Case Law[2023] ZALCC 35South Africa
Mpofana Community Land Claimants and Another v Regional Land Claims Commissioner Kwazulu-Natal Province and Others (LCC 164/2021C ; LCC 164/2021) [2023] ZALCC 35 (9 October 2023)
Land Claims Court of South Africa
9 October 2023
Headnotes
AT RANDBURG
Judgment
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## Mpofana Community Land Claimants and Another v Regional Land Claims Commissioner Kwazulu-Natal Province and Others (LCC 164/2021C ; LCC 164/2021) [2023] ZALCC 35 (9 October 2023)
Mpofana Community Land Claimants and Another v Regional Land Claims Commissioner Kwazulu-Natal Province and Others (LCC 164/2021C ; LCC 164/2021) [2023] ZALCC 35 (9 October 2023)
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sino date 9 October 2023
IN THE LAND CLAIMS
COURT OF SOUTH AFRICA
HELD AT RANDBURG
CASE NO: LCC 164/2021C
REPORTABLE
OF INTREST TO OTHER
JUDGES
REVISED
In
the matter between:
MPOFANA
COMMUNITY LAND CLAIMANTS
(aka
AMANGWE 2)
First
applicant
JONNY
SITHOLE
Second
applicant
and
THE
REGIONAL LAND CLAIMS COMMISIONER
KWAZULU-NATAL
PROVINCE
First
respondent
THE
CHIEF LAND CLAIMSCOMMMISIONER
Second
respondent
THE MINISTER OF
AGRICULTURE, RURAL
DEVELOPMENT AND
LAND REFORM
Third
respondent
CASE NO: LCC 164/2021
In the matter between:
MPOFANA
COMMUNITY LAND CLAIMANTS
(aka
AMANGWE 2)
First
applicant
JONNY
SITHOLE
Second
applicant
And
THE
REGIONAL LAND CLAIMS COMMISIONER
KWAZULU-NATAL
PROVINCE
First
respondent
THE REGIONAL LAND
CLAIMS COMMISIONER
KWAZULU-NATAL
PROVINCE
First
respondent
LEBYANE HARRY
MAPHUTA
Second
respondent
THE CHIEF LAND
CLAIMSCOMMMISIONER
Third
respondent
THE MINISTER OF
AGRICULTURE, RURAL
DEVELOPMENT
AND LAND REFORM
Fourth
respondent
COWEN
J
1.
There are two
applications before me, which were argued together on 1 September
2023. The first is an application to rescind
an order that this
Court granted on 21 June 2023 (the June 2023 compliance order).
[1]
The second is a contempt of court application directed at those
responsible for complying with the June 2023 compliance order
and the
prior order of my brother Justice Ncube dated 29 November 2021 (the
2021 order). The June 2023 compliance order is
directed at
ensuring compliance with the 2021 order and I will refer to the
proceedings that led to its grant as the compliance
proceedings.
2. The applications
concern a dispute between the Mpofana Community Land Claimants (the
Mpofana Community) and a Mr Jonny
Sithole – in whose favour the
2021 order and the June 2023 compliance order were granted –
and the Regional Land Claims
Commissioner (KwaZulu-Natal) (the
Regional Commissioner). The dispute concerns the duty of the
Regional Commissioner to publish
the land claim of the Mpofana
Community in the Government Gazette in terms of section 11(1) of the
Restitution of Land Rights Act
22 of 1994 (the Restitution Act).
3. The 2021 order
was sought and obtained by the Mpofana Community and Mr Sithole as
applicants. Its primary import
was to require the Regional
Commissioner (the first respondent in those proceedings) to publish
the land claim of the Mpofana Community
in the Government Gazette.
For convenience, I recite the material terms in full:
‘
5. The
[Regional Commissioner’s] ongoing and persistent failure to
cause notice of the land claim lodged by [Mpofana
Community] to be
published in the Gazette notice in terms of section 11(1) of the
[Restitution Act] is hereby declared to be inconsistent
with the
Constitution, particularly section 9, 10, 25(7), 33, 195 and 237.
6. The
decision or action of the [Regional Commissioner] in failing to
publish or to take a decision to publish the
land claim lodged by the
Mpofana Community in the Gazette notice is hereby reviewed and set
aside.
7. The
[Regional Commissioner is ordered] to cause notice of the claim
lodged by the First Applicant to be published
in the Government
Gazette, within thirty (30) days of this Order.
8. The [Regional
Commissioner], within five (5) days after the Notice referred to in
prayer 7 above [is ordered to] advise
the owners of the land claimed
by the [Mpofana Community] and any other party which the [Regional
Commissioner] is of the opinion
… might be interested in the
claim, that the land claimed by the Mpofana Community has been
published in [the Gazette].
9. The Regional
Commissioner is ordered to make available the following information
to the Mpofana Community, namely:
9.1 Gazette
Notices
9.2 Research
Reports
9.3 Validation
Report
9.4 Verification
Report.’
4.
The central import of the
June 2023 compliance order, also sought and obtained by the Mpofana
Community and Mr Sithole, was to require
the Regional Commissioner to
comply with the 2021 order within ten (10) days of the date of that
order. The June 2023 compliance
order was granted in
circumstances where it was common cause that the Regional
Commissioner had not complied with paragraphs 5
to 8 of the 2021
order, which had been immediately enforceable.
[2]
The reason the Regional Commissioner gave for non-compliance
was that after the 2021 order was granted, he had caused the
Mpofana
Community land claim to be researched and investigated and after
receipt of the research report, he decided that the claim
should be
dismissed in terms of section 11(3) of the Restitution Act.
[3]
In the result, he said, there was no claim to publish and if the
Mpofana Community wanted the order enforced it must first review
and
set aside his decision. The reasons for the Court’s
decision directing compliance are contained in my judgment
of 21 July
2023 (the July 2023 judgment).
5. I also recite
the terms of the June 2023 compliance order in full:
‘
1. The [Regional
Commissioner] is directed to comply with the order of this Court
dated 29 November 2021 within ten (10) days of
the date of this order
by:
1.1 Causing notice of the
claim lodged by the [Mpofana Community] to be published in the
Government Gazette;
1.2 Within 5 (five) days
of its publication, advising the owners of the land claimed by the
[Mpofana Community] or any other party
which the [Regional
Commissioner] is of the opinion might be interested in the claim,
that the land claimed by the [Mpofana Community]
has been published
in the Gazette.
1.3 By making available
the following information to the applicants;
1.3.1 The Gazette
Notices;
1.3.2 The Research
Reports;
1.3.3 The Validation
Report;
1.3.4 The Verification
Report.
1.4 This order must be
complied with irrespective of any decision of the [Regional
Commissioner] taken or communicated in terms
of section 11(3) of [the
Restitution Act.]
1.5 The [Regional
Commissioner] shall pay the applicants’ costs on a party and
party scale.
1.6 The applicants
are granted leave to apply to the Court on the same papers duly
supplemented for further relief in the
event that the order of this
Court is not complied with.’
6. As matters
transpired, the Regional Commissioner did not comply with the June
2023 compliance order and to date has not
complied with the 2021
order. Rather, on 30 June 2023, the Regional Commissioner, the Chief
Land Claims Commissioner (the Commissioner)
and the Minister of
Agriculture, Rural Development and Land Reform (the Minister) applied
to rescind or alternatively to vary the
June 2023 compliance order.
The rescission application is opposed by the Mpofana Community and Mr
Sithole.
7. On 12 July 2023,
the Mpofana Community and Mr Sithole instituted parallel contempt
proceedings. In doing so, they
cited the Regional Commissioner
as first respondent, Mr Lebyane Harry Maphuta (who is the Regional
Commissioner) as second respondent
and the Commissioner and the
Minister as the third and fourth respondents, respectively. The
respondents oppose the contempt application.
8.
Due to the multiplicity
of proceedings, and to avoid confusion, I refer to parties by name
rather than with reference to their party
status. Where convenient, I
refer to the Regional Commissioner, the Commissioner and the Minister
and (when dealing with the contempt
application) Mr Maphuta as the
State parties.
[4]
I deal
first with the rescission / variation application and thereafter the
contempt application.
9. Before doing so,
I deal with a preliminary issue which traverses both applications.
Specifically, a submission on
behalf of the State respondents that
the June 2023 compliance order has replaced the 2021 order and that
there is now only one
order in place, the June 2023 compliance
order. That is not so. The June 2023 compliance order is
directed at requiring
compliance with the 2021 order, which remains a
distinct court order. As matters stand, there is non-compliance
with both
orders. There has at no stage been any attempt to
rescind the 2021 order or to appeal or vary it. As submitted on
behalf
of the Mpofana Community, the State respondents cannot avoid
the consequences of the 2021 order merely because there is now a
compliance
order in place to enforce it.
The
rescission / variation application
10.
The
State parties contend that the June 2023 compliance order should be
rescinded because it was void from inception. In doing
so, they
rely on section 35(11)(b) of the Restitution Act read with
Rule 64
of
the
Land Claims Court Rules.
[5
]
Section 35(11)
provides, in relevant part:
‘
(11)
The
Court may, upon application by any person affected thereby and
subject to the rules made under
section 32
, rescind or vary any order
or judgment granted by it-
(a)
…;
(b)
which
was void from its inception or was obtained by fraud or mistake
common to the parties; …’
11. Specifically, the
State parties contend that the order was void from inception because
this Court did not have jurisdiction
to make the order in
circumstances where the Regional Commissioner had already dismissed
the claim and there was accordingly no
claim to publish.
Specifically, the Court could not make the order as granted which
required publication of the claim irrespective
of any decision
the first respondent had taken or communicated in terms of section
11(3) of the Restitution Act. The
Court had no jurisdiction to
make the order because, it was submitted, its effect is to render
invalid the Regional Commissioner’s
decision to dismiss the
claim in circumstances where there was no application before the
Court to review that decision. The
latter contention is
advanced on the basis that the Court erroneously considered that the
Regional Commissioner had neither taken
a decision to dismiss the
claim nor communicated it.
12. In the alternative,
the State parties contend that the order should be varied to read:
‘
The application
is adjourned sine die pending finalisation of the review application
against the decision of the [Regional Commissioner
to dismiss the
land claim].
’
13.
In
my view, the grounds raised to rescind the order are, in their
nature, grounds to be raised by way of an appeal process.
They
do not point to any absence of jurisdiction nor to any mistake common
to the parties.
[6]
There
is no suggestion of fraud.
14.
On
whether there was a mistake, the State parties contend that the Court
erroneously granted the order on the mistaken understanding
that the
Regional Commissioner had not taken a decision to dismiss the land
claim when he had. In this regard, the July 2023
judgment
records in paragraph 7, that it is not clear whether the decision had
been formally taken, referring to the fact that
while it is stated in
the answering affidavit that a notice of dismissal of the claim had
been issued, purportedly attached, it
was not attached. Mr
Giba, for the State parties, submitted that this was erroneous in
that a notice of dismissal of the
claim, while not attached to the
answering affidavit, was attached to the State parties’
counter-claim albeit only delivered
shortly before the hearing.
Mr Giba submitted further that the Court was also incorrect when
concluding, again in paragraph
7, that the Regional Commissioner had
not communicated any decision to dismiss the claim to the
claimants.
[7]
Reliance was
placed in argument on the notice to dismiss the land claim attached
to the State parties’ counter-claim.
In response, Mr
Mzila submitted that no reliance can be placed on that notice because
on the State parties’ own version,
they had (as alternative
relief in the counter-claim) sought an adjournment, in part to
furnish the land claimants with the Regional
Commissioner’s
decision.
[8]
He confirmed
that the first time that the notice to dismiss was drawn to his or
his clients’ attention was when the
counter-claim was
delivered, which was at the end of May 2021, well after affidavits
had been exchanged in the compliance application,
even after the
applicant’s heads of argument had been delivered and shortly
before the hearing.
[9]
It
is in my view apparent from the above analysis that the alleged
mistake was not a ‘mistake common to the parties’.
If a material mistake was made, it is of a nature that would require
correction on appeal.
15.
The
variation application must fail for the same reason. This Court
is effectively being asked to decide the matter again,
which it
cannot do as it is
functus
officio
.
[10]
Accordingly, both the 2021 order and the June 2023 compliance order
stand and must be complied with.
The
contempt application
16. In the contempt
application, the Mpofana community and Mr Sithole seek the following
substantive relief:
16.1. A declarator
that the Regional Commissioner and Mr Maphuta be declared in contempt
of the 2021 order and the June 2023
compliance order.
16.2. An order
imprisoning Mr Maphuta for a period of 60 days or such period as the
Court deems fit.
16.3. In the
alternative to 16.2, an order that the Regional Commissioner and Mr
Maphuta be sentenced to a fine of R1000 a
day for every day until
both orders are complied with.
16.4. An order that
the Regional Commissioner and Mr Maphuta be ordered to comply with
the 2021 order and the June 2023 compliance
order within 48 hours of
the order of the Court or such time as the Court deems fit.
16.5. An order for
costs against the Regional Commissioner and Mr Maphuta on an attorney
and client scale.
17.
The
test for contempt of court was recently restated in
Zuma
as
follows (footnotes omitted):
[11]
‘
As set out by the
Supreme Court of Appeal in
Fakie
,
and approved by this Court in
Pheko
II
, it
is trite that an applicant who alleges contempt of court must
establish that (a) an order was granted against the alleged
contemnor; (b) the alleged contemnor was served with the order or had
knowledge of it; and (c) the alleged contemnor failed to comply
with
the order. Once these elements are established, wilfulness and
mala
fides
are
presumed and the respondent bears an evidentiary burden to establish
a reasonable doubt. Should the respondent fail to
discharge
this burden, contempt will have been established.’
18.
The
Constitutional Court held further (footnotes omitted):
[12]
‘
It
cannot be gainsaid that orders of court bind all to whom they apply.
In fact, all orders of court, whether correctly or
incorrectly
granted, have to be obeyed unless they are properly set aside. This,
in addition to typifying common sense, the
Constitution itself
enjoins. Section 165(5) of the Constitution itself provides
that an order or decision binds all persons
to whom it applies.
The reason being that ensuring the effectiveness of the Judiciary is
an imperative. This has been
confirmed in multiple cases,
including
Mjeni,
in
which the Court stated that “there is no doubt, I venture to
say, that [complying with court orders] constitutes the most
important and fundamental duty imposed upon the State by the
Constitution”. …’
19.
To
the extent that the applicants seek a committal or imposition of a
fine, the standard of proof applicable to the proceedings
is proof
beyond a reasonable doubt, whereas proof on a balance of
probabilities suffices where the remedies sought ‘do not
have
the consequence of depriving an individual of their right to freedom
and security of the person.’
[13]
20.
The
State respondents raise two preliminary points in response to the
contempt application, which I deal with upfront. First,
they
contend that the contempt proceedings are irregular proceedings
because the operation and execution of the June 2023 order
is
suspended pending the determination of the application for rescission
and variation of the order. They rely on Rule 65(1)(c)
[14]
and Rule 32(3)(c).
[15]
The difficulty with this submission is that even assuming proceedings
constitute an ‘irregular step’ for this
reason, the issue
is not properly before me as the State parties failed to follow the
process required by Rule 32(5) in addressing
the complaint.
[16]
Nevertheless, the provisions of Rule 65(1)(c) remain relevant to
whether contempt is established and I return to this below.
21.
Second,
the State parties contend that Mr Maphuta, the Regional Commissioner,
should not have been joined in his personal capacity.
I
disagree in light of
Matjhabeng
Local Municipality
:
[17]
This is a case where the alleged contemnor’s rights to freedom
and security of the person provided for by section 12(1)
of the
Constitution are in the balance and his joinder in his personal
capacity is necessary to safeguard his rights.
22. On the merits, there
is no dispute that there has been no compliance with either order. In
respect of the June 2023 order, the
requirements for contempt are not
established. Although the institution of the rescission
application did not, in this case,
have the effect of suspending the
June 2023 order, the variation application did have that effect, in
terms of Rule 65(1)(c).
I have found the application to be
unmeritorious and accordingly, upon delivery of the judgment, that
order must now be complied
with.
23. The alleged contempt
in respect of the 2021 order stands on a different footing, because
the alleged contempt persisted for
a long period prior to the grant
of the June 2023 compliance order and because there has been no
attempt to appeal or vary that
order. The 2021 order must be
complied with for the reasons I set out in my July 2023 judgment.
However, the issues
that arise in the contempt application are
different to those that arise in respect of the proceedings leading
to the June 2023
compliance order. The question now is whether
the test for contempt as restated by the Constitutional Court in
Zuma
is met.
24. In my view, the
Mpofana Community and Mr Sithole have established:
24.1. The 2021
order was granted against the Regional Commissioner: there is
no dispute that Mr Maphuta is responsible
for complying with it.
24.2. Mr Maphuta
was supplied the order and had personal knowledge of it, albeit not
personally served.
24.3. The Regional
Commissioner has not complied with the order.
25.
Wilfulness and
mala
fides
are
accordingly presumed, and the alleged contemnor bears the evidentiary
burden to establish a reasonable doubt. The Regional
Commissioner declined to provide an affidavit explaining his
non-compliance. Rather, the answering affidavit was deposed
to
by Mr Sifiso Ndlovu, the Director of Legal Services in the office of
the Regional Commissioner. It is not wholly clear why the
Regional
Commissioner did not, himself, explain his conduct. He is
entitled to elect not to testify.
[18]
However, it is possible that the decision, if in fact advisedly made,
was made on a mistaken understanding regarding his
joinder: as
indicated above, the State respondents contended that he ought not to
have been joined at all. I return to this
issue below.
26.
Mr
Giba, who appeared on behalf of the State parties, submitted at first
that the Court ca
n draw the necessary inferences regarding the
reasons the Regional Commissioner has not complied from the objective
facts that Mr
Ndlovu has placed before the Court. In sum, Mr Ndlovu
contends:
26.1. When the
Mpofana Community and Mr Sithole instituted the proceedings leading
to the grant of the 2021 order, the State
parties intended to oppose
the application, set down for 29 November 2021. However, due to
counsel’s inability to join
the proceedings, Mr Ndlovu applied
to adjourn the proceedings which application was refused. The
2021 order was then granted
directing the Regional Commissioner to
publish the Mpofana Community’s claim in the government
gazette.
26.2. Since the
Regional Commissioner is statutorily obliged first to investigate the
claim to verify whether the claim is
indeed a community claim as
defined by the Restitution Act, it was agreed that the Regional
Commissioner must first investigate
the claim.
26.3. An
independent service provider (researcher) was appointed to conduct
the investigation and compiled a report in May
2022. The
Mpofana Community and Mr Sithole did not challenge the report, but
instead – on 30 August 2022 – instituted
the compliance
proceedings which ultimately led to the grant of the June 2023
compliance order.
26.4. On 21
September 2022, the Regional Commissioner instituted a notice of
intention to dismiss the claim in terms of section
11(3) of the
Restitution Act. The Mpofana Community and Mr Sithole were
invited to make written submissions, which they did
on 2 December
2022.
26.5. On 13
February 2023, the Regional Commissioner issued a notice of dismissal
of the claim. This notwithstanding,
the Mpofana Community and
Mr Sithole set down the compliance proceedings for hearing on 15 June
2023.
26.6. When the
Regional Commissioner issued a notice of dismissal of the claim, he
became
functus officio
and there was no claim to publish.
This means that the June 2023 compliance order is void from inception
and susceptible to
rescission and in turn means that the order cannot
be complied with.
26.7. The Mpofana
Community and Mr Sithole ought, rather, to have instituted
proceedings to review and set aside the Regional
Commissioner’s
decision and only if successful could the order then be complied
with.
26.8. In paragraph
6.11 of the answering affidavit, Mr Ndlovu states that contrary to a
claim made by the applicants’
attorney during the hearing of 15
June 2023, the notice dismissing the claim was in fact “served
on or about 13 February
2023 and again on the ____________.”
26.9. The June 2023
compliance order was void from inception and the alleged contemnors
cannot be said to have wilfully disregarded
a void court order or be
held in contempt when exercising their right to seek redress and have
that order set aside. They
contend that they are entitled to
the relief in the rescission and variation application.
26.10. Although the
non-compliance is deliberate, the alleged contemnor may genuinely,
albeit mistakenly believe himself entitled
to act in the way alleged
to constitute contempt. Moreover, delay in compliance is, in
itself, not enough.
26.11. Mr Ndlovu contends
further that the contempt application itself is not brought with
clean hands and is frivolous and vexatious
in view of the rescission
/ variation application, which was instituted without delay.
26.12. He reiterates that
the Regional Commissioner’s decision to dismiss the claim is
both justified and stands until set
aside.
27. In my view, Mr
Ndlovu’s explanation for what had ensued must be viewed in
separate stages: the conduct before the
June 2023 compliance
order and the conduct thereafter. In respect of the conduct
thereafter, I have concluded above that
that order was suspended when
the variation application was instituted. In those
circumstances, there can be no contempt
for non-compliance. The
position regarding the conduct before the June 2023 compliance order,
however, stands on a different
footing. I highlight some of the
concerns below.
28. First, it is apparent
from Mr Ndlovu’s affidavit that the State respondents were
dissatisfied with the 2021 order, had
in fact wanted to oppose the
proceedings and had unsuccessfully sought to have the matter
postponed. This stance appears to set
the tone for the State conduct
thereafter.
29.
Second,
Mr Ndlovu states under oath that there was an agreement that the
Regional Commissioner must first investigate the land claim
before
publishing it in the Government Gazette pursuant to the court order.
He puts up no evidence of this agreement, nor
explains when, how or
between whom it was concluded. He says the agreement was
reached because the Regional Commissioner
is statutorily obliged to
first investigate the claim. As explained in the July 2023
judgment, that is not so and the approach
is inconsistent with
Gamevest.
[19]
The deponent to the replying affidavit, Mr Sithole, disputes that
there was any such agreement. In this regard, the Court
was
referred to the correspondence exchanged between the parties at that
time, which was attached to the founding affidavit in
the compliance
proceedings. The correspondence shows that on 8 December 2022, the
State Attorney wrote to the attorneys for the
Mpofana Community and
Mr Sithole, requesting an extension of 90 days to comply with the
terms of the Court Order of 29 November
2021. The letter is
attached to that affidavit. On 10 December 2022, the claimants’
attorneys replied advising
that they insisted on compliance with the
order. It was in February 2022 that the claimants’
attorneys then delivered
a notice to comply in terms of Rule 32(5).
Further events followed. On the information to hand, I am
unable to accept on
the affidavits
[20]
the wholly unsubstantiated claim that such an agreement was reached.
30. Third, what the
objective facts before me seem to suggest is that rather than
intending to comply with the Court order and publish
the land claim,
the Regional Commissioner was insistent on first proceeding with a
full investigation, which ultimately led to
his initiating a process
to dismiss the claim. It is difficult to understand how this
approach could be followed, while still
asserting that there was an
intention to comply with the court order. On the approach
followed, whether or not there would
be compliance would always be
contingent upon the outcome of the investigation.
31. Fourth, in the
affidavit, it is claimed that the decision to dismiss the claim was
“served on or about 13 February 2023
and again on the
____________.” Not only is the gap left unfilled,
but there is no proof of any service as alleged
took place in
February 2023, the explanation is not consistent with the answering
affidavit in the compliance proceedings, and
ultimately Mr Giba,
during argument, did not rely on any such service but on the
attachment of the notice of dismissal to the founding
affidavit in
the counter-application in the compliance proceedings filed at the
end of May 2023.
32. For at least these
reasons, the objective facts as put up by Mr Ndlovu do not appear to
assist the State respondents, specifically
the Regional Commissioner
and Mr Maphuta. What the objective facts appear rather to
suggest is dissatisfaction with the fact
that the order was granted
in the first place and conduct designed to avoid complying with it at
least unless or until a full investigation
had been finalised that
supported the claim.
33. There are other
difficulties too. One of these is that the attachment of the decision
to dismiss the claim to the founding affidavit
in the
counter-application does not and did not constitute an effective
communication of that decision to the land claimants so
as to render
the decision final and effective. I reach this conclusion based
on legal principle but the conclusion is strengthened
by the fact
that the State respondents themselves accepted in their founding
affidavit that there was still a need to inform the
intended
recipients.
34.
It
is fundamental to the rule of law that administrators communicate
their decisions to affected persons as it signals finality
and
provides certainty about the status of rights.
[21]
What constitutes effective communication will differ in different
circumstances. In
SARFU,
[22]
the Constitutional Court
held, in connection with the President’s appointment of a
commission of enquiry:
‘…
[it] only
takes place when the President’s decision is translated into an
overt act, through public notification. In
addition, the
Constitution requires decisions by the President which will have
legal effect to be in writing. Section 84(2)(f)
does not
prescribe the mode of public notification in the case of the
appointment of a commission of inquiry but the method usually
employed, as in the present case, is by way of promulgation in the
Government Gazette. The President would have been entitled
to
change his mind at any time prior to the promulgation of the notice
and nothing which he might have said to the Minister could
have
deprived him of that power.’ (Footnotes omitted.)
35.
In
Ntamo
,
[23]
a full bench of the Eastern Cape High Court considered that a
decision to recognise a headman was ripe for review notwithstanding
that it had not yet been published in the Government Gazette and a
recognition certification had not yet been issued under the
Eastern
Cape Traditional Leadership and Governance Act 4 of 2005. In
doing so, the Court emphasised that that question did
not turn on
whether a decision had been ‘formalistically notified’,
[24]
and held:
‘
It
is clear from the appellants' own evidence that the decision to
recognise Yolelo has been taken, communicated to both himself
and to
the people of the Cala Reserve and that he is performing the
functions of a headman and being paid by the government
to do
so. There can be no doubt that the decision has had an impact —
it has had, in the words of the PAJA, an adverse
effect on rights, in
the sense of having the capacity to affect rights adversely, and a
direct, external legal effect. It
is thus ripe for challenge,
even if two formalities have not been complied with yet.
Furthermore,
because, even in the absence of the formalities, it is a final
decision, having been made public, the MEC is functus
officio and
cannot alter his decision, even if he wished to
.
…’ (Footnotes omitted and emphasis supplied)
36.
In
concluding that the decision was a final decision, the Court relied
on the decision of the Supreme Court of Appeal in
Kirland
[25]
(a case where there had been no communication of one of the decisions
in issue)
[26]
and in which the
following passage in
Hoexter’s
Administrative Law in South Africa
was
cited with approval:
[27]
'In
general, the
functus officio
doctrine applies only
to final decisions, so that a decision is revocable before it becomes
final. Finality is a point arrived
at when the decision is published,
announced or otherwise conveyed to those affected by it.'
37.
This
passage was, similarly, cited with approval and applied in
Manok
Family Trust
[28]
in which the SCA considered what constitutes communication of a
decision of a regional commissioner of the Commission to dismiss
a
land claim, in other words, a decision of the same sort in issue in
this case. On the facts in that case, the SCA concluded that
the
decision had been communicated and was final, on the following basis:
In
the present matter the decision of the regional commissioner that the
land claim lodged by Kgoshi Manok on behalf of the Manok
clan 'has
been precluded in terms of the [Act]' was conveyed to the claimant as
required by s 11(4) by way of the letter dated
14 June 2000. All
indications are that Kgoshi Manok and his community became aware of
the decision. There is no suggestion to the
contrary. That that is so
is also clear from the letter from Mr Moleke addressed to the
Mpumalanga Land Claims Commissioner
for the attention of Mr Modise,
the first sentence of which reads: 'We had noted the decision by the
commission to dismiss the
original claim submitted by the Manok
Family.' The regional commissioner's decision therefore became final
when it was conveyed
to Kgoshi Manok.
38. On the facts before
me, I am unable to conclude that the decision has been effectively
communicated to the land claimants or
that they are aware of it.
At best, some members of the affected group of persons will be aware
of it as a result of their
active participation in the court
proceedings. The Regional Commissioner himself accepted in the
compliance proceedings that
there was still a need to furnish the
land claimants with the decision. And there is no evidence
confirming that the letter
has in fact been sent to the land
claimants. In the result, the State respondents have to date
failed to demonstrate that
there has been any effective communication
of the decision to dismiss the claim, and the decision can thus not
constitute any impediment
to publishing the land claim at this
juncture as required by the 2021 order.
39.
But
even if there has been effective communication at this point, it is
in my view, not open to an administrator, unnecessarily
and
deliberately, to take an administrative decision that precludes the
same administrator from complying with an existing court
order, and
then to stand back and tell the aggrieved party that they must
approach a Court to have that decision set aside if they
have grounds
to do so. In my view, even if in good faith, such conduct would
subvert the rule of law, interfere with judicial
authority
[29]
and would be unlawful: put differently, such a decision is
susceptible to review for these reasons alone. In other
words,
quite independently of whether the decision is otherwise procedurally
compliant or passes muster under the applicable standard
of review.
40.
It
is of course well established – for rule of law reasons –
that where an administrator is
functus
officio,
an
administrative decision stands until set aside.
[30]
However, in the circumstances of this case, there is no reason why
the aggrieved party, the Mpofana Community and Mr Sithole, should
themselves have to do this and why the Regional Commissioner should
not himself approach the court on review. In
Merafong,
the
Constitutional Court re-emphasised the duties of organs of state as
constitutional citizens and their duties themselves to rectify
unlawfulness, in the following terms:
[31]
[61]
… This court has affirmed as a fundamental principle that the
state 'should be exemplary in its compliance with the
fundamental
constitutional principle that proscribes self-help'. What
is more, in
Khumalo
this court held that state
functionaries are enjoined to uphold and protect the rule of law by
inter alia seeking the redress of
their departments' unlawful
decisions. Generally, it is the duty of a state functionary to
rectify unlawfulness. The courts
have a duty 'to insist that the
state, in all its dealings, operate within the confines of the
law and, in so doing, remain
accountable to those on whose
behalf it exercises power'. Public functionaries 'must, where
faced with an irregularity in
the public administration, in the
context of employment or otherwise, seek to redress it'. Not to
do so may spawn confusion
and conflict, to the detriment of the
administration and the public. A vivid instance is where
the President himself
has sought judicial correction for a process
misstep in promulgating legislation.’
41. To the extent
necessary, a Court can be approached urgently to ensure that a court
order can be duly and timeously complied
with.
42. In the circumstances,
the Mpofana Community and Mr Sithole are entitled at this stage at
least to an order requiring compliance
with paragraphs 5 to 8 the
2021 order within 7 calendar days of delivery of this judgment.
43. This does not however
dispose of the remainder of the relief sought but in my view, it is
premature to deal with this for the
following reason. When the Court
asked Mr Giba why Mr Maphuta had not himself explained his
non-compliance, Mr Giba indicated that
on reflection he perhaps ought
to have and sought a postponement to allow this, whether by way of
affidavit or
viva voce
evidence. Mr Mzila did not agree
with this approach, both on the basis that in his submission,
contempt has been established
on the affidavits and because of the
costs involved, which are being borne by his clients and not funded
by the public purpose.
I deal with costs below, but in my view,
and while Mr Maphuta is entitled to elect not to testify, fairness
demands that he be
afforded a further opportunity to further consider
his position, to consider advisedly whether he wishes to testify or
not, and
to consider whether and how he may wish to deal with the
concerns raised in paragraphs 28 to 32 of this judgment. He may
have answers to these concerns or wish to raise others and he should
be given a further opportunity to do so.
Costs
44.
Subject
to
Biowatch
Trust
,
[32]
this Court only orders costs in special circumstances dealing as it
does with social legislation. In my view, the matters
before me
are justify the grant of a costs order in favour of the Mpofana
Community and Mr Sithole. The contempt proceedings
are
constitutional litigation concerning contempt of court and compliance
with court orders. Viewed substantively, even at
this juncture
and notwithstanding my findings as regards the July 2023 compliance
order, substantial success has been achieved
against the Regional
Commissioner. Defence of the rescission application, in context
of the facts of this matter, is integrally
linked with the attempts
to ensure compliance. In my view costs on an attorney and
client scale are justified in respect
of the contempt application
because this is the second time that the aggrieved parties have had
to engage this court in enforcing
compliance. That alone
suffices to warrant censure and these parties should not be out of
pocket in those proceedings.
These costs should include the
costs occasioned by the postponement. The costs of the
postponed proceedings must remain reserved.
Order
45. I make the following
orders:
45.1. The
rescission and variation application instituted on 30 June 2023 is
dismissed with costs.
45.2. In the
contempt and compliance application:
45.2.1. The
Regional Commissioner is directed to publish the claim of the first
applicant in the Government Gazette within
seven calendar days of the
date of this decision.
45.2.2. The relief
sought in prayers 2 to 4 of the notice of motion is postponed to a
date to be arranged with the Registrar.
45.2.3. The
Regional Commissioner and Mr Maphuta are granted leave to supplement
their response to the contempt application
by no later than 27
October 2023.
45.2.4. Should
either party contend that
viva voce
evidence must be heard to
resolve the matter, that party must request a case management
conference as soon as reasonably possible.
45.2.5. The first
respondent is directed to pay the costs incurred to date on an
attorney and client scale including the costs
occasioned by the
postponement of the relief sought in prayers 2 to 4 of the notice of
motion.
45.2.6. The costs
of the postponed proceedings remain reserved.
SJ Cowen
Judge
LAND CLAIMS COURT
Date
of hearing: 1 September 2023
Date
of judgment: 9 October 2023
Appearances
For
the Applicant:
Mr
M Mzila
Mzila
HM Inc.
For
the First Respondent:
Adv
S Giba
Instructed
by
State
Attorney, Durban
[1]
The
parties refer to an order of 15 June 2023. The order was in
fact delivered on 21 June 2021 but was erroneously dated.
[2]
The
effect of the order, as explained in paragraph 4 of my judgment of
21 July 2023, is to require compliance with paragraphs
5 to 8 of the
2021 order. As I noted then, an unusual feature of the 2021
order is that the prayers found in paragraphs
5 to 8 were granted
‘in the alternative’ to paragraphs 1-4. There was
no dispute that paragraphs 5 to 8 were
immediately enforceable and
were so understood by the parties.
[3]
Section
11(3) provides:
‘
A
frivolous or vexatious claim may be dismissed by the regional land
claims commissioner concerned.’
[4]
Mr
Maphuta is however cited in his personal capacity.
[5]
64
VARIATION
AND RESCISSION OF ORDERS
(1)
…
(2)
Any party seeking the rescission or variation of an order in terms
of
section 35(11)
or (12) of the
Restitution of Land Rights Act or
in terms of subrule (1) may do so only upon-
(a)
application
delivered within ten days from the date upon which he or she became
aware of the order; and
(b)
good
cause shown for the rescission variation.
(3)
Any party applying under this rule must deliver notice of his or her
application to all parties whose interests may be affected
by the
rescission or variation sought.
[6]
Njemla
v KSD Local Municipality
(583/2011)
[2012] ZASCA 141
(28 September 2012);
[2012] 4 All SA 532
(SCA) at
para 18.
[7]
With
the result that the decision was not final.
[8]
See
paragraph 17 of the founding affidavit in the counter-application.
[9]
The
heads of argument on file are stamped 12 May 2023.
## [10]Minister
of Rural Development and Land Reform v Normandien Farms (Pty) Ltd
and Others, Mathibane and Others v Normandien Farms
(Pty) Ltd and
Others(370/2017)
[2017] ZASCA 163; [2018] 1 All SA 390 (SCA); 2019 (1) SA 154 (SCA)
(29 November 2017) at para 53.
[10]
Minister
of Rural Development and Land Reform v Normandien Farms (Pty) Ltd
and Others, Mathibane and Others v Normandien Farms
(Pty) Ltd and
Others
(370/2017)
[2017] ZASCA 163; [2018] 1 All SA 390 (SCA); 2019 (1) SA 154 (SCA)
(29 November 2017) at para 53.
## [11]Secretary
of the Judicial Commission of Inquiry into Allegations of State
Capture, Corruption and Fraud in the Public Sector including
Organs
of State v Zuma and Others(CCT
52/21) [2021] ZACC 18; 2021 (9) BCLR 992 (CC); 2021 (5) SA 327 (CC)
(29 June 2021) (Zuma)
at para 37.
[11]
Secretary
of the Judicial Commission of Inquiry into Allegations of State
Capture, Corruption and Fraud in the Public Sector including
Organs
of State v Zuma and Others
(CCT
52/21) [2021] ZACC 18; 2021 (9) BCLR 992 (CC); 2021 (5) SA 327 (CC)
(29 June 2021) (
Zuma
)
at para 37.
[12]
Zuma
at
para 59.
[13]
Matjhabeng
Local Municipality v Eskom Holdings Limited and Others; Mkhonto and
Others v Compensation Solutions (Pty) Limited
(CCT
217/15, CCT 99/16)
[2017] ZACC 35
;
2017 (11) BCLR 1408
(CC);
2018
(1) SA 1
(CC) (26 September 2017) (
Matjhabeng
Local Municipality
)
at para 67 in which the preceding paragraphs are summed up.
[14]
Rule
65
is titled
SUSPENSION
OF ORDERS
and
Rule 65(1)(c)
provides:
(1)
Subject to subrule (2), where-
(a)
…
;
(b)
…;
or
(c)
an
application has been made to correct, vary or amend an order of the
Court, the operation and execution of the order in question
is
suspended pending the determination of the application or appeal.
[15]
Rule 32(3)
provides:
‘
Should any party
–
(a)
….
(b)
….
(c)
Deliver any document which does not comply with these Rules or with
any order or direction of the Court;
(d)
Perform any act in contravention of these Rules or of an order or
direction of the Court,
[16]
That
process entails providing the defaulting party with notice to
rectify before initiating process.
## [17]Supra
n 13 at para90-94.
[17]
Supra
n 13 at para
90-94.
[18]
Matjhabeng
Local Municipality
supra
n 13
.
[19]
Gamevest
(Pty) Ltd v Regional Land Claims Commissioner, Northern Province and
Mpumalanga and others
[2002]
ZASCA 117
(
Gamevest
)
at para 7. In paragraph 12 of the July 2023 judgment and
relying on
Gamevest
,
I hold that the Restitution Act entails that thorough investigation
generally ensued after publication.
[20]
Applying the principles in
Plascon-Evans
Paints v Van Riebeeck Paints
1984(3)
623 (A) at 634H-635C and
Wightman
t/a JW Construction v Headfour (Pty) Ltd and another
2008(3)
SA 371 (SCA) at para 13.
## [21]Retail
Motor Industry Organisation and Another v Minister of Water &
Environmental Affairs and Another(145/13)
[2013] ZASCA 70; [2013] 3 All SA 435 (SCA); 2014 (3) SA 251 (SCA)
(23 May 2013) at para 24 and 25.
[21]
Retail
Motor Industry Organisation and Another v Minister of Water &
Environmental Affairs and Another
(145/13)
[2013] ZASCA 70; [2013] 3 All SA 435 (SCA); 2014 (3) SA 251 (SCA)
(23 May 2013) at para 24 and 25.
[22]
President
of the Republic of South Africa v South African Rugby Football Union
(CCT 16/98)
[1999] ZACC
11
;
2000 (1) SA 1
;
1999 (10) BCLR 1059
(10 September 1999) (
SARFU
)
at para 44.
[23]
Premier
of the Eastern Cape and Others v Ntamo and others
(169/14)
[2015] ZAECBHC 14,
2015 (6) SA 400
(ECB),
[2015] 4 All SA 107
(ECB)
(18 August 2015) (
Ntamo
).
[24]
Referring
to Chairman, State Tender Board, v Digital Voice Processing (Pty)
Ltd; Chairman, State Tender Board v Sneller Digital
(Pty) Ltd and
others
2012
(2) SA 16
(SCA) at para 20 in which the Supreme Court of Appeal
makes it clear that a decision may be ripe for hearing in a review
even
if not yet communicated: ‘Generally speaking,
whether an administrative action is ripe for challenge depends
on its impact and not on whether the decision-maker has
formalistically notified the affected party of the decision or even
on whether the decision is a preliminary one or the ultimate
decision in a layered process.’
[25]
MEC
for Health, Eastern Cape, and Another v Kirland Investments (Pty)
Ltd t/a Eye and Laser Institute
2014
(3) SA 219 (SCA)
at para 15.
[26]
As recorded in para 14, the decisions in question ‘were never
communicated to [the affected party] and neither were they
made
public in any way. The evidence is clear: the letters that would
have informed Kirland Investments of the refusal of their
applications lay, unsigned and unsent, in a file in the department.’
[27]
Then in its 2
nd
edition cited in fn6 as
Cora Hoexter
Administrative
Law in South Africa
2
ed (2012) at 278. The text is currently in its 3
rd
edition and the same
passage found at p 382. See Cora Hoexter and Glenn Penfold
Administrative
Law in South Africa
3
ed (2021).
## [28]Manok
Family Trust v Blue Horison Investment 10 (Pty) Limited and Others[2014]
ZASCA 92; [2014] 3 All SA 443 (SCA); 2014 (5) SA 503 (SCA) (Manok
Family Trust)
at para 14.
[28]
Manok
Family Trust v Blue Horison Investment 10 (Pty) Limited and Others
[2014]
ZASCA 92; [2014] 3 All SA 443 (SCA); 2014 (5) SA 503 (SCA) (
Manok
Family Trust
)
at para 14.
[29]
Section
165 of the Constitution which vests judicial authority in the courts
and in section 165(3) provides:
(3) ‘No person or
organ of state may interfere with the functioning of the courts.’
[30]
Oudekraal
Estates (Pty) Ltd v City of Cape Town & others
2004
(6) SA 222
(SCA),
[2004] 3 All SA 1
(
Oudekraal
),
MEC for
Health, Eastern Cape and Another v Kirland Investments (Pty) Ltd
(CCT
77/13) [2014] ZACC 6; 2014 (5) BCLR 547 (CC); 2014 (3) SA 481 (CC)
(25 March 2014) (
Kirland
)
at para 106.
[31]
At
para 41.
[32]
Trustees
for the Time being of the
Biowatch
Trust v the Registrar Genetic Resources and others
2009(6)
SA 232 (CC) (
Biowatch
).
Importantly, in para 24, the Constitutional Court held in context of
constitutional litigation that ‘… particularly
powerful
reasons must exist for a court not to award costs against the state
in favour of a private litigant who achieves substantial
success in
proceedings brought against it.’
sino noindex
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