Case Law[2005] UGSC 29Uganda
Attorney General v Ssemwogerere and Olum (Constitutional Appeal 3 of 2004) [2005] UGSC 29 (7 July 2005)
Supreme Court of Uganda
Judgment
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IN THE SUPREME OF UGANDA
AT MENGO
(CORAM: ODOKI, C.J., ODER, TSEKOOKO, KAROKORA,
MULENGA, KANYEIHAMBA, JJ.S,C. AND OGOOLA,
AG. J.S.C.)
CONSTITUTIONAL APPEAL NO. 3 OF 2OO4
THE ATTORNEY GENERAL :::]:::::: APPELLANT
AND
1. PAUL K. SSEMOGERERE
2. HON. ZACHARY OLUM RESPONDENTS
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REASONS OF KANYEIHAMBA, J.S.C.
FOR THE COURT'S JUDGMENT
\
THE REPUBLIC OF UGANDA
BETWEEN
[Appeal
from the judgment
and decisions of the
Constitutional Court (Okello, Mpagi-Bahigeine, Engwau,
Twinomujuni and Kitumba, JJ.A.) dated 2Tth June, 2004,
in Constitutional Petition No. 3 of 20001.
We heard this appeal from 9th to 11th August, 2004, and reserved our
judgment.
ln view of the urgency and importance of the issues
involved in the appeal, we found it necessary to give our judgment
and decisions at an earlier date than we had anticipated. On 2,d
September 2004, our judgment was delivered
with a summary of our
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reasons and it was then intimated that we would give our detailed
reasons on a later date. Whereas we were unanimous in our
judgment, we differed on some of the reasons for the declsions and I
find it necessary to comment on them. I have also had the benefit of
reading in draft the excellently argued reasons given for the same
judgment by the learned Chief Justice Odoki, and I agree with him in
so far as I do not express a contrary opinion in my own reasons on
any of his.
There were 14 grounds of appeal filed before us. The learned
Attorney General abandoned ground I and 13 of the appeal.
Following his submissions and arguments on all other grounds, the
Attorney General intimated that ground 12 had been covered in the
submissions in support of the rest of the grounds and that he did not
wish to address us on separately. After hearing submissions and
arguments of counsel for the parties, and applying the same to the
record of proceedings and laws applicable, we found no merit in
grounds 2 and 3 and accordingly dlsmissed both of them. We next
considered grounds 5 and 6 and dismissed them on the grounds that
the passing of the Referendum (Political Systems) Act No. 9 of 2000
by Parliament was in contravention of the Constitution. We also
observed that giving that Act retrospective effect and validating
whatever was done under it even if bona fide. was contrary to the
provisions of the Constitution.
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We next considered grounds 9, 10, and 11 and found merit in 10 and
11. First, lam constrained to observe that in their submissions on
methods of voting in Parliament, counsel for the appellant had all
along contended that our opinions which we expressed on the matter
in Constitutional Appeal No. 1 of 2002, Paul K. Ssemogerere &
Others v. The Attorney General (S.C), (unreported), had been
obiter. ln my opinion, this was a misreading of our judgment.
Besides what we clted from the learned Chief Justice, Odoki, in our
judgment in this appeal, in the lead judgment in Constitutional Appeal
No. 1 of 2002, I said,
"l ant conslrained to stale in the clearesl of terms thal the
procedural rules and mode of ascerloining majorities
for
effecting constitutionol tmendments ate not
found
in the
Constilution (Amendnrcnt) Act 13 of 2000 hut in the
provisions of the Uganda Constitution of 1995 itself. It is
evidenl lherefore thil the two lhirds mojority of all members
of Parlioment required
for
lhe second ond third readings of o
hill to omend the Constilution cannol be ascertained by voice
voling under thc porliamentary practice of using shouts of
"Ayes" or "Noes" to indicote consenl or dissenl, respectively.
In my view,
for
constitutional omendmenl, the voting in
Parlianrcnt should be delermined hv the heul count of
members in
fuvour
of and ogainsl the tmendment at lhe
second ond tltird reoding hy lohbt, tlivision or such other mode
us c n oscerloin lhtt lhe supporlers of lhe umendmenl ore two
thirds of the totol numher of Members of Porliament. In my
opinion, it is the stricl observance of the constitutional rules
of procedure
for
determining the will of the majority in
Parliamenl thal will creole ond nurture s cuhure of belief in
Ugundans thal they- tre truly ond democrtlically represented
and governed."
ln the same appeal, my learned brother, Oder, J.S.C. said,
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The other learned Justices of the Supreme Court, (Tsekooko,
Karokora, Mulenga, JJ.S.C. and Byamugisha, Ag. J.S.C.) concurred
with the judgments
of the learned Chief Justice, Odoki, of Oder, J.S.C
and mine, in so far as this matter is concerned. Thus, the court was
unanimous in agreeing with the opinion ably expressed in the
judgment
of the learned Chief Justice which I referred to earlier in
these reasons.
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"It is my view thal the Constitutional procedural requirements
for
the enoctment of legislotion
for
amendment of the
Constitution are mtndatory conditions which ctnnot he
waived by Parlioment os mere procedural or administrative
requirements. They ore condilions to he complied with.
Mondotor.l' Cottslitutiontl requiremenls c(rrrrol bc sitttply
n,oiverl b.l, Porlianrenl under its utltt procedural rulcs. It is
also my considered opinion thot hod lhe learned D.C.l. and
Justices of Appeal
found
that Act/2000 amended Articles 28,
41,44, 128 and 137(l) and (3) they woultl hovefound lltat the
Conslitutional procedural requirements under Articles 258,
259,260(l),262(l) ond (2) were mond ory and that
Parliament shoultl have complied with thent in enacting Act
t 3/2000."
ln any event, we upheld the decision of the Constitutional Court on
ground 9 by reason of the fact that a committee of the whole house is
not a standing committee within the meaning of Article 90 of the
Constitution. On grounds 10 and 11, we reversed the decision of the
Constitutional Court. We found that there was merit in those two
grounds. However, as will be seen later, I will have a little more to
say on those two grounds by way of different reasoning. We next
considered the submissions on grounds 4, 7 & 8, and allowed them,
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While I agree that grounds 4, 7 and 8 succeed, I do not agree that the
court has discretion in regard to the declaration it has to make.
The Constitution of Uganda in Articles 69 and 271 obliges the country
to hold a referendum so as to enable the people of Uganda to
exercise their right to choose and adopt a political system of their own
choice.
Thus, Article 69 provides:
"The people of Uganda shall have the right to choose
and adopt a political systern of their choice through
free and fair elections or referenda."
Then, Article 271(1) provides that,
"Notwithstanding the provisions of Articles 69 of fhis
Constitution, the first Presidential, Parliamentary,
local government and other public elections after the
promulgation of this Constitution shall be held under
the Movement Political System.
271(2)
271(3) during the last month of the fourth year of lhe
term of Parliament referred to in clause 2 of this
article, a referendum shall be held to determine the
politicalsysfern the people of Uganda wish to adopt."
The combined effect of the provisions I have reproduced above is
that it was imperative and compulsory to hold a referendum before
the expiry of the term of Parliament which was elected in 1996. The
two Articles of the Constitution provided guidelines for the holding of
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holding that in the absence of a valid law the referendum could have
been validly held under Articles 69 and 271(3) of the Constitution.
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that referendum. According to Article 69, the referendum had to be
free and fair. The referendum was held on 29ih June, 2000. lts
results were generally accepted in the country. They were not
challenged in court. For a period of some four years, no one filed any
petition to have the referendum or its results invalidated. I was
therefore not persuaded by the arguments advanced by Mr. Lule,
lead counsel for the respondents, that since the respondents
intended to challenge the validity of the Referendum (Political
Systems) Act, it was not necessary and indeed, it would have been
futile to challenge the referendum itself or its consequences. ln my
view, that argument was in error since the referendum was held and
had to be held directly under the provisions of the Constitution which
have never been legally challenged ever since its promulgation in
1995. Since the referendum was a Constitutional requirement, it
could only have been challenged on the ground that it was
unconstitutional.
Article 271(2) and (4) provided the timetable and steps to be taken
before the holding of the referendum. For instance, before the
holding of the referendum, any person would have been free to
canvass for public support for a political system of his or her choice
for purposes of the referendum. The evidence before the
Constitutional Court which heard the petition that resulted in this
appeal was that some members of one political party, namely the
Democratic Party were prevented from canvassing. Credible as it
may be, this evidence was insufficient.
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This may be illustrated by an imagined mandatory Law of Utopia by
which all residents on side A of a lake must cross to its B side by a
named date. The same law also provides that the Utopia Parliament
shall provide an oceanliner to give the residents comfortable means
of crossing the lake before the named date. Unfortunately,
Parliament fails to provide an oceanliner or provides one which leaks.
ln that event, the residents affected would have the right to use any
other available means to comply with the law. They may use a canoe
or a log raft. They may use an aircraft or if need be, swim across the
lake in order to beat the deadline. The obligation to cross the lake
and be on side B is a superior obligation compared to the desirability
that Parliament provides the means by which the residents shall
cross the lake in comfort. Once, the residents are safely on side B of
the lake, the means by which they achieved the constitutional
obligation becomes of secondary importance.
Similarly, under the Constitution, the obligation imposed by the
provisions of Articles 69 and 271 ior the people of Uganda to vote In
a referendum and determine the political system by which they will be
governed is superior to the requirement that Parliament shall provide
a procedure by which that referendum shall be held. The other
requirements were that the referendum would be free and fair and be
preceded by free campaigns. However, as observed earlier, these
requirements were not disputed until much later when the
respondents prosecuted their petition in the Constitutional Court from
which this appeal arose.
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For the foregoing reasons, I am of the opinion that the Constitutional
Court erred in holding that the referendum which was held on 2gth
June, 2000 was in contravention of the Constitution. I would set
aside declaration (b) of that court which held that the referendum
under the Referendum (Political Systems) Act, 2000 before passing a
law under Article 269 to set free political organisations contravened
Article 69.
ln my view, the said referendum was validly held and its results are
binding and in force by virtue of the provisions of Articles 6g(1)and
271(1) and (3) of the Constitution. Nothing further need be said.
Consequently, with great respect I do not share the majority opinion
of my colleagues which is implicit in the following words,
"To declare the referendum a nullity would have
far
retching
consequences. In our view, these u)ere compelling
circumstances in respect of which lhe Constitutionol Court
ought to have e-rercised its tliscretion to decline gronting the
second decloration",
when those circumstances are not based on any sound
and firm legal foundation.
ln my view, constitutional principles and rules should always be
interpreted objectively and impartially without regard to
consequences except in very exceptional circumstances which do not
exist in this appeal. lt would be an error to construe constitutional
provisions on the basis of what that construction might lead to. lt is
untenable in a case of this nature to suggest that the constitutional
Court or any other court has or can exercise discretionary powers
and decline to grant a remedy sought by a petitioner or litigant on the
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basis of some extraneous issues other than judicial
and
constitutional.
It may be recalled that in the 2000 U.S.A. Presidential elections, the
candidate who was eventually rewarded by the fortunes of discretion
was George W. Bush following problems in the electoral system of
one state, namely Florida. The U.S.A. Constitution gives every
eligible citizen the right to vote and with other voters to determine
who will be the next President of the U.S.A. The people of Florida
exercised their basic constitutional right and voted. However, the
electoral laws and practices of the state of Florida which are
subordinate to the U.S.A. Constitution that grants the right to vote,
appear to have slow and cumbersome procedures when it comes to
counting the votes cast in Presidential elections. They also fix a date
when the counting of those votes should be ended. lt is not
inconceivable that officials who fear that one Presidential candidate
whom they do not wish to see win is favoured by the Florida voters, to
delay or put other obstacles in the way of counting the votes so as to
frustrate that candidate's chances of winning nationally in favour of
the candidate most favoured by them. lndeed, that is exacfly what
happened in that election as evidenced by the respective rulings of
the Supreme Courts of Florida and the U.S.A in Bush v. Gore (00
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949) and George W. Bush petitioner v. Palm Beach County
Canvassing Board, et.al (No. 00.836), December 2000.
By the time the deadline for counting the votes passed, hundreds of
votes had not yet been counted. The matter became contentious as
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to whether the counting of the votes should stop or continue after the
closing date of the counting. One would have thought that the right to
cast a vote and choose a President was more important than the
administrative competence or incompetence of counting those votes.
The matter went to courts. Both the courts in Florida and the
Supreme Court of the U.S.A. exercising their respective discretions
gave conflicting opinions as to whether the counting should stop or be
continued.
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Articulating the respective views of both sides, Justice Breyer, one of
the dissenting Justices in George .W.Bush Vs. Albert Gore No. 00-
949 of December 12, 2000, having observed that the political
implications of the case were momentous for the U.S.A, continued;
"Nonetheless, there is no jusliJicalion
for
lhe majority's remedy,
which is simply to reverce the lower court and halt the recount
entirely. An appropriale remedy would be, instead, to remand lhis
case wilh instructions lhal, even at this late date, would permit the
Florida Supreme Court to require recounling all undercounted votes
...The mojority justifies slopping the recount entirely on lhe ground
lhot there is no more time ... But lhe majority, reaches this
conclusion in the absence of any record evidence that the recounl
could not htve been compleled in lhe time allowed by the Florida
Supreme Court .... By holting the manual tecount, ond thus
ensuring lhal the recounted legol votes will nol be counted under
any standard, the court crofts o remedy out of proportion to the
osserted harm. And that remedy harms the very
fairness
interests lhe
Court is ottempting lo protect,"
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Many other examples of how judicial discretion can be used to
frustrate legitimate rights of petitioners and litigants can be found and
cases cited. Cases such as R.v. Halliday, ex pafte Zadig [1917]A.C.
260, Liversidge v. Anderson
119421,
A.C. 206, and the laws and
decisions made following the final determinations in Burmah Oil Co.
v. Lord Advocate
[1965]
A.C. 75, Republic v. Micheal Kamaliza
and Others, Crim. Sess. Case No. 103 of 1970, and lbingira and
Others v. Uganda [1966], H.C. Crim. Sess.306, are some of the
examples. lt is for this very danger and the desire to uphold
constitutionalism and good governance that, with great respect, I
differ from the view that the Constitutional Court should have
exercised its discretion to decline to grant a remedy.
I will now discuss ground 14 of this appeal. ln my opinion, ground 14
was an important and controversial alternative ground to have been
included in the Memorandum of Appeal in this case. This is the
ground which required the court to hold that what had been effected
under the impugned referendum Act should be validated and become
effective under the doctrine of prospective overruling. lts import and
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ln these reasons, I have endeavoured to emphasise the supremacy
of the Constitutional provisions in Articles 69 and 271. Where
Parliament is required to make a law to implement those provisions
smoothly and fails to do so or makes a law which is null and void, that
failure does not, per se, invalidate or affect the implementation or
enforcement of the same provisions if such implementation or
enforcement is done under some other scheme or regulations not
outlawed by the Constitution itself.
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It was further contended on behalf of the appellant that failure to
apply that doctrine was contrary to public policy and national interest
because the declaration would affect schemes that had been set up
bona fide on the legitimate assumption that the Act had been
constitutionally and validly passed by Parliament. Counsel
contended that certain rights and obligations had been created under
the impugned Act and were in operation. To uphold the decision of
the Constitutional Court that whatever was authorised under the
invalidated Act was also null and void and inoperative would lead to
manifest absurdity and result in dire and undesirable national
consequences. Counsel for the appellant cited the majority decision
in the U.S.A. case of State of Wisconsin v. Waylon Picotte, No. 01-
3063, Croi-3063 CR of 2003; State v. Esser, 16 Wis. 2d 567,115
N.W.2d.505 (1962); United States v. Chase, 18r. 3d. 1166, 1172,
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potential consequences are so enormous that Counsel for the parties
made extensive, elaborate and powerful arguments for and against it
and cited a number of authorities in favour or against the propositions
advanced for either side. ln my view, this court ought to have
pronounced itself on it in our judgment
of September, 2004.
Be that as it may, lt was submitted on behalf of the learned Attorney
General that notwithstanding the declaration by the Constitutional
Court that the Referendum (Political Systems) Act, 2000, was
unconstitutional and therefore null and void, all the same, that court
ought to have applied the doctrine of prospective overruling and
validated the acts and decisions which were done or reached under it
before that declaration, especially those which were bona fide.
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14th
Cir. 1994); American and English Encyclopaedia of Law, Vol.
6, p. 289, Baker v. Carr, 369 US. 186 (1962); Interpretation Act,
Cap. 3 and the House of Lords, Practice Statement published in
[1966]
IWRL . 1234, amongst others.
For the respondents, Mr. Lule, S.C., opposed ground 14. He
contended that once an Act of Parliament has been declared null and
void nothing done under it can be held to be valid since to do so
would be validating the very Act which has been impugned. He
contended that the effect of declaring a law null and void is to say that
that law is invalid ab initio. A law which is void ab initio cannot confer
on anyone or some authority, rights or obligations or create schemes.
Any of such perceived consequences would be stillborn. Counsel for
the respondents cited the following authorities in favour of his
submissions; J. Beatson and M.H. Mathews: Administrative Law:
Gases and Materials, Clarendon Press, Oxford; Franklin v. Minister
of Town and Country Planning,
[1948]
A.C. 87, S.A. De Smith,s
Judicial Review of Administrative Action, 4th ed. pp. 250-266,
S.G.G. Edgar's Graies on Statute Law, 7th ed. Sweet & Maxwell,
1971, pp. 352-401 .
We held that the referendum which was held in 2000 and its
consequences were valid and constitutional, not because they were
held under the Referendum (Political Systems) Act, 2000, but
because they were in compliance with the obligatory
requirements of the Constitution and in fulfilment of the
mandatory provisions of Articles 69 and 271 ln effect, we were
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The determination of ground 14 calls first for an understanding of
what is meant by void and nullity. ln their 8th Edition of Wade's
"Administrative Law, 2000", published by Oxford University Press,
the learned authors, H.W.R Wade and C.F. Forsyth describe a nullity
or a law which is void as,
"An Acl or olher order which is a nullity, utterly without
e-rislence or effecl in law. Thal is the meaning of voitl, the
term most commonly used, In several decisions, the House of
Lords has made it clear thal lhere are no degrees of nullity
and thtrt errors such os bad
foith,
wrong grounds, ond hreach
of nalural justice ill necessorily involye e-rcess of jurisdiction
and therefore a nullity."
I agree with the learned authors on this matter. English jurisprudence
from which Uganda draws a great deal of experience is rich in
decisions to the effect that in public law, void and nullified statutes
hardly ever confer rights or obligations beyond their judicial graves.
ln cases such as Anismic Ltd. V. Foreign Compensation
Commission,
[1969]
2 A.C. 147, Ridge v. Baldwin
[1964]
A.C. 40
and Credit Swiss v. Allerdale B.C.
[1997 Q.B. 306,
the House of
Lords and other English courts are cited with approval for the majority
proposition that judicially nullified laws confer no rights from
beginning to end. Thus, in Hoffmann La Roche & Co. v. Secretary
of State for Trade and lndustry
[1975]
4.C.295, at 365, Lord
Diplock said,
"It woultl, however, be inconsistent with the doctrine of ultra
vires as it hos been developed in English low os tr means of
controlling obuse of power by the execulive orm of
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not validating anything. We were simply applying the Constitution
and construing its provisions.
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government
dthe
judgment ofo court in proceedings properly
constituled thsl tt stotutory instrument wa,s ultra vires were to
htve ony less consequence in law than to render lhe
inslrument incopable of ever having had tny legd effect."
ln the same case, the court held that the court's judgment that an Act
is a nullity operates erga omnes, that is against everyone concerned.
ln Boddington v. British Transport Police
[1999]2
A.C. 143 at 158,
Lord lrvine, L.C. said that when an Act or a regulation has been
pronounced by the court to be unlavvful, it is then recognised as
having had no legal effect at all.
The doctrine of prospective overruling may be contrasted with that of
retrospective legislation. ln reference to one of the authorities cited in
support of the arguments in favour of the doctrine of prospective
overruling, namely the Wisconsin v. Waylon Pictotte case, the court
was split and one of the opinions expressed was:
"Permitting retroactive application of expended
criminal /aws as a general proposition threatens the
liberty and interests of everyone within a free and
open society."
ln 2001, in the case of Rogers, 532 US.451 the Supreme Court of
the U.S.A stated,
ln my view, the doctrine of prospective overruling which has the effect
of validating what is illegal should never apply to legitimize what was
done mala fides.
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"We conclude that a
judicial
alteration of a common
law doctrine of criminal law violates the principle of
fair warning, and hence must not be given retroactive
effect".
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I have had the benefit of reading the reasons given by the learned
Chief Justice, Odoki for our judgment in this appeal. The Chief
Justice has dealt with and discussed authorities from diverse
jurisdictions including those of the U.S.A, the U.K, tr/alaysia, lndia
and South Africa stating, expounding and elaborating upon the
concept and use of the doctrine of prospective overrullng.
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Most of the cases and opinions cited in favour of the doctrine relate to
administrative acts and decisions in which discretionary powers are
exercised and are so exercised to determine rights and obligations in
personam or relate to criminal justice. ln an administrative act, the
court may exercise discretion and refuse to grant the necessary legal
remedies that would follow from that act being declared null and void.
Thus, in the English case of Smith v. East Elloe RDC,
[1956]
A.C.
736, it was held that an administrative order however void, becomes
valid for practical purposes where a statutory time limit expires after
which its validity cannot be questioned. The rationale here is clear.
The statute does not make the order valid. lt simply terminates the
time in which a remedy could have been granted. Nevertheless, even
in administrative law where the exercise of discretionary powers is a
common feature, the degree and range of applying prospective
overruling are severely limited. ln his Judicial Review of
Administrative Action, Fourth Edition, S.A. de Smith observes;
"Void acts and decisions are indeed usually destitute of legal
effect; lhey can be ignored with impunity; their volidity can be
atlacked if necessory, in collaterol (or indirect) proceedings;
they confer no legil rights on anybotly."
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The learned author concedes to a number of exceptions such as the
validation of voidable actions on such grounds as time limits, consent,
waiver or acquiescence of parties. He also observes that the same
principle of prospective overruling has been discerned in collateral
and statutory remedies such as those relating to habeas corpus
proceedings and orders of compulsory purchases. He then
concludes,
"In practice, the courts have sufJicienl room
for
manouevre lo
be able to avoitl being driven to reoch unsalisfoctory
conclusions by the pressure exerted by conceptutl reasoning.
The sdverse meanings ond implications of voidness and the
eloslicity imported by the discretionory noture of most of the
judiciol remedies, are apt to generate uncertaintlt and indeed
exasperation."
ln my view, the issues raised in ground 14 even if admitted should, in
Uganda, be confined to criminal justice,
administrative actions and
other cases where discretionary powers and decisions relating to res
in personam abound. The doctrine should have no place in
constitutional disputes where the courts' role should be confined to
empirical declarations of law and the precise interpretation of
constitutional provisions in a prudent, impartial and objective manner.
To widen the operation of the doctrine of prospective overruling to
cater for constitutional challenges in an evolutionary jurisprudence
such as that of Uganda would open the floodgates for the arbitrary
amendments of every Article and Clause in the Constitution. There
would be great expectations and belief among those intent on
effecting the amendments that even when they do so
unconstitutionally and capriciously, what they will have done will be
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valid and binding notwithstanding that the same amendments are
later judicially pronounced null and void and to have been engineered
through bad faith.
My reasons for not accepting the use of the doctrine of prospective
overruling so readily are simple to discern. ln his scholarly and
illuminating discourse contained in the reasons for the court's
judgment in this appeal, the learned Chief Justice, Odoki, has cited
authorities in support of the doctrine of prospective overruling. The
analysis and reasons given are strong and persuasive. The Chief
Justice concludes with the caution which I partially agree with to the
effect that:
"It oppears to me that the doctrine of prospective overruling is o
relalively new principle which has been developed in various
j urisdictions under different circumstances and which may be
applied in Uganda after careful considerarion. It is a useful remedy
which is based on judicinl tliscrelion to do justice in each cose to
preserve the volues and goals explained earlier in this judgment,
which include lhe preservation of the rule of law and a stable
constitulionol order and the prevention of chaos and anarchy. The
doctrine shoultl be
further
developed in Uganda to clarify its scope
and application in
future."
As already noted, with a few exceptions, the authorities and opinions
ably examined by the learned Chief Justice, were concerned mainly
with criminal cases and administrative actions where justice,
discretionary powers, vested rights, obligations and liabilities call for
the invocation of the doctrine of prospective overruling. lt is in the
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ln the developed countries where the largest number of examples
on
the doctrine of prospective overruling are derived, the doctrine is
often utilised under a background of where governments and public
authorities which are largely subject to accountability, act wrongly or
unconstitutionally but honestly and without sinister motives. Such
schemes, rights and obligations arising under impugned laws and
measures have gone on for years undetected and it is only later that
someone or a body discovers that not everything was done according
to the strict rules of law. lt is in such situations, that it is perfectly
legitimate and understandable to salvage them under the doctrine of
prospective overruling. On the other hand, in the developing countries
of which Uganda is one, decisions to bypass proper methods of
making law or of amending constitutions are deliberately and
knowingly taken. Sometimes they are effected arroganily with
impunity and against professional advice.
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area of constitutional affairs that society endeavours to avoid
occurrences of chaos and anarchy, if any. However, in my opinion,
even in the unlikely event of chaos or anarchy threatening, the use of
prospective overruling should only be resorted to when all other
possible options such as conferences for alternative resolutions,
elections and resignations of the defaulters have been fully explored
and exhausted. ln my opinion, it should only be used after the rights,
obligations and the schemes it is intended to save have existed for a
long time and where the irregularity or illegality had occurred
inadvertently and not deliberately induced or encouraged.
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The makers of the Uganda Constitution of 1995 outlawed the
Kelsenian theory of the grand norm by including in that constitution
Article 3 which reads;
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ln some countries, constitutions are perceived by those in power, not
as protectors of the human rights and the liberties of the individual but
as instruments for legitimizing the exercise of power. For the
opponents of these rulers, constitutions are understood in terms of
the government's legitimacy to exercise arbitrary power, to impose
restrictions on certain freedoms and rights and to do whatever the
rulers deem necessary firstly, for their survival and secondly, in what
they deem to be the interest of society. ln effect, the application of the
doctrine of prospective overruling has the same characteristics and
effects as the application of an effective revolution othenrvise known
as a species of the Kelsenian theory of the grand norm. This
stipulates that where a constitutional order is violently or othenrise
overthrown and its replacement is acquiesced in and accepted by
state officials, judges
and the general public, the replacement
becomes the new constitutional order. For many years, this was a
persuasive realization of the legal consequences of successful
revolutions. lt was invoked in Pakistan in the case of The State v.
Dosso P.L.D. 1958 S.C 533; in Uganda in the case of Uganda v.
Prisons Commissioner, ex p. Matovu
[1966]
E.A 514 and in
Zimbabwe when it was still known as Rhodesia in the case of R. v.
Ndhlovu 1968 (4) S.A 515.
a
3. (1) lt is prohibited for any person or group of persons to take
or retain control of the Government of Uganda, except in
accordance with the provisions of this Constitution.
(2) Any person who, singly or in conceft with others, by any
violent or other unlawful means, suspends, overthrows,
abrogates or amends this Constitution or any part of it or
attempts to do any such act, commits the offence of treason
and shall be punished according to law.
(3) This Constitution shall not lose its force and effect even
where its obseruance is interrupted by a government
established by the force of arms; and in any case, as soon
as the people recover their liberty, its obseruance shall be
re-established and all persons who have taken part in any
rebetlion or other activity which resulted in the interruption of
the observance, shall be tried in accordance with this
Constitution and other laws consistent with it.
(4) All citizens of Uganda shall have the right and duty at all
fimes
-
(a)to defend this Constitution, and in parlicular, to resist any
person or group of persons seeking to ovefthrow the
established constitutional order; and
(b)to do all in their power to restore this Constitution after it has
been suspended, ovefthrown, abrogated or amended
contrary to its provisions.
(5) Any person or group of persons who, as required by clause
(4) of this afticle, resisfs the suspension, overthrow,
o
2l
t
o
abrogation or amendment of this Constitution commits no
offence.
(6) Where a person referred to in clause (5) ot this afticle is
punished for any act done under that clause, the punishment
shall, on the restoration of this Constitution, be considered
void from the time it was imposed and that person shall be
taken to be absolved from all liabilities arising out of the
punishment.
Article 3 was further inspired by the knowledge that in Africa there
had been massive violations of human rights and blatant disregard of
constitutional obligations, with some courts tending to uphold the
government's side on controversial issues. Thus, one judge
of the
former Court of Appeal for Eastern Africa made remarks which are
reported in 2 E.A.L.J
[1969],
as follows;
" I ask you to imogine what might happen if the courts of o newly
emergenl n ion, in which lhe rule of law is not a settled woy of ltfe
eilher on the part of the executive and the people,, were by their
jutliciol decision to enter the politicol arena."
ln common law countries, rules of equity and construction have been
developed and are applied in order to avoid awkward situations that
may arise as a result of interpreting laws literally. These rules include
the literal rule, the golden rule, the mischief rule as well as the
ejusdem generis rule. The doctrine of prospective overruling is a
potential rule that is knocking at the
jurisprudential
door to be
admitted and operate along the ones I have enumerated. As the
learned Chief Justice Odoki rightly observes in his reasoning, it ls still
o
22
o
The doctrine of prospective overruling as a device is pleaded in order
to give courts an excuse not to displease an impatient executive or
inattentive legislature either of which may deliberately depart from the
dictates of constitutionalism. Justice A. Aguda writing in Essays On
Third World Perspectives ln Jurisprudence, 1978, astutely observed;
"It would, of course, be erroneous and catastrophic if judges in
developing countries occepted the
formolistic
interpretation of lhe
Rule of Ltw, and thus, stood aloof while countries
foll
into the
errors of South Africa (before that country was liberated from
Apartheid), and ldi Amin of Uganda and Bokassa of the Central
African Empire. llhilst admittedly it may not be the duty of the
judge lo consider lhe rightness or wrongness of o law especiolly an
eroded law, a judge in a developing country must regord himself (or
herselfl to the extent possible, as the bulwork against lyranny and
oppressive laws. He must continuously remind himself (or herselfl
of the asserlion by the Internotionul Commission of Jurists, that
,The
Rule of- Lau, is o/ univarsal wlidity antl upplicotion as it embraces lhose
principles of
.iusticc v,hich
are considered minimul to the as"-urance of hunan
rights und the dignity o/'ntan'."
o
23
in its formative stages even in the developed countries that claim to
have mature jurisdictions.
The developing countries with delicate and evolving jurisdictions
ought to hesitate long before embracing the doctrine of prospective
overruling.
I
ln my opinion, the doctrine is presently unsuitable to resolve the
issues which arose in this appeal nor would it be desirable to apply it
to similar or other constitutional disputes in the near future.
For the reasons I have given, I would dismiss ground 14 of the
appeal.
It was for the reasons I have given that I agreed that the appeal
should partially succeed. I would order that each party bears its costs
of this appeal while the respondents get half the costs in the
Constitutional Court.
2005.
O
o
G.W. KANYEIHAMBA
JUSTICE OF THE SUPREME COURT
24
I
Dated at Manso mis .7/.L day
"t
{il+)
L
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