
party shall expel or return refugees to territories where their lives
or freedom would be threatened
on account of their race, religion,
nationality, membership of a particular social group or political
opinion. The 1951 Geneva
Convention is both a status- and
rights-based instrument and is underpinned by several fundamental
principles, most notably non-discrimination,
non-penalisation, and
non-refoulement
.
The principle of
non-refoulement
is so
fundamental that no reservations or derogations may be made to it.
Likewise, article 2(3) of the 1969 OAU Convention, which
this country
has also ratified, states that no person shall be returned or
expelled to a territory where their life, physical integrity
or
liberty would be threatened on account of a well-founded fear of
being persecuted for reasons of race, religion, nationality,
membership of a particular social group or political opinion.
[31]
The principle of
non-refoulement
accordingly forms part of
customary international law and international human rights law.
Indeed, in their answering affidavit in
the High Court, the
respondents concede that South Africa has “assumed certain
obligations to receive and treat in its territory
refugees in
accordance with the standards and principles established in
international law”. And the principle applies to
asylum seekers
or
de facto
refugees (those who have not yet had their refugee
status confirmed under domestic law), as well as
de jure
refugees
(those whose status has been determined as refugees).’
[47]
Ashebo
determined that the respondents may not rely on
detention to prevent an illegal foreign national from taking the
first step to
apply for asylum seeker status. However in the matter
before us – as we see it – the focus is different, namely
whether
the impugned provisions uphold the substance or content of
the
non-refoulement
principle (of which non-penalisation is
one of the considerations). Put differently, the issue in the present
case is not about
detention pending an asylum application but rather
whether the impugned provisions permit a process which may scupper
that application
in the sole discretion of a bureaucratic official
(whether it be an immigration officer or refugee status determination
officer).
[48]
At the heart of this – and during argument this became the
focus of the debate –
is whether or not the assessment by the
official concerned includes an evaluation of the substantive merits
of an illegal foreigner’s
asylum seeker application in
determining whether: (a) in the case of an immigration officer
under
s 21(1B)
; or (b) a refugee status determination officer
under
s 4(1)(f)
, (h) or (i), the individual concerned has
demonstrated “valid reasons” or “compelling
reasons” respectively
for being in South Africa illegally.
[49]
In terms of
s 21(1B)
all that is required – and no more –
on its plain wording, is that the immigration officer must “ascertain
whether
valid reasons exist” as to why “an applicant”
is not in possession of an asylum transit visa. The enquiry must
thus
logically pertain to the failure or inability to have procured one
within the legislative scheme of the
Refugees Act. The
respondents’
counsel were themselves constrained to say they would be most
surprised to discover that such an assessment
did not go any further
than that, since it would otherwise not be in compliance with the
non-refoulement
principle. However they could not point us to
anything in
s 21(1B)
that this “merits” assessment
is an integral part of the immigration officer’s exercise of
the discretionary
power conferred on him or her by the
Refugees Act.
Ultimately
it was suggested that because courts must try to interpret
statutory provisions in conformity with constitutional imperatives,
then we should interpret
s 21(1B)
as including a “merits”
assessment.
[50]
However as the applicants point out, it is impermissible for us to
attempt to breathe constitutional
life into a statutory provision
which plainly says something else, even if we wished to; and in
Dawood
[23]
the Constitutional Court stated the following:
‘
[53] Discretion
plays a crucial role in any legal system. It permits abstract and
general rules to be applied to specific and particular
circumstances
in a fair manner. The scope of discretionary powers may vary. At
times they will be broad, particularly where the
factors relevant to
a decision are so numerous and varied that it is inappropriate or
impossible for the Legislature to identify
them in advance.
Discretionary powers may also be broadly formulated where the factors
relevant to the exercise of the discretionary
power are indisputably
clear. A further situation may arise where the decision-maker is
possessed of expertise relevant to the
decisions to be made. There is
nothing to suggest that any of these circumstances is present here.
[54] We must not
lose sight of the fact that rights enshrined in the Bill of Rights
must be protected and may not be unjustifiably
infringed. It is for
the Legislature to ensure that, when necessary, guidance is provided
as to when limitation of rights will
be justifiable. It is therefore
not ordinarily sufficient for the Legislature merely to say that
discretionary powers that may
be exercised in a manner that could
limit rights should be read in a manner consistent with the
Constitution in the light of the
constitutional obligations placed on
such officials to respect the Constitution. Such an approach would
often not promote the spirit,
purport and objects of the Bill of
Rights. Guidance will often be required to ensure that the
Constitution takes root in the daily
practice of governance. When
necessary, such guidance must be given. Guidance could be provided
either in the legislation itself
or, where appropriate, by a
legislative requirement that delegated legislation be properly
enacted by a competent authority.
[55] Such
guidance is demonstrably absent in this case. It is important that
discretion be conferred upon immigration officials
to make decisions
concerning temporary permits. Discretion of this kind, though subject
to review, is an important part of the
statutory framework under
consideration. However, no attempt has been made by the Legislature
to give guidance to decision-makers
in relation to their power to
refuse to extend or grant temporary permits in a manner that would
protect the constitutional rights
of spouses and family members.
[56] Nor can it
be said that there is any legislative purpose to be achieved by not
supplying such guidance at all. The Minister,
in his written
argument, did not seek to suggest the contrary. It would be neither
unduly complex nor difficult to identify the
considerations relevant
to a justifiable refusal of a temporary permit. There is no reason
therefore for the legislative omission
that can be weighed in the
limitations analysis. In this case, the effect of the absence of such
guidance, coupled with the breadth
of the discretion conferred upon
immigration officials and the DG by s 26(3) and (6), significantly
undermines the purpose of s
25(9)(b).’
[Footnotes omitted]
[51]
It also cannot be gainsaid that a determination of
this nature which is unfavourable to an illegal foreigner
may result,
without more, in deportation. This defeats the very purpose of the
non-refoulement
principle enshrined in
s 2
of the
Refugees Act. It
also falls foul of international customary law. The
respondents suggested that apart from the so-called “safety
valve”
of the determination by an immigration officer or
refugee status determination officer, as the case may be, it is open
to an affected
individual to pursue an appeal or review process. But
to us this begs the question: if the
s 21(1B)
or
s 4(1)(f)
,
(h) or (i) assessments do not involve a “merits”
determination as to the substance of the application itself, it is
unclear on what basis such an appeal or review might be predicated.
We thus agree with the applicants that the impugned provisions
do not
provide a “safety valve” but rather a threshold
requirement which must be successfully met before the merits
of an
illegal foreigner’s asylum seeker application can be assessed.
[52]
We are fortified in our view by the following.
Section 4(1)(i)
gives
a measure of guidance to a refugee status determination officer on
what he or she should consider to be “compelling
reasons”.
These “may include hospitalisation, institutionalisation or any
other compelling reason”. It seems
therefore that what is
contemplated by the sub-section are factors extraneous to, rather
than inclusive of, those contained in
s 2
of the
Refugees Act,
namely
that the individual concerned: (a) may be subjected to
persecution in their home country on account of race, religion,
nationality,
political opinion or membership of a particular social
group; or (b) his or her life, physical safety or freedom would
be
threatened on account of external aggression, occupation, foreign
domination or other events seriously disturbing public order in
any
part or the whole of that country.
[53]
As submitted by counsel for the international organisations, the
obligation of
non-refoulement
is imposed, in differing forms,
by multiple treaties that South Africa has – since becoming a
democracy – ratified.
The formulations are slightly different.
The Refugee Convention applies only to refugees; CAT and ICPPED apply
to specific risks
in the country of return. But taken together, they
impose a broad and strict obligation on South Africa – not to
extradite,
deport or otherwise transfer any person to any country
where they would be at real risk of persecution or other serious
human rights
violations. South Africa can only comply with that
obligation if it assesses,
on its merits
, any claim by an
individual that returning them to a country would place them at real
risk of irreparable harm.
[54]
As the international organisations also submitted,
non-refoulement
is not only a treaty
obligation. It is a fundamental principle of customary international
law and international human rights and
refugee law. It is binding on
all states, and is a law in South Africa in terms of s 232 of
the Constitution. The content
of the principle of
non-refoulement
in international law is
aptly summarised by the Special Rapporteur on the Human Rights of
Migrants in a 2021 Report to the Human
Rights Council.
[24]
He emphasises the following:
54.1 It
is a “fundamental principle of international human rights and
refugee law” and prohibits the
“removal and transfer of
any individual,
regardless of their status
, when there are
substantial grounds for believing that the individual would be at
risk of irreparable harm, such as death, torture
or cruel, inhuman or
degrading treatment or punishment, persecution, enforced
disappearance or other serious human rights violations;
and
54.2
The principle is characterised by
its absolute nature without any
exception
applying to all persons, including all migrants, at all
times, irrespective of their citizenship, nationality, statelessness,
migration
status, gender, sexual orientation and gender identity.
[55]
We note that art 33(2) of the Refugees Convention provides a narrow
exception to the principle
of
non-refoulement
.
It states that the benefit of art 33(1) which encapsulates the
principle of
non-refoulement
,
‘
may
not, however, be claimed by a refugee whom there are reasonable
grounds for regarding as a danger to the security of the country
in
which he is, or who, having been convicted by a final judgment of a
particularly serious crime, constitutes a danger to the
community of
that country’.
This
exception is not recognised in customary international human rights
law. The OAU Convention, CAT and ICPPED do not include
any exception
to the principle. The Committee against Torture – which
interprets CAT – has made clear that there are
no exceptions
when it comes to the risk of torture or inhumane and degrading
treatment. The European Court of Human Rights has
taken the same
approach, as has the House of Lords.
[25]
The inevitable result is that, even in cases of a risk to national
security,
before
deporting
,
a state must make an assessment of whether the deportation is
consistent with the principle of
non-refoulement.
In our view this must
necessarily also include a “merits” assessment.
[56]
As the international organisations submit, irregular entry by a
refugee or asylum seeker cannot
serve as a bar to have their refugee
status determined. To do so would be in conflict with what is
required in terms of South Africa’s
international law
obligations. The only way to determine if they are a bona fide
refugee is to conduct a proper evaluation of their
application.
Refusing to evaluate an application because of the way a person
entered South Africa inevitably creates the risk that
people will be
removed contrary to the principle of
non-refoulement
.
[57]
HSF submits, correctly in our view, that the effect of the impugned
provisions is aggravated
by the harm they impose on children: they
have the consequence that children of asylum seekers who fail to show
“valid reasons”
or “compelling reasons” will
be deported with their parents, in circumstances where the
substantive merits of the asylum
application are not assessed at all.
Furthermore, the impugned provisions unjustifiably limit the
constitutional rights of children
who are illegal foreigners while
living in South Africa, depriving them of their most basic rights.
[58]
HSF focuses on children who are accompanied by parents or guardians
in their asylum claims. They
are referred to as dependents in the
legislative scheme (as opposed to unaccompanied minors whose
circumstances are regulated by
other provisions in the
Refugees Act
and
Immigration Act). The starting point is that a child is entirely
dependent on the conduct of the parents/guardians, for both an
asylum
transit visa and an asylum application:
58.1
The application for an asylum transit visa under s 23 of the
Immigration Act must be made in terms of Form
17 to the Immigration
Regulations.
[26]
Form 17
provides that the person applying for the asylum transit visa must
complete the Form for their dependents as well;
58.2 As
for an asylum seeker application, the
Refugees Act defines
a child as
anyone under 18 years of age and includes children under the
definition of dependents.
[27]
The person seeking asylum is then instructed to include their
dependents in their application. Children are thus treated as
dependents
in those applications;
58.3
The legislative scheme ties the state of the child directly to that
of their parent/guardian.
Section 21(2A)
of the
Refugees Act provides
that ‘
(a)ny
child of an asylum seeker born in the Republic and any person
included as a dependant of an asylum seeker in the application
for
asylum has the same status as accorded to such asylum seeker’.
Accordingly, if the
parent is disbarred for failing to comply with the procedural
requirements of the impugned provisions, their
child is similarly
disbarred even if they have a meritorious asylum claim. In this way,
children are placed in harm of
refoulement
.
Children may also face a host of other harms, since they live with
the fear of arrest and detention. In addition they are denied
other
rights whilst being illegally in South Africa, because children
without documentation experience many difficulties, including
gaining
access to healthcare, education and available social assistance.
[28]
This has been recognised by the Constitutional Court in
Scalabrini
3
:
‘
[42]
Children’s applications for asylum are generally tied to those
of their parents. The deemed abandonment
of parents’ asylum
applications has had drastic consequences on their children. CoRMSA
adduced evidence that the children
of an asylum seeker whose
application was deemed to be abandoned could not attend school for
the entire 2020 academic year because
they had no visas. In another
case, an asylum seeker’s son could not register for matric.
Like their parents, without visas,
children also face the risk of
arrest, detention and deportation. As this Court said in
Centre
for Child Law
,
it is unjust to penalise children for matters over which they have no
power or influence’.
[Footnote omitted]
[59]
The first underlying principle is that children are individual right
bearers and not mere appendages
of their parents. The second is that,
even if it can be justified that a parent ought to be barred from
applying for asylum for
procedural missteps – which we have
found cannot be countenanced – children are not to be penalised
for the missteps
of their parents. We deal with each of these
principles.
[60]
Sections 28(1)(d) and 28(2) of the Constitution place positive
obligations on the state to protect
children, given their high level
of vulnerability. The right springs from the realisation that
children are individuals with personality
distinct from that of their
parents. As the Constitutional Court noted in
S
v M
[29]
‘
every
child has his or her own dignity’
.
A child is to be constitutionally imagined ‘
as
an individual with a distinctive personality, and not merely as a
miniature adult waiting to reach full size’.
[30]
[61]
The Constitutional Court has also stressed that ‘
the
recognition of the innate vulnerability of children is rooted in our
Constitution, and protecting children forms an integral
part of
ensuring the paramountcy of their best interests’
and underscored ‘
the
importance of the development of a child, and the need to protect
them and their distinctive status as vulnerable young human
beings’
.
[31]
[62]
Included in this is a crucial procedural component: the right to be
heard. Children are to be
heard in all matters concerning their
interests, before actions that have an adverse effect on their
rights. In
AB
v Pridwin
,
[32]
the Constitutional Court confirmed that s 28(2) ‘
incorporates
a procedural component, affording a right to be heard where the
interests of children are at stake’.
Moreover
the same court stated that ‘
it
is essential in asylum applications, to pay due regard to
constitutional recognition of children as individuals, with
distinctive
personalities and their own dignity, who are entitled to
be heard in every matter concerning them’.
[33]
We agree with HSF that the impugned provisions are at odds with this
principle. Their impact is, effectively, that a disbarment
of the
parent(s)’ asylum application equates to a refusal to consider
the separate merits of the child’s asylum claim.
In this way,
the impugned provisions regard children as appendages, whose fate is
tied to the conduct of their parents, with no
regard to the merits of
their own claims. Put differently, even if it could be justified to
disbar an asylum seeker based on conduct
unrelated to the merits of
their claim, it cannot be justifiable to disbar their children from
applying for asylum based on the
conduct of those parents. This
principle has three times been repeated by our Constitutional Court
in various contexts.
[63]
First, in relation to criminal sanctions of parents, in
S v M
it was held that:
‘
Every child…
cannot be treated as a mere extension of his or her parents,
umbilically destined to sink or swim with them.
The
unusually comprehensive and emancipatory character of section 28
presupposes that in our new
[Constitutional]
dispensation
the sins and traumas of fathers and mothers should not be visited on
their children
.’
[34]
[64]
Second, the same court found in
Centre
for Child Law v Director-General: Department of Home Affairs
[35]
that it is fundamentally unjust to penalise children for matters over
which they have no power or influence. Third, this was repeated
subsequently, in
Scalabrini
3
. HSF
emphasises the similarities between
Scalabrini
3
and
the present application.
Scalabrini
3
dealt
with the lapsing of asylum seeker permits due to procedural missteps
of asylum seekers. The Constitutional Court struck down
the sections
that provided for the permits to lapse as they violated the right of
non-refoulement
,
no matter how severe the procedural missteps. That court specifically
considered the rights of children and concluded that the
fact of a
parent’s asylum seeker permit lapsing cannot prejudice the
child of the asylum seeker.
[36]
[65]
We have already touched on the paramountcy principle enshrined in
s 28(2) of the Constitution.
We agree with HSF that the impugned
provisions are not capable of an interpretation that protects the
best interests and dignity
of children
in
their own right
.
In fact, children have no say in the determination at all. Although
it has been accepted that s 28 rights are not absolute,
[37]
the positive obligation resting upon the state, coupled with the
court’s obligation to act in the best interests of the child
generally, has consequences for the application of s 36 of the
Constitution, simply because s 28(2) requires the rights
of the
child to take precedence over other state interests. Moreover, the
same section sets out the rights of
every
child
irrespective
of status: the drafters of the Constitution consciously included all
children within our borders as rights holders
and did not reserve the
s 28 rights only for citizens. The respondents themselves
rightly do not suggest that the s 28(1)(d)
right of children to
be protected from maltreatment, neglect, abuse or degradation, is
restricted to abuse only taking place within
South Africa’s
borders. Thus any legislation that enables the state to send children
to jurisdictions where they may be subject
to such abuse
(particularly in circumstances where they are at the mercy of their
parents and government officials) must be in
conflict with
s 28(1)(d). HSF thus agrees with the applicants that the
impugned provisions are not rational; and that being
the case there
is no saving them, and they must be declared unconstitutional and
invalid. HSF also points out that the impugned
provisions cannot pass
the s 36 justification analysis – indeed the respondents
have not seriously attempted to justify
a violation if s 36 was
even to come into play.
[66]
In our view it matters not that a parent could raise the impact on
their children in their own
good cause hearing, since this is
irrelevant to the requirement of valid or compelling reasons for
non-compliance with procedural
requirements. Put simply, we are
unable to place any benign interpretation on the impugned provisions
vis-à-vis children.
[67]
HSF, as previously indicated, also referred us to the CRC and African
Charter. These in essence
reaffirm that the best interests of the
child is a paramount consideration. South Africa is bound to the
provisions of both. Accordingly,
the impugned provisions should be
consistent with these instruments, which, for the reasons already
given, it is our view they
are not. We have also considered the other
international instruments to which we were referred by HSF, with
particular reference
to children. All of them support our view.
[68]
To round off, we emphasise what the Constitutional Court held in
Ruta
:
‘
[58] At a
time when the world is overladen with cross-border migrants, judges
cannot be blithe about the administrative and
fiscal burdens refugee
reception imposes on the receiving country. South Africa is amongst
the world’s countries most burdened
by asylum seekers and
refugees. That is part of our African history, and it is part of our
African present. It is clear from cases
this court has heard in the
last decade that the Department is overladen and overburdened, as
indeed is the country itself. South
Africa is also a much-desired
destination. As the High Court noted in
Kumah
,
the system is open to abuse, with the ever-present risk of adverse
public sentiment.
[59] Yet, as in
Makwanyane
and
Mohamed
and
Tsebe
, and many other
cases, our founding principles as a constitutional democracy direct
us with unavoidable clarity. There are solutions
to the problems of
refugees, and they lie within the principles expressly articulated in
and underlying our existing statutes.’
[Footnotes omitted]
The
question of s 172(2)(b) relief
[69]
In terms of s 172(2)(b) of the Constitution, a court which makes
an order of constitutional
invalidity may grant a temporary interdict
or other temporary relief to a party, pending confirmation or
otherwise by the Constitutional
Court. In prayer 4 of their amended
notice of motion, the applicants seek an interdict against the
respondents from:
‘
4.1
Deporting or causing any foreign national who has indicated an
intention to seek asylum under the Act to be deported or
otherwise
compelled to return to their countries of origin unless and until
their asylum application has been finally rejected
on its merits;
4.2
Implementing sections 4(1)(f), 4(1)(h), 4(1)(i) and 21(1B) of the Act
and Regulations 8(1)(c)(i), 8(2), 8(3)
and 8(4)… including not
arresting and/or detaining foreign nationals pursuant to the
application of these provisions; or
4.3
Refusing to allow any person to apply for asylum on the basis of the
provisions listed in paragraph 4.2 above;…’
[70]
The applicants note, correctly, that: (a) in the ordinary
course, any order of this court
regarding the constitutional
invalidity of the impugned provisions of the
Act
would only be
effective once confirmed by the Constitutional Court in accordance
with s 167(5) of the Constitution; but (b) any
order
regarding the unlawfulness of the impugned
regulations
would
apply immediately, and would not have to be confirmed by the
Constitutional Court. In our view the interim relief sought
by the
applicants is too far-reaching and would effectively have the
consequence that we step into the shoes of the legislature
for an
indefinite period. This does not sit comfortably with us. In the Part
A proceedings, the respondents agreed to limited relief,
which was
curtailed in the judgment and order pertaining to that relief to the
following:
‘
The respondents
are interdicted from initiating any process to deport any foreign
national present in the Republic in the event
that such foreign
national has indicated an intention to make an application for asylum
– in terms of section 21 [1B] of
the
Refugees Act 130 of 1998
.’
[71]
The applicants themselves say that the order in Part A has had the
unintended consequence that
the respondents have ceased to allow any
new asylum seekers to apply for asylum. In other words, the asylum
system has been shut
down. The respondents, in their supplementary
note, highlight a number of possible practical difficulties if we
were to grant the
s 172(2)(b)
relief the applicants seek. They
range from the potentially prejudicial consequences to individuals
who are in the country lawfully
under another type of visa, and who
now seek to apply for asylum, having the onus of proving a change in
circumstances whisked
away from them, leaving them only with the
“valid reasons” threshold, to the “protections”
of
regulation 8(4)
being denied to individuals who appear before
court on a charge of being an illegal foreigner under the Immigration
Act.
[72]
We have weighed all of this up. We have also taken into account that
the constitutional challenge
before us is an abstract one; and
accordingly there is nothing to prevent any particular affected
individual from approaching court
in his or her own right for the
relief granted in
Ashebo
, or any other relief, given our
findings and pending confirmation or otherwise by the Constitutional
Court. We deliberately adopt
a cautious approach in declining to
grant any s 172(2)(b) relief, because as indicated, the
ramifications to hundreds of thousands
of individuals in this
country, as well as the respondents, are potentially both too risky
and too great. We shall thus simply
suspend our declaration of
invalidity of the regulations pending the outcome of the confirmation
proceedings in relation to the
impugned statutory provisions by the
Constitutional Court (the latter are automatically suspended in terms
of s 172(2)(a)).
Costs
[73]
The costs of Part A were ordered to costs in the cause in Part B. The
Biowatch
[38]
principle applies. The applicants have been substantially successful.
Although not possible to say with certainty, we are comfortable
with
attributing roughly 20% of the applicants’ costs to the
unsuccessful application for the s 172(2)(b) relief. It
is well
settled that an amicus curiae appears not as a party, but as a friend
of the court, and is thus not generally entitled
to costs
[39]
(none of the amici seek costs in any event). Both the applicants and
the respondents employed three counsel. All were agreed that,
if
costs were to be awarded, they should be on Scale C.
[73]
The following order is made:
1.
It is declared that sections 4(1)(f), 4(1)(h), 4(1)(i) and 21(1B) of
the Refugees
Act 130 of 1998 (“the Act”) are inconsistent
with the Constitution of the Republic of South Africa, 1996 (“the
Constitution”) and invalid;
2.
It is declared that regulations 8(1)(c)(i), 8(2), 8(3) and 8(4) of
the Refugee
Regulations, published in GNR 1707, Government Gazette
42932, on 27 December 2019 (“the Regulations”) are
inconsistent
with the Constitution and invalid;
3.
In terms of section 172(2)(a) of the Constitution, paragraph 1 of
this order
is referred for confirmation or otherwise by the
Constitutional Court;
4.
The declaration in paragraph 2 of this order is suspended pending the
outcome
of the proceedings referred to in paragraph 3 above;
5.
The interim interdict granted in Part A of this application is
discharged;
6.
The relief sought by the applicants in terms of section 172(2)(b) of
the Constitution
is refused; and
7.
The respondents shall pay 80% of the applicants’ costs
(including those
incurred in respect of Part A) on Scale C (party and
party), jointly and severally, the one paying, the others to be
absolved,
and including the costs of 3 (three) counsel where so
employed.
JUSTICE J CLOETE
I
agree.
JUSTICE L NUKU
I
agree.
ACTING JUSTICE S
KHOLONG
For
the applicants
: Adv A Katz SC with Adv D Simonsz and Adv G
Slingers
Instructed
by
: Lawyers for Human Rights (Ms N Mia)
For
the respondents
: Adv N Arendse SC with Adv D Borgstrom and Adv A
Nacerodien
Instructed
by
: Denga Inc. (Mr A Denga)
For
the first to third amici
: Adv M Bishop with Adv M Mokhoaetsi
Instructed
by
: Cliffe Dekker Hofmeyr Inc. (Mr G Xaba)
For
the fourth amicus curiae
: Adv I De Vos
Instructed
by
: Norton Rose Fulbright South Africa Inc. (Mr J Whyte)
[1]
Part A ( the urgent interim relief) was heard by Manca
AJ, who handed down judgment on 13 September 2024: Scalabrini
Centre
of Cape Town v Minister of Home Affairs and Others (8486/2024)
[2024] ZAWCHC 263.
[2]
The additional and/or alternative relief contained in
prayer 3 of the amended notice of motion dated 1 November
2024,
ie to review and set aside the impugned regulations, was abandoned
during argument.
[3]
No 130 0f
1998.
[4]
In terms of s38 of the Act, published in GNR 1707, GG
42932 dated 27 December 2019.
[5]
[1997] ZACC 6
;
1997 (3) SA 786
(CC) at para 9; see also Brummer v
Minister of Social Development 2009 (6) 323 (CC) at para 20.
[6]
Convention Against Torture and Other Cruel, Inhuman or
Degrading Treatment or Punishment.
[7]
Ashebo v Minister of Home Affairs
2023 (5) SA 382
(CC).
[8]
No 38 of 2005.
[9]
Refugees Amendment Act 11 of 2017.
[10]
No 13 of 2002.
[11]
Ashebo v Minister of Home Affairs 2023 (5) SA 382(CC).
[12]
At para 28.
[13]
Ruta v Minister of Home Affairs 2019 ( 2)SA329 (CC) at para 24.
[14]
Abore v Minister of Home Affairs
2022 (2) SA 321
(CC) at para 44.
[15]
At para 29.
[16]
The applicants accept however that certain of the challenged
provisions – ie. S 4(1)(f), 4(1)(h) and 4(1)(i) – can
in
principle operate after a foreigner is allowed to apply for asylum.
[17]
Ruta at para 26.
[18]
At para 16.
[19]
At paras 41 to 43.
[20]
At para 45.
[21]
At para 40 and following.
[22]
Scalabrini Centre of Cape Town and Another v Minister of Home
Affairs and Others
2024 (3) SA 330
(CC) (‘Scalabrini 3’).
[23]
Dawood; Shalabi; Thomas v Minister of Home Affairs 2000 (3) SA 936
(CC).
[24]
Special Rapporteur on the Human Rights of Migrants
Report
on Means to Address the Human Rights Impact of Pushbacks of Migrants
on Land and Sea
,
A/HRC/47/30 (12 May 2021).
[25]
The sources are: General Comment No 31 (n 14) at para 12; CCPR
General Comment No 20: Article 7 (Prohibition of Torture, or Other
Cruel, Inhuman or Degrading Treatment or Punishment) (1992) at
para 9. See also International Organisation for Migration
IML
Information Note on the Principle of Non-refoulement (2023) at 9;
Seid Mortesa Aemei v Switzerland, Communication No 34/1995,
U.N.
Doc. CAT/C/18/D/34/1995 (1997) at para 9.8; D v the United Kingdom
[1997] ECHR 25
;
24 EHRR 423
, [1997] ECHR at para 47; Secretary of State for the Home
Department v Rehman [2003] 1 AC 920.
[26]
Published in GN R413, GG 37679 dated 22 May 2014.
[27]
In terms of
s 1
of the
Refugees Act.
[28
]
See, for example, Centre for Child Law v Minister of Basic Education
2020 (3) SA 141
(ECG) concerning the exclusion of undocumented
children from schools; and Centre for Child Law v Director-General
Department
of Home Affairs [2020] ZAECHGHC 43, concerning a
challenge to the Births and Deaths Registration Act to the extent
that it leaves
children without birth certificates. The latter
challenge was subsequently upheld by the Constitutional Court in
Centre for Child
Law v Director-General: Department of Home Affairs
2022 (2) SA 131 (CC).
[29]
S v M (Centre for Child Law as Amicus Curiae)
[2007] ZACC 18
;
2008 (3) SA 232
(CC).
[30]
At para 18.
[31]
Centre for Child Law and Others v Media 24 Limited and Others
2020
(1) SACR 469
(CC) at paras 71 to 72.
[32]
AB v Pridwin Preparatory School
2020 (5) SA 327
(CC) at para 141.
[33]
S v M at para 43.
[34]
At para 18.
[35]
See fn 28 above at paras 71 to 74.
[36]
At para 42.
[37]
S v M at para 26.
[38]
Biowatch Trust v Registrar, Genetic Resources, and Others
2009 (6)
SA 232
(CC) at paras 21 to 28.
[39]
See inter alia Eskom Holdings Soc Ltd v Resilient Properties (Pty)
Ltd
2021 (3) SA 47
(SCA) at para 92.
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