Case Law[2025] ZAWCHC 307South Africa
M.T v S (Appeal) (A144/23) [2025] ZAWCHC 307 (25 July 2025)
High Court of South Africa (Western Cape Division)
25 July 2025
Headnotes
her by the throat with both hands. He used one hand to push her jeans and underwear down and proceeded to penetrate her vagina with his penis.
Judgment
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## M.T v S (Appeal) (A144/23) [2025] ZAWCHC 307 (25 July 2025)
M.T v S (Appeal) (A144/23) [2025] ZAWCHC 307 (25 July 2025)
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IN
THE HIGH COURT OF SOUTH AFRICA
[WESTERN CAPE
DIVISION, CAPE TOWN]
Case
no: A144/23
In the matter between:
M[...]
T[...]
Appellant
and
THE
STATE
Respondent
Coram:
Le Grange J, Sher J et Dickerson
AJ
JUDGMENT DELIVERED
(VIA EMAIL) ON 25 JULY 2025
DICKERSON AJ:
Introduction
1.
The appellant was charged with one count of contravening the
provisions of Section 3 read with Sections 1, 55, 56(1), 57, 58, 59,
60, 61 and 68 of the Criminal Law Amendment Act (Sexual Offences
And
Related Matters) 32 of 2007, read with
Sections 92(2)
,
94
,
256
,
257
,
261
and
281
of the
Criminal Procedure Act 51 of 1977
, and further
read with
Section 120(4)(a)
of the Children’s Act, 38 of 2005.
2.
The factual substratum of the charge was that on 14 March 2021
and at
Langa, the appellant unlawfully and intentionally committed an act of
sexual penetration with the complainant, to wit PN
(then aged 13
years) by inserting his penis into her vagina without her consent.
3.
The provisions of
Section 51(1)
and Schedule 2 of Act 105 of 1997
providing for the prescribed minimum sentence of life imprisonment
applied, because the complainant
was a child under the age of 16
years.
4.
The appellant, who was represented at the trial, pleaded not
guilty
on 2 February 2023. He denied the allegations levelled
against him but was convicted as charged on 29 May 2023
after a
full-blown trial.
5.
After hearing argument, the court found there were no substantial
and
compelling circumstances present to justify a departure from the
prescribed minimum sentence, and on 6 June 2023 accordingly
sentenced
the appellant to the prescribed minimum term of life imprisonment.
Three ancillary orders were also made: in terms
of
Section 103(1)
of
the
Firearms Control Act 60 of 2000
he was declared unfit to possess
a firearm; it was ordered that his particulars be entered in the
National Register for Sex Offenders
in terms of Section 50(2)(a) of
the Criminal Law Amendment Act (Sexual Offences and Related Matters);
and in terms of Section 120(4)
of the Children’s Act, 38 of
2005, he was found to be unsuitable to work with children.
6.
The appellant appeals to this Court against both his conviction
and
the sentence. He does so in terms of the automatic right of
appeal under
Section 309(1)
of the
Criminal Procedure Act.
The
material facts
7.
The complainant was aged 13 years at the
time of the commission of the alleged offence, and 15 years at the
time of the trial.
8.
The State led evidence by three witnesses:
the complainant herself, the complainant’s father (“MN”),
and Dr Alvaro
Nevill Felix.
9.
The complainant testified via closed
circuit television during the trial, with the assistance of an
intermediary.
10.
The appellant testified in his own defence
and did not call any witnesses.
11.
The complainant lived with her aunt in
Goodwood due to family problems, and her parents lived at 9[…]
K[...] Hotel in Langa.
The K[...] Hotel is a large hall with
multiple rooms, accommodating a number of other people.
12.
The complainant had known the appellant
before the incident in question. He was a friend of her father
and often visited the
latter to watch television and eat. He
also accompanied the complainant’s parents to do shopping.
13.
Broadly speaking, the complainant’s
evidence was as follows:
13.1
At about midday on 14 March 2021 she
was sent by her aunt to the K[...] Hotel collect her parents’
identity documents.
She spoke to her father, who gave her his
identity document. Her mother was not at home, so she went to
look for her.
13.2
The complainant was initially
accompanied on the search by a friend, Luciano. After Luciano
had left, the complainant returned
to the K[...] Hotel to search for
her mother there.
13.3
At the K[...] Hotel she encountered
the appellant who – as indicated above – she knew as a
friend of her father’s.
He said he would assist her to
search for her mother but said that he first wanted to collect a
jersey from his room.
13.4
The complainant accompanied him to
his room and waited at the door. He invited her in and closed
the door behind her.
She had no reason to fear him because he
was a friend of her father.
13.5
The appellant moved closer and asked
for a kiss. He said that she was pretty. Initially she
thought he was joking, but
in any event declined the kiss and thanked
him for the compliment.
13.6
The appellant again requested a
kiss, and she again declined. He then pushed her onto his bed
and held her by the throat with
both hands. He used one hand to
push her jeans and underwear down and proceeded to penetrate her
vagina with his penis.
13.7
The complainant was able to kick and
push herself free of him. She stood up, pulled up her jeans and
underwear and said that
she was going home and would tell people what
he had done.
13.8
Before she left, the appellant
threatened that if she were to tell anyone, he would do ‘something’
to her younger sister,
who was a baby at the time and living with her
parents.
13.9
The complainant initially wanted to
catch a taxi to return to her aunt in Goodwood. She encountered
Luciano, however, who
persuaded her not to get into a taxi full of
men on her own. Instead, the complainant returned to her
parents’ home.
When her parents arrived, they noticed
that something was wrong and that she was shaking. Luciano’s
mother had also
arrived, and believing that she may be having a fit,
offered to take her to the day hospital, which they did.
13.10
The complainant said nothing about a
rape until one of the Xhosa-speaking at the day hospital spoke to
her, to whom she then confided
what had happened, without revealing
the identity of the rapist.
13.11
The cleaner reported this to the
complainant’s father. He asked PN who had raped her, but
she would not reveal his identity.
13.12
The next day the complainant’s
father again spoke to her, saying that she would be haunted for the
rest of her life if she
kept quiet. She then revealed the
appellant as the rapist. She was taken to the Langa police to
make a statement and
taken to see a doctor (Dr Felix) at the Karl
Bremer Hospital and was examined.
14.
Broadly speaking, the evidence of the
complainant’s father corroborated her version regarding events
preceding and following
the alleged rape. He could and did not
provide any direct evidence capable of corroborating her account of
the rape itself
because he was not there.
15.
Dr Felix practices clinical forensic
medicine at the Karl Bremer Hospital, Thuthuzela Care Centre.
His work predominantly
involves examination of patients who are
victims of sexual offences. In essence, his evidence
corroborated PN’s account
in a number of respects, and was to
the following effect:
15.1
He examined the complainant on 15
March 2021 and reported his findings in a written J88 medico-legal
report, which formed part of
the record.
15.2
The complainant told him that her
father’s friend had grabbed her by the neck and forced her into
his room where he sexually
abused her by penetrating her vagina with
his penis.
15.3
Dr Felix observed two purple bruises
on the complainant’s neck. This indicated blunt force
trauma to the neck, consistent
with being lightly throttled as
described by PN.
15.4
The gynaecological examination
revealed the following injuries: (1) multiple superficial
abrasions at the posterior fourchette;
(2) redness at the vestibule,
fossa navicularis and para-urethral areas; (3) tears at 4 o’clock
and 8 o’clock
on the margin of the hymen; (4) no discharge; (5)
‘some’ bleeding.
15.5
Dr Felix concluded that the injuries
he observed were consistent with ‘penetration by a blunt object
likely by a penis or
fingers’ and ‘bruises around the
neck suggestive of being throttled/choked.’
16.
The appellant denied the rape, and
testified that he was elsewhere at the time, at one Phatiswa’s
place. As the trial
magistrate observed, however, his evidence
on this score was inconsistent with what had been put to State
witnesses by his legal
representative during cross-examination.
Significantly, the appellant called no witnesses to corroborate his
version, which
was essentially that of an alibi.
The conviction
17.
The above is merely a precis of the tenor
of the evidence, which is more carefully detailed in a lengthy
judgment by the presiding
magistrate. No useful purpose would
be served by reiterating this: it suffices to say that the
magistrate’s summation
of the evidence is a fair and accurate
reflection of what is contained in the record.
18.
The learned magistrate correctly determined
that the issue to be decided was the identity of the rapist (there
being no basis to
doubt that a rape took place) and the probity of
the appellant’s alibi. In addressing these issues, one
was plainly
mindful of and applied the cautionary rules applicable to
a single witness (which, in relation to the actual incident of rape,
the complainant was). He was alert to the fact that the complainant
was a juvenile, that her father’s evidence was circumstantial.
19.
In evaluating the evidence, the court
applied and considered these features but nonetheless found PN to be
a credible and reliable
witness, who made a good impression. He
similarly found Dr Felix to be a good witness but formed a less
favourable impression
of the complainant’s father, whom he
nonetheless found to be credible overall.
20.
In contrast, the court found the appellant
to be a poor witness who became worse under cross-examination.
Having read the
record, it is hard to disagree with this assessment.
In the result, the appellant’s evidence was rejected as false,
and the complainant’s evidence was accepted.
21.
An appeal court will be slow to interfere
with the factual findings of a trial court unless such findings are
clearly wrong:
‘
The
powers of the court of appeal to interfere with the findings of fact
of a trial are limited. In the absence of any misdirection
the
trial court’s conclusion, including the acceptance of a
witness’ evidence is presumed to be correct. To succeed
on appeal, the appellant must therefore convince the court of appeal
on adequate grounds that the trial court was wrong in accepting
the
witness’ evidence – a reasonable doubt will not suffice
to justify interference with its findings. Bearing
in mind the
advantage which a trial court has of seeing, hearing and appraising a
witness, it is
only
in exceptional circumstances
that the court of appeal will be entitled to interfere with a trial
court’s evaluation of oral testimony.’
[1]
(emphasis supplied)
22.
The
onus is to prove the guilt of an accused beyond a reasonable doubt,
and an accused’s version cannot be rejected solely
on the basis
that it is improbable: only once the trial court has found on
credible evidence that the explanation is false beyond
a reasonable
doubt can it be rejected.
[2]
The corollary is that if the accused’s version is reasonably
possibly true, the accused is entitled to an acquittal.
[3]
23.
In
the absence of an irregularity or misdirection, a court of appeal
will not intervene with the credibility findings of the trial
court
unless it is convinced that such findings are clearly wrong.
[4]
‘…
there
are well-established principles governing the hearing of appeals
against findings of fact. In short, in the absence
of
demonstrable and material misdirections by the trial court, its
findings of fact are presumed to be correct and will only be
disregarded if the recorded evidence shows them to be clearly wrong.
The reasons why this deference is shown by appellate
courts to
factual findings of the trial court are so well known that
restatement is unnecessary.’
[5]
24.
The trial court – as emerges from its
comprehensive written judgment and traversal of the evidence –
carefully considered
all the relevant and applicable principles in
evaluating the evidence.
25.
There is no discernible misdirection on the
part of the trial court: indeed the complaints of a supposed
misdirection advanced by
the appellant’s counsel in argument
really amount to nothing more than dissatisfaction with the ultimate
findings made. Similarly,
it cannot be said that the evaluation of
the evidence on any of the factual findings made by the trial court
are incorrect, still
less clearly incorrect. Probably for these
reasons, the Appellant’s counsel properly did not in oral
argument pursue the
appeal against conviction.
The Sentence
26.
The appellant’s personal
circumstances are as follows:
26.1
He was born on 4 January 1988, was
33 years of age at the time of the incident and 35 years of age at
the time of sentencing.
26.2
He was born and raised in Gauteng,
where he lived with his parents and two sisters. After his
parents relocated to the Eastern
Cape, he remained in Gauteng and
completed his education up to Grade 7 before also relocating to the
Eastern Cape.
26.3
The appellant’s sisters are
married with families of their own and live in Cape Town and Gauteng
respectively.
26.4
He left the Eastern Cape in 2006,
and until his arrest was employed at various places. In
particular, at the time of his arrest
he was employed at Truda Chips
in Cape Town as a labourer doing deliveries, where he earned an
income of R160.00 per day.
26.5
He is not married but has an
8-year-old daughter who lived with her mother (the appellant’s
ex-girlfriend) in close proximity
to him.
26.6
The appellant used his income to
maintain himself and to support his child. Of the R3 600.00
per month he would generally
earn, R1 000.00 would be paid
towards his daughter. The child’s mother is the primary
caregiver and receives a
social grant in respect of the daughter who
is currently receiving schooling.
26.7
He has only one previous conviction,
dating back to 18 June 2008 for possession of a dangerous dependent
producing substance, for
which he was sentenced to a fine of R400.00
or 20 days.
26.8
During the sentence proceedings, the
appellant revealed for the first time that he is HIV-positive and has
been receiving treatment
for this condition whilst in prison.
He had not used a condom during the incident and did not alert the
complainant to his
HIV status to enable her to take appropriate
steps.
27.
The trial court imposed a sentence of life
imprisonment on the basis that it could not find substantial and
compelling circumstances
justifying a deviation from the prescribed
sentence of life imprisonment.
28.
It is now argued on behalf of the appellant
that the sentence imposed was shockingly harsh and inappropriate.
The main thrust
of this argument is that insufficient attention was
paid to the potential to rehabilitate the appellant and to enable him
to contribute
to society and his dependents.
29.
The
rape of a child under the age of 16 is a heinous abhorrent crime,
hence this type of rape being placed in the category of crimes
attracting a statutory life sentence in the absence of substantial
and compelling circumstances. However, as Rogers J observed
in
CC;
[6]
‘
The
decisions of our courts, including the Supreme Court of Appeal,
reflect that not infrequently perpetrators of this type of rape
are
not sentenced to life imprisonment because substantial and compelling
circumstances are found to be present. If one examines
the
minutiae of leading cases it may be difficult to discern why in some
of them life sentences were upheld where in others, not
apparently
less heinous, substantial and compelling circumstances were found
exist. In S v PB
2013 (2) SACR 533
(SCA), Bosielo JA stated
that findings in prior cases cannot be elevated to the status of
binding precedents or benchmarks or allowed
to become a straitjacket
(paras 16 – 19). One must thus distinguish between the
legal principles to be deduced from
authoritative judgments and the
detailed application of those principles to the facts of particular
cases. It is the legal
principles with which lower courts
should mainly concern themselves.’
30.
The
factors to be considered in determining whether substantial and
compelling circumstances exist are all the factors traditionally
taken into account in assessing an appropriate sentence, bearing in
mind that the emphasis has shifted to the objective gravity
of the
type of crime and the need for effective sanctions
:
[7]
‘
If,
after considering all the relevant factors, the court has not merely
a sense of unease but a conviction that injustice will
be done if the
prescribed sentence is imposed or (to put it differently) that the
prescribed sentence would be disproportionate
to the crime, the
criminal and the legitimate needs of society, there will be
substantial and compelling circumstances requiring
the court to
depart from the prescribed sentence and to impose a lesser sentence.’
[8]
31.
As
observed in
S
v Abrahams
:
[9]
‘
..some
rapes are worse than others”
and
“
The
life sentence ordained by the Legislature should be reserved for
cases devoid of substantial factors compelling the conclusion
that
such a sentence is inappropriate or unjust
.
‘
[10]
32.
The
Act provides no gradation from the category of rapes by first
offenders which attract a sentence of 10 years (in terms of
SS51(2)(b)(i)
read with Part 3 of Schedule 2) and those which attract
a life sentence (in terms of SS51(1) read with Part 1): a single
circumstance
may accordingly shift the offence from the one category
to the other.
[11]
33.
It
is therefore the sentencing court’s duty to assess, upon a
consideration of
all
the circumstances of the particular case, whether the prescribed
sentence is proportionate to the particular offence.
[12]
The view that the prescribed sentence can be departed from only if
the circumstances are ‘exceptional’ has been
rejected in
Malgas
,
and it is wrong for the sentencing court to assume that a life
sentence is proportionate for a crime falling into a particular
category.
[13]
34.
As
was observed in
Vilikazi,
it may be that the prescribed life sentence is seldom imposed in
cases that fall into a specific category, and if that occurs ‘it
will be because the prescribed sentence is seldom proportionate to
the offence’.
[14]
35.
In
SMM
,
[15]
in a review of the SCA’s
decisions on rape sentencing, the court – whilst recognising
that the country was facing a
‘crisis of epidemic proportions
in respect of rape, particularly of young children’,
[16]
and while emphasising that rape is by its nature a ‘degrading,
humiliating and brutal invasion of a person’s most intimate
private space, even when not accompanied by violent assault’
[17]
- repeated the
injunction that punishment should not be approached ‘in a
spirit of anger’ and that sentencing
must be assessed
‘dispassionately, objectively and upon a careful consideration
of
all
relevant factors’ (my emphasis).
[18]
36.
The
public is rightly outraged by the scourge of rape, and there is
increasing pressure on the courts to impose harsher sentences.
But sentencing cannot be applied only to satisfy public demand for
revenge – other sentencing objectives, including
rehabilitation,
cannot be discarded if a balanced, effective sentence
is to be attained.
[19]
37.
It
must be recognised that there are categories of severity of rape.
[20]
As I read the reported
cases, the severity of a rape on the spectrum of gravity is required
and this is
one
of the relevant factors to be considered objectively and
dispassionately.
38.
Whilst
one must approach with caution the application of general principles
to the facts of specific leading cases as a benchmark
of appropriate
sentencing, these do provide some assistance. I have reviewed a range
of cases which may provide some comparable
indications of sentencing
in these types of cases.
[21]
I
will address some of these below.
39.
In
CC
(
supra
),
the appellant was convicted on two counts of raping children: the
first involved the oral rape of a 3-year-old boy; and the second
involved the digital rape of an 8-year-old girl. The appellant
pleaded guilty on both counts, and the magistrate imposed two
sentences
of life imprisonment. The appellant had himself been
subject to sexual abuse in his youth but also had two previous
convictions
for indecent assault of girls aged 4 and 5 respectively
(one of whom was a member of his family, and the other a family
friend).
The appeal court found the sentence of life imprisonment to
be unjust and disproportionate to the crime, the offence, and the
legitimate
needs of the community. A sentence of 15 years of
imprisonment, of which 5 years was suspended, was imposed in relation
to
the one count, and 12 years imprisonment of which 3 years were
suspended on the second count. The court ordered that part
of
the unsuspended periods of imprisonment should run concurrently,
because an effective period of 19 years would be ‘too
crushing
a punishment’, and that an effective period of 13 years of
imprisonment struck the right balance.
40.
In
CC
[22]
the court had regard to the SCA decisions in both
S
v Mudau
[23]
and
S v
EN
,
[24]
in which the SCA set
aside life sentences.
40.1
In
Mudau
the appellant, 47 at the time of sentencing, had raped his
13-year-old niece. He first penetrated her vagina with two
fingers
and shortly thereafter with his penis, in an episode lasting
about 5 minutes. Semen was subsequently found on the child’s
underwear. He paid her to buy her silence, denied the rape, and
apparently expressed no remorse. His abuse of trust
in a family
setting was regarded as an aggravating feature but the rape itself
occasioned no serious injury to the victim and there
was no
additional violence. The psychological trauma could not be
assessed in the absence of a victim report.
40.2
In
EN
,
the appellant was a 46-year-old first offender who raped his
15-year-old stepdaughter. The latter suffered no serious physical
injuries and had submitted to intercourse without threats of violence
but after having accepts gifts of money. The appellant
had been
drinking. Life imprisonment was found to be disproportionate,
and a sentence of 15 years imprisonment imposed.
40.3
In
S
v GK
,
[25]
this Court set aside a
sentence of life imprisonment for the rape of a 7-year-old girl and
substituted it with a sentence of 17
years imprisonment.
41.
The
appropriate test was articulated as follows in
CC:
[26]
‘
The
court thus must not approach the present appeal with the mind that a
life sentence is
a priori
a
just punishment for the appellant. Instead, I must examine all
the circumstances of the case and then ask myself whether
I am not
merely uneasy at the imposition of a life sentence but have a
conviction that such a sentence would be unjust i.e. disproportionate
to the crime, the offence, and the legitimate needs of the community.
Inevitably that entails forming a view as to what a just
sentence
would be in all the circumstances of the case, bearing in mind
however that even discretionary sentences for crimes dealt
with in
the Act (i.e. once substantial circumstances have been found to be
present) can be expected to be more severe than before.’
42.
The learned magistrate
in
casu
identified certain aggravating
features of the rape itself (apart from the age of the complainant,
the force used during the incident,
the physical injuries suffered
and the obvious psychological trauma). Nevertheless, to this should
be added the appellant’s
HIV status, but on the spectrum of the
severity of rapes with which our courts are routinely confronted, not
the most severe.
43.
Reserving a sentence of life imprisonment
for the most severe cases is not the most appropriate manner of
approaching the question
of whether it should be imposed in a
particular matter as there is always a more horrific and brutal rape
imaginable.
Non constat
,
however, that the converse applies: namely that every rape of a minor
requires a sentence of life imprisonment. This seems to
be the import
of the authorities referred to in paragraphs 31 to 37 above. To adopt
a different approach would not accord with
the dictum by Rogers J in
CC
(at
paragraph 26) to the effect that:
‘
The
court thus must not approach the present appeal with a mind that a
life sentence is a priori a just punishment for the appellant.
Instead, I must examine all the circumstances of the case and then
ask myself whether I am not merely uneasy at the imposition
of a life
sentence but have a conviction that such a sentence would be unjust,
i.e. disproportionate to the crime, the offence,
and the legitimate
needs of the community. Inevitably that entails forming a view as to
what a just sentence would be in all the
circumstances of the case.’
44.
On application of the above principles, and
on a conspectus of the facts, I am satisfied that the sentence of
life imprisonment
is disproportionate to the crime and the legitimate
needs of the community, and places insufficient emphasis on the
prospect of
appellant’s rehabilitation and his ability to
function in and contribute to society.
45.
The appellant is a comparatively young man.
He held employment, was economically active, and supported his
child. To all intents
and purposes he has no previous
convictions and there is no evidence of this type of behaviour on
other occasions.
46.
That the accused is to all intents and
purposes a first offender, and did not previously manifesting similar
behaviour, is not in
or of itself a substantial and compelling
circumstance. It is nonetheless a factor to be weighed, not only in
the light of the
appellant’s prospects of rehabilitation, but
also in relation to the punitive and deterrent aspects of sentence.
47.
Despite the dictum in
S
v PB
(see para 29
above)
that findings in prior cases should not become straitjackets, I have
found it unavoidable to have regard to comparable cases
and sentences
handed down by the courts in other matters (as indeed was done by
this court in
CC supra
).
Some of the cases to which I had regard – and which I thought
provided a reasonable basis for comparison – are set
out above.
The facts of those cases speak for themselves.
48.
I concluded that the magistrate had
misdirected himself by over-emphasising the aggravating factors,
failing to take proper account
of the accused’s personal
circumstances and prospects for rehabilitation, and in starting from
the
a priori
position that a life sentence was a just punishment
per
contra
CC
supra
.
49.
In all the circumstances an appropriate
sentence would, in my view, be 20 years imprisonment and in the
result, I would propose
the following order:
49.1
the appeal against the conviction
should be dismissed;
49.2
the appeal against sentence should
be upheld;
49.3
the sentence of life imprisonment
set aside and substituted by a sentence of 20 years imprisonment; and
49.4
the incidental orders made by the
magistrate confirmed.
J
DICKERSON
Acting
Judge of the High Court
SHER J (LE GRANGE J
concurring):
50.
I have had the benefit of reading the
judgment of my colleague. I agree that in his comprehensive judgment
the magistrate properly
considered the relevant principles applicable
when evaluating the evidence and consequently the appeal against
conviction cannot
be sustained.
51.
Regrettably,
I cannot agree with my colleague’s approach regarding the
sentence. He proposes that it should be substituted
with one of 20
years imprisonment, as he is of the view that the magistrate
misdirected himself by over-emphasising the aggravating
factors,
failing to take proper account of the appellant’s personal
circumstances and prospects of rehabilitation, and proceeding
from
the a
priori
position that a sentence of life imprisonment was a just punishment,
contrary to the decision of this Court in 2015 in
CC.
[27]
In that matter Rogers J (Veldhuizen J concurring) held, following the
approach which he had adopted (with Gamble J concurring,
Matthee AJ
dissenting) some 2 years earlier in
GK,
[28]
that in appeals involving the imposition of prescribed minimum
sentences an appellate court was entitled to make its own value
judgment as to whether there were substantial and compelling
circumstances present and, if it differed from the sentencing court
in this regard, to interfere and to substitute the sentence
imposed with its own.
52.
Whilst the rapes in both
CC
and
GK
are
distinguishable from the one in this matter (they involved penile
oral and digital vaginal penetrations of children, and none
of the
victims sustained any physical injuries), it is nonetheless necessary
to consider the decisions in these matters as my colleague’s
judgment is predicated on the approach which was adopted in them, and
they are frequently cited by counsel and followed in this
Court as a
basis to interfere with sentences in appeals involving the rape of
young children by trusted adults in positions of
care, power and/or
authority.
53.
I
am of the view that the reasoning and approach which was adopted in
both
CC
and
GK
is not consistent with the
ratio
in
Malgas
(as confirmed in
Dodo),
on prescribed minimum sentences and should accordingly not be
followed.
[29]
To explain why I
have come to this conclusion it is necessary to restate certain
fundamental principles in the light of their historical
background.
The relevant
principles
54.
It
is a trite and long-established principle of our criminal law that
the imposition of sentence is ‘pre-eminently’
a matter
that falls within the discretion of a trial court
[30]
and, as such, is within its prerogative.
[31]
55.
As
this discretion is a true discretion or, as it is also sometimes
referred to, a ‘narrow’ one, it is equally
well-established
that an appeal court may not interfere with a
sentence that has been imposed in the exercise thereof simply because
it does not
accord with the sentence it may have imposed had it been
seized of the matter, nor, in the words of Marais JA in the seminal
decision
in
Malgas,
[32]
may it approach the question of sentence as if it were the trial
court and substitute the sentence imposed with its own one ‘simply
because it prefers it’.
56.
As
a result, it has consistently been recognised that (save where the
proceedings are beset by a material irregularity resulting
in a
failure of justice) an appeal court may only interfere in two
instances: where the sentence is vitiated by a so-called ‘material
misdirection’, or where the disparity between the sentence
which would have been imposed by it had it been the sentencing
court,
and that which that court imposed, is so marked that it can properly
be described as inducing a sense of shock, or as ‘startlingly
or disturbingly’ inappropriate.
[33]
A ‘misdirection’ is simply a term used to refer to an
error that was committed by the court, either in determining
or in
applying the facts relevant to assessing an appropriate sentence. As
the central enquiry in an appeal against sentence is
not whether it
was right or wrong, but whether the trial court exercised its
discretion properly and judicially, a mere misdirection
is not in
itself sufficient to allow for interference on appeal, and it must be
material i.e. of such a nature or degree of seriousness
that it
shows, directly or inferentially, that the trial court either failed
to exercise its discretion at all, or that it exercised
it improperly
or unreasonably.
[34]
57.
It
is equally trite that when engaging in the exercise of its discretion
i.e. in arriving at an appropriate sentence a trial court
is required
to have due regard for the triad of factors first enunciated in
Zinn:
[35]
the nature and seriousness of the offence, the interests of the
community and the accused’s personal circumstances. A trial
court will be held to have materially misdirected itself where it
failed to have any, or due, regard for any of the circumstances
which
traditionally form part of these component factors. Thus, it is
commonly accepted that a material misdirection has occurred
if the
trial court left out or ignored one of these factors or their
component circumstances, or under- or over-emphasised any
at the
expense of others.
58.
In
1997 the legislature adopted the Criminal Law Amendment Act
[36]
(‘the CLA’), which made provision for the setting aside
of all death sentences which had previously been imposed and
a
process for their substitution with alternative sentences, and the
introduction of so-called ‘prescribed minimum sentences’
in the case of certain serious offences. The sentences, which came
into effect on 1 May 1998, were intended to be temporary, short-term
measures, which were to be in place for 2 years, to deal with an
‘alarming burgeoning’ in the commission of certain
crimes
and the ‘tide of criminality which threatened to engulf
society’.
[37]
However,
they are now permanent fixtures of our sentencing landscape.
59.
As
for the terms of imprisonment which are to be imposed as prescribed
minimum sentences, section 51 read with Parts 1-3 of Schedule
2 to
the Act provides for a gradation, based on the categorised severity
of certain listed offences, principally those of murder,
rape and
aggravated robbery, depending on the circumstances attendant on their
commission and whether the accused is a 1
st
,
2
nd
or 3
rd
offender. As far as the offence of rape is concerned, the most severe
of the prescribed sentences, that of life imprisonment, is
to be
imposed on all offenders (even if it is their first such offence)
where their victim is raped more than once or by more than
one
person, or by a person who has two previous convictions for rape, or
who commits the offence knowing that he has HIV/AIDS,
as well as in
instances where the victim is under the age of 16 or is physically
disabled or mentally ill.
[38]
60.
However,
the CLA provides that where a court is satisfied that ‘substantial
and compelling circumstances’ exist which
justify the
imposition of a lesser sentence than the one prescribed in any case,
it must enter those circumstances on the record
of proceedings and
may then impose such lesser sentence it deems fit.
[39]
As the Act does not define what such circumstances are it was left to
the courts to give meaning to the term. This resulted in
divergent
interpretations by the different divisions.
[40]
61.
In
Van
Wyk
[41]
this division adopted the approach that these circumstances included
all those which had previously been referred to as mitigating
circumstances and which served to diminish an offender’s moral
blameworthiness. In Gauteng there were conflicting approaches.
In
Mofokeng
[42]
it was held that they had to be circumstances that were so unusual
and exceptional in nature that they were compelling, whereas
in
Blaauw
[43]
and
Homareda
[44]
it was held that they were all the circumstances which a court had
traditionally considered when imposing sentence, including both
mitigating and aggravating ones, weighed cumulatively. If, in doing
so, the court concluded that the prescribed minimum sentence
would be
‘grossly disproportionate’ (
Blaauw
)
or disproportionate (
Homareda
)
to the crime committed or to the sentence which would otherwise
previously have been appropriate (
Homareda
),
the necessary test was met for the imposition of a lesser sentence.
62.
The
question of which of these approaches was correct was settled by the
SCA in
Malgas,
[45]
a decision which is cited with monotonous regularity in cases
involving prescribed minimum sentences. Unfortunately, this is yet
another instance where it is necessary to refer to it, as the
principles which were laid down in it constitute the lens through
which the decisions in
GK
and
CC
must
be considered.
63.
At
the outset of his exposition Marais JA pointed out that by
prescribing minimum sentences that applied in certain categorised
instances the legislature aimed at ensuring there would be a ‘severe,
standardised and consistent’ response from the
courts unless
there were ‘truly convincing’ reasons to deviate
therefrom, as the emphasis had shifted to the objective
gravity of
the listed offences and the public’s need for the imposition of
effective sanctions against them.
[46]
He then dealt with the effect which the legislative prescription of
minimum sentences had on the powers of sentencing courts. He
held
that the provisions constituted ‘generalised statutory
injunctions’ to impose set sentences, which rested not
upon the
circumstances of the case, or the personal circumstances of the
offender, but simply upon whether the offences of which
an offender
had been convicted fell within the specific categories set out in
Schedule 2.
[47]
64.
Thus,
a sentencing court no longer had a ‘clean slate’ on which
to ‘inscribe’ whatever sentence it would
otherwise have
previously deemed fit.
[48]
Instead, it was required to approach the question of sentence
conscious of the fact that the legislature had ‘ordained’
the applicable prescribed minimum sentence as the sentence which
should ordinarily be imposed, and it was required to respect and
not
merely pay lip service to the legislature’s wishes.
[49]
65.
As
to the provision that, where the court was satisfied that
‘substantial and compelling circumstances’ existed which
justified a departure from a prescribed minimum sentence it had the
power to decide upon an alternative sentence, whatever ‘nuances
of meaning might lurk’ in the phrase its central aim was that
the specified sentences were not to be departed from ‘lightly’
and for ‘flimsy’ reasons which could not withstand
scrutiny. These included ‘speculative hypotheses’
favourable
to the offender, ‘maudlin sympathy’ and an
aversion to imprisoning 1
st
offenders.
[50]
In general
terms therefore they were circumstances which could be seen to be
substantial and compelling in contrast to those of
‘little
significance or debatable validity’, or which reflected a
‘purely personal preference unlikely to be
shared by many.’
[51]
66.
For
the rest however the legislature had not intended to exclude any or
all of the many factors and circumstances which were traditionally
taken into account by courts when sentencing offenders,
[52]
nor were these required to be ‘exceptional’.
[53]
Ultimately, the court was required to determine whether the
cumulative impact of all the circumstances relevant to sentence
justified
a departure from the standardised response which the
legislature had ordained.
[54]
If, after considering all such circumstances the sentencing court was
satisfied that they rendered the prescribed minimum sentence
unjust,
in that it would be disproportionate to the crime, the criminal and
the needs of society, such that an injustice would
be done by
imposing it, it was entitled to impose a lesser sentence.
[55]
67.
In
practical terms therefore, where a court’s sense of unease
about imposing a prescribed minimum sentence had ‘hardened
into
a conviction’ that an injustice would be done, it would usually
be satisfied that the circumstances rendered the imposition
thereof
unjust or disproportionate, and they would be entitled to be
characterized as substantial and compelling.
[56]
The decisions in
GK
and
CC
68.
With that by way of background, I turn to
the decisions in
GK
and
CC.
In
CC
a boy
aged 3 and a girl aged 8 were subjected to penile oral and digital
vaginal rape, respectively. In
GK
a 7-year-old girl was subjected to penile oral penetration. None of
the victims in the two matters sustained any physical injuries.
As
for emotional and psychological
sequelae
it was found that the 3- year-old in
CC
was, on the face of it, seemingly unaffected by what had happened as
he had been too young to understand what had been done to
him, and
the 8-year-old was said to be ‘functioning normally’ for
her age. However, later in the judgment it was also
said that she had
become anxious, fearful and shameful about what had happened and was
experiencing headaches and stomach pains.
The 7-year-old in
GK
had required counselling and had become withdrawn, distressed and
plagued by feelings of guilt and a sense of poor self-image.
She had
also started bedwetting and displayed signs of errant behaviour.
69.
In both matters the offenders had previous
convictions for sexual offences. In
CC
the 41-year-old accused, who had himself been subjected to oral rape
by an older boy when he was about 8 years old and later anal
rape by
him, had been convicted some 10 years earlier of two counts of what
was then known as ‘indecent assault’, in
the form of
digital vaginal penetrations i.e. rapes of two girls aged 4 and 5
years, for which he had been sentenced to 10 years
imprisonment.
70.
On appeal the sentence of life imprisonment
which had been imposed on him was altered to an effective term of 13
years imprisonment.
In
GK
,
the 58-year-old accused had previously been convicted of attempted
rape some 11 years earlier, for which he had been sentenced
to 4
years imprisonment. His sentence of life imprisonment was altered on
appeal to 17 years imprisonment.
71.
In
GK
,
the majority remarked that the prescribing of certain minimum
sentences had effectively deprived the courts of their ordinary
sentencing discretion unless there were substantial and compelling
circumstances. The presence or absence of such circumstances
was
therefore the jurisdictional fact on which the existence, or not, of
such a discretion depended.
[57]
A determination as to whether there were such circumstances was not a
matter of discretion but a ‘value judgment’,
[58]
in the sense referred to in
Media
Workers Association
[59]
(which concerned the determination of whether an employer’s
conduct constituted an unfair labour practice), review cases
[60]
concerning whether legal practitioners who had been subjected to
disciplinary proceedings were fit and proper persons to continue
practising, and the prescribed minimum sentence decisions in
Homareda
[61]
and
PB
.
[62]
In its view, unless there were clear indications in the CLA that the
making of this value judgment had been ‘entrusted solely
to the
discretion’(sic) of the trial Court, an appellate court might
form its own view as to whether such circumstances were
present or
not.
[63]
72.
On
the majority’s reading, the test on appeal as to a trial
court’s findings in relation to the presence or absence
of
substantial and compelling circumstances was left open in
Malgas
.
[64]
Although in some decisions subsequent to it
,
including
decisions by the SCA, one could find statements to the effect that
the trial court had misdirected itself regarding whether
there were
substantial and compelling circumstances present, or not, and on this
basis appeal courts had held they were accordingly
at liberty to
reconsider the matter, those cases had not pertinently addressed what
the ‘appropriate’ appellate test
was.
[65]
73.
The
majority referred
[66]
to the
decision in
Bailey
(more commonly referred to as
PB
following
its citation in the criminal reports),
[67]
where Bosielo JA held that the approach on appeal to evaluating
sentences imposed in prescribed minimum sentence cases differed
from
that which applied in relation to those instances where sentences
were imposed by courts under the ‘ordinary’
sentencing
regime. In the case of the former the ‘proper enquiry’
was to determine whether the facts and circumstances
which were
considered by the sentencing court were substantial and compelling or
not. To this end, all the circumstances bearing
on the question had
to be examined and the appeal court was not confined to having regard
only for the circumstances which the
trial court took into account.
74.
The
majority took this to mean that the appeal court could form its own
view as to the correct answer to the question, and there
was nothing
in the CLA which fettered its powers to reconsider the issue of
substantial and compelling circumstances. It also held
that the
values of the Constitution were better served by an interpretation
which did not fetter an appeal court when it considered
the question
of whether substantial and compelling circumstances were present or
not; and allowing it to make its own value judgment
on appeal would
provide an accused with ‘greater safeguards’ against the
imposition of disproportionate punishments.
[68]
75.
It
held further that, given the dictum of Nugent JA in
Vilakazi
[69]
that it would be wrong for a sentencing court to assume, a
priori,
that a prescribed minimum sentence was proportionate to an offence
listed in the CLA, an appeal against its imposition should likewise
not be approached by an appellate court with a view that it was, a
priori,
a just punishment.
[70]
What
the appeal court was required to do was to ask itself whether it was
not merely uneasy at the imposition of such a sentence,
but had a
conviction that it would be unjust i.e. disproportionate to the
triad, and answering this question inevitably entailed
forming a view
as to what a just sentence would be in all the circumstances of the
case. If the ‘notional’ just sentence
postulated by the
appeal court fell materially below the prescribed minimum sentence,
there would be substantial and compelling
circumstances present to
depart from the prescribed sentence. It was not necessary that the
disparity was such that it induced
a sense of shock or that it was
disturbingly inappropriate.
[71]
76.
After setting out its reasoning for the
approach that it considered should be adopted the majority then went
on to pronounce on
certain aspects of the circumstances pertaining to
the offence and the appellant. In its view, the rape which had been
committed
fell ‘well short’ of the most serious types of
rape for which a life sentence would ‘ordinarily’ be a
just
sentence, in the new dispensation. It was an oral rape which,
although disgusting, was ‘far less calculated’ to injure
and cause physical pain than a vaginal or anal one and there was no
evidence that the complainant had suffered injuries or ‘significant’
pain. In addition, the rape was of brief duration and was not
accompanied by extraneous violence. It seemed to have been a spur
of
the moment act of sexual gratification, and the accused may have been
influenced by the alcohol he had consumed. Although the
complainant
required therapy and further counselling for the emotional and
psychological
sequelae
of the incident, these did not appear to be of an extreme and
debilitating nature.
77.
As
for the appellant’s previous conviction for attempted rape some
11 years earlier, the majority considered that it was fair
to assume
that the offence had not been particularly heinous as the appellant
had only been sentenced to a relatively light term
of 4 years
imprisonment (in terms of
s 276(1)(i)
of the
Criminal Procedure
Act
[72
]) and his previous
conviction should accordingly not be given ‘undue
prominence’.
[73]
As for
as the instant offence for which the accused was convicted, prior to
the enactment of the CLA (which broadened the definition
of rape to
include non-vaginal penetrations), it would only have constituted the
common law offence of indecent assault, for which
it would probably
have received only a few years imprisonment. Thus, in its view, to
say that life imprisonment was the just sentence
to impose upon a
crime which only a few years before would have been punished with a
few years imprisonment, seemed to be going
‘considerably too
far’.
[74]
As a result it
reduced the sentence of life imprisonment to one of 17 years
imprisonment
78.
That
then as far as
GK
is concerned. Some 2 years later, in
CC,
[75]
the Court endorsed the approach it had adopted in
GK
for interfering with a lower court’s determination regarding
the question of substantial and compelling circumstances viz.
that as
an appellate court it was at liberty to make its own value judgment
thereof and if it differed with that of the sentencing
court, it was
entitled to reduce the prescribed sentence which had been imposed. To
this end it endorsed the approach it had adopted
in
GK
that it was entitled to form a view as to what it considered a
(notional) just sentence should have been and if it ‘fell
materially’ below the prescribed minimum sentence imposed there
would be substantial and compelling circumstances present,
even if
the disparity was not striking or disturbingly inappropriate and did
not induce a sense of shock.
[76]
79.
As it did in
GK
(where it was described as the most recent relevant decision of the
SCA), it referred to
Mudau,
[77]
where in 2012 a sentence of life imprisonment which was imposed on a
47-year-old who had raped his 13-year-old niece, was set aside
and
substituted with one of 15 years imprisonment, and the decision in
2014 in
EN,
[78]
where a 46-year-old who had raped his 15-year-old stepdaughter had
his sentence of life imprisonment also reduced to 15 years
imprisonment.
An evaluation
(i)
Ad
GK
and
CC
80.
That
the assessment of whether there are substantial and compelling
circumstances present, or not, in a matter where a prescribed
minimum
sentence is applicable, involves a value judgment by a sentencing
court and not the exercise of a discretion, was recently
confirmed
(albeit
obiter
)
in the minority judgment of Kollapen J in the decision of the
Constitutional Court in
Tuta
,
[79]
with reference to the decisions in
Homareda,
PB
and
GK
.
Kollapen J noted that the far-reaching change which the CLA had
introduced, whilst not removing a judicial officer’s sentencing
discretion, had fettered it to some extent, and had resulted in a
sentencing framework which might pose a higher risk to the freedom
of
the individual and to considerations of a fair trial.
[80]
This allowed for a wider scope for interference by an appellate court
in cases involving prescribed minimum sentences, as opposed
to those
where a sentencing court had exercised a discretion, in the true
sense. In making this remark Kollapen J referred
[81]
to the comments made by Bosielo JA in
PB,
previously referred to.
81.
I
understand Kollapen J’s remarks to mean no more than to
contrast the restraint and deference which an appeal court must
exercise and show in its evaluation of a matter which involved the
exercise of a true, ordinary sentencing discretion, where the
trial
court was entitled, within the bounds of reason and rationality, to
impose its own, preferred, individually tailored choice
of sentence,
a choice which an appeal court is ordinarily bound to accept, as
opposed to a case where the sentencing court did
not have that choice
and was bound to impose a minimum sentence prescribed in terms of the
CLA, unless there were substantial and
compelling circumstances
present. This is clear from the justification which Bosielo JA gave
in
PB
[82]
that a different approach was warranted because, as per
Malgas
,
the minimum sentences to be imposed are ordained by the Act and
cannot be departed from lightly or for flimsy reasons, and it
followed therefore that the ‘proper enquiry’ on appeal
was whether the facts which were considered by the sentencing
court
were substantial and compelling or not.
82.
In my view, whilst the sentencing regime
which has been imposed by the CLA altered the sentencing discretion
i.e. the powers of
and the process which a trial court must engage in
when imposing sentence, at heart that has not materially and
fundamentally altered
the process which an appellate court must
engage in, and its powers, when considering an appeal against a
minimum sentence imposed
in terms of the CLA , (save in relation to
the ‘striking disparity’ power which does not apply); and
when interpreting
and giving effect to the CLA care should be taken
not to transplant and make applicable to the appeal court, the
process that must
be engaged in by the sentencing court. If one does
not honour the distinction between the different processes which the
two levels
of adjudication must perform one may inadvertently rupture
long-standing, well-established principles that have applied for a
century
in our criminal law in relation to the powers and functions
of sentencing courts vis-à-vis those of appellate courts. It
is the function of the court of first instance i.e. the sentencing
court to arrive at, and to impose, an appropriate sentence and
the
function of an appellate court to supervise and regulate this power
by correcting errors made in the exercise thereof, and
the roles
should be kept separate and distinct from one another.
83.
In
Malgas
,
the
fons
et origo
of the current state of the law relating to the function that a
sentencing court must exercise when determining whether to
impose a
prescribed minimum sentence, Marais JA noted
[83]
that some of the courts which had to deal with the problem of what to
make of the prescribed minimum sentence/’substantial
and
compelling’ provisions had resorted to the processes of thought
employed, and concepts developed by, courts dealing with
appeals
against sentence, an approach which was problematic and likely to
lead to errors in giving effect to the intention of the
legislature.
84.
In making these remarks Marais JA was
pointing out that in attempting to arrive at a cogent, working
definition of what constituted
substantial and compelling
circumstances, trial courts were inadvertently seeking to transplant
reasoning which was applicable
to the determination of appeals, into
their process. In my view, in certain instances, such as in
GK
and
CC,
the converse has also happened i.e. appellate courts have resorted to
employing processes of thought and concepts which have been
developed
for the exercise by trial courts of their power to determine whether
to impose prescribed minimum sentences, to the consideration
of
appeals against them.
85.
It
is surely no accident that, directly after making his remarks about
sentencing courts wrongly transplanting the reasoning of
appellate
courts into their determination of what constituted substantial and
compelling circumstances, Marais JA went on to set
out the essential
differences between the functions of the two courts. He pointed
out
[84]
that the mental
process which a trial court engaged in, in the exercise of its
sentencing discretion, involved considering the
circumstances of the
case before it in the light of the well-known triad of factors and
circumstances relevant to sentence and,
in the light thereof, to
impose a just and appropriate sentence. In exercising its oversight
function the duty and function of
the court of appeal was to respect
the trial court’s choice of sentence, arrived at in the
exercise of its discretion, unless
there was a material misdirection
i.e. error in its reasoning, or there was such a striking disparity
between the sentence it would
have imposed and that which was imposed
by the trial court, that it was shockingly or disturbingly
inappropriate or induced a sense
of shock. It was not the function of
the court of appeal, he said, to approach the question of sentence as
if it were the trial
court and to substitute the trial court’s
sentence with one it chose simply because it preferred it. To do so
would be to
usurp the discretion of the trial court (and, it may be
added, its function).
[85]
86.
The
learned judge of appeal warned
[86]
that the long-established tests for interference with sentences on
appeal had been evolved in order to avoid subverting basic principles
that are fundamental to our law of criminal procedure viz that the
imposition of sentence is the prerogative of the trial court;
for
‘good reason’, and it is not for appellate courts to
interfere with that exercise of discretion unless it is convincingly
shown that it has not been properly exercised.
87.
Maintaining the distinction between the
functions and approaches of the two courts should, in my view, not be
abandoned because
of the ‘substantial and compelling’
enquiry which a sentencing court must now engage in, and I see no
reason why the
‘material misdirection’ test should not
apply as the standard basis for interference on appeal in prescribed
minimum
sentence cases, just as it does in in the case of ordinary
sentencing cases.
88.
To
say that in a matter where a prescribed minimum sentence may be
applicable a sentencing court performs a ‘value judgment’
does not mean that it engages in some arcane, extraordinary process
hitherto unknown to our law. As was explained in
Malgas
,
at the outset the court must engage in exactly the same exercise that
a sentencing court would engage in ordinarily: it must carefully
and
methodically identify the relevant circumstances which must be taken
into account insofar as they may impact on the sentence
to be
imposed, including the circumstances pertaining to the nature and
seriousness of the offence and the interests of the community
(usually these include aggravating circumstances) as well as
those pertaining to the offender (usually these include personal,
mitigating circumstances impacting on the offender’s
blameworthiness). At this stage therefore, whether substantial and
compelling circumstances exist is, was said in
DPP
Gauteng Division
,
[87]
a factual enquiry. Once it has concluded this step, the court must
then weigh these circumstances, just as it would in an ordinary
sentencing case. The only difference at this point is that whereas in
an ordinary sentencing case the result of the weighing will
point it
towards a choice of possible sentences (or a combination thereof)
amongst a variety of options ranging from a warning,
fine, or term of
correctional supervision, to a term of imprisonment it considers
appropriate (direct or suspended, partially or
wholly); in a
prescribed minimum sentence case it can only, and must ordinarily,
impose a term of imprisonment which is specified
by the CLA, unless
it finds that cumulatively the net weight of the circumstances it
took into account are such that they render
the imposition of the
prescribed sentence unjust i.e. disproportionate.
89.
Given that, where a court does find such
circumstances to be present it is at large to exercise the very same,
ordinary sentencing
discretion that it would have in cases where a
prescribed minimum sentence does not apply, it seems, in my view, to
be illogical
and principally unsound for an appellate court to apply
a different test (i.e. its ‘own value judgment’) to an
appeal
in a prescribed minimum sentence case, than the test it would
apply to an appeal in an ordinary sentencing case (the ‘material
misdirection’ test). After all, in its result the exercise
engaged in by the sentencing court in arriving at the sentence
imposed in such a case will in effect be the same as that which would
be engaged in by it in a non-prescribed sentence case. Why
then
should there be a different ‘own value judgment’ test in
appeals in prescribed minimum sentence cases, where a
sentencing
court has found that there were
no
substantial and compelling
circumstances present? Why is there a need for a deviation from the
standard, ‘material misdirection’
test?
90.
Reduced to its essentials, the function of
an appeal court in a matter involving a prescribed minimum sentence
is not materially
dissimilar to that which it performs in an ordinary
i.e. non-prescribed minimum sentence appeal. It must assess the
evidence to
determine whether the sentencing court properly and
correctly identified all the relevant factors and circumstances for
sentence
that a sentencing court would ordinarily consider. The only
difference is that it must thereafter determine whether the
sentencing
court weighed them correctly as substantial and
compelling, or not. If, in doing so, it concludes that the sentencing
court misdirected
itself materially either by failing to have regard
for any relevant factors and circumstances, or due or proper regard
for them
(by under or over-emphasising any), it will then be entitled
to interfere with the sentence that was imposed a
quo
.
To then determine a fair and appropriate sentence it will be
compelled, at this juncture, and because of the CLA, to make its
own
value judgment of the factors and circumstances before it, to
determine whether on the basis of the test expounded in
Malgas
they qualify as substantial and compelling i.e. whether they
constitute weighty and convincing reasons for not imposing the
sentence
prescribed by the legislature. As is the case in a
sentencing court of first instance, such circumstances will be
present if the
combined, cumulative weight and effect of them,
properly evaluated, is such as to render the imposition of the
prescribed minimum
sentence unjust or disproportionate.
91.
In the circumstances, whilst it is so that
the test for appellate interference in prescribed minimum sentence
cases was not expressly
set out in
Malgas
,
which is understandable as it dealt with the issue of what
constituted substantial and compelling circumstances for a sentencing
court faced with the application of the CLA, I do not agree that it
was left open, as was held in
GK
.
On my reading of
Malgas
and its restating of the trite principles pertaining to interference
on appeal (with particular regard to the application of the
‘material
misdirection’ test) and the importance of abiding by these
principles, which have been long-established and
are in place for
‘good reason’, it was effectively endorsing them as
applicable also to appeals in prescribed minimum
sentence cases,
without expressly saying as much.
92.
In my view, for reasons of principle,
harmony and consistency a court of appeal in a prescribed minimum
sentence case should therefore
not be entitled to interfere with a
sentencing court’s determination as to the existence or not of
substantial and compelling
circumstances, by making its own value
judgment of them, unless and until it first finds that the sentencing
court’s determination
of them i.e. its value judgment, was
wrong, as a result of a material misdirection.
93.
On my reading of them, the authorities
referred to in
GK
(as
endorsed in
CC
and
Tuta
) do
not support the ‘own value judgment’ test that
GK
introduced and instead effectively support and endorse the
traditional ‘material misdirection’ test that applies in
appeals in ordinary sentencing cases, as the test that should also
apply in prescribed minimum sentence appeals.
94.
In
Media
Workers Association
[88]
the Appellate Division distinguished the exercise of a (true)
discretion from a value judgment, on the basis that in the case of
the former a number of courses are available to the repository of the
power, and in exercising a choice in this regard he/she will
be
acting within their powers and their decision accordingly cannot
ordinarily be set aside, merely because a reviewing/appeal
body would
have chosen a different course. It held with reference to the facts
before it that, in contrast to this, the power to
determine whether
certain acts constituted an unfair labour practice was not
discretionary. It was a determination or ‘value’
judgment
to be arrived at by a court in the light of all the relevant
considerations and did not involve a choice between permissible
alternatives. In respect of such a judgment/determination a court of
appeal could well come to a different conclusion.
[89]
In its subsequent decision in
Wijker
[90]
the AD held that this meant that a court of appeal was entitled to
substitute its own (‘value’) judgment on an issue
in
question,
if
it was of the view that the lower court had erred in its conclusion
i.e. in its determination/value judgment. In
Homareda
[91]
Cloete J (as he then was)
consequently held that, as the determination of whether or not there
were substantial and compelling
circumstances involved making a value
judgment, in accordance with the decision in
Wijker
a
court of appeal was entitled to substitute its own judgment on this
issue if it was of the view that the sentencing/lower court
had erred
in its conclusion in this regard.
95.
Similarly,
on my reading of
PB
the issue on appeal, as identified by the SCA,
[92]
was whether the lower court had
erred
in not finding that the facts which were put forward by the
appellant, who had raped his own 12-year-old daughter, were
substantial
and compelling, such that they justified a departure from
the prescribed sentence of life imprisonment. The appellant had
pleaded
guilty and expressed remorse to the probation officer, and
the complainant had not sustained any physical injuries but had
suffered
emotional and psychological
sequelae
in the form of anxiety, fear, guilt, shame, anger and mood swings,
and had been compelled to leave school as she fell pregnant
because
of the rape. The SCA held that the high court had erred in finding
that there were substantial and compelling circumstances
present and
confirmed the sentence of life imprisonment which had been imposed by
the regional court. In doing so it is notable
that, even though it
was dealing with an appeal in a prescribed minimum sentence case, in
which it held that a somewhat different
approach was to be followed
than that which applied in the case of appeals in ordinary sentencing
cases, the SCA reiterated the
fundamental principle that sentencing
discretion lies pre-eminently with the sentencing court.
[93]
96.
In
Tuta
[94]
Kollapen J similarly accepted that since a court brings out a value
judgment when it makes a determination as to the existence
or not of
substantial and compelling circumstances, an appellate court is
entitled (as per
Homareda
)
to interfere with that decision
if
an error has occurred
and
Malgas
sets the threshold for such interference. Even in
GK
[95]
the Court noted and
agreed with the dictum in
Homareda
that a court of appeal is entitled to substitute its own value
judgment on the issue of whether substantial and compelling
circumstances
were present, if it is of the view that the lower court
erred in its conclusion.
97.
In the circumstances to jump from an
acceptance of the proposition that interference on appeal in relation
to the issue of substantial
and compelling circumstances is only
justified where the lower court has misdirected itself, which accords
with the long-established
approach in ordinary sentencing cases, to
holding that such interference is permissible even where there is no
misdirection, and
simply because the appeal court has made its own
value judgment which differs from that of the lower court, seems to
me to be conceptually
unsound and against fundamental principles.
98.
In
several decisions in rape matters since
GK
and
CC
,
including factually comparable matters such as
EN
[96]
(2014),
Zulu
[97]
(2021) and
Maila
[98]
(2023) where the prescribed minimum sentence of life imprisonment was
imposed by the courts a
quo
on men in positions of trust, care and/or authority who had raped
children, as well as in
DPP
Gauteng Division
[99]
(
2023),
which involved the rape of a 12-year old by her 21-year old female
and 17-year old male cousins, the SCA applied
the
material misdirection test to determine whether the lower court had
erred in relation to its assessment of whether there were
substantial
and compelling circumstances, and whether it was therefore at liberty
to interfere with the prescribed sentence imposed.
This tallies with
the approach adopted by it in earlier, important decisions that
followed
Malgas
,
such as
Vilakaz
i
[100]
(in 2009), where the
material misdirection test was also applied.
99.
In my view there is accordingly no need for
a different approach or test, such as the ‘own value judgment’
test, and
no reason why the standard test which applies in appeals in
ordinary sentencing cases should not apply to appeals in prescribed
minimum sentence cases. Given that the prescribed minimum sentence
regime has now been in place for well-nigh on 27 years, during
which
time a substantial body of case law has been built up in respect of
matters involving such sentences, there is also no need
to have the
‘own value judgment’ test as an additional or ‘greater
safeguard’, to protect offenders.
100.
I
also have difficulty with the approach that was adopted in
GK
and endorsed in
CC
that an appeal court in a prescribed minimum sentence case is
entitled to form its own view as to what a just sentence would be
in
all the circumstances and, in order to do so, is entitled to have
regard for sentences which have been imposed in other, factually
comparable cases, and if the notional just sentence that it arrives
at by means of this exercise is ‘materially’ below
that
imposed by the sentencing court, substantial and compelling
circumstances will be present which justify a departure from the
prescribed minimum sentence. As previously pointed out, in pursuance
of this approach the courts in
GK
and
CC
referred to the decisions in
Mudau
and
EN
,
in which terms of imprisonment less than life imprisonment were
imposed, and my colleague has likewise referred to them.
[101]
101.
In my view this approach is also
conceptually unsound for several reasons. In the first place, it runs
directly against the grain
of the sentencing regime and process that
was introduced by the CLA, which proceeds from the premise that
prescribed minimum sentences
are ordinarily to be applied to
offenders convicted of certain offences. The legislature introduced
these sentences not because
it considered them to be just but because
it considered them to be a necessary and effective remedy to deal
with a burgeoning crime
rate and violent crimes against women and
children in particular. The fairness or justness of these prescribed
sentences is not
the initial, primary consideration that a sentencing
court is faced with in a matter where they may be applicable. Its
initial
consideration is simply whether the prescribed minimum
sentence is applicable to the offender before it. As was pointed out
in
Malgas
,
that does not depend on the sentencing circumstances of the case but
on the categorisation of the offence for which the offender
has been
convicted. If it falls within the applicable category and Schedule in
the CLA, the prescribed minimum sentence must, in
ordinary
circumstances, be imposed on the offender and the sentencing court is
not relieved from the duty of imposing it, as it
is statutorily
obliged to do so, whether or not it considers the sentence to be
just. It must be convinced, for substantial and
weighty reasons, that
imposing the prescribed sentence will be
unjust
in the sense that it will be disproportionate to the triad, before it
is entitled
not
to impose it. Thus, the essential question it must answer is not
whether the prescribed minimum sentence will be a just sentence,
but
whether it will be an unjust one. These are not equivalent enquiries
to which the answers are the same, in the sense of being
opposite
sides of the same coin. The question of what sentence will be just is
one which is asked by a sentencing court exercising
its ordinary
sentencing discretion, the question of whether a sentence will be
unjust is the one asked by a court which is ordinarily
required to
impose it because it is prescribed in terms of the CLA.
102.
In
the second place, a sentencing court in a prescribed minimum sentence
case is surely only entitled to have regard for lesser
sentences
which were imposed in factually comparable cases (for which such
cases serve as guidelines not straitjackets, in the
words of
PB
[102]
),
after
it has arrived at a conclusion that imposing the prescribed minimum
sentence would be unjust/disproportionate because there are
substantial and compelling circumstances present, and not
before,
because
it is only at that point that it is at liberty to exercise a
sentencing discretion and not before. It cannot use the sentences
imposed in other cases as the rationale for holding that imposing the
prescribed minimum sentence in the case before it will be
unjust/disproportionate, on the basis that
they
establish or constitute substantial and compelling circumstances.
That would be putting the cart before the horse and amount to
a
failure to do what it is supposed to do, which is to determine
whether the circumstances of the case before it, not those in
other
cases that were previously heard, amount to substantial and
compelling circumstances. In
Nkunkuma
[103]
the SCA held that to approach a matter in which a prescribed minimum
sentence is applicable as if the sentencing yardstick is the
sentences imposed in a range of other disparate cases and then to ask
whether the prescribed minimum sentence can be considered
too severe,
against that benchmark, constitutes a misdirection.
103.
In
the third place, if one is to have regard for sentences in comparable
rape cases (of children by older males in positions of
care, power
and/or authority), a proper survey should include not only those
cases where lesser sentences were imposed by the SCA
on appeal, such
as the decisions in
Mudau
and
EN,
[104]
but also to the legion of cases before and after
GK
and
CC
where lesser sentences were increased by it to sentences of life
imprisonment, after it held that the lower (appeal) or sentencing
court had erred in its assessment of whether there were substantial
and compelling circumstances, or where it confirmed sentences
of life
imprisonment which had been imposed. In this regard, reference may be
made to the decisions in
PB
(in 2012),
Munya
i
[105]
and
MDT
[106]
(2014),
TM
[107]
and
Buthelezi
[108]
(2019/2020),
Zulu
(2021) and
Maila
(2023).
{ii}
Ad the dissenting judgment
104.
I
agree with my colleague that the magistrate’s summation of the
evidence is a fair and accurate reflection of what was contained
in
the record. As a result, in the absence of any demonstrable and
material error or ‘misdirection’ the magistrate’s
factual findings are presumed to be correct.
[109]
105.
My
colleague correctly points out that in determining whether there were
substantial and compelling circumstances present all the
circumstances that would traditionally have to be considered for
sentence should be taken into account, as directed by
Malgas.
These,
he says, should then be weighed to determine whether the prescribed
sentence of life imprisonment is ‘proportionate’
to the
offence. He notes that, although in
SMM
[110]
the SCA recognized that the country was facing a crisis of epidemic
proportions in respect of rape, particularly of young children,
it
held that the imposition of punishment should not be imposed in a
spirit of anger, but dispassionately and objectively, upon
a careful
consideration of all relevant factors. The decision in
SMM
is the same decision which is referred to by my colleague and by the
majority in
GK
as
Mudau
,
in accordance with its then citation on SAFLII, before it was
reported as
SMM
in the SA Criminal Reports. It was handed down on 9 May 2013, two
weeks before the decision in
GK
.
106.
My colleague points out, with reference to
the decision in
SMM,
that it must be recognized that there are categories of severity of
rape and this is one of the factors that must be taken into
account.
He finds that on the spectrum of severity of rapes with which our
courts are routinely confronted, the one in this matter
is not the
‘most severe’.
107.
He says that the magistrate correctly
identified certain aggravating features of the rape in this matter,
apart from the age of
the complainant, the force used during the
incident, the physical injuries suffered and the ‘obvious’(sic)
psychological
trauma, to which he adds the appellant’s HIV
status. Despite saying this however, he comes to the view that the
magistrate
misdirected himself by over-emphasising the aggravating
factors, failing to take ‘proper’ account of the
accused’s
personal circumstances and his prospects for
rehabilitation, and in commencing from the a
priori
position that a life sentence was a just punishment, contrary to the
decision in
CC
.
108.
Consequently, he concludes that the
sentence of life imprisonment is disproportionate to the crime and
the ‘legitimate needs’
of the community, and places
insufficient emphasis on the prospects of the appellant’s
rehabilitation and his ability to
function in and contribute to
society.
109.
I differ with the approach he has adopted
towards the matter, as well as in his evaluation of the circumstances
and factors relevant
to the question of sentence.
110.
My colleague correctly referred to the
salient principles which are to apply, as set out in
Malgas
,
but in my view he has failed to apply them. Thus, instead of
carefully determining whether the magistrate correctly identified
and
weighed the component circumstances of the triad of factors that are
relevant to the imposition of sentence and correctly concluded
that
their cumulative effect was not such as to render the imposition of
life imprisonment disproportionate, he applies the ‘own
value
judgment’ test adopted in
GK
and
CC
,
and to this end looks at lesser, reduced sentences that were imposed
on appeal in two matters
(Mudau/SMM and
EN
) which were decided prior to
GK/CC
.
No consideration was given to decisions of the SCA, post
GK
and
CC
,
where, based on the test espoused in
Malgas
sentences imposed by lower courts in comparable matters were
increased to life imprisonment, or where sentences of life
imprisonment
were confirmed. He uses the sentences imposed on appeal
in
Mudau/SMM
and
EN
to
arrive at a yardstick or benchmark to arrive at a notional just
sentence, against which to weigh the sentence imposed by the
magistrate, and then. because of the resultant disparity between the
imposed sentence and his notional one, to find that there
are
substantial and compelling circumstances present which justify a
departure from the prescribed minimum sentence.
111.
For
the reasons I previously set out, in my view such an approach is
wrong, and if one applies the correct test, in accordance with
Malgas
,
it is evident that the magistrate did not misdirect himself in any
way, by failing to have any or proper or due regard for any
of the
circumstances relevant to sentence, and the sentence imposed
accordingly cannot be interfered with. In this regard and starting
with the nature and gravity of the offence, the following. Whilst it
is so that the rape was not of the ‘most severe’
kind
that the court has had to deal with, this does not avail the
appellant. As was pointed out in
Mahomotsa
[111]
because more serious
cases than the one under consideration are imaginable, it does not
follow that something should be kept in
reserve for them and the
sentence imposed in the case at hand should be correspondingly
lighter. There will always be cases which,
although differing in
their respective degrees of seriousness, justify the imposition of
the maximum penalty possible. As Nugent
JA pointed out in
Vilakazi
[112]
there is always a ‘greater horror’ imaginable.
112.
It
seems to me that, as was held in
Zulu
[113]
(where the SCA
reversed a sentence of 20 years imprisonment which was imposed by the
High Court on each of 3 counts, in an appeal
by a stepfather who
raped his minor stepdaughter, and re-instated sentences of life
imprisonment which had been imposed by the
regional court), my
colleague has ‘underplayed’ the seriousness of the
offence and the circumstances in which it was
committed.
113.
This is evident, firstly, from the fact
that, in describing the complainant’s injuries with reference
to the report of her
examination by Dr Felix, he records that she
sustained ‘superficial’ abrasions to her genitalia and
‘some’
bleeding, and that she had been ‘lightly’
throttled. Whilst it is so that Dr Felix referred to the multiple
abrasions
that the complainant sustained as superficial and that
there was some bleeding on examination, this does not mean that the
injuries
which she sustained can properly be characterized as minor.
The complainant was a child of 13 years at the time of the rape. On
examination a day afterwards she presented with two (large)
linear-shaped bruises on either side of her neck, measuring
approximately
5cm x 1cm and 4cm x 2 cm in size, which Dr Felix
ascribed to her ‘likely’ (not ‘lightly’)
being throttled,
multiple superficial abrasions to an area of her
genitalia as well as redness, and several tears in her hymen,
consistent with
penetration with a blunt object, and there was still
some bleeding. Dr Felix did not record the superficiality of the
bruising
or the extent of the bleeding in parentheses, and by doing
so my colleague gives the impression that they were minimal or
slight,
and that this lessens the severity of the assault. I see the
fact that a day after the rape the complainant was still bleeding as
an aggravating factor which underscores the severity thereof.
According to both Dr Felix and the complainant the violence meted
out
to her caused her significant bruising and pain.
114.
In their totality, given the age and
physique of the complainant, the injuries which she sustained were
serious and bear testament
to the savage assault which the appellant
launched on her. This was clearly no impulsive, ‘spur of the
moment’ act
but a planned and devious one, which constituted a
gross betrayal and breach of the trust which the complainant had
reposed in
the appellant, as a friend of her father. Knowing that she
was alone and vulnerable he lured her into his room on the pretext of
fetching a jersey, before they were to set forth to look for her
mother.
115.
After she refused to give him a kiss, he
pushed her onto his bed and, whilst throttling her, removed her jeans
and underwear and
raped her. Fortunately, she was able to struggle,
push and kick herself free, but the experience must have been a
terrifying one
for her. When she arrived at home she was in a
terrible state: her one arm was flailing, and she was distraught and
shaking to
such an extent that her mother thought she was having a
fit.
116.
When she fled from the appellant, he
threatened that he would hurt her baby sister if she told anyone what
had happened to her.
Such was the fear that the appellant instilled
in her that she did not reveal what he had done to her, even after a
cleaner at
the hospital was able to gain her trust. It was only after
her father told her that she would be haunted for the rest of her
life
if she did not reveal who was responsible, that she disclosed
the appellant’s identity.
117.
Furthermore, aside from the physical
injuries she sustained in the rape the complainant suffered severe
emotional and psychological
damage, and the incident had a profound
and lasting effect on her. She has recurrent nightmares, never walks
alone, does not trust
any of her father’s male friends and
continues to require counselling. She also had to change schools.
118.
As far as the appellant’s personal
circumstances are concerned, as has frequently been pointed out in
such matters and without
in any way attempting to be cynical, none of
them are of such a nature or kind, individually or cumulatively, as
to distinguish
him from scores of other men like him, who have abused
their positions of trust, care and authority and have raped children,
and
they are not substantial and compelling.
119.
As
far as rehabilitation generally is concerned, it is well-established
that when it comes to serious offences listed in the CLA,
such as
rape, murder and robbery, it must pale in importance as against the
other stated aims of punishment such as retribution
and deterrence,
and society’s need to give expression to its sense of
outrage.
[114]
My colleague
seems to have found that the appellant enjoys reasonable prospects of
rehabilitation as he is a ‘comparatively’
young man,
[115]
who was economically active in support of his child and was, for all
intents and purposes, a 1
st
offender. Whilst I recognise these circumstances, in my view they do
not suffice to establish that the appellant is a real candidate
for
rehabilitation, nor do they serve to entitle him to be given a lesser
sentence than the one prescribed. To be capable of being
rehabilitated an offender needs to show, in the first place, that
he/she has acknowledged what they have done by owning up to,
and
accepting responsibility for, it. Then he needs to show that he is
truly contrite for what he has done. The appellant has not
done so.
He pleaded not guilty, as he was entitled to do, and steadfastly
denied that he had raped the complainant. He maintained
this position
even after he was convicted. The appellant has not shown that he
regrets what he has done, let alone that he is remorseful
for
it.
[116]
There is no
indication from the evidence that he even appreciates and understands
the enormity and gravity of his actions.
120.
It
was pointed out in
Keyser
[117]
that a lack of appreciation and an absence of responsibility do not
bode well for an offender’s prospects of rehabilitation
and in
Dyantyi
[118]
it was remarked that
in the absence of sincere contrition an offender’s prospects of
rehabilitation are unrealistic. In any
event, as Navsa JA noted in
Ngcobo
[119]
it does not necessarily follow that the imposition of a shorter term
of imprisonment will always have a greater rehabilitative
effect and
an offender’s rehabilitation is only one of the considerations
one must have regard for when sentence is being
imposed.
121.
As
far as the seriousness of the offence and the interests of the
community is concerned it is also not necessary for me to recite
the
oft-quoted
dictums
in the cases as to the humiliating, degrading and brutal invasion of
privacy and dignity that rape entails,
[120]
the appalling and perverse abuse of male power that it
represents,
[121]
and the
ravaging damage it inflicts on young children, often scarring them
emotionally and psychologically for the rest of their
lives. As my
colleague noted, some 13 years ago in
SMM/Mudau
the SCA recognised that the country was facing a crisis of epidemic
proportions in respect of the rape of young children. From
the
remarks made by it in a series of decisions since then it is clear
that the crisis has not abated and if anything, has increased.
Thus,
in 2020 in
DPP
Grahamstown/TM
[122]
the SCA remarked that the country was facing a ‘pandemic’
of sexual violence against women and children and in 2023
in
Maila
[123]
it commented that the rape of women and children was rampant and had
reached such alarming proportions that we had amongst the
highest
rape statistics in the world, even higher than certain countries that
were at war.
122.
As
is evident
,
in at least 6 factually comparable matters since
GK
and
CC
(over almost 10 years between 2014 and 2023),
[124]
involving male figures in positions of trust, care and/or authority
who raped young children, the SCA held that the cumulative
effect of
their personal circumstances, weighed against the circumstances of
the rapes they had committed, were not sufficiently
weighty as to
constitute substantial and compelling circumstances, and it
accordingly upheld sentences of life imprisonment that
were imposed
by lower courts, or increased lesser sentences imposed to sentences
of life imprisonment. As recently as 2023, in
Maila
[125]
the SCA entreated courts, given the onslaught of rape on children,
not to ‘shy away’ or ‘retreat’ from
imposing
the ultimate sentence of life imprisonment in appropriate cases, In
my view this is a case where such a sentence is properly
warranted
and applying it will in no way be disproportionate to the triad of
factors relevant to sentence, or unjust. In his model
and exemplary
judgment the magistrate did not proceed on the basis that a sentence
of life imprisonment was a
priori
a just one and gave meticulous and proper consideration to all of the
circumstances relevant to sentence, and there is accordingly
no cause
or reason to interfere.
123.
I would accordingly dismiss the appeal and
confirm both the conviction and the sentence.
M SHER
Judge of the High
Court
LE
GRANGE J
:
124.
I have had the privilege of reading the
detailed judgments of my colleagues. Regrettably, I cannot agree with
the judgment of Dickerson
AJ. In my view, the persuasive reasoning in
the judgment of Sher J is eminently sound, and I concur with it. In
the result the
appeal against both conviction and sentence is
dismissed.
A
LE GRANGE
Judge
of the High Court
Appearances
:
Appellant’s
attorney:
L Adams (Legal Aid, Cape Town)
Respondent’s
counsel: Adv J Van der
Merwe (DPP, Cape Town)
[1]
S
v Francis
1991
(1) SACR 198
(A) at 198j - 199a.
[2]
S
v Van der Meyden
1991
(1) SA 447
(W) at 448f-g].
[3]
S
v V
2000
(1) SACR 453
(SCA) at 455B.
[4]
Francis
n
1 at 204C - E]
S
v Mkohle
1990
(1) SACR 95
(A) at 100e.
[5]
S
v Hadebe
[1997] ZASCA 86.
[6]
CC
v S
[2015] ZAWCHC 69
para 19.
[7]
S
v Malgas
2001
(1) SACR 469
(SCA);
CC
para 20.
[8]
Id.
[9]
2002
(1) SACR 116
(SCA) para 29.
[10]
See
also
S
v Mahomotsa
2002
(2) SACR 435
SCA, paras 17 – 19.
[11]
S
v Vilikazi
2009
(1) SACR 552
(SCA) para 13.
[12]
Id
para
5.
[13]
Vilikazi
n 11 paras 15 to 18.
[14]
Id
.
[15]
S
v SMM
2013 (2) SACR 292 (SCA).
[16]
Id,
para 14]
[17]
Para
17.
[18]
Para
13.
[19]
Para
14.
[20]
Para
18.
[21]
McLaggan
v S
084/13.
3/06/2013 [SCA];
MDT
v S
548/2013. 20/03/2014 [SCA];
Maposa
Frans Madiba v
S
497/2013. 20/03/2014 [SCA];
Thembelani
Sogoni v S
A243/21. 18/07/2022;
Willem
Matroos v S
A257/2022.
27/02/2023 [WCD];
Grootetjie
v S
(A78/2023)
[2023] ZAWCHC 146
(14 June 2023);
Grego
Beat v S
A227/23.
30/07/2024 [WCD];
William
Munyai
546/2013.
28/03/2014 [SCA];
Sipho
Ximba v S
1171/18. 16/09/2019 [SCA];
M.B
v S
A447/2015. 9/09/2016 [WC];
M.M
v S
(CAF19/15)
[2015] ZANWHC 63
(25 September 2015);
Buso
v S
(A256/2021) [2022] ZAGPPHC 404 (17 June 2022).
[22]
Note
6 para 25.
[23]
[2013]
ZASCA 56
(9 May 2013).
[24]
2014
(1) SACR 198.
[25]
2013
(2) SACR 505 (WCC).
[26]
Para
26.
[27]
Note
6
.
[28]
GK
v S
[2013] ZAWCHC 76
(majority judgment),
[2013] ZAWCHC 77
(minority
judgment of Matthee AJ); 2013 (2) SACR 505 (WCC).
[29]
S
v Dodo
[2001] ZACC 16
;
2001 (1) SACR 594
(CC) para 11.
In
Patmar
Exploration (Pty) Ltd & Ors v Limpopo Development Tribunal &
Ors
2018 (4) SA 107
(SCA) para 3 the SCA confirmed that a court may
decline to follow a previous decision by it if it finds that it was
clearly wrong
as a result of a fundamental departure from principle,
’manifest oversight’, misunderstanding, or
‘palpable
mistake’, or the reasoning upon which its
decision was based was clearly erroneous.
[30]
The
earliest recitation of this principle by appellate courts, that I
could find, was some 100 years ago, in
R
v Mapumulo
1920 AD 56
; and then
R
v Ramanka
1949 (1) SA 417
(AD) at 420. Since then, it has been repeated as an
incantation in so many matters that it is not necessary, nor is it
feasible,
to provide references in this regard.
[31]
Malgas
n 7 para 13;
S
v Hewitt
2017 (1) SACR 309
(SCA) para 8.
[32]
Id
para 12.
[33]
Malgas
id;
S
v Motloung
[2016] ZASCA 96
;
2016 (2) SACR 243
(SCA) paras 6-7;
Hewitt
n 31 para 8.
[34]
S v
Pillay
1977(4) SA 531 (A) at 535E-F.
[35]
S v
Zinn
1969
(2) SA 537 (A).
[36]
Act 105 of 1997.
[37]
Malgas
n 7 para 7.
[38]
Section 51(1) read together with paras (a) and (b) of Part 1 of
Schedule 2.
[39]
Section 51(3)(a).
[40]
The decisions are cited in
Malgas
n 7 fn 3.
[41]
S v Van
Wyk
2000 (1) SACR 45
(C) at 49J-50A.
[42]
S v
Mofokeng & Ano
1999 (1) SACR 502
(W) at 523c-d, 524c-d.
[43]
S v
Blaauw
1999 (2) SACR 295 (W).
[44]
S v
Homareda
1999 (2) SACR 319
(W) at 321i-j and 325i.
[45]
Note 7.
[46]
Id,
p
ara
8.
[47]
Para 14.
[48]
Para
8.
[49]
Para 25.
[50]
Para 9.
[51]
Para 18.
[52]
Para 9.
[53]
Para
[54]
Para
25G.
[55]
Para 25I.
[56]
Para
22.
[57]
Para 3
[58]
Para 4.
[59]
Media
Workers Association of SA & Ors v Press Corporation of SA Ltd
[1992] ZASCA 149
;
1992 (4) SA 791
(A) at 800C-G.
[60]
Vide
the cases cited at fn 1 in
GK
.
The most recent decision, on appeal, is that in
SA
Legal Practice Council v Kgaphoke & Ano
[2025] ZASCA 66.
[61]
Note 44.
[62]
S v PB
2013 (2) SACR 533
(SCA), also cited as
Bailey
v S
[2012] ZASCA 154.
[63]
GK
para 4.
[64]
Para 5.
[65]
Para 7.
[66]
Id.
[67]
Note
62.
[68]
Id.
[69]
Note
11 para 18.
[70]
GK
n 28 p
aras
11 and 14.
[71]
Id,
pa
ra
14.
[72]
Act 51 of 1977.
[73]
GK
p
ara
24.
[74]
Id
p
ara
29.
[75]
Note 6 para 18.
[76]
Id,
p
ara
26.
[77]
Mudau v
S
[2013] ZASCA 56
; also reported as
S
v SMM
2013 (2) SACR (SCA) 292.
[78]
S v EN
2014 (1) SACR 198 (SCA).
[79]
S v
Tuta
2024 (1) SACR 262
(CC) paras 166, 172-180 and 184.
[80]
Id
p
aras
181 and 183.
[81]
At
p
ara
184.
[82]
Note
62 p
ara
20.
[83]
Note 7 para 11.
[84]
Id
p
ara
12.
[85]
Id.
[86]
Para 13.
[87]
Director
of Public Prosecutions, Gauteng Division, Pretoria v D.M.S &
A.O.L
.
[2023]
ZASCA 65
;
2023 (2) SACR 113
(SCA) para 19.
[88]
Note 59.
[89]
Id at 800C-G.
[90]
Wijker
v Wijker
1993 (4) SA 720
(AD) at 727E-728B.
[91]
Note 44 at 326c-d.
[92]
Note 62 paras 14 and 22.
[93]
Id para 19.
[94]
Note 79 para 184.
[95]
Note 28 para 5.
[96]
Note 78.
[97]
Director
of Public Prosecutions, Pretoria v Zulu
[2021] ZASCA 174
, paras 18 and 30.
[98]
Maila v
S
[2023] ZASCA 3
paras 43, 46 and 56.
[99]
Note 87 para 22.
[100]
Note 11 para 31.
[101]
In fn 21 of his judgment he cites several other cases which he says
(in para 38), he reviewed, and which provided some comparable
indications of sentencing. However he does not set out or discuss
the
rationes
or the facts of these cases or the sentences which were imposed in
them.
[102]
Note 62 paras 17 and 19:
S
v D
1995 (1) SACR 259
(A) at 260e.
[103]
S v
Nkunkuma & Ors
[2013] ZASCA 122
;
2014 (2) SACR 168
para 10.
[104]
Vide
EN
at paras 10 and 14 and
Mudau
at para 13.
[105]
Munyai
v S
[2014] ZASCA 36.
[106]
MDT
v S
[2014] ZASCA 15
; also reported as
S
v MDT
2014 (2) SACR 630 (SCA).
[107]
Director
of Public Prosecutions, Grahamstown v TM
[2020] ZASCA 5.
[108]
Director
of Public Prosecutions, Gauteng Division, Pretoria v Buthelezi
[2019]
ZASCA 170; 2020 (2) SACR 113 (SCA).
[109]
Hadebe
n 5 para 11;
Bee
v Road Accident Fund
2018 (4) SCA) 366 (SCA) para 46.
[110]
Note
15
paras 13 and 14.
[111]
S
v Mahomotsa
2002 (2) SACR 435
(SCA);
[2002] ZASCA 64
para 19.
[112]
Note
11 para 54.
[113]
Note
97 para 30.
[114]
S v
Mhlakaza & Ano
1997 (1) SACR 515
(SCA) at 519d;
S
v Swart
2004 (2) SACR 370 (SCA).
[115]
In
S
v Matyityi
[2010] ZASCA 127
;
2011 (1) SACR 40
(SCA) para 23 it was held, with
reference to the 27-year-old offender, who was six years younger
than the appellant was in this
matter at the time when he committed
the rape, that courts should not subvert the will of the legislature
in relation to the
imposition of prescribed minimum sentences by
resorting to ill-defined concepts such as ‘relative
youthfulness’ or
‘other vague and ill-founded hypotheses
that appear to fit the particular sentencing officer’s
personal notion
of fairness. ‘
[116]
Id
Matyityi
para
13 as to the difference between regret and remorse.
[117]
S v
Keyser
2012 (2) SACR 437
(SCA) para 29.
[118]
S v
Dyantyi
2011 (1) SACR 540 (ECG).
[119]
Director
of Public Prosecutions, Kwazulu-Natal v Ngcobo & Ors
2009
(2) SACR 361
(SCA) para 22.
[120]
S v
Chapman
[1997] ZASCA 45
;
1997 (2) SACR 3
(SCA) para 5.
[121]
S v
Jansen
1999 (2) SACR 368
(C) at 378G-379B.
[122]
Note 107 para 15.
[123]
Note 98 para 57.
[124]
MDT
and
Munya
i
(2014),
Buthelezi
(2019),
TM
(2020),
Zulu
(2021) and
Maila
(2023)- for the citations see above.
[125]
Note 98 para 59.
sino noindex
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