Case Law[2024] ZASCA 87South Africa
Irankunda and Another v Director of Asylum Seeker Management: Department of Home Affairs and Others (821/2022) [2024] ZASCA 87; [2024] 3 All SA 384 (SCA); 2024 (10) BCLR 1302 (SCA); 2024 (6) SA 376 (SCA) (5 June 2024)
Supreme Court of Appeal of South Africa
5 June 2024
Headnotes
Summary: Immigration – Refugee Act 130 of 1998 – whether asylum seeker entitled to submit subsequent applications after initial application has been declined.
Judgment
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## Irankunda and Another v Director of Asylum Seeker Management: Department of Home Affairs and Others (821/2022) [2024] ZASCA 87; [2024] 3 All SA 384 (SCA); 2024 (10) BCLR 1302 (SCA); 2024 (6) SA 376 (SCA) (5 June 2024)
Irankunda and Another v Director of Asylum Seeker Management: Department of Home Affairs and Others (821/2022) [2024] ZASCA 87; [2024] 3 All SA 384 (SCA); 2024 (10) BCLR 1302 (SCA); 2024 (6) SA 376 (SCA) (5 June 2024)
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sino date 5 June 2024
FLYNOTES:
IMMIGRATION – Asylum seeker –
Sur
place refuge claims
–
Asylum
applications rejected and seeking to apply again –
Contending that circumstances in Burundi changed with violence,
torture and rape – No basis to demand that asylum seeker
returns to country of origin pending determination of application
or to reject application on basis that initial one had been
finally determined – Department directed to accept the
sur
place refugee claims applications and make determinations –
Refugees Act 130 of 1998
.
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case
No:
821/2022
In
the matter between:
AMINA
IRANKUNDA
FIRST APPELLANT
ARAVA
NIYONKURU
SECOND APPELLANT
and
DIRECTOR
OF ASYLUM SEEKER
MANAGEMENT:
DEPARTMENT
OF
HOME AFFAIRS
FIRST RESPONDENT
CAPE
TOWN REFUGEE RECEPTION
OFFICE
MANAGER
SECOND RESPONDENT
MINISTER
OF HOME AFFAIRS
THIRD RESPONDENT
DIRECTOR-GENERAL
OF THE
DEPARTMENT
OF HOME AFFAIRS
FOURTH RESPONDENT
CHAIRPERSON
OF THE STANDING
COMMITTEE
FOR REFUGEE AFFAIRS
FIFTH
RESPONDENT
SCALABRINI
CENTRE OF CAPE TOWN
AMICUS
CURIAE
Neutral
citation:
Irankunda and Another v Director of Asylum Seeker
Management: Department of Home Affairs and Others (with Scalabrini
Centre of Cape
Town intervening as Amicus Curiae)
(821/2022)
[2024] ZASCA 87
(5 June 2024)
Coram:
ZONDI
,
MAKGOKA and MOLEFE JJA, and KATHREE-SETILOANE and
UNTERHALTER AJJA
Heard:
7 September 2023
Delivered:
This judgment was handed down electronically by circulation to the
parties’ representatives by email; publication
on the Supreme
Court of Appeal website; and release to SAFLII. The time and date for
hand-down is deemed to be 11h00 on the 5th
day of June 2024.
Summary:
Immigration – Refugee Act 130 of 1998 – whether
asylum seeker entitled to submit subsequent applications after
initial
application has been declined.
The
1951 United Nations Relating to the Status of Refugees Convention
– The
1969
Organization of African Unity (OAU) Convention Governing the Specific
Aspects of Refugee Problems in Africa.
Sur
place
refuge claims – nature of – basis for such
claims – principle of non-refoulement.
ORDER
On
appeal from:
Western
Cape Division of the High Court, Cape Town
(Slingers J, sitting as a court of first instance):
1
The appeal is upheld with costs.
2
Paragraphs (iv) and (v) of the order of the high court are set aside
and replaced with the following:
‘
(iv)
The first and second respondents are directed to accept the
applicants’
sur-place
refugee
claims applications, within five working days of the granting of this
order, and to determine such applications within 21
working days
thereafter.
(v)
The first and second respondents are ordered to pay the costs of the
application, jointly and severally.’
JUDGMENT
Makgoka
JA (Zondi and Molefe JJA, and Kathree-Setiloane and Unterhalter AJJA
concurring):
[1]
This case implicates two interrelated concepts of international
law.
The first is the customary international law principle of
non-refoulement, in terms of which a person fleeing persecution
should not be made to return to the country inflicting it. The second
is refugee status
sur place
,
which entails that a person enters the country of refuge on one
basis, and thereafter, supervening events in their country of
origin
render them refugees.
[2]
The appellants appeal
against the judgment and order of the
Western
Cape Division of the High Court, Cape Town (the high court). That
court dismissed
the
first and second appellants’ application to compel the first
and second respondents to accept their asylum seeker re-applications.
The appeal is with the leave of the high court.
The
parties
[3]
The appellants are
Burundian nationals. They seek to submit further asylum applications
in South Africa after their initial applications
were unsuccessful.
The first respondent is the
Director of Asylum Seeker Management in the Department of Home
Affairs (the Director). The Director
had determined that the
appellants may not again apply for asylum in South Africa without
returning to their country of origin.
[4]
The
second respondent is the Cape Town Refugee Reception Office Manager,
who manages the Cape Town Refugee Reception Office (the
CTRRO). The
second respondent oversees the work of the Refugee Status
Determination Officers (RSDOs), based at the CTRRO. The second
respondent is, in practice, the manager responsible for issuing and
renewing asylum seeker permits at the CTRRO. The third respondent
is
the Minister of Home Affairs (the Minister), a Member of the National
Executive responsible for the administration of the
Refugees Act.
[1
]
[5]
The
fourth respondent is the Director General of the Department. He is
responsible for the implementation and administration of
the
Refugees
Act and
the Refugee Regulations.
[2]
The
fifth respondent is the Chairperson of the Standing Committee for
Refugee Affairs (the SCRA). He is responsible for, among other
things, reviewing decisions by RSDOs. The SCRA is the body which made
the final decisions on the previous applications made by
the
appellants for asylum in South Africa. No direct relief was sought
against the SCRA, and it is cited to the extent that it
may have
interest in this matter.
It
is convenient to refer to the first to fifth respondents,
collectively as ‘the Department’.
[6]
Scalabrini
Centre of Cape Town (Scalabrini) sought to intervene as
amicus
curiae
.
To establish its interest in the matter, Scalabrini asserted the
following. It is a registered non-profit organisation with a
strong
track record in protecting migrant and refugee rights through its
advocacy work and involvement in public interest litigation
on
refugee rights. It has been involved in litigation in this Court and
the Constitutional Court.
[3]
[7]
The
basis on which a party may be admitted as an
amicus
to
a case is well settled. In
Certain
Amicus Curiae Applications
[4]
the
Constitutional Court laid down the following guidelines: (a) the role
of an
amicus
is
to draw the attention of the Court to relevant matters of law and
fact to which attention would not otherwise be drawn;
(b)
an
amicus
has
a special duty to the Court to provide cogent and helpful submissions
that assist the Court; (c) an
amicus
must
not repeat arguments already made but must raise new contentions; and
(d) generally these new contentions must be raised on the
data
already before the Court.
[8]
In the present
matter, the Presiding Judge was satisfied that Scalabrini’s
intended submissions satisfied all of the above
guidelines. He
accordingly admitted it as
amicus
curiae
in
the case and allowed it to file heads of argument and to make oral
submissions. Scalabrini’s late filing of its application
to
intervene was also condoned.
The
issue for determination
[9]
The issue in the
appeal is whether a person whose application for refuge has been
declined is entitled to submit further applications,
and if so
entitled: (a) the circumstances under which such applications may be
submitted; and (b) the factors to be taken into
account when
considering such applications. To answer these questions,
I
consider: (a) the relevant international instruments foundational to
refugee law; (b) our domestic refugee legislation; and (c)
some
foreign law. I will consider the merits of the appeal within that
framework.
The applicable
international and regional instruments
[10]
Refugees
are guaranteed legal protection in South Africa under international
treaties and domestic legislation.
The
1951 United Nations Relating to the Status of Refugees Convention
(the UN Convention) and its 1967 Refugee Protocol, as well
as the
1969 Organization of African Unity (OAU) Convention Governing the
Specific Aspects of Refugee Problems in Africa (the OAU
Convention)
[5]
,
are key treaties. South Africa has acceded to both treaties.
[11]
Article 1A(1) of the UN Convention read with Article 1A(2) of the
Protocol
and Article 1 of the OAU Convention define a refugee as: any
person who is outside their country of origin and is unable or
unwilling
to return or avail themselves of its protection, owing to a
well-founded fear of persecution for reasons of race, religion,
nationality,
membership in a social group, or political opinion.
[12]
Thus, t
he
protection afforded in the UN Convention requires a person’s
fear of persecution to be based on one of the five enumerated
grounds, namely race, religion, nationality, membership in a
particular social group and political opinion.
On
the other hand, the OAU Convention recognises that in addition to the
UN Convention grounds, refugee status may arise due to
other factors.
Its
definition specifically protects
refugees experiencing armed conflict in war-torn countries. It
provides:
‘
The
term ‘refugee” shall also apply to every person who,
owing to external aggression, occupation, foreign domination,
or
events seriously disturbing public order in either part or the whole
of his country of origin or nationality, is compelled to
leave his
place of habitual residence in order to seek refuge in another place
outside his country of origin or nationality.’
The
principle of non-refoulement
[13]
Both
the UN Convention and the OAU Convention
contain
the well-known protection against refoulement.
Article 33(1) of the UN
Convention provides as follows:
‘
No
Contracting State shall expel or return (“refouler”) a
refugee in any manner whatsoever to the frontiers of territories
where his life or freedom would be threatened on account of his race,
religion, nationality, membership of a particular social
group or
political opinion.’
Clause
3 of Article II of the OAU Convention provides:
‘
No
person shall be subjected by a Member State to measures such as
rejection at the frontier, return or expulsion, which would compel
him to return to or remain in a territory where his life, physical
integrity or liberty would be threatened…’
[14]
Article 33(1) of the UN Convention and Clause 3 of Article II of the
OAU Convention
find expression in
s 2
of the
Refugees Act, which
reads as follows:
‘
Notwithstanding
any provision of this Act or any other law to the contrary, no person
may be refused entry into the Republic, expelled,
extradited or
returned to any other country or be subject to any similar measure,
if as a result of such refusal, expulsion, extradition,
return or
other measure, such person is compelled to return to or remain in a
country where—
(a)
he or she may be subjected to persecution on account of his or her
race, religion, nationality,
political opinion or membership of a
particular social group; or
(b)
his or her life, physical safety or freedom would be threatened
on account of external aggression, occupation, foreign domination
or
other events seriously disturbing or disrupting public order in
either part or the whole of that country.’
Sur
place refugee claims
[15]
The
concept of refugee
sur
place
is
expressly recognised by t
he United
Nations High Commissioner for Refugees (UNHCR),
the
body responsible for overseeing the implementation of the UN
Convention. In its
Handbook
on Procedure and Criteria for Determining Refugee Status,
[6]
(the
UNHCR
Handbook)
it explains the concept and gives guidelines for determining whether
a person is a refugee sur place. It provides as follows:
‘
A
person who was not a refugee when he left his country, but who
becomes a refugee at a later date, is called a refugee ‘sur
place’.
A
person becomes a refugee “sur place” due to circumstances
arising in his country of origin during his absence. Diplomats
and
other officials serving abroad, prisoners of war, students, migrant
workers and others have applied for refugee status during
their
residence abroad and have been recognized as refugees.
A
person may become a refugee “sur place” as a result of
his own actions, such as associating with refugees already
recognized, or expressing his political views in his country of
residence. Whether such actions are sufficient to justify a
well-founded
fear of persecution must be determined by a careful
examination of the circumstances. Regard should be had in particular
to whether
such actions may have come to the notice of the
authorities of the person’s country of origin and how they are
likely to
be viewed by those authorities.’
[7]
[16]
Thus, the
UNHCR
Handbook recognises two categories of refugees: first, those
who fear returning to their countries due to
circumstances
arising in their country of origin
during their absence; and second, those who fear returning to their
countries due to their
own actions
while residing in a host country. Regarding the latter category, for
example, the
UNHCR
Guidelines on International Protection No. 9, identifies members of
the LGBTI+ community who do not express their sexual orientation
in
their country of origin due to fear of persecution, but do so in
another country. They would be entitled to make a
sur
place
claim.
Domestic
legislation
[17]
To give effect to the relevant international legal instruments,
principles and
standards relating to refugees,
South
Africa enacted the
Refugees Act. Its
long title
says
that
it is enacted
‘to provide for the
reception into South Africa of asylum seekers; to regulate
applications for and recognition of refugee
status; to provide for
the rights and obligations flowing from such status . . . ’.
[18]
Section 2
provides that no person may be refused entry into the
Republic, expelled, extradited or returned to any other country, if
as a
result thereof, they will be forced to return to a country where
they may suffer persecution on account of one of the reasons stated
in the UN Convention, or their life, physical safety or freedom would
be threatened.
[19]
The grounds upon which an asylum seeker may apply for asylum in South
Africa
is set out in
s 3
of the
Refugees Act, which
reads as follows:
‘
Subject
to Chapter 3, a person qualifies for refugee status for the purpose
of this Act if that person-
(a)
Owing to a well-founded fear of being persecuted by reason of his or
her race, gender, tribe, religion, nationality,
political opinion, or
membership of a particular social group, is outside the country of
his or her nationality and is unable or
unwilling to avail himself or
herself of the protection of that country, or, not having a
nationality and being outside the country
of his or her former
habitual residence is unable or, owing to such fear, unwilling to
return to it; or
(b)
owing to external aggression, occupation, foreign domination or other
events seriously disturbing public order in either
a part or the
whole of his or her country of origin or nationality, is compelled to
leave his or her place of habitual residence
in order to seek refuge
in another place outside his or her country of origin or nationality;
or
(c)
is a spouse or dependent of a person contemplated in paragraph (
a
)
or (
b
).’
[20]
The following observations are worth noting about the grounds in (a)
and (b): (a)
is modelled on the UN Convention, while (b) is based on
the expanded definition of a ‘refugee’ in the OAU
Convention,
which definition, as mentioned, specifically protects
refugees experiencing armed conflict from war-torn countries.
[21]
The asylum application process commences when an asylum seeker
reports to a Refugee
Reception Office under s 21(1)(
a
)
of the
Refugees Act. This
application must be made in person within
five days of entry into the Republic. Such a person must be assisted
by an officer designated
to receive asylum seekers. In terms of
s
21(1)(
b
)
an asylum application must be made in person as per the prescribed
procedures to a Refugee Status Determination Officer (the RSDO)
at
any Refugee Reception Office or any other place designated by the
Director-General by notice in the Gazette. Upon considering
the
application, the RSDO must, in terms of
s 24(3)
, make one of the
following decisions:
(a)
grant asylum;
(b)
reject the application as manifestly unfounded, abusive or
fraudulent; or
(c)
reject the application as unfounded.
A
‘manifestly unfounded application’, means an asylum
application made on grounds other than those contemplated in
section
3
’, and an ‘unfounded application, in relation to an
application for asylum in terms of
section 21
, means an application
made on the grounds contemplated in
section 3
, but which is without
merit’.
[8]
[22]
In
terms of
s 24(3)
, the decision of the RSDO to grant asylum or to
reject asylum is ‘subject to monitoring and supervision’,
whereas the
decision to reject the application as manifestly
unfounded, abusive or fraudulent, is subject to review by a
designated member
of the Standing Committee. If an application is
rejected as either being manifestly unfounded, abusive or fraudulent
in terms of
s 24(3)(
b
)
or being unfounded in terms of
s 24(3)(
c
),
the RSDO is enjoined to: (a) furnish the applicant with written
reasons within five working days after the date of the rejection;
and
(b) inform the applicant of his or her right to appeal in terms of
s
24B.
[9]
[23]
As to how the asylum seeker is to be dealt with once their
application is rejected,
depends on the reason for the rejection. In
terms of
s 24(5)(
a
),
if the reason for the rejection is that the application is manifestly
unfounded, abusive or fraudulent, and such a decision is
confirmed by
the Standing Committee in terms of
s 24A(2)
, then the asylum seeker
‘must be dealt with as an illegal foreigner in terms of section
32 of the Immigration Act’.
On the other hand, if the reason
for the decision is that the application unfounded, the asylum seeker
must, in terms of section
24(5)(
b
),
‘be dealt with in terms of the Immigration Act, unless he or
she lodges an appeal in terms of section 24B(1)’.
[24]
Section
24A(1) provides for the review by the Standing Committee of any
decision taken by the RSDO to reject an application
as being
manifestly unfounded, abusive or fraudulent. The Standing Committee
may also act in terms of s 9C(1)(
c
)
in respect of any decision taken to grant or reject an asylum
application.
[10]
In
terms of s 24A(3) the Standing Committee may, after having determined
a review, confirm, set aside or substitute any decision
taken by RSDO
that the application is, in terms of s 24(3)(
b
),
manifestly unfounded, abusive or fraudulent. The asylum seeker must
be informed of the Standing Committee’s decision within
five
working days of such decision, ‘whereafter the Standing
Committee is
functus
officio
’
.
[11]
[25]
In terms of s 24B appeals against the decisions of the Standing
Committee lie with
the Refugee Appeals Authority (the Appeals
Authority), which may set aside or substitute any decision taken by
the RSDO that, in
terms of s 24(3)(
c
),
the application is unfounded.
In
terms of s 24B(5), if new information, which is material to the
application, is presented during the appeal, the Appeals Authority
is
obliged to refer the matter back to the
RSDO
to deal with that asylum seeker in terms of the
Refugees Act.
>
Jurisprudence
on
sur place
claims
[26]
South
Africa has not yet developed a significant jurisprudence on
sur
place
refugee
claims. In
Ruta
v Minister of Home Affairs,
[12]
the Constitutional Court made a passing reference to the issue. This
is understandable, as the dispute there centered around two
issues,
namely: (a) the effect of delay on entitlement to apply for refugee
status; and (b) the operation of the exclusionary provisions
of the
Refugees Act, particularly
s 4(1)(
b
).
As far as we could establish, this is the first case in this Court in
which a
sur
place
claim
was directly asserted. Although we are not called upon to determine
the merits of the appellants’ claim that they qualify
as
sur
place
refugees,
it is important to give some guidance as to how such claims should be
considered.
[27]
Given
the absence of authority on this issue in our jurisprudence, it is
useful to look to foreign law, as permitted by
s 39(1)(
c
)
of the Constitution.
I
do so bearing in mind what the Constitutional Court said in
H
v Fetal Assessment Centre
[13]
about
the utility of foreign law and how it should be approached. The Court
explained:
‘
Foreign
law has been used by this Court both in the interpretation of
legislation and in the development of the common law. Without
attempting to be comprehensive, its use may be summarised thus:
(a)
Foreign law is a useful aid in approaching constitutional problems in
South African jurisprudence. South African courts may,
but are under
no obligation to, have regard to it.
(b)
In having regard to foreign law, courts must be cognisant both of the
historical context out of which our Constitution was born
and our
present social, political and economic context.
(c)
The similarities and differences between the constitutional
dispensation in other jurisdictions and our Constitution must be
evaluated. Jurisprudence from countries not under a system of
constitutional supremacy and jurisdictions with very different
constitutions
will not be as valuable as the jurisprudence of
countries founded on a system of constitutional supremacy and with a
constitution
similar to ours.
(d)
Any doctrines, precedents and arguments in the foreign jurisprudence
must be viewed through the prism of the Bill of Rights
and our
constitutional values.’
[28]
With these guidelines
in mind, I consider the jurisprudence of two comparable common law
jurisdictions –
the
United Kingdom (the UK)
and
Canada,
as to the
treatment of
sur
place
refuge
claims.
Hopefully, this
will serve as a basis for developing and shaping our jurisprudence on
sur place
refuge claims. Axiomatically, our jurisprudence will be informed by
our constitutional values; our national legislation (the
Refugees
Act); the
OAU’s expanded definition of a ‘refugee’;
and the injunction of s 233 of the Constitution which commands us to
give an interpretation of the
Refugees Act ‘that
is consistent
with international law over any alternative interpretation that is
inconsistent with international law’.
[29]
In
the UK, the relevant legislation is the
Asylum
and Immigration Appeals Act 1993
.
In Canada, the applicable legislation is
the Immigration
and Refugee Protection Act.
[14]
Although there may be
different
conceptual bases between these and our
Refugees Act
>
,
the UK and Canadian legislations, like ours, are premised on
articles
1 and 33 of the UN Convention, which, respectively, set out the
definition of ‘refugee’, and contain the well-known
protection against refoulement. Thus,
the
basic
premise of these articles is the protection of persons with
well-founded fears of persecution.
[30]
I consider, in turn, five aspects which I deem relevant to the
present case, namely:
(a)
the effect of bad faith and/or
fraud in applications for refuge;
(b)
countries in a state of war;
(c)
whether a claimant will be
specifically affected by events in their home country;
(d)
whether the risk of persecution
is personalized or generalized;
(e)
change of government in the claimant’s country of origin.
a.
Bad
faith and/or fraud
[31]
In
the UK, the leading case is
Danian
v Secretary of State for the Home Department.
[15]
There,
the Court of Appeal concluded that the fact that a refugee
sur
place
had
acted in bad faith should not on its own exclude him or her from the
protection of the UN Convention. Such a person should not
be deported
to their home country if their fear of persecution is genuine and
well-founded for a Convention reason, and there is
a real risk that
such persecution may take place. Although such an applicant’s
credibility is likely to be low and the claim
must be rigorously
scrutinised, they are still entitled to the protection of the
Convention if a well-founded fear of persecution
is accepted.
[32]
In that case, a Nigerian national had been given leave to live in the
UK as a student
in 1985. In 1990 he was convicted of a criminal
offence for working in breach of the conditions of his leave to
remain in the UK
as a student. Following his conviction, a
deportation order was issued against him. Resisting his deportation,
he applied for asylum
on two grounds: first, that he had suffered
discrimination and ill-treatment in Nigeria; and second, that
political activities
that he had undertaken in the UK on behalf of
the pro-democracy movement would place him at risk was he to be
deported to Nigeria.
The
Immigration
Appeal Tribunal
(the Tribunal)
found that his political activity before 1995 would not have come to
the attention of the Nigerian authorities,
and his political
activities after 1995 were motivated by a desire to tailor a false
asylum claim. It further held that a refugee
sur
place
who has acted in bad faith to
create a risk of persecution is not entitled to the protection of the
UN Convention.
[33]
The Court of Appeal disagreed with the Tribunal’s
reasoning, and set
aside the decision of the
Tribunal.
Lord Justice Brooke, who gave the leading opinion, reasoned:
‘
I
do not accept the Tribunal's conclusion that a refugee sur
place who has acted in bad faith falls out with the Geneva
Convention and can be deported to his home country notwithstanding
that he has a genuine and well-founded fear of persecution for
a
Convention reason and there is a real risk that such persecution may
take place. Although his credibility is likely to be low
and his
claim must be rigorously scrutinised, he is still entitled to the
protection of the Convention, and this country is not
entitled to
disregard the provisions of the Convention by which it is bound, if
it should turn out that he does indeed qualify
for protection against
refoulement at the time his application is considered.’
[16]
[34]
The
court also referred with approval to
Mbanza
[17]
in
which it was said:
‘
If,
therefore, despite having made such a claim and having had it
rejected he can nevertheless at any time thereafter and on whatever
basis satisfy the authorities that he has a well-founded fear of
persecution for a Convention reason if he is returned to the country
of his nationality, it would be a breach of the United Kingdom's
international obligations under the Convention to return him to
face
possible death or loss of freedom.’
[35]
The
issue in
M
v Secretary of State
[18]
was
whether a person whose claim for asylum is fraudulent could
nevertheless benefit from the terms of the UN Convention. In his
asylum
application, the appellant had made false claims about his
arrest,
imprisonment and escape from Zaire
.
[19]
His
asylum application was refused based on these falsehoods. The
applicant appealed to the Tribunal, contending that he was at
risk of
persecution if he returned to Zaire because he had made an asylum
claim. The Tribunal dismissed the appeal because: (a)
a person who
put forward a fraudulent and baseless claim for asylum could not
bring himself within the convention and (b) in any
event, the
evidence was insufficient to show that there was a reasonable
likelihood that the appellant would be persecuted, as
required by the
UN Convention.
[36]
The Court of Appeal held that the making of a false asylum claim
could not act
as a total barrier to reconsideration of an applicant's
status as a potential refugee, since it was possible that, by the
very
act of claiming asylum, an applicant could put himself at risk
of persecution. However, where an application is rejected on the
basis that it was based on fraudulent facts, this would affect the
claimant’s credibility. He would likely find it extremely
difficult to demonstrate to the required standard a genuine
subjective fear of persecution within article 1A(2)a of the UN
Convention.
[37]
In
Canada, the position is also that there is no ‘good faith’
requirement in making a
sur
place
claim.
A decision-maker should not reject a
sur
place
claim
solely on the basis that the claimant was acting for an improper
motive without examining the potential risk to the claimant
upon
return to their country of origin.
[20]
Professor
Hathaway sums up the effect of lack of good faith in
sur
place
refugees
claims as follows:
‘
It
does not follow, however, that all persons whose activities abroad
are not genuinely demonstrative of oppositional political
opinion are
outside the refugee definition. Even when it is evident that the
voluntary statement or action was fraudulent in that
it was prompted
primarily by an intention to secure asylum, the consequential
imputation to the claimant of a negative political
opinion by
authorities in her home state may nonetheless bring her within the
scope of the Convention definition. Since refugee
law is
fundamentally concerned with the provision of protection against
unconscionable state action, an assessment should be made
of any
potential harm to be faced upon return because of the fact of the
non-genuine political activity engaged in while abroad.’
[21]
[38]
In
Ghasemian
[22]
the
court followed the reasoning of the English Court of Appeal in
Danian
and
held that opportunistic claimants are still protected under the UN
Convention if they can establish a genuine and well-founded
fear of
persecution for a Convention ground. There, an Iranian Muslim
national had asserted
sur
place
refugee
status on the basis that she had converted to Christianity while in
Canada. On that basis, she said, she would be persecuted
were she to
return to Iran. The decision-maker rejected her application on the
basis that her conversion to Christianity was not
genuine, but a ruse
for her to remain in Canada. Thus, the basis of her application (her
conversion) was not made in good faith.
[39]
The court held that while it was open to the decision-maker to reject
her
sur place
claim based on a lack of subjective fear, the decision-maker
misconstrued her evidence regarding her alleged lack of fear of
reprisals
and applied the wrong test by rejecting her claim on the
basis that it was not made in good faith, i.e., she did not convert
for
a purely religious motive.
Countries
in a state of war or political upheaval
[40]
In
R
v Secretary of State ex p Adan
[23]
the UK House of Lords considered the distinction between
persecution
and the ordinary incidents of civil war.
It
held that
where
a country is in a state of civil war, it is not enough for an
asylum-seeker to show that he would be at risk if he were returned
to
his country. He must be able to show fear of persecution for
Convention reasons over and above the ordinary risks of clan warfare.
The matter concerned a Somalian national who had fled Somaliland
because of civil war in his country. The court found that
all
sections of society in northern Somalia were equally at risk so long
as the civil war continues. There was no ground for differentiating
between the claimant and the members of his own or any other clan.
Accordingly, it held that the claimant was not entitled to refugee
status.
Whether
a claimant will be specifically affected by events in their home
country
[41]
Where
a claimant will be not specifically affected by events in their home
country, and will be affected to the same degree as all
citizens of
their country, a
sur
place
claim
would ordinarily fail.
In
Zaied
v Canada (Citizenship and Immigration)
[24]
the
applicants based their
sur
place
claim
on the insecurity and major upheaval in his country of origin,
Tunisia, which occurred after the claimants had left country.
They
had obtained a six months’ visa in Canada in September 2008,
which was extended for a further six months. In
March
2010 the applicants applied for asylum as
sur
place
refugees
alleging possible religious persecution in Tunisia as minority
Shi’ite
Muslims in a predominantly Sunni country, which was refused by the
Refugee
Protection Division (the RPD).
[42]
On review, the
Federal Court found that it was reasonable for the panel to draw
negative inferences from,
inter
alia
, the
fact that: (a) the applicants did not provide clear explanations to
the panel’s questions about their persecutors; (b)
the
applicants made a claim for refugee protection following a two-year
stay in Canada and following two visa extensions; and (c)
the
applicants’ responses indicated that they wished to remain in
Canada for economic and family reasons.
[43]
Concerning the
sur
place
refugee
claim, the court concluded thus: the evidence of what could happen to
the applicants if they were to return to Tunisia was
speculative. It
did not demonstrate how their situation differed from those of other
Shi’ite Muslims in Tunisia. It
was therefore reasonable to
conclude that there was no connection between that situation and the
applicants’ claim for refugee
protection in that they were
affected to the same degree as all Tunisians. The applicants
were not specifically affected
by the events arising from the
revolution. They would therefore face the same fate as the rest of
the Tunisian population.
Whether
the risk of persecution is personalized or generalized
[44]
In
Prophète
v Canada
[25]
a
national of Haiti claimed to have been the target of gang violence on
multiple occasions, in the form of vandalism, extortion,
and threats
of kidnapping. He alleged that he was targeted because he was a known
businessman, and perceived to be wealthy. His
application for asylum
in Canada was rejected by the
Refugee
Protection Division of the Immigration and Refugee
Board
on two grounds: (a) his fear of persecution had no nexus with any of
the five grounds contained in the definition of Convention
refugee;
(b) he failed to demonstrate that he would be subject to danger or to
a risk to his life or cruel or unusual treatment
owing to his
personal circumstances or those of similarly situated individuals.
[45]
On review of the Board’s decision, Justice Tremblay-Lamer
pointed out the
difficulty
in analyzing personalized risk in situations of generalized human
rights violations, civil war, and failed states.
She
addressed the second of the two conjunctive elements contemplated by
paragraph 97(1)(b)(ii), in circumstances in which the first
of those
elements (personal risk) had been established. She determined
that
s 97(1)
can be interpreted to include a sub-group within the
larger one that faces an even more acute risk.
She
explained:
‘
The
difficulty lies in determining the dividing line between a risk that
is “personalized” and one that is “general”.
Under these circumstances, the Court may be faced with applicant who
has been targeted in the past and who may be targeted in the
future
but whose risk situation is similar to a segment of the larger
population. Thus, the Court is faced with an individual who
may have
a personalized risk, but one that is shared by many other
individuals.’
[26]
[46]
After a survey of the jurisprudence of the Federal Court, the court
concluded that
the
applicant did not face a personalized risk that is not faced
generally by other individuals in or from Haiti. The risk
of all
forms of criminality was general and felt by all Haitians. While a
specific number of individuals may be targeted more frequently
because of their wealth, all Haitians are at risk of becoming the
victims of violence.
Consequently,
the application for judicial review of the Immigration and Refugee
Board decision was dismissed.
[47]
Subsequently,
in
Baires
Sanchez v Canada (Citizenship and Immigration),
[27]
the Federal Court narrowed the test further. It held that in order to
show that a risk is not generalized, applicants must establish
that
the risk of actual or threatened similar violence is not faced
generally by other individuals in or from that country, and
that
applicants must demonstrate that the respective risks that they face
are not prevalent or widespread in their respective countries
of
origin, in the sense of being a risk faced by a significant subset of
the population. This case also concerned apprehension
of risk at the
hands of gangsters, this time in El Salvador. The court
concluded that the gang
violence
(including murder), was a risk faced widely by people in El
Salvador.
[28]
[48]
In
Portillo
v
Canada
[29]
the Federal Court developed a two-step test for determining whether
the risk is generalized or personalized. First, the RPD must
determine the nature of the risk faced by the claimant under the
following subsets: (a) an assessment of whether the claimant faces
an
ongoing or future risk; (b) what that risk is; (c) whether it is one
of cruel and unusual treatment or punishment and; and (d)
the basis
for the risk. Secondly, the correctly described risk faced by the
claimant must then be compared to that faced by a significant
group
in the country at issue. This is to determine whether the risks are
of the same nature and degree. In this enquiry,
it will
typically be the case that where an individual is subject to a
personal risk to his life or risks cruel and unusual
treatment or
punishment, then that risk is no longer general.
[30]
Change
of government
[49]
Where
there has been a change of government in the claimant’s country
of origin, and it is asserted this had eliminated the
cause of fear
of prosecution, Canadian courts have held that in such cases, the
evidence must be subjected to a detailed analysis
to determine
whether the change is significant enough to eliminate the claimant’s
fear of persecution.
[31]
The
decision-maker must consider the objective basis of the claimant’s
fear of persecution, the alleged agents of persecution
and the form
or nature of the persecution feared.
[50]
This
evaluation must relate to the particular circumstances of the
claimant and the decision-maker should provide a clear indication
or
explanation for its finding.
[32]
It
should not rely on or give much weight to changes that are
short-lived, transitory, inchoate, tentative, inconsequential or
otherwise ineffective in substance or implementation.
[33]
The
changes which are being relied on as removing the reasons for the
claimant’s fear of persecution are not to be assessed
in the
abstract but for their impact on the claimant’s particular
situation.
[34]
The
decision-maker must consider the quality of the institutions of the
democratic government.
[35]
The
appellants’ appeal
Factual
background
[51]
It is now convenient to turn to the present appeal. As mentioned,
both appellants
are Burundian nationals. The first appellant entered
the country illegally in May 2008 and applied for asylum in September
2009.
She stated in her application for asylum that her parents died
a long time ago and that she wished to work and study in South
Africa.
The second appellant entered the country illegally in May
2009 and applied for asylum in August 2009. She also stated that she
wished to study, work and have access to medical facilities in South
Africa. According to her application form, she informed the
RSDO that
she wished to return to Burundi and that nothing would happen to her
if she did.
[52]
The
appellants’ applications were rejected by the RSDO as being
manifestly unfounded in terms of terms of
s 24(3)(
b
)
of the
Refugees Act. The
refusal of the applicants’ asylum
applications was automatically reviewed by the Standing Committee
which confirmed the finding
of the RSDO in February and December
2014, respectively. Thereafter, they were both informed in writing
that, in terms of the Immigration
Act,
[36]
they were illegal foreigners, and had to leave the country within 30
days of receipt of the notice.
[53]
The appellants neither left the country nor appealed against the
decisions
of the Standing Committee. By virtue of not
challenging the rejection of their initial applications, it must be
accepted
that the appellants’ reasons for leaving Burundi were
those advanced in their initial applications. The upshot is that the
appellants did not flee Burundi because of any persecution, nor did
they have a
well-founded
fear of persecution upon their arrival in South Africa. On their
version, their alleged fear of persecution only arose
in 2015, when,
according to them, the political situation in Burundi changed for the
worse.
[54]
On 3 August 2018, after over four years of inactivity on the
appellants’
part, an attorney on behalf of the appellants,
wrote a letter to the Manager of the Cape Town Refugee Reception
Office, and stated
that the appellants accepted that their asylum
applications had been finally rejected. The appellants averred that,
after the rejection
of their applications, circumstances changed in
Burundi. Widespread political violence broke out, following which,
thousands of
Burundians fled the country. Those who remained were
subjected to oppression, torture, rape, and sexual violence. The
applicants
said that it was therefore not safe for them to return to
Burundi, as this would place them at risk of persecution or serious
threat
to their lives, safety and/or physical freedom. For
these reasons, they considered themselves to be
sur
place
refugees, and made new applications for asylum as such.
[55]
The appellants did not explain the nearly four years of inactivity on
their part
since being informed of the decisions to decline their
applications. Be that as it may, the appellants were subsequently
interviewed
in September 2018. Nothing was heard from the Department
after the interviews, and after an enquiry by the appellants, an
official
of the Department stated that their case was ‘closed’.
On 25 October 2018 the official wrote to the appellants’
attorney as follows:
‘
A
failed asylum seeker who has not departed the Republic after he/she
was rejected must be deported, that’s my instruction
to the
Officials and I am [a]waiting their update. Those who return from
their countries and wish to apply, they are free to apply
at any
Refugee Centre accepting newcomers.’
In
the high court
[56]
The stance by the Department triggered an application by the
appellants in the
high court on 29 November 2018. The appellants
sought an order directing the Department to accept their asylum
seeker applications
based on their
sur
place
refugee claims within five
days of the order. In their founding affidavit, the appellants
advanced substantially different reasons
for leaving Burundi to seek
asylum in South Africa, to those they furnished in their unsuccessful
asylum applications. This time
they alleged that they left Burundi
because of persecution at the hands of members of rebel soldiers.
Both alleged that they were
abducted and raped, and their family
members killed. As a result, they suffered trauma and loss in
Burundi, which led them to flee
to South Africa to seek asylum. The
appellants attributed this to misunderstanding between them and
immigration officials, due
to language barriers.
[57]
The appellants alleged that in April 2015 – after their asylum
applications
had been rejected, the spiral of political violence in
Burundi worsened due to then-President Nkurunziza’s
announcement that
he would seek a third term in office. This led to
mass oppression, torture, sexual violence, illegal arrests, and
killings. These
political developments, they asserted, placed them at
risk of harm if they were to return to Burundi, as demanded by the
Department
and would violate the principle of non-refoulement. Thus,
they were entitled to make new applications as
sur
place
refugees.
[58]
Accordingly, the appellants sought an order directing the Department
to accept
their new asylum applications under
s 21
of the
Refugees
Act without
requiring them to leave the country.
[59]
In its answering affidavit, the Department accepted that foreigners
who leave
their countries of origin for reasons other than being
refugees can become
sur place
refugees. In these circumstances, the Department accepted that a
foreigner can apply for asylum without departing South Africa.
However, the Department did not accept that the appellants are
sur
place
refugees. According to the
Department, the circumstances upon which the appellants rely for
their
sur place
refugee applications, existed in their country at the time of their
departure. To contend that the circumstances worsened since
then, did
not render them
sur place
refugees. They were not refugees when they left Burundi, given the
reasons originally furnished to the RSDO.
[60]
According to the Department, when the asylum process is completed and
an application
is finally rejected, the
Refugees Act does
not
contemplate that they may apply for asylum again. Such people must
depart the Republic, and their continued presence in the
Republic,
until their departure, is regulated by the provisions of the
Immigration Act.
The
judgment of the high court
[61]
The high court accepted the contention by the Department that an
asylum seeker
whose application has been unsuccessful should leave
the country. It said that to allow for resubmission without the
asylum seeker
leaving the country would:
(a)
result in a never-ending cycle of asylum applications, and thus
undermine the public interests in finality of decisions. As
soon as
an asylum application is refused, the asylum seeker would simply
re-submit a new application, thereby rendering him or
her subject to
the protections and general rights set out in
s 27A
of the
Refugees
Act. This
, the high court reasoned, would render the asylum system
nugatory, as the asylum seeker need only continuously apply for
asylum
to be granted the right to stay in the country in terms of
s
27A(b).
(b)
render
s 24(5)(
a
) of the
Refugees Act invalid
because as soon
as an application is finally determined, the asylum seeker need
merely indicate an intention to reapply for asylum
to escape the
provisions of
s 24(5)(
a
) and avoid being dealt with in terms
of the Immigration Act.
(c)
render
s 21(4)
of the
Refugees Act to
be tautologous or superfluous.
[62]
The high court emphasised the fact that the appellants’ asylum
applications
had been finally determined as manifestly unfounded and
they had accepted this decision. Thus, reasoned the court, the shield
of
non-refoulement had been lifted.
The
high court said that o
n the
appellants’ approach, the application of the Immigration Act
could potentially be deferred indefinitely as an asylum
seeker could
always have an asylum application pending.
[63]
Consequently,
the high court concluded that there was no general obligation on the
Department to accept a new application for asylum
upon the refusal of
an application that was found to be manifestly unfounded. The high
court reasoned that the
Refugees Act does
not contemplate that a
failed refugee application can be re-submitted. The court reasoned
that an interpretation of the
Refugees Act which
allowed for such
re-submission would defeat the purpose of the legislation and would
result in a never-ending process. For all
of these reasons, the high
court dismissed the appellants’ application. However, the high
court subsequently granted the
appellants leave to appeal to this
Court against paragraphs (iv) and (v) of the high court’s
order.
[37]
In
this Court
[64]
Before us, the parties persisted with their respective positions
adopted in the
high court. The appellants do not request this Court
to determine whether indeed they qualify as
sur
place
refugees, and are thus
entitled to asylum on that basis. All they seek is for an order
directing the Department to consider their
applications. Thus, the
merits of those claims need not be determined in this appeal.
[65]
As mentioned, what is at issue is
whether
a person whose refugee application has been declined is entitled to
submit subsequent applications. With reference to international
instruments and comparative law, I have already established that
there is no bar to subsequent claims, as long as there is a valid
basis to do so.
[66]
At the heart of refugee law is the principle of non-refoulement. In
our domestic
law, this finds expression in
s 2
of the
Refugees Act.
It
provides:
‘
Notwithstanding
any provision of this Act or any other law to the contrary, no person
may be refused entry into the Republic, expelled,
extradited or
returned to any other country or be subject to any similar measure,
if as a result of such refusal, expulsion, extradition,
return or
other measure, such person is compelled to return to or remain in a
country where—
(a)
he or she may be subjected to persecution on account of his or her
race, religion, nationality,
political opinion or membership of a
particular social group; or
(b)
his or her life, physical safety or freedom would be threatened on
account of external
aggression, occupation, foreign domination or
other events seriously disturbing or disrupting public order in
either part or the
whole of that country.’
[67]
The Constitutional Court pointed to the significance of this section
as follows:
‘
This
is a remarkable provision. Perhaps it is unprecedented in the history
of our country’s enactments. It places the prohibition
it
enacts above any contrary provision of the
Refugees Act itself
–
but also places its provisions above anything in any other statute or
legal provision. That is a powerful decree. Practically
it does two
things. It enacts a prohibition. But it also expresses a principle:
that of non-refoulement, the concept that one fleeing
persecution or
threats to “his or her life, physical safety or freedom”
should not be made to return to the country
inflicting it.’
[38]
[68]
The appellants and
Scalabrini, on the one hand, emphasised the absolute nature of this
principle of non-refoulement. The appellants
submitted that having
regard to the principle of non-refoulement, there was nothing in the
Refugees Act that
precluded an asylum seeker from submitting a second
or further applications if there is a reason to do so. By ordering
the appellants
to leave the country and submit their subsequent
applications while in their country of origin, the high court’s
order breached
this principle.
[69]
Scalabrini contended
that the right does not fall away just because an adjudication
process has declared that a person is not entitled
to refugee
protection under the
Refugees Act. Thus
, so went the submission, if a
person is not granted refuge protection under the
Refugees Act but
factually meets the definition of being a refugee, such a person
cannot be compelled to return to the country from which they fled.
Compelling them to return to such a country would violate customary
international law.
[70]
Scalabrini centred
its submissions on the existence of conflict as a
raison
de’etre
for
asylum systems in the first place. According to Scalabrini, for as
long as conflict persists in its various manifestations,
asylum
seekers maintain the right to make subsequent applications. On the
other hand, the respondents contended that the principle
of
non-refoulememt applies once, and upon a final rejection, the
protection is lifted.
[71]
It is convenient to
clarify the reach of the principle of non-refoulement. When it is
said that the principle is absolute, it means
this: the
protection afforded by the principle endures for as long as an asylum
seeker has not exhausted all available remedies,
including internal
appeals and judicial review. But once these processes are exhausted,
and an asylum application is finally rejected,
the protection falls
away. For, it is implicit in that rejection that the claimant does
not meet the definition of a refugee. In
other words, they do not
have a
well-founded
fear of persecution for a Convention reason, as envisaged in article
1A(1) of the UN Convention.
[72]
Under
those circumstances,
requiring
them to return to the country from which they fled would not violate
customary international law. As explained by the
Constitutional Court
in
Ruta
:
‘
Until
the right to seek asylum is afforded and a proper determination
procedure is engaged and completed, the Constitution requires
that
the principle of non-refoulement as articulated in
section 2
of the
Refugees Act must
prevail. The “shield of non-refoulement”
may be lifted only after a proper determination has been completed. .
.’
[39]
[73]
Also,
as correctly observed by this Court in
Somali
Association v Refugee Appeal Board and Others
[40]
(
Somali
Association
)
‘
there
is a legitimate State interest and concern to ensure that refugee
status is granted only to those who qualify, to disqualify
unfounded
applications and
to
provide for the cessation of refugee status
’
.
(Emphasis added.)
[74]
The construction of the principle favoured by the appellants and
Scalabrini is
at odds with the above dicta. If their construction
were correct, there would never be an end to a cycle of asylum
applications.
I do not think that the principle goes as far as to
suggest that once an asylum seeker makes an application, he or she
will never
be returned to their country of origin, irrespective of
the outcome of such an application or its final determination.
[75]
This brings me to the
Refugees Act, and
the context in which the
principle of non-refoulement should be construed. The legislation
does not, without more, contemplate
that applicants whose
applications for asylum have been lawfully refused can remain in the
country and simply re-submit their applications.
A new application
can only be brought based on substantially different or changed
circumstances. An application brought on the
same facts would likely
constitute an abuse of the asylum system. Absent a new basis or new
facts, a failed applicant for asylum
is not entitled to make one
application after another. There has to be finality to the processes.
[76]
Therefore, the suggestion that one can without more, submit one
application
after the other when the previous one has been finally
determined, is not what the
Refugees Act contemplates
. For such
applicants, the period between the final rejection of their asylum
and their departure, is regulated by the Immigration
Act. Without any
permit to remain in the country, such applicants are regarded as
illegal foreigners as defined in the Immigration
Act. Section 32 of
the Immigration Act provides that ‘any illegal foreigner shall
depart unless authorised by the Department
to remain in the
Republic’.
[77]
Thus, a failed asylum applicant can only remain in the country on
either of
the following bases: (a) that the final determination of
their asylum application is pending; (b) that he or she has
authorisation
by the Department to remain in the country; or (c) that
there is some other lawful basis to remain in the country. This is
the
essence of the rule of law – a foundational value of our
Constitution.
[78]
Applied to the present case, one should bear in mind the following.
The appellants
have neither applied to review the decisions to reject
their initial asylum applications nor do they have authorisation from
the
Department to remain in the country. Ordinarily, that rendered
them illegal foreigners under the Immigration Act, as they had no
legal basis to remain in the country.
[79]
However, by asserting
sur place
claims, the appellants sought to remove themselves from the clutches
of the Immigration Act and placed themselves back in the purview
of
the
Refugees Act. The
appellants alleged that after their asylum
applications had been rejected, the situation in their country of
origin became risky
for them to return home. They said that this
entitled them to submit subsequent applications for asylum without
being obliged to
leave the country. The high court was, correctly so,
concerned that this amounted to an abuse of the system, especially
that for
four years since their applications were refused, the
appellants did nothing about their situation. As mentioned, there is
no explanation
for this period, during which the applicants lived in
the country without any lawful basis, thus rendering them illegal
foreigners
in terms of the Immigration Act. Having said that, it was
not the high court’s place to determine whether the appellants’
sur place applications were genuine. That duty fell on the Department
after having had regard to the merits of the application.
This is
where the high court erred.
[80]
The basis for the new
applications was, on the face of it, different from the initial one.
This time, it was alleged that since
the rejection of their initial
applications, circumstances in their country of origin have changed
for the worse, which exposed
them to the risk of harm were they to
return home.
Hence,
they claim to be
sur place
refugees.
In the
circumstances, the Department was obliged to consider the
applications, investigate the grounds on which they are made, and
decide whether there was merit in the applications. The Department
was not entitled to simply refuse to consider the applications.
Indeed, the high court recognised
that there may well be circumstances that would allow an applicant to
re-submit an application.
However, it did not explain or explore what
those circumstances might be.
Conclusion
[81]
Be
that as it may, it was wrong of the Department to demand that the
appellants leave the country and make such applications while
in the
country of origin. To be clear, once a refugee
sur
place
claim
is made, there is no basis to: (a) demand that an asylum seeker
returns to their country of origin pending the determination
of their
application; or (b) reject the application on the basis that the
initial one had been finally determined.
The
Canadian courts have held that once an applicant asserts a
sur
place
claim
before a decision-maker, it must be addressed. Failure to do so
amounts to a reviewable error.
[41]
The
claim must be addressed, even if it is raised late, even in
post-hearing evidence.
[42]
In
the same breath, t
he
Department
should have considered and determined the appellants’
sur
place
claims. It
follows that the failure to do so constituted a reviewable error.
[82]
These conclusions
must be understood to be subject to some cautionary observations.
First, a
sur
place
claim
is not validly made by reformulating a claim that has already been
finally determined. Second, a
sur
place
claim
must set out a proper evidential basis for the claim. What
circumstances have changed, the evidence of that change, and their
specific consequences for the applicant must be set out in the
application. Absent this content, an application may be summarily
rejected. Third, there is much scope for abuse, in which
sur
place
claims
are made, sometimes on a repeated basis, without proper
foundation, to extend protections for lengthy periods of time.
This
should not be tolerated. And the Department should develop expedited
procedures to bring to finality
sur
place
claims
that facially have no basis.
[83]
The appeal must succeed. T
he
decision of the Department should be set aside and remitted to the
Department for it to consider the appellants’ new applications.
In doing so, the Department should, generally, be faithful to the
injunction of this Court in
Somali
Association
:
‘
In
dealing with such applications, it must be
emphasised
,
once again, that State authorities are required to ensure that
constitutional values, including those that embrace international
human rights standards set by international conventions and
instruments in relation to those seeking asylum, adopted by South
Africa are maintained and promoted.’
[43]
[84]
In particular, the Department should have regard to the principles
discussed in
this judgment, and principally, whether:
(a)
there has been a deterioration in the political situation in Burundi
since the appellants left that country, and whether such
situation
persists to the date of the inquiry. The Department will no doubt
receive up-to-date evidence about the situation in
Burundi before it
reaches its decision on the appellants’ applications and
determine them based on the facts known at the
date of the inquiry.
(b)
If the answer to (a) above is in the affirmative, whether the
appellants, as a result, have a
well-founded
fear of persecution were they to return to Burundi.
(c)
If the answer to (c) above is in
the affirmative, whether such fear of persecution is owed to:
(i)
any of the five UN Convention grounds, ie race, nationality,
membership of a particular social group or political opinion; or
(ii)
events seriously disturbing public order in either part or the whole
of Burundi as envisaged in the OAU Convention.
[85]
Costs should follow the result.
There
should not be any costs order occasioned by the participation of
the
amicus
.
Order
[86]
The following order
is made:
1
The appeal is upheld with costs.
2
Paragraphs (iv) and (v) of the order of the high court are set aside
and replaced with the following:
‘
(iv)
The first and second respondents are directed to accept the
applicants’
sur-place
refugee
claims applications, within five working days of the granting of this
order, and to determine such applications within 21
working days
thereafter.
(v)
The first and second respondents are ordered to pay the costs of the
application, jointly and severally.’
__________________
T
MAKGOKA
JUDGE
OF APPEAL
APPEARANCES:
For
appellants:
D Simonsz
Instructed
by:
UCT Refugee Rights Clinic, Cape Town
University
of Free State Law Clinic, Bloemfontein
For
respondents:
De Villiers-Jansen SC (with him T Mayosi)
Instructed
by:
State Attorney, Cape Town
State
Attorney, Bloemfontein.
For
amicus curiae:
J Bhima
Instructed
by:
Lawyers for Human Rights, Johannesburg
EG
Cooper Madjiet Inc., Bloemfontein.
[1]
Refugees Act 130 of 1998
.
[2]
Published in Government Notice R366 in Government Gazette 21075 of 6
April 2000.
[3]
Scalabrini
Centre of Cape Town and Others v Minister of Home Affairs and Others
[2017] ZASCA
126;
[2017]
4 All SA 686
(SCA);
2018 (4) SA 125
(SCA);
Scalabrini
Centre of Cape Town and Another v Minister of Home Affairs and
Others
[2023]
ZACC 45; 2024 (4) BCLR 592 (CC).
[4]
In
Re Certain Amicus Curiae Applications: Minister of Health and Others
v Treatment Action Campaign and Others
2002
(5) SA 713
(CC) para 5. See also
Children's
Institute v Presiding Officer, Children's Court, Krugersdorp, and
Others
[2012]
ZACC 25
;
2013 (2) SA 620
(CC);
2013 (1) BCLR 1
(CC) para 26.
[5]
Organization
of African Unity (OAU)
Convention
Governing the Specific Aspects of Refugee Problems in Africa
,
10 September 1969, 1001 U.N.T.S 45.
[6]
UNHCR Handbook and Guidelines on Procedure and Criteria for
Determining Refugee Status, re-issued February 2019.
[7]
Ibid paras 94-96.
[8]
Section 1
of the
Refugees Act.
[9
]
Section 24(4)
of the
Refugees Act.
[10
]
In terms of
s 9C(1)(c)
the Standing Committee may monitor and
supervise all decisions taken by Refugee Status Determination
Officers and may approve,
disapprove or refer any such decision back
to the Refugee Reception Office with recommendations as to how the
matter must be
dealt with.
[11]
Section 24A(4).
[12]
Ruta
v Minister of Home Affairs
[2018]
ZACC 52; 2019 (3) BCLR 383 (CC); 2019 (2) SA 329 (CC).
[13]
H
v Fetal Assessment Centre
[2014]
ZACC 34
;
2015 (2) BCLR 127
(CC);
2015 (2) SA 193
(CC) para 31.
[14]
Immigration
and Refugee Protection Act (SC 2001, c 27).
[15]
Danian
v Secretary of State for the Home Department
[1999] EWCA Civ 3000
;
[2000] Imm AR 96
,
[1999] INLR 533
(
Danian
).
[16]
Danian
fn
37.
[17]
Mbanza
[1996] Imm AR 136;
[1995] EWCA Civ 44.
[18]
M v
Secretary of State for the Home Department
[1996]
1 All ER 870
,
[1996] 1 WLR 507
, United Kingdom: Court of Appeal
(England and Wales), 24 October 1995, available at:
https://www.refworld.org/jurisprudence/caselaw/gbrcaciv/1995/en/15975
[accessed
08 May 2024].
[19]
Now Democratic Republic of Congo.
[20]
See, for example,
Ngongo,
Ndjadi Denis v M.C.I.
(F.C.T.D.,
no. IMM-6717-98), Tremblay-Lamer, October 25, 1999.
[21]
J C Hathaway
The
Law of Refugee Status
4
ed (1991) at 39.
[22]
Ghasemian,
Marjan v M.C.I.
(F.C.,
no. IMM-5462-02), Gauthier, October 30,
2003; 2003 FC 1266.
See
also,
Ding
v Canada (Citizenship and Immigration)
2014
FC 820
;
Yang
v Canada (Citizenship and Immigration)
2012
FC 849.
[23]
Adan, R
(on the application of) v Secretary of State for Department
[1999] EWCA Civ 1948
,
[1999] 4 All ER 774
,
[1999] COD 480
,
[1999] 3 WLR 1274
,
[1999] Imm
AR 521
,
[1999] INLR 362.
[24]
Zaied v
Canada (Citizenship and Immigration)
2012
FC 771.
[25]
Prophẻte
v Canada (Minister of Citizenship and Immigration)
2008 FC 331.
[26]
Ibid para 18.
[27]
Baires
Sanchez v Canada (Citizenship and Immigration)
2011 FC 993.
[28]
Ibid para 23.
[29]
Portillo
v Canada (Citizenship
and Immigration)
2012
FC 678.
[30]
Ibid paras 40 and 41.
[31]
Ahmed v
Canada (Minister of Employment and Immigration)
(1993), 156 N.R. 221
(F.C.A.), at 223- 224.
[32]
Mohamed,
Mohamed Yasin v. M.E.I.
(F.C.T.D.,
no. A-1517-92), Denault, December 16, 1993 para 4.
[33]
In this regard, in its Discussion Paper (2021) Chapter 7, the
Immigration and Refugee Board of Canada has made a useful collation
of cases in which the issue is discussed.
[34]
Alfaro
v Canada (Citizenship and Immigration)
2011
FC 912
para 16.
[35]
Soe v
Canada (Public Safety and Emergency Preparedness)
2018 FC 1201.
[36]
Immigration Act 13 of 2002
.
[37]
Paragraphs (i), (ii) and (iii) concerned a third applicant in the
high court, who is not before this Court.
[38]
Ruta
para 24.
[39]
Ruta
para
54.
[40]
Somali
Association of South Africa and Others v Refugee Appeal Board and
Others
[2021]
ZASCA 124
;
[2021] 4 All SA 731
(SCA);
2022 (3) SA 166
(SCA) para 1.
[41]
See
for
example,
Manzila
v Canada (Minister of Citizenship and Immigration)
(1998)
165 FTR 313
; [1998] FCJ 1364 paras 4 and 5;
Gebremichael
v Canada (Minister of Citizenship and Immigration)
2006
FC 547
para 52;
Hannoon
v Canada (M.C.I.)
(2012),
408 F.T.R. 118 (FC).
[42]
Gurung,
Subash v M.C.I.
2013
FC 1042.
[43]
Somali
Association
para
8.
sino noindex
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