Case Law[2023] ZACC 25South Africa
Democratic Alliance and Another v Public Protector of South Africa and Others (CCT 251/22; CCT 252/22 ;CCT 299/22 ;CCT 251/22 ;CCT 252/22; CCT 299/22) [2023] ZACC 25; 2023 (11) BCLR 1281 (CC); 2024 (3) SA 1 (CC) (13 July 2023)
Headnotes
Summary: Section 194 of the Constitution — suspension of the Public Protector — Apprehension of bias — Sub judice rule — conflict of interest
Judgment
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## Democratic Alliance and Another v Public Protector of South Africa and Others (CCT 251/22; CCT 252/22 ;CCT 299/22 ;CCT 251/22 ;CCT 252/22; CCT 299/22) [2023] ZACC 25; 2023 (11) BCLR 1281 (CC); 2024 (3) SA 1 (CC) (13 July 2023)
Democratic Alliance and Another v Public Protector of South Africa and Others (CCT 251/22; CCT 252/22 ;CCT 299/22 ;CCT 251/22 ;CCT 252/22; CCT 299/22) [2023] ZACC 25; 2023 (11) BCLR 1281 (CC); 2024 (3) SA 1 (CC) (13 July 2023)
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sino date 13 July 2023
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case
CCT 251/22; CCT 252/22 and CCT 299/22
Case
CCT 251/22
In
the matter between:
DEMOCRATIC
ALLIANCE
First
Applicant
PRESIDENT
OF THE REPUBLIC OF SOUTH AFRICA
Second
Applicant
and
PUBLIC
PROTECTOR OF SOUTH AFRICA
First
Respondent
SPEAKER
OF THE NATIONAL ASSEMBLY
Second
Respondent
CHAIRPERSON
OF THE SECTION 194
COMMITTEE
Third
Respondent
ALL
POLITICAL PARTIES REPRESENTED
IN
THE NATIONAL ASSEMBLY
Fourth to Seventeenth Respondents
Case
CCT 252/22
And
in the matter between:
DEMOCRATIC
ALLIANCE
First
Applicant
PRESIDENT
OF THE REPUBLIC OF SOUTH AFRICA
Second
Applicant
and
PUBLIC
PROTECTOR OF SOUTH AFRICA
First
Respondent
SPEAKER
OF THE NATIONAL ASSEMBLY
Second Respondent
CHAIRPERSON
OF THE SECTION 194
COMMITTEE
Third
Respondent
ALL
POLITICAL PARTIES REPRESENTED
IN
THE NATIONAL ASSEMBLY
Fourth to Seventeenth Respondents
Case
CCT 299/22
And
in the matter between:
PUBLIC
PROTECTOR OF SOUTH AFRICA
Applicant
and
SPEAKER
OF THE NATIONAL ASSEMBLY
First
Respondent
CHAIRPERSON
OF THE SECTION 194
COMMITTEE
Second
Respondent
PRESIDENT
OF THE REPUBLIC OF SOUTH AFRICA
Third Respondent
ALL
POLITICAL PARTIES REPRESENTED
IN
THE NATIONAL ASSEMBLY
Fourth to Seventeenth Respondents
Neutral
citation:
Democratic Alliance and
Another v Public Protector of South Africa and Others
[2023]
ZACC 25
Coram:
Maya DCJ,
Baqwa AJ, Madlanga J, Majiedt J, Mathopo J, Mbatha AJ,
Mhlantla J,
Rogers J, and Tshiqi J.
Judgment:
Maya DCJ
Heard
on:
24 November 2022
Decided
on:
13 July 2023
Summary:
Section 194 of the Constitution — suspension of the Public
Protector — Apprehension of bias —
Sub
judice
rule — conflict of interest
ORDER
On direct appeal from the
High Court of South Africa, Western Cape Division, Cape Town:
1.
The appeals by the Democratic Alliance (DA) and the President of the
Republic
of South Africa in CCT 251/22 and CCT 252/22 against
the orders in paragraphs 187.5 and 187.6 of the Full Court’s
judgment
delivered on 9 September 2022 (Part B judgment)
are upheld.
2.
The conditional application for confirmation of the said orders of
invalidity
is dismissed.
3.
The orders of the Full Court in paragraphs 187.5 and 187.6 of the
Part B
judgment are set aside and replaced with the following
order:
“
The
prayers in paragraphs 3.2, 3.3 and 4 of the amended Notice of Motion
to declare the decision to suspend the applicant issued
on 9 June
2022 and the decision of the Section 194 Committee to commence the
section 194 removal process to be irrational, unconstitutional
and
invalid and set aside in terms of section 172(1)(f) of the
Constitution are dismissed.”
4.
The appeals by the DA and the President in CCT 251/22 and CCT 252/22
against
the costs order in paragraph 187.7 of the Part B judgment are
dismissed.
5.
The Public Protector’s conditional cross-appeals in CCT 251/22
and CCT 252/22
are dismissed.
6.
The Public Protector’s application for leave to appeal in CCT
299/22 is
dismissed.
7.
In CCT 251/22 and CCT 252/22 there is no order as to costs.
8.
In CCT 299/22 the Public Protector shall pay the costs in her
personal capacity,
such costs to include the costs of two counsel.
JUDGMENT
MAYA
DCJ (Baqwa AJ, Madlanga J Majiedt J, Mathopo J,
Mbatha AJ, Mhlantla J, Rogers J, Tshiqi J
concurring):
Introduction
[1]
This matter
comprises three consolidated cases. The first is CCT 251/22,
an appeal, alternatively an application for
leave to appeal directly
to this Court, in terms of section 172(2)(d)
[1]
of the Constitution, section 15
[2]
of the Superior Courts Act
[3]
and rule 16
[4]
of this
Court’s Rules. The appeal is brought by the
Democratic Alliance (DA) challenging the orders contained
in
paragraphs 187.5 to 187.7
[5]
of the judgment of a Full Court of the High Court of South
Africa, Western Cape Division, Cape Town (Part B
judgment),
[6]
in which the Full Court dealt with Part B of a review
application brought by the Public Protector of South Africa (Public
Protector). In the alternative, in the event that this Court
decides that the High Court’s judgment is not subject
to
confirmation in terms of sections 167(5)
[7]
and 172(2) of the Constitution, the DA applies in terms of rule 19
[8]
of this Court’s Rules for leave to appeal against the said
orders.
[2]
The second matter, CCT 252/22, is an appeal, alternatively
an
application for leave to appeal directly to this Court, brought by
the President of the Republic of South Africa, in which
he
challenges the same paragraphs of the Part B judgment impugned by the
DA in CCT 251/22. This appeal is also brought
in terms of
section 172(2)(d) of the Constitution read with rule 16 of
the Rules of this Court, with an alternative application
for leave to
appeal in terms of rule 19 of this Court’s Rules.
[3]
The Public Protector has filed a conditional application
for leave to
cross appeal against a portion of the Part B judgment. She
pleads that the Full Court erred in dismissing
certain relief she
sought from that Court, as discussed hereunder. In addition to
the cross-appeal, the Public Protector
brings a conditional
application for confirmation of the Full Court’s orders in her
favour in the event that this Court finds
that section 172(2)(a) of
the Constitution applies to such orders. In that application,
she seeks this Court’s confirmation
of paragraphs 187.5 to
187.7 of the orders of the High Court.
[4]
The third
matter is CCT 299/22. In this application, the Public Protector
brings an urgent conditional application for
leave to appeal directly
to this Court against the whole judgment and order of the Full Court
of the High Court, in which
that Court dismissed her application
in terms of section 18 of the Superior Courts Act for leave to
execute the review judgment.
[9]
Parties
[5]
As
indicated, the DA and the President are the applicants in CCT 251/22
and CCT 252/22, respectively. The Speaker
of the National
Assembly (Speaker), Chairperson of the Section 194 Committee
[10]
and All Political Parties Represented in the National Assembly
(Political Parties) are the second, third and fourth to seventeenth
respondents, respectively. The Political Parties are cited
merely as interested parties. Of this cohort, only the tenth,
eleventh and sixteenth respondents – the United Democratic
Movement (UDM), African Transformation Movement (ATM) and
the
Pan Africanist Congress of Azania (PAC), respectively –
are participating in these proceedings.
Background
[6]
The matters
arise from the same set of facts and impugned decisions of the
President, the Speaker and the Section 194 Committee.
On
4 February 2022, this Court, in
Speaker
,
[11]
declared rule 129AD(3) of the Rules adopted by the
National Assembly on 3 December 2019 (Rules)
[12]
unconstitutional to the extent that the rule limited the right to
legal representation of a Chapter 9 institution office-bearer
during
proceedings concerning their removal from office. This Court
severed the offending part of the rule to cure its invalidity
and it
now provides that the Section 194 Committee—
“
must
afford the holder of a public office the right to be heard in his or
her defence and to be assisted by a legal practitioner
or other
expert of his or her choice.”
[13]
[7]
Following the order of this Court in
Speaker
, on 22 February
2022, the Section 194 Committee resolved to proceed with
the consideration of the motion for the removal
of the Public
Protector. Subsequently, on 10 March 2022, the Speaker
wrote a letter to the President advising him of
the latest
developments in the matter. In the letter, the Speaker informed
the President that: (a) the Section 194 Committee
had previously
paused its enquiry pending the outcome of the proceedings before the
Constitutional Court in
Speaker
; and (b) having
considered the Constitutional Court’s judgment in
Speaker
,
it resolved to continue with its consideration of the motion for the
removal of the Public Protector.
[8]
On 17 March 2022, the President wrote a letter
to the Public
Protector informing her of the Speaker’s letter. He
invited the Public Protector to provide him
with reasons why he
should not exercise his powers in terms of section 194(3)(a) of
the Constitution and suspend her
pending the finalisation of the
enquiry of the Section 194 Committee.
[9]
In response, on 18 March 2022, the Public Protector,
through her
attorneys, Seanago Attorneys Incorporated (Seanago), wrote to
the Speaker demanding a retraction of the letter
sent by the
Speaker to the President on 10 March 2022. The
Speaker refused to do so. On 22 March 2022,
the
Public Protector wrote a letter to the President informing him
that there were multiple instances of conflict of interest,
which
precluded the President from personally suspending her. The
alleged conflicts of interest included various investigations
that
had been recently conducted, or were currently being investigated, by
the Office of the Public Protector against the
President.
In response, the President, through the State Attorney, informed the
Public Protector that he would act personally
and did not
consider himself to be disqualified from doing so.
[10]
On the same
day, Seanago wrote a letter to the Section 194 Committee
demanding the suspension of its enquiry pending the
Public
Protector’s application for the rescission of the
Speaker
judgment.
[14]
The
Section 194 Committee considered the demand and resolved to
continue with its work. The Public Protector
did not accept
this turn of events and approached the High Court for relief.
The
High Court litigation
The
Part B application
[11]
On 1 April 2022, the Public Protector launched application
proceedings
in the High Court. She sought orders declaring
certain conduct and decisions of the Speaker, President and the
Section 194 Committee
irrational, unconstitutional and
invalid. She launched the application in Parts A and B.
In Part A, she sought
urgent interdictory relief against the
Section 194 Committee, the Speaker and the President. Part
A is, however, not
the subject of these proceedings. Part B is,
and in it she sought orders declaring the conduct of the Speaker in
writing
the letter to the President, the conduct of the President in
writing the letter initiating the suspension process, and the conduct
of the Section 194 Committee in proceeding with the section 194
enquiry, irrational, unconstitutional and invalid.
[12]
On 6 May 2022, this Court dismissed the Public Protector’s
application
to rescind the
Speaker
judgment. On 10 May
2022, the Public Protector launched another rescission application in
this Court, this time to have the
order of 6 May 2022 refusing
rescission rescinded.
[13]
On 26 May 2022, Seanago addressed a letter to the President setting
out
the Public Protector’s representations as to why she should
not be suspended.
[14]
On 1 June
2022, while Part A of the High Court matter was still pending, a
former senior investigating officer and Deputy Director-General
of Home Affairs, Mr Arthur Fraser, laid criminal charges
against the President in relation to grave allegations of criminal
misconduct involving foreign currency allegedly stolen at the
President’s Phala Phala farm. On 3 June 2022,
the Office of the Public Protector received a complaint against
the President from ATM’s president, Mr Vuyo Zungula,
requesting
an investigation into any part which the President might have played
in the commission of the alleged crimes, specifically
breaches of the
Executive Members Ethics Act
[15]
or the President’s oath of office.
[15]
On 7 June 2022, the Public Protector wrote a letter to the President
with the heading “The investigation into allegations of a
violation of the Executive Ethics Code against the President of
the
Republic of South Africa, His Excellency Mr M C Ramaphosa”.
The letter contained 31 questions in
respect of the Phala Phala
incident. It required answers from him to be provided within 14
days. On 8 June 2022,
the Public Protector
publicly announced her intention to launch an investigation into the
Phala Phala incident in terms
of the law. The President
submitted his reply to these questions on 22 July 2022.
[16]
In the
meantime, on 9 June 2022, the President suspended the
Public Protector in terms of section 2A(7) of the Public
Protector Act
[16]
and the Deputy Public Protector took over the functions of the
Office of the Public Protector. On the next day, the
High Court
dismissed Part A of the Public Protector’s application (Part A
judgment).
[17]
As a
result of the President’s decision to suspend her, the Public
Protector filed a notice to amend Part B of the
original application.
She now sought an order declaring the decision to suspend her
irrational, unconstitutional and invalid.
She also sought an
order declaring all the decisions taken by the Section 194
Committee from 2 February 2022 null
and void. Lastly, she
sought an order declaring the implementation of the old version of
rule 129AD(3) by the Section 194
Committee, without its
amendment by the National Assembly in accordance with this
Court’s judgment in
Speaker
,
unconstitutional. The High Court granted the amendment,
which was unopposed.
[17]
The issues before the High Court in relation to Part B were whether—
(a)
the letter of 10 March 2022 written by the
Speaker to the President
was unconstitutional;
(b)
the enquiry of the Section 194 Committee and
its activities
conducted from 22 February 2022 were permissible; and
(c)
the impugned conduct of the President of
suspending the Public
Protector ought to be declared irrational or inconsistent with the
Constitution in terms of section 172(1)(a)
of the Constitution.
The
Speaker’s letter of 10 March 2022
[18]
The Public Protector argued that the Speaker’s decision or
conduct
to write the letter of 10 March 2022 to the President
constituted illegal conduct or an illegal decision. According
to the
Public Protector, this process was intended to trigger
the suspension process and was based on an incorrect interpretation
of section 194(3)(a) of the Constitution. The
Public Protector further argued that the Speaker was not
authorised
by any empowering legislation to write the letter.
She then referenced an investigation by her office of the President
concerning the private use of an official aeroplane trip to Zimbabwe
in September 2020 in which the Speaker, in her then capacity
as
the Minister of Defence and Military Veterans, was implicated and
ultimately sanctioned. The suggestion was that in writing
the
letter, the Speaker was not acting in good faith and was driven by a
mala fide intention to unlawfully trigger the process
of the
Public Protector’s suspension.
[19]
In her
reply, the Speaker explained that in sending the letter to the
President she was merely informing him of the factual developments
within the National Assembly and, in particular, the Section
194 Committee. She stated that she wrote the letter
in the
context of the cooperative governance obligation imposed upon her by
section 41(1)(h)(iii) of the Constitution,
[18]
and in the light of the precedent set by her predecessor who informed
the President of the commencement of the enquiry of the Section 194
Committee, which was later deferred pending the outcome of the
judgment in
Speaker.
[20]
The High Court rejected the Public Protector’s argument. It
endorsed the Speaker’s reliance on section 41(1)(h)(ii) of
the Constitution and held that the proceedings envisaged
in section
194 of the Constitution are a matter of common interest between the
Legislature and the Executive. Thus, so reasoned
the
High Court, the Speaker, as a representative and leader of the
National Assembly, is obliged to inform the President
when the
section 194 proceedings begin and was, in this case, obliged to
inform the President of the decision of the
Section 194
Committee to resume its proceedings, in line with what the previous
Speaker did in similar circumstances.
[21]
The Court dismissed the imputation that the letter was intended to
trigger
the Public Protector’s suspension and said that it
did no more than convey a correct factual position, namely the
decision
of the Section 194 Committee to continue with its enquiry.
Regarding the Speaker’s involvement in the saga of the
private
use of an official aeroplane, the Court held that this did
not detract from the obligations placed on her by
section 41(1)(h)(iii)
of the Constitution and the fact that what
she conveyed to the President was correct. She remained
constitutionally
obliged to inform the President of developments
within the Section 194 Committee. There was, therefore, no
basis for
an order declaring the Speaker’s conduct unlawful, so
held the Court.
The
impugned conduct and decisions of the Section 194 Committee
[22]
The Public Protector submitted that the Committee’s
decision and conduct in pressing ahead with the enquiry breached
rule 89 of the Rules which provides that
“[n]o member may reflect upon the merits of any matter on which
a judicial decision
in a court of law is pending”.
[23]
According
to the Public Protector, properly interpreted, the
sub judice
rule
should operate to render the current activities of the Section 194
Committee strictly prohibited by rule 89.
This argument was
made in light of the Public Protector’s rescission
application in
Speaker
,
which was pending in this Court.
[19]
[24]
The
High Court found no merit in this submission. In its view, the
Section 194 Committee would not be reflecting
on the
substantive strengths and weaknesses of the Public Protector’s
rescission application or the challenge to the
constitutionality of
the Rules. Instead, the Committee would be considering whether
the Public Protector committed misconduct
or is incompetent for
any of the reasons alleged in the motion for her removal. The
Court reiterated that the
sub
judice
rule
does not preclude members of the National Assembly from carrying out
their oversight functions and holding Chapter 9
institutions
accountable.
[20]
[25]
The Court then considered whether the proceedings of the
Section 194 Committee
were vitiated by the failure of the
National Assembly to amend rule 129AD(3) as enjoined by the
order of this Court in
Speaker
. On this ground, the
Public Protector submitted that, despite this Court’s amendment
of rule 129AD(3) of the Rules,
so as to cure its constitutional
defect and make provision for full participatory legal representation
during removal proceedings,
the rule still had to be amended by the
National Assembly following the order of this Court.
This submission was
also dismissed by the High Court, which held
that there was no need for the National Assembly to amend the
rule because
this Court had already made the necessary amendment.
[26]
The High Court also gave short shrift to the Public Protector’s
argument that the proceedings of the Section 194 Committee were
vitiated by the unilateral determination by its Chairperson of
the
30-day period she was afforded to respond to the allegations against
her, and the Chairperson’s failure to accede to
her request for
an extension of time within which to respond to the charges against
her.
[27]
The Court pointed out that the section 194 enquiry was in progress
when
the application was heard and it was thus open to the Public
Protector to place before the Court evidence of the prejudice
she suffered as a result of the unilateral determination of the
30-day period and the refusal to extend it, which she had not done.
There was no evidence on record to support a finding that the
enquiry was vitiated by unfairness and the Public Protector
had, in
any event, been given an extension of two weeks.
The
impugned conduct and decisions of the President
[28]
The Public Protector relied on five grounds to attack the President’s
decision to suspend her, namely that—
(a)
the President took the decision prematurely and the decision was
ultra vires because the
proceedings envisaged in section 194(3)(a)
of the Constitution had not commenced by 17 March 2022 (when
the President
invited her to give reasons why he should not
suspend her) or by 9 June 2022 (when the President suspended
her) or at all;
(b)
an agreement concluded by her counsel and the President’s
counsel precluded the President
from exercising the power to
suspend her when he did;
(c)
the President committed contempt of court and breached section 165
of the Constitution
when he suspended her whilst judgment was
still pending in respect of Part A of the application;
(d)
the President breached section 96 of the Constitution by suspending
her; and
(e)
a conflict of interest arising from six investigations of the
President by her precluded
the President from acting personally in
exercising the suspension powers.
[29]
Only ground
(e) found favour with the High Court – namely that there was
bias or a reasonable apprehension of bias on the
part of the
President, which disqualified him from personally exercising the
power to suspend her. This claim was based on
various
complaints the Public Protector had received or was investigating
against the President. The complaints included
the: (a) BOSASA
and CR17 investigations;
[21]
(b) investigation into allegations of judicial capture made by the
Anti Poverty Forum;
[22]
(c) complaint lodged by Mr Zungula, requesting an investigation into
whether the President breached the provisions of the
Executive Members
Ethics Act by undertaking remunerative work in
contravention of section 96(2)(a); and (d) investigation into
the use of an
official aeroplane on a private trip to Zimbabwe.
[30]
The Court confined its assessment to events that occurred after the
hearing
of Part A of the Public Protector’s application.
It did so to avoid impermissibly sitting as a court of appeal,
reasoning that the Full Court that dealt with Part A of the
application had already found that the evidence presented by the
Public Protector
failed to establish bias or a reasonable
apprehension of bias on the part of the President.
[31]
Of
relevance for present purposes, which was considered by the
High Court, is the Phala Phala incident which was
investigated
to establish whether the President breached the
Executive Members Ethics Act
[23]
by undertaking remunerative work in contravention of section 96(2)
of the Constitution.
[24]
[32]
In
determining the applicable test for bias or a reasonable apprehension
of bias by a member of the Executive, the Full Court in
the Part B
judgment expressed doubt as to whether the double reasonableness test
is, as held by the Full Court in the Part A
judgment, applicable
to a member of the Executive.
[25]
It assumed, without deciding, that the principles of recusal
that govern judges are the applicable standard.
Applying this
standard, the Court found that there were a number of reasons why the
President would reasonably be perceived to
be unable to bring an
impartial mind to bear when considering whether to suspend the Public
Protector.
[33]
The High
Court took into account that the Public Protector was previously
found by this Court to have not had an open and enquiring
mind when
investigating the President and that she was unduly suspicious of
him. The President had to contend with responding,
on
fairly short notice, to the expansive 31 questions on an incident
which occurred two years previously. Suspending the
Public
Protector would, so the Full Court reasoned, be a way of
delaying the investigation into the Phala Phala complaint.
The President, in the Full Court’s view, might well have
concluded that “he was better off with any person but
[Ms
Mkhwebane].”
[26]
[34]
The Court further found the chain of events leading to the suspension
significant. The particular facts in the Court’s view
were that on 7 June 2022, the Public Protector informed
the
President that she was investigating him, gave him 14 days to
answer the 31 questions listed in her letter and, on
8
June 2022, announced this to the public. This was followed
by the President’s decision on 9 June 2022
to suspend
her. And the Part A judgment was delivered on 10 June
2022.
[35]
The Court’s evaluation of these events led it to the following
conclusion:
“
On
these objective facts, it is reasonable to form the perception that
the suspension of the [Public Protector] was triggered by
[her]
decision . . . to institute an investigation against the President.
There was no other plausible or logical explanation
for the
premature suspension of the [Public Protector] on the eve of a
judgment meant to determine the very lawfulness of the suspension.
[T]he
hurried nature of the suspension of the [Public Protector] in the
circumstances, notwithstanding that a judgment was looming
on the
same subject matter, leads this court to an ineluctable conclusion
that the suspension may have been retaliatory and, hence,
unlawful.
It was certainly tainted by bias of a disqualifying kind and
perhaps an improper motive. In our view, the
President could
not bring an unbiased mind to bear as he was conflicted when he
suspended the [Public Protector].”
[27]
[36]
Accordingly, as the Full Court saw it, there was an objectively
reasonable apprehension of bias which prevented the President from
exercising his powers under section 194(3)(a) of
the Constitution.
This bias also meant that the President
acted contrary to section 96(2)(b) of the Constitution in terms
of which members of
the Cabinet and Deputy Ministers may not act
in any way that is inconsistent with their office, or expose
themselves to any
situation involving the risk of a conflict between
their official responsibilities and private interests.
[37]
The Court found that, from the questions posed by the Public
Protector
to the President in respect of the Phala Phala
investigation, it appeared that there was a risk that, in suspending
the Public
Protector, the President acted in a manner which exposed
him to a situation involving the risk of a conflict between his
official
responsibilities and private interests. The Court
found it reasonable to assume that the investigation would relate to
the
President’s private interests, given the nature of the
allegations made against him regarding the Phala Phala incident which
involved monies he earned in his private capacity.
[38]
The High Court set aside the Public Protector’s
suspension
prospectively, so that decisions taken in the interim by
the Deputy Public Protector would not be invalidated, and, in
relevant
part, made the following order:
“
187.5
The decision of the President to suspend the Public Protector is
declared invalid.
187.6
The suspension is set aside effectively from the date of the order.
187.7
Each party is to pay their own costs.”
Section
18 application
[39]
The DA took the view that the judgment was wrong and that the
High Court
ought to have dismissed the challenge to the
President’s decision to suspend the Public Protector.
Furthermore,
paragraphs 187.5 and 187.6 of the High Court
judgment were ineffective in the absence of confirmation by this
Court in terms of
sections 167(5) and 172(2) of
the Constitution, because the two paragraphs are orders
declaring that “conduct of
the President” is
unconstitutional and unlawful. The DA noted an appeal in terms
of section 172(2)(d) of the Constitution,
section 15(2)(b) of the
Superior Courts Act and rule 16 of the Rules of this Court.
Alternatively, as a matter
of caution, it applied for leave to
appeal directly to this Court in terms of rule 19(2). The
Public Protector
disagreed with the DA and announced that she
would resume office with immediate effect.
[40]
The Public
Protector then brought an application in the High Court, on an
extremely urgent basis in terms of section 18(1)
and (3)
[28]
of the Superior Courts Act, to render the Part B judgment
operational and executable pending any appeal or application for
leave to appeal delivered in respect thereof.
[41]
The Public Protector argued that the Part B order was not made in
terms
of section 172(2)(a) of the Constitution and was thus not
subject to confirmation by this Court. According to her,
the order was executable in the interim, provided a successful
application was made in terms of section 18(1) and (3)
of
the Superior Courts Act. She contended that the
relevant parts of the order – the declaration of invalidity
and
the setting aside of her suspension – were two self standing
orders and should be interpreted separately. In
her submission,
it is only “conduct” and not “decisions” of
the President that must be referred to this
Court for confirmation in
terms of sections 172(2)(a) and 167(5) of the Constitution. The
President’s decision to suspend
her did not constitute
“conduct” of the President which, if declared invalid,
would require confirmation by this Court.
The order in
paragraph 187.5 refers to the President’s “decision”
and not his “conduct” and
does not fall to be confirmed
by this Court. She argued that the President’s impugned
decision was contested on the
basis of the common law ground of bias
or reasonable apprehension of bias, and separately there was reliance
on a constitutional
ground of a conflict of interest in terms of
section 96(2)(b) of the Constitution.
[42]
The Public Protector further argued that even if section 172(2)(a)
of the Constitution applied to the part of the order declaring
the President’s decision invalid, it did not follow
that
section 18 of the Superior Courts Act does not apply. This was
because section 18 applies to any decision that
is the subject
of an application for leave to appeal. Moreover, if the order
must still be confirmed by this Court that means
it is interim in
nature and not final in effect. Therefore, it should be dealt
with as an interlocutory order under section
18(2) of the Superior
Courts Act. The Public Protector persisted with these
arguments in this Court.
[43]
The Full
Court (the same panel that decided the Part B review) referred to
Pharmaceutical Manufacturers
Association,
[29]
in which this Court held that the use of the words “any
conduct” of the President shows that section 172(2)(a)
is
to be given a wide meaning. The Court also cited
Von Abo
[30]
in which this Court held that sections 167(5) and 172(2)(a) of
the Constitution serve separate, but complementary purposes:
section
172(2)(a) confers jurisdiction on the Supreme Court of Appeal,
aHigh Court or a court of similar status,
subject to
this Court’s oversight, to make orders concerning the
constitutional validity of the President’s conduct
(and Acts of
Parliament or provincial Acts), whilst section 167(5) delineates
the power of this Court in relation to the same
class of orders of
constitutional invalidity made by the High Court or the Supreme Court
of Appeal. Accordingly, this Court
makes the final decision on
whether the conduct of the President is unconstitutional and no order
to this effect has any force
until this Court has pronounced on
the issue. Therefore, a High Court order declaring the
conduct of the President
inconsistent with the Constitution must be
confirmed by this Court before it has any effect.
[44]
The Court found that the President’s decision to suspend the
Public Protector
amounted to “conduct of the President”
under sections 172(2)(a) and 167(5). It did not
accept the distinction
sought to be drawn by the Public Protector
between a “decision” and “conduct” and found
no merit in
her argument that “conduct” had to be
confirmed by this Court, but not “decisions”.
According to
the Full Court, the High Court, having
declared the President’s conduct inconsistent with
the Constitution,
then made a just and equitable order in terms
of section 172(1)(b). Thus, the order of the High Court
was to be
interpreted as a composite one; the relevant orders were
not self-standing and did not exist separately and independently of
each
other as contended by the Public Protector.
[45]
Regarding the application of section 18 of the Superior Courts Act to
the Part B order, the Full Court held that section 18
contemplates a binding decision. A decision that is subject to
confirmation by this Court has no force. Thus, the order of the
High Court had no independent existence but was instead
conditional upon confirmation by this Court. On this basis, the
Court found that section 18 did not apply to the application
before
it. In the result, the application was dismissed.
In
this Court
Submissions
in the appeal against paragraphs 187.5 to 187.7 of the Part B
judgment
DA
submissions
[46]
The DA submits that on the facts of the matter suspension was the
only
rational decision for the President to take. The President
would not gain anything from suspending the Public Protector, because
the investigation into his conduct at Phala Phala would be
continued by the Acting Public Protector regardless and her bias
against the President is no evidence that he would be biased against
her. The suspension was necessary in the circumstances
to
protect the integrity of the Office of the Public Protector and
the effectiveness of the section 194 process while
an
investigation into her removal was underway, to allow the Public
Protector to defend herself and to prevent interference in
the
enquiry. The DA submits that the President’s
decision to suspend the Public Protector was a necessary precaution
and is not punitive as it is a suspension with full pay. Its
timing is no evidence of bias and fits perfectly with the President
taking the decision in the ordinary course, as he testified he did.
[47]
As to the standard for apprehending bias, the DA submits that the
ordinary
test for bias or a reasonable apprehension of bias applies.
Furthermore, the Public Protector never challenged the
decision
to suspend her on substantive grounds or irrationality, and
even her representations to the President focused on procedural
obstacles.
[48]
On remedy, the DA submits that if this Court confirms the Part B
order,
the appropriate remedy is to suspend the order of invalidity
for 30 days so as to allow the Deputy President to take a
decision in terms of section 90(1)(a) of the Constitution.
The Court should also ensure that the declaration
does not
affect the validity of decisions taken by the Acting Public
Protector during the Public Protector’s suspension.
[49]
Regarding costs, the DA asks that, if the appeal succeeds, the
Public Protector
be ordered to pay the costs in her personal
capacity. It submits that this is warranted because the
Public Protector’s
litigation was never to further the
interest of the Office of the Public Protector, but her own.
But the DA does accept that
it was reasonable for her to defend the
Part B judgment and thus does not seek costs on a punitive scale.
President’s
submissions
[50]
The President’s submissions are, for the most part, very
similar
to those of the DA and – to that extent – do not
bear repeating. However, the following submissions must be
noted.
[51]
Regarding the alleged conflict of interest in breach of
section 96(2)(b),
the President submits that the High Court
erred in its finding that because the Public Protector had
started an investigation
against the President on 7 June 2022,
he risked a conflict of interest in making the decision whether to
suspend her, and
was therefore precluded from doing so. The
President had already taken the first steps towards a possible
suspension of the
Public Protector by way of his letter dated
17 March 2022, more than two months before the Public Protector
initiated her
Phala Phala investigation.
[52]
The President argues that the exercise of official responsibilities
while
having private interests is not prohibited. Further, a
risk of a conflict of interest does not mean that the conflict has
materialised, and section 96(2)(b) deals with real risks, not
hypothetical risks. Thus, there could only be a real risk
of a
conflict of interest if it was shown that the President would benefit
his private interests if he exercised his public responsibility
in a
particular way. No such evidence had been shown, it is argued.
Furthermore, the Acting Public Protector,
who filed an
affidavit, indisputably established that there had been no delay in
the investigation and that its quality would not
be compromised. In
the absence of a real risk of a conflict of interest,
section 96(2)(b) was not triggered, so goes
the argument.
[53]
Regarding
the issue of bias, the President submits that it raises the questions
whether the prohibition against bias in the Promotion
of
Administrative Justice Act
[31]
(PAJA) forms part of the doctrine of legality in executive action,
where bias is alleged in respect of executive action; if it
does, the
test to be applied, where bias is alleged in respect of executive
action such as in this case; and whether, on the evidence,
bias has
been demonstrated.
[54]
The President submits that PAJA does not apply because the decision
of
a President to suspend a Public Protector does not constitute
administrative action. The doctrine of legality, however,
applies
to the exercise of the President’s power to
suspend. But if bias forms part of the doctrine of legality in
the
present context, it is a very attenuated part. He argues
that it is not necessary to debate the question of the test of
“double
reasonableness” and that it is sufficient to find
that the test for an apprehension of bias is whether it is
reasonable.
The President cannot shirk his constitutional
obligations by passing the task onto someone else on the basis of
discomfort
or speculation.
[55]
The evidence demonstrates neither actual bias nor a reasonable
apprehension
of bias, continue the submissions. And like the
DA, the President also submits that his decision to suspend must be
viewed
upon a consideration of the timeline of events in this matter.
He points out that the history of the matter goes back to 2019
when the DA submitted a request to Parliament for the removal of the
Public Protector from office. Following numerous
events,
on 17 March 2022, he invited the Public Protector to make
representations regarding whether or not he should
suspend her.
After giving her several extensions, she finally submitted her
representations on 26 May 2022. He
then took two
weeks to consider the matter and consequently decided, on 9 June
2022, to suspend her. Thus, it was incorrect
for the High Court
to make a finding that his decision to suspend the Public
Protector was made hurriedly or that it
was prompted by the
Phala Phala investigation. This was particularly so when
the Acting Public Protector was
obligated to continue with
that investigation. The precautionary suspension of the
Public Protector would achieve nothing
at all to the benefit of
the President.
Public
Protector’s submissions
[56]
The
Public Protector’s
main
contention is that there is no valid section 172(2)(d)
application before this Court. Accordingly, this Court cannot
reach the grounds of the direct appeal advanced by the DA and the
President. The Public Protector submits that
paragraph 187.5
[32]
of the High Court’s order does not relate to the conduct of the
President as
contemplated
in
section 172(2)(a). Thus, no confirmation is required by this
Court.
[33]
Furthermore, even if paragraph 187.5 of the order of the
High Court fell within the ambit of section 172(2)(a),
it
is a stand-alone order issued in terms of section 172(1)(b).
This part of the order was issued, not to deal with
a constitutional
issue, but to address the violation of the common law rule against
bias known as the
nemo
iudex in sua causa
(
no
one should be a judge in their own case)
.
[57]
The
Public
Protector submits that not every action or conduct attributed to the
President amounts to “conduct of the President”
within
the ambit of section 172(2)(a). Declarations of invalidity
in respect of conduct falling outside the ambit of
the section do not
require this
Court’s
confirmation.
[34]
According to the Public Protector, neither the breach of the rule
against bias nor of section 96(2) amounts to conduct
within the
ambit of section 172(2)(a).
[35]
[58]
The Public Protector submits that conduct
of the President may be categorised into three separate classes,
namely: (a) conduct falling
within the ambit of section 172(1)
(which does not require confirmation); (b) conduct falling within the
exclusive jurisdiction
of this Court in terms of section 167(4)(e);
and (c) conduct of the President which falls within the concurrent
jurisdiction of
the High Court and this Court in terms of
section 172(2)(a) (conduct that requires confirmation). The
Public Protector
contends that, in the present case, the
President’s conduct falls within the section 172(1)
category. Ultimately,
so the argument goes, the orders of the
High Court are section 172(1) orders and not section 172(2)
orders. This
is so because: they do not relate to “conduct”
but to a suspension “decision”; they flow from findings
of common law breaches and not any orders of constitutional validity;
even if it is conduct of the President, it is not of the class
which
is confirmable, but of a class which falls within the scope of
section 172(1); and, in any event, no automatic appeals are
competent
in the absence of valid confirmation proceedings, and qualifying
appellants as defined in section 172(2)(d).
[59]
Regarding the alternative rule 19 applications for leave to appeal,
the
Public Protector contends that the rule’s peremptory
provisions have not been met. The first charge is that the
DA
did not indicate whether it had applied or intended to apply for
leave or special leave to appeal to any other court so as to
enable
this Court to assess whether it is in the interests of justice to
grant leave when it is also being sought elsewhere. She
further
contends for the dismissal of the applications on the merits on the
basis that they have no prospects of success.
[60]
The Public
Protector agrees with the applicants’ submission that bias does
not form part of the principle of legality and
argues that this
reinforces her point that the orders were based on breaches of the
common law rule against bias and not on the
principle of legality.
In accordance with the supposed rule of avoidance,
[36]
she argues that a finding that the President’s conduct was
tainted by actual bias or a reasonable apprehension of bias dispenses
with the need to consider whether the risk of conflict of interest as
provided in section 96(2)(b) has been established. She argues
that
the High Court’s determination of the question was thus an
obiter dictum from which the orders could not flow.
[61]
The Public Protector dismisses the “timeline” ground of
appeal
in respect of bias as wrong on the basis that bias can occur
at any point of a multi stage decision making process to
which fairness must be applied. She then challenges each of the
applicants’ grounds of appeal as to why the evidence
does not
support the High Court’s findings in respect of a conflict of
interest and bias.
[62]
In response to the President’s submission that her bias against
him referenced by the High Court cannot be the basis for her
perception of bias, she defends the High Court’s finding.
She argues that the hostility between her and the President is a
sufficient basis to ground a perception of bias; not reactive
bias,
but the President’s inherent bias as the decision-maker.
[63]
She then turns to the President’s attacks on the High Court’s
findings that: (a) her suspension would delay the Phala Phala
investigation; (b) the expansive nature of the questions
she had
posed to him, to which he had to respond in a short space of time,
provided an inducement for him to remove her from her
office; and (c)
“in response” to the Public Protector’s questions
and her public announcement of the Phala Phala
investigation, he
decided to suspend her. These attacks, she contends, are based
on a wrong premise. She argues that
these findings and her
corresponding submissions were not based on the suggestion that her
replacement, the Deputy Public Protector,
would compromise
the investigation but rather on the President’s impermissible
forum shopping bid to avoid being investigated
by her.
[64]
She also argues that, in implementing the suspension, the
President
reneged on his undertaking, supposedly made in a WhatsApp
exchange between their respective senior counsel, to indicate to her
whether or not he would give her an undertaking not to suspend her
before delivery of the Part A judgment. She contends that
the
President’s conduct entitles the Court to infer that he had an
ulterior or improper motive by not honouring his undertaking.
[65]
She rejects the President’s attack on the High Court’s
finding
that there was no plausible or logical explanation other than
an ulterior motive for her premature suspension on the eve of a
judgment
meant to determine the very lawfulness of the suspension and
that the President knew that the judgment was pending. She
argues
that the President’s denial falls flat, as he conceded
that he was aware that the pending judgment, which would be
expedited,
would have far-reaching implications. Indeed, the
President and the DA addressed this issue during argument in the High
Court
and in the present proceedings. She argues that the
President, by pre empting the outcome of the Part A
judgment,
was guilty of constructive contempt. That is,
improper and unlawful conduct which is inconsistent with his other
legal and
constitutional obligations and is prohibited by section
96(2)(b).
[66]
As to the DA’s appeal grounds, the Public Protector argues that
the suspension has no merit and denies the assertion that she did not
challenge the reasons for the suspension. She contends
that she
wrote a long letter in response to the President’s invitation
in which she raised substantive and procedural objections
to the
suspension. Even if she had remained supine, so she argues,
that would not validate the ultra vires actions of
a
disqualified decision-maker acting without authority. She
contends that it is irrelevant that the President stood to gain
nothing from the suspension, as he was acting out of vengeance and in
pursuit of retaliation in breach of the law.
[67]
She insists
that her suspension is prima facie punitive in light of the
reputational consequences. She challenges the DA’s
reliance on
Long
[37]
on the basis that the case only applies in the labour law context and
deals only with the issue of a hearing and not the other
substantive
requirements for a suspension. She disputes the test for a
breach of section 96(2)(b) posited by the DA
and argues that the
provisions set a lower threshold than the ordinary standard of bias,
because it targets a particular category
of persons wielding
executive power. She argues that a similar test for
section 96(2)(b) and common law bias makes no
sense, given that
the framers of the Constitution made a special provision for
conflicts of interest and the risks thereof, which
apply only to
members of the Cabinet and Deputy Ministers. She disputes the
contention that a breach of section 96(2)(b)
does not result in
the invalidity of the accompanying decision or conduct it taints,
arguing that the provisions impose extra duties
upon members of the
Executive so as to protect society and mitigate their overwhelming
power which is particularly susceptible
to abuse and corruption.
[68]
The Public Protector seeks a dismissal or striking from the roll of
the
automatic appeals, a dismissal of the applications for leave to
appeal or resultant appeals and personal costs on the scale as
between attorney and client.
ATM,
PAC and UDM’s submissions
[69]
These political parties support the Public Protector, in their words,
to ensure “that effect is given properly to the values of the
Constitution in seeking to hold the Public Protector
accountable”. They stand by their submissions in the
High Court and argue that the Full Court declared the suspension
invalid under section 172(1)(a) and set it aside under section
172(1)(b); and that the orders are self standing and must
be
interpreted disjunctively. They argue that the order in
paragraph 187.5 declaring the President’s decision
to
suspend the Public Protector invalid is subject to confirmation by
this Court. They contend, however, that the order in
paragraph 187.6 setting aside the suspension was granted as a
just and equitable order in terms of section 172(1)(b)
and is
not subject to confirmation because it was granted to mitigate the
effects of an order of constitutional invalidity granted
under
section 172(1)(a) pending confirmation of that order by this Court.
Submissions
in the conditional cross-appeal
Public
Protector’s submissions
[70]
The Public
Protector accepts that if the DA and President’s appeals fail
and the Full Court decision accordingly stands,
or the
declaration of invalidity is confirmed, the cross appeal will
fall away. The cross-appeal is brought on ten grounds
grouped
into three clusters, as she describes it. The main ground
relates to the interpretation of section 194(3)(a)
of the
Constitution.
[38]
She
argues that the President acted prematurely, ultra vires and in
the absence of a jurisdictional pre-requisite for
a valid suspension,
namely that the suspension may occur only “after the start of
the proceedings of a committee of the National
Assembly for the
removal of that person”. She argues that the proceedings
in question had not started by 17 March 2022
(when the President set
the suspension process in motion) nor by 9 June 2022 (when the
suspension letter was issued). The
proceedings started only on
11 July 2022, when the Section 194 Committee first began to
hear evidence. She criticises
the Full Court for finding that
the proceedings “started” when the Committee notified her
of the charges. In
any event, she contends that the Full Court
failed to conduct a comparative analysis between section 194 and
section 177 of
the Constitution, which deals with the removal of a
Judge.
[71]
The Public
Protector then submits that what she describes as the “Removal
Committee”, namely the committee referred
to in
section 194(3)(a), is not the same as what she calls the
“Veracity Committee”, namely the committee envisaged
in
section 194(1)(b),
[39]
which is tasked only with making a finding as to the veracity of the
charges. She cites the
EFF
[40]
judgment
of this Court, among others, as support for this submission, which,
she argues, is evident from the fact that the
words “for the
removal of that person” are not used to describe the
Section 194(1)(b) Committee and that
the section refers to
“a” committee rather than “the” committee.
The removal stage therefore starts
only after the determination
of guilt, which has not yet occurred on a proper reading of the above
provisions.
[72]
The next cluster of grounds concerns the
sub judice
rule and
the supposed non amendment of National Assembly rule 129AD(3) by
the National Assembly in line with this Court’s
judgment
in
Speaker
. The Public Protector argues that the
Full Court erred in gauging the applicability of the
sub
judice
rule only against the alleged “second rescission”
application when it was also invoked in relation the Part B
application. She argues that as a result of this error a
significant part of the pleaded argument was not adjudicated,
including
the question whether it was lawful for the Section 194(1)
Committee to start when it did. She also argues that the
National Assembly
should have amended the rules to align with
the judgment and orders of this Court in
Speaker
and that,
because of this omission, the section 194(1) enquiry is being
conducted under the auspices of the original unconstitutional
rules.
[73]
In the last cluster of grounds, the Public Protector contends that:
(a)
the President breached an undertaking made by his senior counsel
on his behalf not to suspend her before indicating whether or not
he
was amenable to giving her time to mount a legal challenge; (b) the
conduct of the President in deliberately or recklessly pre empting
a “looming” judgment was in breach of section 165(3)
and (4) of the Constitution, irrespective of whether
it amounted
to contempt of court; and (c) the Part B Full Court erred in
considering itself bound by the interim findings
of the Part A
Full Court in respect of the alleged BOSASA conflict of
interest.
[74]
With regard to (a), it is argued that the Full Court misinterpreted
the
clear WhatsApp exchange, which embodied the agreement between the
parties. As to (b), it is argued that the Full Court erred
in
failing to distinguish between section 165 of the Constitution
and common law contempt of court, which are not synonymous.
It
is possible, the Public Protector submits, for conduct which does not
satisfy all the elements of the criminal offence
of common law
contempt of court, which governs the consequences of undermining the
authority of the courts, to still amount to
a breach of
section 165(3) and (4) of the Constitution, which reinforces the
supremacy of the Constitution. The
result of the
Full Court’s error is that section 165 was not adjudicated
on its own merits as a stand alone ground
of unlawfulness.
Regarding (c), it is argued that the President correctly stated
under oath in the BOSASA incident that it
would have been in breach
of his duties under section 96(2)(b) of the Constitution and
potentially undermine the integrity of his
office for him to play any
role in the suspension of the Public Protector. But in the
Phala Phala matter he inexplicably
felt entitled to suspend her
without delegating the decision to another member of the Cabinet who
was not tainted by such conflict.
This conduct, she argues,
goes to intention,
dolus eventualis
and improper motives.
DA’s
submissions
[75]
The DA opposes the cross-appeal. It submits that the
sub
judice
rule does not prevent the Section 194 Committee from
proceeding with its work, as contended by the Public Protector.
It argues that the Section 194 Committee did not breach rule 89
of the Rules.
If the Public Protector’s
submission were correct, any person subject to section 194
proceedings would be able to halt
the process by bringing litigation
related to the process or the underlying allegations.
[76]
The
DA argues that there
is
no
need for rule 129AD(3) to be amended following this Court’s
judgment in
Speaker
in
which this Court used the tool of severance to cure the invalidity,
thus altering the content of rule 129AD(3).
[41]
Therefore, the section 194 enquiry is not proceeding under an
unconstitutional rule.
[77]
The DA also disputes the Public Protector’s
argument that the President’s decision to suspend her was
premature.
It argues that, in determining when the proceedings
started, one must ask when the public will reasonably be concerned
that allowing
an incumbent to remain in office could be inconsistent
with the integrity of the Office. It then submits that when the
National Assembly
has determined that the proceedings are
serious enough to be referred to a
committee
for
investigation, and the matter is referred to a committee, the
proceedings have started. According to the DA, here,
section 194(3)(a) was triggered on 16 March 2021 when,
following the report of the Independent Panel, the National
Assembly referred the DA’s complaint to a committee as
contemplated in section 194(3)(a) of the Constitution.
[78]
The DA challenges the Public Protector’s
argument that section 194 of the Constitution contemplates
two committees.
It criticises the argument for inconsistency
with
the text
and purpose of section 194
and highlights the absurdity of an argument which postulates that a
Public Protector may be removed following
a finding of only one
committee but that there must be a second committee to trigger
suspension. The DA also contends that
the argument violates the
principle of subsidiarity. This is so, it argues, because Part
4 of the Rules of the national Assembly
is the law that gives effect
to section 194 and envisages that one committee determines whether
the Public Protector is incompetent,
incapacitated or guilty of
misconduct and whether to recommend removal. Establishing
another committee to consider the work
of the first committee before
the National Assembly deliberates upon and votes on its report would
be inconsistent with the Rules
of the National Assembly.
Since the Public Protector did not challenge the Rules, they
must stand as valid, so
goes the argument.
President’s
submissions
[79]
The
President also opposes the conditional cross-appeal and submits that
it is not in the interests of justice to allow it as it
has no
prospects of success. He does not deal with the ground of
appeal relating to the alleged infringement of the
sub judice
rule as it does not implicate him. He argues that all the other
grounds have no merit. He challenges the contention
that the
Full Court erroneously considered itself bound by distinguishable
judgments and failed to apply binding decisions such
as
EFF
.
[42]
[80]
The President further challenges the ground of illegality based on
the
National Assembly’s failure to amend its current Rules
to reflect the order of this Court in
Speaker.
He
argues that: no relief was sought by the Public Protector in respect
of the Rules; this Court did not impose an obligation
on the
National Assembly to amend its rules but instead issued a
declaratory order setting out the amended rule; and, as the
Full Court observed, the Public Protector has not explained why
it was necessary to amend the rule.
[81]
The
President supports the Full Court’s rejection of the Public
Protector’s “two committees” argument.
He submits that the finding that section 194(3)(a) does not
require a separate committee for the determination of culpability
or
ascertaining the veracity of the alleged grounds for dismissal
accords with the text and context of section 194. He argues
that the Public Protector’s reliance on decisions such as
EFF
and
Nxumalo
[43]
is misplaced as they dealt with different sets of circumstances.
[82]
The President refutes the argument that the Section 194
Committee
proceedings had not started as envisaged in section
194(3)(a) when he took the decision to suspend the Public Protector.
He
relies on the finding of the Part A Full Court that the
proceedings started when the Section 194 Committee informed the
Public Protector of the allegations against her, and invited her
to respond within a period of 30 days. Delaying
the power
to suspend until evidence is heard would, he argues, be inconsistent
with the constitutional purpose for which the power
is designed. He
also challenges this ground on the basis that the Public Protector
sought leave to appeal against the judgment
of the Part A
Full Court on the same issue and argues that this Court cannot
entertain it while it is under consideration
by another court.
[83]
The President contends that the Public Protector impermissibly, in
her
written submissions, raises a new challenge not made in her
affidavits or as a ground of appeal. This new submission is
that
the suspension decision was invalid because the Section 194
Committee proceedings had not started as of 17 March 2022, when
the
President initiated the suspension process by inviting the
Public Protector to give reasons as to why she should not be
suspended. Her case on the papers, which the Full Court
rejected, was that the jurisdictional facts in section 194(3)(a)
of the Constitution had not been met because the Section 194
Committee’s proceedings had not started when the President
made
his decision on 9 June 2022. The President also argues that
this new ground fails on a reading of section 194(3)
as to when
he may suspend and that the Public Protector’s reliance on
Speaker
is misguided as the findings there arose in a
different context – the right to legal representation.
[84]
The President dismisses the argument concerning the alleged failure
of
the Full Court to give a proper interpretation to the
WhatsApp communication between senior counsel as resting on
inadmissible
hearsay. He further points out that the Full Court
correctly assessed the messages and that in any event there was no
interdict preventing him from taking a decision. He denies
committing contempt of court or breaching section 165(3)
and (4)
of the Constitution in respect of which the Public Protector
relied on the same facts. He argues that there
was no agreement
in place and no order precluding him from taking the decision.
Lastly, he submits that the Full Court
correctly held that
it was bound by the findings of the Part A Full Court and
that the Public Protector failed to
establish that any of that
Court’s findings were clearly wrong.
Speaker
and Section 194 Committee’s submissions
[85]
These parties oppose the relief sought by
the Public Protector in the cross appeal to the
extent
that, if two questions are answered in the Public
Protector’s favour, that may interfere with or halt the section
194
proceedings.
The two questions
are whether
the
enquiry conducted by the
Section 194 Committee infringes rule 89 of the Rules of the
National Assembly and
whether
the
Section 194 Committee’s enquiry is impermissible because
the National Assembly has not amended its rule to give
effect to
the order of this Court in
Speaker
.
Like the DA, these parties argue that: (a) the Section 194
Committee has not considered the merits of any of the litigation
concerning the Public Protector’s impeachment; (b) the
sub judice
rule, understood in conformity with the Constitution, does not
preclude members of the National Assembly from carrying out
their
oversight functions and holding office-bearers of
Chapter 9 institutions accountable in terms of section 194
of the Constitution and the related Rules; and (c) there was no need
for the National Assembly to amend the rule.
Section
18 appeal
[86]
Following the dismissal of the Public
Protector’s application in the High Court under section 18
of the Superior
Courts Act, to put the Part B order into effect
pending the appeal in this Court, she filed an urgent application for
leave
to appeal to the Supreme Court of Appeal
against that decision. That application too was dismissed and
she was ordered to pay the costs of the DA and the President
personally. She seeks leave from this Court to appeal that
decision with the support of the ATM, PAC and UDM.
[87]
The
parties presented various opposing arguments and the opposing parties
each sought a personal costs order against the Public Protector.
I do not propose to summarise these arguments
[44]
as I ultimately find that the application has become moot and that I
can conceive of no interests of justice considerations for
this Court
to entertain it for the reasons set out later in this judgment.
Issues
[88]
The core issues to be decided are whether: (a) in suspending the
Public Protector,
the President acted in breach of section
96(2)(b) of the Constitution; (b) the President’s decision
to suspend the Public
Protector was shown to have been biased,
alternatively the Public Protector’s apprehension that the
President would not bring
an open mind in deciding whether to suspend
her was reasonable; and (c) if the appeal is successful, whether the
Public Protector
should pay costs in her personal capacity.
[89]
In the cross appeal they are whether (a) the enquiry being
conducted
by the Section 194 Committee infringes rule 89 of the
Rules; (b) the enquiry is impermissible because the National Assembly
has not amended its Rules to give effect to the order of this Court
in
Speaker
declaring the proviso to rule 129AD(3)
unconstitutional and invalid; (c) the section 194 enquiry had started
when the President
suspended her; (d) sections 194(1)(b) and
194(3)(a) envisage two committees to make a finding as to the
veracity of the charges
and the removal of the person concerned,
respectively; (e) the High Court failed to give a proper
interpretation to the WhatsApp exchange
between the parties’
counsel concerning whether the President had undertaken not to
suspend her before giving her notice
so she could mount a legal
challenge against the suspension; and (f) the President committed
contempt of court by suspending her.
Analysis - DA and
President’s appeals
The rationality of the
suspension
[90]
The
Constitution in section 181 establishes a group of state
institutions for the purpose of
strengthening
constitutional
democracy in the country. These institutions are independent
and subject only to the Constitution and the law,
and must be
impartial and exercise their powers and perform their functions
without fear, favour or prejudice. One of them
is the Office of
the Public Protector.
[45]
[91]
In
Economic
Freedom
Fighters
, this
Court described the institution as follows:
“
The
Public Protector is thus one of the most valuable constitutional
gifts to our nation in the fight against corruption, unlawful
enrichment, prejudice and impropriety in State affairs and for
the betterment of good governance. Litigation is prohibitively
expensive and therefore not an easily exercisable constitutional
option for the average citizen. For this reason, the fathers
and mothers of our Constitution conceived of a way to give even to
the poor and marginalised a voice and teeth that would bite
corruption and abuse excruciatingly. And that is the
Public Protector. She is the embodiment of a biblical
David,
that the public is, who fights the most powerful and very well
resourced Goliath, that impropriety and corruption by government
officials are. The Public Protector is one of the true
crusaders and champions of anti corruption and clean governance.
Hers are
indeed very wide powers that leave no lever of government power above
scrutiny, coincidental ‘embarrassment’
and censure.”
[46]
[92]
However
,
the power that comes with public office comes with responsibilities,
and
public
office bearers
who occupy positions of high authority must be held accountable in
the exercise of their powers.
[47]
And, as this Court pointed out in
United Democratic
Movement
:
“
Since
State power and resources are for our common good, checks and
balances to ensure accountability enjoy pre-eminence in our
governance system. This is all designed to ensure that the
trappings or prestige of high office do not defocus or derail
the
repositories of the people’s power from their core mandate or
errand. For this reason, public office bearers,
in
all arms of the State, must regularly explain how they have lived up
to the promises that inhere in the offices they occupy.”
[48]
[93]
The
Constitution has a built in checks
and balances mechanism for a Public Protector
who
does
not live up to the responsibilities that come with her office. In
terms of its section 194(1) and (2), she may be
removed from
office by a two thirds majority of
the
National Assembly
for misconduct, incapacity or incompetence. And as the process
of her removal unfolds, the President
is empowered to take steps
to ensure that she does not remain in office and exercise the wide
powers that inhere in it. Thus,
in terms of section 194(3)(a),
the President may suspend the Public
Protector
from office at any time after the start of the proceedings of a
committee of the National
Assembly for
her removal.
[94]
These
provisions vest the President
with the power to impose a precautionary suspension to protect and
preserve the office during an
enquiry. In deciding whether to
suspend, he
is required to consider the need to
uphold the integrity of the office, the need to prevent interference
in the disciplinary enquiry
and the need to allow the incumbent to
defend themselves.
[95]
In
Long
[49]
this
Court affirmed the principle that where the suspension is
precautionary, there is no need to afford the employee an opportunity
to make representations, as it is not punitive and does not
materially prejudice the employee. This Court then held that
in
determining whether the precautionary suspension is permissible, the
fairness of the suspension is determined by assessing whether
there
is a fair reason for the suspension and whether it prejudices the
employee. A suspension for an investigation to take
place is a
fair reason and where suspension is on full pay, cognisable prejudice
will be ameliorated.
[96]
The President invoked the provisions of
section 194(3)(a) in this matter and suspended the
Public Protector pending the
conclusion of the section 194
process. The DA
and the
President
argue that her suspension was not a punishment but a necessary
precaution in the light of credible allegations of misconduct
and
incompetence against her and the ongoing process to remove her.
Allowing a person who is potentially dishonest and incompetent
to continue to exercise the wide powers of the Office of the
Public Protector threatens democracy and accountability.
The
purpose of the suspension was to protect the integrity of the office
and the effectiveness of the section 194 process
while the
allegations of misconduct or incompetence are investigated.
[97]
It
does appear that the justifications for a precautionary suspension
existed in this matter. For a start, this Court has
made
gravely adverse credibility findings against the Public Protector.
In
South
African Reserve Bank
,
it was held that she had “acted in bad faith and in a grossly
unreasonable manner”;
[50]
had “not been candid”
[51]
and “was not honest” with the courts;
[52]
had advanced a number of falsehoods in litigation;
[53]
and that her conduct fell far short of the high standards required of
her office.
[54]
Following
this decision, the National Prosecuting Authority publicly announced
that it would charge her with perjury for
her conduct. In
President
of the Republic of South Africa
[55]
this Court said that “[t]he nature and number of errors
committed by the Public Protector here call into question
her
capacity to appreciate what the law requires of her when she
investigates complaints”.
[56]
The Court also said that she had failed to display an “open
and enquiring mind”, made findings that were not
supported by
the facts and it appeared that she was “unduly suspicious”
of the person she was investigating.
[57]
[98]
Moreover,
an independent panel
[58]
found
prima facie evidence of incompetence on her part based on a number of
repeated instances, including what it described
as
grossly
overreaching and exceeding the bounds of her powers in terms of
the Constitution by unconstitutionally trenching on
Parliament’s
exclusive authority when she directed it to initiate a process to
amend the Constitution; incorrect interpretation
of the law;
failure to take relevant information into account; failure to provide
affected persons with a right to be heard; incorrect
factual
analysis; and sustained lack of knowledge to carry out her duties or
ability or skill to perform the duties of the Public Protector
effectively and efficiently.
[99]
The independent panel also found prima
facie evidence of misconduct in the sense of an intentional or
grossly negligent failure
to meet the standard of behavior expected
of a holder of
public
office in a number of
instances, including her insistence on
compliance
with
a subpoena and bullying the targets of a moot investigation despite a
court challenge having been instituted. The independent
panel
concluded that the charges required investigation and could, if
established, lead to the removal of the Public Protector.
[100]
These allegations which are, inter alia,
based on the judicial findings of no less than this Court
,
would undoubtedly cause grave public concern about
the integrity of the Office of the Public Protector were the
incumbent to remain
in office while they are being investigated.
[101]
It must be taken into account too that, at
the time the President decided upon suspension, the
Public
Protector
was facing a section 194 enquiry which would likely take a long
time to conclude, as has indeed proved to be the
case. If the
Public Protector remained in office for the duration of the
section 194 enquiry, she would have had
to manage the office she
leads whilst simultaneously preparing for and attending the enquiry.
Quite obviously, she would
not be able to both carry out her
duties as Public Protector and defend herself in the enquiry
effectively. The suspension
therefore allows her to centre her
attention on her defence in the enquiry and benefits both her and her
office.
[102]
The
suspension
also
eliminates the risk of interference in the section 194 enquiry.
It is well established that where a high ranking
official has
access to potential witnesses and
documents
in
the workplace which may be used in a disciplinary enquiry, there is a
real risk that they may use their power to influence the
witnesses
and conceal the documents. In this case, the Section 194
Committee needs to hear evidence from, among others,
employees in the
Office of the Public Protector, and access documents under the
Office’s control.
[103]
The cumulative effect of all these factors
makes clear that a decision to suspend the Public
Protector
was, on the merits, the only possible rational
outcome. At any rate, it cannot be said
that
the
President’s decision to suspend her was irrational, even if
there were other rational courses open to him. And it
is
telling that she has not challenged the suspension on substantive
grounds, contrary to her protestations that she did. This
is
not surprising considering that the President’s reasons were
based mainly on the findings of the independent panel and
provided a
compelling basis why the suspension was necessary. She largely
relied on the
arguments
that
the President’s power to suspend had not yet been
triggered and that he was biased or reasonably apprehended to
be
biased. The substantive reasons which formed part of her
representations to the President, which she sought to
incorporate
in her supplementary founding affidavit on the promise
that she would rely on them to argue that the President’s decision
to suspend her was irrational, were ultimately not used. In any
event, they do not appear to have any objective evidence.
[104]
The Public Protector stated that her
suspension would disrupt the work of her Office, and that the chances
of a guilty finding in
the section 194 enquiry, and of the DA motion
for her removal receiving a two thirds majority in the unlikely
event of such
a finding, were remote. Relying on an alleged
short message service (SMS) leak of the outcome of her second
rescission application
in this Court before the order was issued, the
Public Protector further contended that her suspension would
play into the
hands of alleged criminals
and sinister
forces
in civil society and possibly in the judiciary, who seek her illegal
suspension and impeachment.
[105]
As I have said, none of these reasons seem
to be supported by objective evidence. Her lieutenant, the
Deputy
Public Protector, would stand
in for her as Acting Public Protector in her absence in
terms of section 2A(7) of the
Public Protector Act and in
fact has done so quite effectively according to her undisputed
affidavit. It is also not
possible to predict the outcome of
the section 194 proceedings, especially in view of the findings
of the independent panel,
or the outcome of any vote which may take
place in the National Assembly. In the face of the information
available to the
President, it would not have been proper for him to
allow speculation on such matters to influence the suspension
decision.
There was also no substantiation for the existence of
the alleged sinister forces and an investigation by the Chief Justice
and, subsequently, by retired President of the
Supreme Court of Appeal, Judge Mpati, found no proof
to bolster
the purported SMS leak.
Does the decision to
suspend constitute “conduct” of the President that is
subject to confirmation by this Court?
[106]
The question to be determined here is whether the President’s
exercise of the power afforded
to
him in
section 194(3)(a), to suspend the Public Protector from office,
constitutes “conduct” as envisaged in sections
167(5) and
172(2)(a) of the Constitution. If it is such conduct, then
the declaratory order of the High Court is
subject to
confirmation by this Court and the DA and the President may
appeal to this Court as of right in terms of section
172(2)(d) of the
Constitution.
[107]
Section 167(5) reads, in relevant part:
“
The
Constitutional Court makes the final decision whether . . . conduct
of the President is constitutional, and must confirm
any order
of invalidity made by the Supreme Court of Appeal, the
High Court of South Africa, or a court of
similar status, before
that order has any force.”
[108]
This section must be read with section 172(2)(a), which provides that
“[t]he Supreme Court of Appeal,
a High Court
or a court of similar status may make an order
concerning
the constitutional validity of . . . any conduct of the President,
but an order of constitutional invalidity has no force
unless it is
confirmed by the Constitutional Court.”
[109]
In
Von
Abo,
[59]
this Court held that these two sections are “two sides of the
same coin”, serving separate but complementary purposes,
mapping out the respective areas of jurisdiction of the
Supreme Court of Appeal and the High Court, on
the
one hand, and of this Court, on the other. This Court
further described the provisions as follows:
“
[S]ection
172(2)(a) forms part of a collection of provisions that confer
constitutional jurisdiction on the Supreme Court of Appeal
and High
Courts subject to the express oversight of this Court in relation to
orders on the constitutional validity of national
and provincial
legislation and conduct of the President. On the other hand,
section 167(5) delineates the power of this
Court in relation to
the same class of orders of constitutional invalidity made by the
Supreme Court of Appeal and the High Court.
This suggests
that the ‘conduct of the President’ envisaged in the two
provisions ordinarily bear the same meaning.
In other words, if
particular conduct of the President is liable to be confirmed under
the one provision, ordinarily it should
also be so under the other
provision. Both provisions serve the vital purpose of ensuring
that orders of invalidity directed
at the appropriate class of the
President’s conduct have no force unless confirmed by this
Court.”
[60]
[110]
The meaning
of “any conduct” of the President was discussed by
this Court in
Pharmaceutical
Manufacturers,
[61]
where it held:
“
The
use of the words ‘any conduct’ of the President shows
that the section is to be given a wide meaning as far as the
conduct
of the President is concerned. The apparent purpose of the
section is to ensure that this Court, as the highest court
in
constitutional matters, should control declarations of constitutional
invalidity made against the highest organs of state. That
purpose would be defeated if an issue concerning the legality of
conduct of the President, which raises a constitutional issue
of
considerable importance, could be characterised as not falling within
section 172(2)(a), and thereby removed from the controlling
power of this Court under that section.”
[62]
[111]
Not every dispute about the conduct of the President falls within the
scope of sections 167(5)
and 172(2)(a). For example, there
is conduct of the President in the form of a
failure
to fulfil a constitutional obligation as envisaged in
section 167(4)(e), which is within the exclusive jurisdiction of
this
Court. However, the present does not fall among those
exclusions.
[112]
This Court
has, in a number of varied cases, determined that a decision of
the President
constituted
conduct which required confirmation. One such example is
DA v
President of the RSA,
[63]
which concerned the President’s decision to appoint the
National Director of Public Prosecutions in terms of section
179
of the Constitution read with sections 9 and 10 of the National
Prosecuting Authority Act.
[64]
There, the DA successfully sought a declaration in the High
Court that the President’s decision was inconsistent with
the
relevant provisions. The declaration was found to be subject to
confirmation by this Court. Another example is,
Corruption
Watch NPC
,
[65]
which concerned orders of constitutional invalidity granted by the
High Court in respect of a settlement agreement concluded by
the
President and other persons terminating the tenure of the
National Director of Public Prosecutions. The settlement
agreement was determined to be conduct of the President which was
subject to confirmation by this Court. The Public Protector
has not been able to distinguish these analogous cases, which both
dealt with decisions that were set aside for constitutional
invalidity and were subject to confirmation by this Court within the
ambit of sections 167(5) and 172(2)(a).
Conflict of interest
[113]
The Public Protector submits that the President was disqualified by
section 96(2)(b)
of
the Constitution
from suspending her due to conflicts of interest allegedly arising
from various complaints involving serious and
impeachable conduct
against him, which had been or were still being investigated.
According to her, the fact of those investigations
disqualified the
President from being involved in a decision to suspend her because of
the conflict of interest or the risk of
a conflict between his
official responsibilities and private interests. And the mere
risk of a conflict suffices to render
his decision unlawful, even if
there is no reasonable apprehension of bias.
[114]
Section
96
(2)(b) of the Constitution
provides that members of the Cabinet and Deputy Ministers may not—
“
act
in any way that is inconsistent with their office, or expose
themselves to any situation involving the risk of a conflict between
their official responsibilities and private interests.”
[115]
In this
regard,
the High Court found:
“
The
official responsibilities relied upon by the applicant relate to the
exercise of the suspension powers. On the issue of
private
interests, the applicant relies on her investigation of the
President. The investigation by the applicant also relates
to
the President’s official responsibilities, namely, a breach of
the Executive Members Ethics Act and the Executive Ethics
Code. It
certainly appears from questions posed by the applicant in respect of
the Phala Phala incident that there is indeed
a risk that the
President, in suspending the applicant, acted in a manner which
exposed him to a situation involving the risk of
‘a conflict
between (his) official responsibilities and private interests’.”
[66]
[116]
Without
determining the meaning of a risk
of a conflict of interest, the Court concluded:
“
Given
the nature of the allegations made against the President with regard
to the Phala Phala incident, involving as it does
monies not
earned by the President in his official capacity, it is reasonable to
assume that the investigation will relate to the
President’s
private interests as well; hence, there is a strong argument to be
made that the Phala Phala incident involves
a risk of conflict
between the President’s official and private interests.”
[67]
[117]
The
essential elements of a conflict between official responsibilities
and private interests are: “(a) official responsibilities;
(b)
private interests; (c) the risk of a conflict between (a) and (b);
and (d) a member’s conduct that exposes him to that
risk”.
[68]
Applying this to the present matter, the official
responsibility at issue here is the exercise of the power of
suspension
under section 194(3)(a). Based on the contentions by
the Public Protector, the private interests would be the
President’s
desire to thwart the investigation by her against
him. In the face of the existence of this desire, the prospect
of the exercise
of the section 194(3)(a) power would give rise to the
risk of a conflict between the exercise of the power and the desire.
Of these elements, one that I need focus on is whether here there is,
indeed, a risk of conflict.
[118]
This
Court has observed that “[t]o find oneself on the wrong side of
section 96, all that needs to be proven is
a risk . . . [i]t
does not even have to materialise.”
[69]
The Court also usefully attached the adjective “real”
to the risk;
[70]
the risk must
be
real.
This
means the risk must not be imaginary, flimsy or far-fetched.
What then is the standard? At the risk of sounding
as if I am
importing the test for bias, for the risk to be real, it must –
as the DA argued – be of such a nature that
it would reasonably
be apprehended by a reasonable person. A standard lower than
the reasonableness standard would result
in the exercise of executive
power being hamstrung; even if remote, with no room for apprehension
by a reasonable person, the risk
would be capable of inhibiting
executive action. And a standard requiring more, from the
person asserting the risk of a conflict,
than the reasonableness
standard would not be appropriate because it would unnecessarily
shield the executive from the necessary
public scrutiny; public
scrutiny that helps ensure that members of the Executive do not place
private interests above official
responsibilities.
[119]
Having established the standard, on the facts of this matter is there
a basis for holding that the
President exposed himself to a situation
involving the risk of a conflict between his official
responsibilities and private interests?
In this regard, I will
focus only on whether – employing the above standard –
there was exposure to the risk envisaged
in section 96(2)(b).
If there was not, that is the end of the matter.
[120]
The Public Protector stated that the Phala Phala investigation had
been unduly delayed
because
of her
suspension and that her continued suspension inevitably destabilised
and delayed it. But the Acting Public Protector’s
detailed affidavit about the progress of the investigation, which the
Public Protector did not dispute, leaves no doubt that the
investigation was anything but delayed by the suspension and in fact
progressed well and in accordance with the requirements of
the
Constitution and the Public Protector Act. Furthermore,
the President co-operated with that process.
[121]
The only basis on which the High Court found that the President could
be biased was that he had suspended
the Public Protector shortly
after she initiated an investigation into allegations about his
conduct at
Phala Phala
. However,
it is necessary to understand
that
whether
the President’s decision to suspend the Public Protector
was biased depends on the assumption that he stood
to gain a benefit
from the decision. The mere fact that the Public Protector is
investigating him cannot create a reasonable
apprehension of bias or,
on the approach I take, expose him to a risk of conflict between his
official responsibilities and private
interests.
[122]
As the DA rightly argues, the suspension of the Public Protector
is not a power that the President
can exercise without safeguards; it
is a tightly constrained power with no practical impact on
investigations by the Office of
the Public Protector. There
are indeed a number of legal constraints. The High Court
pointed out that the President
cannot exercise the power to
suspend the Public Protector “on a whim or for flimsy
reasons” and can only do so
after a committee of the
National Assembly commences proceedings for her removal.
Importantly, before the National Assembly
can convene a
committee, an independent panel must determine whether there is a
prima facie case for removal and the National Assembly
must vote to
establish a section 194 committee. These are not
insignificant constraints.
[123]
The President neither determines the duration of the suspension nor
decides whether there are credible
allegations against the Public
Protector. That depends on the National Assembly and its
processes. His role is
confined to imposing a precautionary
suspension to
protect
the Office of the
Public Protector which achieves nothing for his benefit because it
does not delay, let alone end, the investigation
against him.
The Acting Public Protector must continue with the
investigation. Moreover, the President
has no power to
choose who will replace the Public Protector or to influence
them as this is governed by section 2A(7) of
the Public Protector
Act.
[124]
In my view, the evidence does not show that the President acted in a
manner which exposed him to a
situation involving the risk of a
conflict between his official responsibilities and private interests.
First, as appears
above, the President stood to gain nothing
from suspending the Public Protector. There is no support
on the record for
the submission that the President suspended the
Public Protector to influence the outcome of the Phala Phala
investigation
and benefit from the delay that the suspension would
cause. The Acting Public Protector, who has not been shown
to be
incompetent or to lack independence, continued with the
investigation diligently and insisted on a response to the 31
questions
posed by the Public Protector to the President, which were
then furnished.
[125]
Secondly,
the President did not suspend the Public Protector to prejudice her.
The suspension is only a precautionary one
and does no harm to
her as she remains on full pay and has
time
to properly attend to her defence in the section 194 enquiry.
It also does not cause her reputational harm as she is
already
subject to a highly public enquiry in which the allegations leading
to her suspension have been (and continue to be) ventilated.
[71]
[126]
Thirdly,
the evidence of the Public Protector’s bias against
the President, which was correctly
pointed
out by the High Court’s finding: (a) that she had
previously been found not to have acted with “an open and
enquiring
mind” when investigating the President and (b) that
she was unduly suspicious of him, militates against the possibility
of a risk of conflict and detracts from the idea that the President
is disqualified from suspending her. In an analogous
setting,
this Court decisively rejected the notion of the so-called
“reactive bias” in
Turnbull Jackson
.
[72]
There, the applicant had insulted the official deciding whether
to approve his neighbour’s building plans by accusing
him of
bias, corruption and incompetence and had then contended that the
official ought to have recused himself as the decision maker
as
he was not impartial.
[127]
This
Court
said:
“
This
would be the easiest stratagem for the unscrupulous to get rid of
unwanted decision-makers. If I insult you enough –
whatever enough may be – you are out. This is without
substance. It proceeds from an assumption that officials
with
decision-making power would respond the same way to insults. It
ignores the following: the training of the officials;
their
experience; possibly even their exposure to abuse and insults –
from time to time – and the development of coping
skills; and
other personal attributes, all of which may render them impervious
to, or tolerant of, insults. A finding of
bias cannot be had
for the asking. There must be proof; and it is the person
asserting the existence of bias who must tender
the proof.”
[73]
[128]
And,
describing the obligations that come with the office of President
under section 83 of the Constitution, this Court stated
that
“[t]he President is expected to endure graciously and admirably
and fulfil all obligations imposed on him, however
unpleasant
”.
[74]
So the mere fact that the President was one of the subjects of
the Public Protector’s investigations could be
no bar to
his exercise of the constitutional responsibility of suspending her.
[129]
The
timeline
of the President’s
decision to suspend on which the High Court squarely based its
finding of bias is also relevant.
The High Court reasoned that
on 7 June 2022, the Public Protector informed the President that
she was investigating
him in relation to Phala Phala; on 9 June 2022,
the President decided to suspend her; and on 10 June 2022, the
High Court
handed down its judgment in Part A, a judgment
which the President knew was pending and would be delivered shortly.
[130]
In the High Court’s view these facts inexorably led to one
conclusion, which it articulated
as follows:
“
[I]t
is reasonable to form the perception that the suspension of the
[Public Protector] was triggered by [her] decision to institute
an
investigation against the President. There was no other
plausible or logical explanation for the premature suspension
. . .
on the eve of a judgment meant to determine the very lawfulness of
the suspension.
.
. .
In
our view, the hurried nature of the suspension of the [Public
Protector] in the circumstances, notwithstanding that a judgment
of
the full court was looming on the same subject matter, leads this
court to an ineluctable conclusion that the suspension may
have been
retaliatory and hence, unlawful. It was certainly tainted by
bias of a disqualifying kind and perhaps an improper
motive. In
our view, the President could not bring an unbiased mind to bear as
he was conflicted when he suspended the [Public Protector].”
[131]
It may well be asked why the President could not have waited for an
impending court judgment which
sought to restrain him from suspending
the Public Protector and which would have judicially determined,
albeit on an interim
basis, the lawfulness of the very
decision
he was about to make. When confronted with this question during
the oral argument in this Court, his counsel, in his words,
conceded
that the “optics are awkward”. Not to wait for the
imminent judgment could be seen as imprudent and
showing a lack of
caution on the part of the President. But, whatever the case,
that is not the legal test and the High Court’s
reasoning is
wrong.
[132]
Its judgment, which inexplicably isolated the events of 7 to
9 June 2022, overlooked
critical
evidence that amply shows that the suspension was long in the making;
that the President became aware that the Full Court’s
judgment
in Part A would be delivered on 10 June 2022 only after he had
already issued the suspension letter; and, importantly,
that the
Public Protector’s suspension would in any event not stop the
investigation, as the complaint had already been lodged
with her
office.
[133]
The saga of the Public Protector’s impeachment began in
May 2019 when the DA submitted
a request to Parliament for
her removal from office. That request evolved over many months
and went through the relevant
processes stipulated by the rules of
the National Assembly until, in February 2021, the independent panel
submitted its report
recommending that charges of incompetence and
misconduct, in respect of which it found prima facie evidence, be
referred to a committee
of the National
Assembly
.
In March 2021, the National Assembly considered the independent
panel’s report and resolved that an enquiry in terms
of section
194 should take place. The National Assembly established the
Section 194 Committee in April 2021 and it held its
first meeting in
July 2021. The work of the Committee was, however, delayed by
the Public Protector’s application which
culminated in this
Court’s judgment in
Speaker
in February 2022. The
Committee then decided to resume its work.
[134]
On 17 March 2022, the President started communicating with the
Public Protector and gave her
ten days to furnish him with her
written reasons on why he should not suspend her. So he was
giving consideration to a suspension
several weeks before the Public
Protector, on 31 March 2022, launched the review application which is
now before us, and about
two and half months before the Phala Phala
allegations surfaced. After his letter of 17 March 2022, and
through the
months of March, April and May 2022, the
President granted the Public Protector no less than four
extensions and undertakings
not to make a decision.
[135]
On 12 May 2022, the State Attorney notified Seanego that the
Public Protector’s representations
had been due by 4 May
2022, that no further extension had been agreed, but that the
President was now willing to afford the Public Protector
until
20 May 2022 to make representations. Ultimately, on
20 May 2022, a final line was drawn in the
sand when the
President’s senior counsel informed the Public Protector’s
senior counsel that the Public Protector could
file her written
representations by 26 May 2022. The President
would then consider her representations carefully
before taking any
decision whether or not to suspend her; and would advise her as to
whether he was prepared to provide her with
any undertaking in regard
to a decision about her suspension and, if so, the terms of the
undertaking. There was, at this
stage, unequivocally no
undertaking by the President to refrain from deciding on her
suspension, a fact which was brought to the
High Court’s
attention. The Public Protector submitted her
representations by 26 May 2022. It
was only after all
of these events that the Phala Phala allegations came to light and a
complaint in that regard against the President
was lodged with the
Public Protector. The decision to suspend followed shortly
thereafter.
[136]
These facts clearly do not support the High Court’s finding of
a “hurried” or “retaliatory”
decision
.
This is particularly so in the light of the President’s
evidence that the suspension letter had been prepared over
several
days and that a revised draft thereof was finally sent to him for
consideration on the evening of 8 June 2022.
But for
the late emergence of the Phala Phala complaint, nobody could have
suggested anything sinister about the timeline.
If anything,
there might have been a complaint that the President should have
acted sooner to suspend the Public Protector.
Indeed, that is a
view which the DA, through its attorneys, expressed in letters to the
State Attorney, but the President declined
to be pressured into
acting. These facts tend to suggest an intent to afford the
Public Protector further time to make
representations. The
late emergence of the Phala Phala allegations cannot taint a
process which was neither hurried
nor irrational.
[137]
Neither is there any merit in the High Court’s other finding of
further evidence of bias. That
Court held that when the
President made the decision to suspend, he was dealing with an
investigation by the Public Protector concerning
allegations the
substance of which, unlike her other investigations into his conduct,
he could not discuss. By “discuss”,
the High Court
presumably meant that the President could not ventilate in court
papers his version of events in the Phala Phala
matter. In the
High Court’s view, this was a critical time for the
President to assess whether it was still tenable
for him to exercise
the suspension powers. But the record shows that the President
was willing to make his response
to the 31 questions available
to the High Court and that the Office of the Public Protector
requested that it not
be made public. The Public Protector
did not seek to have it disclosed in these proceedings.
[138]
It is also clear on the record that the President did not know, when
he took the decision to
suspend
the Public
Protector, that the High Court was going to deliver judgment in the
Part A matter on the following day. Notice
of the judgment only
reached his office after he had sent the suspension letter to the
Public Protector, a fact which the High
Court judgment acknowledged
but puzzlingly accorded no weight.
[139]
It bears
mention that in any event, a pending judgment does not preclude a
decision-maker from taking a lawful decision. This
Court in
City of
Tshwane
[75]
held that the Supreme Court of Appeal’s decision in
Gauteng
Gambling Board
[76]
is not authority for the proposition that “an apparently lawful
decision may not be implemented purely because an application
has
been launched either to interdict implementation or to have the
underlying decision set aside”. This Court continued:
“
It
needs to be stated categorically, that no aspect of our law requires
any entity or person to desist from implementing an apparently
lawful
decision simply because an application, that might even be dismissed,
has been launched to hopefully stall that implementation.
Any
decision to that effect lacks a sound jurisprudential basis and is
not part of our law. It is a restraining order, as
opposed to
the sheer hope or fear of one being granted, that can in law
restrain. To suggest otherwise, reduces the actual
grant of an
interdict to a superfluity.”
[77]
[140]
In all the circumstances, there was therefore no exposure on the
President’s part to the risk
envisaged in section 96(2)(b).
Having reached this conclusion, it becomes unnecessary to
decide the question of bias.
At the level of facts (that is,
whether there was a reasonable apprehension of bias), the conclusion
would plainly be the same
as the one I have reached in discussing the
facts under section 96(2)(b).
Conclusion
on the DA and President’s appeals
[141]
Subject, therefore, to the Public Protector’s cross-appeal, the
DA and the President’s
appeals must
succeed
,
and the orders in paragraphs187.5 and 187.6 must be set aside.
Analysis
– the Public Protector’s cross-appeal
Alleged
infringement of the sub judice rule
[142]
The Public Protector argues that rule 89 of the
National Assembly Rules prevented the Section
194 Committee
from proceeding with the enquiry because the Committee was required
to reflect upon the merits of her rescission
applications in
this Court and of her
application
in
the High Court to stop the enquiry and set aside her suspension. In
terms of rule 89, “[n]o member may reflect upon
the merits of
any matter on which a judicial decision of a court of law is
pending”.
[143]
Regarding the Public Protector’s bid to interdict the
section 194 proceedings, the Full Court
held that
the
National Assembly’s obligation to hold her accountable would
have been stultified if the
sub judice
rule was applicable.
Indeed, this must be so as otherwise any person subject to the
section 194 process would be able to
stop the proceedings by simply
bringing litigation related to the process or the underlying
allegations. In any event, the
Section 194 Committee is not
required to determine the merits of any of the claims she made in the
Part B application. The Committee
is solely concerned
with whether she is incompetent or has committed misconduct.
Supposed
failure of the National Assembly to amend the Rules
[144]
With regard to the Public Protector’s submission that the
Full Court erred in dismissing
the ground of illegality based on
the failure of the National Assembly to amend its current Rules
to reflect the order of
this Court in
Speaker
, I agree with
that Court’s view that this
Court
had
“amended rule 129AD(3) and that there is no need for the
National Assembly to still amend it again” and that
“[t]he
failure of the National Assembly to amend the rule which has
been amended cannot vitiate the proceedings of the
Section 194
Committee”.
[145]
This Court in
Speaker
rejected the Public Protector’s
prayer that the Rules should be remitted to the National Assembly for
redrafting and described
her request as a tactic to delay the
proceedings. It then crafted a remedy which would not delay or
impede the National Assembly
proceedings by using the tool of
severance to cure the invalidity. It severed the offending
words “provided that the
legal practitioner or other expert may
not participate in the committee” and pertinently declared:
“[t]he amended rule
now provides that the
Section
194 Committee: ‘must afford the holder of a public office the
right to be heard in his or her defence and to be assisted
by a legal
practitioner or other expert of his or her choice’”.
Undoubtedly, the effect of this order was to
immediately alter
the content of rule 129AD(3). The reading which the
Public Protector ascribes to it is inconsistent
with its clear
meaning and has no merit.
The
section 194 proceedings had allegedly not started
[146]
The Full
Court in the Part A application held that the proceedings of the
Section 194 Committee started, for purposes
of section
194(3)(a), when the complaint was referred to it.
[78]
This, it held, was in March 2021, when the National Assembly
resolved that there should be a section 194 enquiry
or perhaps
in April 2021, when the Committee was established to conduct that
enquiry. The Full Court’s alternative
finding was that,
“on a liberal interpretation” (that is in favour of the
Public Protector), the Committee’s
proceedings started at the
latest in April 2022 when the Committee informed the Public Protector
of the allegations against
her and invited her to respond thereto
within a period of 30 days.
[79]
It is unnecessary to decide in this case which of these views
is right. I am satisfied that the Full Court’s
alternative view is the latest date by which the Committee’s
proceedings started. It follows that when the President
took
the decision to suspend the Public Protector on 9 June 2022, the
Section 194 Committee’s proceedings had already
started.
The
contention about two-committees
[147]
The Full
Court found it to be clear from the text of section 194 that the
removal of the public office-bearers it affects,
involves: (a) a
committee of the National Assembly which must make a finding of
the existence of one of the grounds of removal;
(b) the
National Assembly which must adopt a resolution calling for the
removal; and (c) the President who must
remove the
office-bearer upon the occurrence of the events referred to in (a)
and (b). They are the three actors and there
is no further
committee. The High Court concluded that “it would
be absurd, to interpret section 194 as requiring
two committees
of the National Assembly . . . when the involvement of the
National Assembly is to determine the existence
of the grounds
of removal.”
[80]
[148]
In my view, this interpretation of section 194 accords with the text,
purpose, and structure of section
194. Section 194(3)(a) of the
Constitution confers a power on the President to suspend a person
from office at any time after
the start of the proceedings of a
committee of the National Assembly for the removal of that person and
he must in terms of section
194(3)(b) remove a person from office
upon adoption by the Assembly of a resolution calling
for
that person’s removal under section 194(2)(a). I do
not see how the words “for the removal of that person”
in
section 194(3)(a) can be read to refer to a committee of the
National Assembly other than the “committee of
the
National Assembly” that may by “a finding to that
effect” trigger a National Assembly vote to remove
the
Public Protector from office under section 194(2)(a) of the
Constitution.
[149]
The Public
Protector argues that, because section 194(3)(a) refers to
“a committee” and not “the committee”,
it must be a different committee from the one envisaged in section
194(1)(b). This reading is, however, not supported by
the text
and structure of these provisions, as both refer to “a
committee”. Further, her reliance on
Economic Freedom
Fighters
,
[81]
is indeed ill conceived, as that decision dealt with a different
matter – the impeachment of the President under section
89(1)
of the Constitution, which is completely different from
section 194(3)(a) since it makes no provision for suspension
or
committees. The passage relied upon by the Public Protector
relates to a view expressed in the context of determining
whether the
National Assembly required rules to give meaning to section 89.
The passage merely states that the
National Assembly cannot impeach
unless it concludes that a section 89(1) criterion is present.
The decision is clearly
distinguishable.
Alleged
failure to give a proper interpretation to the WhatsApp exchange
[150]
In the Full Court’s view, the discussions which took place on
20 May 2022 between
the parties’
counsel
via the WhatsApp instant messaging application conveyed the
following:
“
[T]he
President gave an indication that he would consider the
representations after which time he would be in a position to decide
whether he was amenable to any undertaking and, if so, the terms
thereof. As it is clear from the conduct of the President
that he was not amenable to any undertaking, the fact that he had
given an indication that he would revert in the event he was
amenable
to giving an undertaking does not assist the [Public Protector].”
[82]
[151]
As I understand it, the Public Protector’s interpretation is
that there was an agreement that
there would be an intermediate step
– the President would give her notice even if he was not
amenable to giving an undertaking
so that “legal and other
steps could be taken”. But it seems to me that whatever
meaning one ascribes to the
message is six of one and half a dozen of
the other and does not assist the Public Protector.
[152]
One wonders what the purpose of the notice would have been when the
Public Protector had already
made her submissions to the
President, and she had already brought an
application
for an interdict in respect of which judgment was pending. But,
of importance is that, even on the Public Protector’s
interpretation, the President’s failure to give her notice that
he would not wait for the judgment before deciding whether
to suspend
her would not affect the legality of his decision to suspend, as
there was no interdict to prevent him from taking a
decision.
The
alleged breach of section 165 of the Constitution
[153]
Needless to say, since there was no order preventing the President
from taking a decision when he
decided to suspend the Public
Protector, he could not have been in contempt of court, a fact which
the Public Protector appears
to concede. Nothing more need be
said on this aspect. But this finding has a direct effect on
the question whether
the obligations in section 165 of the
Constitution were violated.
[154]
The Full
Court held that “the applicant’s failure to make out a
case for contempt of court must necessarily mean that
she had failed
to make out a case for a breach of section 165”.
[83]
This is correct, because there is no evidence that the President
interfered with the functioning of the courts or that his
conduct
undermined the independence, impartiality, dignity, accessibility, or
effectiveness of the courts. And, significantly,
the Full Court
found that the President was entitled to suspend the
Public Protector. There is no merit in this ground
of
appeal.
Conclusion
on the application for leave to cross-appeal
[155]
I have not discerned merit in any of the grounds of cross-appeal. In
all the circumstances it
would not be in the interests of justice to
grant leave in the conditional application for leave to
cross-appeal. It must
accordingly fail. The result is
that the success of the DA and President’s appeals must lead to
the non-confirmation
and setting aside of orders 187.5 and 187.6.
The Full Court should have dismissed the Public Protector’s
application
in its entirety.
Analysis
– the section 18 application for leave to appeal
[156]
I turn to deal with the section 18 application. I do so
briefly, because, as already alluded
to above, it is rendered moot by
the success of the DA and the President’s appeals and the
dismissal of the Public Protector’s
application for leave to
cross appeal in the main case. The first objection to the
application is that it is not competent
and is premature and
irregular. This application was filed in this Court on
18 October 2022, when the application to
the High Court for
leave to appeal the section 18 judgment was still to be argued.
It was therefore launched in anticipation
of what the High Court
might decide and was an anticipatory proceeding. As counsel for
the President pointed out, our
court procedures make no provision for
anticipatory appeals. The reason is obvious. Courts of
appeal would be overwhelmed
by overlapping appeals, to the prejudice
of the established scheme of appeals and the procedures which apply
to them.
[157]
This Court
frowns upon the practice of litigants approaching it for relief where
there are proceedings pending in another court
concerning the very
issues brought to it and there has been no suggestion that there was
an unreasonable delay in the other court
in dealing with the
proceedings. In
University
of Witwatersrand Law Clinic
,
[84]
this Court dealt with a matter in which an application was
lodged in the High Court for leave to appeal to the Supreme Court
of Appeal. Two weeks later, while that application was pending
in the latter
court
,
an application for leave to appeal directly was lodged with
this Court without mention of the application lodged in the High
Court.
[158]
In its judgment dismissing the application, this Court held:
“
[T]he
application, contrary to the Constitutional Court rule 19(3)(d), does
not indicate that an application is pending in the High
Court and the
status of that application. The purpose of this rule is to
avoid the duplication of proceedings and more importantly
to enable
this Court to determine whether it is in the interests of justice to
consider the matter while an application for appeal
is pending in
another court. It is not in the interests of justice to have
two courts consider applications for leave to
appeal at the same time
without each knowing that another court is considering an application
for leave to appeal in the same matter.
We
accept that the matter is one which evokes public interest. This
in itself, does, however, not justify a departure from
the rules
relating to applications for leave to appeal. An application
for leave to appeal is presently pending in the Pretoria
High Court.
There is no suggestion that there has been an unreasonable
delay in dealing with the application for leave
to appeal. In
all the circumstances it is not in the interests of justice to grant
the application for leave to appeal at
this stage.”
[85]
[159]
It is not insignificant that this application was heard
simultaneously with the main appeals, which
would determine whether
the Public Protector’s suspension was lawful. That
decision
would render the correctness or
otherwise of the section 18 judgment irrelevant. This
application was, therefore, unnecessary.
Furthermore, the risk
that granting it would open the floodgates for similar applications
is not far-fetched. Thus,
it is not in the interests of justice
to hear it and it must fail. This finding dispenses with the
need to deal with the
merits of the application.
Costs
[160]
In the main
appeals and application for leave to cross-appeal, the DA and the
President seek costs orders against the Public Protector
in her
personal capacity if their appeals are upheld. The DA
acknowledges that it was reasonable for her to defend the order
of
the High Court but the only concession it is prepared to make is not
to seek punitive costs. The Public Protector has
not conducted
herself in a manner that would justify mulcting her with costs. In
my view, the nature of these proceedings
warrant the application of
the
Biowatch
[86]
principle and I would thus make no order as to costs.
[161]
As to the costs of the section 18 application for leave to appeal,
the DA and the President sought
costs orders against the Public
Protector personally in these proceedings as well. It is highly
regrettable that this Court
and the other parties were burdened with
an entirely
unnecessary
application. There
is no indication that it was authorised by the Office of the Public
Protector, which had undertaken to
settle her legal costs in the
appeal proceedings, even after the President’s invitation in
his answering affidavit to the
Public Protector to produce proof of
such authorisation. In that case, there is no basis to hold the
Office of the Public Protector
liable for the costs. She
must, therefore, pay the costs of this application in her personal
capacity.
Order
[162]
The
following
order is made:
1.
The appeals by the Democratic Alliance (DA) and the President of the
Republic
of South Africa in CCT 251/22 and CCT 252/22 against
the orders in paragraphs 187.5 and 187.6 of the Full Court’s
judgment
delivered on 9 September 2022 (Part B judgment) are
upheld.
2.
The conditional application for confirmation of the said orders of
invalidity
is dismissed.
3.
The orders of the Full Court in paragraphs 187.5 and 187.6 of the
Part B
judgment are set aside and replaced with the following
order:
“
The
prayers in paragraphs 3.2, 3.3 and 4 of the amended Notice of Motion
to declare the decision to suspend the applicant issued
on 9 June
2022 and the decision of the Section 194 Committee to commence the
section 194 removal process to be irrational, unconstitutional
and
invalid and set aside in terms of section 172(1)(f) of the
Constitution are dismissed.”
4.
The appeals by the DA and the President in CCT 251/22 and CCT 252/22
against
the costs order in paragraph 187.7 of the Part B judgment are
dismissed.
5.
The Public Protector’s conditional cross-appeals in CCT 251/22
and CCT 252/22
are dismissed.
6.
The Public Protector’s application for leave to appeal in CCT
299/22 is
dismissed.
7.
In CCT 251/22 and CCT 252/22 there is no order as to costs.
8.
In CCT 299/22 the Public Protector shall pay the costs in her
personal capacity,
such costs to include the costs of two counsel.
For
the Applicant in CCT 251/22 and Fifth Respondent in CCT 299/22:
S
Budlender SC, M Bishop and M Seti Baza instructed by
Minde Shapiro & Smith Attorneys
For
the Applicant in CCT 252/22 and Third Respondent in CCT 299/22:
G
Budlender SC, K Pillay SC, M Adhikari and N Luthuli
instructed by State Attorney, Cape Town
For
the First Respondent in CCT 251/22 and CCT 252/22 and Applicant in
CCT 299/22:
D
Mpofu SC, B Shabalala and B Matlhape instructed by Seanego
Attorneys Incorporated
For
the Tenth, Eleventh and Sixteenth Respondents in CCT 251/22 and
CCT 252/22:
V
Ngalwana SC, T Masuku SC and M Simelane instructed by Mabuza
Attorneys
For
the First and Second Respondents in CCT 299/22:
A
M Breitenbach SC, U K Naidoo and A Toefy instructed by State
Attorney, Cape Town
[1]
Section 172(2)(d) states:
“
Any
person or organ of state with a sufficient interest may appeal, or
apply, directly to the Constitutional Court to confirm
or vary an
order of constitutional invalidity by a court in terms of this
subsection.”
[2]
This section, titled “Referral of order of constitutional
invalidity to Constitutional Court”, in relevant part states:
“
(1)(a)
Whenever the Supreme Court of Appeal, a Division of the High Court
or any competent court declares an
Act of Parliament, a provincial
Act or conduct of the President invalid as contemplated in section
172(2)(a) of the Constitution,
that court must, in accordance with
the rules, refer the order of constitutional invalidity to the
Constitutional Court
for confirmation.
(b)
Whenever any person or organ of state with a sufficient interest
appeals or applies directly to the Constitutional Court to confirm
or vary an order of constitutional invalidity by a court,
as
contemplated in section 172(2)(d) of the Constitution, the Court
must deal with the matter in accordance with the rules.”
[3]
10 of 2013.
[4]
Rule 16 entitles a person or organ of state desirous of appealing
against or applying for the confirmation of an order of
constitutional
invalidity as contemplated in section 172 of the
Constitution, within 15 days of the making of such an order, to
lodge a notice
of appeal or an application for such confirmation
with the Registrar and a copy thereof with the Registrar of the
court which
made the order, whereupon the matter shall be disposed
of in accordance with directions given by the Chief Justice.
[5]
These parts of the judgment declare the decision of the President to
suspend the Public Protector invalid, set aside the
suspension
effectively from the date of the order and order each party to pay
its own costs.
[6]
The
Public Protector of South Africa v The Speaker of the National
Assembly
[2022]
ZAWCHC 180; [2022] 4 All SA 417 (WCC).
[7]
This section
provides
that—
“
[t]he
Constitutional Court makes the final decision whether an Act of
Parliament, a provincial Act or conduct of the President
is
constitutional, and must confirm any order of invalidity made by the
Supreme Court of Appeal, a High Court, or a court of
similar status,
before that order has any force”.
[8]
This rule,
inter
alia, entitles a litigant who is aggrieved by the decision of a
court on a constitutional matter, other than an order of
constitutional invalidity under section 172(2)(a) of the
Constitution, and who wishes to appeal against it directly to this
Court, within 15 days of the order against which the appeal is
sought to be brought and after giving notice to the other party
or
parties concerned, to lodge with the Registrar an application for
leave to appeal.
[9]
Public
Protector of South Africa v Speaker of the National Assembly
[2022]
ZAWCHC 197
(section 18 judgment).
[10]
The Section 194 Committee is a committee established in terms
of section 194 of the Constitution.
[11]
Speaker
of the National Assembly v Public Protector; Democratic Alliance v
Public Protector
[2022]
ZACC 1
; 2022 (3) SA 1 (CC);
2022 (6) BCLR 744
(CC) at para 2.
[12]
The Rules were passed to govern the removal of the heads and
commissioners of institutions established in terms of Chapter 9
of
the Constitution, which establishes state institutions, including
the Public Protector, to strengthen constitutional democracy
in the
Republic. They were drafted pursuant to various motions
submitted by the DA to the Speaker to have the Public Protector
removed from office.
[13]
Speaker
above n 11 at para 3 of the order.
[14]
In that application, the Public Protector unsuccessfully sought the
rescission of this Court’s order in
Speaker,
above
n 11, in terms of rule 42 of the Uniform Rules of Court,
alternatively section 172(1)(a) of the Constitution. She
argued that this Court had made patent errors by—
(a)
ruling that a judge may perform non-judicial functions;
(b)
enquiring into whether the appointment of a judge to the independent
panel was prohibited, instead of enquiring into whether the
appointment of a judge to the independent panel was authorised;
(c)
failing to address the judicial reviewability of the decision to
appoint a judge to the independent panel in terms of the principle
of legality;
(d)
failing to address the allegations that the Democratic Alliance
acted mala fide in engaging in litigation against the Public
Protector, and consider the allegation of mala fides in making its
cost order;
(e)
omitting to explain why it departed from the precedent set in its
judgments in
South African Association of Personal Injury Lawyers
v Heath
[2000] ZACC 22
;
2001 (1) SA 883
(CC);
2001 (1) BCLR 77
(CC),
NSPCA v Minister of Agriculture, Forestry and Fisheries
[2013] ZACC 26
;
2013 (5) SA 571
(CC);
2013 (10) BCLR 1159
(CC)
and
AmaBhungane Centre for Investigative Journalism NPC v
Minister of Justice and Correctional Services
[2021] ZACC 3
;
2021 (3) SA 246
(CC);
2021 (4) BCLR 349
(CC) (
AmaBhungane)
,
and fostered ambiguity by not clearly outlining whether it upheld or
departed from these judgments; and
(f)
fostering ambiguity when it failed to deal with the political
nature
of the nomination stage, not the appointment stage, of the process
of appointing a judge to the independent panel.
The
alternative argument was that it would be in the interests of
justice for this Court to rescind its judgment to avoid the
serious
damage that could be caused to the separation of powers doctrine and
the independence of the judiciary if the ruling
that a judge can be
appointed to the independent panel was sustained and that the
outcome of the rescission application had implications
for the
continuation and integrity of the impeachment proceedings and could
open the Public Protector up to an unfair suspension.
[15]
82
of 1998.
[16]
23 of 1994.
[17]
Public
Protector of SA v Speaker of the National Assembly
[2022] ZAWCHC 117.
[18]
In
terms of section 41(1)(h)(iii) of the Constitution all spheres of
government and all organs of state within each sphere “must
.
. . co-operate with one another in mutual trust and good faith by .
. . informing one another of, and consulting one another
on, matters
of common interest”.
[19]
Judgment in the rescission application was delivered a day after the
Speaker had written to the President, on 11 March 2022.
[20]
It
highlighted that this was an issue it had already decided twice in
its judgments in
Public Protector
v Speaker of the National Assembly
2020 (12) BCLR (WCC) at para 18 and in the judgment dealing with
Part A of the application which was refused.
[21]
This investigation concerned a violation of the Executive Ethics
Code through an improper relationship between the President
and
African Global Operations, formerly known as BOSASA. One of
the key findings in the investigation report, which was
released on
19 July 2019, was that the President had breached his duties under
the Code by failing to disclose donations that
had been made to an
internal party-political campaign which supported his election as
President of the African National Congress,
commonly known as the
CR17 campaign. See also
AmaBhungane
above n 14 at para 4.
[22]
The concept of judicial capture can be understood as the antithesis
of judicial independence. In a broad sense, it describes
a
situation where the institution of the judiciary has lost its
independence. In a narrower sense, it refers to a situation
where individual judges have fallen under the control of private
interests, in violation of section 165 of the Constitution.
[23]
82 of 1998.
[24]
Section 96(2) states that:
“
Members
of the Cabinet and Deputy Ministers may not—
(a)
undertake any other paid work;
(b)
act in any way that is inconsistent with their office, or expose
themselves to any situation involving the risk of a conflict between
their official responsibilities and private interests; or
(c)
use their position or any information entrusted to them, to enrich
themselves or improperly benefit any other person.”
[25]
As is apparent from paragraph 100 of the Part A judgment, that Court
understood, by double reasonableness, that a reasonable
apprehension
of bias has two objective elements:
“
(a) What
a reasonable, informed and right-minded observer would conclude,
after having obtained all the required information
and having
thought the matter through and, (b) whether such a reasonable,
objective and informed person would on the facts reasonably
apprehend that an impartial mind would not bear on the adjudication
of the case.”
[26]
Part B judgment above n 6 at para 154.
[27]
Id at paras 155 and 157.
[28]
Section 18(1) and (3) provides:
(1)
Subject to subsections (2) and (3), and unless
the court under exceptional circumstances orders otherwise, the
operation and execution
of a decision which is the subject of an
application for leave to appeal or of an appeal, is suspended
pending the decision of
the application or appeal.
(2)
. . .
(3)
A court may only order otherwise as
contemplated in subsection (1)
or (2), if the party who applied to the court to order otherwise, in
addition proves on a balance
of probabilities that he or she will
suffer irreparable harm if the court does not so order and that the
other party will not
suffer irreparable harm if the court so orders.
[29]
Pharmaceutical
Manufacturers Association
of
South Africa: In re Ex Parte President of the Republic of South
Africa
[2000] ZACC 1
;
2000 (2) SA 674
(CC);
2000 (3) BCLR 241
(CC) at para
56.
[30]
Von Abo
v President of the Republic of South Africa
[2009] ZACC 15
;
2009 (5) SA 345
(CC);
2009 (10) BCLR 1052
(CC) at
para 31.
[31]
3
of 2000.
[32]
In this part of the Part B judgment, above n 6, the High Court
declared the President’s decision to suspend the Public
Protector invalid.
[33]
Id at para 12.
[34]
Id at para 15.
[35]
Id at paras 17-9.
[36]
I say “supposed” because changes to this Court’s
jurisdiction have resulted in the abandonment of its earlier
approach of avoidance of constitutional issues and the adoption of
the opposite view, namely that “constitutional approaches
to
rights determination must generally enjoy primacy”:
Jordaan
v City of Tshwane Metropolitan Municipality; City of Tshwane
Metropolitan Municipality v New Ventures Consulting and Services
(Pty) Limited; Ekurhuleni Metropolitan Municipality v Livanos
[2017]
ZACC 31
;
2017 (6) SA 287
(CC);
2017 (11) BCLR 1370
(CC) at paras
6-8.
[37]
Long
v South African Breweries (Pty) Ltd
[2019]
ZACC 7
; (2019) 40 ILJ 965 (CC);
2019 (5) BCLR 609
(CC).
[38]
Section 194(3)(a) reads:
“
[The
President] may suspend a person from office at any time after the
start of the proceedings of a committee of the National
Assembly for
the removal of that person.”
[39]
Section 194(1) provides:
“
The
Public Protector, the Auditor-General or a member of a Commission
established by this Chapter may be removed from office only
on—
(a)
the ground of misconduct, incapacity or incompetence;
(b)
a finding to that effect by a committee of the National assembly;
and
(c)
the adoption by the Assembly of a resolution calling for that
person’s removal from office.”
[40]
Economic
Freedom Fighters v Speaker of the National Assembly
[2018]
ZACC 47
;
2018
(2) SA 571
(CC);
2018
(3) BCLR 259
(CC).
[41]
Id at paras 14-8.
[42]
Above n 40.
[43]
Nxumalo
v President of the Republic of South Africa
[2014]
ZACC 27
; 2014 (12) 1457 (CC);
2014 (12)
BCLR 1457 (CC).
[44]
These
arguments are, in any event, the same ones that were raised in the
High Court and are discussed extensively earlier in the
judgment.
[45]
Section
181 in relevant part provides:
“
(1)
The following state institutions strengthen constitutional democracy
in the
Republic:
(a)
The Public Protector.”
[46]
Economic
Freedom Fighters v Speaker of the National Assembly; Democratic
Alliance v Speaker of the National Assembly
[2016]
ZACC 11
;
2016
(3) SA 580
(CC);
2016 (5) BCLR 618
(CC) at paras 52-3.
[47]
United
Democratic Movement v Speaker of the National Assembly
[2017]
ZACC 21
;
2017
(5) SA 300
(CC);
2017 (8) BCLR 1061
(CC)
at
paras 7-8.
[48]
Id.
[49]
Above n 37 at paras 24 5.
[50]
Public
Protector v South African Reserve Bank
[2019]
ZACC 29
;
2019 (6) SA 253
(CC);
2019 (9) BCLR 1113
(CC) at para 205.
[51]
Id at para 216.
[52]
Id at para 207.
[53]
Id at para 237.
[54]
Id.
[55]
Public
Protector v President of the Republic of South Africa
[2021]
ZACC 19
;
2021 (6) SA 37
(CC);
2021 (9) BCLR 929
(CC) at para 138.
[56]
Id.
[57]
Id
at para 140.
[58]
An independent panel c
haired
by retired Justice Nkabinde, established in terms of section 194
following a motion from Mrs NWA Mazzone, MP to initiate
an enquiry
in terms of section 194(1) of the Constitution for the removal
of Adv Mkhwebane from the office of the Public Protector
on grounds of misconduct and/or incompetence. The panel
submitted its report on 24 February 2021.
[59]
Von Abo
above n 30.
[60]
Id at para 32.
[61]
Pharmaceuticals
Manufacturers
above
n 29.
[62]
Id at para 56.
[63]
Democratic
Alliance v President of the Republic of South Africa
[2012]
ZACC 24
;
2013 (1) SA 248
(CC);
2012 (12) BCLR 1297
(CC).
[64]
32 of 1998.
[65]
Corruption
Watch NPC v President of the Republic of South Africa
[2018]
ZACC 23; 2018 (2) SACR 442 (CC); 2018 (10) BCLR 1179 (CC).
[66]
Part B judgment above n 6 at para 170.
[67]
Id at para 171.
[68]
President
of the Republic of South Africa
above
n 55 at para 66.
[69]
EFF
above
n 40.
[70]
Id
at para 9.
[71]
Democratic
Alliance v South African Broadcasting Corporation Limited
[2014]
ZAWCHC 161
;
2015 (1) SA 551
(WCC) at para 101; and
Ntlemeza
v Helen Suzman Foundation
[2017]
ZASCA 93
;
2017 (5) SA 402
(SCA);
[2017] 3 All SA 589
(SCA) at para
46.
[72]
Turnbull-Jackson
v Hibiscus Court Municipality
[2014]
ZACC 24
;
2014 (6) SA 592
(CC);
2014 (11) BCLR 1310
(CC).
[73]
Id at paras 31-2.
[74]
Id
at
para 26.
[75]
City of
Tshwane Metropolitan Municipality v Afriforum
[2016] ZACC 19
;
2016 (6) SA 279
(CC);
2016 (9) BCLR 1133
(CC) at
paras 73-4.
[76]
Gauteng
Gambling Board v MEC for Economic Development, Gauteng Provincial
Government
[2013]
ZASCA 67
;
2013 (5) SA 24
(SCA) at para 51.
[77]
City of
Tshwane
above n 75 at para 74.
[78]
Part A judgment at paras 107-110.
[79]
Part A judgment at para 120.
[80]
Part B judgment above n 6 at paras 115-6.
[81]
Economic
Freedom Fighters
above n 46.
[82]
Part B judgment above n 6 at para 152.
[83]
Part B judgment above n 6 at para 139.
[84]
University
of Witwatersrand Clinic v Minister of Home Affairs
[2007] ZACC 8
;
2008 (1) SA 447
(CC); 2007 (7) BCLR 821 (CC).
[85]
Id at paras 7-9.
[86]
Biowatch
Trust v Registrar, Genetic Resources
[2009]
ZACC 14
;
2009 (6) SA 232
(CC);
2009 (10) BCLR 1014
(CC).
sino noindex
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