Case Law[2023] ZAWCHC 19South Africa
RCL Foods Consumer (Pty) Ltd v Western Cape Minister of Local Government, Environmental Affairs and Development Planning and Others (5779/2020) [2023] ZAWCHC 19 (6 February 2023)
High Court of South Africa (Western Cape Division)
6 February 2023
Judgment
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# South Africa: Western Cape High Court, Cape Town
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## RCL Foods Consumer (Pty) Ltd v Western Cape Minister of Local Government, Environmental Affairs and Development Planning and Others (5779/2020) [2023] ZAWCHC 19 (6 February 2023)
RCL Foods Consumer (Pty) Ltd v Western Cape Minister of Local Government, Environmental Affairs and Development Planning and Others (5779/2020) [2023] ZAWCHC 19 (6 February 2023)
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sino date 6 February 2023
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FLYNOTES:
PAJA AND
BIOSECURITY
Administrative
– Review – Environmental approval – Free-range
chicken farm – Objection on grounds
of proximity and
biosecurity risks – Applicant not in a position to dictate
which biosecurity measures ought to have
been imposed on other
poultry operations – Cannot require court to engage in a
polycentric decision-making process
– Application dismissed
–
Promotion of Administrative Justice Act 3 of 2000
.
IN
THE HIGH COURT OF SOUTH AFRICA
WESTERN
CAPE DIVISION, CAPE TOWN
Case
number: 5779/2020
In the matter between:
RCL
FOODS CONSUMER (PTY)
LTD
Applicant
and
WESTERN CAPE MINISTER
OF LOCAL GOVERNMENT,
ENVIRONMENTAL AFFAIRS
AND DEVELOPMENT
PLANNING
First Respondent
DEPARTMENT OF
ENVIRONMENTAL AFFAIRS
AND
DEVELOPMENTAL PLANNING, WESTERN CAPE
Second
Respondent
HOPEFIELD
ABATTOIR (PTY)
LTD
Third
Respondent
VERMIKOR
(PTY)
LTD
Fourth Respondent
JUDGMENT DELIVERED ON
6 FEBRUARY 2023
VAN
ZYL AJ:
# Introduction
Introduction
1.
This is an application pursuant to the
provisions of the Promotion of Administrative Justice Act 3 of 2000
(“PAJA”)
to review and set aside the decision of the
first respondent ("the Minister") taken on 10 December
2019, dismissing an
internal appeal by the applicant ("RCL")
against the environmental approval issued by the second respondent
(“the
Department”) for the development of a free-range
chicken farm on erf 1[...], Hopefield, in favour of the fourth
respondent
(“Vermikor”).
2.
Erf 1[...] is situated closer than 3km
(2,94km, according to the papers) from the RCL facility in Hopefield
(“the RCL Hopefield
facility”), which is, according to
RCL, a significant operation forming an integral part of RCL's
integrated national value
chain.
3.
RCL explains that its farms are managed and
controlled according to
a
strict
and
delicately-balanced
protocol
which
ensures
the
stability and well-being of the chickens
and the national production line. There are stringent biosecurity
measures in place at
each phase of the rearing process, including at
the RCL Hopefield facility, to ensure the safety of the chickens, the
health of
consumers, and the protection of the environment from
biosecurity risks such as Avian
lnfluenza.
4.
RCL’s case is, in short, that these
measures are rendered nugatory if there are other farms within a
transmissible area which
do not adhere to such controls. Free-range
farms (like the one the third respondent wishes to establish) pose
a
heightened
risk
because,
by
their
very
nature,
the
environment
cannot be controlled and, as the State Veterinarian has acknowledged
(and as will be discussed in more detail later),
free-range birds pick up coccidian, worms
and mites in their environment. These infections and parasites may
then be transmitted
in the environment, through wild birds, rodents
or through the air.
5.
The
free-range
facility at erf 1[...] poses such a risk to the RCL Hopefield
facility. If the risk were to eventuate – if,
for
example, an Avian Influenza outbreak occurred at erf 1[...] - the
prevailing industry standards would require every bird within
a 3 km
radius to be culled.
This
would include all the birds at the RCL Hopefield facility, and would
have a devastating knock-on effect to RCL’s entire
value chain,
amounting to hundreds of thousands of birds, and millions of rands.
It would also significantly impact the local chicken
market given
that RCL supplies almost all of the retail chicken stock to outlets
such as KFC, Nando’s and Chicken Licken
in South Africa, as
well as various major retailers
and
wholesalers. In
turn,
chicken
is
the
major source
of
protein in
South
Africa and a vital part of food security in South Africa.
6.
On account of these risks, RCL submitted an
objection to the application for the grant of authorisation for the
operation of a free-range
chicken farm on erf 1[...].
When the application was approved
notwithstanding its
objection,
RCL appealed internally (as it had to do under its duty to exhaust
its internal remedies (section 7(2)(a) of PAJA)) to
the Minister.
7.
During the appeal process, the Minister
solicited and received comments from two
State
Veterinarians into
the
bio-security
risks.
Both
the
State
Veterinarians (Dr Davey and Dr Roberts)
agreed with RCL’s objections and highlighted the risk in
approving a free-range farm
so close to the RCL Hopefield facility.
The State Veterinarians recommended against such approval.
8.
Notwithstanding
these
recommendations,
the
Minister
dismissed RCL's appeal and
did
so (as appears from the contemporaneous
reasons) on the mistaken
belief
(so RCL contends) that the State Veterinarian had supported the
application.
9.
RCL now seeks to review and set aside the
Minister's decision and either substitute
it
with
a
decision
upholding the
appeal,
or
remitting
the
decision to the Minister for
redetermination. It seeks relief on essentially four grounds of
review.
10.
First,
RCL
contends that
the
Minister failed
to
take
into
account
relevant considerations,
in
that
the
Minister
is
purported to
have:
10.1
Inaccurately recorded that the State
Veterinarian, Dr Davey, did not support RCL's objection, in other
words, the Minister took
the decision based on the incorrect
understanding of Dr Davey's position;
10.2
Failed to consider the various
reports of the State Veterinarians which form part of the Rule 53
record, and thus reached a decision
based on incorrect facts;
10.3
Breached
the
so-called
"no-difference"
principle; and
10.4
Impermissibly sought to justify his
reasoning on an
ex post facto
basis.
11.
Second, RCL contends that the Minister
irrationally relied on the audit checklist as being sufficient to
address biosecurity concerns
on the following
bases:
11.1
The audit checklist is not enforceable; and
11.2
The Minister relied on further
ex
post facto
reasoning. In this
regard RCL contends that he impermissibly found that small-scale
operators such as Vermikor, could not
be expected to comply with the
stringent biosecurity measures placed upon entities such as RCL.
RCL says that such reasoning
"appears
nowhere in the Minister's initial decision".
12.
Third, RCL contends that the Minister
failed to take into account the impact of Vermikor's operation on
RCL's export status and
veterinary
approval.
12.1
The Minister found that RCL failed to
provide evidence that its site had compartmentalisation
status
or
traded
with
parties
that
require a 10km separation distance between
facilities. RCL says that such information had in fact been
provided.
12.2
RCL contends that the Minister failed to
consider the cumulative effect of the establishment of a small-scale
poultry farm on RCL’s
operations.
13.
Fourth, RCL contends that the appeal
process was procedurally unfair inasmuch as the appointed
environmental assessment practitioner
(“the EAP”) was
partisan and selective in the information that she furnished to RCL
and to the Minister
.
14.
The application is opposed only by the
Minister. He defends the appeal decision and argues,
inter
alia
, that:
14.1
The application conflates the
grounds of review and appeal and is at its heart an attempt to
re-argue RCL's failed internal appeal;
14.2
RCL seeks to impose its views on
what constitutes appropriate biosecurity
measures on the Minister (in other words, RCL seeks to act as the
regulator);
and
14.3
RCL's objection to the approval
granted to Vermikor is a disguised attempt to impose a 10km buffer
zone around its operations despite
there being no applicable
legislative or policy basis for the imposition of such a buffer
zone. What RCL seeks to do is to
preclude small-scale farmers
from operating within a 10km radius of RCL's operations, in an effort
to limit its own risk.
15.
These three points appear to me, on
consideration of the papers and heads of argument, to relate mainly
to RCL’s complaints
in relation to the Minister’s views
on the biosecurity measures implemented at the Vermikor site and the
effect of the grant
of the environmental authorization on RCL’s
operations (the second and third grounds of review), and I shall
address them
at those junctures.
16.
The Minister contends further that RCL
misconstrues the manner in which the reasonableness standard operates
and, in fact, seeks
to arrogate to itself the power of the
regulator. Rather, RCL's remedy is a challenge to the Standard
for Inspection of Poultry
Farms for Export (“the Export
Standard”), issued by the Animal Health Directorate of the
erstwhile Department of Agriculture,
Forestry and Fisherie
s
(“DAFF”) that imposes a 400m exclusion
zone
for
exporting
purposes
as
opposed
to
the
10km
exclusion zone that RCL argues for.
17.
These issues are addressed below following
a factual background in relation to the RCL Hopefield facility, and
the course that the
application for environmental authorization and
the subsequent internal appeal took.
Factual
background
The
RCL Hopefield facility and the concept of biosecurity
18.
RCL is South Africa's largest processor and
marketer of chicken, and the Hopefield facility comprises some 15% of
RCL's total national breeding flock.
The facility has
been
in
existence
since 1983
and
has
been
operated by RCL since 1994. Its location was specifically chosen for
its remoteness. Each of the 19 chicken houses at the facility
rears
approximately 7 500 pullets (that is, chickens under the age of one
year) twice a year. The number of birds which are
moved through the
facility per year to stock the
laying sites
is
264 000 female birds and 33 000 male birds.
19.
The RCL operations are not individual,
standalone chicken
farms.
Each facility forms a significant link in the overall national value
chain. Chicks are originally raised in rearing
farms. At 22
weeks, the chicks are transferred from the rearing forms to the
laying farms, such as the RCL Hopefield facility.
From that facility,
broiler chicks are transferred to broiler farms and RCL’s
processing plants, prior to distribution of
a variety of products to
supermarkets, restaurants and fast-food chain stores and export
channels.
20.
According to RCL, any disruption to the
processes at any facility will result have disastrous consequences.
Its effect will
be felt at each stage in the process. For
example, the 2017 outbreak of Avian Influenza had a notable effect on
the poultry
industry and resulted in losses in excess of R5 billion.
21.
In
addition
to supplying the
local
market, RCL exports
poultry products to neighbouring countries.
In order to export its poultry meat and processed products to
Namibia, Botswana, Swaziland,
Lesotho and Mozambique, RCL is required
to
produce
"ZA
inspection" reports
which require certification that
there have been no Avian Influenza
outbreaks or other biosecurity risks within a specific area radius:
for Swaziland and Mozambique
the radius is
10km, whilst Namibia requires 50km in some
cases. (The Minister points out that the South African
statutory requirement is
a 400m exclusionary zone.)
22.
RCL explains that biosecurity relates to
the protection of biological entities from factors that influence
their
adaption,
performance or
survivability.
At
its
simplest,
reduction of the disease challenge in
poultry requires that there are adequate measures in place that
reduce the exposure levels
of poultry to disease-causing organisms.
Biosecurity extends, however, beyond disease control and relates in
addition to other
stress factors that could affect the animal.
23.
Strict biosecurity measures are in place at
all RCL facilities to maintain the integrity and health of the flock
and to ensure the
safety and non-contamination of the birds at the
facility, and in the relevant environment. The biosecurity measures
are not only
to the benefit of RCL, but to all poultry producers in
South Africa. The applicable Biosecurity protocol contains 33
distinct
measures that are in place to ensure the safety of the
chickens at the facilities. All of these measures will continue
to
be implemented on a continuous basis.
24.
The Minister acknowledges the effectiveness
and importance of these measures, but cautions that RCL cannot
dictate and impose its
own biosecurity measures on smaller poultry
producers that cannot afford measures as stringent as those of a
large-scale broiled
chicken producer. To do so would keep
smaller enterprises out of the market, or eventually put them out of
business.
25.
RCL argues, however, that due
to the nature of a free-range layer farm
and the
fact
that the poultry houses are
not
environmentally
controlled, the risk and likelihood of
a disease outbreak at erf
1[...] is significantly increased. The risk
arises in a number of ways: it may occur through direct contact with
wild birds and
poultry; it may be spread through rodents (via
populations
and
their pathogens which can spread through populations) and it may be
spread by means of aerosols. For that reason the environmental
authorisation of erf 1[...] Hopefield within a 3km radius of the RCL
Hopefield facility puts the RCL farms at increased risk, both
directly and through the risk of losing the ZA status should there be
a notifiable disease outbreak at
erf
1[...].
26.
The Minister contends, in turn, that it is
speculative for RCL to make these assumptions. There is only a
risk if there is
a disease outbreak at the Vermikor facility.
### The application for
environmental authorisation
The application for
environmental authorisation
27.
The Vermikor application for environmental
authorization, submitted pursuant to the provisions of the National
Environmental Management
Act 107 of 1998 (“NEMA”),
proposed,
inter alia
,
that a total of 60 000
chickens
would be housed at the facility.
28.
When RCL became aware of the application,
it objected to the authorisation, primarily on the basis that the
application did not
take
into
account the proximity between the RCL Hopefield facility and erf
1[...], and the fact that the locality of 1[...] creates the
situation whereby the transmission of Avian Influenza and other
diseases to the RCL Hopefield facility is
multiplied exponentially. RCL
submitted that these biosecurity risks were of such a nature that the
application fell to be
refused.
29.
Notwithstanding these objections, the
application was granted by the Department on 5 March 2019. RCL
contends that, in the
reasons for decision, there was no reference at
all to the specific concerns raised by RCL. The reasons simply
record:
"Concerns were raised with
respect to biosecurity risk and the impacts it will have on the
existing poultry farm should a disease
break out. It must be noted
that the EMPr [the environmental management programme] includes
mitigation measures to minimise potential
biosecurity risks. Further,
the threat of any disease is existing and it cannot be said for
certainty that the proposed development
will be the cause of any
outbreak"
.
30.
RCL points out that no mention was
made
of
which
mitigation
measures purportedly included in
the
EMPr were considered sufficient to
"minimise
potential biosecurity risks",
nor
was there any consideration of how the measures would counter the
risks.
## The internal appeal
and the input from the State Veterinarians
The internal appeal
and the input from the State Veterinarians
31.
RCL subsequently appealed to the Minister
in terms of section 43 of NEMA and the
National Appeal Regulations,
2014
, promulgated thereunder.
32.
During the appeal process on 16 July 2019,
the Minister directed Vermikor to obtain commentary and input from
the State Veterinarian
in relation to the biosecurity concerns which
had been raised in respect of the proposed development on erf 1[...].
The State Veterinarian
was specifically asked by the Minister to
address and provide comment on the submission by RCL that (1)
"RCL
FOODS' broiler chicken facility which is located approximately 3km
from the proposed chicken houses will be placed at
risk due to the
lack of biosecurity and health risks posed by the proximity of
Vermikor Ltd’s farm to its Hopefield operations”,
and
(2)
“
The
site of the proposed free range facility contravenes norms and
standards for the positioning of poultry
farms".
33.
RCL contends that the request was
originally not disclosed to it, and that that constitutes a
procedural defect in the process.
It appears, however, from the
record that the Department in fact provided RCL with it – it
was Vermikor’s EAP who had
initially refused to disclose them
to RCL. This is dealt with later below.
34.
Four responses
were
received from the
State
Veterinarians in
relation to the
appeal and the request for additional
information from
the
Minister. These responses are set out in full because the manner in
which the Minister treated them forms
the
crux of RCL's case.
35.
First, on 12 August 2019 the State
Veterinarian, Dr Davey, sent an email to the EAP indicating that she
supported RCL’s submissions:
"
Unfortunately
I agree with the Rainbow sentiments. I am a bit jaundiced
as I have seen too many business plans for these
small
farmers and then what happens
when they
get
settled and then we are
powerless
to
do anything to get them to keep their biosecurity up to scratch
.
The Al [Avian Influenza] decimated the poultry industry in 2017, and
then when a 'section' is thrown out then the whole production
line
takes a knock and can take up to a year to sort itself out.
Food security is then compromised."
(Emphasis added.)
36.
The second email, dated 9 September 2019,
was also from Dr Davey, dated 9 September 2019. It records:
“
I
did go through the EMP and on page 6 the Animal Diseases Act, Act 35
of 1984 is not listed.
I
do not know much about free range layers (besides that they require a
lot more medication than battery
hens as the
y pick up coccidian, worms and mites
in their environment) so I have asked a colleague to
comment.
Also,
shade cloth does not keep rodents out
-
I don't think anything keeps
them out as
they can get through the smallest of
holes or they burrow to get where they want to be.
I
will get back to you with the general biosecurity measures when I
recent them".
37.
Following receipt
of
this
email, and
despite
Dr
Davey specifically disclosing that she did
not yet have sufficient information to assess the biosecurity
measures and that she would
revert to the EAP, the EAP sought to
discourage the compiling
of
further
information dealing
with
biosecurity
from
the
State
Veterinarian. The EAP recorded in correspondence to the
Minister that the State Veterinarian
"cannot
find significant fault”
in the
biosecurity measures and that the comments from the State
Veterinarian were
"not sufficient
enough to warrant sending them to the IAPs for
a
30 day commenting period".
38.
RCL submits that this recordal (which
served before the Minister) is not correct, and does not accurately
reflect the position of
the State Veterinarian. Dr Davey had by that
stage already recorded that she
"agreed
with RCL's submissions"
and that
the proximity of the farms created a biosecurity, and food security
risk. The submission that the State Veterinarian
"cannot
find significant fault”
is not
true, given the content of Dr Davey’s email of 12 August 2019.
39.
Moreover, Dr Davey did in fact amplify her
position thereafter, and again confirmed her agreement with RCL's
biosecurity concerns
raised in relation to the development. On 9
October 2019, Dr Davey provided further comments and substantiated
her objection to
the proposal in a report
headed
"Re:
Request for
Additional
Al Information in
terms
of
Appeal
Against Environmental Authorisation
for Free Range Egg Farming Erf 1[...]".
Dr
Davey records the following:
39.1
"There will always be risk
associated with farming and how the risk is
managed will determine the outcome
of
the
risk."
39.2
"
When
there are many poultry farms situated in a small geographical area.
the population density of poultry obviously increases.
Should a
disease break out on one farm, the spread of disease to another farm
is normally inevitable especially if
there
are
no
or
few biosecurity
measures in place. With
spread of disease the infective dose circulating in the environment
increases dramatically to a dose where
even stringent biosecurity
measures may fail
. An example of
this
was
on
outbreak of Salmanena gallinarum in the Paardeberg area where there
is a high density of
commercial
poultry forms during 2016.
Another
good example
was
the
outbreak of Avian Influenza (Al) in the Paardeberg area during 2017.
A
further example is the outbreak of
a
different strain of
Infectious Bronchitis (IB),
a
non-controlled disease in the Allans
area, which is another high-density poultry area in Dec 2018 which
continued into 2019."
(Emphasis
added.)
40.
Dr Davey then responded
to
the
specific
questions asked of her in the request of 16
July 2019. In relation to namely whether the Vermikor
development posed a risk
to RCL's farm approximately 3km away, she
"agrees"
with
such statement for the following reasons:
40.1
The proximity of the two
farms;
40.2
The fact that the free-range farm is a
higher risk than an environmentally controlled farm. as a result of
more contact with
wild
birds that can be carriers of
disease;
40.3
There is no biosecurity plan in the EMPr;
40.4
There is no provision for vaccination,
monitoring and evaluation in the EMPr; and
40.5
There is no provision for veterinary
involvement through a poultry consultant
in
the
EMPr.
41.
In relation to the second question, namely
whether the proposed facility contravenes norms and standards for the
position of poultry
farms, Dr Davey recorded that although there is
no specific prescribed distance between poultry farms, the decision
on distance
is
"made
on risk'
and may be guided by
the State Veterinarian (although the
ultimate decision rests with DAFF). Dr Davey recorded that,
during the Avian Influenza
outbreak in 2017, farms within a
3km radius of an outbreak were considered to be at
particular risk; and the Department of Agriculture Contingency Plans
for Newcastle
Disease refer
to
a
"restricted
area"
and
a “
control area
”
in this respect.
42.
As to whether the biosecurity risks posed
by a free-range farm may
be
a
threat
to
RCL's
continued export,
Dr
Davey
confirmed
that
each importing country has its own set of
criteria, and that if RCL loses its ZA status, then the breeder farms
that are supplied
by the RCL Hopefield facility would lose their ZA
status, as would the hatchery and the broiler layers supplied by the
hatchery,
so there would be no export of broiler meat.
43.
Dr Davey thus supported RCL's objection
that RCL will be placed at risk due to the proximity of the Vermikor
farm, the RCL facility will not be suitably
isolated from the free-range farm in accordance with the norms and
standards that are
in place; and RCL’s continued export may be
in threat. If RCL loses its ZA status, it will not be able to
supply eggs
to breeders, compromising food security in the
country, and will not be able to export
broiler
meet.
44.
Another response had previously been
received
on 14
March 2019
from Dr Roberts,
a
State Veterinarian: Epidemiology,
emphasizing
the
biosecurity risks
presented by
the
approval. Dr Roberts records:
"Under
the Animal Diseases Act (35 of 1984) certain animal diseases have
been designated as controlled diseases, for example
Avian Influenza.
Under section 9 of the Act, 'The Minister [of Agriculture] may for
any controlled purpose prescribe general control
measures, or
particular control measures in
respect of particular animal
diseases and parasites'.
During
an
outbreak of
a
controlled animal
disease,
it
is
accepted practice for Veterinary
Services, authorized by the Minister via the National Director:
Animal Health,
to declare
a
disease control area around an
infected property and to place restrictions
within this area on the
movement
of animals, their products and any other potentially contaminated
things. For example, the section on the control of avian
influenza
in
the
draft
"Animal Disease
Control
Contingency Plans"
for
the Western Cape states 'the
control area (CA) may be established to form a buffer between the
infected (restricted) and free areas.
It should have an outer
boundary no closer to the restricted area boundary than about 10km.
This will assist in containing the disease within the restricted
area'.
It
therefore follows that any farm within
a
control area instituted during a
controlled
disease
outbreak will
be
restricted in
the
movement of
animals and
vehicles and may not
be
able
to
function
as
usual,
especially if
usual activities involve frequent
movement of
animals".
(Emphasis added.)
45.
As appears from what is set out below,
RCL’s main contention in these proceedings is that the
Minister, in considering the
record, had no regard to Dr Davey’s
further response and report, and to the response of Dr Roberts.
## The refusal of the
appeal
The refusal of the
appeal
46.
An internal memorandum was subsequently
prepared by the Department and addressed to the Minister on 2
December 2019. RCL says
that the Minister relied upon this
document as the basis for his decision (the Minister denies the
implication that this was the
only document he had relied upon, but
more about that below). The memorandum confirms that specific
requests were made to
the State Veterinarian for her opinion on the
biosecurity risks arising to the RCL facility as a result of the
grant of the environmental
authorization.
47.
The
memorandum
records
expressly that
the
State Veterinarian
"did
not
object”
to
the proposed development. It refers only to Dr Davey's email of
9 September 2019 wherein she
recorded
that did not have sufficient expertise in the area and indicated that
she would revert once she had more information.
No mention is
made
at
all
of
Dr Davey's initial
concerns, or
of
her subsequent reports, including the
substantive report of 9 October 2019, or of the opinion of Dr
Roberts.
48.
On 10 December 2019 the
Minister refused RCL’s appeal. The
Minister accepted the EAP's submission that the impact of biosecurity
had been adequately
addressed in the EMPr. In relation to the
input from the State Veterinarian, the
Minister recorded:
"When
additional information was requested during this appeal
process, the Western Cape
Department of Agriculture's State Veterinarian did not object to the
proposed development and commented
as
follows regarding the biosecurity
measures which have been included in the EMPr:
‘
I
did go through the EMP and on page 6 the Animal
Diseases
Act, Act 35 of 1984
is
not
listed.
I
do
not know much about free range
layers (besides that they require a lot more medication than battery
hens as they pick up coccidian,
worms and mites in their environment
so I have asked
a
colleague
to comment.
Also,
shade
cloth
does
not
keep
rodents
out-
I
don't
think anything keeps them out
as
they can get through the smallest
of
holes
or
they
burrow
to
get
where
they
want to
be.
I
will get back to you with the general biosecurity measures when I
receive them".
49.
The
input
referred to
by
the
Minister was
the
generic
response received from Dr
Davey
on
9
September 2019 who,
at that stage,
indicated that she was not in
a position to make an assessment.
No reference is made by the Minister to the
other comments of the State Veterinarians referred to earlier.
RCL argues that
it appears that the
Minister
did not take into account that both Dr Davey and Dr Roberts had
indicated that they agreed with RCL’s submissions
regarding the
biosafety risk.
The
Minister accepted what had been placed before him (incorrectly)
in
the
m
emorandum to the effect that there
was
"no
objection"
from the State Vet.
50.
The various grounds of review are discussed
against this background.
### The first ground of
review: Failure to take relevant considerations into account
The first ground of
review: Failure to take relevant considerations into account
### The Minister’s
inaccurate recordal of the State Veterinarians’ position
The Minister’s
inaccurate recordal of the State Veterinarians’ position
51.
RCL submits that the Minister's reliance on
the inaccurate statement
that
the State Veterinarian did not support RCL's objection, is the end of
the
matter.
RCL calls this a
"killer point”
which is dispositive of the
review,
with reference to the case of
Trinity
Asset Management (Pty) Limited v Grindstone Investments 132 (Pty)
Limited
2018 (1) SA 94
(CC) at para
[91].
52.
As mentioned earlier, the Minister takes
umbrage with RCL’s contention that the internal appeal
memorandum was
"the document that
the Minister relied on as the basis for his decision”.
The
implication of this statement is that the Minister only had regard to
the internal memorandum. RCL effectively contends
that the
memorandum inaccurately recorded the position of the State
Veterinarian (Dr Davey) and that the Minister simply adopted
this
inaccurate position in his reasons for decision. This is
expressly denied the answering affidavit where the Minister
states
the “
internal appeal memorandum is
not the only document that I took into account in deciding the
appeal."
53.
I accept, on the papers, that the Minister
had not simply rubberstamped the memorandum. He was entitled to
rely thereon in
reaching his decision: see
MEC
for Environmental Affairs and Development Planning v Clairisons
CC
2013 (6) SA 235
(SCA) at para [31]:
“
Nor
can there be any objection to the political head of a department
adopting recommendations made by the departmental officials,
no
matter that their recommendations are emphatic. It is precisely to
formulate and ensure adherence to policy that departmental
officials
are there.
It must be borne in mind that an appeal in the present context is not
a quasi-judicial adjudication. It is a reconsideration by
the
political head of a department of a decision made by his officials
.
Baxter observes that:
‘Since the primary function of a minister is a political one,
this form of appeal is obviously only
appropriate where it is
considered that policy and administrative considerations are
paramount and that disputes involving such
considerations require his
personal settlement. The minister can hardly be expected to adopt a
detached posture, acting as an independent
arbitrator.
..”
[Emphasis added.]
54.
The Minister further argues that the first
ground of review is not a “
killer
point
” as contemplated in the
Trinity Asset Management
case. This is because it is not merely a law point based upon
undisputed facts, which was the case in the
Trinity
matter. I agree that the facts in the present matter are not
undisputed. The questions as to what the Minister considered
in
reaching his decision and the Minister's interpretation of the views
of Dr
Roberts and
Dr
Davey are
heavily disputed and inextricably linked to
one of the bases underpinning the first ground of review. They
are also not merely
points of law.
55.
Be that as it may, RCL contends that
despite the various justifications put forward by the Minister in the
answering affidavit (including
ex
post facto
reasoning,
and a resort to the discredited "no-difference" principle),
it is clear that the Minister's contemporaneous
reasoning for the
dismissal of the appeal is based on
incorrect facts.
The
State
Veterinarian
had
not supported the
application on erf 1[...]. On the contrary,
both Dr Roberts and Dr Davey had supported RCL's objection on the
basis that the Vermikor
facility constituted a biosecurity risk.
56.
RCL’s argument is that the Minister's
misapprehension and material mistake of fact vitiates the decision.
It is well-established
that a material error of fact is a ground of
review, even though it is not one of the grounds of review expressly
listed in section
6(2) of PAJA: see, for example,
Chairman
of the State Tender Board v Digital Voice Processing (Pty) Ltd,
Chairman of the State Tender Board v Sneller Digital (Pty)
Ltd and
others
2012 (2) SA 16
(SCA) at paras
[34] and [35], with reference to
Pepcor
Retirement Fund and another v Financial Services Board and
another
2003 (6) SA 38
(SCA) at para
[47] where it was held that:
“
In
my view,
a
material
mistake of fact should be a basis upon which
a
Court can review an administrative
decision. If legislation has empowered a functionary to make
a
decision, in
the
public interest, the decision should be made on the material facts
which should have been available for the decision properly
to be
made. And if a decision has been made in ignorance of facts material
to the decision and which therefore should have been
before
the
functionary,
the
decision should
…
be reviewable …
The
doctrine of legality … requires that the power conferred on a
functionary to make decisions in the public interest, should
be
exercised properly, ie on the basis of the true facts: it should not
be confined to cases where the common law would categorise
the
decision as ultra
vires.'”
57.
In the circumstances of this case, RCL
submits that the Minister's discretion was not exercised properly,
because it was not exercised
on the basis of the true facts. In
dismissing the appeal, the Minister took the decision on incorrect
facts. The decision accordingly
stands to be reviewed and it is
irrational (see
Wakkerstroom Natural
Heritage Association v Dr Pixley ka lsaka Local Municipality
[2019] ZAMPMHC 20 (29 October 2019) at para
[101]). The
Minister
failed to
take
into
account
a
material
consideration
,
namely the reports of Dr Davey and Dr
Roberts which supported RCL's objection.
58.
Further, to the extent that those reports
served before the Minister, the Minister's decision is not rationally
connected to the
information before the Minister and, to the extent
that those comments did not serve before the Minister, the Minister's
decision
is vitiated by a material error of fact, namely the mistaken
belief that the application was supported by the State Veterinarian
when in
fact the
opposite is true.
59.
It does not, however, appear from the
answering papers that the Minister simply misunderstood Dr Davey's
comments as not being supportive
of RCL's objection to the
environmental authorisation. What he did understand was that
she did not object to the proposed
development. The
Minister states that Dr Davey indicated in
her initial correspondence that she did not know much about
free-range farms, but that
she would seek further comment from a
colleague on the biosecurity measures that were proposed for
imposition on Vermikor, and
whether such measures were sufficient.
60.
Despite
her
disclosure
that
she
does
not
possess
the
requisite
expertise in an area of free-range farming, and indicating that she
would seek assistance from
a
colleague, Dr
Davey
subsequently provided
a
report
in
her
own name and
without
any indication of what,
if
any, input was
obtained from a
colleague with
the
requisite
expertise. In the report she purports to deal in detail with
the precise issue in which she has no
specific
expertise. The Minister saw no
objection in Dr Davey's 9 October 2019 report. She did have
concerns, and noted a possible
increased risk as a result of the
proximity of Vermikor to the RCL's
operation,
but
the increased risk
to
another
poultry
producer
was not the only aspect to consider in granting the environmental
authorisation. The other aspects were addressed
by the Minister
in the course of the appeal decision.
61.
The Minister was of the view that Dr Davey
agreed with RCL's submissions for incorrect reasons, in that she
stated that the EMPr
did not have a biosecurity plan or a vaccination
plan when audit checklist, which forms part of the EMPr, in fact
included a biosecurity
plan and a vaccination plan. She was
also incorrect in stating that the Department is
"powerless
to
do
anything
to
get
[smaller poultry producers]
to
keep their biosecurity up to scratch".
The
Minister was entitled to and bound to consider Dr Davey's stated
mistrust of smaller poultry producers, and her admission that
she has
a “
jaundiced"
view
in relation to the ability of such producers to maintain adequate
biosecurity
measures.
62.
Dr Davey noted that in the event of an
Avian Influenza outbreak, RCL's continued export status may be at
risk, a fact that the Minister
was aware of in that RCL had
repeatedly, and throughout the process, raised the loss of its
ability to export in the event of such
an outbreak, and the potential
economic effects on RCL.
63.
The Minister was, however, not bound by the
views of Dr Davey and was required to
take
into account the
full
range of views placed
before him. In all of these
circumstances the Minister did not misunderstand Dr Davey's views. He
was fully apprised of the
correct facts, namely that she supported
RCL's concerns, but he disagreed with her.
Did
the Minister fail to take into account the State Veterinarian’s
views?
64.
The core of RCL's factual complaint is that
because the internal memorandum addressed by the Department to the
Minister refers to
Dr Davey's initial concerns whilst no mention is
made of her subsequent comments, or of the comment of Dr Roberts,
this must mean
the Minister failed to take those comments into
account in reaching his decision.
65.
As indicated earlier, RCL contends that it
is impermissible for the Minister to assert in his answering
affidavit that the full
extent of Dr Davey's views served before him
when he took his decision, and the fact that the Minister only
referred to Dr Davey's
initial email in the reasons for decision does
not mean that he did not consider the further emails and documents in
which Dr Davey's
views were expressed.
66.
It is common cause that all of Dr Davey's
communications are contained in the Rule 53 record. The
Minister states that he
considered the full extent of her views when
the decision
was
rendered.
67.
RCL contends that the Minister's
submissions are not credible because he provides no evidence as to
when, or how it is alleged that
the views of Dr Davey and Dr Roberts
were taken into account. RCL contends that the Minister's averments
the he took the views
of Dr Davey and Dr Roberts are bald and
unsupported by the facts, and moreover, if the report of Dr Davey had
been taken into account
the Minister would have had to explain why he
came to a decision that did not follow their recommendations.
68.
I agree with the submissions made on the
Minister’s behalf that this approach would require
a
decision-maker
to
refer
to
every
single document which
served
before
them, and
to
prove that they
took each such document into
account in reaching a decision. This
approach runs counter to the principles governing application
proceedings which
require
an
applicant to
prove
that
which they
allege.
69.
The Minister states in his answering
affidavit that he considered the reports of the State Veterinarians
in reaching the decision.
The documents are contained in the Rule 53
record. The Minister, as respondent, has the benefit of the
rule set out in
Plascon-Evans Paints Ltd
v Van Riebeeck Paints (Pty) Ltd
[1984] ZASCA 51
;
1984
(3) SA 623
(A) at 634-635, reformulated as follows in
NDPP
v Zuma
[2009] ZASCA 1
;
2009 (2) SA 277
(SCA) at para
[26]
:
"It is well established under
the Plascon-Evans rule that where in motion proceedings disputes of
fact arise on
the
affidavits,
a
final order can be
granted only if the facts averred in
the applicant's
...
affidavits,
which have been admitted by the respondent
...,
together with the facts alleged by the
latter, justify such order. It
may
be
different if the respondent's version consists
of
bald
or
uncreditworthy denials, raises
fictitious disputes of fact, is palpably implausible, far-fetched or
so
clearly
untenable that the court is justified in rejecting them merely on the
papers.
”
70.
I cannot, on the affidavits before me,
conclude that the allegations contained in the Minister’s
answering affidavit are bald
or uncreditworthy. The Minister
states
that
regard
was
had
to
all
of
the
State
Veterinarian
reports, and these reports appear in
the
Rule
53
record.
The content of the Rule 53 record has not been challenged. It
forms part of the contemporaneous record (together
with the internal
memorandum and the appeal decision), and I cannot infer that it does
not does
not
constitute
an
accurate and complete record of the
documents that the Minister had regard to in reaching the decision,
as he states that he had.
71.
In any event, the failure to make direct
reference to all of the State Veterinarian's
reports in
the
decision does not render the decision reviewable irregularity.
The reasons provided need not be
perfect.
They must be adequate.
In
Koyabe and others v Minister for
Home
Affairs and
others
2010 (4) SA 327
(CC) at paras [63] to
[64] the
Constitutional
Court
stated
as follows:
“
[63]
Although the reasons must be
sufficient, they need not be specified in
minute
detail, nor is it necessary to show how every relevant fact weighed
in the ultimate finding.
What
constitutes adequate reasons will therefore
vary, depending on the
circumstances of the particular case.
Ordinarily.
reasons will
be
adequate
if
a
complainant
can make out
a
reasonably
substantial case for
a
ministerial review or an
appeal
.
[64]
In Maimela, the
factors
to
be
taken into
account to
determine the
adequacy of reasons were succinctly
and helpfully summarised as guidelines, which include
–
'the
factual context of the administrative action, the nature and
complexity of
the
action, the nature of the proceedings leading up
to
the action
and
the nature of
the
functionary taking the
action. Depending on the
circumstances,
the reasons need
not always be "full written
reasons": the "briefest
pro forma
reasons
mav suffice"
. Whether brief
or lengthy, reasons must, if they are read in their factual context,
be intelligible and informative. They must
be informative in the
sense that they
convey
why
the
decision-maker
thinks
(or
collectively think)
that
the administrative
action is
justified.' …
The
purpose for which reasons are intended, the stage at which these
reasons are
given,
and
what further remedies are available
to
contest
the administrative decision
are
also
important factors. The
list,
which
is
not
a
closed
one,
will
hinge on the facts and circumstances
of each case and the test for the adequacy of reasons
must
be
an
objective one."
[Emphasis
added.]
72.
·Having regard to the content of the
appeal decision, there is no basis for a departure from the principle
set out in
Koyabe.
73.
In summary, the Minister did not make a
bald assertion that he considered the views of the State
Veterinarians. He explains that
he had done so in detail in his
answering affidavit and the
Plascon-Evans
principle must, accordingly, operate in
his favour. Even if it were held that the Minister's contention
that he considered
the views of Dr Davey amounts to a bald denial,
then this is an instance where a bare denial is sufficient because
there is no
other way open to him, and nothing more can be expected
of him (see
Wightman t/a JW Construction
v Headfour (Pty) Ltd
[2008] ZASCA 6
;
2008 (3) SA 371
(SCA) at para
[13]
).
Does
the alleged mistake of fact complained of render the decision
reviewable?
74.
If the Minister was in fact mistaken as to
Dr Davey’s views, is that a mistake of fact that would justify
interference with
the Minister's decision?
75.
In
Pepkor
Retirement Fund and Another v Financial Services Board and Another
2003 (6) 38 (SCA) at para [48] it was
stated:
"Recognition of
material mistake of fact as
a
potential
ground of review obviously has its dangers.
It
should not be permitted to be misused in such a wav
as
to
blur,
far
less
eliminate,
_the
fundamental
distinction
in
our
law
between
two
distinct forms of relief: appeal and review
.
For example,
where both the
power to determine what facts are
relevant to the making of
a
decision,
and the
power
to
determine whether or not they
exist, has
been entrusted to
a
particular
functionary
(be it
a
person
or a body of persons),
it would
not be possible to
review
and
set aside its decision merelv
because the
reviewing
Court considers
that the functionary was mistaken
either in its assessment of what facts were
relevant. or in concluding
that the facts exis
t.
If it
were,
there would be no point in preserving the time-honoured and socially
necessary separate and distinct forms of
relief which the remedies of appeal
and review provide."
[Emphasis
added.]
76.
The
distinction between appeal and review is discussed in more detail in
the context of the second ground of review. For present
purposes, the
legal
principles governing judicial review based on
mistake
of fact are, broadly, as
follows
(see
South
Durban Community Environmental Alliance v MEC for Economic
Development, Tourism and Environmental Affairs: KwaZulu-Natal
Provincial Government and another
2020
(4) SA 453
(SCA) at para [23], with reference to
Airports
Company South Africa v Tswelokgotso Trading Enterprises CC
2019
(1) SA 204
(GJ)
para [12]
),
and this does not detract from the approach taken in
Pepkor
supra
upon which RCL relies:
76.1
A review court may interfere where a
functionary exercises a competence to decide facts but fails to get
the facts right in rendering
a decision, provided that the facts (a)
are material, (b) were established, and (c) meet a threshold of
objective
verifiability.
In other words, an error as to material facts that are not
objectively contestable
is
a
reviewable
error.
76.2
The exercise of a judgment by the
functionary in considering the facts, such as the assessment of
contested evidence or the weighing
of
evidence. is not reviewable, even if the court would have reached a
different view on these matters were it vested with original
competence to find the facts.
77.
For RCL to succeed in a review based on a
mistake of fact, it must therefore demonstrate that the Minister
disregarded uncontentious
and objectively verifiable facts which were
material and which would have resulted in a different decision had
they been taken
into account. The Minister argues that, in the
present matter, there are no common cause, incontrovertible or
objectively
ascertainable and material facts presented by RCL which
ought
to
have been considered over
and
above
the
material
placed
before
the Minister.
78.
The fact that Dr Davey supported RCL's
concerns cannot be deemed to be a material and uncontentious fact
given
that her
support was based on certain incorrect facts and assumptions (as
alluded to earlier). She further expressed skepticism
as
regards small-scale chicken farmers' abilities to maintain
biosecurity, and admitted a lack of
expertise in the field of free-range chicken
farming.
79.
I agree with these submissions. Dr
Davey’s views were, at best for RCL, part of a range of views
that the Minister was
required to take into account. There is
thus
no
reviewable mistake of
fact
in
this matter.
## Ex post factojustifications in the answering affidavit
Ex post facto
justifications in the answering affidavit
80.
The next leg to RCL’s first ground of
review is that the Minister used the answering affidavit as an
opportunity to supplement
the reasons originally given by him in
justification of the decision.
81.
RCL contends that it is well-established
that an organ of state which provides one set of reasons under PAJA
or Rule 53
may
not seek to improve on those reasons or file better reasons when it
delivers its answering affidavit in subsequent review proceedings.
Such new
reasons
are rejected as an impermissible
"ex
post facto rationalisation of
a
bad
decision"
(
National
Lotteries Board v South African Education and Environment Project
2012 (4) SA 504
(SCA) at para [27], referred to in
Minister of Defence and Military
Veterans v Motau and others
2014 (5) SA
69
(CC) at fn 85)
,
and
"There is no place in our law for
hindsight
as
an
administrative
cure-all”
(
Commissioner,
South African Police Service v Maimela
2003
(5) SA 480
(T) at 486F-H).
82.
RCL contends that the Minister's answering
affidavit constitutes an example of impermissible
ex
post facto
reasoning.
The record itself and the reasons provided by the Minister at the
time that the impugned
decision
was
taken confirm
that
when the
Minister
took
the
impugned
decision, reliance was placed only on the short email received from
the State Veterinarian, Dr Davey, of 9 September 2019
that she did
not have sufficient expertise in relation to free range chickens and
would seek the assistance of a colleague.
83.
The Minister did not consider Dr Davey's
subsequent, detailed and adverse recommendations of 9 October 2019,
or the recommendation
from the other State Veterinarian, Dr Roberts,
who had been asked by
RCL
to comment on the biosecurity aspect of the development, discussed
earlier. As indicated, in
the
internal Departmental memorandum dated 2
December 2019, reference is made only to Dr Davey's initial email.
In the contemporaneous document which sets out the
Minister's reasons for the impugned decision, specific reference is
made to
Dr
Davey's email of 9 September 2019, but no mention at all is made of
Dr Davey's report of October 2019 or of the opinion of Dr
Roberts
obtained in March 2019.
84.
In
the
answering affidavit, the Minister asserts
that
"…
the
full
extent of Dr Davey's views served before me when I took the appeal
decision. The fact that I only referred to her initial email
in my
reasons for decision does not mean that I did not consider the
further emails and documents in
which her
views
were
expressed"
.
This
averment
(or
a
variation thereon) is
repeated many times through the
affidavit.
85.
RCL argues that this is
impermissible. The Minister cannot
say that the reports were taken into account in coming to the
impugned decision when the
contemporaneous evidence (his record of
decision) indicates that they were not.
The
Minister accordingly takes refuge in the fact that they "
served
before him
". But this is not what
the law requires – section 6(2)(e) of PAJA requires that
relevant considerations must be
"taken
into accounf”
or “
considered”,
not merely that they form part of a
large pack of documents provided to a decisionmaker.
86.
Given what the Minister explains in his
answering affidavit as to his approach to the reports, I do not think
that much is to be
read into the phrasing “served before him”
as opposed to “taken into account” or “considered”.
When regard is had to his affidavit as a whole, it is clear that he
intended to state that he had considered or taken into account
those
reports (see
Basson N.O and another v
Orcrest Properties (Pty) Ltd; In re: Basson N.O and others v Orcrest
Properties (Pty) Ltd; In re: Basson
N.O and others v Orcrest
Properties (Pty) Ltd
[2016] 4 All SA
368
(WCC) at para [71]).
87.
RCL argues that the Minister's submissions
in this regard are in any event not credible. The Minister
provides no evidence
as how the views of Dr Davey and Dr Roberts were
taken into account. The averment is a bald one, unsupported by the
facts. If the
report of Dr Davey of October 2019 had been taken into
account, the Minister would have had to explain why he came to a
different
decision. The contemporaneous reasons do not do so, because
they do not mention the report at all.
88.
To the extent that the Minister did have
the report of Dr Davies of 9 October 2019 and the report of Dr
Roberts before him when
the decision was taken, the decision is
irrational because it bears no rational connection to this
information, and there is no
basis in the contemporaneous reasons to
understand why the Minister declined to follow the State
Veterinarian's recommendation,
after having specifically requested
input on the particular aspect.
89.
I do not agree that the Minister bolstered
his reasoning in the answering affidavit in an impermissible manner.
In the
Lotteries Board
case
to which RCL refers, the reason provided for the impugned decision
was simply that the application had been refused because
of the fact
that a set of required annual financial statements had not been
signed. That was the only reason given, and was
–
unsurprisingly -held by the Court to have been unreasonable.
The case is distinguishable from the present one.
90.
Also, in the case of
Commissioner,
South African Police Service supra
a
single and woefully inadequate reason was given for the impugned
decision initially, and no reasons at all were given in respect
of
the subsequent internal appeal. The Court stated at 486C-487A:
“
I
now proceed to consider the reason that the Commissioner gave to the
first respondent. … The reason given to the first
respondent
was 'premises/residence does not conform to required standar(d)'. The
reason adequately conveys that the Commissioner
refused the licence
because a dwelling does not conform to a required standard. It
is cryptic in that it does not convey which
dwelling is referred to
nor where the required standard is to be found. Regulation
28(3)(a) of the regulations promulgated
under the Act provides
that a safe for the safe-keeping of a firearm 'shall to the
satisfaction of the Commissioner . . . be affixed
flush to a floor,
wall or other immovable structure or part thereof of the house . . .
or other dwelling place of an applicant
concerned'.
With
the benefit of hindsight, provided by the Commissioner in the
answering affidavit, we know that this is the 'required
building standard'
referred to in the reason. Having had the
attention directed to the regulation, we also now know that the
'premises/residence'
is a reference to the first respondent's
dwelling. Reasons must not be intelligible and informative with the
benefit of hindsight
however. They must from the outset be
intelligible and informative to the reasonable reader thereof who has
knowledge of the context
of the administrative action. If
reasons refer to an extraneous source, that extraneous source must be
identifiable to the
reasonable reader. The reason given to the first
respondent does not, in this respect, pass muster.
…
…
I
conclude that the reason that the Commissioner gave to the first
respondent did not constitute a reason in compliance with the
provisions of s 33 of the Constitution as the latter was deemed to
have read until PAJA came into effect.”
[Emphasis
added.]
91.
In the present matter, RCL
conflates the
Minister’s taking
issue
with
Dr
Davey's
9
October 2019
report in his answering affidavit with an attempt to bolster his
reasons. The Minister, in terms, indicates that
he considered
all of the views of the State Veterinarians. RCL takes the view
that because the Minister only referred to
an initial email and
indicated that
Dr
Davey did
not
support RCL's decision, means that he could not
have
considered
the
subsequent
views of
Dr
Davey and Dr Roberts. Put
differently, RCL contends that
the
decision is
irrational because it bears no rational
relationship to the information before the Minister. RCL further
contends that there is
no indication in the reasons to understand why
the Minister declined to follow the State Veterinarian's
recommendation having specifically
requested
the
input.
92.
However, the
reasons why
the
Minister elected to
dismiss RCL's
internal appeal
are
set
out
in
the appeal decision, and it is clear from
that document that the Minister’s reasoning was not predicated
only upon the State
Veterinarian's views.
93.
The Minister is not
bound by
the
views of
the
State Veterinarian, but was required to take into account all of the
information which served before him in rendering a decision.
He was
not required to state why he disagreed with the State Veterinarian.
It was sufficient to state that he disagreed with
her conclusions.
It is clear from a consideration of the appeal document what the
bases for the dismissal of the internal
appeal was. The
elaboration upon those bases put up in the answering affidavit in the
present matter does not amount to an
impermissible armchair exercise
in devising reasons after the fact.
## The "no
difference" principle
The "no
difference" principle
94.
As a further leg to the first ground of
review, RCL argues that the
Minister
asserts that, in
any
event,
he
was not bound by views of the State Veterinarian and they would have
made no difference to his ultimate
decision. The
"no difference principle"
has
been rejected as having no place in administrative law (
Allpay
Consolidated Investment Holdings (Pty) Ltd and others v Chief
Executive Officer of SASSA and others
2014(1) SA 604 (CC) at paras [23] to [24]).
95.
RCL contends that it
is
thus
impermissible for the
Minister
to
assert that,
even had the
reports
been taken into account, he would not have changed the ultimate
decision because he disagrees with
them.
96.
I do not read the particular section in the
Minister’s answering affidavit as merely stating that he would
not have come to
a different decision. In fact, he says that
RCL’s contention as regards his consideration of the views of
the State
Veterinarian is incorrect, and then proceeds to explain why
that is so.
97.
He justifies the decision that he had
taken, but not on the basis, without more, that even had he taken the
State Veterinarians’
views into account, those views would not
have made any difference at all. He says that he did take them
into account, together
with other factors, and that based on the
information as a whole he came to the decision that the appeal should
be refused.
He states further “…
as
clearly demonstrated by the Rule 53 Record, I had regard to the full
views of Dr Davey. This is particular
so
given that I requested comments from a
veterinarian in order to make an informed decision on the appeal. The
fact that I disagreed
with Dr Davey's views on the inherent risks
posed by small poultry farmers does not mean that I did not take the
views of
Dr
Davey into account.
"
98.
He explains at a different juncture:
"Dr
Davey in her report of 9 October 2019, states that she agrees with
RCL's sentiments. She specifically stated that she had
concerns, and
noted
a
possible
increased risk as
a
result
of the proximity of the Vermikor farm to the RCL operation.
She
did not express an objection to the
Vermikor development per se. However, even if this interpretation of
Dr. Davey's comment is
incorrect, which is denied, Dr Davey's comment
would not have changed the outcome of the appeal in that (a)
increased risk to another
poultry producer was not the only aspect to
consider in granting the EA; (b) Dr Davey incorrectly stated that the
EMPr did
not
have
a
biosecurity
plan,
a
vaccination plan, or provide for
engagement with a poultry consultant when in fact the EMPr does
contain appropriate risk mitigation
measures. I reiterate that
Dr
Davey's
comments are
not
decisive.
She
(and
indeed the DALRRD) are not the
decision makers. Her comments are but one of
a
number of factors to be taken into
account in the decision making process …."
99.
The Minister states that he had regard to
Dr Davey’s views, but that he was not bound by them. Her
comments were amongst a
number of factors to be taken into
account.
100.
In relation to
Allpay
supra
on which RCL relies for its
proposition that the Minster breached the "no-difference”
principle, regard must be had
to what the Constitutional
Court held at paras [23] and [24]:
"[23]
To the extent that the judgment of the Supreme of Court of Appeal may
be interpreted as suggesting that the public interest
in procurement
matters requires
greater
caution in
finding
that
grounds for
judicial review
exist
in
a
given
matter, that misapprehension must be dispelled.
So
too the notion that even if proven irregularities exist, the
inevitability of
a
certain
outcome is
a
factor
that should be considered in determining the validity of
administrative action
.
[24]
This approach to irregularities seems detrimental to important
aspects of the
procurement
process.
First,
it
undermines the
role
procedural requirements play in
ensuring even treatment of all bidders. Second, it overlooks that the
purpose of
a
fair
process is to ensure the best outcome; the two cannot be severed.
On
the approach of the Supreme Court of Appeal, procedural requirements
are not considered on their own merits, but instead through
the lens
of the final outcome. This conflates the different and separate
questions of unlawfulness and remedy. If the process leading
to the
bid's success was compromised, it cannot be known with certainty what
course the process might have
taken
had
procedural
requirements been
properly
observed.
"
[Emphasis added.]
101.
In
the
present matter, the Minister does not state in his answering
affidavit that
the
views of
Dr Davey
made (or would have made)
no
difference to
his
decision. A
breach of
the
no-difference principle
would
have
occurred
if
the
Minister
had,
for
example, stated that he did not have regard
to the views of Dr Davey but that, in any event, those views would
have made no difference
and that, as such, his decision was
justified.
That
is not what the Minister says in
this
matter. The
Minister's
position in
his
answering affidavit is
that
he
disagreed with Dr Davey's views because of
her erroneous reasoning, and that her views were
not
dispositive
of
the
matter.
102.
This is not a breach of the “no
difference” principle.
## Conclusion on the
first ground of review
Conclusion on the
first ground of review
103.
RCL argues that, in the circumstances, the
Minister's reliance on reasoning that did not form part of his
original assessment of
the appeal demonstrates that
the Minister's decision cannot be justified
on the basis of the reasons that were given at the time of his
decision. This
is so because the decision not to rely on the
subsequent reports by State Veterinarian, Dr Davey, and to ignore
entirely the report
of Dr Roberts was irrational, and means that
material and relevant considerations were not taken into
account.
104.
On the affidavits filed of record, and on
the approach to factual disputes in motion proceedings set out in
Plascon Evans
,
I cannot find that the Minister ignored the relevant comments and
reports. As indicated above, I do not agree that the Minister
is guilty of
ex post facto
reasoning or that he transgressed the “no difference”
principle.
105.
In these circumstances, the first ground of
review cannot succeed.
Second
ground of review: irrational reliance on the audit checklist
106.
RCL’s second ground of review is that
the decision was unlawful under section 6(2)(f)(ii)(aa), (bb), (cc)
and (dd) of PAJA
inasmuch as the Minister repeatedly in his reasons
states that the mitigation measures in the environmental
authorisation and the
EMPr, including the audit checklist, were
"adequate"
and
"sufficient.
According
to RCL, based on the
information
that was
before
the Minister, and within the
context
of the
relevant
legislation, this
finding
was
irrational.
The Minister asserts that on the basis of the
audit checklist he was satisfied that biosecurity concerns had been
adequately addressed,
and that the Audit Checklist is enforceable.
RCL argues that these assertions constitute further material errors
in the decision,
since the Audit Checklist is neither enforceable
nor
adequate.
107.
Its challenge, in essence, is that the
biosecurity measures which were imposed upon Vermikor when the
environmental authorisation
was granted are insufficient.
The
enforceability of the audit checklist
108.
The Minister asserts that the audit
checklist is enforceable inasmuch as the designated environmental
control
officer
("the ECO") is
required
to monitor the
project,
and
to ensure
compliance with the EMPr through quarterly inspections, amongst other
measures. The Minister states that
"the ECO
must
report
a
failure
to
comply
with the
EMPr
to the Department”
(original
emphasis).
109.
This, according to RCL, is incorrect. The
EMPr to which the Minister refers places no mandatory reporting
obligation on the
ECO. The EMPr specifically states that the ECO
"can"
report
non-compliance with the EMP to the Department, and that this
"may''
result in certain penalties being
imposed.
110.
The audit checklist is
in any event incapable on its own terms of
being enforced. It is clear from an examination thereof that the
standards on the
audit
checklist are
vague,
subjective
and
not
measurable.
Others
are
simply factually incorrect. RCL
refers to a few examples:
110.1
The audit checklist states that
"No
overcrowding of the houses will be tolerated'.
One
would have expected that the audit checklist should have specified
the maximum stocking density
in
birds per square meter. But there is no such specification. In the
premises, it is impossible to audit whether or
not the
houses
are
overcrowded
or
not since
there
are
no standards against which to
measure compliance.
110.2
The audit checklist states that poultry
farming activities must comply with the regulations as stipulated in
the Meat Safety Act
40 or 2000. The Meat Safety Act relates to meat
safety specifically in abattoirs and the regulations do not refer to
poultry farming
but to abattoirs only. The standard
is
accordingly
inapplicable.
110.3
The audit checklist states
"rodents travel up to 900m and
as
such
as
a
threat to
the adjacent farms".
Notwithstanding
this acknowledgement, there is no auditable requirement that is
required to be implemented to prevent rodents from
infecting the
relevant farms.
110.4
With reference to the disposal of infected
carcasses, the audit checklist does not make provision for the
disposal of the carcasses
infected with notifiable diseases as
determined by the Director of Animal Health, and merely states that
infectious carcasses will
be
"treated
before disposal”.
RCL's concerns
as to the distinction between infectious and noninfectious
material is nowhere addressed in this checklist.
110.5
In relation to
"poultry
litter”,
the audit checklist
states that
"poultry litter shall
be removed at the end of the cycle".
Considering
that a typical cycle for layer birds is 12 to 18 months, there will
be a significant buildup of pathogens such
as bacteria and
viruses during this time, and this requirement is wholly inadequate
.
111.
RCL argues that the audit checklist is
based on
"recommendations";
statements that certain activities
should be performed on an
"ad hoc
basis"
or
"in
appropriate circumstances";
that
"good housekeeping"
must
be followed; that rodent traps
"may
be used if necessary'';
that feed
should
"preferably [be] located off
the ground';
that
"high
levels of hygiene"
must be
followed, that there must be
"regular
maintenance",
and so forth.
None of these are auditable standards.
112.
The audit checklist is accordingly vague
and incapable of enforcement (in support of this contention RCL
relies on expert evidence
of Andrew van Wijk, a Divisional
Veterinarian at RCL, and Mr Richard Trollip, the Agricultural
Executive at RCL, confirming that
the EMPr and environmental
authorisation insufficiently address the risks associated with
poultry farming and reducing the likelihood
of flocks becoming
infected. These opinions were not before the Minister at the
time of the taking of the decision, but were
obtained in 2020 for the
purposes of this litigation.)
113.
RCL contends that the Minister's reliance
on the audit checklist as mitigating risk for RCL, or justifying the
granting of the approval,
is misplaced. Accordingly, the
Minister's decision
was
made the basis of a further material error, namely that RCL's
concerns were addressed by the audit checklist and that the checklist
was enforceable. For
these
reasons,
the
dismissal of
the
internal appeal on
the
basis
that
the
mitigation measures that were provided were
adequate and sufficient was irrational, unreasonable and contrary to
law.
114.
One must have regard to what the Minister
stated in relation to the enforceability of the checklist. He
pointed out that the
EMPr audit checklist is not a wish list. The
purpose and legal implications of an EMPR are detailed in NEMA and in
the 2014 Environmental
Impact Assessment (“EIA”)
Regulations promulgated under NEMA (in GN R982,
Government
Gazette
38282 of 4 December 2014).
He also took the view in his reasons that “
compliance
with the approved EMPr is
a
condition
of the EA. As such, the EMPR and the checklist must be audited by the
ECO. The findings of such an audit are submitted
to the Department.
The
entire
audit
checklist
is
part
of
a
management
plan
and
it does address the
vectors, water
removal etc
."
115.
RCL’s complaint in relation to the
audit checklist is mainly that it is not enforceable or mandatory and
that it therefore
does not mitigate RCL's risk is not borne out by
the Minister’s decision.
116.
RCL also takes the view that the EMPr and
the audit checklist are discretionary because of the use of the word
"can"
in
the EMPr, and seeks to create the impression that the Minister
misquoted the EMPr when indicating that the requirement to report
was
peremptory. The
Minister,
however, expressly states in the answering affidavit that the “
ECO
must
report a failure to comply with the EMPr to the Department which may
result in the suspension of the EA, or criminal charges against
Vermikor. The contention that the EMPr and Audit Checklist are not
enforceable is factually incorrect."
117.
The fact that the EMPr document provides
that the ECO “
can”
report
a failure to comply with the EMP to the Department is not the end of
the matter. Regulation 34 of the EIA Regulations
specifically
requires auditing of an EMPr and the submission of such audits to the
relevant
competent authority. It provides
in
relevant
part
as
follows:
"(1)
The holder of an environmental authorisation
must
,
for the period during which the
environmental authorisation, EMPr, and the closure plan in the case
of
a
closure
activity, remain valid-
(a)
ensure that the compliance
with the conditions of
the
environmental authorisation,
the
EMPr
. and the closure plan in
the case of
a
closure
activity,
is audited
:
and
(b)
submit an environmental audit
report to the relevant competent authority."
[Emphasis
added.]
118.
The fact that the EMPr erroneously uses the
word
"can"
is
not a basis upon which to contend that the reporting requirement is
discretionary. It does not, and cannot, override the Regulations.
The EMPr, NEMA and the EIA Regulations place a number of mandatory
reporting obligations onto the holder of an environmental
authorisation.
The Environmental
Control
Officer (“ECO”)
must
ensure
compliance. As
indicated in the EMPr, the
"ECO
must then undertake monthly Environmental Audits on the site for the
duration of the construction phase of the project.
…
Thereafter, quarterly
audits
must
be
undertaken for
the
operational phase
of
the project. Particular attention
must be paid by the ECO to the applicant's biosec
u
rity
compliance duri
n
g
the operation. … Strict record keeping must be undertaken by
the ECO in the form of minute taking with the project team,
photographic evidence and compliance with this EMP must be documented
in
a
report
and submitted to the authorities each month.”
119.
Given these provisions, I accept the
Minister’s argument that the checklist and the EMPr are
enforceable. In any event,
RCL does not seek to review the
audit checklist or the EMPr. Its complaint is that the Minister
erred in placing reliance
upon it. It is apposite to refer at
this stage to what was stated in
Clairisons
CC supra
at paras [17] to [20] in
relation to the weight given by a decisionmaker to factor taken into
account in the consideration of an
application such as one for
environmental authorization:
“
[17]
… if there is one thing that is clear from the evidence it is
that the MEC pertinently took account of each of the factors
–
indeed, the application was refused precisely because he took them
into account. The true complaint … is instead
that he attached
no weight to one of the factors, and in the other cases he weighed
them against granting the application, whereas
Clairisons contends
that they ought to have weighed in favour of granting it, which is
something different.
[18]
… the learned judge blurred the distinction between an appeal
and a review. It bears repeating that a review is not
concerned with
the correctness of a decision made by a functionary, but with whether
he performed the function with which he was
entrusted. When the law
entrusts a functionary with a discretion it means just that: the law
gives recognition to the evaluation
made by the functionary to whom
the discretion is entrusted, and it is not open to a court to
second-guess his evaluation.
The
role of a court is no more than to ensure that the decision-maker has
performed the function with which he was entrusted. Clearly
the court
below, echoing what was said by Clairisons, was of the view that the
factors we have referred to ought to have counted
in favour of the
application, whereas the MEC weighed them against it, but that is to
question the correctness of the MEC’s
decision, and not whether
he performed the function with which he was entrusted
.
[20]
It has always been the law, and we see no reason to think that PAJA
has altered the position that
the
weight or lack of it to be attached to the various considerations
that go to making up a decision, is that of the decision-maker
.
As it was stated by Baxter: “The court will merely require the
decision-maker to take the relevant considerations into
account;
it will not prescribe the weight that must be accorded to
each consideration, for to do so could constitute
a usurpation of the
decision-maker’s discretion.
”
[Emphasis added.]
120.
The weight of the checklist and EMPr in
favour of or against the approval of the application for
environmental authorization therefore
fell within the ambit of the
Minister’s functions.
121.
As to whether the checklist is vague or
insufficient, RCL's selective quotation of the audit checklist is
unhelpful. The document
should be considered holistically.
There are various material measures which are imposed upon Vermikor
and with which it
must comply. There
are, admittedly, also
measures in
the
audit checklist which are
not
hard
and fast
rules,
for example, the recommendation that rodent
traps may be used
"if necessary”.
This is framed as condition
because it falls to be implemented in the event of rodents being a
problem. And if rodents are
a problem, that is an issue that
the ECO will have to report on in the course of the required regular
audits and record-keeping.
In such a case, the condition might
well become enforceable. Given the nature of the operation, a
form of flexibility - subject
to regular inspection – is
necessary.
122.
RCL similarly complains, for example, that
"good housekeeping”
is
not an auditable standard, The full provision in the checklist
provides as follows:
"Good
housekeeping must be undertaken by all members of staff to
ensure no littering on the site
takes place."
This
is not a vague requirement – it stipulates that no littering
may take place on the
site.
I am not going to traverse all of the examples cited by RCL in their
heads and in the course of argument. The
question, ultimately,
is not whether the audit checklist accords with RCL's views, but
whether the Minister’s reliance thereon
as a risk
mitigation factor is so unreasonable that
no reasonable decisionmaker could have relied upon it.
123.
I cannot, on the facts of this matter, come
to such a conclusion. It is not for RCL to impose biosecurity
measures upon Vermikor.
That is the Minister’s prerogative.
The Minister had regard to the checklist and came to the
conclusion that it constituted
an appropriate balance in the
circumstances of the matter. That RCL disagrees with the Minister's
decision as to what biosecurity
measures are appropriate is not a
ground of
review.
#### Furtherex post factoreasoning
Further
ex post facto
reasoning
124.
The second leg to RCL’s second ground
of review is, as in the first ground, that the Minister makes himself
guilty of
ex post facto
reasoning. In
the
answering affidavit,
the
Minister
states
that
"small-scale" operators such as
Vermikor simply cannot be expected to comply with the same
biosecurity standards as RCL
because they are not economically
viable.
The
Minister uses this reasoning to justify why more stringent measures
were not imposed on the erf 1[...] operations.
125.
This reasoning, so RCL contends, appears
nowhere in the Minister's appeal decision, and constitutes a further
impermissible attempt
to shore up the original decision in
circumstances where
nowhere
in
the
reasons
document
does
the
Minister state that (one of) the reasons he
was not imposing additional biosecurity measures was because they
were
unaffordable.
126.
The contention that the economic impact on
small-scale farmers in respect of biosecurity measures was an
argument only advanced
in the answering affidavit is not correct.
The
Minster
stated
as
follows in the appeal decision: “
The
biosecurity measures that will be undertaken at the farm were
detailed including enclosing the
outside
roaming areas,
limited access due
to
the
nature of the business being run by
family. water and food to be located inside the houses, etc
.
However. it was explained that the level of biosecurity which is
undertaken at
a
commercial farm can only
be implemented to a
certain level at
a
small-scale operation
due
to
cost
constraints
"
127.
The issue of
ex
post facto
reasoning therefore does not
arise.
128.
The realities faced by small-scale farmers
nevertheless do not mean that the measures implemented are not
enforceable. Regulation
34 of the EIA regulations requires
compliance. I have already referred to Regulation 34(1), but it
informative to refer to the
whole of the regulation:
“
(2)
The environmental
audit
report
contemplated
in
subregulation
(1)
must
–
(a)
be
prepared by
an
independent person with the
relevant environmental auditing
expertise;
(b)
provide verifiable findings,
in
a structured
and
systematic manner, on
–
(i)
the level of performance against and
compliance of an organization or project with the provisions of the
requisite environmental
authorisation or EMPr and, where applicable,
the closure plan; and
(ii)
The ability of the measures
contained in the EMPr, and where applicable the closure plan, to
sufficiently provide for the avoidance,
management and mitigation of
environmental impacts associated with the undertaking of the
activity;
(c)
contain the information set
out in Appendix 7; and
(d)
be conducted and submitted to
the competent authority at intervals as indicated in the
environmental authorisation.
(3)
The environmental audit
report contemplated in
subregulation (1) must determine –
(a)
the ability of the EMPr, and where
applicable the closure plan, to sufficiently provide for the
avoidance, management and mitigation
of environmental impacts
associated with the undertaking of the activity on an ongoing basis
and to sufficiently provide for the,
avoidance, management and
mitigation of environmental impacts associated with the closure of
the facility; and
(b)
the level of compliance with the
provisions of environmental authorisation, EMPr and where applicable
the closure plan.
(4)
Where the findings of the
environmental
audit
report contemplated in subregulation
(1) indicate –
(a)
insufficient mitigation of
environmental impacts
associated
wills
the
undertaking
of
the
activity;
or
(b)
insufficient
levels
of
compliance
with
the
environmental
authorisation
or
EMPr
and,
where applicable the
closure
plan; the
holder
must,
when
submitting
the
environmental
audit
report
to the
competent authority
in
terms
of subregulation
(1),
submit
recommendations
to
amend
the
EMPr or
closure
plan
in
order to
rectify the shortcomings
identified in
the
environmental audit
report.
(5)
When submitting recommendation
in terms of subregulation (4),
such
recommendations must have been
subjected
to
a
public
participation process
,
which
process
has
been
agreed to
by the
competent authority and was
appropriate to
bring
the
proposed
amendment of the EMPr and, where applicable the
closure
plan,
to
the
attention of
potential and
registered interested and affected
parties,
including
organs of state which have jurisdiction in respect of any aspect of
the relevant activity and the competent authority,
for
approval
by
the
competent authority.
(6)
Within
7
days
of the
date of submission of an environmental audit report to the competent
authority, the holder of an environmental authorisation
must notify
all potential and registered interested and affected
parties of
the
submission of that
report, and
make such
report immediately available –
(a)
to
anyone
on
request;
and
(b)
on
a
publicly
accessible
website,
where
the
holder
has
such
a
website.
(7)
An
environmental
audit
report
must
contain
all
information
set
out
in
Appendix
7
to
these
Regulations.”
[Emphasis
added.]
129.
Should it therefore appear in the future
that there are measures that are insufficient and that impact on
RCL’s operations,
RCL will have the opportunity of commenting
on the audit report and the recommendations contained therein.
Appeal
as opposed to review
130.
There is a further problem with RCL’s
contentions in relation to, in particular, the biosecurity measures.
RCL contends that
the fact that the Minister recognises and appears
to accept that Vermikor will not be able to implement biosecurity
measures necessary
to mitigate the risk of contamination of RCL's
facility is a factor
which
should
have
militated against
the grant of environmental authorisation, and not in
favour
of it.
131.
This contention raises issues closely
linked to the distinction between a review and an appeal, raised by
the Minister in the context
of the application as a whole but with
particular focus on the second and third grounds of review. As
the Minister’s
counsel puts it: RCL is part of the
"regulated" -
it
is
"not
part of the regulator"
(with
reference to
South African Poultry
Association v Minister of Agriculture and others
2016 ZAGPPHC 862 (21 September 2016) at para [15]).
132.
RCL is not in a position to dictate which
biosecurity measures ought to have been imposed on other poultry
operations. It is also
not appropriate for RCL to
advance
an
argument
that
would
require
this
Court
to
engage
in
a
polycentric decision-making
process: see the
dictum
of the Supreme Court of Appeal in
Minister
of Home Affairs and others v Scalabrini Centre and others
2013 (6) SA 421
at para [59]:
"It
is not the province of Courts when judging the administration, to
make their own evaluation of the public good, or to substitute
the
personal assessment of the
social
and
economic advantage of
a
decision.
We
should
not
expect
Judges therefore to decide whether
the country should join
a
common
currency or to
set a
level
of taxation. These are matters of policy and the preserve of other
branches of Government and Courts are not constitutionally
competent
to engage in them."
133.
RCL's complaints, in essence, is that the
Minister failed to address its appeal grounds to its
satisfaction. Its complaint is not
that there are no biosecurity measures, but rather, that the
biosecurity measures that
have been imposed on Vermikor, are
insufficient and unenforceable, as discussed above. In essence,
RCL seeks to contend that
the stringent biosecurity measures which it
employs in its commercial operations ought to have been imposed by
the Minister on
a small-scale farm like Vermikor.
134.
It is already been pointed out that the
decision as to which specific biosecurity measures are appropriate
for particular types
of operations falls squarely within the remit of
the Minister and the Department as decision-makers.
135.
A
review
is
not concerned
with the
merits
of
the
decision,
but
with the
process
employed
in
reaching a
decision. A disagreement with the
decision of a decision-maker does not render the decision
reviewable
.
In
the words of Hoexter (
Administrative Law
in South Africa
((2ed) Juta) at 108),
appeal and review are both ways of reconsidering a decision.
While the reason for seeking the one or
the other usually the same –
dissatisfaction with the result – appeal and review perform
different functions.
Appeal is appropriate where it is thought
that the decision-maker came to a wrong conclusion on the facts of
the law. It
is concerned with the merits of the case, meaning
that on appeal the second decision-maker is entitled to declare the
first decision
right or wrong.
136.
Review, on the other hand, is not concerned
with the merits of the decision but with the matter in which it was
reached (
Snyders v De Jager
2016 (5) SA 218
(SCA) at para [13]). The focus is on process,
and on the way in which the decision-maker came to the challenged
conclusion.
One can, of course, not entirely avoid scrutiny of
the merits on review (Hoexter at 110 to 111 points out that the
distinction
is often regarded as artificial) but the distinction
should at least be observed at the point of judicial intervention –
where a Court should not, in a review, impose its own idea of what
the right decision should be on the parties. RCL in the
present
matter squarely argues that the Minister’s decision was wrong.
This is the language of appeal, not review (see
Minister
of Environmental Affairs and Tourism and Others v Phambili Fisheries
(Pty) Ltd; Minister of Environmental Affairs and Tourism
and Others v
Bato Star Fishing (Pty) Ltd
2003 (6) SA
407
(SCA) at para [52]).
137.
The fact that, as Hoexter indicates, the
merits of the decision can be considered, particularly in the context
of a reasonableness
review (RCL contends,
inter
alia
, that no reasonable decision-maker
could have reached the conclusion that the Minister had come to),
does not mean that the distinction
between an appeal and a review may
be blurred (
Sidumo and Another v
Rustenburg Platinum Mines Ltd and Others
2008
(2) SA 24
(CC) at para [244]). In the context of a
reasonableness review the Court considers the merits to determine
whether or not
a decision is so unreasonable that no reasonable
decision maker could have come to the same conclusion. The Court asks
whether
a decision of the decision maker is defensible, not whether
the best
or the
correct decision
was
made (see, for example,
Bato
Star Fishing (Pty) Ltd v Minister of Environmental Affairs and Others
[2004] ZACC 15
;
2004 (4) SA 490
(CC) at para
[45]
).
138.
It is particularly difficult for the Court
to engage in reasonableness
review,
both from a conceptual and separation of powers perspective, in
circumstances where the relevant issues are
polycentric in nature, such as in the
present matter: the issue
goes to the
question of which biosecurity measures ought to be imposed upon
Vermikor. This is not a matter for either RCL or the
Court to
dictate. As was stated in Bato Star
supra at para
[48]:
"In treating the decisions of
administrative agencies with the appropriate respect, a court is
recognising the proper role
of the executive within the Constitution.
In doing so
a
court
should be careful not to attribute to itself
superior
wisdom in relation to matters entrusted to other branches of
government. A court should thus give due weight to findings
of fact
and policv decisions made by
those with special
expertise
and experience
in
the field. The extent to
which
a
court
should give weight to these considerations
will depend upon the
character of the decision
itself,
as well as on the identity of the decision-maker.
A
decision that requires an equilibrium
to be struck between a
range of competing interests or
considerations and which is to be taken by
a
person
or
institution with specific
expertise
in that area must be shown
respect by the courts
.
[Emphasis
added.]
139.
The present case is concerned with
"findings of fact and policy
decisions"
taken by the
governmental department with
"special
expertise and experience in the field"
,
and involves, at its core, the balancing of rights of small-scale
farmers with the rights of larger producers such as RCL.
RCL's
complaint is that the biosecurity measures imposed by the
environmental authorisation are insufficient to mitigate the risk
which RCL may face in the event of an Avian Influenza outbreak and
that more stringent measures ought to have been imposed. Its
case is
not that there are no biosecurity measures imposed.
140.
The
reasonableness
standard
means
simply
that
a
Court
is
required
to
establish
whether
the
decision
taken
falls within
the
range
of
decisions that
a
reasonable administrator
could
have
taken. The reality is that a range of
biosecurity measures can be imposed on small-scale farmers by a
reasonable decision-maker.
This is what occurred in this case. It is
not open to RCL in review proceedings to complain that better
measures ought to have
been imposed.
141.
For RCL successfully to challenge the
reasonableness of the decision it has to demonstrate on the evidence
that the decision of
the Minister
"was
one that
a
reasonable
decision-maker could not have reached or, put slightly differently,
a
decision-maker
could
not
reasonably have
reached"
(see
Foodcorp (Pty) Ltd v Deputy Director
General Department of Environmental Affairs and Tourism: Branch
Marine and Coastal Management
&
Others
2006
(2) SA 191
(SCA) at para [12]). This it has not done. The
Minister took into account
the
potential
effect on
RCL
of
granting
the
Environmental
authorization
to
Vermikor, as well as the views of the parties, and came to decision
that a reasonable decision-maker
could
have
made.
Conclusion
on the second ground of review
142.
In all of these circumstances, I agree with
the submission made on the Minister’s behalf that the second
ground of review
must fail for the following reasons:
142.1
The provisions of the EMPr and the audit
checklist are enforceable because of the relevant regulatory
framework and requirements.
142.2
The fact that the EMPr may not be what RCL
deems to be an ideal document does not render the Minister’s
decision reviewable.
142.3
The decision as to which biosecurity
measures ought to be imposed upon a smaller scale poultry farm falls
squarely within the remit
of the decisionmaker; and
142.4
RCL fails to demonstrate that the
Minister’s reliance upon the audit checklist was unreasonable
or irrational.
### Third ground of
review: the Minister’s failure to consider RCL’s ZA
status and the cumulative effect on RCL’s
operations of the
grant of environmental authorisation to Vermikor
Third ground of
review: the Minister’s failure to consider RCL’s ZA
status and the cumulative effect on RCL’s
operations of the
grant of environmental authorisation to Vermikor
143.
RCL’s third ground of the review is
the failure of the Minister to consider the impact of the operation
on RCL’s ZA
approval and veterinary approval, grounding a
review under section 6(2)(e)(iii), alternatively section 6(2)(f)(cc)
and
(dd) of
PAJA. RCL argues that the Minister failed to consider the
impact on the environmental authorization on RCL’s
export and
veterinary approval, and furthermore failed to consider the
cumulative effect upon its operations.
144.
The Minister stated in his reasons that RCL
had failed to provide evidence that the RCL Hopefield facility site
in question has
compartmentalisation status or trades with parties in
countries that require a 10km separation. RCL says that this
finding
was factually incorrect since such information had in fact
been provided, and was accompanied by the report of the State
Veterinarian
Dr Roberts, which appears not to have been taken into
account. As was set out in RCL’s submission on appeal, if
there
is an outbreak of a notifiable disease at
erf
1[...],
RCL’s Hopefield facility
will
be
placed
under quarantine. This will likely lead to movement restrictions and
means that RCL cannot move rearing birds to the laying
facilities in
Malmesbury. The resultant loss will be
of approximately 7,35 million eggs, or
approximately 6,174 million broiler birds per one flock of 42 000
rearing pullets that are
not transferred due to movement
restrictions.
145.
In
addition,
should an
outbreak
occur, RCL
will
lose
its
ZA
(export)
status at
the
Hopefield rearing sites and subsequently also at
laying farms,
hatcheries and broiler sites. This means
that RCL will not be able to export meat. Food supply and security in
other African countries
such as Zambia, Zimbabwe and Malawi will also
be
affected.
146.
The Minister dismissed these concerns on
the basis that
"the risk already
exists
", yet the Minister failed
to consider the cumulative effect of the authorisation and the
inherent increase in risk in having
a free-range producer within 3km
of the RCL Hopefield facility. The effect of the authorisation of the
erf 1[...] operation (including
the nature of the free-range farming
operation to be conducted there) is to significantly increase the
risk of a catastrophic
event
occurring
which
would
cause
irreparable
harm
to
RCL
and
compromise
food security in South
Africa.
147.
RCL points out that the additional risks
posed by free-range poultry farms were raised in the replying
affidavit and the Minister
has not disputed this: see
Tantoush
v Refugee Appeal Board
[2007] ZAGPHC 191
;
2008 (1) SA 232
(T) at para
[51]
: “
As
these averments were made in the replying affidavit the second
respondent strictly speaking had no entitlement to respond to
them
and in the normal course they could not be denied or explained by the
respondents. Nevertheless, if the allegations …
were untrue,
or if an adequate explanation were possible, leave of the court could
and should have been sought to answer them …
The respondents
did not request to be given an opportunity to deal with these
averments. Their failure to do so tilts the probabilities
towards the
applicant’s version
…”
148.
For all these reasons, RCL argues that the
EMPr insufficiently addresses the risks associated with free-range
poultry farming and
reducing the likelihood of flocks becoming
infected, and the appeal ought to have been upheld.
149.
However, the distinction between an appeal
and review raised in relation to the second ground of review is, in
my view, also relevant
in relation to the third ground of review.
It must be kept in mind that the weight to be given to the various
factors involved
in the taking of the decision is for the Minister to
determine, with reference to
Clairisons
CC supra
.
150.
As mentioned, RCL argues that it was
factually incorrect for the Minister to find that RCL had failed to
provide evidence that its
site had compartmentalisation status or
that it trades with parties that require a 10km separation distance.
In the appeal
decision the Minister remarks that
"even
if
their
unsubstantiated
allegations
are
correct,
that
risk
already
exists
and
cannot be a reason for objecting to
the proposed development. Should RCL foods wish
to attain this
status
or
continue registering it
is
their
duty
to
buy
or
lease
property on
which they can enforce this zone. It
is not the burden of the neighbouring farmers to
bear”.
In
other words, the Minister proceeded on the basis that RCL’s
contentions in relation to its compartmentalisation status
and its
trading partners were correct.
151.
He continues that
"[i]f
RCL Foods has a policy of not establishing a farm within 10km of any
other vector source of non RCL Foods farm then it
should either
purchase all the land within the 10km of this farm or enter into
agreements with adjacent farm owners in which they
agree not to farm
chickens or allow disease vectors on their farms. RCL Foods cannot
unilaterally impose the cost of maintaining
a 10km buffer zone on
third parties by expecting them to forgo their rights
to
farm chickens, without receiving any
compensation."
152.
He indicates further that
"RCL
Foods does not have any right under South African law to prevent
private farm owners within 10km of RCL Foods' facilities
from
operating free range chicken farms"
and
''The only South African policy relating
to biosecurity only requires
a
400m
exclusion zone between export facilities and free-range chicken
farms. The applicant is
located
approximately 3km from RCL foods".
153.
The
prevailing
Export Standard to which reference has been made earlier in this
judgment, namely the Standard for Inspection of Poultry
Farms for
Export issued by DAFF’s Animal Health Directorate, imposes a
buffer
zone
of
400m,
and is the only legislated buffer
zone
for obtaining approval as
a
poultry
export
establishment.
RCL has not challenged the lawfulness of these regulations.
154.
Vermikor's operations are 2,94 kms away
from the RCL Hopefield facility. Consequently, as the Minister
points out in the appeal
decision (and as is mentioned by Dr Davey in
her comments of 9 October 2019), in the event of an outbreak of Avian
Influenza at
Vermikor, RCL would be in the 3km quarantine zone
enforced by DAFF (as was done during the 2017 outbreak, and
conversely, in the
event of an outbreak at RCL, Vermikor would also
be in the 3km quarantine zone.
155.
RCL conflates the decision to impose a
quarantine zone when the need arises to do so as a consequence of an
outbreak of a poultry
disease with the Export Standard which requires
a 400m buffer zone between export facilities and free-range farms.
The Minister
is of the view that there is no rational or lawful basis
for imposing a buffer zone of more than 400m between RCL's large
commercial
export facility and Vermikor's small-scale free-range
farm, and that was one of the reasons for
his decision.
156.
I agree with the submission made on the
Minister’s behalf that what RCL effectively seeks to achieve
through its attempt to
set aside the environmental authorisation
granted to Vermikor, is to preclude any poultry farmers from
operating within either
a 3km radius, or within a 10km radius from
RCL's operations because of the potential biosecurity risks that any
other poultry farm
might pose to RCL's operations. It is not
entitled to impose such a buffer zone based upon its own views: see,
for example,
Petroleum Oil and Gas
Corporation of South Africa and another v City of Cape Town and
another
[2011] ZAWCHC 471
(8 December
2011) at para [35] in relation to the imposition of a separation
distance between a residential estate and a major
hazard installation
as contemplated in the regulations to the
Occupational Health and
Safety Act 89 of 1993
:
## “[35]The
risk assessment is an assessment of the risk arising from the
facility. It of course is not a determination of a separation
zone.
It provides the municipality with the details of the risk involved
and it is the municipality concerned that determines the
separation
distance on the strength of the risk assessment report(s).
….the
legislation does not remove this power from the local government and
place it in the hands of an expert appointed by the operator
of the
hazardous installation or of even an expert appointed by it.Indeed different results will be obtained from a "risk
assessment" depending on the assumptions made and methods used.
For an example, Mr McFadden (Applicant's expert) reached two
diametrically opposed conclusions when he used different assumptions.
The experts stated that there are different ways of assessing risk.
They chose a particular method as a matter of convenience because
using that method they arrived at the same results. In truth that
does not mean that the method chosen is superior to any other
approach.I
agree that the City's exercise of its judgment and discretion is not
excluded at all. The City must have regard to the risk assessment
and
may take further advice (if necessary) and then determine an
appropriate separation distance in deciding what buildings it
will
permit to be erected.I also agree with Mr Budlender that if that decision by the City
cannot be justified and/or if the City fails to have regard to
relevant circumstances, that decision can only then be taken on
review.”
[Emphasis added.]
“
[35]
The
risk assessment is an assessment of the risk arising from the
facility. It of course is not a determination of a separation
zone.
It provides the municipality with the details of the risk involved
and it is the municipality concerned that determines the
separation
distance on the strength of the risk assessment report(s)
.
….
the
legislation does not remove this power from the local government and
place it in the hands of an expert appointed by the operator
of the
hazardous installation or of even an expert appointed by it.
Indeed different results will be obtained from a "risk
assessment" depending on the assumptions made and methods used.
For an example, Mr McFadden (Applicant's expert) reached two
diametrically opposed conclusions when he used different assumptions.
The experts stated that there are different ways of assessing risk.
They chose a particular method as a matter of convenience because
using that method they arrived at the same results. In truth that
does not mean that the method chosen is superior to any other
approach.
I
agree that the City's exercise of its judgment and discretion is not
excluded at all. The City must have regard to the risk assessment
and
may take further advice (if necessary) and then determine an
appropriate separation distance in deciding what buildings it
will
permit to be erected.
I also agree with Mr Budlender that if that decision by the City
cannot be justified and/or if the City fails to have regard to
relevant circumstances, that decision can only then be taken on
review.
”
[Emphasis added.]
157.
If RCL seeks to contend that it is
unreasonable not to impose a 3km (or 10km) buffer zone between
poultry farms, its remedy is to
challenge the
relevant legislative and regulatory scheme
which, on its version, fails to provide
for
such a buffer
zone.
It is not entitled to seek an exclusion or buffer zone by way of the
review
of
a
decision
to
grant
an
environmental
authorisation. The Minister himself is, in fact, not entitled
simply to ban the establishment of small-scale
farms within a 3km
radius. He was alive to the risks, but considered, on the
information before him, that manageable,
and that the grant of the
authorisation was reasonable under the provisions and requirements of
NEMA.
158.
I agree with the Minister’s
submission, further, that he did in fact consider the effect of the
environmental authorization
on RCL’s export status. He
decided however, that it did not fall to smaller farmers to be
prejudiced as a result of
RCL's export
requirements. He accordingly placed
less weight on those considerations than RCL would have liked him to.
159.
RCL also contends that the Minister failed
to consider the cumulative effect of a nearby farm and erroneously
found that the risk
of an outbreak of Avian Influenza already
existed. Again, however, it appears from the appeal decision
that the issue was
considered, but that the parties differ as to the
weight that should have been accorded to it.
160.
The issue was raised at the outset of the
appeal decision, with reference to a quote from the case of
Fuel
Retailers Association of Southern Africa v Director
General: Environmental Management,
Department of Agriculture, Conservation and Environment, Mpumalanga
Province and Others
2007 (10) SA BCLR
1059 (CC) at para [30]
: "This
obligation requires the environmental authorities to assess, among
other things, the cumulative impact on the environment
brought about
by the proposed filling station and all existing filling stations
that are in close proximity to
the
proposed one."
161.
Turning to the additional information
provided in RCL’s replying affidavit as to the additional risks
posed by free-range
poultry farms and its reliance on
Tantoush
for the submission that this Court should accept such evidence, the
Minister argues that RCL misunderstands the decision in
Tantoush,
in
particular the impact of paras [50] and [51] thereof
.
In that matter, the applicant made factual averments in his replying
affidavit relation to issues that had not been addressed
in the
answering affidavit. The respondents therefore had not dealt
with those averments at all, and they did not request
the Court for
an opportunity to do so. It was against that background that
the Court held that the probabilities were tilted
towards the
applicant’s version.
162.
The question of whether the risk of Avian
Influenza was greater in the context of small-scale poultry farming
was, however, not
raised for the first time in the answering
affidavit. It was pertinently raised at various junctures in
the appeal decision
itself. The weight to be accorded thereto
was for the Minister to decide.
163.
What the Minister did point out in the
answering affidavit was that the report prepared by RCL's
veterinarian,
Dr
Van Wijk, was procured after
the
appeal decision had been given. The report focused on the
purported insufficiency of the measures impose upon Vermikor
to
detect and
prevent
the spread of
Avian
Influenza. The Minister indicated in
his answering affidavit that the report of
Van
Wijk
was unsupported
by
scientific
evidence. It was, in any event, not
relevant for the purposes of the review application because it had
not formed part of
the material placed before the Minister to enable
him to take the appeal decision. Addressing the report in the
answering
affidavit was not an attempt to bolster the reasons for the
appeal decision, but to respond to evidence put up by RCL after the
decision had been made. The response to such report was that it
proceeded from an unsupported scientific premise.
164.
It was therefore not open to RCL to include
yet more scientific evidence in the replying affidavit which had
never been placed before
the decision-maker and which
had not been
annexed to
the
founding affidavit,
and
then
argue
that
the
dictum
in
Tantoush
means that its new scientific evidence
must be accepted on the basis that it was undisputed. The
current matter is not comparable
to what occurred in
Tantoush
.
165.
In all of these circumstances, the third
ground of review does not pass muster.
### Fourth ground of
review: procedural unfairness
Fourth ground of
review: procedural unfairness
166.
The fourth ground of
review pertains to the procedural
unfairness of
the
appeal process
and the
partisan
attitude of
the
EAP which affected what information was sourced and placed before the
Minister; and who had access to such information.
167.
RCL argues that the EAP was not independent
in the manner in which she sourced information from the State
Veterinarian pursuant
to the Minister's request, including by
dismissing RCL’s objection as RCL an attempt to “
prevent
all
competition
in the
industry'";
and by failing to disclose relevant information to the interested and
affected parties, notably the State Veterinarian's
comments that she agreed with RCL’s
submission.
168.
By failing to follow a fair and transparent
process, the EAP failed to give effect to the requirements of
administrative fairness
in NEMA and PAJA, and this taints the outcome
of the appeal. It renders the appeal decision susceptible to review
under
section 6(2)(c)
of
PAJA.
169.
I agree, however, with the submission made
on the Minister’s behalf that the EAP is not under the control
of the Minister
or the Department. The EAP is not the
decisionmaker and her conduct in the present matter has no bearing on
the procedural
fairness of the Minister’s decision. This
is because RCL
addressed
a
nine-page
letter
to
the Minister during October 2019 in which
it addressed the EAP's conduct and attached the correspondence which
the EAP had allegedly
failed previously to place before the
Minister. Therefore, although RCL
avers that the EAP did not place the correspondence before the
Minister which indicated
that Dr Davey had agreed with RCL, RCL
itself placed this information before the Minister long before the
appeal decision was taken.
It forms part of the
Rule 53
record. RCL’s concerns were
thus before the Minister at the time that he considered the appeal.
170.
In these circumstances, I cannot find that
the decision of the Minister was procedurally unfair on the basis
advanced by RCL. This
ground of review must fail.
### Conclusion and
costs
Conclusion and
costs
171.
It follows from what is set out above that
none of the grounds of review upon which RCL relies succeeds.
172.
There is no reason to depart from the
general rule that costs follow the result. I do not regard this
matter as falling within
the ambit of what is known as the principle
in
Biowatch Trust v Registrar Genetic
Resources and others
2009 (6) SA 232
(CC) at para [43]. The litigation was driven principally by
commercial interests, notwithstanding the fact that the application
was necessarily based upon the constitutional imperative of just
administrative action.
# Order
Order
# 173.I accordingly grant the following order:
173.
I accordingly grant the following order:
The
application is dismissed, with costs.
P. S. VAN ZYL
Acting
judge of the High Court
Appearances:
For
the applicant:
S. Pudifin-Jones,
instructed
by
Evershed Sutherland (KZN) Inc.
For
the first respondent:
M. Adhikari,
instructed
by the
State Attorney,
Cape Town
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