Case Law[2022] ZAKZDHC 8South Africa
K v Member of the Executive Council for Health for the Province of KZN (D7918/2015) [2022] ZAKZDHC 8 (9 February 2022)
Headnotes
‘[81] The application of the res ipsa loquitur maxim is not appropriate in this case. There is no evidence of what caused the child’s brain injury and when it occurred. In Van Wyk v Lewis this Court cautioned that the maxim should rarely, if ever, find application in cases based on alleged medical negligence, where it has not been established what went wrong, and where the views of experts are all based on speculation – giving rise to various but equally feasible possibilities – as to what might have resulted in the injury being sustained. This is such a case.
Judgment
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# South Africa: Kwazulu-Natal High Court, Durban
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## K v Member of the Executive Council for Health for the Province of KZN (D7918/2015) [2022] ZAKZDHC 8 (9 February 2022)
K v Member of the Executive Council for Health for the Province of KZN (D7918/2015) [2022] ZAKZDHC 8 (9 February 2022)
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sino date 9 February 2022
SAFLII
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Certain
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Policy
IN
THE HIGH COURT OF SOUTH AFRICA
KWAZULU-NATAL
LOCAL DIVISION, DURBAN
CASE
NO. D7918/2015
In
the matter between:
K[....]
PLAINTIFF
and
THE
MEMBER OF THE EXECUTIVE COUNCIL
FOR
HEALTH FOR THE PROVINCE OF KZN
DEFENDANT
ORDER
The
following order shall issue:
1.
The plaintiff’s claim is dismissed.
2.
There is no order as to costs.
JUDGMENT
Steyn
J:
[1]
‘[T]he interaction between the law and medicine can, and
usually does, present complex challenges, particularly where,
as
here, a minor suffers a hypoxic ischaemic (HI) event during the birth
process.’
[1]
The
aforesaid statement by Ponnan JA, writing for the majority in
M
v MEC for Health
[2]
is also true in the present matter.
[2]
In this action, the plaintiff, a 35-year-old adult female, seeks
compensation for damages in the amount of R14 010 000 in her
personal
capacity, and as mother and legal guardian of her minor daughter, E.
The plaintiff gave birth to E on 20 July 2011 at
the Lower Umfolozi
District War Memorial Hospital (the hospital), a State hospital in
KwaZulu-Natal.
[3]
The defendant is the Member of the Executive Council for the
Department of Health, KwaZulu-Natal, and is sued in her nominal
capacity as the political head of the KwaZulu-Natal Department of
Health as envisaged in the
State Liability Act 20 of 1957
, it being
vicariously responsible for the delictual actions and commissions
committed in health centres under its care.
[4]
At the onset of the trial it was confirmed that the merits of the
matter had been separated from the quantum in terms of Uniform
rule
33(4)
and, that the matter was proceeding only on the issue of
liability.
The
particulars of claim
[5]
The plaintiff alleges in her particulars of claim that the employees
of the defendant were negligent in one or more of the following
aspects on 19 and 20 July 2011, in that they:
(a)
Failed to monitor and properly record the progress of her labour
having regard to the presenting
complications.
(b)
Failed to react to the presenting complications, which were
indicative of foetal distress
with the reasonable possibility of
permanent damage to E.
(c)
Failed to take due cognisance that the plaintiff’s excessively
prolonged labour created
the reasonable possibility of permanent
damage to E.
(d)
Failed to keep proper records, which would have alerted them to the
complications that were
presenting.
(e)
Failed to take steps to deliver E by emergency caesarean section
timeously, when this was
reasonably necessary and medically
appropriate in the circumstances.
(f)
Failed to obtain the assistance of suitably qualified medical
practitioners to attend
to the delivery and pre and post-natal care
of E.
(g)
Failed to take steps to expedite the labour, which was progressing
slowly.
(h)
Failed to report the poor progress of labour to the on-duty obstetric
medical officer.
(i)
Failed to adequately plot the partogram, which would have alerted
them to the arising
complications and subsequent danger to the
foetus.
(j)
Failed to adequately monitor the foetus during the labour, especially
during
the second stage of labour.
(k)
Failed to investigate and identify the cause of delay of the first
stage of labour and enact
appropriate intervention.
[6]
It has also been averred that as a direct consequence of the alleged
negligence of the said employees of the defendant, E suffered
severe
hypoxia and was born with hypoxic ischaemic encephalopathy (HIE),
which leaves her with permanent impairment.
[7]
The defendant denies the averments made by the plaintiff.
Common
cause facts
[8]
The broadly common cause facts in this matter are:
(a)
The plaintiff was admitted to the hospital on 19 July 2011 at 14h00
at which time she was
2 cms dilated.
(b)
At all relevant times the medical staff involved in the treatment of
the plaintiff at the
hospital were employed by the defendant and
acted within the course and scope of their employment.
(c)
At 19h00 on 19 July 2011, the plaintiff was 3 cms dilated.
(d)
According to the partogram, at 22h00 on 19 July 2011, she was 4 cms
dilated.
(e)
At 24h00 the cervical dilation was 8 cms.
(f)
At 03h30 on 20 July 2011, she was dilated between 9-10 cms.
(g)
At 05h35 on 20 July 2011, her baby, E, was delivered by vacuum
extraction.
(h)
The plaintiff, who was a primigravida,
[3]
delivered at term,
[4]
a female
baby, E, weighing 3520 grams; measuring 52 cms in length and had a
head circumference of 38 cms.
(i)
E suffers from cerebral palsy.
[9]
Important factually is to determine whether the doctors and nurses
that treated the plaintiff during the labour process adhered
to the
level of skill and diligence that should have been exercised by them
in their professions
[5]
or
whether they were negligent. Any negligence should be causally
connected to the harm suffered.
Legal
principles
[10]
It is trite that a plaintiff, in a case such as this, has to prove on
a balance of probabilities that the conduct complained
of caused the
harm in respect of the compensation sought. As stated in
Lee
v Minster for Correctional Services
:
[6]
‘
There
can be no liability if it is not proved, on a balance of
probabilities, that the conduct of the defendant caused the
harm. This is so because the net of liability will be cast too
wide.
’
[7]
(Original footnote omitted.)
[11]
It remains the duty of the plaintiff to prove on a balance of
probabilities that the conduct complained of, caused the harm.
[8]
Most recently, the Supreme Court of Appeal (SCA) in
The
Member of the Executive Council, Department of Health, North West v
NAM obo TN
,
[9]
a
cerebral
palsy case, re-affirmed the evidential rule as follows:
‘
The
general rule is that he or she who asserts must prove. Thus, in a
case such as this
the
plaintiff must prove that the damage sustained by her minor child was
caused by the defendant’s clinic staff’s negligence
.
The failure of a professional person to adhere to the general level
of skill and diligence possessed and exercised at the same
time by
the members of the branch of the profession to which he or she
belongs would normally constitute negligence. A medical
practitioner
“is not expected to bring to bear upon the case entrusted to
him the highest possible degree of professional
skill, but he or she
is bound to employ reasonable skill and care.”’
[10]
(Original footnotes omitted, my emphasis.)
[12]
The SCA in the majority judgment in
HAL
obo MML v MEC for Health, Free State
[11]
confirmed that the maxim
res
ipsa loquitur
should
rarely find application in cases based on alleged medical negligence.
It held:
‘
[81]
The application of the
res
ipsa loquitur
maxim is not appropriate in this case. There is no evidence of what
caused the child’s brain injury and when it occurred.
In
Van
Wyk v Lewis
this Court cautioned that the maxim should rarely, if ever, find
application in cases based on alleged medical negligence, where
it
has not been established what went wrong, and where the views of
experts are all based on speculation – giving rise to
various
but equally feasible possibilities – as to what might have
resulted in the injury being sustained. This is such a
case.
[82]
The general rule is that he who asserts must prove. As Innes CJ
explained in
Van Wyk v Lewis
, the question of onus is of
capital importance. A plaintiff who relies on negligence must
establish it. If at the conclusion of
the case the evidence is evenly
balanced, a plaintiff cannot claim a verdict; for he or she will not
have discharged the onus resting
upon him or her. While true that an
intrapartum injury cannot be excluded in this case, both antenatal
and postnatal injuries cannot
be excluded either. Nor is any one of
them more probable than any other. As such, an intrapartum injury is
not the most plausible
inference to be drawn from the proven facts.’
(Original footnotes omitted.)
[13]
Essentially, the plaintiff avers that E’s birth was mismanaged
and that the mismanagement lead to E’s cerebral
palsy. In
determining the cause of E’s cerebral palsy or what contributed
to it, the standard of proof is one on a balance
of probability.
[12]
Opinion
Evidence
[14]
Since both parties relied mostly on expert testimony, it is important
to consider the approach that should be adopted by a
court where the
opinions expressed by experts are considered. In
Michael
& another v Linksfield Park Clinic (Pty) Ltd & another
[13]
it was held:
‘
[36] That
being so, what is required in
the
evaluation of such evidence is to determine whether and to what
extent their opinions advanced are founded on logical reasoning
.
That is the thrust of the decision of the House of Lords in the
medical negligence case of
Bolitho
v City and Hackney Health Authority
[1997] UKHL 46
;
[1998]
AC 232
(HL (E)). With the relevant
dicta
in
the speech of Lord Browne-Wilkinson we respectfully agree.
Summarised, they are to the following effect.
[37] The
Court is not bound to absolve a defendant from liability for
allegedly negligent medical treatment or diagnosis just
because
evidence of expert opinion, albeit genuinely held, is that the
treatment or diagnosis in issue accorded with sound medical
practice.
The Court must be satisfied that such
opinion has a logical basis, in other words that the expert has
considered comparative risks
and benefits and has reached “a
defensible conclusion” (at 241G - 242B)
.
[38] If
a body of professional opinion overlooks an obvious risk which could
have been guarded against it will not be reasonable,
even if almost
universally held (at 242H).
[39]
. . .
[40]
. . . This essential difference between the scientific and the
judicial measure of proof was aptly highlighted by the House
of Lords
in the Scottish case of
Dingley
v The Chief Constable, Strathclyde Police
200
SC (HL) 77 and the warning given at 89D - E that
“
(o)
ne
cannot entirely discount the risk that by immersing himself in every
detail and by looking deeply into the minds of the experts,
a Judge
may be seduced into a position where he applies to the expert
evidence the standards which the expert himself will apply
to the
question whether a particular thesis has been proved or disproved -
instead of assessing, as a Judge must do, where the
balance of
probabilities lies on a review of the whole of the evidence”.’
[14]
(My emphasis.)
[15]
It is well established that what is expected of a medical
practitioner is ‘the general level of skill
and
diligence possessed and exercised at the time by the members of the
branch of the profession to which the practitioner belongs’
.
[15]
[16]
The evaluation of expert testimony was highlighted by the majority of
the SCA in
BEE
v Road Accident Fund
[16]
as follows:
‘
My
colleague has cited a number of local and foreign cases dealing with
the assessment of contested expert testimony. I agree that
in such
cases a court must determine whether the factual basis of a
particular opinion, if in dispute, has been proved and must
have
regard to the cogency of the expert’s process of reasoning.
Matters are quite different, in my respectful opinion, where
experts
in the same field reach agreement.
In
such a case, as I have said, a litigant cannot be expected to adduce
evidence on the agreed matters. Unless the trial court itself
were
for any reason dissatisfied with the agreement and alerted the
parties to the need
to
adduce evidence on the agreed material, the trial court would, I
think, be bound, and certainly entitled, to accept the matters
agreed
by the experts.
In
the present case the trial court did not require the parties to lead
further evidence on the matters on which the experts agreed.
The
trial court was perfectly entitled to act as it did. In
Coopers
(South Africa) (Pty) Ltd v Deutsche
Gesellschaft
für Schädlingsbekämpfung mbH
1976
(3) SA 352
(A)
Wessels JA foreshadowed that an expert’s bald opinion, if
uncontroverted, might carry weight (371G). All the more so,
where
experts for the opposing parties share the same
opinion.
’
[17]
(My emphasis.)
[17]
In
Bolitho
v City and Hackney Health Authority
,
[18]
Lord Browne-Wilkinson stated the following with regard to expert
evidence:
‘
[I]n
my view, the court is not bound to hold that a defendant doctor
escapes liability for negligent treatment or diagnosis just
because
he leads evidence from a number of medical experts who are genuinely
of opinion that the defendant’s treatment or
diagnosis accorded
with sound medical practice. In the
Bolam
case
itself, McNair J.
[1957] 1 W.L.R. 583
, 587 stated that the
defendant had to have acted in accordance with the practice accepted
as proper by a “
responsible
body
of medical men.” Later, at p. 588, he referred to “a
standard of practice recognised as proper by a
competent
reasonable
body
of opinion.” Again, in the passage which I have cited
from
Maynard
’
s
case
[1984] 1 W.L.R. 634
, 639, Lord Scarman refers to a “respectable”
body of professional opinion.
The
use of these adjectives─responsible, reasonable and
respectable─all show that the court has to be satisfied that
the exponents of the body of opinion relied upon can demonstrate that
such opinion has a logical basis.
In
particular in cases involving, as they so often do, the weighing of
risks against benefits, the judge before accepting a body
of opinion
as being responsible, reasonable or respectable, will need to be
satisfied that, in forming their views, the experts
have directed
their minds to the question of comparative risks and benefits and
have reached a defensible conclusion on the matter.
’
[19]
(My emphasis.)
[18]
In
Pricewaterhousecoopers
Inc v National Potato Co-Operative Ltd
,
[20]
the SCA examined when expert opinion would be admissible and held as
follows:
‘
Opinion
evidence is admissible “when the Court can receive ‘appreciable
help’ from that witness on the particular
issue”. That
will be when:
“
.
. .
by
reason of their special knowledge and skill, they are better
qualified to draw inferences than the trier of fact.
There
are some subjects upon which the court is usually quite incapable of
forming an opinion unassisted, and others upon which
it could come to
some sort of independent conclusion, but the help of an expert would
be useful.”
As
to the nature of an expert’s opinion, in the same case, Wessels
JA said:
“
.
. .
an
expert's opinion represents his reasoned conclusion based on certain
facts or data, which are either common cause, or established
by his
own evidence or that of some other
competent
witness. Except possibly where it is not controverted, an
expert's bald statement of his opinion is not of any real
assistance.
Proper evaluation of the opinion can only be undertaken if the
process of reasoning which led to the conclusion, including
the
premises from which the reasoning proceeds, are disclosed by the
expert
.”’
[21]
(Original footnotes omitted, my emphasis.)
[19]
In
AM
& another v MEC for Health, Western Cape
[22]
the functions of an expert witness were defined by Wallis JA as
follows:
‘
Something
needs to be said about the role of expert witnesses and the expert
evidence in this case. The functions of an expert witness
are
threefold. First, where they have themselves observed relevant
facts that evidence will be evidence of fact and admissible
as
such. Second, they provide the court with abstract or general
knowledge concerning their discipline that is necessary to
enable the
court to understand the issues arising in the litigation. This
includes evidence of the current state of knowledge and
generally
accepted practice in the field in question. Although such evidence
can only be given by an expert qualified in the relevant
field, it
remains, at the end of the day, essentially evidence of fact on which
the court will have to make factual findings. It
is necessary to
enable the court to assess the validity of opinions that they
express.
Third,
they give evidence concerning their own inferences and opinions on
the issues in the case and the grounds for drawing those
inferences
and expressing those conclusions
.’
[23]
(Original footnotes omitted, my emphasis.)
Causation
[20]
The SCA recently re-affirmed the principles relating to causation in
The
Member of the Executive Council for Health, Eastern Cape v DL obo
AL
[24]
as:
‘
The
test for factual causation is whether the act or omission of the
defendant has been proved to have caused or materially contributed
to
the harm suffered.
Where
the defendant has negligently breached a legal duty and the plaintiff
has suffered harm, it must still be proved that the
breach is what
caused the harm suffered.
In
the present matter, the question is whether the brain damaged
sustained by AL would have been averted if the hospital staff had
properly monitored the mother and foetus and had acted appropriately
on the results? If so, factual causation is established. If
not,
factual causation has not been established and one is left with only
wrongful conduct without proof that it caused the harm
suffered.’
[25]
(Original footnotes omitted, my emphasis.)
[21]
The majority of the SCA in
AN
obo EN v Member of the Executive Council for Health, Eastern Cape
[26]
defined the test for factual causation as follows:
‘
The
test for factual causation is whether the act or omission of the
defendant has been proved to have caused or materially contributed
to
the harm suffered. Where the defendant has negligently breached
a legal duty and the plaintiff has suffered harm,
it
must still be proved that the breach is what caused the harm
suffered
.
’
[27]
(My emphasis.)
Guidelines
[22]
The plaintiff placed reliance on the provisions of the 2007 National
Maternity Guidelines (Maternity Guidelines)
[28]
and reference will be made to these guidelines. The different phases
of labour are very relevant to the plaintiff’s case
and, I
therefore consider it necessary to list the phases in terms of the
Maternity Guidelines applicable in South Africa. The
first stage of
labour consists of two phases - the latent phase during which
cervical dilation is less or equal to 3 cms,
whilst the active phase
of the first stage is from 4 cms dilation until the cervix is fully
dilated. The second stage is from full
dilation until delivery. The
third stage is from the delivery of the infant until the delivery of
the placenta. It is with the
aforesaid listed phases and stages in
mind that the evidence will be examined and evaluated in accordance
with the applicable legal
principles.
Joint
minutes prepared by the expert witnesses
[23]
Before I summarise the evidence tendered during the trial, it is
necessary to have regard to the content of the joint minutes
filed by
the expert witnesses. The content of the minutes delineates the
issues which are common cause and highlights the issues
in
dispute
between the parties.
[24]
The
joint minute
[29]
of Dr D
McLynn and Dr C Archer, the expert obstetricians and gynaecologists,
confirms
inter alia the following points of agreement:
(a)
The plaintiff should have been investigated and treated for a urinary
infection on the basis
of persistent leukocytosis.
(b)
E’s birth weight was 3520 grams and the Apgar score following
birth at one minute
was 3/10, at five minutes was 3/10, and at ten
minutes was 6/10 in the hospital documents.
(c)
E was diagnosed with birth asphyxia, HIE and seizures.
(d)
There is good evidence to support the existence of neonatal
encephalopathy in the hours
and days following birth.
[25]
Dr McLynn and Dr Archer complied and finalised their minute on 3 June
2019. The date becomes important in light of the fact
that no
cardiotocographs (CTGs) were available for inspection when the minute
was compiled. The defendant produced the CGTs at
the trial. I shall
return to the issue of the CGTs later in this judgment.
[26]
The experts disagree on the fact that the labour process was
prolonged.
(a)
Dr Archer, for the defendant, noted that:
‘
.
. . the Plaintiff was a primigravida who was admitted in the latent
phase of labour. At 22h00 her cervix was 4 cm dilated which
meant she
was in the active phase of the first stage of labour. Two hours later
at midnight she was 8 cm dilated with bulging membranes.
At 03h00 she
was still 8 cm dilated which means that she had crossed the alert
line. The Dr was notified which was the correct
response. At 03h30
she was assessed by the doctor. The cervix was now 9-10 cm dilated
(still between the alert and action lines).
At 04h30 she was fully
dilated. The action line had still not been reached and labour was
progressing. At 04h40 the CTG was reactive.
The decision to intervene
by assisted vaginal delivery was made one hour into the second stage
and the child was delivered at 05h35.
SA
Maternity Guidelines
[30]
allow
one hour for descent of the presenting part (assuming no fetal
distress) from the start of the second stage and a further
40 minutes
of pushing in the case of a primigravida, and twenty minutes in a
multigravida. The delivery in this case was completed
within one hour
and five minutes of the commencement of the second stage of labour
(before the action line intersected with the
10 cm dilation
horizontal line).’
[31]
(b)
Dr McLynn, for the plaintiff, disagrees with the aforesaid opinion on
the following bases:
‘
a]
the partogram had been
incorrectly drawn up;
b]
at 0000 the alert line had been reached and the action line well
crossed at 0300;
the [Obstetric Medical Officer] OMO should have been
alerted at 0000; OMO attended to the patient at 0430 some 1 hour and
30 minutes
later according to the records;
c]
there are two corrections on the MOH partogram at 6cms and 8 cms; see
crossed
out X markers.
d]
the dilation of the cervix at 04h30 is recorded as 9cms not fully
dilated;’
[32]
[27]
Dr Archer is of the view that the area where criticism could be
raised is after 04h40 when the CTG was reactive. Thereafter,
there
was no evidence of continuous monitoring. The decision to intervene
was however made one hour into the second stage, and
50 minutes after
the CTG had revealed a reactive trace indicating a healthy fetus. He
agrees with Dr L Govender, a qualified obstetrician
and gynaecologist
employed at the hospital as Head of Obstetrics, that had monitoring
revealed foetal distress at that point, the
correct decision would
have been to expedite the delivery, which the doctor on duty did by
applying a vacuum extraction.
[28]
Dr Archer opined that ‘the evidence for the timing of the HI
injury points to the intrapartum period, but evidence that
this was
the result of negligence is lacking’.
[33]
Dr McLynn disagreed and stated that the labour was poorly managed
basing his view on an inspection of the medical records.
[29]
Dr Archer stated that the presence of neonatal encephalopathy
suggests that the timing of the HI injury was during the peripartum
period (from 37 completed weeks of pregnancy to four weeks
post-delivery), and that the evidence of a partial prolonged injury
occurring intrapartum is lacking. In his view:
‘
There
is no compelling evidence up until 04h40 of a non-reassuring CTG
trace which might have indicated a fetus in distress during
labour so
the partial prolonged injury pattern on MRI, which suggests an insult
occurring over several hours must point to an injury
that predated
this admission, whereas the acute profound injury pattern is in
keeping with a major insult that according to Janet
Rennie and Lewis
Rosenbloom and Joseph Pasternak and Michael Gory usually occurs
towards the end of labour. It is impossible to
know which injury
caused the most damage in this case.
What
is clear though is the acute profound injury could have happened
whilst plans to perform the vacuum extraction were being made,
and
which therefore could have been neither anticipated nor
prevented
.’
[34]
(Original footnotes omitted, my emphasis.)
[30]
He relied on the following references:
‘
Ref:
1
Review:
How long have we got to get the baby out? A review of the effects of
acute and profound intrapartum hypoxia and ischaemia.
Janet
Rennie and Lewis Rosenbloom. The obstetrician & Gynaecologist
2011:13.169-174
2
The
Syndrome of Acute Near-Total Intrauterine Asphyxia in the Term
Infant.
Joseph
F Pasternak and Michael T. Gory. Pediatr Neurol 1998; 18:
391-398.
’
[35]
[31]
Dr Archer further stated that from a:
‘
.
. . liability perspective, an injury that occurred during the
antepartum period should not be considered the result of negligence,
and likewise an HI injury resulting in an acute profound pattern
sustained very late in labour, would on the balance of probability
have occurred so late and with such impact as to be rendered
unavoidable’.
[36]
[32]
Dr McLynn disagrees with Dr Archer on the basis that some injuries
will occur in the antepartum period devoid of liability
and some will
not. He also disagrees with Dr Archer’s opinion in that the
injury could have occurred at a very late stage
and that it could not
have been prevented. He never substantiated his opinion by referring
to any authorities or data.
[33]
I consider it is necessary to quote from the references relied on by
Dr Archer in more detail. Dr Archer’s opinion is
supported by
the authors Rennie and Rosenbloom
[37]
where they state:
‘
Acute
profound or acute near-total brain injury
Evidence
of the way that the mature human baby reacts to hypoxia combined with
ischaemia has now accrued from relatively large numbers
of MRIs from
babies in the neonatal period and beyond. There are two basic
patterns of damage seen as a result of intrapartum hypoxic
ischaemia
at term. The first pattern is usually termed acute profound damage. .
.
[38]
The
areas of the brain that were damaged after this catastrophic asphyxia
insult included the basal ganglia and thalami together
with the
inferior colliculi. . .
[39]
Children
with longer insults tended to have damage both to the deep grey
matter and to the subcortical white matter. Barkovich’s
group
in San Francisco have impressive experience of MRI, studying over
6000 cases of neonatal encephalopathy in term and near-term
babies.
Their carefully performed and sequential MRI studies, which include
spectroscopy, were targeted at determining when the
insult occurred,
not how long it lasted. These interesting serial studies show that
some babies probably sustain their brain damage
2-3 days before birth
but they do not shed much light on the duration of insult required to
damage the neonatal brain. . .
[40]
While
there is clear variability both in the fetal reserve and in the
duration and degree of the insult, we are now of the opinion
that the
concept that damage begins to accrue after 10 minutes of an acute
profound hypoxic ischaemic insult, originally constructed
from the
results of the work of Windle and Myers. . . .’
[41]
[34]
The
radiologists’ joint minute,
[42]
prepared by the expert radiologists Prof J Lotz and Dr D Reitz
reflects
that there is ‘a mixed pattern of acute profound (central) and
prolonged partial (peripheral) hypoxic ischaemic injury’
as per
the Magnetic Resonance Imaging (MRI) brain scan. The two experts also
agree that the MRI findings suggests that inflammatory
or infective
causes are unlikely as causes of E’s brain damage. Neither of
the two experts were called by the parties.
[35]
The
expert paediatricians, Drs P Moodley and Y Kara, filed a joint
minute
[43]
and agreed that E:
‘
.
. . was delivered by vacuum extraction, was resuscitated at birth and
there was evidence of a moderately severe encephalopathy
after birth
with convulsions. Head cooling was commenced. The admission diagnosis
was HIE.’
They
also agreed that there was no evidence of dysmorphism. They agreed
that:
‘
[t]he
probable cause for the cerebral palsy is an intrapartum hypoxic
ischemic injury noting poor progress in labour, vacuum extraction,
resuscitation at birth, encephalopathy after birth, multiple organ
injury, post natal microcephaly’.
[36]
They disagreed on whether E had scoliosis and lumbar lordosis. Dr
Kara opined that E did, and Dr Moodley opined that E had
no
scoliosis.
[37]
From the contents of the joint minutes prepared by all of the experts
it is evident:
(a)
The pattern of E’s injury is a mixed injury of acute profound
and partial prolonged.
(b)
The plaintiff’s pregnancy was without major complications and
she was managed as low
risk.
[38]
What remained in dispute between the experts was:
(a)
Whether the plaintiff received sub-standard care during her labour
process due
to insufficient observations of the foetal or maternal
condition, and more importantly, whether the care that was exercised
was
below the standard and norms prescribed and set out in the
Maternity Guidelines. In issue is the factual cause of harm suffered
by E and whether the defendant’s employees failed to prevent
the harm.
(b)
The identification of the damage causing event, the timing of its
occurrence,
and whether it was accompanied by negligence on the part
of the defendant’s employees causally linked to the negligent
conduct.
Evidence
[39]
I shall now turn to the evidence adduced during the trial. The
plaintiff testified and confirmed that her daughter, E, was
born at
the hospital on 20 July 2011. According to her, when she went to
urinate at approximately 04h30 on 19 July 2011, she saw
a reddish
fluid and felt pains coming and going from her stomach to her back.
She then decided to go to the clinic where she was
transferred to the
hospital to be attended to. She estimated that she arrived at the
hospital at 14h30 and was examined by the
nurses and a doctor. At
about 20h00, she was taken from the maternity ward and placed in the
labour ward where she was examined
by a nurse who also put a CTG belt
on her.
[40]
It appears from the plaintiff’s testimony that the belt was the
CTG belt. The obstetricians’ experts explained
that the CTG
monitoring is an electronic recording of the heartrate of the foetus.
There is an audible noise of the foetal heart
rate and the machine
gives a printout, called a CTG trace, which is a graphical print of
the results of the CTG monitor. The trace
reflects the foetal heart
rate and also the mother’s uterine contractions.
[41]
The plaintiff’s evidence was that she was alone until midnight.
A nurse then returned and said that she was not ready
to give birth,
so she gave her an injection
[44]
to sleep. In the early hours of the morning of 20 July 2011 the nurse
came back accompanied by an doctor, who then attended to
her.
[45]
[42]
This doctor gave orders and asked that a machine be brought, which
was then inserted in her and switched on. By the third time
of using
the machine, E was delivered. Before she even had a chance to see E,
the nursing staff took E away to another part of
the hospital. When
the morning staff commenced their shift, she went to one of the
nurses and asked whether she had given birth
to a boy or girl. She
was instructed to go and fetch her own file and bring it to the
nurses. Hereafter, she was informed that
E was a girl and that she
was in the nursery. She was then taken to the post-natal ward without
seeing E. Three weeks later, she
and E were discharged from the
hospital
. For her six-month check-up, the plaintiff took E to
the Ngwelezana Hospital where she was informed that E suffers from
cerebral
palsy
[43]
The plaintiff’s first expert, Dr McLynn, confirmed his report
contained in Bundle B. He viewed the following two points
as
significant when the plaintiff was first examined, namely:
(a)
The urine blood.
(b)
That she was 2 cms dilated at 07h00 on 19 July 2011.
He,
however, considered the start of the labour as 21h00 on 18 July 2011.
This fact is not in accordance with the viva voce evidence
of the
plaintiff who stated that she went into labour at 04h30 on 19 July
2011. I shall return to the commencement of the labour
later in this
judgment.
[44]
Dr McLynn opined that labour starts ‘when the mother starts to
attain or experience regular contractions, and that’s
associated with dilation of the cervix’. The fact that the
foetal heart rate was 140/B/M was a reassuring sign to him, since
it
is the standard foetal heart rate of a mature baby. He disagreed with
the diagnosis that the plaintiff was a ‘low risk’
patient. In his opinion, as a primigravida, she carried increased
risks over and above women who have babies for the second, third
or
fourth time.
[45]
According to him, the Maternity Guidelines require the personnel
overseeing a childbirth to examine the patient every four
hours. The
plaintiff, however, had not been examined in five hours at one stage
of the labour. His evidence was that the plaintiff’s
dilation
from 4 to 8 cms was rapid. He emphasised that the Maternity
Guidelines define active labour to commence when there is
a 4 cm
dilation, whereafter the mother must be monitored two hourly.
[46]
He opined that the partogram
[46]
appears to be suspicious as some information has been rubbed out.
According to him, the partogram shows that the plaintiff progressed
from 4 to 8 cms in a matter of two hours, which is unusual for a
primigravida. E was born flat, which means that she was not breathing
properly, and the Apgar score of 3 out of 10 is a very low score.
[47]
According to his calculations the birth lasted 32 hours and 35
minutes, which exceeds the general time of ± 18 hours
for a
primigravida. In his view, it was a delayed - prolonged labour. Dr
McLynn’s calculation was, however, based on a clinical
note and
not on the plaintiff’s factual evidence, which revealed that
she commenced labour at 04h30 in the morning of 19
July 2011.
[47]
I shall return to this contradiction in the evaluation of the
evidence.
[48]
In cross-examination Dr McLynn was challenged on his opinion that the
latent phase
[48]
was
prolonged, especially since the defendant’s expert is of the
opinion that there was false labour. His response was that
Dr Archer
misinterpreted the hospital records. He was questioned on any
suspicious manipulation of the partogram, especially where
the entry
of 6 cms was erased at 24h00 and marked as 8 cms. He contended that
the erasure was unusual but not ‘suspicious’.
On further
probing by counsel for the defendant regarding his ill-founded
suspicion, his response was, ‘I’m just saying
that it is
unusual and it’s suspicious, ja.’
[49]
[49]
He was asked to give his opinion on what he regarded as false labour.
He responded that labour depends on two entities:
(a)
That there is a change in the texture of the cervix.
(b)
That the patient is having regular uterine contractions.
In
his view, the fact that there was effacement and that the plaintiff
was 2 cms dilated means that Dr Archer is wrong in stating
that the
plaintiff presented with false labour. It was put to Dr McLynn that
his opinion ‘that there was evidence of
cephalopelvic disproportion
and. . . caput
moulding’
was unfounded and speculative.
[50]
He conceded that it is speculative. Importantly, he agreed that the
vacuum extraction in this case was an appropriate intervention
by the
medical staff, but that it was exercised at the wrong time.
[50]
When questioned on the time that the injuries occurred, he opined,
correctly in my view, that the radiologists are the best
suited
experts to express an opinion on the timing of the injuries. In his
view, the limitations for an acute profound injury are
‘somewhere
in the region of about three to four hours, and the other is in the
region of about 10 to 12 hours’, but
he agreed that he is no
expert in the sub-speciality of radiology.
[51]
When asked on whether an earlier intervention, like a caesarean
section, would have prevented the injury to E, he stated that it
would not have ‘prevented’ it, but would have been more
beneficial. This concession by Dr McLynn is important since
the
plaintiff averred in the particulars of claim that the defendant was
negligent, in that it failed to take steps to deliver
E by emergency
caesarean section. This averment was not supported by the evidence of
the plaintiff’s own expert.
[51]
In his view, the standard labour ward obstetric practice would have
mandated an identification of why the first stage of the
labour was
delayed. More so because the labour dragged on until a crisis evolved
that resulted in the vacuum extraction. It is
necessary once more to
state that Dr McLynn was relying on the wrong time for the
commencement of labour. In order to determine
whether there is any
undue delay, the time of the start of the labour should be taken into
account along with the timing of the
delivery, and whether the period
is excessive.
[52]
The second expert called by the plaintiff was Dr Kara. He filed a
joint minute with the defendant’s paediatrician in
which both
of them concluded that the probable cause for E’s cerebral
palsy was an intrapartum hypoxic ischemic injury, as
stated earlier
in this judgment.
[53]
Dr Kara opined that the injury suffered by E was not a true acute
profound injury, but rather an extension of a prolonged partial
injury. In his view, it was the extended prolonged partial injury
that had led to the damage of the basal ganglia and thalamus
of the
brain.
[54]
This opinion was not proffered by Dr Kara in his medico-legal
report
[52]
nor in the joint
minute filed. In his report he concluded that:
(a)
E was born at term, was not growth retarded, had a normal head size
at birth, was flat,
floppy, and had moderate respiratory distress at
birth and had to be resuscitated. The attending paediatrician
diagnosed her as
HIE grade 2.
(b)
E had convulsions and other features
of encephalopathy that lasted several days and there appears
to be no
other cause for the encephalopathy other than hypoxic ischemic
injury.
(c)
There is adequate evidence to link the
brain injury and cerebral palsy to intrapartum events
since there is
reasonable fulfilment of the ACOG and Volpes’ criteria.
[55]
Inasmuch as there was no confirmed foetal distress at labour, his
opinion was that it is probable that there was foetal distress.
Dr
Kara did not offer a factual foundation for this opinion. In fact the
Maternity Guidelines lists the following signs as fetal
distress:
(a)
Baseline fetal heart rate ≥ 160 beats per minute;
(b)
Baseline fetal heart rate < 110 beats per minute;
(c)
Variability persistently < 5 beats per minute on CTG, in the
absence of sedating drugs;
(d)
Late decelerations of fetal heart rate.
He
did not identify these signs. Originally Dr Kara in his report stated
that there is an ‘inability to confirm foetal compromise
in
labour (due to lack of foetal CTG traces) but it is probable that it
is present.’
[56]
Dr Kara clearly ventured into the domain of the radiologists,
neurologists and obstetricians. His evidence has to be weighed
against the evidence of the radiologists as contained in the joint
minute discussed earlier. Not only were Dr Kara’s opinions
not
contained in his report, they were also not in the joint minute filed
by him. The opinions not based on his expertise remain
speculative
and are not of any real assistance in this matter.
[57]
This concluded the evidence on behalf of the plaintiff.
[58]
The defendant adduced the evidence of Drs Archer, Govender and Popa.
Dr Archer’s opinions, as per the joint minute filed
and
contained in his report, were dealt with earlier in this judgment.
[59]
Dr Archer’s opinion was that intervention in the latent phase
of labour does not require any intervention beyond checking
on the
mother and child and establishing that the mother is fine, and if
necessary, providing her with adequate analgesia. He explained
that
it was probable that the plaintiff remained dilated at 2 cms for some
time because it was not a true latent phase of labour,
and in all
likelihood an expression of false labour, which is fairly common
amongst woman in their first pregnancy.
[60]
Under cross-examination, he stated that it was irrelevant to the
outcome of the case that nothing was done during the prolonged
latent
phase since it did not impact on the outcome. He based his opinion on
the fact that there were no signs of foetal distress
during the first
stage (latent and active phase) or during the second stage of labour.
He further stated under cross-examination
that the acute profound
damage probably occurred very late, possibly around 04h50. The
delivery took place 45 minutes later.
[61]
In cross-examination he was asked whether the injury suffered by baby
E would have been foreseen during the labour process
in circumstances
where monitoring was done. His response was that E was born severely
asphyxiated, so he does not believe that
when they tried to deliver E
they would have been aware of that. In fact, even if they had been
aware of it there was absolutely
no way that they could have
delivered the her any quicker than they actually did.
[62]
Dr Govender was called not to give expert testimony but to deal with
the facts relating to the CTGs that were previously in
the hospital
file and then went missing. She confirmed her knowledge of the
contents of the file as she had previously prepared
an opinion in
relation to the plaintiff’s claim. She was provided with
the file by Dr Popa, the medical manager of
the hospital. Dr Govender
made no entries in the clinical records but could confirm that the
clinical records of the plaintiff
and the CTGs were in the file and
that she had made a note on the CTGs. As head of Obstetrics at the
very same hospital she could
also confirm that the CTG machines used
at the hospital are old
models
which require staff to physically enter the name of the patient on
the CTG printout.
[63]
She was asked to respond to Dr Popa’s earlier affidavit, which
states that no CTGs could be found in the file. She explained
that
she wrote her report in February 2016, and that when she reviewed the
documents for purposes of her report, the same CTGs
were in the file.
She also testified that Dr Popa retired at the end of April 2019.
[64]
Dr Popa was the medical manager of the hospital from 1 October 2010
to 1 May 2019, prior to her retiring. She confirmed that
she deposed
to an affidavit on 11 April 2019 stating that she could not locate
the plaintiff’s file. She assumed it was misplaced
because
eventually it was located. A number of files had been re-arranged and
placed in a new filing cabinet, so when she looked
for the file it
could not be found hence her affidavit. She testified that the
hospital serves a big catchment area and that they
attend to
approximately 8 000 to 9 000 births per year. This concluded the
evidence on behalf of the
defendant.
Evaluation
[65]
Whilst E undoubtedly suffers from one of the most serious and
heart-breaking conditions, this court is mindful in its evaluation
that the plaintiff has to discharge her burden of proof and that this
court is duty bound to consider all of the facts and issues
objectively and impartially.
[66]
The mixed pattern of injury as identified by the radiologists renders
this case more complex than others. Any omission of the
defendant’s
employees needs to be causally linked to E’s condition in order
for this court to find the defendant liable
to compensate the
plaintiff. In
Medi-Clinic
Ltd v Vermeulen,
[53]
the SCA held:
‘
In
conclusion,
the
plaintiff has suffered such terrible consequences that there is a
natural feeling that he should be compensated
.
But, as Denning LJ correctly remarked in
Roe
v Ministry of Health
[1954]
2 All ER 131
(CA) at 139:
“
But
we
should be doing a disservice to the community at large if we were to
impose liability on hospitals and doctors for everything
that happens
to go wrong
.
Doctors would be led to think more of their own safety than of the
good of their patients. Initiative would be stifled and confidence
shaken. A proper sense of proportion requires us to have regard to
the conditions in which hospitals and doctors have to work.
We must
insist on due care for the patient at every point, but we must not
condemn as negligence that which is only a misadventure.”’
[54]
(My emphasis.)
[67]
In determining the most probable cause of E’s cerebral palsy it
is necessary to assess the facts as presented, and the
objective
opinions of the experts who testified on behalf of the plaintiff and
the defendant. It is therefore important that the
opinions should be
based on existing facts.
[55]
This brings me back to the time when the plaintiff went into labour.
[68]
The plaintiff’s obstetrician regarded the latent phase of the
labour as prolonged, and as an obstetric expert, considered
the
labour to have been in the region of 32 hours. Both counsel were
asked during the writing of the judgment to make further
supplementary submissions since the plaintiff’s viva voca
evidence contradicts a clinical note found in the plaintiff’s
bundle that the labour commenced at 21h00 on 18 July 2011.
[69]
The plaintiff filed supplementary heads. It was submitted therein
that the plaintiff was not asked any questions regarding
the entry in
the medical records that reported that she had experienced labour
pains since 21h00 on 18 July 2011. However, the
plaintiff’s own
senior counsel lead her evidence and must have been aware that Dr
McLynn expressed an opinion that the latent
phase was prolonged since
labour commenced on 18 July 2011. No questions were asked by
plaintiff’s counsel about her certainty
regarding the onset of
labour. In essence, it has been submitted that this court should find
that the clinical record that was
made on 19 July 2011 by a person
not called as a witness should be preferred above the plaintiff’s
direct evidence.
[70]
In my view, the direct evidence from the plaintiff as E’s
mother is the best evidence to consider regarding the onset
of
labour. There can be no better evidence than from the woman who was
experiencing the labour pains to testify about them. This
is what the
plaintiff said:
‘
Mr
Pillay
Just a moment, Mr Interpreter. I want to know why you decided to
leave and go to the clinic
in the first place. --- M’Lady, I
had woken up at night, I had gone to urinate. There was something
that was reddish or bloodish
in colour and some fluid of some sort
that came out of me, and these are, amongst others, things that I had
been told if this should
be seen I must then go to the clinic.
Were
there any other signs you experienced that night? ---M’Lady, I
had experienced pains …[intervention]
Interpreter
The witness indicates in the stomach. --- towards my back. I must,
however, state the signs were
not intense by then.
Mr
Pillay
Yes. When you say, “
by then”,
are you able to give us any indication of time? When did this blood
appear, when did these pains happen? --- M’Lady,
I estimate it
must have been at about half past four. It is as a result of these
pains that I got up and got myself to go and urinate,
and then I saw
and observed things that I had already explained
.
Yes.
Now when you say, “half past four”, was that half past
four at night, in other words in the early hours of the
morning? ---
Yes, it was still in the morning, very early in the morning
.
Yes.
Now did these pains – before you got to the clinic tell us
about that pain, did it come and go, was it continuous?
---
M’Lady, what prompted me to go to the clinic was having the
pain disappearing and once more coming back, and it was that
on and
off that led me to eventually go to the clinic.
Yes,
so you arrived at the clinic in the morning. --- Yes.
And
we know they tested you at the clinic
.
---Yes.’ (My emphasis.)
[71]
The plaintiff was never confused nor uncertain as to when labour
commenced. She is by far the best witness to explain when
she
experienced any pain and contractions. On her version, labour started
on the morning of 19 July 2011 at 04h30. The plaintiff
was a good
witness who never contradicted herself. Her direct evidence must on a
balance of probabilities trump the recordal made
by an unknown
individual at the clinic. The recordal of the labour pains that
started on 18 July 2011 at 21h00 remains hearsay
without any factual
foundation. The plaintiff’s reliance on
Ngobese
v
MEC for Health, KZN
[56]
is misplaced given the circumstances of this case, especially since
the plaintiff testified. The plaintiff’s testimony was
straightforward and is accepted as reliable. On a balance of
probabilities, it is found that the plaintiff went into labour on
19
July 2011 at 04h30.
[72]
In light of the court’s findings that the plaintiff’s
evidence is to be preferred on the issue of the commencement
of the
labour process, it cannot be that the first stage of the labour was
prolonged. Dr McLynn’s opinion regarding
the prolonged
labour is without a factual basis. Reliance was also placed by
plaintiff’s counsel on
Davies
v MEC for Health, KwaZulu-Natal
[57]
where the court accepted that a mixed pattern of injury occurs when
there is a long stage of labour with the partial prolonged
injury
occurring initially and the acute profound injury occurring during
the second stage of labour when there is a crises at
hand. The
decision of the court was however overturned by the full court of
this division.
[58]
[73]
Any management of the plaintiff’s labour must be evaluated
against the factual finding that the latent phase was not
prolonged.
[74]
Counsel for the plaintiff asked that the evidence of Dr Archer, for
the defendant, be rejected where it is contradiction with
the
plaintiff’s experts. This court was also referred to two other
decisions where Dr Archer was criticised. In my view,
it is his
evidence before this court that will be evaluated and considered. Dr
Archer’s opinions in other litigated matters
cannot be accepted
as authoritative or criticised without knowing the full history of
each of the matters and having evaluated
the data and proof on which
his opinions were based. Dr Archer was cross-examined and did not
speculate about facts or data when
he testified. In fact, he made the
necessary concessions and did not venture outside his field of
expertise. The reliance of the
plaintiff on
Khuzwayo
obo SZ Khuzwayo v MEC for Health, KwaZulu-Natal
[59]
to reject his evidence is misplaced. Dr Archer supported his opinions
with authoritative data and his evidence is found to be reliable.
[75]
This brings me to the partogram which is used to note the condition
of the mother and the foetus as well as the progress of
the labour.
No reason was given by the defendant why the authors of the notes
were not called, but, the changes to the partogram
are changes which
at best could be labelled by Dr McLynn as suspicious but not
fraudulent. In fact, it was not shown that the changes
were made to
assist the defendant in its case. The
partogram
showed that the foetal heart rate was monitored every half an hour as
required by the Maternity Guidelines.
[76]
The plaintiff averred that the personnel failed to adequately plot
the partogram which would have alerted them to arising complications
and subsequent danger to the foetus, but this was not proved on a
balance of probabilities.
[77]
I stated earlier that the conclusion reached by Dr McLynn that the
plaintiff’s labour was prolonged was not based on
the evidence
of the plaintiff. The experts on behalf of the plaintiff, as well as
the defendant made a good impression generally.
However, the opinions
that were based on incorrect facts or speculation will be ignored.
Insofar as Dr McLynn relied on an entry
in the medical records which
was not proved, it is found that the evidence does not pass the
requirement test for the acceptance
of opinion evidence as stated in
Oppelt
v Department of Health, Western Cape.
[60]
The evidence of Dr Kara that was outside his field of expertise
suffers the same fate.
[78]
On the evidence before this court it cannot be found that there was a
prolonged period during which the foetal brain was subjected
to
hypoxia. As stated earlier, Dr McLynn incorrectly placed reliance on
an entry in the medical records that the labour commenced
on 18 July
instead of 19 July 2011.
[79]
It is necessary to deal with the plaintiff’s contention that
the CTG traces are inadmissible. Evidently the CTG traces
presented a
problem for the plaintiff since it showed that the foetus was
monitored and there was no foetal distress. Inasmuch
as the CTG
traces were provisionally admitted, when the plaintiff’s
experts testified, this court has to make a decision
on the
admissibility after consideration of all the evidence including
defendant’s witnesses.
[80]
Earlier in this judgment it was found that the plaintiff was a
credible witness. She confirmed that a belt was connected to
her and
that traces were printed during the labour process. Dr Govender
confirmed that the CTG traces produced in court, were the
CTG traces
that she found in the plaintiff’s file. She was not mistaken
about the identity of the traces since she had made
notes on the
traces. The CTG traces bore the name of the plaintiff and they showed
that the machine stopped working at 03h30. The
medical records in
addition confirm that the doptone was used to monitor the foetal
heart rate until 4h30 when the CTG was reactive
again.
[61]
So any suggestion that the traces were falsified or not belonging to
the plaintiff must fail in light of Dr Govender’s evidence.
Counsel for the plaintiff argued that the CTG traces constitute
hearsay evidence since the medical personnel were not called to
testify. This is correct, but it does not mean that the evidence
should be excluded. It is necessary to consider
s 3(1)(
c
)
of the Law of Evidence Amendment Act 45 of 1988 (the LEAA) in dealing
with the hearsay evidence. Firstly, it was the plaintiff
who
requested the CTG traces and who threatened to launch an urgent
application to compel the discovery of the said traces. When
the
traces were produced and showed no foetal distress this court was
asked by the party who requested them, to exclude them as
inadmissible.
[81]
Secondly, all of the experts testified about the CTG traces and were
cross-examined on the issue of monitoring the foetus.
The CTG traces
are therefore very relevant to the issue of monitoring the foetus and
the foetal heart rate. In my view having due
regard to the interests
of justice, these traces should be admitted as admissible evidence.
The partogram also shows that the foetal
heart rate was monitored
until 03h30. No evidence was adduced that the heart rate was not
monitored, and if that is accepted then
it could only be monitored by
the CTG machine or the doptone. The probabilities support the use of
the CTG machine and the fact
that the CTG traces produced were that
of the plaintiff.
[82]
Navsa JA summarised the purpose of the LEAA succinctly in
Makhathini
v Road Accident Fund
:
[62]
‘
[27]
The purpose of the Act is to allow
the
admission of hearsay evidence in circumstances where justice dictates
its reception.
In
Metedad
v National Employers’ General Insurance Co Ltd
1992 (1) SA 494
(W) it was stated as follows at 498I-499G:
“
It
seems to me that the purpose of the amendment was to permit hearsay
evidence in certain circumstances where the application of
rigid and
somewhat archaic principles might frustrate the interests of justice.
The exclusion of the hearsay statement of an otherwise
reliable
person whose testimony cannot be obtained might be a far greater
injustice than any uncertainly which may result from
its admission.
Moreover, the fact that the statement is untested by
cross-examination is a factor to be taken into account in assessing
its probative value. …There is no principle to be extracted
from the Act that it is to be applied only sparingly. On the
contrary, the court is bound to apply it when so required by the
interests of justice.”
In
each case the factors set out in s 3(1)(
c
)
are to be considered in the light of the facts of the case. The
weight to be accorded to such evidence, once it is admitted, in
the
assessment of the totality of the evidence adduced, is a distinct
question.
’
[63]
(My emphasis.)
[83]
Mbha J held in
Giesecke
and Devrient South Africa (Pty) Ltd v Tsogo Sun Holdings (Pty) Ltd
and another
[64]
that it is trite that the rule concerning the inadmissibility of
non-testimonial evidence is more relaxed in civil proceedings
than
criminal proceedings, I agree with this finding. In these proceedings
the medical records
[65]
were
introduced by the plaintiff. These very same records refer to the
monitoring of the foetal heart rate and a CTG machine being
used.
[84]
The SCA in
S
v Ndhlovu and others
[66]
held that prejudice in the context of hearsay evidence would be
limited to the procedural prejudice:
‘
The
suggestion that the prejudice in question might include the
disadvantage ensuing from the hearsay being accorded its just
evidential
weight once admitted must be discountenanced,
however. A just verdict, based on evidence admitted because the
interests of
justice require it, cannot constitute “prejudice”.
In the present case, Goldstein J found it unnecessary to take a final
view, but accepted that “the strengthening of the State case
does constitute prejudice”. That concession to the
proposition in question, in my view, was misplaced.
Where
the interests of justice require the admission of hearsay, the
resultant strengthening of the opposing case cannot count as
prejudice for statutory purposes, since in weighing the interests of
justice the court must already have concluded that the reliability
of
the evidence is such that its admission is necessary and justified
.
If these requisites are fulfilled, the very fact that the hearsay
justifiably strengthens the proponent’s case warrants
its
admission, since its omission would run counter to the interests of
justice.’
[67]
(My emphasis.)
[85]
I am satisfied that the CTG traces, despite being hearsay evidence,
should be allowed in the interests of justice as admissible
evidence.
Dr Archer’s opinion that there was no evidence of any foetal
distress during the latent phase, active phase or
the second stage on
the medical records is far more probable than the evidence adduced by
the plaintiff’s experts.
[86]
This brings me to the question whether there was an acute p
rofound
injury i.e. a sentinel event, such as a ruptured uterus, an abruption
of placenta, cord prolapse or any other form of cessation
of blood
supply to the foetus. This list is not exhaustive. No evidence was
placed before this court that there was such a sentinel
event.
[87]
According to the Maternity Guidelines the latent phase is prolonged
where it exceeds eight hours.
[68]
The plaintiff was admitted to the hospital at 14h00 on 19 July 2011
and commenced the active phase of labour at 22h00, which means
that
the latent phase commenced at 04h30 on 19 July 2011. She was in the
active phase of labour for approximately seven and a half
hours. Dr
McLynn’s evidence was that the latent phase of a primigravida
(which the plaintiff was) is usually between twelve
to fourteen hours
and the active phase between four to six hours. What is clear from
the evidence of Dr McLynn and Dr Archer is
that both experts
estimated the latent phase of a primigravida to exceed the duration
recommended in the Maternity Guidelines.
Having found that the
plaintiff commenced labour at 04h30 on 19 July 2011, it cannot be
found that the plaintiff’s labour
was significantly prolonged
on any account.
[88]
The next question is whether the plaintiff was managed appropriately
during the active phase of labour. It is evident
that the
plaintiff reached the active phase at 22h00 and was then examined at
24h00; 03h00; 03h30; 04h30 and 05h35. The vacuum
extraction followed
at 05h35. Dr Archer’s evidence was that the decision to
intervene was made one hour into the second stage,
and 50 minutes
after the CTG revealed a reactive trace. If the monitor showed any
foetal distress, could the delivery be expected
any sooner? The
evidence before court shows that the doctor on duty applied vacuum
extraction which expedited the delivery.
[89]
If the acute profound injury was suffered whilst the staff were
planning the vacuum extraction, then it ought to have been
proved
that it was to be anticipated in order to prevent it. Importantly, it
was not proved that there was a need to deliver E
earlier as to avoid
damage. Dr McLynn conceded that a caesarean section would not have
prevented the HIE injury suffered.
[69]
[90]
Dr Archer’s version that the acute profound injury probably
occurred very late during the labour process at 04h50 is
more
probable than the evidence of plaintiff’s expert, Dr McLynn. At
that late stage the vacuum extraction was the most expedient
method
to get the baby out. The plaintiff’s own expert Dr McLynn
agreed that the vacuum extraction was the most appropriate
intervention and that a caesarean section would not have prevented
the injury suffered by E.
[91]
I accept that in terms of the Maternity Guidelines the hospital staff
ought to have monitored the plaintiff more frequently
during the
active phase. But can it be said that their failure resulted in such
a risk that caused the brain damage suffered by
E? The short answer
is ‘no’ as it was not proved that there were any warnings
of a sentinel event.
[70]
There
is, in my view, no causal relationship between the lack of monitoring
of the plaintiff in the active phase and the
harm caused to E.
The plaintiff has failed to prove on the objective facts that the
defendant’s lack of monitoring caused
the damage suffered.
[92]
The following question must be asked:
‘
[W]ould
the brain damage have been avoided if the hospital staff had properly
monitored the mother and foetus and had acted appropriately
on the
results? If so, factual causation is established.
If
not factual causation has not been established and one is left with
only wrongful conduct without proof that it caused harm
suffered
.’
[71]
(My emphasis.)
[93]
In
casu
the
source of the harm is not known and has not been established. No
factual cause was proved. The Constitutional Court in
Mashongwa
v Passager Rail Agency of South Africa
[72]
held:
‘
Lee
never
sought to replace the pre-existing approach to factual causation. It
adopted an approach to causation premised on the flexibility
that has
always been recognised in the traditional approach. It is
particularly apt where the harm that has ensued is closely connected
to an omission of a defendant that carries the duty to prevent the
harm.
Regard
being had to all the facts, the question is whether the harm would
nevertheless have ensued, even if the omission had not
occurred.
However, where the traditional but-for test is adequate to establish
a causal link it may not be necessary, as in the
present case, to
resort to the
Lee
test
.’
[73]
(My
emphasis.)
[94]
I am not persuaded on the facts that the injury to E was caused by
the conduct of the personnel working at the hospital. In
the result I
find that the plaintiff has failed to prove, on a balance of
probabilities, causative negligence on the part of the
defendant’s
medical staff working at the hospital, and accordingly the action
must fail.
[95]
With regard to costs, costs generally follow the result. What struck
me as immensely insensitive in this matter is the treatment
that the
plaintiff received from the staff after her baby, E, was born with
brain damage. This new mother having had an episiotomy
and having
experienced a difficult birth was told by the staff to go and fetch
her own file.
[74]
At this time
she was merely enquiring about the sex of her child. Furthermore, the
personnel ought to have exercised greater care
in the completion of
the partogram. In my view, any changes ought to have been initialled
so that the individual in charge could
be identified at a later
stage. There ought to have been a greater focus on the Maternity
Guidelines, notwithstanding that they
were only guidelines. I would
have expected a more diligent search to have been conducted by the
hospital staff in locating the
file and the records in the file than
what was executed in this matter. In my view the plaintiff should not
be mulcted with costs.
Inasmuch as the plaintiff has failed to prove
her case on a balance of probabilities, I am not disposed to make a
costs order against
her in light of some of the factors I have
identified. These factors did not cause or contribute to the injury
suffered but they
do impact on the issue of costs.
Order
[96]
The following order shall issue:
1.
The plaintiff’s claim is dismissed.
2.
There is no order as to costs.
Steyn
J
APPEARANCES
Counsel
for the plaintiff
: Mr VI Gajoo SC
Instructed
by
: Justice Reichlin Ramsamy Attorneys
Suite 1403, 14
th
Floor
Metlife Building
391 Anton Lembede Street
Durban
Ref: JRR/mm/K418
Counsel
for the defendant
:
Mr V Naidu
Instructed
by
: State Attorney (KZN)
6
th
Floor, Metlife Building
391
Anton Lembede Street
Durban
Ref: 24/003959/13/K/P13
Mr P Kevan
Date
of Hearing
: 26 February 2021
Date
of Judgment
:
09 February 2022
[1]
M.
v MEC for Health, Eastern Cape
(699/17)
[2018] ZASCA 141
(1 October 2018), para 45.
[2]
Ibid.
[3]
A
woman who had no previous deliveries.
[4]
That is, a fully developed pregnancy.
[5]
See
Van
Wyk v Lewis
1924
AD 438
at 444.
[6]
Lee v
Minster for Correctional Services
2013
(2) SA 144 (CC).
[7]
Ibid para 39.
[8]
M
.
v MEC for Health
,
supra,
note 1, para 65.
[9]
The
Member of the Executive Council, Department of Health, North West v
NAM obo TN
(035/2020)
[2021] ZASCA 105
(26 July 2021).
[10]
Ibid
para 20.
[11]
HAL obo
MML v MEC for Health, Free
State
(Case no 1021/2019)
[2021] ZASCA 149
(22 October 2021).
[12]
In
Miller
v Minister of Pensions
[1947]
2 All ER 372
(KB) at 374A-B, Lord Denning analysed the distinction
between succeeding on a balance of probabilities and failing on a
balance
of probabilities as follows: ‘If the evidence is such
that the tribunal can say: “We think it more probable than
not,” the burden is discharged, but, if the probabilities are
equal, it is not.’
[13]
Michael
& another v Linksfield Park Clinic (Pty) Ltd & another
2001 (3) SA 1188
(SCA).
[14]
Ibid
paras 36, 37, 39 and 40.
[15]
Van
Wyk v Lewis
supra
note 5, at 444 (my emphasis).
[16]
BEE v
Road Accident Fund
2018
(4) SA 366
(SCA).
[17]
Ibid
para 73.
[18]
Bolitho
v City and Hackney Health Authority
[1998]
AC 232 (HL).
[19]
Ibid
at
241G-242B.
[20]
Pricewaterhousecoopers
Inc v National Potato Co-Operative Ltd
2015
JDR 0371 (SCA).
[21]
Ibid
para 97.
[22]
AM
& another v MEC for Health, Western Cape
2021
(3) SA 337 (SCA).
[23]
Ibid
para 17.
[24]
The
Member of the Executive Council for Health, Eastern Cape v DL obo AL
(Case
no 117/2020)
[2021] ZASCA 68
(03 June 2021).
[25]
Ibid
para 9.
[26]
AN
obo EN v Member of Executive Council for Health, Eastern Cape
[2019]
4 All SA 1 (SCA).
[27]
Ibid
para 4.
[28]
See
The
Department of Health
Guidelines
for Maternity Care in South Africa 3 ed (2007) and the discussion of
labour at 34-55.
[29]
See
joint minute between Dr D.M. McLynn and Dr C. Archer – Expert
Obstetricians and Gynaecologists, Bundle A at 11-14.
[30]
See
Exh F, The Department of Health Guidelines for Maternity Care in
South Africa 3 ed (2007).
[31]
Joint minute between Dr D.M. McLynn and Dr C. Archer – Expert
Obstetricians and Gynaecologists, Bundle A at 11-12.
[32]
Ibid at 12.
[33]
Ibid at 13.
[34]
Ibid.
[35]
Ibid.
[36]
Ibid.
[37]
See
J Rennie and L Rosenbloom ‘How long have we got to get the
baby out? A review of the effects of acute and profound
intrapartum hypoxia and ischaemia’ (2011) 13
The
Obstetrician & Gynaecologist
169-174.
[38]
Ibid at 170.
[39]
Ibid at 171.
[40]
Original footnote omitted, Ibid at 173.
[41]
Ibid at 174.
[42]
See
joint minute between Prof J.W. Lotz and Dr Reitz – Expert
Radiologists, Bundle A at 7-8.
[43]
See joint minute between Dr Kara and Dr Moodley – Expert
Paediatricians, Bundle A at
3-4.
[44]
The
medical records show that she received pethidine.
[45]
None of the doctors or nursing staff that examined the plaintiff or
attended to her during the labour process testified when
the
defendant called its witnesses.
[46]
See
Exh E, the partogram of Mbali Khumalo.
[47]
See
transcript at 4 lines 4-6.
[48]
The
latent phase in terms of the Maternity Guidelines (supra note 27) at
36, requires the following routine monitoring:
·
‘
Blood pressure and pulse rate 4 hourly
·
Temperature 4 hourly
·
Uterine contractions 2 hourly
·
Fetal heart rate 2 hourly
·
Vaginal examination 4 hourly’.
[49]
See transcript at 67 lines 18-19.
[50]
See transcript at 84 lines 11-15.
[51]
See transcript at 98 lines 21-22.
[52]
See medico-legal report by Dr Yatish Kara – Paediatrician,
Bundle B at 15-27.
[53]
Medi-Clinic
Ltd v Vermeulen
2015
(1) SA 241 (SCA).
[54]
Ibid
para 33.
[55]
See
Stock
v Stock
1981
(3) SA 1280
(A) at 1296E-F.
[56]
Ngobese
v MEC for Health, KZN
[2019]
JOL 43767 (KZP).
[57]
Davies
v MEC for Health for the Province of KwaZulu-Natal
2019
(JDR) 0500 (KZP).
[58]
MEC for
Health for the Province of KwaZulu-Natal v Davies
2021 JDR 1257 (KZP)
.
[59]
Khuzwayo
obo SZ Khuzwayo v MEC for Health, KwaZulu-Natal
unreported
case no 13820/14) dated 9 April 2018.
[60]
Oppelt
v Department of Health, Western Cape
2016
(1) SA 325
(CC).
[61]
See
page 6 Bundle H.
[62]
Makhathini
v Road Accident Fund
2002
(1) SA 511
(SCA); also see
Savoi
and others v National Director of Public Prosecutions and another
2014
(1) SACR 545
(CC) paras 44, 46 and 49.
[63]
Ibid para 27.
[64]
Giesecke
and Devrient South Africa (Pty) Ltd v Tsogo Sun Holdings (Pty) Ltd
and another
05/27893
(2010) ZAGPJHC 41 (25 May 2010), para 38.
[65]
See
Bundle H.
[66]
S
v Ndhlovu and others
2002
(2) SACR 325 (SCA).
[67]
Ibid
para 50.
[68]
See
Maternity Guidelines at 44.
[69]
See
para 50 of this judgment.
[70]
See
AN
obo EN v Member of the Executive Council for Health, Eastern Cape
[2019]
4 All SA 1
(SCA) para 26.
[71]
Ibid
para 8.
[72]
Mashongwa
v Passenger Rail Agency of South Africa
2016
(3) SA 528 (CC).
[73]
Ibid para 65.
[74]
See
para 42 of this judgment.
sino noindex
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