Case Law[2025] ZAWCHC 265South Africa
V.N and Another v S (Appeal) (A21/2025) [2025] ZAWCHC 265 (23 June 2025)
High Court of South Africa (Western Cape Division)
23 June 2025
Judgment
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## V.N and Another v S (Appeal) (A21/2025) [2025] ZAWCHC 265 (23 June 2025)
V.N and Another v S (Appeal) (A21/2025) [2025] ZAWCHC 265 (23 June 2025)
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sino date 23 June 2025
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IN
THE HIGH COURT OF SOUTH AFRICA
(WESTERN
CAPE DIVISION)
Case
number: A21/2025
In the matter between:
V[...]
N[...]
First Appellant
ANDILE
NDUNGA
Second Appellant
And
THE STATE
Coram:
MANTAME J et PANGARKER J
Hearing date:
30 May 2025
Judgment delivered:
23 June 2025
ORDER
a.
The appeal against conviction of
both
appellants
on
Count
1
succeeds to the following extent and
the order of the Court
a quo
is substituted as follows:
Accused
1
: Guilty – Theft
Accused
3
: Guilty – Theft
b.
The second appellant’s
appeal
against conviction on
Count 6
succeeds to the following extent and the order of
the Court
a quo
is
substituted as follows:
Accused
3
: Guilty – Housebreaking with
intent to rob and robbery
c.
The first appellant’s
appeal
against conviction on
Counts 2, 4, 5 and
8
, is dismissed. The convictions of the
first appellant are confirmed.
d.
The second appellant’s
appeal
against conviction on
Counts 3, 4, 5 and
8
, is dismissed. The convictions of the
second appellant are confirmed.
e.
The appeal against sentence of
both
appellants
on C
ount
1
succeeds to the extent that the
sentence of 15 years’ direct imprisonment imposed by the Court
a quo
in
respect of each appellant is set aside and substituted with the
following sentences:
Accused
1
: Theft – Six (6) years’
imprisonment
Accused
3:
Theft – Six (6) years’
imprisonment
The above sentences, as
substituted, are backdated to 27 June 2024. In terms of section
280(2) of the Criminal Procedure Act 51
of 1977 (CPA), these
sentences shall run concurrently with life imprisonment imposed on
each appellant on Count 2 (accused
1/first appellant) and Count 3
(accused 3/second appellant).
f.
The second appellant’s
appeal
against sentence on
Count 6
succeeds to the extent that the sentence of 15
years’ direct imprisonment imposed by the Court
a
quo
is set aside and substituted with
the following sentences:
Accused
3
: Housebreaking with intent to
rob and robbery – Ten (10) years’ imprisonment.
The above sentence, as
substituted, is backdated to 27 June 2024, and shall run concurrently
with life imprisonment imposed on him
on Count 3.
g.
The
first appellant’s
appeal against the sentences imposed by the Court
a quo
on
Counts 2, 4, 5 and 8,
is
dismissed. The sentences are confirmed.
h.
The
second
appellant’s
appeal against the
sentences imposed by the Court
a quo
on
Counts 3, 4, 5 and
8
, is dismissed. The sentences are
confirmed.
JUDGMENT
PANGARKER J (MANTAME J
concurring)
The charges and
convictions
[1]
The first appellant was accused 1 and the second
appellant was accused 3 in the Wynberg Regional Court and were
charged with the
following serious offences:
Both appellants
Count
1
–
robbery
with aggravated circumstances as intended by section 1 of the
Criminal Procedure Act 51 of 1977
(CPA)
read with section 51(2) of the Criminal Law
Amendment Act 105 of 1997
(CLAA)
Count
4
–
compelling
or causing children to witness sexual offences as referred to in
section 21(1) of the Criminal Law (Sexual Offences and
Related
Matters) Amendment Act 32 of 2007
(SORMA)
as amended (child complainant I[...] C[...])
Count
5
–
same
as Count 4 (child complainant E[...] C[...])
Count
8
–
housebreaking
with intent to commit a crime unknown to the State
Count
9
–
robbery
with aggravated circumstances as intended by section 1 of the CPA
read with section 51(2) of the CLA A
First appellant only
Count
2
–
rape
as defined in section 3 and as read with various sections of the
SORMA and section 51(1) of the CLAA
Second appellant only
Count
3
-
rape as defined in section 3 and as read with various sections of the
SORMA and section 51(1)
of the CLA A
Count
6
–
housebreaking
with intent to commit a crime unknown to the State
Count
7
-
robbery with aggravated circumstances as intended by section 1 of the
CPA read with section
51(2) of the CLAA.
[2]
Accused 2, Thembelani Matolengwe (Thembelani), was
the appellants’ co-accused and convicted of certain counts on
the basis
of common purpose. The first appellant was convicted on
counts 1, 2, 4, 5 and 8, and acquitted on count 9. The second
appellant
was convicted on counts 1, 3, 4, 5, 6 and 8, and acquitted
on counts 7 and 9 respectively. In respect of count 8, the Court
a
quo
found that there was a duplication
of charges with count 9 and thus convicted both appellants of the
offence of housebreaking with
intent to rob and robbery with
aggravated circumstances.
[3]
As for the rape charges, on counts 2 (first
appellant) and 3 (second appellant), each of the appellants was
sentenced to life imprisonment
in terms of section 51 (1) of the
CLAA. On counts 1, 6 and 8, the Regional Court imposed the minimum
sentences of 15 years’
imprisonment, and all the sentences
imposed on the other counts were ordered to run concurrently with the
life imprisonment.
[4]
The appellants exercise their automatic rights of
appeal in respect of the life imprisonment on the rape counts. In
respect of the
remaining counts and the sentences imposed by the
Regional Court in respect thereof, the appeals against convictions
and sentence
are with leave of the Court
a
quo.
Trial in the
Regional Court
[5]
The appellants were legally represented in the
Regional Court and the magistrate explained the application of the
minimum sentence
legislation to them as well as the provisions of
section 50(1) of the SORMA,
section 120(4)
of the
Children's Act 8 of
2005
and the applicable competent verdicts. The appellants pleaded
not guilty to all the charges and offered no plea explanations. The
State called five witnesses, and the appellants testified in their
own defence. As the appellants appeal all their convictions,
the
evidence in the trial court is summarised below.
B[...]
C[...]
[6]
Ms C[...] is the complainant in respect of counts 1 to 3.
During
2021, she was living with her husband and two minor children, aged 3
and 6 respectively in a one-roomed shack in the informal
settlement,
Marikana. On 25 May 2021, at approximately 20h00, she was at home
with her children while her husband was working nightshift
duty. She
heard a knock at the door and heard a familiar voice of accused 2,
Thembelani, call out for her. She enquired as to what
he wanted, but
he did not respond.
[7]
Another male voice, unknown to her, stated the
following:
“
Open
the door. This is a shack. If I want to, I can open it.”
[1]
[8]
Ms C[...] went to the door and opened it. She
testified that the first appellant, known as Vovo, and the second
appellant, known
to her as Blacks, along with an unknown short male,
entered the shack. They removed two cell phones and sneakers from the
cupboard,
and food from the refrigerator. At the time the men entered
the complainant’s shack, the children were on the bed. The
complainant
explained that she did not scream because Thembelani, who
was outside the shack, was with the appellants and she was in shock.
[9]
After they removed the items, the men departed
from Ms C[...]’s premises and proceeded to her next-door
neighbour, Ms Yoliswa
Payi. Ms C[...] heard them kick at the door to
Ms Payi’s shack and she waited until they left before she
decided to leave
her shack. Ms C[...] and Ms Payi later met up and
discussed the incidents but due to the lateness of the hour, they did
not report
the incidents to the police. Ms C[...] returned to her
shack and the children and fell asleep. I refer to these events,
which relate
to count 1, as
the first
incident.
[10]
Shortly after midnight, Ms C[...] heard a knock at her shack door
again. She
did not open and asked the person(s) at
the door, what they wanted. An unknown male voice demanded that she
must open the door,
or they would kill her if she refused. At that,
she again asked what they wanted. The response from the male(s) at
her door was
to ask her whether they should open the door themselves
or was she going to open it? She then replied that she would open the
door.
At the time, she did not have her cell phone.
[11]
Ms C[...] switched on the light in the shack and
opened the door and with that, the appellants entered. The first
appellant instructed
her to switch off the light and she refused, and
the second appellant then switched off the light. She testified that
her children
were on her bed and crying.
[12]
The second appellant pushed Ms C[...] towards the
bed, and she fell backward onto the bed. He then lifted her dress,
moved her panty
aside, took out his penis which he inserted in her
and raped her vaginally. During the rape, the first appellant stood
at the door
and used something to provide light in the shack.
[13]
After the second appellant was done, he moved to
the door and the first appellant moved towards the complainant and
took out his
penis, inserted it into her vagina and raped her on the
bed. The rape occurred in the presence of her children. Thereafter,
the
second appellant put water in a large tub and the first appellant
ordered Ms C[...] to wash herself and she complied. She testified
that the first appellant threatened her that should she inform anyone
of the rapes, they would kill her and her family. This is
referred to
as
the second incident.
[14]
The appellants then left the shack and Ms C[...]
switched on the light. They had left the door open, and she went to
her neighbour
Portia, whereafter Ms Payi arrived. Ms C[...], who was
crying and traumatised at the time, reported the rapes to her
neighbours
and called her husband from Portia’s phone. She
testified that she reported the rapes to her husband and identified
the perpetrators
to him. One of her neighbours spoke to her husband,
who arrived with his manager, and they transported her to the police
station
where she made a statement. She also underwent a medical
examination which included an HIV test later on after the rape
incident.
[15]
Ms C[...] explained that she felt scared at the
time of the incidents and even during the trial. She was offered
counselling but
was not ready at that stage to receive help but
indicated during her testimony that she would like to receive
counselling. Her
children had also not received counselling, and she
did not know how their witnessing of the rapes had affected them. She
explained
that testifying at the trial, took her back to the time and
occurrence of the incidents.
[16]
Ms C[...] confirmed that the items removed from
her shack were never recovered and that she had not given anyone
permission to take
them. Insofar as how she knew the appellants, she
stated that they lived in the area for a year prior to the incidents
occurring
and she saw them in the community.
[17]
She had never spoken to the appellants prior to
the incidents and explained that she had heard them being called Vovo
and Blacks
by community members. Vovo (first appellant) lived
opposite her and Blacks (second appellant) lived further up the road.
It was
put to her that the appellants deny ever being on the scene at
her shack, deny the rapes and had no knowledge of the two
incidents.
[18]
The complainant was steadfast in her version of
events which occurred at 20h00 in her shack and that the appellants
returned later
to rape her. Insofar as the lighting in the room
during the second incident, she testified that approximately two
minutes had passed
from the time she switched on the light to the
time she was ordered to switch off the light. Furthermore, the
streetlight illuminated
the shack during both incidents and the
appellants had also not changed their clothes from entering the shack
during the first
incident to the later commission of the rapes, nor
had they covered their faces or identities.
Yoliswa Payi
[19]
Ms Payi is the second complainant and counts 6 to
9 relate to her. She confirmed living in Marikana and that her shack
was close
to Ms C[...]’s. The shacks were so close that you
could easily hear sounds and movement from a next door neighbour’s
shack.
[20]
She did not recall the date nor month, but
explained that one evening in 2021, at about 20h00, she heard
knocking on Ms C[...]’s
door and male persons asking for a
phone and other items; the men then left Ms C[...]’s house and
came to her shack. In relation
to Ms Payi, this is
the
first incident.
[21]
Thembelani and the second appellant whom she
referred to as Black Power, shoved or kick the door to her shack,
causing it to open
and they thus entered. The second appellant asked
for her Samsung phone, which she gave to him, and they then left her
shack. She
explained that she was in shock. Her shack was illuminated
by the inside light and the very bright streetlight. She testified
that
the second appellant lived in the area.
[22]
Ms Payi described
the
second incident
as follows: early the
next morning, her door was shoved open again, and the two appellants
entered her shack. At the times, she
was with her husband. The
appellants demanded cell phones and an exchange with her husband
ensued, as he refused to hand over the
cell phone. The first
appellant threatened to shoot her and her husband if they did not
give him money.
[23]
The first appellant became increasingly angry and
continued with the threats. At that stage, the first appellant
had taken
the cell phone, food, coins and a jacket, and the second
appellant also took a jacket and food. Her husband’s phone was
valued
at R2500 and one of the jackets also belonged to him. The
second appellant convinced the first that they should leave because
Ms
Payi did not have money, and they then left Ms Payi’s shack.
[24]
Ms
Payi testified that she then heard the appellants knocking on Ms
C[...]’s door, demanding that she opens and threatening
to
shoot if she refused to comply. Ms C[...] opened the door, and at
that time, the first appellant called out to her (Ms Payi)
demanding
that she goes to sleep
[2]
. She
testified that all went quiet until she heard sounds emanating from
Ms C[...]’s shack which sounded like someone having
sexual
intercourse. Not long thereafter she heard Ms C[...] knocking on a
neighbour’s door requesting them to open. Ms Payi
left her
shack and went to the neighbour, where she found a distraught Ms
C[...], who reported to them that the appellants had
raped her. She
confirmed that Ms C[...] called her husband to report the rapes, and
he arrived to take her to the police station.
[25]
She returned to her shack and later Thembelani
returned with her cell phone regretful and shocked when informed that
his co-accused,
the appellants, returned to Ms C[...] and raped her.
Ms Payi concluded her testimony by stating that the incidents made
her fearful
of men, she became distant with her husband, and they
relocated subsequently. She was open to receiving counselling or
therapy.
[26]
The cross-examination of Ms Payi was brief and
ineffectual. As with Ms C[...]’s cross examination, a bare
denial that the
appellants were at her shack was put to Ms Payi, but
she was steadfast in her version of the events, that the appellants
entered
her shack on two occasions: in the first incident, Thembelani
and the second appellant were involved, and in the second incident,
both appellants were involved.
[27]
Ms Payi explained that she had asked Ms C[...]
about the sounds she had heard coming from the latter’s shack
and was informed
by Ms C[...] that the sounds stemmed from her while
she was being raped. Ms Payi was firm that the second appellant was
known to
her and in the community as Black Power. She had identified
him from a photo identification album presented to her by the police.
P[...] N[...]
[28]
Mr N[...] was married to Ms C[...] at the time of
the incidents which are described above. He confirmed that Ms C[...]
called him
while he was at work and reported to him that Thembelani
had knocked on her door, that the appellants had entered their shack
and
taken items from them.
[29]
Ms C[...] reported to him that the appellants
raped her and instructed her to bath. He borrowed a vehicle, came
home and took her
to the police station. Mr N[...] confirmed that the
appellants did not live far from their home, that Vovo and V[...],
the first
appellant, was the same person and that the shack was
well-lit.
Hubert Noble
[30]
Mr Noble was the investigating officer in the
Philippi East matter and testified that the first appellant and
Thembelani were arrested
prior to the third appellant’s arrest.
Dr Mati Laurie
Matanda
[31]
The State called Dr Matanda, a medical doctor of
20 years’ experience at the time of her testimony, employed at
Thuthuzela,
Heideveld. Her duties included medical examinations of
victims of sexual abuse and the collection of DNA evidence.
[32]
She
was not the medical practitioner who conducted the examination of Ms
C[...], nor the author of the J88
[3]
.
The medical examination was conducted by Dr Ahmed Haffejee who was on
extended sick leave. Dr Matanda had familiarised herself
with the
content of the J88 completed by her colleague and was called to
testify about the information recorded in the report and
answer any
questions which required clarity or an explanation.
[33]
According
to the observations recorded in the J88, the gynaecological
examination performed on Ms C[...] indicated a 3mm fresh tear
on the
fossa
navicularis,
part
of the vestibule in the vagina. Dr Hafejee found the hymen
configuration to be carunculated, which according to him, meant
that
it had multiple clefts and bumps
[4]
.
Dr Hafejee also noted a whitish discharge in the complainant’s
cervix and vagina.
[34]
Dr Matanda clarified that usually “
carunculated”
refers to a remnant of the hymen left behind or
broken. In her view, she could not speak of “
clefts
and bumps”
on the hymen when the
hymen was broken or only remnants were left behind. She explained
that the clefts and bumps referred to by
her colleague were the
pieces or remnants of the hymen which were visible at the time of Ms
C[...]’s medical examination.
[35]
Dr Hafejee’s conclusion of the
gynaecological examination was that the findings were compatible with
an alleged sexual assault
or forced penetration of the vagina by a
penis or object. Dr Matanda testified that a forceful penetration
could be one of the
causes of a fresh tear, when the patient/victim
was resisting.
[36]
In
cross-examination, the appellants’ legal representative queried
whether Dr Hafejee had contradicted himself with reference
to his
observation that the hymen was carunculated and that there were
clefts and bumps. The witness explained that with a carunculated
hymen, the hymen membrane is destroyed and what is left behind are
“
pieces
here and there,”
which
appear as small bumps as Dr Hafejee had recorded
[5]
.
On the Court’s questions, the witness expressed that the
multiple clefts and bumps were a pre-existing condition and that
it
was likely that the hymen was destroyed during childbirth
[6]
.
[37]
The
forensic biology report
[7]
indicated that not enough male DNA was obtained from DNA swabs taken
from Ms C[...].
The appellants’
versions
[38]
The first appellant denied any knowledge of the
incidents alleged by the State and as testified by the two
complainants. He could
not recall his whereabouts on the evening and
early morning when the robberies, house-breaking and rapes occurred.
He was arrested
at a neighbour’s house. Under
cross-examination, the first appellant admitted that he is referred
to as Vovo. He knew Thembelani
but they were not friends and denied
knowing the second appellant at all.
[39]
The second appellant denied that he was known as
Blacks or Black Power. He stated that his nickname was Adja which was
a shortened
version of Andile. He confirmed that he lived in the
area. He testified that he would see the first appellant occasionally
and
he denied all the allegations related to the offences and
testified that the complainants were unknown to him.
Judgments on
convictions and sentence
[40]
In her
judgment on conviction, the Regional Magistrate found that the
identities of the appellants were established and that the
complainants corroborated each other in this respect. The further
main findings were that: the complainants corroborated each other
with regard to the home invasion and robbery; the medical evidence
supported Ms C[...]’s version of forced vaginal penetration;
in
respect of Ms Payi, on both occasions, the appellants’
intentions were to break into her house and to rob her with
aggravating circumstances; and accused 2 acted in common purpose with
the appellants when he threatened Ms C[...] to open the shack
door.
The Regional Magistrate found a duplication of charges in respect of
the housebreaking and aggravated robbery charges
[8]
.
[41]
The further findings were that the threats uttered
and the manner in which the appellants entered the shack caused Ms
C[...] to
submit to the request by the men as she feared being harmed
by them. Furthermore, it was found that both appellants had raped Ms
C[...] in the presence of both of her children, allowing or causing
them to witness such sexual offences.
[42]
In respect of sentencing, the Regional Magistrate
found that there existed no substantial and compelling factors and
that life imprisonment
was justified for each appellant in respect of
the rapes.
Grounds of appeal
[43]
In respect of
conviction
,
the grounds of appeal are that the Court
a
quo
erred in finding that the State had
proved the appellants’ guilt beyond reasonable doubt; that the
witnesses were honest and
reliable and that the only reasonable
inference from the facts was that the appellants committed the
offences.
[44]
In the appellants’ written submissions, for
the first time, they raise the issue of duplication of charges in
respect of counts
4 and 5 and counts 6 and 8. The submission is that
these counts arise out of the same incidents.
[45]
With regard to the appeal against sentence, the
appellants’ grounds of appeal are that the interests of the
community and
seriousness of the offences were over-emphasised at the
expense of their personal circumstances, and that the element of
mercy
was not considered during sentencing. The further ground is
that life imprisonment would hinder rehabilitation and that the
sentences
imposed are startingly inappropriate and induced a sense of
shock.
Issues in the
appeal
[46]
Having considered the record of proceedings, the
findings of the Court
a quo,
the
grounds of appeal and the parties’ submissions, the issues in
the appeal are as follows:
[46.1]
Whether the State proved robbery with aggravated circumstances on
count 1;
[46.2]
Whether the Regional Court’s finding of housebreaking with
intent to rob and robbery with aggravated
circumstances on count 6
was correct;
[46.3] The
rape convictions on counts 2 and 3;
[46.4]
Whether counts 4 and 5 should have been one charge and whether the
elements of the offences were
satisfied;
[46.5]
In respect of the appeals against sentence, whether the Regional
Court erred in not finding substantial
and compelling factors to
deviate from the prescribed minimum sentences, and the remaining
grounds of appeal.
Interference on
appeal
[47]
In
S v Monyane and
Others
[2006] ZASCA 113
at
paragraph
[15]
, the Supreme Court of Appeal stated that: “
[15]
This court's powers to interfere on appeal with the findings of fact
of a trial court are limited.
It has not been suggested that
the trial court misdirected itself in any respect. In the
absence of demonstrable and material
misdirection by the trial court,
its findings of fact are presumed to be correct and will only be
disregarded if the recorded evidence
shows them to be clearly wrong
(S v Hadebe and Others
1997 (2) SACR 641
(SCA) at 645e-f). This, in
my view, is certainly not a case in which a thorough reading of the
record leaves me in any doubt as
to the correctness of the trial
court's factual findings. Bearing in mind the advantage that a
trial court has of seeing,
hearing and appraising a witness, it is
only in exceptional cases that this court will be entitled to
interfere with a trial court's
evaluation of oral testimony (S v
Francis
1991 (1) SACR 198
(A) at 204e). “
Count 1: Robbery
with aggravating circumstances
[48]
During the appeal, I enquired from both counsel
whether the State had succeeded in proving robbery with aggravating
circumstances
in respect of the first incident at Ms C[...]’s
shack at 20h00 and whether the Regional Magistrate was correct when
she convicted the appellants of robbery with aggravating
circumstances, as charged.
[49]
The Regional Magistrate found that one of the men,
after accused 2 had called out to the complainant while at the door,
said that
she must open the door, that it is a shack and if he wanted
to, he could open the door. She further found that the threat uttered
from outside the door and the manner in which the appellants entered,
caused Ms C[...] to submit to the request out of fear of
being harmed
by them and that they ransacked her shack. It must be remembered that
Ms C[...] opened the door of her shack after
the words were uttered
from outside and the appellants and an unknown man entered and
removed her property.
[50]
Both counsel submitted in response that the facts
found to be proved did not support a finding that the State proved
robbery with
aggravating circumstances. Instead, counsel for the
repondent was of the view that the offence committed by the
appellants was
robbery and that the State had not proved any
aggravating circumstance within the definition of
section 1(1)
of the
Criminal Procedure Act (CPA
). The discussion regarding robbery and
its elements which follows below, also applies to count 6, which I
consider hereafter.
[51]
Snyman
identifies the elements of robbery as follows: theft of property “
by
unlawfully and intentionally using violence to take the property from
somebody else, or threats of violence to induce the possessor
of the
property to submit to the taking of the property”
[9]
.
There
must be a causal link between the violence and the taking of the
property, in other words, the theft of the property. The
theft
element is not problematic in respect of count 1.
[52]
Turning
to the violence element in the crime of robbery, it is so that the
crime may be committed or completed if there is use or
application of
force directed at the complainant, or threats of violence directed at
the complainant. In
Moloto
v S
[10]
,
Rumpff JA discussed the elements of robbery with specific reference
to threats of violence. The Appellate Division in
Moloto
held
that there must be the intention to render the victim defenceless,
albeit temporarily defenceless, by eliminating the complainant’s
resistance so that she submits to the robber so as not to defend her
property or she acquiesces in the fact that the robber steals
her
property
[11]
. In such scenario
the threat of violence must lead to the complainant’s
acquiescence or submission to the theft of her property.
[53]
In
respect of the threat of violence implicit in the crime of robbery,
the following further factors should be considered: (a) the
threat
should be of such a nature that it would lead to conviction of the
crime of assault; (b) whether the complainant’s
will is
overcome or she acquiesces due to the threat of violence must be
determined subjectively, and not according to the reasonable
person
test
[12]
, and (c) the threat
of violence may be expressed or implied.
[54]
The
subjective test referred to requires a determination of whether, in
the complainant’s mind, she felt threatened in that
she
believed that the threats would be carried out by the robber(s)
[13]
.
Applying the above elements and test to the facts related to
the first incident at Ms C[...]’s shack, I accept
that by
stating to her from outside the shack that she must open the door and
that if he (the speaker) wants to, he can open the
door, a verbal
threat was conveyed to her.
[55]
The evidence which the Regional Magistrate
accepted was that after the utterance, Ms C[...] opened the door of
her shack, the men
entered, went to the cupboard and bed, removed
certain items, and then left. Neither of the appellants (nor the
unknown male) verbally
or by their conduct prior to or during the
action, threatened Ms C[...] with grievous bodily harm from the
moment of entry into
the shack to the time of their exit.
[56]
The question arises whether, as the Regional Court
found, the verbal threat to open the door caused Ms C[...] to submit
to the taking
of her items out of fear of being harmed? In order to
answer the question, I have regard to Ms C[...]’s testimony
that when
she went to open the door, the appellants and the unknown
male simply entered, said nothing to her, took her property and left
the shack. Significantly, she also explained that she was in shock
but did not scream because Thembelani, whom she knew was present
outside the door, and because the men did not approach her.
[57]
This
testimony informs my view that the threat to open the door, which was
made before the appellants and unknown male entered and
then
proceeded to divest Ms C[...] of her property, cannot be equated with
a threat of physical harm or violence to hand over her
property or to
acquiesce in its removal or taking
[14]
.
Ms C[...] complied in opening the door. At that stage, the threat to
open the door (should Ms C[...] not comply with the instruction
or
demand) was, in my view, at best a threat to damage Ms C[...]’s
door/property and not a threat of physical violence or
physical harm
directed at her.
[58]
To add, in order for such verbal threat to have
been elevated to a threat of physical violence directed at her,
something more was
expected or required. For example, had Ms C[...]
perhaps refused to open the door after the threat was issued, the
situation would
or could have escalated to a threat of physical
violence and/or the door could have been forced or kicked open, or a
further verbal
threat of physical violence may have followed. None of
these actions occurred during the first incident.
[59]
Having
regard to the elements of robbery and the factors to be considered
when determining whether a threat of violence exists,
the verbal
threat in this scenario must have been one of immediate violence and
directed at Ms C[...]. However, as can be seen
from the facts
presented by the State and accepted by the Court
a
quo,
they
do not support a finding of an immediate threat of violence directed
at the complainant
[15]
.
[60]
Insofar
as the Regional Magistrate’s finding that the verbal threat to
open the door and the manner of entry caused Ms C[...]
to submit to
the request out of fear of being harmed, I must emphasise that the
acquiescence to the removal of her property must
be as a result of
the threat of physical violence or harm directed at her
[16]
.
On the facts related to count 1, Ms C[...] opened the door, did not
scream nor do anything as accused 2 whom she was familiar
with was
outside the door; she was not approached, nor physically threatened
and the men proceeded directly to remove items from
her house and
then leave.
[61]
Furthermore, there was also not an implied threat
of physical violence and/or grievous bodily harm directed at Ms
C[...]. To elaborate,
there was no verbal or physical interaction in
the shack or as the appellants left the shack after taking the items,
to cause me
to conclude that a threat of grievous bodily harm was
issued or directed at Ms C[...] at that stage. In view of the above
findings,
I do not agree that the State proved that the threat issued
to open the door amounted to a threat of violence, directly or
impliedly,
and that such threat plus the taking of the items
constituted the crime of robbery.
[62]
Accordingly, the Regional Magistrate’s
finding that Ms C[...] opened the door because of a fear of being
harmed and acquiesced,
was incorrect and so too her finding that the
State had proved aggravating circumstances in that a threat to
inflict grievous bodily
harm was made towards her. In view of my
finding that the State did not prove robbery, there is no need to
discuss the aggravating
circumstances as there can be no crime of
robbery with aggravating circumstances if robbery was not proved.
[63]
Having regard to the facts related to the first
incident, I am satisfied that the State indeed proved the crime of
theft of the
items listed in Count 1, and accordingly, succeeded in
proving that the appellants committed the offence of theft, which is
a competent
verdict on a charge of robbery.
Accordingly,
interference in the Court
a quo’s
finding on Count 1 is warranted, with the
result that the appeal against the convictions on Count 1 succeeds to
an extent that the
conviction on robbery with aggravated
circumstances will be set aside and be replaced with a conviction of
theft in respect of
both appellants.
[64]
As a
matter of completeness, I point out that the aggravating circumstance
described in the charge sheet on Count 1 was that the
appellants
threatened to kill the complainant. While it is academic in view of
the above finding of theft, the Regional Magistrate
convicted the
appellants on Count 1 as charged
[17]
,
which was also incorrect as there was simply no evidence of a threat
to kill Ms C[...].
Count 6 and Count 8
[65]
Count 6 relates to the second appellant only and
the first incident at Ms Payi’s shack. The Regional Magistrate
found that
the housebreaking was committed with the intention to rob
and convicted the second appellant and accused 2 of housebreaking
with
intent to rob and robbery with aggravated circumstances.
[66]
In the appeal, the appellant sought to argue that
there was a duplication of charges in respect of Counts 6 and 8 as
they arose
out of the same incident. This is simply incorrect. The
action in Count 6, which occurred at 20h00 at Ms Payi’s shack
was
completed, and the second appellant and accused 2 Thembelani,
left the shack.
[67]
Some four hours later, both appellants
returned to her shack, and committed a different action, to which
Count 8 refers. Thus, it
cannot successfully be argued that the two
actions arose from one incident or that there was a duplication of
charges. They were
independent and unrelated.
Count 6:
Housebreaking with intent to commit a crime unknown to the State
[68]
The evidence in respect of this incident
established the crime of housebreaking in that the State proved that
the second appellant
and Thembelani shoved or kicked the door to the
shack, caused the door to open, hence allowing them access to the
shack. Thus,
the trial Court’s finding on housebreaking was
correct. The Regional Magistrate found that the State had proved the
crime
of robbery with aggravating circumstances.
[69]
The
evidence presented by the State was that the second appellant and
Thembelani entered Ms Payi’s shack. They asked for her
Samsung
cell phone and she, startled and shocked, handed her phone to them.
Her version was that the second appellant took the
phone from
her
[18]
. The men then left the
shack with the phone in their possession. The State did not call Ms
Payi’s husband as a witness, and
while there was no reason to
doubt her credibility and version of the incident, there is no
evidence that the second appellant
and Thembelani adopted a
threatening demeanour, that they verbally or physically threatened
her while in the shack or threatened
to commit violence toward her if
she did not hand over the cell phone. The picture painted during her
testimony is that there was
no force used to take the phone.
[70]
Similarly, to Count 1, I am of the view that
questions arise as to whether all the elements of robbery were
present in this incident.
The above discussion of the definition and
elements of robbery above when considering Count 1, refers.
[71]
It is important to note that in
view of the facts and execution of the offence in this first incident
at Ms Payi’s shack,
when considering robbery, one is dealing
with threats of violence and not the actual application of physical
violence to the complainant.
I accept that there is no
evidence indicating that the second appellant and Thembelani used
violence in order to obtain Ms Payi’s
cell phone.
[72]
In my view, the act of shoving or kicking the shack’s
door, to the extent that
it constituted an act of force causing the
door to open, relates to the housebreaking offence and not to
robbery, as the action
was completed and it preceded the taking of
the cell phone. The evidence is that the only words spoken during the
incident, after
they gained entry, came from the second appellant who
asked Ms Payi for her cell phone. She did not testify nor elaborate
on the
specific words spoken, and she also did not testify that the
appellant and Thembelani used threatening language and/or uttered any
words or phrases amounting to a verbal threat to her.
[73]
Furthermore, no evidence was led as to the positioning of the men
during the incident or whether
they attempted to physically impose
themselves upon her and/or took up a threatening stance near her.
Thus, the only evidence was
that a request was made for the cell
phone, and she then handed it over, and it was taken from her by the
second appellant. In
respect of the latter action, she also did not
testify that the cell phone was forcefully grabbed from her hand.
[74]
This leads me to ask
whether the request for the cell phone may be considered to be an
implied threat of violence? In this regard,
I consider the discussion
in
S
v MacDonald
[19]
,
where it was held that an assault on a bystander in a shop amounted
to an implied threat of violence of the intended victim of
the
robbery. While the facts in that case are similar only to the extent
that men entered premises and made a request for an item
which did
not belong to them, the discussion regarding an implied threat of
violence is insightful.
[75]
To illustrate, Ms Payi testified as follows:
“
I
cannot describe, Your Worship, how I felt when all – when this
is happening - when they were asking for the phone. The only
thing
that went through my mind that I must just give the phone. The only
time when I felt something, it was when the whole ordeal
was done and
when they had left, then I realised that I could have gotten hurt.”
[20]
[76]
From the above testimony, it is clear that at the time of the
incident, in Ms Payi’s
mind, she had no choice but to hand over
her cell phone to the second appellant and accused 2. Therefore, it
can only be inferred
that the request for the cell phone was
calculated to create in her mind a fear that she would be hurt should
she refuse or decline
to hand over the phone, and she believed that
she would be hurt were she to refuse to comply.
[77]
In such circumstance, I
am of the view that the request for the cell phone was an implied
threat of violence directed at her. Stated
differently, the result of
such request for the cell phone, having regard to all the evidence
presented in respect of Count 6,
leads to an inescapable finding that
the second appellant impliedly threatened Ms Payi with violence with
the purpose of inducing
her to submit to his taking and removal of
her cell phone
[21]
.
[78]
Ms Payi understood the
implied threat within the request for the cell phone as the second
appellant intended: that should she fail
to hand over the cell phone,
she would be assaulted or hurt. The result of the implied threat of
violence was that Ms Payi acquiesced
to the removal of the cell phone
from her possession
[22]
. The
conclusion is therefore that the elements of the crime of robbery
were all proved, and that the Regional Magistrate was correct
to have
found that the intention of the second appellant and Thembelani, in
breaking into the shack, was to rob Ms Payi.
[79]
According to the charge
sheet, the aggravating circumstance was that the second appellant and
accused 2 threatened Ms Payi “
to
desist from resisting”
[23]
.
In
her judgment, the Regional Magistrate correctly found a duplication
of charges in respect of the housebreaking charges and the
aggravated
robbery charges.
[80]
The difficulty I have
with the judgment in relation to Count 6, is that the finding of
aggravated circumstances is bundled together
with the second incident
related to Count 8, when the appellants (without Thembelani) returned
to Ms Payi’s shack. I have
had regard to the judgment in more
detail and note that the Regional Magistrate concludes
that
the evidence in the matter is clear that the appellants’
intentions were to break in and enter Ms Payi’s premises
with
the intention to rob and robbery with aggravating circumstances
[24]
.
[81]
The
Regional Magistrate’s finding is that the evidence proved that
the circumstances of the robberies fell within the definition
of
robbery with aggravating circumstances and that the appellants
uttered threats, and in so doing caused fear to the complainants,
thus causing them to submit to the taking of their property
[25]
.
I certainly gain the impression that she included all the instances
of robbery with aggravating circumstances related to both
complainants in reaching such conclusion. In my view, it is not
advisable to have discussed the offences in a collective
fashion
particularly as separate actions occurred at different times.
[82]
Staying with Count 6, I disagree with the Regional
Magistrate’s finding that aggravated circumstances were present
in the
robbery committed toward Ms Payi at 20h00. My discussion and
findings above regarding an implied threat of violence and the
subjective
test applied to conclude that Ms Payi acquiesced to the
request for her cell phone because she feared that she would be hurt
should
she refuse or resist, refer.
[83]
Robbery
with aggravating circumstances is not a separate crime with different
or further requirements as with robbery. In
Minister
of Justice and Constitutional Development v Masingili
,
the Constitutional Court stated as follows regarding robbery with
aggravated circumstances
[26]
:
“
[33]
Robbery with aggravating circumstances is a form of robbery with more
serious
consequences for sentencing. This distinctive form of
robbery is not to be confused with a completely different offence, as
courts seem to have done in different contexts. The respondents
rely heavily on the fact that the Supreme Court of Appeal
in Legoa
found that the existence of aggravating circumstances should be
established at conviction stage. This, however,
does not mean
that armed robbery is a separate crime. The concern in Legoa
was that aggravating circumstances should be proven
before conviction
to ensure fairness when the sentence is considered. It would be
unfair suddenly to confront a convicted
person with an enhanced penal
jurisdiction at the sentencing stage, if the state did not give
sufficient notice of this possibility.
This is consonant with
the constitutional principle of the rule of law, which
requires
clarity and notice to an accused so that he or she can address the
state’s case comprehensively. In this sense
it differs
from other circumstances that could aggravate sentence, like previous
convictions, which for obvious reasons may only
be proven after
conviction, when sentencing is considered.
[34]
In spite of the practice of treating armed robbery as what
sometimes appears to be a separate crime, it is not. It is
robbery.
Robbery is the theft of property by unlawfully and
intentionally using violence or threats of violence to take the
property from
someone else
.
The elements of robbery are
the theft of property; through violence or threats of violence;
unlawfulness; and intent. The
definitional elements of armed
robbery are no different. The aggravating circumstances are
relevant for sentencing.
Intent regarding the circumstances is
not required for conviction, exactly because an accused will be
convicted of robbery, given
that armed robbery is merely a form of
robbery
.
(footnotes omitted)
[84]
As seen from the
above
dicta,
aggravating
circumstances determine the sentence to be imposed, and the presence
or absence of aggravating circumstances is decided
from the objective
facts
[27]
. From the objective
facts in Count 6, we can exclude that grievous bodily harm was
inflicted on Ms Payi, or that a firearm or other
dangerous weapon was
wielded, as mentioned in
section 1
of the CPA. I have already found
that the request for the cell phone, given the acquiescence which
followed, constituted an implied
threat of violence directed at Ms
Payi, but in my view, more would be required to constitute a threat
to inflict grievous bodily
harm, as defined in
section 1(b)(iii)
of
the CPA.
[85]
Section 1(1)
of the CPA defines aggravating
circumstances to robbery in the following manner:
“
(1)
In this Act, unless the context otherwise indicates –
‘
aggravating
circumstances’
,
in relation to-
(a)
…
(b)
Robbery or attempted robbery, means-
i.
The
wielding of a fire-arm or any other dangerous weapon;
ii.
The
infliction of grievous bodily harm; or
iii.
A
threat to inflict grievous bodily harm,
by the offender or an
accomplice on the occasion when the offence is committed, whether
before or during or after the commission
of the offence.”
[86]
In the circumstances of Count 6, an implied threat to inflict
grievous bodily harm must be
capable of establishment from the
objective facts, and it cannot be concluded that a request that Ms
Payi hands over her cell phone
implies an immediate threat to inflict
upon her grievous bodily harm. As an example, had the second
appellant or Thembelani or
both, on request for the cell phone also
uttered, for example, “
or else you will see”
, or
words along those lines, then it may follow that a threat to inflict
grievous bodily harm was established.
[87]
As held in
Nakumba
v S
[28]
,
a recent Full Bench
decision of this Division, with reference to robbery, a threat
constitutes an aggravating circumstance only
if such threat relates
to the infliction of grievous bodily harm. In this matter, Ms
Payi was simply not questioned about
the men’s demeanour, their
stance nor anything further and in any event, her testimony was that
the cell phone was requested
and handed over.
[88]
In conclusion on
this aspect, I am accordingly not convinced that there was sufficient
evidence placed before the Regional Magistrate
to cause her to
conclude that the second appellant and accused 2 threatened to
inflict grievous bodily harm upon the complainant.
The acquiescence
to the request for the cell phone and its immediate taking from her
possession, convinces me that the offence
committed was robbery and
that the conviction of the second appellant on housebreaking with the
intention to rob and robbery with
aggravating circumstances, was thus
wrong
[29]
.
[89]
Accordingly, the second appellant’s appeal against the
conviction on Count 6 will be upheld to the extent that it will be
substituted with a conviction of housebreaking with the intention to
rob and robbery
.
Such finding would thus also affect the
sentence imposed on the second appellant in respect of count 6.
Count 8:
Housebreaking with intent to commit a crime unknown to the State
[90]
In respect of the second housebreaking incident at Ms Payi’s
premises several hours after
the first, which involve both
appellants, there is no issue with the Regional Magistrate’s
finding and conviction of the
appellants on the charge of
housebreaking with the intention to rob and robbery with aggravating
circumstances. The State proved
the breaking and entering, and the
threats to shoot and kill Ms Payi constituted a clear threat to
inflict grievous bodily harm.
[91]
The objective evidence also indicated that the appellants took her
jackets and food, unlawfully
so, in the execution of one action. I am
thus satisfied that the conviction of both appellants on count 8
leaves no room for interference
on appeal.
Accordingly, the
appellants’ appeal against conviction on Count 8 falls to be
dismissed.
[92]
In my view, the Regional
Magistrate was also correct, given the facts prevalent in the
incidents at Ms Payi’s shack, that
counts 7 and 9 were a
duplicate of the charges on counts 6 and 8.
[30]
Counts 2 and 3:
Rape
[93]
Count 2 applies to the first appellant and Count 3
to the second appellant. They were charged with contravening section
3 read with
various sections of the Criminal Law (Sexual Offences and
Related Matters) Amendment Act (SORMA) read with section 51(1) of
CLAA
because it was alleged that the rapes were committed in
circumstances where the victim was raped more than once whether by
the
accused or a co-perpetrator or accomplice.
[94]
On appeal, it was argued that the State relied on
common purpose when it charged the appellants with rape as read with
section 51(1)
of the CLAA, and that there were two counts
of rape arising out of one incident. Firstly, in spite of clearly
showing
emotion once during her testimony when recalling her ordeal,
Ms C[...] was clear and firm during her testimony regarding the
incident
in the early hours of 26 May 2021. The appellants had
threatened to kill her if she did not open the door.
[95]
The Regional Magistrate’s findings regarding
Ms C[...] reliability of her evidence and the identity of the two
males and sequence
of events are unassailable. Ms C[...]’s
report of the rapes to her neighbour immediately after the appellants
left her shack
is corroborated by Ms Payi who heard her knocking on
the other neighbour’s door, and Mr N[...], who was
telephonically informed
by the victim that she had been raped by the
appellants. As a single witness to the rape, Ms C[...]’s
version was not attacked
and was barely questioned but for a bare
denial by the appellants that they were not present and have no
knowledge of the incidents.
She was reliable, consistent and her
evidence was correctly accepted.
[96]
The criticism directed at the Regional Magistrate
that she failed to evaluate the medical and oral testimony correctly,
is without
merit. I say this as I am of the view that the Regional
Magistrate’s evaluation and assessment of the evidence
presented
in support of the rape counts, was correct. The appellants’
submission that she erred when she found that the medical evidence
corroborated the victim’s version that she was raped is also
unconvincing.
[97]
Dr Matanda, in my view, did not contradict Dr
Hafejee’s findings on the material respects. If anything, she
differed from
Dr Hafejee that one could speak of clefts and bumps
when the medical examination showed a carunculated hymen, meaning
remnants
of a hymen. She then equated the clefts and bumps to being
the remnants of the hymen membrane, and what was left were pieces
which
appeared as small clefts and bumps. Thus, to submit that Dr
Matanda contradicted Dr Hafejee’s findings in material
respects,
is an incorrect assessment and consideration of the medical
evidence in the matter.
[98]
On the important conclusion that a 3mm tear to the
vestibule was a fresh tear and indicative of forced vaginal
penetration, Dr Matanda
agreed with her colleague. The appellants
have argued that the witness stated that forceful penetration could
be one of the causes.
This is correct but to the extent that they
wish to imply that the fresh tear was not caused by them raping the
victim, or that
she was raped by other persons, is opportunistic to
say the least when I consider the evidence holistically.
[99]
The victim maintained that she knew the appellants
in passing and that they lived close-by and the latter fact was not
seriously
attacked in cross examination. Furthermore, she explained
that they were the same men who earlier, at 20h00 during the first
incident,
came into her shack and took her items. At midnight, on
their second visit to her shack, they wore the same clothes, there
was
sufficient light to identify them, and she knew the appellants by
their nicknames, Vovo and Blacks.
[100]
In my view, the Regional Magistrate correctly
found Ms C[...]’s version regarding the reporting of the rapes
and events after
the rapes, was corroborated by Ms Payi and Mr
N[...]. Thus, the men who demanded entry to Ms C[...]’s shack,
were the same
men who hours earlier, stole from her. Ms C[...]’s
evidence that she was pushed onto the bed by the second appellant,
who
forcefully raped her while the first appellant stood watching at
the door was also properly accepted, and similarly her description
of
the second rape by the fist appellant.
[101]
There is no doubt that each appellant raped the
complainant once. To add, the gynaecological examination was
conducted within hours
of the rapes occurring in the early hours of
26 May 2021 and the doctor’s recordal of a 3mm fresh tear to
the vestibule was
unchallenged. The proximity of time of the
gynaecological examination to the rapes reinforces my view that the
tear to the victim’s
fossa
navicularis
was indeed caused by the
appellants’ forceful penetrations of the complainant’s
vagina. The facts accepted by the Regional
Magistrate were consistent
with her finding that the appellants raped Ms C[...].
[102]
It was submitted that the DNA report, Exhibit D,
did not support the State’s case of rape. The finding of the
forensic analyst
in her section 212 statement was that not enough
male DNA was obtained from the vaginal swabs taken from Ms C[...]. In
my view,
the finding does not damage the State’s case due to
the strength of Ms C[...]’s version, along with the medical
evidence
in the J88, Dr Matanda’s confirmation of Dr Haffejee’s
finding of forceful vaginal penetration and the corroborating
version
of Ms Payi and Mr N[...] that Ms C[...] reported the rapes to them
and was distraught and emotional at the time. Ultimately,
the
Regional Magistrate was correct not to have placed much weight on
Exhibit D’s finding as it neither supports, nor was
it
detrimental to, the strength of the State’s case on counts 2
and 3.
[103]
The
further argument on appeal is that the State elected to charge the
appellants with rape as read with section 51(1) of the CLAA,
in two
separate counts arising out of the same incident. The plea
proceedings indicate that the Regional Magistrate queried the
State
prosecutor who clarified that the complainant was raped by two
accused, at the same time
[31]
.
[104]
Section
51(1) read with Part 1 of Schedule 2 of the CLAA triggers life
imprisonment as the mandatory sentence for rape when
committed in
circumstances where the accused acted in the furtherance of a common
purpose or conspiracy and the evidence at trial
proves that the
victim was raped by more than one person who acted in the furtherance
or execution of a common purpose or conspiracy
to rape the victim,
irrespective of whether or not any other person who so acted in the
execution or furtherance of a common purpose
or conspiracy has been
convicted of or charged with or is standing trial in respect of the
offence in question
[32]
.
[105]
The facts were that the appellants entered the
shack together after threatening the complainant. The first appellant
was present
while the second appellant raped Ms C[...], standing and
watching at the door and providing a source of light while the second
appellant sexually penetrated Ms C[...] without her consent. As
correctly found, when the second appellant completed the act, the
first appellant took his turn and also proceeded to rape her. At this
stage, the second appellant stood and watched his co-accused
rape the
complainant.
[106]
These
appellants acted in concert with one another, with the intention and
purpose that each would take their turn to rape Ms C[...]
while the
other stood by and watched, and in doing so, each appellant achieved
the purpose to execute the rape of Ms C[...]
[33]
.
She was therefore raped more than once, in two actions by two
accused.
[107]
In the circumstances, the Regional Magistrate
committed no error in her findings and section 51(1) accordingly
applies to each appellant.
Thus, I find that no misdirection nor
error occurred in respect of the conviction of rape read with section
51(1) of the CLAA and
Part 1 of Schedule 2 of that Act.
The
appeal against conviction on counts 2 (first appellant) and 3 (second
appellant) shall be dismissed.
Counts 4 and 5:
Compelling or causing children to witness sexual offences
[108]
The evidence which the Regional Magistrate
accepted was that Ms C[...]’s two minor children, aged 6 and 3
respectively, were
on the bed in the shack, crying, when she was
raped by each appellant. Her version about the presence of the crying
children on
the bed during the commission of the rapes, was never
challenged.
[109]
It was presented as a ground of appeal, that
counts 4 and 5 arose out of one incident and represent a splitting of
charges. Section
83 of the CPA states as follows:
“
83
Charge where it is doubtful what offence was committed
If by reason of any
uncertainty as to the facts which can be proved or if for any other
reason it is doubtful which of several offences
is constituted by the
facts which can be proved, the accused may be charged with the
commission of all or any of such offences,
and any number of such
charges may be tried at once, or the accused may be charged in the
alternative with the commission of any
number of such offences."
[110]
Section
83 allows the State, as the prosecuting authority, a discretion to
put as many charges as possible as may be justified by
the facts,
either as main or alternative charges
[34]
.
In
S
v Dlamini
[35]
,
Majiedt JA made the following caution about section 83 and the
duplication of convictions:
“
[55]
A brief consideration of the principles regarding
duplication of convictions is apposite.
Section 83
of the
Criminal
Procedure Act 51 of 1977
enables the State to draft charges as widely
as it may deem necessary, to the extent that it may technically
amount to a duplication
of charges. That the law permits. But what is
not permitted is duplication of convictions in order to safeguard an
accused against
being convicted twice in the same case for the same
offence. As stated by Cachalia JA, where the application of the two
tests to
determine whether there has been a duplication of
convictions yields no clear result, a court is called upon to apply
its common
sense, wisdom, experience and sense of fairness to reach a
decision.
[36]
As demonstrated above,
on the evidence and in applying the two tests, three separate
offences were committed. To hold otherwise
would be to distort a
fundamental legal principle, leading to anomalous results. As Wessels
JA said in S v Grobler en ‘n
ander:
[37]
‘
The test or
combination of tests to be applied are those which are on a
common-sense view best calculated to achieve the object
of the rule.’
The rule is primarily
aimed at fairness. This, however, embodies fairness to both the
accused and the State. Harms DP put it thus
in the context of the
Constitution’s fair trial provisions in s 35:
‘
Fairness is not
a one-way street conferring an unlimited right on an accused to
demand the most favourable possible treatment but
also requires
fairness to the public as represented by the State’.
[38]
The rule cannot be
applied where it would lead to manifest unfairness to the State, as
would be the case, in my view, were Cachalia
JA’s views to be
upheld. To borrow again from Wessels JA in S v Grobler en ‘n
ander:
[39]
‘
The main purpose and
social function of criminal proceedings are to establish the guilt of
an accused person in respect of criminal
conduct so that he may be
punished according to law for that conduct.’
The practice of the
DPP, referred to by Cachalia JA in para 26, is ill conceived as s 83
of the Act specifically permits a broader
approach to be followed in
the formulation of charges. But once evidence is heard a court should
be mindful of the rules regarding
the duplication of convictions. The
manner in which charges had been formulated in the present matter
constitutes the proper approach.”
[111]
It is
important to note from the above
dicta
in
S
v Dlamini
,
and authorities such as
S
v Grobler en ‘n Ander
[40]
that the single intent
and continuous transaction test and whether the evidence necessary to
establish one offence involves proving
another, involve two tests to
determine whether there has been a duplication of convictions. The
tests may be applied individually
or collectively
[41]
.
These tests to determine whether a duplication of charges has
occurred should
be
regarded as practical guides and are not rules of law, such that if
they fail to yield results to the trier of fact, then common
sense/logic, wisdom, experience and fairness to both sides should
dictate the Court’s conclusion
[42]
.
[112]
In respect of counts 4 and 5, I cannot agree with
the submission regarding a duplication of charges. There were two
minor children
who were both present during their mother’s
rapes by the appellants. Count 4 relates to one child complainant and
Count 5
relates to the other child complainant. These were individual
complainants who were present on their mother’s bed, on which
she was pushed and raped by each appellant. There can thus be no
question of a duplication of charges.
[113]
During argument of the appeal, the appellants’
counsel queried how it was possible for the children to see the
sexual offences
committed toward their mother. In my view, the answer
is found in the definition of the offence in section 21(1) of the
SORMA Act,
which states the following:
21
Compelling or causing children to witness sexual offences, sexual
acts or self-masturbation
(1)
A person (‘A’) who unlawfully and intentionally,
whether for the sexual gratification of A or of a third person (‘C’)
or not, compels or causes a child complainant (‘B’),
without the consent of B, to be in the presence of or watch A
or C
while he, she or they commit a sexual offence, guilty of the offence
of compelling or causing a child to witness a sexual
offence
,”
[114]
From the above description of the offence created
in section 21(1), it is apparent that the following jurisdictional
facts must
be present to establish the offence of compelling or
causing children to witness sexual offences: the accused must,
whether for
his own or a third party’s sexual gratification,
unlawfully and intentionally; compel or cause a child complainant
without
such child complainant’s consent; to be in his/her
presence or in the presence of the third party, or watch the accused
or
the third party; while such accused or third party, commits a
sexual offence.
[115]
From the above elements, it is clear that the
sexual offence need not be perpetrated against the child and can be
perpetrated by
the accused, against anyone (the third
party/complainant). The child complainant is placed in the position
where he/she is either
present when the sexual offence is committed
or watches the sexual offence being committed by the accused or third
party. With
reference to the facts of this case, and in respect of
each of Ms C[...]’s minor children and each of the appellants,
the
finding was that such children were present when the rapes
occurred. The argument or query as to how the children could see what
was happening to their mother in the shack, misses the point.
[116]
The evidence, which remained unchallenged, was
that although one of the appellants switched off the shack’s
light, the first
appellant provided light while the second appellant
raped Ms C[...] on the bed, while the children were on the bed,
crying. By
all accounts, the ineluctable conclusion is that each
child saw and was able to see, by virtue of their positions on the
bed, the
sexual offences perpetrated upon their mother on the same
bed.
[117]
More importantly, when I have regard to the
definition of the crime in section 21(1) of SORMA, it is apparent
that the Legislature’s
intention in the section was that the
crime is committed (accepting that all other jurisdictional facts are
present)
when the child is in the
presence of the accused or the third party OR watches the
accused or the third party while the sexual
offence takes place.
Thus, even if, for arguments’ sake, the
children did not watch (and therefore, by implication did not see)
the commission
of the appellants’ rapes of their mother, the
offence is still committed as long as the sexual offence occurs in
the presence
of the child or children. This is sufficient to find
that the elements of the offence are satisfied.
[118]
The remaining aspect is whether it was established
that each of the appellants caused or compelled the two children,
without their
consent, to watch or be present during the commission
of the offences. In my view, even though the evidence indicates that
the
appellants had no physical interaction with the children before
and during the rapes, I am satisfied that the circumstances
prevailing
during the early hours of 26 May 2021 in Ms C[...]’s
shack, convince me that the children were compelled to watch or be in
the presence of the appellants’ commission of the rapes, for
the following reasons: firstly, the children were present when
the
appellants entered the shack to rape their mother; the shack was an
open-plan, one-roomed area, with one bed’ and, the
children were with their mother, asleep on the bed when the
appellants entered after threatening to kill Ms C[...].
[119]
The circumstances of the second incident (the
rapes) and the ages of the children lead me to find that they did not
consent to either
being present or watching the sexual offences
perpetrated against their mother. Furthermore, the door to the shack
was closed and
blocked by each of the appellants while the other
committed the rape thus preventing the children from leaving the
shack, and even
if the children had the maturity and foresight to try
to leave or protest, they were in a vulnerable and weakened position
throughout
the commission of the rapes due to their ages and the
danger of the situation inside the shack.
[120]
Having regard to the above, I am thus satisfied
that the children were compelled to witness and be in the presence of
the commission
of the sexual offences perpetrated by the appellants
against Ms C[...], and that the State proved all the elements of
counts 4
and 5.
Thus, the Regional
Court’s finding on conviction on counts 4 and 5, cannot be
faulted. The appeal against conviction on counts
4 and 5 thus fail.
Appeal
against sentence
[121]
During the appeal it was submitted on behalf of the appellants that
there were substantial and compelling factors
which warranted a
deviation from the life imprisonment and minimum sentences imposed on
counts 6 and 8 respectively imposed. The
Regional Magistrate found no
substantial and compelling factors applicable to either appellant.
[122]
The
determination of sentence falls within the discretion of the trial
Court. In
Director
of Public Prosecutions, Kwa Zulu Natal v P
[43]
,
the
Supreme Court of Appeal framed the test for interference by an appeal
Court in the sentence of a trial Court, as follows:
“
the
test for interference by an appeal court is whether the sentence
imposed by the trial court is vitiated by irregularity or
misdirection or is disturbingly inappropriate”.
Interference
on appeal may also occur where the sentence imposed by the Court
a
quo
is
so disproportionate or shocking that no reasonable Court could have
imposed it
[44]
.
[123]
The appellants’ personal circumstances were placed on record in
a brief and perfunctory manner. The first
appellant was a first
offender, 22 years old at the time of sentencing, unmarried,
unemployed and had a three-year old child who
received a SASSA grant.
He attained grade 10 at school and had contracted HIV Aids while
awaiting trial in prison.
[124]
The second appellant had previous convictions, was 39 years old at
the time of his sentencing, unmarried with
an eight-year-old child.
He worked as a gardener prior to his arrest, earning R600 per week
and was the sole breadwinner for his
child. His highest
progress academically was grade 10 and as for his health, he suffered
from asthma and was provided with
an asthma pump while in
incarcerated. The second appellant had two convictions in
November 2018 for housebreaking with intent
to steal and theft, which
were taken together for purposes of sentencing and for which he
received a wholly suspended sentence
of three years’
imprisonment suspended for five years on condition that he does not
commit a similar offence.
[125]
The legal representative for the appellants submitted that life
imprisonment has no room for reformation of the
appellants, that the
sentence should be tempered with the element of mercy and that the
accused were still young. The respondent
submitted that the offences
were very serious and that the maximum sentence should be imposed for
the rape counts and robbery with
aggravated circumstances. The
judgment on sentence took into account the triad, as well as
mitigating and aggravating factors,
the effect of the crimes on the
complainants, and the aims and purpose of sentencing. In this regard,
I am satisfied that the Regional
Magistrate properly considered all
these aspects and that the sentences she imposed were not tainted by
irregularity or misdirection.
[126]
In
S
v Malgas
[45]
the SCA held that Courts
are
free to depart from prescribed minimum sentences but may not merely
pay lip service to the fact that the legislature prescribed
specific
minimum periods of imprisonment which ought to be appropriate in
respect of certain crimes. Similarly, in
S
v Matyit
i
[46]
,
Courts were firmly reminded that the departure from prescribed
minimum sentences should not be for vague and ill-founded reasons.
In
this matter, it has been submitted that life imprisonment does not
allow for reformation of the appellants, who are young and
that the
imposition of such a sentence is shockingly inappropriate. The first
appellant’s HIV status has also been brandished
as a factor
warranting a departure from the prescribed minimum sentences.
[127]
As far as the appellants’
personal circumstances are concerned, the Regional Magistrate was
correct to find that there were
no special factors for consideration,
and nothing stands out in respect of their circumstances. It has been
submitted that the
youth of the first appellant is an important
factor, yet the first appellant actively participated in returning to
Ms C[...]’s
shack hours after the first incident, watched as
the second appellant raped her in the presence of her minor children,
provided
a light source to his co-accused during the commission of
the rape and then himself, raped her.
[128]
Rather than sounding the alarm or changing his
mind and helping her, he thought nothing of raping her and himself
committing a most
despicable crime, invading her bodily integrity,
preying on her vulnerability and doing so while her young children
looked on.
At the time of the commission of the offences in
respect of both complainants, he was 19 years old, having just
attained
adult status.
[129]
The first appellant was not deterred by his
youthfulness when he committed surely one of the most serious crimes
of rape. As a first
offender at the time, he displayed no concern for
the victim and her children who witnessed the commission of sexual
offences.
Insofar as his HIV status is concerned, he would be able to
receive treatment in prison. In my view, the Court
a
quo
was correct not to consider this to
be a substantial and compelling factor warranting a deviation from
the prescribed minimum sentence.
Thus, the argument regarding the
first appellant’s youthfulness as a substantial and compelling
factor is, in my view, unconvincing.
[130]
As for the second appellant who was in his late
30s, he had already embarked on a path of crime. Having read the SAP
69s, it is
apparent that he was convicted in November 2018 on
housebreaking charges and sentenced to three years’
imprisonment wholly
suspended for five years, meaning that at the
time of the commission of the offences in this matter in 2021, the
2018 suspended
sentence was hanging over his head. The suspended
sentence clearly did not deter him from committing housebreaking
offences in
respect of Ms Payi’s property and I view this as
an aggravating factor. As with the first appellant, I am
satisfied
that
the Regional Magistrate did not err in finding
that there were no substantial and compelling factors present to
justify a deviation
from the prescribed minimum sentences.
[131]
The question remains whether the sentence of
life imprisonment was disturbingly inappropriate, disproportionate or
so shocking that
no reasonable Court would have imposed it. One must
have regard to the manner in which the offences were carried out. The
appellants
preyed on the vulnerability of both complainants,
especially Ms C[...], and like cowards, struck firstly in the early
evening,
and then in the early hours of the morning when she was
asleep in her home with her children. These appellants violated the
sanctity
of the complainants’ homes, women who lived in the
same community, within walking distance of them.
[132]
The
rapes were committed so brazenly, in disregard of Ms C[...]’s
bodily integrity, the privacy of her home and the presence
of her
young children. Sexual offences and rape particularly, is a daily
scourge and inundate the Regional Courts, and the actions
of these
appellants infringed Ms C[...]’s right to her bodily integrity,
privacy, human dignity and equality, as highlighted
in
S
v Mudau
[47]
.
[133]
Ms C[...] was threatened with her life and raped
twice so to submit that life imprisonment, which is the applicable
minimum sentence
for rape as referred to in Part 1 of Schedule 2, is
either inappropriate, disproportionate or shocking, is not only
unconvincing
but based on an unsound reasoning or failure to
appreciate the serious nature of the offences in the circumstances.
The seriousness
of the rape offences were correctly emphasised above
the personal circumstances of the appellants in determining the
appropriate
sentences to impose, and mercy, in my view, pays no part
in the sentencing of these appellants.
[134]
It is evident from the victim impact
statement that the rapes had a severely negative impact on Ms
C[...]’s life and marriage.
Her life fell apart, she became
distant from her husband, feared men and being touched and
eventually, her marriage ended, and
she moved to a different area.
Her statement clearly sets out the stark reality of the effect that
the sexual violation had on
her, and the unfortunate and in my view,
unfair stigma which some people in her community attach to her as a
woman who was raped.
[135]
At the time of writing her statement, she was
struggling to pay rent, had started drinking alcohol and was in need
of therapy or
counselling which she had not received. The effect on
her children of witnessing the sexual offences is unknown as they,
too, had
not been for counselling. I consider it an aggravating
factor that as a result of the rapes, Ms C[...] contracted HIV Aids.
[136]
In all the circumstances addressed by the Court
a
quo
and highlighted above, including
the period spent in custody awaiting trial, the imposition of life
imprisonment for the appellants
on Counts 2 and 3 is appropriate,
proportionate to the nature and seriousness of the offences and
circumstances and just.
Thus, the
sentences of life imprisonment on counts 2 and 3 shall be confirmed.
[137]
Ms Payi similarly gave an account of the effect of
the housebreaking at her premises. Her relationship with her husband
was fractured
and she was fearful of even leaving her house as a
result of her experience of these serious crimes. I would hope that
both complainants
(and Ms C[...]’s children) receive the
necessary therapy or counselling which they have expressed they need.
[138]
In conclusion, in view of the interference in the
findings on conviction on counts 1 and 6, it is important to note
that the minimum
sentences imposed in respect of both these sentences
would not apply.
In the circumstances,
the sentences of 15 years; direct imprisonment for each appellant on
count 1, which I have found to be theft,
will be substituted
with 6 (six) years; and, the sentence of 15 years’ for the
second appellant on count 6, which I
have found to be housebreaking
with intent to rob and robbery, will be substituted with 10 (ten)
years’ direct imprisonment.
These sentences will be backdated
to 27 June 2024.
M PANGARKER
JUDGE OF THE HIGH
COURT
I
agree and is so ordered,
BP MANTAME
JUDGE OF THE HIGH
COURT
Appearances:
For
Appellant:
Adv L N Adams
Instructed
by:
Legal Aid
For
Respondent:
Adv Thaiteng
Instructed
by:
Director of Public Prosecutions
[1]
Record,
p58
[2]
Ms
Payi testified that after the appellants left her shack and went to
Ms C[...], she went to her door to check if it could still
lock and
then.
[3]
Exhibit
C
[4]
Exhibit
C, point 11.
[5]
Transcript
,
p200
[6]
Transcript,
p202
[7]
Exhibit
D
[8]
Transcript,
p353
[9]
Snyman’s
Criminal Law, Seventh Edition, updated by SV Hoctor, p448.
[10]
1982
(1) SA 844A
at 850B-C
[11]
Supra,
850B-C
[12]
LAWSA,
Second Edition
,
Volume
6: Criminal Law, Common Law Crimes: Crimes against property, par
297. See also Snyman supra, p449.
[13]
See
R v Sitole
1957 (4) SA 691
(N) 692-693, S v Pachai
1962 (4) SA 246
(T) 249
[14]
Snyman’s Criminal Law, Seventh Edition, updated by SV Hoctor,
p449
[15]
Snyman
supra, p449
[16]
Ex
parte Minister of Justice; in re R v Gesa; R v de Jongh
1959 (1) SA
234
(A) 24
[17]
Transcript,
p356-357
[18]
Ms
Payi’s version indicates that she handed over the phone, and
not, for example, that the phone was grabbed with force
from her
hand. She makes no reference to any force used.
[19]
1980
(2) AD 939
at 943A-945G
[20]
Record,
p134
[21]
S
v MacDonald supra, at 945E-G
[22]
Ex
parte Minister of Justice: in re R v Gesa; R v De Jongh
1959 (1) SA
234
(A) 241
[23]
Count
7
[24]
Record,
p353
[25]
Record,
p353; see also, pages 344-345, 348.
[26]
2014
1 SACR 437
(CC) at para [33]-[34]
[27]
See,
for example, Davids v S
2019 (1) SACR 257
(WCC) at para [7]-[8]
[28]
2024
(1) SACR 81
(WCC) par [37]
[29]
See
Mahlahla v S 2023 ZAECGHC 125 (Unreported – Malusi J,
delivered 25 January 2023 para [13]-[14]
[30]
See
S v Bam
[2020] ZAWCHC 68
par [86]
[31]
Transcript,
p45
[32]
Schedule
2, Part 1, Rape as contemplated in section 3 of SORMA, when
committed as set out in (a)(ii)
[33]
See
doctrine of common purpose generally, S v Safatsa
1988 (1) SA 868
(A) 894, 896, 901.
[34]
S v Prins 11144/2003, Moosa J, Erasmus J concurring, delivered 29
August 2003, par 6
[35]
2012
(2) SACR 1 (SCA)
[36]
S v
Whitehead & others
2008
(1) SACR 431
(SCA) para 35;
S
v Dos Santos & another
2010
(2) SACR 382
(SCA) para 44.
[37]
S v
Grobler en ‘n ander
1966
(1) SA 507
(A) at 523F.
[38]
See:
National
Director of Public Prosecutions v King
2010
(2) SACR 146
(SCA) para 5.
[39]
At 522F-G.
[40]
1966
(1) SA 507 523F
[41]
S v
Benjamin en ‘n Ander
1980(1)
SA 950 (A) at 956 G, 957 E-H.
[42]
Se
e
National
Director of Public Prosecutions v King
2010(2)
SACR 146 (SCA) par [5]
[43]
[2005]
ZASCA 127
par [10]
[44]
S
v Sadler
2000 (1) SACR 331
(SCA) par [8]
[45]
[200]
ZASCA 30 at par [25]
[46]
2011
(1) SACR 40
(SCA) at par [23]
[47]
[2014]
ZASCA 43
par [6]; see also S v Chapman
[1997] ZASCA 45
;
1997 (3) SA 341
(SCA) 345A -
B.
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