Case Law[2024] ZAWCHC 14South Africa
S v Jansen (186/2023) [2024] ZAWCHC 14 (19 January 2024)
High Court of South Africa (Western Cape Division)
19 January 2024
Judgment
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## S v Jansen (186/2023) [2024] ZAWCHC 14 (19 January 2024)
S v Jansen (186/2023) [2024] ZAWCHC 14 (19 January 2024)
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sino date 19 January 2024
In the High
Court of South Africa
(Western Cape
Division, Cape Town)
High Court Ref: 186/2023
Magistrate Ref: 414/2022
In the matter between:
THE STATE
And
THOMAS JANSEN
ACCUSED
JUDGMENT
RALARALA, AJ
INTRODUCTION
[1]
This matter was placed before this Court by way of special review in
terms of section 304(4) of
the Criminal Procedure Act 51 of 1977
(“the CPA”), following the accused’s plea of guilty
on contravening the
provisions of section 17 (a) of the Domestic
Violence Act 116 of 1998 (“the Act”), dealt with in terms
of section 112(2)
of the CPA on 24 October 2022. Pursuant thereto,
the accused was convicted, and a Probation Officer’s report was
acquired
prior to the imposition of sentence. Upon consideration of
the Probation Officer’s report, the court postponed the passing
of sentence in terms of section 297(1)(a) of the CPA.
[2]
The passing of sentence was postponed for three years on condition
that the accused submit himself
for treatment and monitoring by a
social worker in the service of the Department of Social Development,
Picketberg. The accused
was also ordered to appear before the
Magistrate Court if called upon during the period of postponement.
[3]
Thereafter, in terms of section 297(9)(a)(ii) of the CPA, the
prosecution applied for a suspended
sentence imposed in a previous
case against the accused
to be put into
operation. At this stage, it was brought to the attention of the
court that the accused may
be suffering
from a mental illness. This prompted the referral of the accused to
the local hospital for provisional assessment.
Upon examination of
the accused, Dr Young, recommended a psychiatric evaluation of the
accused.
FACTUAL
BACKGROUND
[4] The state alleged
that a protection order was issued by the Magistrate of Piketberg on
20 May 2022 in terms of which the accused
was prohibited and or
ordered to not assault, threaten to assault, or swear at the
complainant. It was further alleged that the
protection order was
served on the accused. Pursuant thereto, the state alleged that on or
about 23 September 2022 at Wittewater
Clinic in the District of West
Coast, the accused unlawfully and intentionally contravened the
provisions of the protection order
by swearing and threatening the
complainant. The accused who was legally represented, pleaded guilty
to the charge and a statement
in terms of section 112 of the CPA was
handed in as an exhibit.
[5] The facts gleaned
from his statements in terms of section 112(2) of the CPA were that
the accused admitted that on 22 May 2022
a protection order was
granted against the accused in favour of the complainant. The
protection order prohibited the accused from
assaulting; threatening
to assault or swearing at the complainant. The accused admitted that
the protection order was still valid
and admitted the contents
thereof as described in the charge. The accused admitted that on the
aforementioned day, while the complainant,
the accused sister was
visiting the local clinic, the accused confronted her in relation to
money that she owed him. Amid the aforementioned
confrontation, an
argument ensued. The relevant part of the section 112(2) statement
reads:
“
On the
aforementioned day my sister, the complainant was at the Clinic. I
went there to confront her about the money she owed me.
I was also
angry because my sister keeps saying things that hurt me and treating
me badly. On the day she also told me she is going
to tell the
ambulance to take me away. I got angry and swore at her saying to her
jou poes and also said “vir jou donner
ek.”
[6]
The accused admitted that he unlawfully and intentionally contravened
the conditions of the protection
order.
RELEVANT LEGAL
PRINCIPLES AND ANALYSIS
[7]
It is apparent from the record of proceedings that the accused had
previously been convicted on a similar
charge and the court had
accordingly imposed a suspended sentence. Prior to the plea
proceedings, in August 2022, the accused was
referred for mental
observation in terms of section 77 read with section 79 of the CPA.
Subsequent to an examination conducted
by Professor S.Kalisky, a
forensic psychiatrist in Valkenberg Psychiatric Hospital, a report
was compiled and presented before
the Magistrate Court.
[8]
The report was based solely on
information obtained from the accused. It was noted that there were
no symptoms of mental illness
at the time of the report, even though
the accused had experienced voices and persecutory ideas in the past.
The report stated
that the accused appeared to have low average
intelligence. Professor Kalisky ultimately concluded that the accused
is not mentally
ill and therefore cannot be certified under the
Mental Health Care Act 17 of 2002
.
[9]
It was during the consideration of putting into operation the latter
sentence that the question
of the accused’s mental status
resurfaced. The magistrate referred the accused for mental
observation, on the strength of
Dr Young’s remarks and
recommendation of 12 December 2022, to the effect:
“
Above
mentioned patient has been assessed multiple times at Radie Kotze.
This is a complex case and specialist review, in my opinion,
is
needed at tertiary level (e.g Valkenberg). “
[10]
Pursuant to the referral in terms of section
77
of the CPA, on 22 March 2023, the accused was examined by two
Psychiatrists, namely Drs S Lintnaar and C De Clercq, on 17 April
2023. A unanimous report was compiled and presented to the presiding
magistrate. The report was based on the information obtained
from the
accused during the interviews conducted with him, as well as the
observations of ward psychiatric nursing staff. As far
as the mental
state of the accused is concerned, it was noted that the accused
needed prompting to perform tasks including personal
hygiene and
dressing. He took longer to execute simple instructions.
[11]
According to the assessment, the accused stopped taking his
psychiatric treatment. As a result, he relapsed,
and the clinical
diagnosis is Schizoaffective Disorder, Bipolar type. Ultimately, the
Psychiatrists unanimously concluded that
the accused was not able to
appreciate the wrongfulness of the alleged offence or able to act
accordingly. They recommended that
he be admitted as an involuntary
patient at Stikland Hospital under Chapter v of the
Mental Health
Care Act.
[12]
The report was not challenged by the Defence and the Prosecution. On
the strength of the Psychiatrists’
report, the process that
needs to be followed is as envisaged by
section 78
of the CPA.
Section 78
(1) reads:
“
(1) A person
who commits an act or makes an omission which constitutes an offence
and who at the time of such commission or omission
suffers a mental
illness or intellectual disability which makes him or her incapable —
(a)
Of appreciating the wrongfulness of his or
her act or omission; or
(b)
Of acting in accordance with an
appreciation of the wrongfulness of his or her act or omission shall
not be criminally responsible
for such act or omission.”
.
[13] In
this matter, the accused has been convicted and sentenced prior to
his referral for psychiatric assessment,
meaning that the
determination of non-appreciation of the wrongfulness of his actions
or acting in accordance with an appreciation
of such wrongfulness was
not made by the court post-conviction as envisaged in
Section 78(6)
of the CPA which reads:
“
(6) If the
court finds that the accused committed the act in question and that
he or she at the time of such commission was by reason
of mental
illness or intellectual disability not criminally responsible for
such act–
(a)
The court shall find the accused not
guilty; or
(b)
If the court so finds after the accused has
been convicted of the offence charged but before sentence is passed,
the court shall
set the conviction aside and find the accused not
guilty, by reason of mental illness or intellectual disability, as
the case may
be, and direct–
(i) in a case where the accused is
charged with murder or culpable homicide or rape or compelled rape as
contemplated in
sections 3
and
4
of the
Criminal Law (Sexual Offences
and Related Matters) Amendment Act, 2007
, respectively, or another
charge involving serious violence, or if the court considers it to be
necessary in the public interest
that the accused be–
(aa) detained in psychiatric hospital
or a prison pending the decision of a judge in chambers in terms of
section 47
of the
Mental Health Care Act, 2002
;
(bb) admitted to and detained in an
institution stated in the order and treated as if he or she were an
involuntary mental care
health[sic] user contemplated in section 37
of the Mental Health Care Act, 2002;
(cc). . .
(dd) released subject to such
conditions as the court considers appropriate; or
(ee) released unconditionally;
(ii). . .”
[14]
From the record of the court proceedings, it is apparent that the
magistrate after the conviction of the
accused,
invoked the provisions of section 297(1)(a) of the CPA, in
terms of which the passing of sentence was postponed for a period of
three years and certain conditions were attached as aforementioned.
It is only after postponing the passing of sentence subject
to
certain relevant conditions that the court became aware that at the
time of the commission of the offence, the accused by reason
of
mental illness or intellectual disability was not responsible for his
actions.
[15] In
such cases, section 78(6) (b) of the CPA permits the court after
conviction, but before sentence is passed,
to set aside the
conviction. The magistrate in his submissions was unconvinced that
the invocation of section 297(1)(a) amounted
to sentencing hence,
he/she sought guidance from this court.
[16]
This case
essentially warrants a
statutory interpretation exercise. Section 297 (1) of the CPA is a
sentencing provision. Section 297
(1) (a) of the CPA reads:
“
297
Conditional or unconditional postponement or suspension of sentence,
and caution and reprimand
(1) Where a
court convicts a person of any offence, other than an offence in
respect of which any law prescribes a minimum punishment,
the court
may in its discretion–
(a)
postpone for a period not exceeding five
years the passing of sentence and release the person concerned–
(i) on one or more conditions,’
whether as to–
(aa) compensation;
(bb) the rendering to the person
aggrieved of some specific benefit or service in lieu of compensation
for damage or pecuniary loss;
(cc) the performance without
remuneration and outside the prison of some service for the benefit
of the community under the supervision
or control of an organization
or institution which, or person who, in the opinion of the court,
promotes the interests of the community
(in this section referred to
as community service);
(ccA) submission to correctional
supervision;
(dd) submission to instruction or
treatment;
(ee) submission to the supervision or
control (including control over earnings or other income of the
person concerned) of a probation
officer as defined in the Probation
Services Act, 1991 (Act 116 of 1991);
(ff) the compulsory attendance or
residence at some specified centre for a specified purpose;
(gg) good conduct;
(hh) any other matter, and order such
person to appear before the court at the expiration of the relevant
period; or
(ii) unconditionally, and order
such person to appear before the expiration of the relevant period;
or
(b)
pass sentence but
order the operation of the whole or any part thereof to be suspended
for a period not exceeding five years on
any condition referred to in
paragraph (a) (i) which the court may specify in the order; or
(c)
discharge the person
concerned with a caution or reprimand, and such discharge shall have
the effect of an acquittal, except that
the conviction shall be
recorded as a previous conviction.
(1A)……
(2) Where a
court has under paragraph (a) (i) of subsection (1) postponed the
passing of sentence and the court, whether differently
constituted or
not, is at the expiration of the relevant period satisfied that the
person concerned has observed the conditions
imposed under that
paragraph, the court shall discharge him without passing sentence,
and such discharge shall have the effect
of an acquittal, except that
the conviction shall be recorded as a previous conviction.”
[17]
The starting point in the exercise of statutory interpretation is
Section 39(2) of the Constitution which
sets out the approach to be
adopted in interpretation of statutes by our courts. Section 39(2)
reads as follows:
“
When
interpreting any legislation, and when developing the common law or
customary law, every court, tribunal or forum must promote
the
spirit, purport and objects of the Bill of Rights.”
[18] In
a number of cases the Constitutional Court has confirmed that the
interpretation of the provisions of
the statute must be in conformity
with the founding values of the Constitution. Ngcobo J, in
Bato
Star Fishing (Pty) Ltd v Minister of Environmental Affairs and
Tourism and Others
[2004] ZACC 15
;
2004 (4) SA 490
(CC)
at para 72
,
recognised
the position that the interpretation of the provisions of the Act
should properly align with the provisions of section
39(2) of the
Constitution. The learned justice observed:
“
The
Constitution is now the supreme law in our country.It is therefore
the starting point in interpreting any legislation. Indeed,
every
court “must promote the spirit, purport and objects of the Bill
of Rights” when interpreting any legislation.
That is the
command of section 39(2). Implicit in this command are two
propositions: first, the interpretation that is placed upon
a statute
must, where possible, be one that would advance at least an
identifiable value enshrined in the Bill of Rights; and second,
the
statute must be reasonably capable of such interpretation. This flows
from the fact that the Bill of Rights is a cornerstone
of [our
constitutional] democracy. It affirms the democratic values of human
dignity, equality and freedom.”
(footnotes
omitted)
[19] In
Liesching and Others v S and Another
2017 (4) BCLR 454
(CC)
para 30, the court affirmed the position that compliance with the
Constitution has to be considered when interpreting the provisions
of
an Act. The court observed as follows:
“ …
All
statutes must be interpreted through the prism of the Bill of Rights
in order to give effect to its fundamental values. This
is so because
section 39(2) of the Constitution requires courts to do so”.
[20]
Equally, courts have long recognised that the contextual and
purposive approach must be applied to statutory interpretation,
which
entails the consideration of the context in which the provision
appears and its apparent purpose.
Natal
Joint Municipal Pension Fund v Endumeni Municipality
[2012] ZASCA 13
;
2012(4) SA 593
(SCA);
Road Traffic
Management Corporation v Waymark (Pty) Limited
[2019] ZACC
12
;
2019 (5) SA 29
(CC).
[21]
Fundamentally, section 297 forms part of chapter 28 of the CPA which
governs sentencing in criminal proceedings.
It follows that section
297 (1) (a) has to be considered and construed within the context of
Chapter 28. The heading of Chapter
28 is ‘Sentence’.
Importantly, the context to which one refers in the process of
interpretation must be inclusive of
the chapter headings.
Bato
Star Fishing (supra)
para 90. Intelligibly, the provision is
enacted for the purposes of sentencing within the context of the CPA.
[22]
Properly construed,
and in congruence
with the principles espoused above, section 297 envisages two
separate instances. First, Section 297(1)(b)
envisages
a case where the sentence is imposed but the execution of the whole
or portion thereof is suspended in terms of paragraph (b) thereof.
Secondly 297(1)(a) envisages a case where the sentence is postponed
for a period not exceeding five years either subject to condition
or
unconditionally. A
court may postpone a sentence in terms of
section 297(1)(a) for all offences save those for which the
legislature prescribes a
minimum sentence.
[23]
Crucially, in terms of section 297(1)(a)(hh), the court may order an
accused person whose sentence was postponed
to appear before court at
the expiration of the relevant period to determine if the accused
complied with the conditions set by
the court. Where the court is
satisfied on such appearance that the conditions of the postponement
were met, in terms of section
297(2), the court must discharge the
accused without passing sentence. In terms of section 297(2), the
discharge has the effect
of an acquittal, except that the conviction
will be recorded as a previous conviction.
[24]
Thus, the postponement of a sentence in terms of section 297 of the
CPA does not amount to an imposition
of a sentence. Notwithstanding
that a sentence has been postponed, the court remains endowed with
the discretion to impose an alternative
sentence if the accused
concerned does not comply or observe the conditions the court
imposed. If he complied with those conditions,
the court must
discharge him without passing sentence.
[25] In
my opinion, section 297 aims to deter or prevent future criminal
conduct rather than to punish offenders
who have been convicted of
committing serious crimes. See
S v Mokasi and Others
2002 (2)
SACR 609
(T). In all instances where immediate execution of a
sentence will not achieve the three main objectives of punishment,
the postponement
of sentence should be considered. See
S v S
1977 (3) SA 830
(A).
[26] It
is also important to bear in mind that in this instance, only after
the court has convicted the accused
person in criminal proceedings,
is it permissible for the court to invoke the provisions of section
78(6) of the CPA. I am conscious
that this case deviates from the
norm, as the invocation of section 297 should not have followed after
conviction, had the magistrate
at that stage been aware of the
findings made by the Psychiatrists.
[27] In
summary, an order in terms of section 297 of the CPA permits the
court to postpone the passing of sentence,
conditionally or
unconditionally, and confers the court with discretion to attach
conditions to the postponement of the passing
of sentence that the
convicted person must comply with. Further, the section makes
provision for the procedure to be followed in
the case of breach of
the conditions, so attached. Discernibly, in the case of breach of
the conditions, the court may then impose
any competent sentence.
Conceivably the court may make orders to be complied with by the
convicted person, as envisaged in section
297(1) (a) of the CPA as is
the case in this instance.
[28] In
my view to the extent that the passing of sentence was postponed
subject to conditions, this does not
detract from the fact that the
court did not impose a sentence as envisaged in the CPA. The court
would have passed the sentence
if the accused breached the conditions
imposed by the court. I am of the view that this case falls squarely
within the purview
of section 78(6(b) of the CPA.
[29]
Considering the determination by the Psychiatrists, it was incumbent
upon the magistrate to
set aside the
conviction and found the accused not guilty by reason of his mental
illness.
ORDER
[30] In
the result, I would propose the following order:
[30.1] The matter
be remitted to the magistrate to properly comply with the provisions
of section 78(6) (b) of the CPA.
RALARALA NE
ACTING JUDGE OF THE
HIGH COURT
I concur, and it is so
ordered.
LEKHULENI JD
JUDGE OF THE HIGH
COURT
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