Case Law[2023] ZACC 14South Africa
Mogale and Others v Speaker of the National Assembly and Others (CCT 73/22) [2023] ZACC 14; 2023 (9) BCLR 1099 (CC); 2023 (6) SA 58 (CC) (30 May 2023)
Constitutional Court of South Africa
30 May 2023
Headnotes
Summary: Traditional and Khoi-San Leadership Act 3 of 2019 — constitutionally invalid — sections 59(1)(a), 72(1)(a) and 118(1)(a) of the Constitution — National Assembly — National Council of Provinces and provincial legislatures
Judgment
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## Mogale and Others v Speaker of the National Assembly and Others (CCT 73/22) [2023] ZACC 14; 2023 (9) BCLR 1099 (CC); 2023 (6) SA 58 (CC) (30 May 2023)
Mogale and Others v Speaker of the National Assembly and Others (CCT 73/22) [2023] ZACC 14; 2023 (9) BCLR 1099 (CC); 2023 (6) SA 58 (CC) (30 May 2023)
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sino date 30 May 2023
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case CCT 73/22
In
the matter between:
CONSTANCE
MOGALE
First
Applicant
LAND
ACCESS MOVEMENT OF SOUTH AFRICA
Second
Applicant
MASHONA
WETU DLAMINI
Third
Applicant
VICTOR
MODIMAKWANE
Fourth
Applicant
and
SPEAKER
OF THE NATIONAL ASSEMBLY
First
Respondent
CHAIRPERSON
OF THE NATIONAL
COUNCIL
OF PROVINCES
Second
Respondent
SPEAKER
OF THE EASTERN CAPE
PROVINCIAL
LEGISLATURE
Third
Respondent
SPEAKER
OF THE FREE STATE
PROVINCIAL
LEGISLATURE
Fourth
Respondent
SPEAKER
OF THE GAUTENG
PROVINCIAL
LEGISLATURE
Fifth
Respondent
SPEAKER
OF THE KWAZULU-NATAL
PROVINCIAL
LEGISLATURE
Sixth
Respondent
SPEAKER
OF THE LIMPOPO
PROVINCIAL
LEGISLATURE
Seventh
Respondent
SPEAKER
OF THE MPUMALANGA
PROVINCIAL
LEGISLATURE
Eighth
Respondent
SPEAKER
OF THE NORTH WEST
PROVINCIAL
LEGISLATURE
Ninth
Respondent
SPEAKER
OF THE NORTHERN CAPE
PROVINCIAL
LEGISLATURE
Tenth
Respondent
SPEAKER
OF THE WESTERN CAPE
PROVINCIAL
LEGISLATURE
Eleventh Respondent
MINISTER
OF COOPERATIVE GOVERNANCE
AND
TRADITIONAL AFFAIRS
Twelfth Respondent
CHAIRPERSON
OF THE NATIONAL HOUSE
OF
TRADITIONAL
LEADERS
Thirteenth
Respondent
PRESIDENT
OF THE REPUBLIC
OF
SOUTH
AFRICA
Fourteenth
Respondent
CONGRESS
OF TRADITIONAL LEADERS
OF
SOUTH
AFRICA
Fifteenth
Respondent
NATIONAL
KHOI AND SAN COUNCIL
Sixteenth Respondent
Neutral
citation:
Mogale and Others v Speaker
of the National Assembly and Others
[2023] ZACC 14
Coram:
Maya
DCJ, Kollapen J, Madlanga J, Majiedt J, Makgoka AJ,
Mathopo J, Potterill AJ, Rogers J and Theron J
Judgment:
Theron J (unanimous)
Heard
on:
23 February 2023
Decided
on:
30 May 2023
Summary:
Traditional and Khoi-San Leadership Act 3 of 2019
—
constitutionally invalid — sections 59(1)(a), 72(1)(a) and
118(1)(a) of the Constitution — National Assembly
—
National Council of Provinces and provincial legislatures
Public
involvement — public hearings — reasonableness
ORDER
On
application for direct access in terms of section 167(4)(e) of the
Constitution:
1.
It is declared that Parliament has failed to comply with its
constitutional obligation
to facilitate public involvement before
passing the Traditional and Khoi-San Leadership Act 3 of 2019 (Act).
2.
The Act was, as a consequence, adopted in a manner that is
inconsistent with
the Constitution and is therefore declared invalid.
3.
The order declaring the Act invalid is suspended for a period of
24 months
to enable Parliament to re-enact the statute in a
manner that is consistent with the Constitution or to pass another
statute in
a manner that is consistent with the Constitution.
4.
Those respondents that opposed the application are directed to pay
the applicants’
costs, including the costs of three counsel, in
the following proportion:
(a)
The sixth, eleventh and twelfth respondents are directed to pay the
costs occasioned by
their respective opposition to the application.
(b)
The first and second respondents are to pay all remaining costs.
JUDGMENT
THERON J
(Maya DCJ, Kollapen J, Madlanga J, Majiedt J, Makgoka AJ, Mathopo J,
Potterill AJ and Rogers J concurring):
Introduction
[1]
This
is an application in terms of section 167(4)(e)
[1]
of the Constitution for an order declaring that the National
Assembly, the National Council of Provinces (NCOP) and the nine
provincial
legislatures have failed to fulfil their constitutional
obligations to reasonably facilitate public involvement in the
passing
of the Traditional and Khoi San Leadership Act
[2]
(TKLA). The applicants seek a declaration that the Act is
unconstitutional and invalid, together with consequential relief.
[2]
The
Constitution’s vision of democracy includes representative and
participatory elements. In
August
,
this Court said that the ability to participate in the electoral
process through voting is “a badge of dignity and of
personhood”.
[3]
Similarly, when people – particularly the disempowered –
participate in the making of laws that affect them,
as is their
constitutional entitlement, this enhances their dignity.
[4]
Before Parliament enacts legislation, it must take reasonable steps
to facilitate public participation.
[5]
[3]
The importance of public participation in South Africa cannot
be understated. Affected persons must be afforded the
opportunity
to meaningfully participate in the legislative process.
Public participation acts as a safeguard to prevent the interests
of
the marginalised being ignored or misrepresented. The
significance of public participation for the advancement of South
Africa’s democratic project is underscored by the colonial and
apartheid governments’ complete disregard of the views
of the
people in legislating their lives.
[4]
Most
contemporary democratic theorists view democracy as “government
by discussion”.
[6]
The Nobel economic sciences laureate, Amartya Sen, theorises an
expansive notion of democracy to which public reasoning is
central.
[7]
Under this model, democracy through the ballot is only the
beginning. People must have access to information and the
ability to speak freely about state conduct – in this case,
law making. Deliberative democracy is familiar to
South
Africans and, certainly, to the traditional communities affected by
the TKLA. In
Doctors
for Life
,
this Court recognised the South African tradition of participatory
democracy as practised through, for example, imbizo, lekgotla
and
bosberaad.
[8]
Former President Nelson Mandela, in his autobiography, reflected on
witnessing deliberative democracy of this nature in local
meetings
when he was a child:
“
Everyone
who wanted to speak did so. It was democracy in its purest form
. . . everyone was heard: chief and subject, warrior
and medicine
man, shopkeeper and farmer, landowner and labourer . . . all . . .
were free to voice their opinions and were equal
in their value as
citizens.”
[9]
Parties
[5]
The
first applicant is Ms Constance Mogale, the National Coordinator of
the Alliance for Rural Democracy (ARD), a grouping of activist
organisations and individuals who contest policy and legislation that
threaten the land rights of citizens living in the former
Bantustans.
[10]
The second applicant is the Land Access Movement of South Africa
(LAMOSA), an independent federation of community based
organisations advocating for land and agrarian rights, democracy and
sustainable development. The third applicant is Mr Mashona
Wetu
Dlamini, an elder of the
Umgungundlovu
community and an iNduna of the iNkosana’s Council, a body
established in terms of customary law. The fourth
applicant is
Mr Victor Modimakwane, a member of the Bakgatla ba Kgafela
community.
[6]
The first respondent is the Speaker of the
National Assembly. The second respondent is the Chairperson of
the NCOP.
I refer to the first and second respondents
collectively as “Parliament”. The third to eleventh
respondents are
the Speakers of the Eastern Cape, Free State,
Gauteng, KwaZulu-Natal, Mpumalanga, Limpopo, North West,
Northern Cape and Western
Cape Provincial Legislatures. The
twelfth respondent is the Minister of Cooperative Governance and
Traditional Affairs (Minister),
who is cited in her official capacity
as the national executive authority responsible for the TKLA.
The thirteenth respondent
is the Chairperson of the National House
of Traditional Leaders, who is cited because the TKLA affects the
National House.
The fourteenth respondent is the President
of the Republic of South Africa. The fifteenth respondent
is the Congress
of Traditional Leaders of South Africa
(CONTRALESA), a voluntary organisation of traditional leaders in
South Africa.
The sixteenth respondent is the National
Khoi and San Council, a formal negotiating forum that engages with
the state regarding
the constitutional rights and other interests of
the Khoi and San peoples.
[7]
Only Parliament, the KwaZulu-Natal Provincial
Legislature, the Western Cape Provincial Legislature and the
Minister oppose
the application. I refer to these parties as
the “respondents”.
Background
[8]
The
TKLA purports to address the failings of the Traditional Leadership
and Governance Framework Act
[11]
(TLGFA). The High Level Panel on the Assessment of Key
Legislation and the Acceleration of Fundamental Change, chaired by
former President Kgalema Motlanthe, expressed concern that public
submissions that it received indicated that the TLGFA and amendments
to it
[12]
“[deny] people living in areas under traditional leaders
several constitutional rights, distinguishing them from those living
in the rest of the country who enjoy the full benefits of
post-apartheid citizenship”.
[13]
[9]
The Traditional and Khoi-San Leadership Bill (TKLB or Bill)
was introduced in the National Assembly on 21 September 2015.
According to the Department of Cooperative Governance and
Traditional Affairs (COGTA), the TKLB was a product of public
hearings
focused on drafting the Bill’s content.
[10]
During January 2016, the National Assembly’s Portfolio
Committee on Cooperative Governance and Traditional Affairs
(Portfolio Committee)
invited submissions from stakeholders and
began conducting public hearings the following month. Over the
period from February
2016 to August 2017, meetings were held in the
nine provinces. The ARD arranged to have monitors present at
the public hearings.
These monitors recorded many alleged
deficiencies in the public participation process. The Bill was
passed by the National
Assembly and referred to the NCOP on
7 November 2017.
[11]
The
NCOP initially intended to conduct its own hearings but later decided
to defer the holding of hearings to the provincial legislatures.
Between 10 April 2018 and 14 August 2018, the
provincial legislatures conducted public hearings and adopted their
negotiating mandates.
[14]
The applicants had monitors present at these hearings, where they
recorded alleged deficiencies similar to those in the
National Assembly process. On 4 December 2018, the NCOP
Select Committee on Cooperative Governance and Traditional Affairs,
Water and Sanitation and Human Settlements (Select Committee)
met to cast votes according to the provinces’ final mandates.
The Select Committee voted to adopt an amended version of the
TKLB and referred it to a plenary vote in the NCOP.
[15]
On 10 January 2019, the NCOP voted in favour of an amended version of
the TKLB, which was referred back to the National Assembly.
The TKLB, as amended by the NCOP, was adopted by the National
Assembly on 26 February 2019.
[12]
On 4 September 2019, before the TKLB was signed by the
President, the applicants’ attorneys wrote to the President
requesting
that the TKLB be referred back to Parliament, as
recommended by the President’s Expert Advisory Panel on Land
Reform and
Agriculture (Expert Advisory Panel). On 20 November
2019, the TKLB was signed into law by the President. The
applicants’
attorneys wrote to the President on 10 April
2020 informing him of their instructions to challenge the
constitutionality of
the TKLA due to deficient public involvement in
passing the Act. They also urged the President not to bring the
TKLA into
operation until the challenge was determined. The
applicants’ attorneys received no response. On 2 December
2020,
the President published a notice determining that the TKLA
would come into force on 1 April 2021. The applicants
launched their application on 20 December 2021.
[13]
The questions before this Court are:
(a)
Does this Court have exclusive jurisdiction?
(b)
Do the applicants have standing?
(c)
What are the standards prescribed by law for public participation?
(d)
Did Parliament and the provincial legislatures meet these standards?
(e)
If not, what is the most appropriate remedy?
Jurisdiction
[14]
Under
section 167(4)(e) of the Constitution, this Court has exclusive
jurisdiction to decide whether Parliament or the President
has failed
to fulfil a constitutional obligation. Parliament’s
alleged failure to reasonably facilitate public involvement
implicates its constitutional obligations in terms of sections
59(1)(a), 72(1)(a) and 118(1)(a) of the Constitution.
[16]
This Court has the exclusive jurisdiction to decide that question.
[15]
The Minister took the view that holding that this Court’s
exclusive jurisdiction is engaged in this application would
inappropriately
widen the scope of section 167(4)(e). She
accepts that, in general, a challenge to the validity of a statute on
the
basis that there was inadequate public participation falls within
section 167(4)(e). However, the Minister argues that
the
applicants are more concerned with the substance of the TKLA than
with the alleged failure of the legislature to facilitate
public
participation. The Minister submits that this application is,
in effect, a substantive constitutional challenge that
required the
applicants to make out a case for direct access.
[16]
The Minister misconceives the nature of the matter.
Although the founding affidavit reflects the applicants’
disgruntlement
with the content of the TKLA, the substance of the
application is an attack on the adequacy of the public participation
process
in passing it. Complaints about the substance of the
TKLA were raised for the purpose of indicating the nature of the
issues
at stake and, thus, the ambit of public participation that was
reasonably required.
[17]
The applicants concede that there is one issue that is not
within the exclusive jurisdiction of this Court: whether the Select
Committee
had sufficient votes to adopt the TKLB (that is, the
submission that Parliament did not comply with the manner and form
requirements
to pass the TKLB). However, they argue that it is
in the interests of justice for this Court to hear that challenge
directly
because it is closely linked to the public participation
challenge. This Court was not favoured with full argument on
this
aspect, which, in any event, is ancillary to the main issue of
whether Parliament adequately facilitated public participation in
passing the TKLB. Thus, its determination is not required in
order to grant the relief sought in the notice of motion.
For
these reasons, and in light of the conclusions I make on the merits,
I am of the view that this issue need not be decided by
this Court.
Standing
[18]
Generally, standing is a preliminary procedural question
regarding whether the parties to the litigation are entitled to sue.
The purpose of the inquiry is to determine whether a litigant has
sufficient interest in the proceedings and is thus a proper party
to
present the matter in issue to a court for adjudication.
[19]
In
Doctors
for Life,
this
Court reasoned that it will only consider an application that
Parliament has failed to facilitate public involvement “where
the applicant has sought and been denied an opportunity to be heard
on the Bills and where the applicant has launched his or her
application for relief in this Court as soon as practicable after the
Bills have been promulgated”.
[17]
In doing so, this Court sought to limit public participation
challenges in order to “discourage opportunist reliance
by
those who cannot show any interest in the duty to facilitate public
involvement on that duty”.
[18]
The purpose of this restriction is to prevent parties who had no
interest in draft legislation and made no attempt to make
submissions
to Parliament from later seeking to rely on a failure to facilitate
public involvement to have the subsequently enacted
legislation
declared invalid. This restriction is not determinative of
standing. A party either has an interest in
the proceedings –
which confers it with standing – or it does not.
The restriction set out in
Doctors
for Life
is
analogous to considerations that engage this Court when deciding
whether to grant leave to appeal. The
Doctors for Life
test
involves a value judgment by the Court under the overriding standard
of the interests of justice. Thus, even where there
are delays
in bringing public participation challenges, this Court considers
whether it is in the interests of justice to non suit
applicants
on that basis.
[20]
The
applicants bring this case in the public interest.
[19]
To the extent possible, the applicants, including the organisations
and communities they represent, participated in the public
hearings
held by the
National
Assembly
,
the NCOP and provincial legislatures. They are not
organisations or individuals who had or have no interest in the Bill
or sat on their hands and failed to seek to participate in the
process. This is not a case where an organisation has
opportunistically
raised a public participation challenge. The
applicants who could participate in the process sought to do so and
were concerned
throughout about the adequacy of the public
participation. Allowing them to bring this challenge will not
open the floodgates
to opportunistic public participation challenges.
[21]
The first, second and eleventh respondents contend that this
Court should refuse to entertain the application as the applicants
failed to bring the challenge as soon as practicably possible after
the promulgation of the TKLA on 20 November 2019. This
application was instituted in December 2021, just over two years
after the Bill was passed by Parliament. In explaining the
delay, the applicants record that they gave early notice of their
intention to challenge the legislation: they informed the Portfolio
Committee at the outset of its public hearing programme and wrote to
the President before he signed the TKLB into law. The
applicants also note that it took a significant amount of time to
gather the information required to launch this application.
Further, one of the applicants’ junior counsel, who was
responsible for drafting the papers, was unable to do so because
his
son was hospitalised with cancer. It would not be in the
interests of justice to non-suit the applicants due to the
unfortunate circumstances of their legal team.
[22]
The
respondents argue that the explanation provided for the delay is bare
and that the delay caused them prejudice by having to
answer factual
allegations about matters that happened years ago, when the public
participation process started in 2016.
The
applicants contend that Parliament should keep proper records of
public participation and should not have to rely on the memory
of
officials to recreate its public participation process where the
hearings were conducted less than five years before the application
was launched.
Parliament alleges that, as a result of the delay, records of the
public participation process were unavailable. This
argument
cannot be countenanced. Although an applicant bringing a public
participation challenge must launch the application
“as soon as
practicable after the Bills have been promulgated”, a challenge
cannot be brought before the President
signs a bill into law.
[20]
The President signed the TKLB in November 2019, almost three years
after the first public hearings were held in February
2016.
Therefore, Parliament’s submission that the challenge
implicates records from a process that began in 2016 is
of little
assistance to them.
[23]
In
Moutse,
more than two years had passed between the date that the statute in
question was enacted and the date that the challenge was launched.
In that case, one of the provincial legislatures contended that, due
to the delay, records were unavailable. This Court held
that
while the delay was undesirable, it would not be in the interests of
justice to non suit the applicants on this ground.
[21]
This Court took into account that the respondents were alerted early
on that the applicants intended to challenge the constitutional
validity of the statute
[22]
and that, despite the delay, the respondents were able to provide
evidence as to what occurred during the public participation
process. It was also a consideration that the blame for the
delay was attributed to the applicants’ lawyers.
[23]
Moreover, it was practically possible to reverse the effect of the
challenged law.
[24]
The applicants contend that these factors are present in this
matter. I agree.
[24]
The earliest that this challenge could have been brought was
20 November 2019, the date on which the President signed the Bill.
This application was launched on 20 December 2021, just
over two years after the President signed the TKLB, one year
after
the commencement date was announced and eight and a half months after
the TKLA came into force.
[25]
In
my view, the delay is justifiable and should not prevent a
determination of the merits. All of the factors that this Court
recognised in
Moutse
as
mitigating delay are present here.
[25]
First, the applicants gave early notice of their intention to
challenge the legislation. They notified the Portfolio
Committee, prior to the commencement of its public hearing programme,
that they would litigate if Parliament did not hold meaningful
hearings. Before the Bill was signed, they wrote to the
President asking him not to assent to the Bill because there had
been
insufficient public participation. The applicants wrote to the
President again, once the Bill had been signed, to ask
him to delay
the date that the TKLA would come into force until after the
challenge was determined. The applicants did not
receive a
response from the President to either letter.
[26]
Secondly, the applicants are not only acting in their own
interests, but on behalf of their organisations and in the public
interest.
The TKLA is legislation that directly impacts the
lives of millions of South Africans. If the public is denied a
meaningful
chance to influence the content of that law, this Court
should be hesitant to foreclose a challenge to the law merely because
of
a delay in bringing the complaint to this Court. This
application is brought in the public interest and not for narrow
individual
interests.
[27]
Thirdly, despite their complaints, Parliament and the two
provincial legislatures that oppose the application have been able to
put up significant evidence and argument to defend their positions.
In light of the fact that the applicants gave Parliament
early notice
of their intention to bring this application, Parliament and the
provincial legislatures were on notice that they
should retain their
records.
[28]
In
any event, Parliament should keep proper records of public
participation. The earliest hearings occurred less than six
years before the challenge was launched. The application was
launched less than two years after the applicants indicated
that they
intended to challenge the legislation. Had Parliament complied
with its duty to preserve its records, it would
not have had to rely
on the memory of officials to recreate its public participation
process. Further, Parliament is statutorily
obliged to keep
proper records of public participation. In terms of the
National Archives and Records Service of South Africa
Act,
[26]
public bodies such as Parliament are obliged to retain records and
may not destroy them except as provided for in the Act.
[27]
In terms of section 13(1), the National Archivist is charged with the
proper management and care of public records in the
custody of
governmental bodies. In terms of section 13(2)(a), no public
record under the control of a governmental body may
be transferred to
an archives repository, destroyed, erased or otherwise disposed of
without the written authorisation of the National
Archivist.
During oral argument,
counsel
for Parliament conceded that Parliament bears the onus to prove that
the process it adopted to facilitate public participation
was
reasonable. Little sympathy can be had for Parliament if it
fails to discharge this onus on the basis that it had not
kept
sufficient records, particularly where it had a duty to do so.
[29]
Fourthly, this Court takes into account that the application
involved the collection of an immense amount of information.
This is a challenge to two sets of public hearings, held by the
National Assembly and by the provincial legislatures on behalf of
the
NCOP, that occurred in all nine provinces. The record includes
detailed evidence of what occurred in a number of public
hearings.
This understandably took a long time to collect and prepare.
[30]
Finally, the order that the applicants seek will not cause
disruption given that the TKLA has been implemented to a limited
degree.
In any event, the applicants ask for the declaration of
invalidity to be suspended. If the applicants’ challenge
succeeds,
Parliament can, after reasonable public participation has
been facilitated, re enact the TKLA or pass new legislation.
[31]
For these reasons, I conclude that the delay was not
unreasonable and should not be a bar to this Court entertaining the
merits
of this application.
Obligation
to facilitate public participation
[32]
The National Assembly, NCOP and provincial legislatures each
have a constitutional obligation to facilitate public involvement in
their legislative processes. Their obligations to facilitate
public participation are contained, respectively, in
sections 59(1)(a),
72(1)(a) and 118(1)(a) of the Constitution.
[33]
Public
participation is a crucial part of participatory democracy and the
law making process as it affords the public a meaningful
opportunity to participate in the legislative process
[28]
and “strengthens the legitimacy of legislation in the eyes of
the people”.
[29]
This Court has set a standard for public participation facilitated by
Parliament and the provincial legislatures.
[30]
Parliament and the provincial legislatures have also set their own
standards in the Public Participation Framework (Framework)
and the
Practical Guide for Members of Parliament and Provincial Legislatures
(Practical Guide).
Standard
of reasonableness
[34]
Parliament
has a discretion to determine the manner in which to fulfil the
obligation to facilitate public involvement; the question
for this
Court to determine is whether Parliament’s process was
reasonable.
[31]
In
Doctors
for Life
this Court set out the factors to be considered in determining
whether public involvement is reasonable:
“
The
nature and importance of the legislation and the intensity of its
impact on the public are especially relevant. Reasonableness
also requires that appropriate account be paid to practicalities such
as time and expense, which relate to the efficiency of the
law making
process. Yet the saving of money and time in itself does not
justify inadequate opportunities for public
involvement. In
addition, in evaluating the reasonableness of Parliament’s
conduct, this Court will have regard to
what Parliament itself
considered to be appropriate public involvement in the light of the
legislation’s content, importance
and urgency. Indeed,
this Court will pay particular attention to what Parliament considers
to be appropriate public involvement.
What is ultimately
important is that the legislature has taken steps to afford the
public a reasonable opportunity to participate
effectively in the
law-making process. Thus construed, there are at least two
aspects of the duty to facilitate public involvement.
The first
is the duty to provide meaningful opportunities for public
participation in the law making process. The second
is the
duty to take measures to ensure that people have the ability to take
advantage of the opportunities provided.”
[32]
[35]
This
Court has repeatedly emphasised that, regardless of the process
Parliament chooses to adopt, it must ensure that “a reasonable
opportunity is offered to members of the public and all interested
parties to know about the issues and to have an adequate say”.
[33]
A reasonable opportunity to participate in legislative affairs “must
be an opportunity capable of influencing the decision
to be
taken”.
[34]
It is unreasonable if the content of a public hearing could not
possibly affect Parliament’s deliberations on the legislation.
If the hearing is not effectively or timeously advertised,
[35]
if people are unable to attend the hearing,
[36]
or if the submissions made at the hearing are not transmitted or
accurately transmitted to the legislature, then the hearing is
not
capable of influencing Parliament’s deliberations.
[37]
This does not mean that the legislature must accommodate all demands
arising in the public participation process, even if
they are
compelling.
[38]
The public involvement process must give the public a meaningful
opportunity to influence Parliament, and Parliament must
take account
of the public’s views.
[39]
Even if the lawmaker ultimately does not change its mind, it must
approach the public involvement process with a willingness
to do so.
[36]
In
Doctors
for Life
,
this Court interpreted Parliament’s obligation to facilitate
public participation in light of South Africa’s obligations
under the International Covenant on Civil and Political Rights,
[40]
which “guarantees not only the ‘right’ but also the
‘opportunity’ to take part in the conduct of
public
affairs” and “imposes an obligation on states to take
positive steps to ensure that their citizens have an opportunity
to
exercise their right to political participation”.
[41]
[37]
In determining whether conduct has been reasonable in the
context of public participation the following factors are of
particular
importance:
(a)
what Parliament itself has determined is reasonable, and how it has
decided it will facilitate
public involvement;
[42]
(b)
the importance of the legislation and its impact on the public;
[43]
and
(c)
time constraints on the passage of a particular bill, and the
potential expense.
[44]
[38]
I will examine each of these factors, in turn.
Reasonable public participation, in this case, must be assessed in
light of
the high standard that Parliament has set for itself in
respect of public participation, the significance of the TKLA and the
absence
of any efficiency concerns that may have justified less
comprehensive public participation.
Level
of public participation deemed reasonable by Parliament
[39]
Parliament has codified the level of public participation it
deems reasonable in the Framework and the Practical Guide. The
features of reasonable public participation in terms of these
documents include that pre-hearing workshops must be held in order
to
establish relationships with stakeholders, develop effective
communication and awareness programmes, and ensure that communities
are mobilised and that consultation meetings are convened.
Summaries of the bill must be translated into at least three
languages spoken in a particular province. There must be
transport to the hearings. In terms of the Framework,
invitations
must be sent at least five weeks before the public
hearings and, in terms of the Practical Guide, provincial
legislatures must
give at least seven days’ notice of a
hearing. Permanent delegates to the NCOP on the relevant
Select Committee
must attend public hearings arranged by the
provincial legislatures. Negotiating mandates must be
accompanied by detailed
public comments. Each amendment
proposed by a provincial delegation must be considered in detail and
decided on.
[40]
In the case of the TKLB in particular, Parliament, in its
committee meetings, recognised the importance of the TKLB and gave
some
indication of what it considered to be reasonable public
participation in the circumstances. The chairperson of the
Portfolio Committee
recognised that a public hearing is “an
intensive process”. The chairperson of the Select
Committee noted the
importance of translating the TKLB in order to be
“considerate in terms of the language that is being used in a
particular
area”.
Significance
of the legislation
[41]
The TKLA replaces the TLGFA and seeks to address its
failings. The parties agree that the TKLA is a piece of
legislation that
is of immense significance, impacting millions of
South Africans. It aims to regulate one of the most
controversial,
complex areas of South African society: traditional
communities and traditional leadership, against the background of
centuries
of colonial and oppressive regulation, which requires
sensitivity to the experiences and needs of traditional communities.
In submissions filed on behalf of Parliament, it was made clear that
it also fully appreciates this.
[42]
The
High Level Panel also highlighted the significance of the issues
regulated by the TKLB in its report. It noted that the
non-recognition of Khoi and San communities and leaders in the TLGFA
“potentially pose[s] a threat to social cohesion and
nation building in the country”.
[45]
However, it highlighted that members of the Khoi and San communities
raised concerns that certain clauses in the TKLB were
discriminatory.
[46]
The
High Level Panel recommended reconsideration of the provisions that
may “elicit constitutional challenges and undermine
social
cohesion and nation building”.
[47]
[43]
The
Expert Advisory Panel noted views held by the public that the TKLB
and other draft legislation affecting communal land tenure
“individually and collectively entrench the Bantustans by
removing the right to equal citizenship in a unitary state, violating
the principle of free, prior and informed consent, and reinforcing
the powers of traditional authorities over customary and family
land
and resource rights”.
[48]
The Expert Advisory Panel emphasised the importance of “[direct,
wide, meaningful and adequate consultation] with rural
communities
and inhabitants of the former ‘Bantustans’ whose lived
experiences, relationship and interaction between
land, culture and
heritage must inform government policy”.
[49]
[44]
According to the reports and conclusions made by the High
Level Panel and the Expert Advisory Panel, the TLGFA allegedly failed
to address historical challenges faced by customary law and
traditional communities. The TKLB failed to address the
failings
of the TLGFA and introduced further issues of concern.
Parliament was alerted to these deficiencies and advised to consult
thoroughly with communities before passing the Bill to prevent
further entrenchment and perpetuation of colonial and oppressive
customary law regulation.
[45]
The applicants raise various constitutional objections to the
content of the TKLA, including that it entrenches and worsens the
position under the TLGFA. These objections are disputed by
Parliament. As this Court is not called upon to adjudicate
the
constitutionality of the substance of the TKLA, it is not necessary
to set these out in any detail. The TKLA concerns
controversial, complicated customary law matters. This informs
what was required of Parliament when consulting the public.
The
subject matter of the TKLA thus required Parliament and the
provincial legislatures to consult thoroughly and carefully with
members of the public.
[46]
This case is about the significance of participatory democracy
for millions of South Africans who for the most part live away from
centres of power, in rural areas and in some of the poorest parts of
our country. These are people who have the least access
to
power, wealth and influence. This case is about their ability
to participate in the making of law that governs virtually
every
aspect of their daily lives, including access to land, basic services
and rights to the benefits of the land upon which they
live.
[47]
The
TKLA is legislation of considerable importance and substantial
impact. Like the Traditional Health Practitioners Act
[50]
and the Restitution of Land Rights Amendment Act,
[51]
which this Court considered in
Doctors
for Life
and
LAMOSA
,
respectively, it is “of paramount importance and public
interest”.
[52]
It is legislation that, by its nature, required extensive and
meaningful public participation.
Time
constraints and expense
[48]
There was no evidence that there was any pressure on
Parliament to pass the TKLB within any particular timeframe.
Nor do the
respondents assert that there was any deadline requiring
urgent action. Parliament could have taken as much time as was
necessary
to comply with its constitutional obligation to facilitate
public participation.
[49]
Some of the respondents argued that the cost of complying with
the guidelines set for public participation was prohibitive.
Complaints of lack of resources are disingenuous in this context for
a number of reasons. Many of the flaws identified by
the
applicants would cost nothing, or very little, to remedy. It
would not have been entirely dependent on resources for
the
respondents to correctly describe the Bill, allow people to speak at
hearings, advertise hearing dates timeously, accurately
summarise
submissions made at hearings and consider the completed public
participation process when taking decisions.
[50]
Some
other complaints do require resources, such as holding pre-hearing
workshops, providing transport, organising sufficient hearings
and
translating the Bill. However, Parliament considers these to be
reasonable obligations in the Framework and the Practical
Guide.
The respondents put up no evidence to support a claim that these
costs were prohibitive in respect of the TKLB.
This Court has
said that government reliance on limited resources needs to be
supported by facts.
[53]
The respondents have not provided any evidence that they were
restricted by limited resources. A claim of lack of resources
must be properly made out. The respondents have not done so.
Even if such a claim was made out, it would not excuse
failure to
take steps that Parliament and the provincial legislatures could have
taken, at no material extra cost, to ensure that
the standard for
public participation set by this Court and by Parliament itself was
met.
The
relationship between the NCOP and the provincial legislatures
[51]
It
is necessary to consider the relationship between the NCOP and the
provincial legislatures. The obligation to facilitate
public
involvement rests independently on both the NCOP under section 72 and
the provincial legislatures under section118 of the Constitution.
[54]
The NCOP is a forum for expressing the interests of the
provinces in the national legislative process.
[55]
It may facilitate public involvement through the provincial
legislatures, which are closer to the public.
[56]
[52]
It
is important to note that the NCOP can only fulfil its duty to
facilitate public involvement through public hearings held by
the
provincial legislatures if “those proceedings were attended by
members of the NCOP or . . . members of the NCOP had access
to the
reports of those proceedings”.
[57]
The participation of delegates or the circulation of reports is
important for two reasons. First, as stated in
Doctors
for Life
,
the NCOP “plays a pivotal role ‘as a linking mechanism
that acts simultaneously to involve the provinces in national
purposes and to ensure the responsiveness of national government to
provincial interests’”.
[58]
The NCOP ensures that the public submissions gathered by each
province are distributed to all the other provinces and can
be
considered and debated in a national forum.
[59]
If public participation in the provincial legislatures is not
transmitted to the NCOP, that “deprive[s] the process
of the
potential to achieve its purpose”. Secondly, if the NCOP
is to rely on the provincial legislatures to facilitate
public
involvement, it must satisfy itself that the provincial legislatures
hold public hearings that meet the constitutional standard.
This requires the NCOP to be aware of the steps that the respective
provincial legislatures took to facilitate public involvement.
The provincial hearings are part of the NCOP process and “any
shortcomings in the processes of the provincial legislatures
fall to
be imputed to the NCOP”.
[60]
Assessment
of the public participation process
[53]
It is necessary to establish, as a matter of fact, the process
adopted by Parliament to facilitate public participation and, as a
matter of law, whether that process was reasonable. The
applicants presented a picture of the public participation process
in
its entirety to this Court. These facts are largely undisputed
by the respondents, save for the National Assembly and
the
KwaZulu-Natal and Western Cape Provincial Legislatures. Neither
the National Assembly, nor the two provincial legislatures,
however,
have meaningfully disputed the applicants’ allegations. I
am of the view that the facts in this matter are
thus common cause
and this Court has not been asked to resolve factual disputes, as
suggested by the respondents.
[54]
The process adopted in respect of the TKLA was as follows.
On 21 September 2015, the TKLB was introduced in the
National Assembly. In January 2016, the Portfolio
Committee invited written submissions from a range of stakeholders
as
part of the first leg of their public participation process.
The adequacy of this leg is not disputed. The second
leg of the
National Assembly’s process involved public hearings in each of
the nine provinces. These hearings took
place in 2016 and 2017.
[55]
The TKLB was passed by the National Assembly and referred to
the NCOP on 7 November 2017. The Deputy Minister of COGTA
briefed the Select Committee on 14 November 2017.
Initially, the Select Committee intended to run its own public
hearing
programme. However, on 10 May 2018, the Select
Committee decided that it would not hold its own public hearings but
would
defer the holding of public hearings to the provincial
legislatures. Thereafter, the provincial legislatures conducted
public
hearings in all nine provinces.
[56]
On
14 August 2018, the Select Committee met and delegates tabled the
negotiating mandates, which set out the parameters of the negotiation
in the NCOP and proposed amendments to the Bill. Negotiating
mandates are usually accompanied by reports from the public
hearings
organised by the provincial legislatures. Those provinces that
did report on their public hearings did so to varying
degrees of
detail and the negotiating mandates of three provinces did not
mention the public hearings at all.
[61]
At this meeting, the Select Committee decided to invite written
submissions rather than hold further public hearings.
The
closing date for written submissions was 19 September 2018.
According to the applicants, no summary of the submissions
was
prepared for the Select Committee, which would thus only have known
of the submissions’ content if they were read or
discussed at a
subsequent Select Committee meeting.
[57]
The proposed amendments in the negotiating mandates were
considered by COGTA, who provided its written response and presented
to
the Select Committee on 11 September 2018. COGTA
rejected all but two of the proposed amendments from the provinces
and proposed two amendments of its own. The two amendments
COGTA accepted were purely semantic. Members of the Select
Committee and the provincial representatives were dissatisfied that
the content of the negotiating mandates were not taken into
account.
COGTA was asked to prepare a list of amendments based on the views
presented at the meeting. At the final
meeting of the
Select Committee before the consideration of final mandates, on
30 October 2018, this list of amendments was
not tabled or referred
to. Additionally, only cursory attention was given to the
written submissions, which a parliamentary
legal adviser incorrectly
stated had already been deliberated on.
[58]
After
the 30 October 2018 meeting, six provinces provided final mandates.
Three provinces submitted final mandates before
the Select
Committee’s meeting on 30 October 2018 – these
mandates, therefore, could not have been informed by
anything that
happened at the meeting, including any discussion that took place
regarding the written submissions.
[62]
On 4 December 2018, the Select Committee met to consider the final
mandates. Five votes were cast in favour of the
TKLB –
three by delegates who were present, and two by delegates in
absentia.
[63]
One vote was cast against the TKLB.
[64]
Three provinces’ final mandates referred to the incorrect Bill
and, therefore, did not cast valid votes.
[65]
[59]
The Select Committee then referred the TKLB to a plenary
vote. The NCOP adopted the TKLB with amendments on 10
January
2019, after which it was referred back to the National
Assembly. The National Assembly adopted the TKLB, as amended by
the
NCOP, on 26 February 2019. The Bill was signed by the
President on 20 November 2019 and on 11 December 2020, the
President published a notice determining that the Act would come into
force on 1 April 2021.
[60]
It would be an impossible standard for Parliament to comply
with if a single flaw in a single hearing rendered the entire public
participation process unreasonable. It is more apt to frame the
assessment as one that considers the cumulative consequence
of the
entire process. The respondents conceded this in their oral
submissions. Below, I consider the flaws as stated
by the
applicants thematically, having regard to the requirement that public
involvement must enable people to know about the issues,
have an
adequate say, and be capable of influencing the decision to be
taken. I categorise these flaws into those that prevented
the
public from: (a) preparing for the hearings, (b) participating in the
hearings, and (c) having their views conveyed to the
relevant
lawmakers.
Deficiencies
preventing preparation for public hearings
Insufficient
notice
[61]
In
respect of both the National Assembly and provincial legislatures’
public hearings, there was insufficient notice given
ahead of the
hearings.
[66]
Often, notice was given only by word of mouth.
[67]
Inadequate notice of the National Assembly’s hearings in the
Northern Cape, for example, meant that attendees unnecessarily
had to
travel great distances to attend hearings because they were not aware
of hearings that would be held closer to where they
lived.
Sometimes, notice was given unevenly. In the Western Cape, for
example, traditional and community leaders were
given notice of a
hearing in advance, but community members were given a day’s
notice.
[62]
In the Eastern Cape Provincial Legislature’s process,
insufficient notice resulted in the postponement of a number of
hearings
due to poor attendance. In one of the Gauteng
Provincial Legislature’s hearings, the chairperson of the
hearing himself
complained about the tight timelines for public
participation imposed by the NCOP.
[63]
The
result of inadequate notice is that organisations and individuals are
not given enough time to prepare themselves for the hearings.
In
Moutse
,
this Court held that the public should be given an adequate
opportunity to prepare for hearings. This ensures that
“meaningful
participation is allowed”, which results in
the public being given an “opportunity capable of influencing
the decision
to be taken”.
[68]
In
LAMOSA
,
this Court held that notice of less than seven days is
unreasonable.
[69]
In many cases, in both the National Assembly and the provincial
legislatures’ processes, the notice period was far
less than
that – sometimes one or two days.
Lack
of pre-hearing education
[64]
The National Assembly failed to conduct pre-hearing education
in the Eastern Cape, Free State, Gauteng, KwaZulu-Natal,
Mpumalanga
and most of the North West. In the North West,
people were transported to hearings and promised food, but were given
no meaningful
explanation of the purpose of the hearing. In the
Free State, members of the public were told to attend by local
branches
of the African National Congress and were under the
impression that the meetings were party events or related to more
general
grievances, such as service delivery and employment. In
Mpumalanga, attendees thought that the hearing would be about service
delivery and crime.
[65]
In
the provincial legislatures, there was no pre-hearing education in
the Eastern Cape, KwaZulu-Natal and the Western Cape.
It
is unclear whether there was pre-hearing education in Mpumalanga and,
on request from the Land and Accountability Research Centre
(LARC),
[70]
no information was provided.
Accessibility
of hearings
[66]
In the National Assembly’s process, the Bloemfontein
hearing took place 60km outside of the city in Thaba Nchu. In
Polokwane,
there was a venue change the night before the hearing that
was only communicated on Parliament’s website. There were
insufficient travel arrangements – in Mpumalanga, a Khoi-San
community was given incorrect venue details and promised transport
that never arrived.
[67]
The Eastern Cape Provincial Legislature did not provide
transport – this is something that attendees complained about
at a
hearing. The KwaZulu-Natal Provincial Legislature provided
some transport, after it was specifically requested to do so by
LARC
in order to accommodate people from rural areas who would have to
travel long distances at their own expense to attend the
hearings.
No transport was provided for the first hearing in KwaZulu-Natal.
The !Xun community, who wished to attend
hearings held by the
Northern Cape Provincial Legislature, experienced challenges
accessing the venue and were told that they would
be given a chance
to present their views. It is unclear whether this ever
happened, but there is no evidence of the community’s
views in
the Northern Cape negotiating mandate. At the Beaufort West
and Paarl hearings arranged by the Western Cape
Provincial
Legislature, attendees complained that the venues were far from where
people lived.
Deficiencies
preventing participation in public hearings
Communication
of the content of the TKLB
[68]
At
many of the public hearings, no copies of the TKLB were provided.
At many of the hearings where copies of the Bill were
provided, there
were not enough copies.
[71]
Often the copies provided were not in a language that the local
community could understand.
[72]
In the public hearings organised by the National Assembly in
KwaZulu Natal and the Northern Cape, neither copies
of the
TKLB nor summary documents were provided beforehand or at the
hearings. The same was true in the Eastern Cape,
except at
Mthatha, where an English summary was circulated in an isiXhosa
speaking area. Similarly, in the Free State, no
copies of the
Bill were made available and in Bloemfontein an English slide
presentation was circulated. At the Limpopo Provincial
Legislature’s hearings, no copies of the TKLB were provided in
any language.
[69]
Where
there were no written copies of the Bill in the appropriate language,
there was often no oral presentation given. And
where oral
presentations were given, these were often inadequate or
inaccurate.
[73]
Questions about the TKLB were either not answered or were
insufficiently answered.
[74]
[70]
At many of the hearings, there were translation issues.
At the National Assembly hearings in the Northern Cape,
attendees
had to volunteer to translate. In the Eastern Cape,
there was a hearing that was conducted in English and isiZulu, with
no translation into isiXhosa. In the Free State, although there
were translators, attendees could not understand the explanations
given by the translators. In Gauteng, the hearing was conducted
in English and Afrikaans only and there were no translators.
[71]
In both sets of hearings, the Bill was misrepresented as
providing only for the recognition of the Khoi-San people and it was
not
conveyed that the Bill raised important consequences for other
communities. In the National Assembly process, this happened
at
the hearings in the Eastern Cape, KwaZulu Natal, Limpopo,
Northern Cape and Western Cape. In the provincial
legislatures’ process, this happened in Gauteng and
Mpumalanga. Attendees were also misled that the TKLB enjoyed
support
in other provinces. This happened at the National
Assembly hearings in KwaZulu Natal and Limpopo.
[72]
Attendees at some hearings complained that they did not have
sufficient time to consider the Bill in order to give meaningful
input.
This was the case in the National Assembly hearings
in Limpopo, Mpumalanga and the North West. In Limpopo,
traditional
leaders were provided with the TKLB ahead of the hearing,
but the same was not true for members of the public.
Prioritisation
of certain groups and people prevented from speaking
[73]
Improper attention was given to certain groups to the
exclusion of other groups. In the National Assembly process, in
the
Western Cape, there was a hearing at which only ten people were
allowed to speak and these were mostly traditional leaders.
In
KwaZulu Natal, attendees who criticised abuse of power by
traditional leaders were prevented from speaking. An attendee
in Gauteng who made a comment about the recognition of Kings and
Queens under the TKLB was dismissed by a Portfolio Committee member
as “taking advantage of the Queen’s presence at the
hearing”.
[74]
The KwaZulu-Natal Provincial Legislature singled out
traditional leaders, the Zulu King and Khoi-San communities for
consultation
whilst other communities that were also affected were
not given the same special attention. Members of traditional
communities
who tried to make oral submissions were told that the
hearing was not for them. In the Limpopo Provincial
Legislature’s
process, four hearings were abandoned, supposedly
due to poor attendance, with the result that no hearings at all were
conducted
in the Sekhukhune, Capricorn and Waterberg districts, which
make up 60% of the province. There was only one hearing for the
entire province. Two of the meetings that were abandoned
because of supposedly poor attendance were in fact attended by
between 150 to 200 people. The second of these meetings was
abandoned because there were not enough traditional leaders present,
demonstrating how traditional leaders were favoured over ordinary
members of the community. The Limpopo Provincial Legislature
sent written invitations to traditional leaders, who arrived at the
hearings in government vehicles.
[75]
In addition to attendees being silenced in favour of
traditional leaders, attendees at other meetings were silenced
arbitrarily.
At the National Assembly hearing in Gauteng, many
people wanted to speak, but only 12 people were given the opportunity
to do so
before the meeting was closed without explanation. One
of the hearings held by the Mpumalanga Provincial Legislature lasted
only 40 minutes and only three people were allowed to speak because
the Premier had to leave to attend another event. At
the
Western Cape Provincial Legislature’s hearing in Beaufort
West, two speakers were cut short and one of them was
told by the
chairperson that he “liked hearing his own voice”.
Deficiencies
preventing the public’s views from being conveyed to and/or
considered by the relevant lawmakers
Written
submissions
[76]
Following the public hearings organised by the provincial
legislatures, the Select Committee called for written
submissions.
As mentioned above, the content of these
submissions was insubstantially considered by the Select Committee in
its final meeting
before the tabling of final mandates.
[77]
Some of the provincial legislatures also called for written
submissions. The Free State Provincial Legislature
solicited
written submissions, all of which were attached to the
negotiating mandate. The KwaZulu-Natal Provincial Legislature
requested
written submissions. Detailed attention is given in
the negotiating mandate to the submissions of the provincial House of
Traditional Leaders and the provincial COGTA department, but not to
any other submissions received by the KwaZulu-Natal Provincial
Legislature, including from LARC. The Limpopo Provincial
Legislature invited written submissions, but did not properly
advertise
the request and no written submissions are mentioned in the
negotiating mandate.
Inaccurate
and inadequate reports of public hearings
[78]
There
were also inaccuracies in the reports which recorded the contents of
the public hearings. The comments made by attendees
at the
public hearings conducted by the National Assembly in the Eastern
Cape, Free State, KwaZulu Natal, Limpopo, Mpumalanga,
Northern Cape and Western Cape, were not accurately recorded in the
Portfolio Committee’s consultation report. The
sole
hearing in Gauteng is not recorded in the consultation report at
all. The upshot of this is that many negative comments
about
the TKLB were not recorded.
[75]
Sometimes the consultation report would reflect that there was
criticism, but not what the content of the criticism was.
[76]
Where attendees were inadequately informed and, therefore, unable to
properly engage with the TKLB, they were recorded as
supporting
it.
[77]
At the National Assembly hearings in the North West, there were
complaints about the public participation process.
This was not
recorded in the consultation report.
[79]
The level of detail provided in the negotiating mandates
following the public hearings organised by the provincial
legislatures
varied considerably. The Free State and
Western Cape’s negotiating mandates each only raised one
substantive
issue from the public hearings. The Gauteng
negotiating mandate did not mention the public hearings at all.
It proposed
amendments to the TKLB, but it is not clear whether these
were the product of the public participation process.
KwaZulu-Natal’s
negotiating mandate raised only one issue
arising from the public hearings regarding the title of the Bill.
Mpumalanga’s
negotiating mandate referred to the single public
hearing held in that province. The substantive concerns with
the TKLB related
to the interests of traditional leaders. The
North West Provincial Legislature’s negotiating mandate
did not mention
the public hearings – the Provincial
Legislature prepared a detailed report of its seemingly adequate
public hearing
programme, but this report was never filed with the
NCOP. In many of the negotiating mandates, the amendments to
the TKLB
proposed at the public hearings were softened or
misrepresented.
[80]
It was particularly important that these reports present an
accurate reflection of the public hearing process as the NCOP
deferred
its responsibility to facilitate public hearings to the
provincial legislatures and was required to monitor this. The
views
and opinions expressed by the public at the provincial hearings
had to filter through to the NCOP for proper consideration through
these reports. The NCOP did not consider or debate the
substantive concerns in the negotiating mandates – provincial
representatives complained of this in the Select Committee’s
meeting on 11 September 2018. The failure to
accurately report and examine the issues raised in public hearings
means that the substantive comments on the TKLB that emerged
from the
public participation process were ignored.
Collective
assessment
[81]
Assessed together, the deficiencies which occurred at the
different stages of the public participation process are numerous and
material. Parliament attempted, in its submissions, to explain
reasons for certain deficiencies, pointing to “teething
issues”
and lack of resources. Given the scale of the evidence gathered
by the applicants, I am of no doubt that, collectively,
these
deficiencies demonstrate a wide-ranging and substantial failure to
facilitate public participation.
Conclusion
[82]
It is clear from the evidence that Parliament failed to fulfil
its constitutional obligation to reasonably facilitate public
involvement
in the legislative process leading to the enactment of
the Bill. In reaching this conclusion, this Court has had
regard to
the following factors: the significance of the TKLA and its
impact on traditional communities; the high standard Parliament had
rightly set itself; the lack of urgency to pass the Bill; and
Parliament’s failure to afford members of the public a
meaningful
opportunity to be heard at public hearings, for the
reasons outlined above.
[83]
Failure
to comply with the constitutional requirement to facilitate public
participation renders legislation invalid.
[78]
Section 172(1)(a) of the Constitution empowers this Court to make
this declaration of invalidity.
[79]
The result of a finding that the National Assembly and the NCOP,
through the provincial legislatures, failed to satisfy their
respective obligations to facilitate public participation in
sections 59(1)(a), 72(1)(a) and 118(1)(a) of the
Constitution
must therefore be a declaration of invalidity in respect
of the entire TKLA.
[84]
The
applicants accept that, should the respondents seek to follow a new
process to enact a new bill similar to the TKLA, then suspension
of
the order of invalidity is justified. An immediate order of
invalidity would withdraw the recognition granted to Khoi San
communities and traditional leaders, and restore the TLGFA, causing
immense disruption, as the TLGFA hugely differs from the TKLA
(for
example in the manner in which traditional councils are constituted
and recognised and the powers and responsibilities that
they have).
Some steps have already been taken to implement the TKLA.
Suspension will allow Parliament, at its discretion,
to hold a new
legislative process to pass the TKLA, a modified version of it, or an
entirely new bill. This allows the new
amended provisions
(created following the appropriate public participation process) to
come into force after the completion of
the legislative process.
[80]
Costs
[85]
The KwaZulu-Natal and Western Cape Provincial Legislatures
made submissions to this Court in defence of the public hearings that
they held. The Minister made technical, preliminary objections
to the application. These parties should bear the applicants’
costs occasioned by their opposition. All remaining costs are
to be paid by Parliament, whose failure to fulfil the constitutional
obligation to facilitate public involvement in the legislative
process led to this application.
[86]
The applicants employed five counsel and, in their notice of
motion, seek the costs of three counsel. This is a challenge
concerning inadequacies in two sets of public hearings in nine
provinces relating to complex legislation of great significance.
Counsel in a matter of this nature were required to condense a
substantial record into a succinct narrative of the overall public
participation process for purposes of making legal submissions.
Given the enormity of this task, the costs of three counsel
are
justified.
Order
[87]
The following order is made:
1.
It is declared that Parliament has failed to comply with its
constitutional obligation
to facilitate public involvement before
passing the Traditional and Khoi-San Leadership Act 3 of 2019 (Act).
2.
The Act was, as a consequence, adopted in a manner that is
inconsistent with
the Constitution and is therefore declared invalid.
3.
The order declaring the Act invalid is suspended for a period of
24 months
to enable Parliament to re-enact the statute in a
manner that is consistent with the Constitution or to pass another
statute in
a manner that is consistent with the Constitution.
4.
Those respondents that opposed the application are directed to pay
the applicants’
costs, including the costs of three counsel, in
the following proportion:
(a)
The sixth, eleventh and twelfth respondents are directed to pay the
costs occasioned by
their respective opposition to the application.
(b)
The first and second respondents are to pay all remaining costs.
For
the Applicants:
G
Budlender SC, M Adhikari, M Bishop, O Motlhasedi and E Cohen
instructed by the Legal Resources Centre, Richard Spoor Incorporated
and Henk Smith and Associates
For
the First and Second Respondents:
N
Cassim SC and Z Cornelissen instructed by the State Attorney
For
the Sixth Respondent:
N
Z Kuzwayo SC instructed by the State Attorney
For
the Eleventh Respondent:
M
Vassen instructed by the State Attorney
For
the Twelfth Respondent:
G
Mashaba SC, L Phasha and N Seme instructed by the State Attorney
[1]
Section 167(4)(e) provides: “Only the Constitutional Court may
decide that Parliament or the President has failed to fulfil
a
constitutional obligation”.
[2]
3 of 2019.
[3]
August
v Electoral Commission
[1999]
ZACC 3
;
1999 (3) SA 1
(CC);
1999 (4) BCLR 363
(CC) at para 17.
[4]
In
Doctors
for Life International v Speaker of the National Assembly
[2006]
ZACC 11
;
2006 (6) SA 416
(CC);
2006 (12) BCLR 1399
(CC) (
Doctors
for Life
)
at para 115, Ngcobo J wrote: “Participatory democracy is
of special importance to those who are relatively disempowered
in a
country like ours where great disparities of wealth and influence
exist”.
[5]
Section 59(1)(a) provides that “[t]he National Assembly must
facilitate public involvement in the legislative and other
processes
of the Assembly and its committees”. Section 72(1)(a)
provides that “[t]he National Council of Provinces
must
facilitate public involvement in the legislative and other processes
of the Council and its committees”. And
section
118(1)(a) provides that “[a] provincial legislature must
facilitate public involvement in the legislative and other
processes
of the legislature and its committees”.
[6]
Sen
The
Idea of Justice
(Belknap
Press, Cambridge 2009) at 324.
[7]
Id
at 324-7.
[8]
Doctors
for Life
above
n 4 at para 101.
[9]
Mandela
Long
Walk to Freedom
(Macdonald Purnell, Randburg 1994) at 20 quoted in Sen above n 6 at
332. The original text reads, “all
men
were
free to voice their opinions and were equal in their value as
citizens” (emphasis added). President Mandela explains:
“Women, I am afraid, were deemed second class citizens”.
I have omitted “men” from the quotation
to retain the
participatory spirit of the anecdote, while remaining faithful to
the Constitution’s vision of substantive
equality.
[10]
Bantustans, called “homelands” by the apartheid state,
were ethnically defined, largely rural territories established
to
house South Africa’s black population, including to control
black people’s presence in urban areas of “white
South
Africa”. These territories, though designated for the
black majority of the population, constituted a small
percentage of
South Africa’s total land. Phillips “History of
South Africa’s Bantustans”
Oxford
Research Encyclopaedias, African History
(27
July 2017), available at
https://doi.org/10.1093/acrefore
/9780190277734.013.80
.
[11]
41 of 2003.
[12]
At that stage, these were proposed amendments in the Traditional
Leadership and Governance Framework Amendment Bill.
[13]
High Level Panel on the Assessment of Legislation and the
Acceleration of Fundamental Change
Report
of the High Level Panel on the Assessment of Key Legislation and the
Acceleration of Fundamental Change
(November 2017) (
High
Level Panel Report
)
at 39.
[14]
A negotiating mandate, as defined in the
Mandating Procedures of
Provinces Act 52 of 2008
, is—
“
the
conferral of authority by a committee designated by a provincial
legislature on its provincial delegation to the NCOP of parameters
for negotiation when the relevant NCOP select committee considers a
Bill after tabling and before consideration of final mandates,
and
may include proposed amendments to the Bill.”
[15]
Delegates from KwaZulu-Natal, Limpopo and Mpumalanga were present at
the meeting and cast votes in favour of the TKLB.
No delegates
from Free State and Gauteng were present, but these provinces
transmitted their mandates, which were in favour of
the TKLB, to
their delegates. The Western Cape delegate was present and
cast a vote against the TKLB. The Eastern
Cape delegate was
present and cast a vote in favour of the TKLB, but that province’s
final mandate referred to the wrong
bill. The Northern Cape
and North West delegates were present, but their final mandates
referred to the incorrect bills.
The Northern Cape indicated
that it would send a new mandate. The North West delegate said
that her province was “nowhere
near” dealing with the
TKLB, and the incorrect final mandate for the North West was not
read.
[16]
Doctors
for Life
above
n 4
at
paras 28-30 and
Land
Access Movement of South Africa v Chairperson of the National
Council of Provinces
[2016]
ZACC 22
;
2016 (5) SA 635
(CC);
2016 (10) BCLR 1277
(CC) (
LAMOSA
)
at paras 6 7.
[17]
Doctors
for Life
id
at para 216.
[18]
Id
at para 219.
[19]
The first applicant brings this application on her own behalf and on
behalf of the ARD. The second applicant brings this
application on its own behalf and on behalf of its members.
The third applicant brings this application on his own behalf
and on
behalf of the Umgungundlovu community. The fourth applicant
applies on his own behalf and in the public interest.
[20]
Doctors
for Life
above
n 4 at para 56.
[21]
Moutse
Demarcation Forum v President of the Republic of South Africa
[2011]
ZACC 27
;
2011 (11) BCLR 1158
(CC) at para 28.
[22]
Id.
[23]
Id.
[24]
Id at para 29.
[25]
Id
at paras 27-8.
See
also
Merafong
Demarcation Forum v President of the Republic of South Africa
[2008]
ZACC 10
;
2008 (5) SA 171
(CC);
2008 (10) BCLR 968
(CC)
at
para 15
where
this
Court said:
“
It
is desirable that a challenge to the constitutional validity of
legislation – and constitutional amendments in particular
–
be brought timeously . . . . The delay is troublesome . . . .
Yet, the delay has been explained by the applicants’
legal
representative, and though regrettable, it should not prevent the
matter from being considered by this Court in the present
instance .
. . . The applicants furthermore do not represent individual
interests, or the interests of the organisations
only, but views
widely held in the community of Merafong.”
[26]
43 of 1996.
[27]
The National Archives and Records Service of South Africa Act
defines “governmental body” as “any legislative,
executive, judicial or administrative organ of state (including a
statutory body) at the national level of government”.
The Act thus applies to the processes of Parliament. Section
17 contains transitional provisions which make the terms of
the Act
applicable to such bodies at the provincial level until the
provincial legislature has enacted its own archives legislation.
Depending on whether or not a particular province has enacted its
own archives legislation, the national Act may or may not apply
to
the provinces. None of the respondents in this case have
stated that their records were erased or disposed of in accordance
with the archives legislation applicable to them.
[28]
LAMOSA
above
n 16 at para 59.
[29]
Doctors
for Life
above
n 4
at
para 115.
[30]
The public participation cases that have come before this Court are
Doctors
for Life
id;
Matatiele
Municipality v President of the Republic of South Africa
[2006] ZACC 2
;
2006 (5) SA 47
(CC);
2006 (5) BCLR 622
(CC);
Matatiele
Municipality v President of the Republic of South Africa
[2006] ZACC 12
;
2007 (6) SA 47
(CC);
2007 (1) BCLR 47
(CC);
Merafong
above
n 25;
Moutse
above
n 21;
LAMOSA
above
n 16 and
SA
Veterinary Association v Speaker of the National Assembly
[2018] ZACC 49 (CC); 2019 (3) SA 62 (CC); 2019 (2) BCLR 273 (CC).
[31]
In
Merafong
id
at para 27, this Court stated:
“
The
obligation to facilitate public involvement may be fulfilled in
different ways. It is open to innovation. Legislatures
have discretion to determine how to fulfil the obligation.
Citizens must however have a meaningful opportunity to be heard.
The question for a court to determine is whether a legislature has
done what is
reasonable
in all the circumstances.”
(Emphasis added.)
See
also
LAMOSA
above
n 16
at para 60.
[32]
Doctors
for Life
above
n 4 at paras 128-9.
[33]
LAMOSA
above
n 16
at
para 59, quoting with approval from
Minister
of Health v New Clicks South Africa (Pty) Ltd
[2005]
ZACC 14
;
2006 (2) SA 311
(CC);
2006 (8) BCLR 872
(CC) at para 630,
also quoted with approval in
Doctors
for Life
above
n 4 at para 125.
[34]
Moutse
above
n 21
at
para 62.
[35]
LAMOSA
above
n 16
at paras 77-8.
[36]
Id at para 78.
[37]
Id at para 71.
[38]
Merafong
above
n 25
at
para 50.
[39]
Doctors
for Life
above
n 4
at
para 234: “It is constitutive of their dignity as citizens
today that they not only have a chance to speak, but also
enjoy the
assurance they will be listened to”.
[40]
International Covenant on Civil and Political Rights, 16 December
1966 (ratified by South Africa on 10 December 1998).
[41]
Doctors
for Life
above
n 4
at
para 91.
[42]
LAMOSA
above
n 16 at para 60.
[43]
Id.
[44]
Id.
[45]
High
Level Panel Report
above
n 13
at
429.
[46]
Id
at 430.
[47]
Id.
[48]
Expert Advisory Panel on Land Reform and Agriculture
Final
Report of the Presidential Advisory Panel on Land Reform and
Agriculture
(May
2019) (
Expert
Panel Report
)
at 98.
[49]
Id.
[50]
22 of 2007.
[51]
15 of 2014.
[52]
LAMOSA
above
n 16
at
para 64.
[53]
See
Khosa
v Minister of Social Development, Mahlaule v Minister of Social
Development
[2004]
ZACC 11
;
2004 (6) SA 505
(CC);
2004 (6) BCLR 569
(CC);
City
of Johannesburg Metropolitan Municipality v Blue Moonlight
Properties 39 (Pty) Ltd
[2011] ZACC 33
;
2012 (2) SA 104
(CC)
;
2012
(2) BCLR 150
(CC) and
Mazibuko
v City of Johannesburg
[2009]
ZACC 28; 2010 (4) SA 1 (CC); 2010 (3) BCLR 239 (CC).
[54]
In
Doctors
for Life
above
n 4
at
para 151, this Court stated: “Both the NCOP and the provincial
legislatures have a crucial constitutional role in our
democracy;
they must ensure that the provincial interests are represented in
the national law-making process”.
[55]
Doctors
for Life
id
at
para 162 and
LAMOSA
above
n 16 at para 74.
[56]
Doctors
for Life
id
at
paras 159-64 and
LAMOSA
id
at para 72.
[57]
Doctors
for Life
id
at
para 164.
[58]
Id
at para 79, quoting Murray and Simeon “From paper to practice:
The National Council of Provinces after its first year”
(1999)
14
SA
Public Law
96
at 101.
[59]
This Court in
LAMOSA
above n 16 stated at para 71 that “the views and opinions
expressed by the public at the provincial hearings did not filter
through for proper consideration when the mandates were being
decided upon”, when they should have done.
[60]
Id
at para 81.
[61]
These were Gauteng, North West and the Western Cape.
[62]
The Eastern Cape provided its mandate on 21 August 2018, North West
provided its mandate on 30 August 2018 and the
Northern
Cape provided its final mandate on 23 October 2018.
[63]
Delegates from KwaZulu-Natal, Limpopo and Mpumalanga were present to
cast their votes. Free State and Gauteng conveyed
their final
mandates to the Select Committee, but their delegates were not
present.
[64]
This was the Western Cape.
[65]
These were the Eastern Cape, Northern Cape and North West.
[66]
In the National Assembly, this was the case in the Eastern Cape,
Free State, Gauteng, KwaZulu-Natal, Limpopo, Mpumalanga, Northern
Cape, North West and Western Cape. In the provincial
legislatures, this was the case in the Eastern Cape, Free State,
Gauteng, KwaZulu-Natal, Limpopo, Mpumalanga, Northern Cape and
Western Cape.
[67]
This happened at certain National Assembly hearings in the Eastern
Cape, Free State, Gauteng, Mpumalanga and North West.
[68]
Moutse
above
n 21
at
para 62.
[69]
LAMOSA
above
n 16
at
para 77.
[70]
LARC
is an interdisciplinary research unit based in the Faculty of Law at
the University of Cape Town and a partner of the ARD.
The ARD
requested LARC’s assistance with monitoring the National
Assembly’s public hearings.
[71]
In the National Assembly process, only a small number of English
copies were made available at two of the three hearings in the
North
West and at one of the hearings in Limpopo. At the Gauteng
Provincial Legislature’s hearing in Johannesburg,
there was a
limited amount of English and Afrikaans copies of the TKLB
available.
[72]
In the National Assembly process, in Limpopo, Mpumalanga and the
North West, only English copies of the TKLB were distributed.
In Gauteng, only English and Afrikaans copies were available.
At the Gauteng Provincial Legislature’s hearing in
Pretoria,
only isiZulu copies of the TKLB were available. At the
KwaZulu-Natal Provincial Legislature’s hearings
in Durban and
Richard’s Bay, no translated copies or summaries of the TKLB
were provided. In the Mpumalanga Provincial
Legislature’s
hearings, copies of the Bill were only provided in English and were
unavailable in isiNdebele, which is spoken
in that province.
At one of the Northern Cape Provincial Legislature’s
hearings, attendees complained that there
were no Afrikaans copies
of the Bill.
[73]
In the National Assembly process, this was the case in the Eastern
Cape, Free State, Gauteng, KwaZulu Natal, Limpopo, Mpumalanga,
Northern Cape and North West. This was similarly so at
the hearings of the Northern Cape Provincial Legislature.
At the KwaZulu-Natal Provincial Legislature’s hearing in
Durban, no translated oral presentation on the TKLB was given.
The TKLB was only very briefly explained at the hearings held by the
Western Cape Provincial Legislature.
[74]
In the National Assembly process, this occurred in the Eastern Cape,
Free State, Gauteng, KwaZulu Natal and Northern
Cape.
[75]
This is true in respect of the Eastern Cape hearings, the
KwaZulu-Natal hearings, the Mpumalanga hearings, the Northern Cape
hearings in Kuruman and Kimberly, and the North West hearings.
[76]
For example, at the Cape Town hearing in the National Assembly
process.
[77]
For example, at the Swellendam and Oudtshoorn hearings in the
National Assembly process.
[78]
Doctors
for Life
above
n 4 at para 209.
[79]
Section 172(1)(a) of the Constitution reads:
“
When
deciding a constitutional matter within its power, a court—
(a)
must declare that any law or conduct that is inconsistent with the
Constitution is invalid to the
extent of its inconsistency.”
[80]
Doctors
for Life
above n 4 at para 69.
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