Case Law[2024] ZAWCHC 197South Africa
Samuels and Another v S (165/2023) [2024] ZAWCHC 197 (5 August 2024)
High Court of South Africa (Western Cape Division)
5 August 2024
Judgment
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## Samuels and Another v S (165/2023) [2024] ZAWCHC 197 (5 August 2024)
Samuels and Another v S (165/2023) [2024] ZAWCHC 197 (5 August 2024)
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sino date 5 August 2024
IN
THE HIGH COURT OF SOUTH AFRICA
WESTERN
CAPE DIVISION, CAPE TOWN
(Coram:
Henney J, et Andrews AJ)
Case
No:
A
165/2023
In
the matter between:
DUDLEY
SAMUELS
Second
Appellant (Accused 1)
ELRICO
KOOPMAN
First
Appellant (Accused 2)
and
THE
STATE
Respondent
JUDGMENT
DELIVERED: 05 AUGUST 2024
ANDREWS,
AJ:
Introduction
[1]
The
Appellants, Mr Dudley Samuels and Mr Elrico Koopman, were arraigned
on one count of murder in Blue Downs Regional Court. On
17 November
2021, the Appellants, who were legally represented, pleaded not
guilty and were subsequently convicted on 29 March
2022 after trial
proceedings. Following their conviction, the Appellants were
sentenced Imprisonment for Life in terms of Section
51(1) of the
Criminal Law Amendment Act
[1]
(“CLAA”) and declared unfit to possess a firearm in terms
of Section 103(1) of the Firearms Control Act
[2]
.
[2]
Initially,
only, the First Appellant filed an application for leave to appeal in
respect of conviction and sentence in terms of
Section 309(B) of the
Criminal Procedure Act
[3]
(“CPA”). The Appeal in respect of the First Appellant was
argued on 13 March 2024. The Appeal was thereafter postponed
to 17
May 2024, for Accused number 1, the Second Appellant, to be joined to
the proceedings by virtue of his automatic right of
appeal in terms
of Section 309 of the CPA, so as to avoid a duplication of the
proceedings.
[3]
The Second Appellant sought condonation for the late filing of his
appeal. The application for condonation was unopposed. Condonation
was accordingly granted.
Factual
Background
[4]
On 1 June 2014, Andrew Hattingh (“the deceased”), was
fatally wounded. The Appellants, were arrested days later
and charged
with unlawfully and intentionally killing, the deceased, by stabbing
him with a knife. The facts culminating in the
conviction of the
Appellants can be summarised as follows. On the day in question, the
Appellants (hereinafter referred to as Accused
1 and Accused 2),
approached the deceased, Marcellino Zana (“Zana”) and
Dwayne Ficks (“Ficks”). Zana, heard
Accused 2, orating to
Accused 1 words to the effect “Let us stab one of these p…”.
The deceased together with
his friends attempted to run away,
however, the deceased was caught. Accused 1 took out a knife from his
right trouser pocket and
stabbed the deceased once. The deceased was
pushed towards Zana, who caught him and laid him down on the ground
whereafter he immediately
sought help. The deceased was thereafter
taken to the Day Hospital where he was declared dead.
Grounds
of Appeal in respect of the First Appellant
[5]
The First Appellant contended that the court
a quo
erred in:
(a) Accepting the state
witnesses’ version of events although he was a single witness
who testified about eight (8) years
after the incident happened;
(b) Failing to apply the
cautionary rule to the evidence of this single witness;
(c) Rejecting the First
Appellant’s version that he disassociated himself from the
commission of the offence by running away
when he and Accused number
1 were chased and thrown with stones;
(d) Failing to find that
the Appellant’s personal circumstances cumulatively amounted to
substantial and compelling circumstances.
Grounds
of Appeal in respect of the Second Appellant
[6]
A summation of the Second Appellant’s grounds of appeal
included
inter alia
that the trial court erred in:
(a) Accepting the State’s
version of events and finding that the State witness was a credible
and reliable witness;
(b) Failing to apply the
cautionary rule to the evidence of the single witness;
(c) Rejecting the
Appellant’s version and ignoring his version that he had been
attacked when leaving the shop;
(d) Finding that the
Appellant was not a credible and reliable witness;
(e) Failing to consider
the contradictions in the state witness’ statement; and
(f) Failing to find that
the Appellant’s personal circumstances cumulatively amounted to
substantial and compelling circumstances
and
(g) His factual findings
which were material in nature.
Further
evidence
[7]
The Second
Appellant sought that leave be granted to lead further evidence, more
particularly the written statement (“A2”)
deposed to by
the Respondent’s witness, Zana, dated 2 June 2014. It is trite
that a court of appeal will only hear further
evidence or remit a
case for further evidence in exceptional circumstances.
[4]
The matter of
S
v De Jager
[5]
sets out the considerations for a court of appeal to hear new
evidence as follows:
(a) That there should be
some reasonably sufficient explanation, based on allegations which
may be true, why the evidence which
is sought to be led was not led
at the trial;
(b) There should be
prima
facie
likelihood of the truth of the evidence and
(c) The evidence should
be materially relevant to the outcome of the trial.
[8]
Counsel for the Second Appellant correctly pointed out that the
central question to be answered would be whether the accused
had a
fair trial.
[6]
The Second
Appellant asserted that the following issues amount to exceptional
circumstances that in the interest of justice warrant
the admission
of Zana’s statement, namely:
(a) that he had no
knowledge of the written statement, nor had same been canvassed with
him by his erstwhile legal representative.
Furthermore, that the
prosecution failed to raise same at the trial;
(b) that the written
statement is to be accepted as being
prima facie
true as it
was deposed to by the witness under oath and
(c) that the further
evidence is material to the case and the outcome of the trial.
[9]
The Respondent opposed the application to lead further evidence on
the basis that it was not in the interest of justice and
that the
application does not meet the requirements envisaged in Section
316(5) of the CPA. In amplification, it was contended
that there is
nothing indicating that the evidence intended to be led could
reasonably lead to a different conclusion. In addition,
it was
submitted that there was no reasonably acceptable explanation given
for the failure to produce the evidence before the close
of the
trial.
[10]
The admission of Zana’s statement appears to be predicated on a
number of factors which are materially interrelated with
the
identified grounds of appeal such as the acceptance of the court
a
quo
of the evidence of a single witness and credibility findings
in that regard; as well as the Appellant’s rights to a fair
trial insofar as it relates to the adequacy of his legal
representation.
[11]
In order to properly consider the Appellants grounds of appeal, it is
my view that there are exceptional circumstances that
in the interest
of justice warrant the admission of Zana’s statement for the
purposes of this leave to appeal application.
Incompetent
Counsel
[12]
The Second Appellant contended that his erstwhile legal
representative, failed to record all that was conveyed to him, more
particularly that his legal representative had
inter alia
:
(a) failed to put
material parts of his version to the State witness;
(b) failed to take
adequate instructions for the purposes of trial;
(c) failed to provide
guidance with regard to the proceedings;
(d) failed to address the
prior inconsistent statements made by the State’s witness in
his written statement;
(e) failed to put to the
witness that:
(i) he had observed more
than 5 males with weapons that day;
(ii) that he and Accused
2 were chased and ran back to Heatherley Court;
(iii) that he was not
acquainted with the deceased;
(iv) that he does not
have a nickname and
(v) that the allegations
levelled against him by the witness are denied.
(f) failed to
cross-examine the witness regarding his motive to accuse him, more
particularly that it was gang related;
(g) failed to
cross-examine the witness with regards to certain relevant / material
fact, such as the size of the alleged knife
and
(h) address the
suspicious circumstances, namely that Fix had disappeared after the
incident and that the witness had shortly thereafter
become a gang
member.
[13]
The seminal
judgment of
S
v Halgryn
[7]
provides valuable guidance on the issue of inadequate legal
representation. In this regard, the court held:
‘
[14] The
constitutional right to counsel must be real and not illusory and an
accused has, in principle, the right to a proper,
effective or
competent defence. Cf S v Majola
1982 (1) SA 125
(A) 133D-E. Whether
a defence was so incompetent that it made the trial unfair is once
again a factual question that does not depend
upon the degree of ex
post facto dissatisfaction of the litigant. Convicted persons are
seldom satisfied with the performance of
their defence counsel. The
assessment must be objective, usually, if not invariably, without the
benefit of hindsight. Cf S v Louw
[1990] ZASCA 43
;
1990 (3) SA 116
(A) 125D-E. The
court must place itself in the shoes of defence counsel, bearing in
mind that the prime responsibility in conducting
the case is that of
counsel who has to make decisions, often with little time to reflect
(cf R v Matonsi
1958 (2) SA 450
(A) 456C as explained by S v Louw
supra). The failure to take certain basic steps, such as failing to
consult, stands on a different
footing from the failure to
cross-examine effectively or the decision to call or not to call a
particular witness. It is relatively
easy to determine whether the
right to counsel was rendered nugatory in the former type of case but
in the latter instance, where
counsel’s discretion is involved,
the scope for complaint is limited. As the US Supreme Court noted in
Strickland v Washington
[1984] USSC 146
;
466 US 668
at 689:
‘
Judicial
scrutiny of counsel’s performance must be highly deferential.
It is all too tempting for a defendant to second-guess
counsel’s
assistance after conviction or adverse sentence, and it is all too
easy for a court, examining counsel’s
defense after it has been
unsuccessful, to conclude that a particular act or omission of
counsel was unreasonable.’
Not everyone is a
Clarence Darrow or F E Smith and not every trial has to degenerate
into an O J Simpson trial.’
[14]
It thus poses the question whether the Appellant’s defence was
so incompetent that it rendered the trial unfair. This
was held to be
is a factual question that does not depend upon the degree of
ex
post facto
dissatisfaction of the litigant. It therefore follows
that the assessment is to be objective and not based on the benefit
of hindsight.
The court in
Halgryn
(supra)
was
alive to the fact that the prime responsibility in conducting the
case is that of counsel who has to make decisions, often
with little
time to reflect. It recognised that failure to consult stands on a
different footing from the failure to cross-examine
effectively or
the decision to call or not to call a particular witness.
[15]
The Second Appellant raised seven discrepancies insofar as the
written statement of Zana conflicts with the oral testimony.
It
therefore begs the question, how the purported lack of proper legal
representation, which led to the inadequate defence, would
affect the
overall findings of the court. In particular as it relates to the
unchallenged discrepancies between the written statement
and the
viva
voce
evidence of Zana.
[16]
In the
matter of
S
v Bruiners en ‘n Ander
[8]
the witnesses had deviated from their statements in certain respects.
The court found that those deviations were not material.
The court
held that in order to discredit a state witness on the basis of his
affidavit, it was still necessary that there had
to be a material
deviation by the witness from his affidavit before any negative
inference could be drawn.
[9]
The
court in
Bruiners
further held that although there were differences between versions of
the different witnesses, those differences were of a minor
nature and
not material. The court remarked:
‘
It was a
fallacy to presuppose, on the basis merely of differences in the
evidence, that neither or both of the witnesses in question
were
untruthful or unreliable. Experience has shown that two or more
witnesses hardly ever give identical evidence with reference
to the
same incident or events. It was thus incumbent on the trial court to
decide, having regard to the evidence as a whole, whether
such
differences were sufficiently material to warrant the rejection of
the State’s version.’
[17]
Mafalidiso
v S
[10]
provides
valuable guidance to the judicial approach to contradictions when
evaluating police statements:
‘
The
juridical approach to contradictions between two witnesses and
contradictions between the versions of the same witness (such
as,
inter
alia
,
between her or his
viva
voce
evidence
and a previous statement) is, in principle (even if not in degree),
identical. Indeed, in neither case is the aim to prove
which of the
versions is correct, but to satisfy oneself that the witness could
err, either because of a defective recollection
or because of
dishonesty. The mere fact that it is evident that there are
self-contradictions must be approached with caution by
a Court.
Firstly, it must be carefully determined what the witnesses actually
meant to say on each occasion, in order to determine
whether there is
an actual contradiction and what the precise nature thereof [is]. In
this regard the adjudicator of fact must
keep in mind that a previous
statement is not taken down by means of cross-examination, that there
may be language and cultural
differences between the witness and the
person taking down the statement which can stand in the way of what
precisely was meant,
and that the person giving the statement is
seldom, if ever, asked by the police officer to explain [his or her]
statement in detail.
Secondly, it must be kept in mind that not every
error by a witness and not every contradiction or deviation affects
the credibility
of a witness. Non-material deviations are not
necessarily relevant. Thirdly, the contradictory versions must be
considered and
evaluated on a holistic basis. The circumstances under
which the versions were made, the proven reasons for the
contradictions,
the actual effect of the contradictions with regard
to the reliability and credibility of the witness, the question
whether the
witness was given a sufficient opportunity to explain the
contradictions – and the quality of the explanations –
and
the connection between the contradictions and the rest of the
witness’s evidence [must], amongst other factors, be taken into
consideration and weighed up. Lastly, there is the final task of the
trial judge, namely to weigh up the previous statement against
the
viva
voce
evidence,
to consider all the evidence and to decide whether it is reliable or
not and to decide whether the truth has been told,
despite any
shortcomings.
’
[11]
[18]
I
am also mindful of what is stated in
the case of
S
v Mkohle
[12]
where Nestadt JA held that:
‘
[c]ontradictions
per se do not lead to the rejection of a witness’ evidence…They
may simply be indicative of an error…’
In this matter it
was aptly stated that not every error made by a witness affects his
credibility; in each case the trier of fact
has to take into account
such matters as the nature of the contradictions, their number and
importance, and their bearing on other
parts of the witness’
evidence. No fault can be found with this conclusion that what
inconsistencies and differences there
were ‘of a relatively
minor nature and the sort of thing to be expected from honest but
imperfect recollection, observation
and reconstruction’
[13]
[19]
The matter
of
S
v Govender and Others
[14]
citing
Bruiners
(supra)
with
approval recognised that ‘
discrepancies
occur between a witness’ evidence and the contents of that
witness’ police statement is not unusual nor
surprising.’
It is therefore trite that the discrepancy must be read in the
context of the whole statement. The crucial consideration is whether
the unchallenged discrepancies would have made any difference to the
outcome of the case, if regard is had to the nature of the
discrepancies identified by the Second Appellant, which is to be
considered as per the guidelines set out in the referenced
authorities
.
[20]
The First discrepancy pertains to Zana’s averment in the
written statement that he met his younger brother, Ashely, at
the
“game shop”. Zana also alleged that there were other
people around at the time that the incident occurred. Zana
also
referred to a person by the name of “Ballas”. In the oral
testimony, Zana only mentions Fix and the deceased who
were in the
vicinity at the time.
[21]
The Second discrepancy pertains to Zana’s averment in his
written statement that he first saw him standing by the “Somalian
Shop” and that Accused 2 walked past and bumped him when he was
standing against a pole by “Ahmed shop” before
walking
over to him. During Zana’s
viva voce
evidence in court,
he stated that he saw Accused 1 and Accused 2 approaching him and his
friends from 35 metres away, when they
were standing outside the
“Somalian Shop”.
[22]
The third discrepancy concerns Zana’s recollection of the words
uttered. In his written statement he alleged that Accused
2
articulated words to the following effect: “Kom ons van teen
van hulle en steel hulle hul p…” In court, Zana
orated
that Accused 2 said “ons vang een van die p… in steek
hulle” During cross-examination, when Accused 2’s
attorney put it to Zana that Accused 2 never uttered words of “Steek
hom”, Zana responded by saying “Oh, dan
weet ek nie was
gaan aan nie”.
[23]
The fourth discrepancy pertains to how Zana described the weapon. In
the statement he mentioned first seeing a long blade (“lem”).
In court the witness refers to a knife. The fifth discrepancy,
concerns the description of the grabbing of the deceased. In Zana’s
written statement he alleges that he grabbed the deceased swung him
around and held him by his chest while Accused 2 grabbed and
held his
hands. During his testimony in court, Zana testified that Accused 2
was doing nothing after he had allegedly grabbed the
deceased and
stabbed the deceased.
[24]
The sixth discrepancy deals with Accused’s 2’s
involvement. In the written statement, Zana alleged that Accused
2
pushed the deceased towards him after allegedly being stabbed by him.
In court, Zana testified that Accused 2 was doing nothing
after
Accused 1 had grabbed the deceased and that it was Accused 1 that had
pushed the deceased towards Zana. Furthermore, Zana
stated that
Accused 2 did nothing after having allegedly given the command to
stab.
[25]
Lastly, in the statement, Zana alleged that he and Accused 2 had
chased previously “them” with knives, wanting
to stab
them on previous occasions. During his evidence in court he confirmed
that there was no bad blood between them.
[26]
The Second
Appellant alleges that his legal representative did not deal with
these discrepancies in the trial. The matter of
S
v Green
[15]
has settled the courts approach in matters where an accused person,
when giving evidence at his trial makes statements of fact
which
should have been, but were not put to the state witnesses. The court
held:
‘
If the accused,
when asked, “Did you tell that to your counsel?” answers
in the negative he can be asked why he did
not do so. If he answers
in the affirmative his counsel may explain from the Bar that it was
his fault that the statement was not
put to the State witnesses, or
he may remain silent. If he remains silent the Court may, or may not,
be entitled to draw inferences
therefrom. The same will apply where
an accused person alleges that statements put by his counsel to State
witnesses were incorrect
statements and were not in accordance with
his instructions. If his counsel, sitting in Court, remains silent or
asks to be given
leave to withdraw from the case, the Court,
depending upon the circumstances, may well be entitled to draw the
inference that the
accused has changed his story.'
[27]
The Magistrate
in casu
could not have known what instructions
were given to the Second Appellant’s legal representative as he
may have exercised
a discretion to conduct the Second Appellant’s
defence in a particular way. The fact that the Second Appellant’s
legal
representative did not cross-examine Zana on the contents of
his statement is not sufficient to conclude incompetence. The degree
of incompetence envisaged is clear, namely, whether it rendered the
trial unfair. It may very well be, as was pointed out in
Halgryn,
that a dissatisfied litigant, with the benefit of hindsight,
would attack a legal representative, which should not be encouraged.
[28]
I interpose to deal briefly with the aspect of the assertion that the
Appellant’s fair trial rights were compromised
because of the
prosecutor’s failure to act in accordance with their duties.
The assertion in this regard implies that the
prosecutor ought to
have raised the witness’s deviation from what was contained in
statement.
[29]
The court was referred to
S
v Naude
[16]
where
Borchers J held:
‘…
If
counsel for the defence had been competent, which the record in this
and other regards discloses he was not, he would have cross-examined
the complainant on this issue, but he did not do so. The prosecutor
also did not bring these discrepancies between the complainant’s
evidence and her statement to the attention of the regional
magistrate.’
[17]
[30]
The facts of this matter are distinguishable to the facts in
casu
,
as the charges concerned allegations of rape and where the
discrepancies particularly in regard to the complainant’s
reasons
for not reporting the rape immediately, or soon after they
had occurred went to the heart of the accused’s defence of
consent.
This was material to
Naude’s
factual
matrix to prove consistency. The court in
Naude
indicated
that a report which was made long after an alleged rape, when the
complainant cannot satisfactorily explain the delay
may in some cases
lead to the inference that the complainant possibly consented to
intercourse. It was for these reasons that the
court remarked:
‘
In my view, the
failure by the defence or the State prosecutor to bring the existence
of the complainant’s statement to the
attention of the regional
magistrate has resulted in the trial of the accused being unfair
because the magistrate’s credibility
findings may well have
been different if he had known of the discrepancies. The complainant
was after all, a single witness.’
[31]
It is manifest that the nature of the discrepancies identified in
casu
are on a different footing to
Naude
in
terms of materiality. After having regard to the highlighted
discrepancies, I am satisfied that the identified discrepancies
in
casu
are not material for the following reasons:
(a) The differences in
what was said is a matter of semantics and nothing turns on this.
What is important is that there was an
utterance by the First
Appellant which caused Zana and his companions to run with the
Appellants giving chase.
(b) Where they were
initially standing and how far from each other is not a material
factor as the Appellants do not deny being
on the scene;
(c) It is also not in
dispute that the weapon that was used was a knife. Nothing turns on
whether it was referred to as a blade
“lem” or knife.
(d) It was alleged that
the First Appellant acted in common purpose with the Second Appellant
for the reasons already stated; therefore,
whether the First
Appellant held the deceased’s hand or pushed the deceased
towards Zana or whether it was the Second Appellant
who pushed the
deceased towards Zana after having been stabbed, in my view, would
not have made a difference to the outcome of
the matter.
(e) It is my view that
nothing turns on previous altercations between the groupings.
[32]
To reiterate, the deviations according to
Bruiners
must
be material before any negative inference could be drawn. In these
circumstances, the prosecutor and the erstwhile legal representative
of the Second Appellant cannot be said to have caused any compromise
to the Second Appellant’s fair trial rights. I am not
persuaded
that the disclosure of the highlighted discrepancies would not have
made a difference to the outcome of the trial for
lack of materiality
and in my view, did not render the trial unfair.
Discussion
[33]
The
approach by a court of appeal as set out in
S
v Francis
[18]
is explained as follows:
‘
In the absence
of any misdirection the trial court’s conclusion, including its
acceptance of a witness’s evidence, is
presumed to be correct.
In order to succeed on appeal, the appellant must therefore convince
the court of appeal on adequate grounds
that the trial court was
wrong in accepting the witness’s evidence – reasonable
doubt will not suffice to justify interference
with its findings.
Bearing in mind the advantage which a trial court has of seeing,
hearing and appraising a witness, it is only
in exceptional cases
that the court of appeal will be entitled to interfere with a trial
court’s evaluation of the oral testimony.’
[34]
It is a
fundamental legal principle that the powers of a court of appeal to
interfere with the finding of a trial court is limited.
This a
crucial starting point in deciding whether the court
a
quo
erred by not applying caution to the evidence of the single state
witness who was presumably under the influence of a gang leader,
as
young, impressionable and testified about the incident approximately
8 years after the incident. It is also generally accepted
that courts
of appeal are hesitant to interfere with the credibility findings of
a trial court as enunciated in
S
v Horn
[19]
:
‘
In this regard
it is of course true that not every error made by witnesses, not
every contradiction or deviation, necessarily affects
the credibility
of a witness. These issues must be carefully weighed, viewing the
evidence as a whole, in order to decide whether
the truth has been
told, despite possible shortcomings.’
[35]
The court
a quo,
in determining the reliability of the
evidence of the single witness Zana, found corroboration in the
post-mortem report in respect
of the clothing that was worn by the
deceased and the injury sustained by the deceased. Further
corroboration was found in the
testimony of the Appellants, who
confirmed being at the scene the day in question and that there was
an incident or altercation
that happened between the two groups.
Consequently, I am not persuaded that there was any misdirection.
[36]
It is trite
that in the absence of demonstrable and material misdirection by the
trial court, its findings of facts are presumed
to be correct and
will only be disregarded if the recorded evidence shows them to be
clearly wrong.
[20]
In
considering whether the court
a
quo
misdirected by not attaching weight to facts that came to light
during cross-examination of the single witness, more particularly,
by
rejecting the First Appellant’s version on the throwing of
stones and that too much weight was attached to the differing
versions of the Appellants, I can find no misdirection.
[37]
It is not sufficient to raise a reasonable doubt about the
correctness of the trial court’s acceptance of the evidence
of
a witness. Therefore, insofar as the identity of the Appellants are
concerned, it is unrefuted that Zana knew both of the Appellants
for
about 11 years by the nicknames “Eier” and “Kaffertjie”
respectively. They stayed in a block of flats
adjacent to where he
resided. The court
a quo
went further and considered the
probabilities and the improbabilities of the evidence and found that
Zana was able to observe the
incident without any hindrances and
found the evidence insofar as it pertained to the identification of
the Appellants to be reliable.
Consequently, in keeping with the
settled approach, I am not persuaded that there is a misdirection of
the court
a quo’s
findings in this regard.
[38]
In relation to the contention that the Magistrate erred in his
factual findings it is trite that the Appellant, bears the onus
to
convince the court on adequate grounds why the trial court was wrong.
It is further accepted in our law, that a court of appeal
will not
lightly interfere with a trial court’s factual findings unless
findings were clearly wrong. Therefore, in the absence
of any
misdirection and in keeping with
Francis
(supra)
the trial court’s conclusion, including its acceptance of a
witness’s evidence, is presumed to be correct. I am not
persuaded that that the Appellant discharged the onus to convince
this court why the impugned factual findings of the court
a quo
is wrong.
[39]
A further
crucial consideration turns on is whether the court
a
quo
correctly
applied the doctrine of common purpose upon which the state placed
reliance to secure the conviction in respect of the
First Appellant
as it was the Second Appellant who inflicted the fatal wound. In this
regard, the court
a
quo
remarked that “
both
accused (sic) were made aware that the state will rely on the
principle of common purpose…Accused 2’s conduct
conforms
with the requirements as stipulated in S v Mbanyaru
[21]
”
In this matter Moosa J restated the trite law pertaining to the
doctrine of common purpose:
‘
It is settled
law that, in the absence prior agreement, an accused charged with
murder based on common purpose and whose actions
are not causally
related to the death of the victim, can only be convicted if certain
prerequisites are met. They are firstly that,
he must have been
present at the scene of the crime; secondly, that he must have been
aware of the assault; thirdly, he must have
intended to make common
cause with the person or persons perpetrating the assault; fourthly,
that he must have manifested his sharing
of the common purpose by
himself performing some act of association with the conduct of the
perpetrator or perpetrators and lastly,
he must have had the
requisite intention i.e the mens rea (s v Mgedezi & Others
1989
(1) SA 687(A)
at 705I – 706B.) The court can only convict an
accused for murder if he had formed the common purpose before the
fatal blow
was delivered. (S v Motaung and Others
[1990] ZASCA 75
;
1990 (4) SA 485
(A) at 520G-521A.) …’
[22]
[40]
It was
argued that the state did not prove active association with the
stabbing as it was only the Second Appellant who held the
deceased
with his left hand and stabbed with his right hand. Zana’s
uncontroverted evidence was “
Ek
het gesien vir hulle twee het my tjommie”
.
Zana went further to explain that the First Appellant was on the
left-hand side of the deceased and the Second Appellant was in
front.
Zana further explicated that the deceased was trying to free himself
when the Second Appellant grabbed him by the collar
of his
jacket.
[23]
[41]
It is apparent that Zana had a clear view of the incident and was
able to observe the deceased and the Appellants from where
he was
standing. In fact, the deceased screamed for help, drawing the
attention of Zana. This evidence was not challenged, which
in my view
is critical and in fact cements the active association of the
Appellant. The legal representative for the First Appellant
pertinently asked Zana what accused 2 was doing, to which Zana
responded:
“
The time they
was pushing then and he was doing nothing. By the time they was
pushing him. Na hy hom kla gesteek het wat hy hom
gestoot het toe
hardloop hulle twee weer die rigting waar hulle gekom het (sic)”
[24]
[42]
Notwithstanding the First Appellant’s contention that there is
nothing which links the First Appellant to have formed
the intention
the evidence is indicative of the following:
(a) The First Appellant
was present at the scene;
(b) The Appellants
manifested their sharing of a common purpose by participating, aiding
and capturing the deceased;
(c) The First Appellant
should have reasonably foreseen the possibility that the concomitant
harm as per his own threat of utterance
would or could have been
manifested;
(d) The fact that the
First Appellant gave chase and was in close proximity to the Second
Appellant when the deceased was stabbed
is sufficient to conclude
that the First Appellant intended to make common cause with the
Second Appellant who ultimately inflicted
the fatal wound;
(e) The First Appellant
performed an act of association as they chased after the deceased and
his friend; after uttering threating
words and
(f) The First Appellant
left the scene with his Second Appellant and at no stage
disassociated himself with the actions of the Second
Appellant.
[43]
I am therefore satisfied that the requirements of common purpose were
met and that the
court a quo
correctly found that the First
Appellant acted in common purpose with the Second Appellant. The
inescapable conclusion reached
by the court
a quo
, based on
these facts is that the First Appellant reconciled himself with the
actions of the Second Appellant.
Conclusion
[44]
Zana’s evidence was consistent, despite being extensively
cross-examined by both Appellants’ legal representatives.
I am
satisfied that there were no material contradictions in
Zana’s
evidence. In my view, Zana’s version is more logical and is
consistent with the probabilities which is that:
(a) The Appellants walked
in the direction to where he, the deceased and Dwayne Fix was
standing;
(b) Zana overheard how
“Kaffertjie”, the First Appellant, gave the instruction
to “Eiers”, the Second Appellant,
with words to the
effect “…dat ons een van die p… en steek hulle”;
(c) Zana and the deceased
ran away, while both Appellants gave chase;
(d) The Second Appellant
grabbed the deceased by his collar, took out a knife and then stabbed
the deceased;
(e) Zana had a clear view
of what had happened as he turned around to try and come to the aid
of the deceased.
(f) The First Appellant
not only signalled the command to pursue the deceased and his
companions, but reconciled himself to the
consequence of the actions
of his co-accused.
[45]
I am therefore satisfied that the court
a quo
considered the
matter in its entirety and had due regard to the applicable legal
principles pertaining to the evidence of a single
witness as set out
in Section 208 of the CPA and common purpose in the evaluation of the
evidence. Moreover, I am not persuaded
that the purported lack of
proper legal representation would have affected the overall findings
of the court
a quo
and neither am I persuaded that the Second
Appellant’s assertion that he did not receive a fair trial is
in any way supported
for the reasons stated earlier in this judgment.
[46]
Consequently, on a conspectus of the evidence I am satisfied that the
court
a quo
safely rejected the Appellants versions and
correctly found the evidence of Zana to be clear and satisfactory in
material respects.
Ad
Sentence
[47]
The
Appellants were sentenced to Life Imprisonment in terms of Section
51(1) of the CLAA.
It
is trite that an appeal court will not lightly interfere with the
trial court’s exercise of its discretion in relation
to
sentence, as was held in
S v
Romer
[25]
where
Petse
AJA (as he then was), stated:
‘
It
has been held in a long line of cases that the imposition of sentence
is pre-eminently within the discretion of the trial court.
The
appellate court will be entitled to interfere with the sentence
imposes by the trial court only if one or more of the recognised
grounds justify interference on appeal has been shown to exist. Only
then will the appellate court be justified in interfering.
These
grounds are that the sentence is
(a)
Disturbingly inappropriate;
(b)
So totally out of proportion to the
magnitude of the offence;
(c)
Sufficiently disparate;
(d)
Vitiated by misdirections showing
that the trial court exercised its discretion unreasonably; and
(e)
Is otherwise such that no reasonable
court would have imposed it.’
[48]
The powers of the court of appeal are relatively limited to those
instances where the sentence is vitiated by irregularity
or
misdirection or where there is a striking disparity between the
sentence passed and that which this court have imposed.
[26]
In
S
v Pillay
[27]
,
the court set out the correct approach to an appeal against sentence:
“
As the
essential enquiry in an appeal against sentence, however, is not
whether the sentence was right or wrong, but whether the
Court in
imposing it exercised its discretion properly or judicially, a mere
misdirection is not by itself sufficient to entitle
the Appeal Court
to interfere with the sentence; it must be of such a nature, degree
or seriousness that it shows directly or inferentially,
that the
Court did not exercise its discretion at all or exercised it
improperly or unreasonably. Such a misdirection is usually
and
conveniently termed one that vitiates the Court’s decision on
sentence.”
Submissions
on behalf of the First Appellant
[49]
It was submitted that circumstances exist to warrant a deviation from
the prescribed sentence of life imprisonment. These circumstances
included that the Appellant was 21 years old at the time of the
commission of the offence. The Appellant dropped out of school
in
grade 11. He was then enrolled at a college in Bellville where he
studied IT for almost a year. At the time of his incarceration
he was
single. He was employed before his arrest as a machine operator and
general worker at an Engineering Company in Brackenfell,
where he
earned approximately R3600 per month. He supported his family
financially.
[50]
The Appellant furthermore submitted that the sentence imposes is
harsh and excessive for a first offender. Additionally, it
was
contended that the youthfulness of the Appellant is a crucial
consideration.
Principal
Submissions on behalf of the Second Appellant
[51]
It was contended that the sentence is
disturbingly inappropriate in that the court
a
quo
misdirected by finding that
there were no substantial and compelling circumstances to deviate
from the prescribed sentence.
[52]
At the time of sentencing the Appellant was 27
years old and was recently married. He was self-employed, selling
washing powder
from home. This was confirmed by way of the
viva
voce
evidence of his wife, Ms
Gerswindt. She indicated that the Second Appellant was very
hardworking and earned an income of R2000
per month. He is a first
offender. He was 19 years old at the time of the incident. The
Appellant moved out of the area. The Appellant
has not committed any
further offences. It came to light that the deceased was in fact a
cousin of the Appellant. It was placed
on record that the Second
Appellant is remorseful for his actions.
[53]
The Second Appellant’s substantial and
compelling circumstances placed before the court
a
quo
included:
(a)
His youthfulness at the time of the
commission of the offence;
(b)
That he was not involved in any other
offences after the incident;
(c)
That for a period of approximately 7
years, he regularly attended court;
Respondent’s
principal submissions
[54]
The Respondent on the other hand, in the Heads of Argument submitted
that the sentence imposed by the court
a quo
does not induce a
sense of shock if regard is to be had to the seriousness of the
offence and prevalence in our communities. The
Respondent further
contended that the matter
in casu
is particularly serious
because it appeared to have been gang related. In addition, the
Respondent highlighted that the deceased
in this matter was a
fifteen-year-old child that was mercilessly killed by the Appellants
without any provocation.
[55]
During argument, however, Counsel for the
Respondent conceded that the sentence of life imprisonment was unduly
harsh.
Discussion
[56]
The intention of the CLAA is clear that in instances where murder
takes place in the execution or furtherance of a common purpose,
then
life imprisonment is applicable. In the absence of demonstrable and
material misdirection by the trial court, its findings
of fact are
presumed to be correct and would be disregarded only if the recorded
evidence showed them to be clearly wrong.
[57]
This court
on appeal cannot simply
juxtapose
its views and opinions on sentence and then conclude that the
sentence of the court
a
quo
is
inappropriate if it differs from what this court would have done. It
is only when the trial court has exercised its discretion
in an
improper manner or misdirected itself that interference will be
warranted.
[28]
[58]
It is
evident from the judgment of the court
a
quo
on
sentence, that the court had the benefit of a Probation Officer’s
Reports in respect of both Appellants, as well as a
Victim Impact
Statement attested to by the mother of the deceased. It is
furthermore manifest that the court
a
quo
had
regard to the aims of punishment, the Appellants personal
circumstances, seriousness of the offence and the interest of
society.
[29]
The court
a
quo
had
regard that the deceased was a 15-year-old minor as the time of the
incident and was a scholar.
[59]
It is further manifest from the judgment of the
court
a quo
that this matter took 8 years to get to trial. There were at least 13
previous legal representatives who had all at some stage
withdrawn.
It was acknowledged that the delays in bringing the matter to
finality was as a consequence of what the Magistrate referred
to as
being systemic in nature. Such delays are not in keeping with an
accused person’s constitutionally entrenched right
to a speedy
trial as was recognised by the court
a
quo.
[60]
It is clear that notwithstanding the court
a
quo’s
reference to the
inordinate delays and his disapproval thereof, same was not
effectively considered. Emphasis was placed on the
seriousness of the
offence and that the attack on the deceased was unprovoked involving
gangsterism. Although the court
a quo
had regard to the personal circumstances of the Appellants, it is
apparent that their relative youthfulness was not considered
as being
substantial and compelling.
[61]
The incident occurred in
2014. At the
time of the incident, the Appellants, were 19 years old and 21 years
old respectively. It is so, that the deceased
is in fact the Second
Appellant’s cousin. It was placed on record that the mother and
grandmother of the Second Appellant
had discussions with the parents
of the deceased and apologised for what had happened. The Second
Appellant did not have an opportunity
to do so but expressed that he
was desirous to apologise. Both Appellants were on bail but have been
in custody initially since
conviction on 29 March 2022.
[62]
Ponan JA in
Van
de Venter v S
[30]
deals with the circumstances entitling a court of appeal to interfere
in a sentence imposed by a trial court and recapitulated
the
considerations as stated in
S
v Malgas
[31]
,
where Marais JA held:
“
A court
exercising appellate jurisdiction cannot, in the absence of material
misdirection by the trial court, approach the question
of sentence as
if it were the trial court and the substitute the sentence arrived at
by it simply because it prefers it. To do
so would be to usurp the
sentencing discretion of the trial court…However, even in the
absence of material misdirection,
an appellate court may yet be
justified in interfering with the sentence imposed by the trial
court. It may do so when the disparity
between the sentence of the
trial court and the sentence which the appellate Court would have
imposed had it been the trial court
is so marked that it can properly
be described as “shocking”, “startling” or
disturbingly inappropriate”.’
[63]
It
must however, be borne in mind, that even in the circumstances set
out in
Malgas
,
courts are not free to substitute the sentence which it thinks
appropriate, merely because it does not accord with the sentence
imposed by the trial court or because it prefers it to that
sentence.
[32]
This view
supports what was stated in
S v
Barb
er
[33]
,
where Hefer J remarked as follows:
‘
It is well
known that the powers of this Court are largely limited where the
matter comes before it on appeal and not as a substantive
application. This court has to be persuaded that the magistrate
exercised the discretion which he has wrongly.
Accordingly,
although this Court may have a different view, it should not
substitute its own view for that of the magistrate because
that would
be an unfair interference with the magistrate’s exercise of his
discretion
.
I think it should be stressed that, no matter what this Court’s
own views are, the real question is whether it can be said
that the
magistrate who had the discretion to grant bail exercised that
discretion wrongly...’
[34]
(my emphasis)
[64]
The
approach set out in
Romer
(supra)
is predicated on what was stated in
Malgas
[35]
that:
‘
If the
sentencing court on consideration of the circumstances of the
particular case is satisfied that they render the prescribed
sentence
unjust in that it would be disproportionate to the crime, the
criminal and the needs of society, so that an injustice
would be done
by imposing that sentence, it would be entitled to impose a lesser
sentence.
’
Conclusion
[65]
It is my view that the sentence imposed
in casu
is unjust in
that it is disproportionate to the crime, the criminal and the needs
of society for the following reasons:
(a)
The crime of murder is serious as it involves taking the life of a
person. The right to life is constitutionally entrenched
and for good
reason, as human life is regarded as sacrosanct. However, the
circumstances of this case, require the court to scrutinize
the
conspectus of the evidence through a different lens. In this regard,
it is evident that there was no direct intention to kill
the
deceased. In addition, the degree of severity, namely one fatal stab
wound, is a crucial consideration in relation to the extent
of the
brutality and magnitude of this incident.
(b)
The Appellants personal circumstances viewed cumulatively,
more specifically that were both relatively young at the time of the
commission of the offence is to be regarded as substantial and
compelling;
(c)
Both Appellants are first offenders and
despite the extraordinarily long time to bring this matter to
finality, neither of them
were arrested for any other offences during
this time, or got involved in any other criminal activities, which is
indictive that
there is a good prospect for rehabilitation, when
regard is had to the principle aims of punishment.
[66]
I am of the view the trial court exercised
its discretion unreasonably and that the imposition of life
imprisonment is unjust, shockingly
harsh and disturbingly
inappropriate and justifies a departure from the prescribed sentence
of life imprisonment for the reasons
already stated. Whilst is it so
that the hands of time cannot be turned back, which was a desire
expressed by the Second Appellant,
I am of the view, that the
interest of justice demands that considerations unique to this matter
warrant interference with the
sentence imposed by the court
a
quo
.
[67]
In the circumstances I would dismiss the appeal on conviction and
uphold the appeal on sentence. The sentence imposed by the
court
a
quo
is accordingly set aside and replaced with the following
sentence:
Accused 1 –
Twelve (12) years imprisonment
Accused 2 –
Twelve (12) years imprisonment
The sentence in
respect of Accused 1 and Accused 2, respectively, is to run
retrospectively from the date that sentence was imposed,
namely 19
May 2022.
ANDREWS,
AJ
I agree and it is so
ordered.
HENNEY,
J
APPEARANCES
For
the First Appellant:
Advocate
A Paries
Instructed
by:
R
Davies Attorneys
For
the Second Appellant:
Advocate
G S Barclay-Beuthin
Instructed
by:
Boucher
Attorneys
For
the Respondent:
Advocate
C Monis
Instructed
by:
Office
of the DPP, Cape Town
Dates
of Hearing:
09
February 2024; 15 March 2024; 17 May 2024 and 26 July 2024
Date
of Judgment:
05
August 2024
NB:
The judgment is delivered by electronic
submission to the parties and their legal representatives.
[1]
Act
105 of 1997.
[2]
Act
60 of 2000.
[3]
Act
51 of 1977.
[4]
S
v Sterrenberg
1980
(2) SA 888
(A) 893G;
R
v Jantjies
1958
(2) SA 273
(A) 279B-F.
[5]
1965
(2) SA 612
(A) 613C-D.
[6]
Second
Appellant’s Heads of Argument, para 5; See also
S
v Bezuidenhout
[2021]
ZASCA 52
(case no 41/2020, 23 April 2021) at para 11.
[7]
(409/2001)
ZASCA 59;
[2002] 4 All SA 157
(SCA) para 14.
[8]
1998
(2) SACR 432 (SE)
at
437
h.
[9]
Ibid
page 434h-i.
[10]
2003
(1) SACR 583 (SCA).
[11]
English
Headnote,
584h
– 585d.
[12]
1990
(1) SACR 95
(A) at 98f-g.
[13]
Mohle
(ibid) at 98f-g.
[14]
2006
(1) SACR 322
(E), at page 326.
[15]
1962
(3) SA 899
at 902A.
[16]
2005
(2) SACR 218 (W).
[17]
At
page 221e – f.
[18]
1991
(1) SACR 198
(A) 198, - 199g.
[19]
2020
(2) SACR 280
(ECG) at para 75.
[20]
S
v Hadebe
1997
(2) SACR 641
(SCA) 645e – f.
[21]
2009 (1) SACR 631 (C).
[22]
At par 14.
[23]
Record, page 34.
[24]
Record, page 73.
[25]
2011
(2) SACR 153
(SCA) at para 22; See also
S
v Hewitt
2017 (1) SACR 309
(SCA); and
S
v Livanje
2020 (2) SACR 451 (SCA).
[26]
State v
Steyn
2014
JDR 0596 (SCA) para 11 where Mhlantla JA stated:
‘
The
imposition of sentence is pre-eminently within the discretion of the
trial court. The court of appeal will be entitled to
interfere with
the sentence imposed by the trial court if the sentence is
disturbingly inappropriate or so totally out of proportion
to the
magnitude of the offence, sufficiently disparate, vitiated by
misdirection showing that the trial court exercised its
discretion
unreasonably or is otherwise such that no reasonable court would
have imposed it.’
[27]
[1977] 4 All SA 713
(A) 717;
1977 (4) SA 531
(A) 535E-G; See also
S
v Van de Venter
2011
(1) SACR 238
(SCA) at 243c – e;
S
v Malgas
2001(1)
SACR 469 (SCA) at para 12.
[28]
S
v Rabie
1975 (4) SA 855
(A); See also
S
v Pieterse
1987 (3) SA 717 (A).
[29]
See
S
v Zinn
1969 (2) SA 537
(A) and
Fredericks
v S
[208/11]
[2011] ZASCA 177
(29 September 2011).
[30]
(342/10)
[2010] ZASCA 146
;
2011 (1) SACR 238
(SCA) (29 November
2010) para 14.
[31]
2001
(1) SACR 469
(SCA) para 12.
[32]
Ibid,
page 478, para 12.
[33]
1979 (4) SA 218
(D) at 220E – H.
[34]
See also
Killian
v S
[2021]
ZAWCHC 100
(24 May 2021) at para 7.
[35]
Ibid,
page 482
e
– f.
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