Case Law[2022] ZAWCHC 183South Africa
Studenteplein and Another v Stellenbosch University and Others (17991/2021) [2022] ZAWCHC 183 (15 September 2022)
High Court of South Africa (Western Cape Division)
15 September 2022
Judgment
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## Studenteplein and Another v Stellenbosch University and Others (17991/2021) [2022] ZAWCHC 183 (15 September 2022)
Studenteplein and Another v Stellenbosch University and Others (17991/2021) [2022] ZAWCHC 183 (15 September 2022)
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sino date 15 September 2022
IN
THE HIGH COURT OF SOUTH AFRICA
(WESTERN
CAPE DIVISION, CAPE TOWN)
Case
No: 17991/2021
In
the matter between:
STUDENTEPLEIN
First Applicant
DEMOCRATIC
ALLIANCE
Second Applicant
and
STELLENBOSCH
UNIVERSITY
First Respondent
STELLENBOSCH
UNIVERSITY COUNCIL
Second Respondent
STELLENBOSCH
UNIVERSITY SENATE
Third Respondent
Coram:
Justice J Cloete
Heard:
15 August 2022
Delivered
electronically:
15 September 2022
JUDGMENT
CLOETE
J
:
Introduction
[1]
The first applicant (“SP”) is a
voluntary student organisation founded in 2020. It describes its main
objectives as
the promotion of linguistic freedom and
multilingualism, and the sustainability and viability of Afrikaans as
an academic and colloquial
language at tertiary institutions in South
Africa.
[2]
Its current membership is located in nine
faculties of the first respondent (“University”). The
second applicant (“DA”)
supports the relief which SP
seeks.
Mr Cockrell SC
appeared with
Mr De Beer
for the applicants, and
Mr Muller
SC
with
Mr
De Jager
for the University, the second
respondent (“Council”) and third respondent (“Senate”).
I will refer to
the parties either as identified above or
collectively as the “applicants” and “respondents”.
[3]
In their further amended notice of motion
the applicants now seek the following orders:
3.1 A
declaration in terms of s 172(1)(a) of the Constitution that the
decisions of Senate (and its committees)
to deviate from the
University’s language policy approved on 22 June 2016
(“2016 policy”), and to make changes
to its faculties’
language implementation plans during the four (6-month) semesters of
2020 and 2021, are unconstitutional,
unlawful and in violation of the
2016 policy;
3.2
Directing all of the respondents, in terms of s 172(1)(b) of the
Constitution, to comply with paragraph
7.4.4 of the University’s
language policy approved on 2 December 2021 (“2021
policy”) in making decisions
about changes to language
arrangements in the faculties’ language implementation plans
that fall outside its regular review
process; and
3.3
Costs.
[4]
It is convenient to place the relief now
sought in proper legal context at the outset. Section 172(1) of the
Constitution provides
in relevant part that:
‘
Powers
of courts in constitutional matters
(1)
When deciding a constitutional matter within its power, a court –
(a)
must declare that any law or conduct
that is inconsistent with the Constitution is invalid to the extent
of its inconsistency; and
(b)
may make any order that is just and
equitable…’
[5]
In
AllPay
[1]
the Constitutional Court made clear that the just and equitable
remedy in s 172(1)(b) is consequential upon a declaration
of
invalidity in terms of s 172(1)(a). Put differently, and using
my own words, absent such a declaration the issue of a just
and
equitable remedy (or no remedy at all, given the deliberate use of
the word ‘
may’
in s 172(1)(b)) does not arise.
[6]
SP’s founding affidavit was deposed
to by its chairperson Mr Tobias Alberts (“Alberts”),
and the DA’s
supporting affidavit by Mr Leon Schreiber
(“Schreiber”), a member of Parliament as well as a member
of the University’s
Convocation. The applicants say that they
bring this application in their own interest as well as in the public
interest in terms
of s 38(a) and s 38(d) of the
Constitution. The SP also approaches court in the interests of its
members in terms of
s 38(e) thereof.
[7]
It is unclear on what basis the DA claims
to be acting in its own interest, given that Schreiber made the sole
allegation that:
‘
The
University has failed to comply with its language policy to the
detriment of Afrikaans speaking students as set out in the founding
affidavit
[of Alberts].
It
has breached the section 29(2) rights of these students to be
educated in their home language.
Relevant
background
[8]
Section 29(2) of the Constitution provides
in relevant part that:
‘
Everyone
has the right to receive education in the official language or
languages of their choice in public educational institutions
where
that education is reasonably practicable
=’
(my emphasis)
[9]
Section
27(2) of the Higher Education Act
[2]
provides that:
‘
Subject
to the policy determined by the Minister, the council
[of
a public higher education institution]
,
with the concurrence of the senate, must determine the language
policy of a public higher education institution and must publish
and
make it available on request.’
[10]
The
University was established under the Act and is regulated by its
Institutional Statute adopted and published in terms of s 32(1)(a)
thereof.
[3]
The Council is the
governing body of the University and exercises public powers in terms
of the Act and the Statute. The Senate
is accountable to Council for
the academic and research functions of the University and must
perform such other functions as may
be delegated or assigned to it by
Council.
[11]
Acting in accordance with s 27(2) of
the Act the University adopted the 2016 policy which was implemented
with effect from
2017. This policy recognised its integral link to
s 29(2) of the Constitution, describing as its essence ‘
to
give effect to section 29(2)… in relation to language usage in
its academic, administrative, professional and social contexts’.
[12]
The 2016 policy explicitly recognises the
University committing itself to ‘
multilingualism
by using the province’s three official languages, namely
Afrikaans, English and IsiXhosa’.
In describing the multilingual context of the University, the 2016
policy includes the following: ‘
Afrikaans
has developed an academic repertoire over decades, to which
[the
University]
has contributed
significantly. Applying and enhancing the academic potential of
Afrikaans is a means of empowering a large and diverse
community in
South Africa…
[the University]
advances the academic potential of
Afrikaans by means of, for example, teaching…’
.
[13]
The main relevant provisions of the 2016
policy are as follows:
13.1 Para 6, which
stipulates ‘
the following principles must also be taken into
account in interpreting and guiding the implementation of this
Policy’
including para 6.8 which reads that ‘…
its
implementation
[is]
informed by what is
reasonably practicable in particular contexts
’ (my
emphasis) including but not limited to the University’s
‘
available resources and the competing demands on those
resources’
; and
13.2 Para 7, which
provides that the ‘
principles above give rise to the
following binding Policy provisions’
. These include that
Afrikaans and English are the University’s languages of
learning and teaching (para 7.1.1); undergraduate
modules are
offered, broadly speaking, on a parallel-, dual-, or single-medium
basis (para 7.1.3); and for postgraduate learning
and teaching,
including final year modules at NQF level 8, any language may be used
provided all the relevant students are sufficiently
proficient in
that language (para 7.1.9).
[14]
In turn, para 7.1.11 stipulates that
faculties may only deviate from these ‘
binding’
provisions in instances where: (a) the deviation is consistent
with ‘
the principles’
of the policy; (b) justified by available human and physical
resources, for pedagogical concerns or for faculty-specific
considerations; and (c) approved by the relevant faculty board,
reported with the justification therefor to Senate, and approved
by
Senate, or, when urgent, by Senate’s Executive Committee
(“EC”).
[15]
Para 7.4 pertains to language planning,
which essentially entails the following. Annually, the Vice-Rector:
Learning and Teaching
agrees with the faculty deans the mechanisms to
be put in place to ensure accountability in implementation of the
policy for the
year ahead ‘
with
due regard to the… principles detailed in paragraph 6 and…
7.4.1.1 and 7.4.1.2 below’.
[16]
The latter sub-paragraphs reflect two aims
(or purposes). First, that the English offering is revised upwards to
achieve full accessibility
for academically deserving prospective and
current students who prefer to study in English. Second, the
Afrikaans offering is managed
so as to sustain access for students
who prefer to study in Afrikaans and further develop Afrikaans as a
language of tuition where
reasonably practicable.
[17]
In terms of the policy it falls to each
individual faculty to set out how it will implement its own language
plan (para 7.4.2).
Each faculty reviews its use of language for
teaching or learning (para 7.4.3), referred to as a Faculty Language
Implementation
Plan (“Plan”). This must occur at least
annually. The Plan is then reported to Senate via the faculty board
concerned
and Senate’s Academic Planning Committee (“APC”).
Senate then has the power to either approve it or refer it back
to
the faculty in question. Once Senate accepts a Plan it is
implemented.
[18]
Necessary changes to a Plan that fall
outside the regular review process (or as
Mr
Cockrell
put it, when the unexpected
happens) are dealt with in para 7.4.4. This provides that such
changes ‘
can’
be made by the relevant department head and dean after consultation
with the faculty student committee. These changes are then
reported
at the next faculty board and Senate meetings, and the affected
students are informed of the changes and reasons therefor
as soon as
practically possible.
[19]
This is what the applicants refer to as a
“bottom-up approach” in decision-making about the
language for each faculty
and individual modules. According to the
applicants the University breached the 2016 policy in 2020 and 2021
because language policy
deviations were decided at Senate and not
faculty level, and simply imposed thereafter on the faculties
concerned.
[20]
The applicants set out their complaints in
reverse order, but they may be summarised as follows. At a meeting on
18 February
2021 (a year into the Covid-19 pandemic) the APC
decided to request Senate to approve a blanket deviation so as to
remove the requirement
that new learning material be provided and
presented in Afrikaans. This request was apparently based on the
demands of converting
to online teaching due to the pandemic and ‘
the
practical reality of time constraints with regard to the making
available of learning materials such as podcasts in both English
and
Afrikaans’
contained in a
memorandum from the Vice-Chancellor and considered at that meeting by
the APC. On 19 March 2021 Senate approved
the recommended
deviation in relation to all of the University’s faculties.
[21]
The applicants also refer to a media
statement issued by the University on 18 March 2021, i.e. a
day before Senate approved
the recommendation. It reads as follows:
‘
Due
to the COVID-19 pandemic and the immense pressure on lecturers
because of Emergency Remote Teaching, Learning and Assessment
(ERTLA)
now being replaced by switching to Augmented Remote Teaching Learning
and Assessment (ARTLA),
faculties
have proposed a deviation from their Language Implementation Plans
for the first semester of the 2021 academic year.
Senate
is to consider this recommendation
by both its Academic Planning Committee and the Committee for
Teaching and Learning on 19 March 2021. Should the proposal
be
accepted, the deviation will be a temporary measure for the first
semester. This proposal was also discussed at the recent Language
Committee of Council meeting and will be reported at the next Council
meeting.’
(my emphasis)
[22]
The applicants say that a similar process
via the APC ‘
as opposed to via
faculties’
was followed earlier
on 20 April 2020, to approve a blanket deviation from Plans at
Senate level, so as to allow for new learning
material to only be
provided in English in respect of the 2020 first semester. The
minutes upon which the applicants rely reflect
that this was an
urgent recommendation to Senate.
[23]
They also say that importantly, during the
period 26 March 2020 (i.e. after the national state of
disaster was declared)
to 26 March 2021, it appears that no
requests emanated from faculties themselves to the APC and/or EC to
this effect. The
applicants complain that accordingly, para 7.4.4 of
the 2016 policy was disregarded for three consecutive semesters.
Instead the
APC simply requested Senate to grant a blanket approval
to all faculties to deviate and Senate ‘
imposed
such decision on faculties’
.
[24]
The present application was launched on
20 October 2021, because SP had received complaints about the
‘
blanket deviation’
continuing despite the media release of 18 March 2021
proclaiming that this would be a (further) temporary measure for the
first 2021 semester only. SP had thus instructed its erstwhile
attorneys to address a letter to the University, demanding an
undertaking
that such (continued) deviation be suspended. The
University’s response was contained in a letter from its
attorneys dated
30 September 2021 which is annexed to the
founding affidavit. It runs to 9 typed pages and is written entirely
in what I would
consider to be sophisticated Afrikaans. Despite
English being the official language of the courts, the applicants
made no attempt
to attach an English translation, but I summarise
hereunder what the applicants say that it said.
[25]
According to them, the University admitted
therein that para 7.4.4 was not followed in 2020, but maintained this
was not practically
possible given time constraints and faculty
boards only meeting for the first time in May 2020. For the 2020
second semester, the
University stated that deviations were approved
by the Committee for Learning and Teaching (“CLT”), a
standing committee
of Senate where all the Vice-Deans: Learning and
Teaching from the faculties were represented. This body was referred
to as the
Vice-Dean’s Forum (“Forum”). For the 2021
first semester the request emanated from the Forum via the APC and
CLT.
[26]
For the 2021 second semester and due to the
ongoing pandemic and disruption caused by the lockdown, some
faculties, after internal
consultation, motivated for the deviation
to continue for the same reasons as in the first. On 25 May 2021
the EC met and
proposed that the deviation be extended to the second
semester as well. On 4 June 2021 this was considered by Senate,
but
referred back to the faculties concerned for further
consultation. On 20 June 2021, the EC met again and approved
deviations
for certain faculties on Senate’s behalf, which were
then ratified by the EC (again on Senate’s behalf) on 10
September
2021.
[27]
The applicants contend that none of these
approvals complied with either para 7.1.11 or para 7.4.4 of the
2016 policy, since
changes to Plans must be made by faculties ‘
and
not imposed by the Senate’
. SP
submits that the impugned procedures adopted by the University are a
clear violation of the legitimate expectation of students
that the
2016 policy would be followed and decisions of faculties in respect
of individual modules respected; frustration of this
expectation was
compounded by the University simply extending the deviation beyond a
single semester; and neither the University
nor faculties consulted
with students or even gave them notice before extending the deviation
to the 2021 second semester. SP further
contends that the
University’s conduct resulted in a violation of students’
section 29(2) rights.
[28]
In a first supplementary founding
affidavit, SP explained why it seeks what it describes as a
‘
mandatory order’
(a final interdict) against the respondents in terms of s 172(1)(b)
of the Constitution. This affidavit was deposed to on
14 January
2022 at a time when, it is common cause, the 2016 policy had been
replaced by the 2021 policy, although the parties
are
ad
idem
that paras 7.1.11 and 7.4.4 are
identical.
[29]
The
“clear right” asserted is that the ‘
repeated
decisions made by the Senate and its Committees to depart from the
binding provisions of the language policy, have violated
[their
s 29(2)]
rights’.
[4]
The “injury reasonably apprehended” is that, based on the
breach asserted, the ‘
applicants
thus apprehend that, without the Court’s intervention –
the binding provisions of the language policy will
be violated by the
respondents again in future’.
The applicants contend that any argument that the binding provisions
may be departed from unlawfully due to the impact of the pandemic
must be rejected for two reasons. First, the policy itself makes
provision for lawful departures from language plans of faculties
during contingent circumstances. The pandemic cannot be a pass to
justify persistent unlawful departures from the binding policy
enacted to give effect to the constitutional right. Second, the 2021
policy was adopted during the course of the pandemic –
had its
provisions not been implementable, then it would not have been
adopted. The applicants also assert that they have ‘
no
alternative remedy’
since
the internal complaints procedure contained in the 2021 policy is
inappropriate for relief of the nature which they seek.
[30]
The University’s Deputy
Vice-Chancellor: Learning and Teaching (“DVC”) deposed to
the answering affidavit. After
raising mootness, which I deal with
hereunder, he responded in detail to the applicants’ averments.
I refer to the most relevant
aspects.
[31]
The CLT includes the Vice-Dean: Teaching
and Learning of each of the 10 faculties (or an appropriately
designated representative)
as well as a member of the Academic
Affairs Council (student representation). The APC includes the Chair
of the Academic Affairs
Council (student body). This is in addition
to faculty representation on the Forum, which the DVC described as a
‘
think-tank’
,
with its meetings focused on brainstorming, sharing good practice and
challenges regarding learning and teaching issues, educational
leadership and professional learning.
[32]
Although the Forum has no formal
decision-making powers ‘
it has
become a very important “engine room” to generate new
ideas and solutions, discuss new initiatives and form a
community of
practice of vice-deans’.
All
Forum meetings are scheduled in the two-hour time slot preceding CLT
meetings to discuss issues for the CLT agenda. The Vice-Deans
often
use Forum meetings to provide feedback after consulting about issues
within their respective faculties.
[33]
Forum meetings were therefore the most
logical forum to also discuss the challenges of the pandemic period
and get feedback from
faculties about their progress with their
pandemic arrangements. Typically such issues would be raised at Forum
meetings by the
Vice-Deans, and taken back to their faculties for
further discussion, whereafter feedback would be provided at the next
Forum meeting
and if any institutional decisions needed to be taken,
the issue would be placed on the CLT agenda. The same applied to APC
meetings
and/or those of Senate.
[34]
The DVC also explained the overall
organisational structure of the University, which demonstrates that
there is considerable overlap
in the composition of the University’s
various organs, committees and bodies. As he put it:
‘
83.
…So, for instance:
83.1 The EC(S)
includes all the deans of all the faculties.
83.2 The deans
and vice-deans of all the faculties are also all members of Senate.
83.3 All
permanent academic staff (which includes professors, associate
professors and so forth) are members of the faculty
boards. This
necessarily includes the deans and vice-deans of the faculties.
83.4 Deans and
deputy deans (also referred to as vice-deans) and other professors,
are members of Senate.
83.5 The CLT
includes the Vice-Dean: Teaching and Learning of each of the 10
faculties (or the faculty board’s designated
person if the
faculty does not have a Vice-Dean: Teaching & Learning in its
structure).
83.6 The EC(S)
includes all Deputy Vice Chancellors and the APC includes several of
them, too.
83.7 The Forum
comprises the vice-deans of all the faculties.’
[35]
The DVC accordingly submitted it is
artificial for the applicants to approach this matter on the basis
that certain University structures,
for example, the EC, Senate and
faculty boards operate ‘
in silos’
without any knowledge or insight into what each other is doing. That
is simply not the case because of the overlap in composition
of the
various structures. He submitted that it is also plainly wrong to
argue that Senate makes unilateral decisions top-down.
Senate
consists
inter alia
of professors and Heads of Departments. These professors and Heads of
Departments operate at faculty level and serve on committees
such as
the APC and CLT that report to Senate.
[36]
Furthermore, although Senate is a
decision-making body, it is at the end of the decision-making process
for most academic teaching
and learning decisions. Proposals and
decisions invariably originate at faculty or committee level, such as
the APC and CLT, with
wide faculty representation, and when
recommended by them, their decisions and recommendations are reported
to the EC and lastly
sent to Senate for approval or ratification.
[37]
During the latter half of 2019, faculties
submitted their Plans for 2020 and these were implemented following
ratification after
the University reopened on 2 January 2020. On
the day after the declaration of the national state of disaster (i.e.
15 March
2020) the Minister of Higher Education, Science and
Technology (“Minister”) issued a statement in which, as a
result
of the restriction placed on gatherings, institutions such as
the University were required to develop alternative plans for
managing
teaching and learning, utilising technology wherever
possible. The University immediately commenced the process of putting
alternative
measures in place in this unchartered territory, and
staff and students were informed thereof. These alternative measures
were
detailed in the answering affidavit, as were the many, fluid
challenges which the University faced in the months that followed.
[38]
Were it not for the government measures
implemented to address the pandemic, the University’s first
term of 2020 would have
ended on 20 March 2020, and the second
term would have commenced on 30 March 2020. However the
Minister, after meeting
with stakeholders, announced that all
tertiary institutions would close on 18 March 2020 with the plan
to reopen on 15 April
2020. The University chose 20 April
2020 as a ‘
planning horizon’
for the resumption of lectures. As we all know, the national lockdown
came into effect on 26 March 2020, and South Africa
was placed
on alert level 5 until 30 April 2020.
[39]
On 2 April 2020 a special CLT meeting took
place to discuss the continuation of the academic offering during the
pandemic. All 10
Vice-Deans: Learning and Teaching attended (online).
The discussion centred around a framework document titled ‘
Continuing
the Academic Offering during Covid-19 Outbreak’
drafted at the end of March 2020 by the then Vice-Rector: Learning
and Teaching, Prof Schoonwinkel.
[40]
In the document Prof Schoonwinkel made
clear that the University’s overall aim remained that students
should not lose a full
academic semester or year and that the
recommendations in the document were aimed at providing faculties and
staff with a framework
to proceed with final planning for the
remainder of the 2020 first semester and provisional planning for the
2020 second semester.
The document stated that the University was not
prescriptive on how faculties should implement the framework in their
own contexts,
but there were some specific expectations of what
academic and support staff had to do and by when.
[41]
The document also stated that faculties’
planning was likely to include changes to module outcomes, assessment
schemes and
language policy implementation, to adapt the academic
offering to what was reasonably practicable in light of the then
Covid-19
measures. The document acknowledged that normally changes to
these aspects are subject to advance approval by Senate, but noted
that most of the changes relating to the pandemic would have to be
decided before the (first) May 2020 Senate meeting.
[42]
In summary, faculties were required to
determine the details of changes by 15 April 2020, and report to
the EC at its scheduled
(online) meeting on 21 April 2020, via a
special APC meeting. This framework document and the 2 April
2020 discussion
with all Vice-Deans at the CLT meeting precipitated
discussions in faculties that would take place in due course in order
to plan
for the second term of 2020.
[43]
On 8 April 2020 students were informed
that the EC had on 6 April 2020 approved certain changes to the
academic calendar.
These too are detailed in the answering affidavit.
In a nutshell, the University was required to shorten recess periods
to ensure
a complete academic learning and teaching offering for the
rest of 2020. It is apparent that between 20 April 2020 and the
then anticipated end of the academic year on 12 December 2020,
there would be a total of just 3 weeks recess over a period
of almost
8 months. On 15 April 2020 the Forum met and discussed the
needs of the faculties for amendments to the language
arrangements in
their Plans for the first semester.
[44]
The DVC emphasised that the lockdown
measures and restrictions were imposed by national government, not by
the University itself.
The University had to take steps to present
all courses exclusively online in the second term 2020 because
students were required
to evacuate campus. Students and lecturers
alike were caught unaware and unprepared. The unexpected shift to
online teaching required
‘
a huge
academic adjustment with huge challenges’
since no-one had the time during the pandemic to plan, design and
develop proper online teaching and learning. The DVC explained
the
measures taken, which he stated were the best available to the
University in the prevailing circumstances. The measures demonstrate
the extent of the challenges and the enormous load placed on
University staff and students alike and there is no reason to
question
them. Loadshedding added to the difficulties.
[45]
The DVC explained that not only was the
move to online teaching and learning exceptionally difficult for the
majority of lecturers,
management and support staff, but it
necessitated producing a huge quantity of additional online learning
materials. The consequent
workload was such that it was impossible
for lecturers to continue to present their coursework fully in
accordance with their approved
Plans.
[46]
In particular it was not possible to make
podcasts of new learning material available immediately in both
Afrikaans and English.
Adding a further burden to translate or
re-record all new learning material in Afrikaans as ‘
data
light’
podcasts was considered an
unmanageable and impossible ask, given the overburdened staff and
sacrifices already made by lecturers
in an environment, the DVC
stated, where all students were able to comprehend the new material
in English. This led to the need
for all
new
material (not current, which was already available by then in
Afrikaans) to be developed and presented only in English. This change
in language arrangements had to be approved before the commencement
of the resumed first semester. Given that faculty boards and
Senate
were only meeting after 20 April 2020, it was consequently
impossible to make any changes to faculty Plans strictly
in
accordance with the procedure specified in para 7.4.4 of the 2016
policy, namely via faculty boards presenting such changes
to Senate
for approval. What thus occurred is that faculties presented their
intended changes to language arrangements for approval
via the APC,
to the EC, which
inter alia
has the capacity to deal with urgent matters on behalf of Senate.
[47]
Certain records of the University indicate
that from time to time during the approval processes in 2020 and
2021, changes in language
arrangements were referred to loosely as
‘
departures’
.
The DVC explained however that these so-called departures were not
those contemplated in para 7.1.11 of the 2016 policy, but rather
changes to the language arrangements of the Plans as contemplated in
para 7.4.4 thereof. He also explained that as far as was practically
possible in the limited time available, students were consulted and
kept informed throughout of all necessary changes to language
measures, including changes to Plans. Students were represented in
this regard by their student representative council (“SRC”)
and student faculty committees.
[48]
The second term commenced on 20 April
2020. The APC met and considered the faculties’ proposed
amendments to the language
arrangements, put forward by the Forum on
15 April 2020. It decided to recommend those amendments. On
21 April 2020 the
EC met and considered the APC recommendation.
The EC approved the amendments on behalf of Senate.
[49]
On 29 April 2020 the alert level 4
regulations were published. In an announcement of 30 April 2020
the Minister advised
inter alia
that:
‘
The
risks of a return to normal campus-based activity for thousands of
students and staff are simply too great and cannot function
successfully outside of the national context of a general lockdown…
Against this
background and with the endorsement by the Command Council, we have
decided that the current period, from 1 May
until South Africa
transitions into a lower COVID-19 risk phase, must be used to put a
number of critical interventions in place
across the …system…’
[50]
These interventions included the
development and implementation of effective multi-modal remote
learning systems to provide a reasonable
level of academic support to
students. Moreover it was not possible to determine with any measure
of certainty the dates when physical
return to campuses for the bulk
of students would be possible. The Minister continued ‘
(w)ithin
a national framework currently in place, each university will have to
put plans in place to ensure its specific programmes,
resources, and
capacity are adequate to offer various forms of remote and flexible
learning from the beginning of June 2020 until
a full return to
contact teaching and learning is feasible’.
[51]
South Africa was on lockdown alert level 4
from 1 to 31 May 2020. During the period 11 to 15 May 2020 the
faculty boards held their
first meetings for the 2020 academic year.
On 28 May 2020 the alert level 3 regulations were published, and
South Africa moved
to lockdown level 3 from 1 June 2020 until
17 August 2020. On 5 June 2020 Senate met. At the meeting
the EC reported
to Senate about all amendments necessitated by the
pivot towards online learning and teaching for the 2020 first
semester, and
which had been approved by the EC on Senate’s
behalf. Senate ratified that approval. On 8 July 2020 the
Minister issued
a statement in which
inter
alia
he advised that the 2020 academic
year would only be completed in the early part of 2021. This would
necessitate a later start
to the 2021 academic year for many students
and a readjustment of the 2021 academic calendar.
[52]
In the interim, on 28 May 2020, the
Forum met and discussed the necessity to extend the amendments to
language arrangements,
as had been applied in the first semester, to
the second semester. The motivation was contained in a memorandum
dated 29 May
2020 which was submitted to the CLT for
consideration. On 1 June 2020 the CLT met and considered that
memorandum. On 3 June
2020 the APC met, considered the proposed
changes, and recommended them to Senate at the same meeting
previously referred to on
5 June 2020. Senate approved the
amendments to the language arrangements for the second semester. It
should also be mentioned
that on 8 June 2020 the Minister
published Directions for the phased-in return to campuses for
students. Essentially, this
entailed a maximum of 33% of the student
population returning under alert level 3, a maximum of 66% under
alert level 2 and 100%
under alert level 1.
[53]
On 16 August 2020 the alert level 2
regulations were published. South Africa moved to lockdown level 2
from 18 August to 20 September
2020. In a statement dated 26 August
2020 the Minister applauded the many students who had adapted to the
difficult circumstances
and developed new ways of learning and
coping. He also expressly acknowledged this had been a challenging
time for the academic
staff of institutions, who had to adapt rapidly
to new forms of teaching and student support, and who had shown
commitment to teaching
themselves and supporting students, often
across multiple different platforms.
[54]
After a meeting between the Covid-19
ministerial task team and Vice-Chancellors it was agreed that
institutions would be targeting
to complete the 2020 academic year by
the end of February 2021, with starting dates for the new 2021
academic year ranging from
15 March to 15 April 2021 (an
earlier start was not possible, at least for first year students,
because of the late release
of Grade 12 exam results).
[55]
During the period August to November 2020
faculties submitted their reports on the implementation of the Plans
for the 2020 first
semester as well as their Plans for the 2021
academic year. On 18 September 2020 the alert level 1
regulations were published,
and South Africa moved to lockdown level
1 from 21 September 2020 until 28 December 2020, when the
country had to move
back to lockdown level 3 on 29 December
2020 until 28 February 2021.
[56]
Since the pandemic continued into 2021,
many of the same challenges continued for the University. The
academic year started very
early (on 4 January) because of A4
assessments for 2020 modules. This meant that most staff did not take
any leave over December
and January which was a major contributor to
burnout and fatigue. In addition modules had to be adjusted to a
combination of face-to-face
and online teaching, due to gathering and
venue constraints because of required social distancing. This too had
to be learnt and
was a separate and time-consuming exercise for
lecturers.
[57]
In light of these challenges (and others as
detailed in the answering affidavit) the DVC stated that it was again
necessary for
the University to make changes to the 2021 Plans
(submitted under lockdown levels 2 and 1, in anticipation of lockdown
level 1
continuing, but then unexpectedly being raised again to
lockdown level 3). Accordingly, and after consultation at faculty
level
to the extent practically possible, the Forum met on 4 February
2021 and, after discussion, made a similar proposal to the
CLT in
relation to new online material as it had in 2020. The CLT, which met
thereafter on the same day, considered the proposal
and decided to
recommend it.
[58]
On 18 February 2021 the APC discussed a
memorandum from the Vice-Chancellor: Learning and Teaching,
concerning the proposed changes,
accompanied by a motivation. The
memorandum read as follows:
‘
Although
there is a relaxation to COVID-19 Alert Level 3, it seems highly
likely that a portion of 2021 semester 1’s teaching
will still
have to occur online for many students. As for the past Semester 2 of
2020, lecturers will again be faced with the practical
reality of the
time constraints regarding provision of learning material like
podcasts in both English and Afrikaans.
The
motivation for and deviation requested from the
[Plans]
are:
That
the practical reality of the time constraints regarding provision of
learning material like podcasts in both English and Afrikaans
(namely
that all material cannot be translated timeously in Afrikaans) be
accepted, and that new material may be offered in English
only.
However, lecturers are strongly
encouraged to use the Language Centre’s interpreters to
translate English podcasts into Afrikaans
as well, where practicable.
During other forms of learning facilitation, e.g. online discussion
forums and emails, the lecturers
should continue to support students
by means of Afrikaans and English as the module specifications
require
.’
(my
emphasis)
[59]
The APC decided to recommend the proposed
changes. (It is noted that, according to the DVC, faculties also
submitted their reports
on language implementation for the 2020
second semester in February 2021) On 28 February 2021 the
lockdown level 1 regulations
were published and amended a number of
times thereafter before 30 May 2021. On 9 March 2021 the EC
met and considered
the APC report. It agreed with the proposed
amendments and recommended them to Senate for approval. They were
duly approved by
Senate on 19 March 2021.
[60]
On 29 March 2021 the Minister issued
Directions on a national framework and criteria for the management of
the 2021 academic
year. In particular, the Minister directed that
because of unique circumstances at each institution (locational
spatial arrangements,
local lockdown restrictions, capacity issues,
actual and variable numbers of students, etc) a ‘
one-size-fits-all’
approach was not feasible. Therefore, each institution had to work
out its own management plan for the 2021 academic year based
on its
context within the adjusted national lockdown regulations framework,
which might be adjusted from time to time. The key
criteria to be
taken into consideration in developing management plans pertained in
the main to ensuring health of staff and students
by following
various protocols. On 9 April 2021 the Minister issued a media
statement in which he appealed to students, lecturers
and all staff
to remain vigilant and adhere to the Covid-19 regulations as the
outbreak of Covid infections across some higher
education
institutions was extremely worrying. South Africa was placed on
lockdown adjusted level 2 from 31 May 2021 until
15 June
2021; on adjusted level 3 from 16 to 27 June 2021; and on adjusted
level 4 from 28 June to 25 July 2021.
[61]
On 30 June 2021 the Minister issued a
public statement, which included that although Universities would not
officially close, all
face-to-face teaching and examinations must
cease for the following two-week period and only online learning
would be allowed.
South Africa was on lockdown adjusted level 3 from
26 July to 12 September 2021. The University’s 2021
second semester
was from 10 August 2021 until 17 December
2021.
[62]
In the interim and as a result of
prevailing circumstances, 7 of the 10 faculties, after internal
consultation, motivated for an
extension of the existing arrangements
into the 2021 second semester. The EC, after considering these,
recommended on 25 May
2021 that ‘…
since
the same conditions and pressures on academic staff brought about by
Covid-19 and ARTLA, that informed Senate to make its
previous
decision regarding faculties’ language implementation plans,
persist, it is recommended that the relaxation of the
requirement to
make online learning material available in both Afrikaans and English
be extended, subject to the continuation of
ARTLA, for the second
semester of 2021’
but with the
same proviso that ‘
[w]here
lecturer capacity is indeed available, lecturers are, however,
encouraged to provide learning material in both English and
Afrikaans
and to use the Language Centre’s interpreters to assist with
translating English podcasts into Afrikaans, where
practicable’.
[63]
On 4 June 2021 the recommendation of the EC
served before Senate. However Senate resolved to refer the proposed
changes back to
the faculties for reconsideration and for them to
follow the procedure prescribed in para 7.4.4 of the 2016
language policy.
After this was seemingly done, the EC met on 20 June
2021 and approved certain changes in certain faculties. On
10 September
2021 these were ratified by Senate. On 2 December
2021, upon conclusion of a comprehensive and consultative language
policy
revision process that had commenced in October 2020, Council
approved the 2021 language policy. The 2021 policy has thus replaced
the 2016 policy since that date.
[64]
In SP’s replying affidavit Alberts
stated that the applicants do not dispute ‘
in
general’
the University’s
organisational structure explained by the DVC, nor the purposes of
each of the organs and committees referred
to by the University.
However he persisted in maintaining that, irrespective of the
circumstances, the University was obliged to
follow the process in
para 7.4.4 to the letter.
[65]
He also took issue with the DVC’s
explanation of the purpose and function of the Forum, and went so far
as to allege that
it ‘
appears to
be a secret decision-making body’
(which is plainly not supported by the uncontested evidence) and that
‘
to the extent that the Forum
influenced decisions made concerning faculty language changes, that
is also in violation of the language
policy and unlawful’.
He further maintained that the University’s opposition to the
relief sought ‘
appears to be
premised on an approach which entirely disregards the binding
prescripts of para 7.4.4’
.
[66]
Although
Alberts also had much to say in advancing his criticisms of the
University’s version, what he did not pertinently
dispute was
the DVC’s assertion that Afrikaans students were able to
comprehend English. The purpose of Schreiber’s
replying
affidavit (on behalf of the DA) appears to have been to direct the
court’s attention to governmental policy in relation
to
Afrikaans qualifying as one of the indigenous languages of South
Africa. This is irrelevant to the issues at hand since the
constitutionality of the 2016 and 2021 policies is not the subject of
the applicants’ attack, and in any event the 2016 policy
was
declared constitutional in
Gelyke
Kanse
[5]
on 10 October 2019.
Whether
there is still a live controversy
[67]
The respondents contend that at least the
declaratory relief which the applicants seek is moot for two
principal reasons. First,
it relates to historical events (which
occurred in the context of an unprecedented pandemic). Second, the
policy that was in place
when the events occurred has since also been
replaced with a new policy, as the applicants know and accept.
[68]
The
applicants deny that the case is moot on the basis that a party who
contends there have been rights violations cannot be precluded
from
seeking relief because the facts underpinning those violations relate
to past or historical events. In any event, the applicants
say, the
relevant provisions in the 2016 policy for lawful deviations from, or
changes to, Plans have remained exactly the same
in the 2021 policy,
even under the same paragraph numbers. They also say that the outcome
of this case will ‘
patently’
have important practical consequences for the parties and students in
general. Finally they contend that the declaratory relief
they seek
is not advanced in terms of s 21(1)(c) of the Superior Courts
Act
[6]
but rather s 38 and
s 172(1)(a) of the Constitution.
[69]
Section 21(1)(c) of the Superior Courts Act
provides:
‘
(1)
A Division has jurisdiction over all persons residing or being in,
and in relation to all causes arising… within, its
area of
jurisdiction and all other matters of which it may according to law
take cognisance, and has the power –
(c)
in its discretion, and at the
instance of any interested person, to enquire into and determine any
existing, future or contingent
right or obligation, notwithstanding
that such person cannot claim any relief consequential upon the
determination…’
[70]
Section 38 of the Constitution provides in
relevant part that:
‘
Anyone
listed in this section has the right to approach a competent court,
alleging that a right in the Bill of Rights has been
infringed or
threatened, and the court may grant appropriate relief, including a
declaration of rights. The persons who may approach
a court are:
(a)
anyone acting in their own interest;
…
(d)
anyone acting in the public interest; and
(e)
an association acting in the interest of its members.’
[71]
On its plain wording, no distinction is
drawn in s 38 between past and existing rights infringements, and in
turn s 172(1)(a) does
not confer any discretion on a court whether to
entertain an alleged constitutional infringement which, if found to
exist, must
be declared invalid to the extent of its inconsistency.
By contrast, s 21(1)(c) of the Superior Courts Act not only
confers
a discretion on the court to decide whether to entertain such
relief, but it also expressly limits the enquiry to an existing,
future or contingent right or obligation.
[72]
But
that is not the end of the matter, since it is well-established that
even s 172(1)(a) relief depends on whether any order
the court
may make will have a practical effect, either on the parties or
others. A helpful example for present purposes is
President,
Ordinary Court Martial and Others v Freedom of Expression Institute
and Others
[7]
where the Constitutional Court, albeit in the context of considering
whether to confirm an order of constitutional invalidity by
a High
Court, stated:
‘
[15]
However, where the relevant legislative provision has been repealed
after the High Court has made the order of
invalidity, but before
this Court hears the confirmation or appeal proceedings or before it
gives its order, the need for certainty
may well fall away. There
may, however, be a need for the Court to give a judgment on the
appeal or confirmation proceedings in
order to resolve the dispute
which gave rise to the litigation between the parties, or for other
reasons.
[16] In my
view, however, s 172(2) does not require this Court in all
circumstances to determine matters brought
to it under that
subsection. At least where the provision declared invalid by the High
Court has subsequently been repealed by
an Act of Parliament, the
Court has a discretion whether or not it should deal with the matter.
In this regard, the Court should
consider whether any order it may
make will have any practical effect either on the parties or on
others.
[17] In
this case the new legislation replaces all relevant aspects of the
legislative framework upon which the dispute
between the parties was
based. The basis upon which the parties approached the High Court has
disappeared and the grant of the
relief claimed, as well as any
confirmation of any order of constitutional invalidity, can serve no
purpose…
[18] A
decision on the constitutional invalidity of the impugned provisions
will have no practical effect on the parties
to the litigation. Nor,
as far as I am aware, are there any considerations of public policy
that come into play…’
[73]
In
addition, in
Minister
of Justice and Correctional Services and Others v Estate Late James
Stransham-Ford and Others
[8]
the Supreme Court of Appeal pertinently drew a distinction between
what a court of first instance may do, as opposed to a court
of
appeal, when there is no live controversy. In that matter the
applicant was in the terminal stages of cancer when he sought
an
order in the High Court that a medical practitioner could assist him
by administering a lethal agent at his request, or provide
him with
one he could administer himself. The matter was fully argued in the
High Court but, a few hours before judgment was handed
down, the
applicant passed away. The appeal court held as follows:
‘
[21]
…Constitutional issues, as much as issues in any other
litigation, only arise for decision where, on the facts of a
particular case, it is necessary to decide the constitutional issue.
[22]
Since the advent of an enforceable Bill of Rights, many test cases
have been brought with a view to establishing some broader
principle.
But none have been brought in circumstances where the cause of action
advanced had been extinguished before judgment
at first instance.
There have been cases in which, after judgment at first instance,
circumstances have altered so that the judgment
has become moot.
There the Constitutional Court
[9]
has
reserved to itself a discretion, if it is in the interests of justice
to do so, to consider and determine matters even though
they have
become moot. It is a prerequisite for the exercise of the discretion
that any order the court may ultimately make will
have some practical
effect either on the parties or on others. Other factors that may be
relevant will include the nature and extent
of the practical effect
that any possible order might have, the importance of the issue, its
complexity and the fullness or otherwise
of the argument…
[24] …
I do
not accept that it is open to courts of first instance to make orders
on causes of action that have been extinguished, merely
because they
think that their decision will have broader societal implications.
There must be many areas of the law of public interest
where a judge
may think that it would be helpful to have clarification but, unless
the occasion arises in litigation that is properly
before the court,
it is not open to a judge to undertake that task
…
[25]
…When a court of appeal addresses issues that were properly
determined by a first instance court, and determines them
afresh
because they raise issues of public importance, it is always mindful
that otherwise under our system of precedent the judgment
at first
instance will affect the conduct of officials and influence other
courts when confronting similar issues. A feature of
all the cases
referred to in the footnotes to para 22 above
[10]
is
that the appeal court either overruled the judgment in the court
below or substantially modified it. The appeal court’s
jurisdiction was exercised because “a discrete legal issue of
public importance arose that would affect matters in the future
and
on which the adjudication of this court was required”.
The
High Court is not vested with similar powers. Its function is to
determine cases that present live issues for determination
.
[26]
The jurisprudence in appellate courts speaks of the case having
become moot so that it no longer presents a live issue for
determination. I do not think that the extinguishing of a claim by
death before judgment is an instance of mootness in the sense
in
which that expression is used in these cases. If a cause of action
ceases to exist before judgment in the court of first instance,
there
is no longer a claim before the court for its adjudication. Mootness
is the term used to describe the situation where events
overtake
matters after judgment has been delivered, so that further
consideration of the case by way of appeal will not produce
a
judgment having any practical effect. Here we are dealing with a
logically anterior question, namely, whether there was any cause
of
action at all before the High Court at the time it made its order.
Was there anything on which it was entitled to pronounce?
The
principles governing mootness have little or no purchase in that
situation.’
(my emphasis)
[74]
I
accept, as is common cause, that paras 7.1.11 and 7.4.4 of the 2016
policy have been carried over in identical terms into the
2021
policy. However in my view this does not assist the applicants for
the following reasons. First, the consequential relief
which they
seek in relation to the 2021 policy can only be considered if this
court finds that Senate (and its committees) violated
the 2016
policy. That policy no longer exists, and accordingly as a court of
first instance and following
Stransham-Ford
(by
which I am of course bound), by the time the matter was argued the
controversy was no longer a live one.
[11]
[75]
Second,
any finding I make would be based on a specific set of historical
facts (i.e. the University’s response to the pandemic,
lockdown
regulations and Ministerial directives) viewed in light of the 2016
policy as a whole and not only paras 7.1.11 and 7.4.4
thereof. I do
not see how this will be of any assistance to the parties, or the
student body at large, in future.
[12]
However, if I am wrong, it is nonetheless required of me to consider
the remaining issues in dispute.
[13]
Whether
Senate (and its committees) violated the 2016 policy
[76]
The applicants argue that in order to come
home under para 7.4.4 of the policy, the University has to show that
changes to the Plans
during 2020 and 2021: (a) were made by the
relevant department head and dean after consultation with the faculty
student committee;
(b) reported at the next faculty board and Senate
meetings; and (c) that students were informed of the changes and
reasons
as soon as practically possible. They contend that the
University’s explanation of what occurred falls far short of
this
threshold.
[77]
But the applicants’ entire argument
is premised squarely on their contention that the procedure
prescribed in para 7.4.4 is
mandatory since it is one of the ‘
binding
Policy provisions’
referred to in
the preamble to para 7 itself. For the reasons that follow I am
unable to agree with the applicants.
[78]
Para 6 of the 2016 policy is the starting
point. It provides in clear terms that ‘
the
following principles must also be taken into account in interpreting
and guiding the implementation’
of the policy. It is thus incumbent upon the University to take these
principles into account when implementing the policy. One
of these
principles, as previously stated, is para 6.8 which stipulates that
the policy’s implementation (thus including
para 7 and in
particular, for present purposes, para 7.4.4) is informed by what is
reasonably practicable in particular contexts,
including but not
limited to the University’s ‘
available
resources and the competing demands on those resources’
.
[79]
Although
the preamble to para 7 provides (somewhat oddly) that the ‘
principles
above give rise’
to the ‘
binding’
provisions that follow, when applying the established principles of
interpretation,
[14]
paras 6
and 7 must be read together, and a ‘
sensible
meaning is to be preferred to one that leads to insensible and
unbusinesslike results’.
[15]
[80]
On a reading together of paras 6 and 7
there is, in my view, only one objective, sensible interpretation to
be placed upon them,
namely that para 7.4.4 is only binding (or
mandatory) to the extent that its implementation is subject to what
is reasonably practicable
in particular contexts, including available
resources and competing demands therefor.
[81]
To my mind, support for such an
interpretation may be found in the following. First, s 29(2) of
the Constitution itself, and
which is the genesis of the policy,
expressly limits the right to receive education in the official
language of one’s choice
to circumstances where that education
is ‘
reasonably practicable’
.
Second, para 7.1.11 caters for a deviation from the ‘
binding’
provisions if it is
inter alia
consistent with the principles of the policy. Third, annual language
planning in para 7.4.1 is specifically subject to ‘
due
regard’
being had to the guiding
principles contained in para 6. Fourth, para 7.4.4 stipulates that
changes falling outside the regular
review process ‘
can’
(not must) be made at faculty level.
[82]
Given that these are motion proceedings the
affidavit evidence of the University, which I have attempted to
summarise as comprehensibly
as possible on the relevant issues,
demonstrates that it applied para 7.4.4 to the extent that it was
reasonably practicable in
the context of an unprecedented pandemic,
while at the same time adhering to the Ministerial directives by
which it was also bound.
Although the University candidly conceded
that it was, in those circumstances, unable to follow the procedure
contained in para
7.4.4 to the letter, I am persuaded that its
explanation of involvement of faculties, some level of student
representation in that
involvement, and the decision-making process
itself, substantially followed the purpose of giving meaningful
content to changes
to language arrangements falling outside the
regular review process.
[83]
It is accordingly my finding that Senate
(and its committees) did not violate the policy as alleged, and the
declaratory relief
sought must fail. This being the case, the
consequential s 172(1)(b) relief falls away.
Costs
[84]
Mr
Muller
submitted,
correctly in my view, that this is one of those matters where,
insofar as the DA is concerned, the
Biowatch
principle
[16]
may or may not apply, but it certainly applies to SP. Given that SP
was the main protagonist in these proceedings, I am of the
view that
each party should pay their own costs.
[85]
The following order is made:
1.
The application is dismissed; and
2.
Each party shall pay their own
costs.
J
I CLOETE
For
applicants
: Adv A
Cockrell
SC and Adv M
De
Beer
Instructed
by
: Minde Shapiro & Smith, Ms
Elzanne Jonker
For
respondents
: Adv J
Muller
SC and Adv N
De
Jager
Instructed
by
: Cluver Markotter Inc., Ms Lorinda
Van Niekerk
[1]
AllPay
Consolidated Investment Holdings (Pty) Ltd and Others v Chief
Executive Officer, South African Social Security Agency and
Others
2014 (1) SA 604
(CC) esp. at para [25].
[2]
No
101 of 1997.
[3]
In
GN 1062, GG 42636 (16 August 2019).
[4]
The
review relief initially sought under s 33 of the Constitution
has since been abandoned.
[5]
Gelyke
Kanse v University of Stellenbosch
2020
(1) SA 368 (CC).
[6]
No
10 of 2013.
[7]
[1999] ZACC 10
;
1999
(4) SA 682
(CC); see also
National
Coalition for Gay & Lesbian Equality v Minister of Home Affairs
2000 (2) SA 1
(CC) at para [21] and the authorities referred to in
fn 18 thereof.
[8]
2017
(3) SA 152 (SCA).
[9]
And
similarly the Supreme Court of Appeal in terms of s 16(2)(a) of
the Superior Courts Act: see fn 20 of the judgment.
[10]
Independent
Electoral Commission v Langeberg Municipality
[2001] ZACC 23
;
2001 (3) SA 925
(CC) para [11];
MEC
for Education, KwaZulu Natal and Others v Pillay
[2007] ZACC 21
;
2008 (1) SA 474
(CC) para [32];
Pheko
and Others v Ekurhuleni Metropolitan Municipality
2012
(2) SA 598
(CC). See also
Normandien
Farms v PASA
2020
(4) SA 409
(CC) at paras [46] to [56] and [58].
[11]
In
Minister
of Cooperative Governance and Traditional Affairs and Another v
British American Tobacco South Africa (Pty) Ltd and Others
[2022]
3 All SA 332
(SCA) the impugned lockdown regulations were repealed
after argument but before the handing down of judgment by a Full
Court
of first instance in this Division.
Mr
Cockrell
co-incidentally
represented the applicants in the court
a
quo
(i.e. the respondents in the court of appeal). During argument
before me he kindly advised that the issue of a live controversy
was
not however raised at all during the appeal proceedings by any of
the parties.
[12]
See
also
The
South African Breweries (Pty) Ltd and Others v The President of the
Republic of South Africa and Another
[2022]
3 All SA 514
(WCC) at paras [3] to [39].
[13]
Spilhaus
Property v MTN
2019
(4) SA 406
(CC) at para [44].
[14]
Natal
Joint Municipal Pension Fund v Endumeni Municipality
2012 (4) SA 593
(SCA) at para [18].
[15]
See
fn 14 above.
[16]
Biowatch
Trust v Registrar Genetic Resources and Others
2009 (6) SA 232
(CC) at para [56].
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