Case Law[2024] ZASCA 121South Africa
South African Human Rights Commission v Agro Data CC & Another (Afriforum, Centre for Applied Legal Studies and Commission for Gender Equality intervening as Amici Curiae) (39/2023) [2024] ZASCA 121; [2024] 4 All SA 66 (SCA); 2024 (6) SA 443 (SCA) (15 August 2024)
Supreme Court of Appeal of South Africa
15 August 2024
Headnotes
Summary: Constitutional law – s 184(2)(b) of the Constitution – powers of the South African Human Rights Commission (the SAHRC) – whether s 184(2)(b) of the Constitution, read with s 13(3) of the South African Human Rights Commission Act 40 of 2013 empower the SAHRC to issue binding directives – whether the respondents ought to have complied with the directive of the SAHRC to restore the access to water for occupiers of their property – the SAHRC’s powers distinguishable from those of the Public Protector.
Judgment
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## South African Human Rights Commission v Agro Data CC & Another (Afriforum, Centre for Applied Legal Studies and Commission for Gender Equality intervening as Amici Curiae) (39/2023) [2024] ZASCA 121; [2024] 4 All SA 66 (SCA); 2024 (6) SA 443 (SCA) (15 August 2024)
South African Human Rights Commission v Agro Data CC & Another (Afriforum, Centre for Applied Legal Studies and Commission for Gender Equality intervening as Amici Curiae) (39/2023) [2024] ZASCA 121; [2024] 4 All SA 66 (SCA); 2024 (6) SA 443 (SCA) (15 August 2024)
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sino date 15 August 2024
FLYNOTES:
CONSTITUTION – Chapter 9
institutions –
Human
Rights Commission
–
Directives to restore borehole water to farm occupiers – Not
complied with – Commission’s powers
distinguishable
from those of Public Protector – Chapter 9 institutions
established to bolster constitutional democracy
– They
fulfil distinct mandates and have effective ways of fulfilling
their purpose – Commission has no powers
to make binding
directives – Constitution, s 184(2)(b) – South African
Human Rights Commission Act 40 of 2013,
s 13(3).
THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case No: 39/2023
In the matter between:
THE
SOUTH AFRICAN HUMAN
RIGHTS
COMMISSION
APPELLANT
and
AGRO
DATA CC
FIRST
RESPONDENT
F G
BOSHOFF
SECOND RESPONDENT
and
AFRIFORUM
NPC
FIRST AMICUS CURIAE
CENTRE FOR APPLIED
LEGAL
STUDIES
SECOND AMICUS
CURIAE
THE COMMISSION FOR
GENDER
EQUALITY
THIRD AMICUS CURIAE
Neutral
citation:
South African
Human Rights Commission v Agro Data CC & Another
(
Afriforum,
Centre for Applied
Legal Studies and
Commission for Gender
Equality
intervening as Amici Curiae
)
(39/2023)
[2024] ZASCA 121
(15 August 2024)
Coram:
MOCUMIE, MBATHA, MOTHLE and
MABINDLA-BOQWANA JJA and TOLMAY AJA
Heard:
12 March 2024
Delivered:
This judgment was handed down
electronically by circulation to the parties’ representatives
by email, publication on the Supreme
Court of Appeal website and
released to SAFLII. The date and time for hand-down of the judgment
is deemed to be 11h00 on 15 August
2024.
Summary:
Constitutional law – s 184(2)
(b)
of the Constitution
– powers of the South African Human Rights Commission (the
SAHRC) – whether s 184(2)
(b)
of the Constitution, read
with s 13(3) of the South African Human Rights Commission Act 40 of
2013 empower the SAHRC to issue binding
directives – whether
the respondents ought to have complied with the directive of the
SAHRC to restore the access to
water for occupiers of their property
– the SAHRC’s powers distinguishable from those of the
Public Protector.
ORDER
On
appeal from:
Mpumalanga Division of the
High Court, Mbombela (Greyling-Coetzer AJ, sitting as a court of
first instance):
The
appeal is dismissed with no order as to costs.
JUDGMENT
Mbatha JA (Mocumie,
Mothle and Mabindla-Boqwana JJA and Tolmay AJA concurring):
Introduction
[1]
The forebears of our Constitution found it in their wisdom to
introduce institutions to strengthen our constitutional democracy.
These institutions are listed in Chapter 9 of the Constitution
(Chapter 9 institutions). The appellant, the South African Human
Rights Commission (the SAHRC) is one of them. Each of these Chapter 9
institutions have been given functions and powers to achieve
that
constitutional object. In sharp focus in this appeal are the powers
of the SAHRC, whether it can issue binding directives
to those it
finds to have violated human rights. The human right said to have
been violated in this case, is access to water’.
[2]
‘Water is life’s matter and matrix mother and medium.
There is no life without water’.
[1]
There
is no better fitting description than this. The United Nations (the
UN) recognises access to water and sanitation as human
rights
fundamental to everyone’s health, dignity and prosperity.
[2]
It recognises that marginalised groups are often overlooked and,
sometimes face discrimination as they try to access the water
and
sanitation services they need. This, inevitably, has the consequent
adverse impact on women, children, and previously disadvantaged
people.
[3]
Access to safe drinking water and sanitation are internationally
recognised human rights, derived from the right
to an adequate
standard of living under Article 11(1) of the International Covenant
on Economics, Social and Cultural Rights.
[3]
On 28 July 2010, the UN General Assembly adopted a historical
resolution recognising ‘the right to safe and clean drinking
water and sanitation as a human right that is essential for the full
enjoyment of life and all human rights’.
[4]
In 2015 it recognised that both the right to safe drinking water and
the right to sanitation are closely related but distinct human
rights.
[5]
[4]
The right to water and sanitation is a fundamental basic human right
provided in the Bill of Rights
in the Constitution of the Republic of
South Africa, 1996 (the Constitution). Section 27(1)
(b)
of the
Constitution provides that everyone has the right to have access to
sufficient food and water. It is thus axiomatic that
no one has a
right to deprive any person of such a fundamental right. While not at
the heart of this appeal for determination,
it is important to
express my view that any deprivation of clean water to people is
appalling, dehumanising and impacts on their
rights to dignity and
life. Before I deal with the issues on appeal, I briefly set out the
background.
Background
facts
[5]
On or about 29 May 2018, the SAHRC, received a complaint from Mr
William Trinity Mosotho (Mr Mosotho),
lodged on behalf of his elderly
father, Mr Tubatsi Mosotho (Mr Mosotho Snr), and other occupiers of
the farm. The complaint was
that, in 2016, the second respondent, Mr
Francois Gerhardus Boshoff (Mr Boshoff) unilaterally introduced
restrictions to the occupiers’
use of water on the farm, which
consequently deprived them of access to the borehole water on the
farm.
[6]
The SAHRC’s preliminary investigation of the complaint
disclosed a
prima facie
violation of the occupiers’
right to property enshrined in s 25(6) of the Constitution.
Henceforth, it commenced an investigation
in terms of ss 184(1) and
184(2)
(a)
and
(b)
of the Constitution, read with s
13(3) of the South African Human Rights Commission Act 40 of 2013
(the SAHRC Act). At the completion
of the investigation, it compiled
a report where it found that Agro Data CC and Mr Boshoff (the
respondents) violated the occupiers’
rights to access to water,
as contemplated by s 6(2)
(e)
of the Extension of Security of
Tenure Act 62 of 1997 (the ESTA) and s 27(1)
(b)
of the
Constitution. It also concluded that the right to dignity of the
occupiers (s 10 of the Constitution) was infringed and
needed to be
protected.
[7]
On 13 July 2018, the SAHRC forwarded a letter to the respondents’
attorneys of record, detailing
the complaint against them. The main
complaint was that Mr Boshoff deprived the occupiers of their only
source of water, the borehole.
To substantiate this complaint, they
alleged that he had drastically rationed their water supply and
demanded a payment for it
contrary to the practice under the former
owner who granted them access to the water free of charge. And that
he also demanded
that they use the river water which was not fit for
human consumption.
[8]
On 30 July 2018, the respondents’ attorneys responded denying
the allegations and set out numerous
counter-allegations against the
occupiers. On 10 August 2018 and 25 September 2018 respectively, the
SAHRC visited the farm for
consultations and to conduct an inspection
in loco
. Eight months later on 29 March 2019 the SAHRC
afforded the parties an opportunity to comment on its preliminary
investigative
reports. The respondent did not respond and made no
comments on the reports. On 20 September 2019, about six months
later, the
final investigative report, which contained the SAHRC’s
directives was served on all the parties.
[9]
The SAHRC’s findings were listed as follows:
(a)
that the respondents violated the occupiers’ right to dignity
in terms of s 10 of the Constitution;
(b)
that Mr Boshoff unilaterally made restrictions and conditions on the
occupiers’ existing right to a life-sustaining resource;
(c)
that Mr Boshoff exercised absolute power over the occupiers, treated
them as an inconvenience, and stripped them of their dignity;
and
(d)
that deprivation of a right to access water to the occupiers,
amounted to a violation of s 6(2)
(e)
of ESTA read with s
27(1)
(b)
of the Constitution.
[10]
In line with its findings, the SAHRC, issued the following
directives:
‘
12.1.1
That the First and/or Second Respondents [to] restore the supply of
borehole water to the Occupiers within 7 days of the
report.
12.1.2
That, within 30 days of the report, the parties commence engagement
in good faith on the management of water on the
Farm, with the view
to ensuring an equitable sharing of this scarce resource.
12.1.3
The Second Respondent to supply the Occupiers with all the relevant
information within 14 days of this report, to enable
them to engage
meaningfully in relation to the issue of water management on the
Farm. Such information should include all the scientific
reports at
the disposal of the Second Respondent relating to the levels of the
underground water on the Farm, as well as the costs
incurred by the
Second Respondent in the supply of water to the Occupiers.
12.1.4
That in the event that the parties are not able to reach an amicable
resolution on the issue of water management on
the Farm, each party
may approach a court of law for appropriate relief.’
[11]
On 15 October 2019, the SAHRC upon visiting the farm, discovered that
the directives had not been complied
with in any respect. When it
enquired from the respondents, their response confirmed
non-compliance with the directives. The SAHRC
also confirmed that the
occupiers had not been given access to the borehole water. Mr Boshoff
insisted that the occupiers could
not access the borehole water
without paying the amount he set for the purchase thereof. He also
countered with various claims
against the occupiers which he alleged
the SAHRC did not even consider in the whole equation. On 23
September 2020, the SAHRC paid
another visit to the farm to ascertain
if there had been any attempt to comply with the directives. It came
to its attention that
the borehole water had not been restored to the
occupiers to access the water, and none of the other directives had
been complied
with. The SAHRC was informed that the Municipality had
installed a water tank. The occupiers alleged that this intervention
was
not sufficient to meet their needs, and those of their livestock,
as it was not regularly replenished.
[12]
The respondents’ disregard of its directives prompted the SAHRC
to launch an application to the Mpumalanga
Division of the High
Court, Mbombela (the high court), where it sought the following
relief:
‘
1.
It is declared that the South African Human Rights Commission’s
directives issued in terms of
section 184(2)
(b)
of the
Constitution are binding.
2.
It is declared that the First and/or Second Respondents’
refusal and/or failure to comply
with the Applicant's Directives in respect of the complaint under
file reference number
MP/1819/0179
is unlawful and constitutionally invalid.
3.
That the First and/or Second Respondents must restore the supply of
borehole water to the
Occupiers of Portion 3 of
the farm Doorhoek, 143 JT, Thaba Chweu ("Farm") at no cost
to the Occupiers
within 7 days of the judgment of
this Court.
4.
That, within 30 days of the judgment of this Court, the First and/or
Second Respondents commence
engagement with the
Occupiers in good faith on the future management of
water supply on the Farm.
5.
That, within 14 days of the judgment of this Court, the First and/or
Second Respondents supply
to the Occupiers all relevant
information to enable them to engage meaningfully in
relation to the issue of water management on the Farm, which
information shall include
all the scientific reports at the disposal of the First and/or Second
Respondents relating to
the levels of the underground water on the Farm, as well as the costs
incurred by the First
and/or Second Respondents in the supply of water to the Occupiers.
6.
That the First and/or Second Respondents pay the Applicant's costs.
7.
That the Court grant the Applicant further and/or alternative
relief.’
[13]
The application served before Acting Judge Greyling-Coetzer, who
dismissed the application for declaratory
relief. She, however,
ordered the respondents to make all relevant information available to
the occupiers for the purpose of meaningful
engagement in relation to
the issue of water management, which information shall include all
the scientific reports available and
at the disposal of the
respondents relating to the levels of the underground water on the
farm, as well as the costs incurred by
the respondents in supplying
water to the occupiers. She further ordered the SAHRC to facilitate
and/or mediate the aforementioned
engagement. No order for costs was
made. Disappointed with the outcome of the application for
declaratory relief, the SAHRC sought
leave to appeal to this Court
from the high court, which was granted.
[14]
At this stage, I must point out that Afriforum NPC, a non-profit
civil rights organisation, was admitted
as the first
amicus
curiae.
The Centre for Applied Legal Studies (CALS), an
organisation promoting human rights in South Africa, was admitted as
the second
amicus curiae
. The Commission for Gender Equality
was admitted as the third
amicus curiae
. All three
amici
made written and oral submissions before this Court. The
respondents did not file any papers nor were they represented at the
hearing
of the appeal.
Issues
before this Court
[15]
The issue central to the appeal is whether the SAHRC may issue
binding directives in terms of s 184(2)
(b)
of the Constitution
read with s 13(3) of the SAHRC Act. Differently stated, can a
respondent against whom the directives are issued
by the SAHRC simply
ignore them, without resorting to a court of law to review the
SAHRC’s decision.
The
legal framework
[16]
The SAHRC is one of the six Chapter 9 institutions, which were
established by the Constitution to strengthen
constitutional
democracy in the Republic of South Africa. In terms of s 181(2) of
the Constitution, ‘[t]hese institutions
are independent, and
subject only to the Constitution and the law. They must be impartial
and must exercise their powers and perform
their functions without
fear, favour or prejudice’. Sections 181(3), (4) and (5)
provide as follows:
‘
(3)
Other organs of state, through legislative and other measures, must
assist and protect these institutions to ensure the independence,
impartiality, dignity and effectiveness of these institutions.
(4)
No person or organ of state may interfere with the functioning of
these institutions.
(5)
These institutions are accountable to the National Assembly, and must
report on their activities and the performance of their
functions to
the Assembly at least once a year.’
[17]
The functions and powers of the SAHRC are set out in s 184 of the
Constitution, which provides as follows:
‘
(1)
The South African Human Rights Commission must—
(a)
promote respect for human rights and a culture of human rights;
(b)
promote the protection, development and attainment of human rights;
and
(c)
monitor and assess the observance of human rights in the Republic.
(2)
The South African Human Rights Commission has the powers, as
regulated by national legislation, necessary to perform its
functions, including the power—
(a)
to investigate and to report on the observance of human rights;
(b)
to take steps to secure appropriate redress where human rights have
been violated;
(c)
to carry out research; and
(d)
to educate.
(3)
Each year, the South African Human Rights Commission must require
relevant organs of state to provide the Commission with
information
on the measures that they have taken towards the realisation of the
rights in the Bill of Rights concerning housing,
health care, food,
water, social security, education and the environment.
(4)
The South African Human Rights Commission has the additional powers
and functions prescribed by national legislation.’
[18]
The South African Human Rights Commission Act 40 of 2013 (the SAHRC
Act) provides for the composition, powers,
functions and functioning
of the SAHRC. It accords additional powers and functions to those
conferred by the Constitution. The
repealed Human Rights Commission
Act 54 of 1994 (the
Human Rights Commission Act), made
provision for
the powers and functions sourced from the Interim Constitution and
for matters connected therewith.
[19]
Section 2 of the SAHRC Act sets out the objects of the SAHRC as
follows:
‘
(a)
to promote respect for human rights and a culture of human rights;
(b)
to promote the protection, development and attainment of human
rights; and
(c)
to monitor and assess the observance of human rights in the
Republic.’
In
addition, the powers of the SAHRC are set out in s 13 of the SAHRC
Act. The powers in s 13 are in addition to any other powers
and
functions conferred on, or assigned to it by ss 184(1), (2) and (3)
of the Constitution, the SAHRC Act itself, or any other
law, in order
for the SAHRC to achieve its objectives.
[20]
Section 13 sets out the competency of the SAHRC as follows:
‘
(1)
In addition to any other powers and functions conferred on or
assigned to it by section 184(1), (2) and (3) of the Constitution,
this Act or any other law and in order to achieve its objects–
(a)
the Commission is competent and is obliged to–
(i) make recommendations
to organs of state at all levels of government where it considers
such action advisable for the adoption
of progressive measures for
the promotion of human rights within the framework of the
Constitution and the law, as well as appropriate
measures for the
further observance of such rights;
(ii) undertake such
studies for reporting on or relating to human rights as it considers
advisable in the performance of its functions
or to further the
objects of the Commission; and
(iii) request any organ
of state to supply it with information on any legislative or
executive measures adopted by it relating to
human rights; and
(b)
the Commission–
(i) must develop, conduct
or manage information programmes and education programmes to foster
public understanding and awareness
of Chapter 2 of the Constitution,
this Act and the role and activities of the Commission;
(ii) must as far as is
practicable maintain close liaison with institutions, bodies or
authorities with similar objectives to the
Commission in order to
foster common policies and practices and to promote co-operation in
relation to the handling of complaints
in cases of overlapping
jurisdiction or other appropriate instances;
(iii) must liaise and
interact with any organisation which actively promotes respect for
human rights and other sectors of civil
society to further the
objects of the Commission;
(iv) may consider such
recommendations, suggestions and requests concerning the promotion of
respect for human rights as it may
receive from any source;
(v) must review
government policies relating to human rights and may make
recommendations;
(vi) must monitor the
implementation of, and compliance with, international and regional
conventions and treaties, international
and regional covenants and
international and regional charters relating to the objects of the
Commission;
(vii) must prepare and
submit reports to the National Assembly pertaining to any such
convention, treaty, covenant or charter relating
to the objects of
the Commission; and
(viii) must carry out or
cause to be carried out such studies concerning human rights as may
be referred to it by the President,
and the Commission must include
in a report referred to in section 18(1) a report setting out the
results of each study together
with such recommendations in relation
thereto as it considers appropriate.
(2)
(a)
the Commission may recommend to Parliament or any other
legislature the adoption of new legislation which will promote
respect
for human rights and a culture of human rights.
(b)
If the Commission is of the opinion that any proposed legislation
might be contrary to Chapter 2 of the Constitution or to norms
of
international human rights law which form part of South African law
or to other relevant norms of international law, it must
immediately
report that fact to the relevant legislature.
(3)
the Commission is
competent—
(a)
to investigate on its own initiative or on receipt of a complaint,
any alleged violation of human rights, and if, after due
investigation, the Commission is of the opinion that there is
substance in any complaint made to it, it must, in so far as it is
able to do so, assist the complainant and other persons adversely
affected thereby, to secure redress, and where it is necessary
for
that purpose to do so, it may arrange for or provide financial
assistance to enable proceedings to be taken to a competent
court for
the necessary relief or may direct a complainant to an appropriate
forum; and
(b)
to bring proceedings in a competent court or tribunal in its own
name, or on behalf of a person or a group or class of persons.
(4)
All organs of state must afford the Commission such assistance as may
be reasonably required for effective exercising of its
powers and
performance of its functions.’ (Emphasis added.)
The
high court proceedings
[21]
Before the high court, the SAHRC sought a blanket declaratory order,
to the effect that it issued binding
directives in terms of s
184(2)
(b)
of the Constitution. In addition, it had sought that
the respondents’ refusal and/or failure to comply with the
directives
be declared unlawful and unconstitutional. The SAHRC for
this contention relied on its constitutional powers to take
appropriate
steps to redress the violation of human rights in terms
of s 184(2)
(b)
of the Constitution. In that regard, it
submitted that the respondents had a legal duty to comply with the
directives and co-operate
with the SAHRC in its efforts to redress
human rights violations. It submitted that all this stemmed from the
binding nature of
the directives.
[22]
In its answering affidavit, the respondents countered the SAHRC’s
assertions by stating that ‘they
did not object’ that the
SAHRC's directives were binding, as envisaged by s 184, but denied
that failure to comply with them
was unlawful and unconstitutional.
They also submitted that, although the SAHRC may take steps to secure
redress where rights had
been violated, it was not clothed with
judicial power to issue directives that are automatically binding.
[23]
Broadly, the high court found that the SAHRC had failed to make out a
case for a general declaratory order
on the directives issued in
terms of s 184(2)
(b)
. It found that the SAHRC’s
powers were distinguishable from those of the Public Protector (the
PP), another Chapter 9 institution.
It further held that the SAHRC
ought to have assisted the occupiers by approaching the courts for
relief, which may have included
a spoliation order, declaration of
rights or interlocutory relief. In addition, it found that the
further directives issued by
the SAHRC, in terms of s 184(2) of the
Constitution could not be ignored without any consequences, because
the section makes provision
for engagement and exchange of
information as steps towards securing appropriate redress.
[24]
On the powers and functions of the SAHRC, the high court held that,
although the Chapter 9 institutions share
common functions in
monitoring government functions and promoting social justice, they
were distinct from each other as they were
different institutions. It
acknowledged that the SAHRC had investigatory powers and certain
administrative powers but held that
it did not ‘govern’
like the three arms of government. Its monitoring role is different
from the courts of law as it
is not empowered to declare government
actions to be unconstitutional or illegal, nor can it order the
executive to act in a certain
way. It held further that, although the
SAHRC had a lot in common with the office of the PP, they are not
identical as there is
a constitutional hierarchy, discernible from
the fact that the office of the PP is the first on the list of the
Chapter 9 institutions.
It reasoned that this suggests an elevated
status of the office of the PP. In addition, it found that the
elevated status of the
PP’s office is also discernible from the
appointment and removal of the PP, which requires a two third’s
majority of
the National Assembly. Last, it held that the
Constitution and the Public Protector Act 23 of 1994 (the PP Act),
specifically give
the PP remedial powers, unlike the SAHRC under the
SAHRC Act. As a result, the SAHRC is not empowered to take ‘remedial
action’
but is empowered ‘to take steps to secure
appropriate redress’ only.
South
African Human Rights Commission’s submissions
[25]
Before this Court, the SAHRC argued that no legitimately exercised
power can be ignored without consequences.
It advanced the argument,
that for the SAHRC to effectively fulfil its obligations in terms of
s 181 of the Constitution, its ‘directives’
must be
binding and cannot be ignored. If they were held not to be binding,
the rights envisaged in the Constitution, such as the
right to access
water, like in this case, would be meaningless. It submitted that the
deliberate failure to comply with the directives
of the SAHRC,
amounted to self-help, which is unlawful and unconstitutional.
Furthermore, the resources of the SAHRC and the number
of complaints
it receives, would not make it possible for the SAHRC to approach a
court of law in respect of each and every complaint
that it dealt
with. It further submitted that a holding that the ‘directives’
are not binding, would be tantamount
to leaving the multitudes of
poor people that it serves with no redress. Last, it submitted that
in terms of ESTA, no new farm
owner can unilaterally cut off water
supply to the occupiers who previously had an agreement to access
such supply with the previous
owner.
[26]
In asserting that its directives are binding, the SAHRC specifically
relies on s 184(2)
(b)
of the Constitution, which provides that
the SAHRC ‘has the powers, as regulated by national
legislation, necessary to perform
its functions,
including the
power to take steps to secure appropriate redress where human rights
have been violated
’. I must point out that it was accepted
by all the parties that the SAHRC had completed the investigation and
made two reports,
(the preliminary and final reports), on its
observance of abuse of basic human rights. This led to the issuing of
directives by
the SAHRC, which were not complied with by the
respondents. The SAHRC contended that its submissions are to ensure
that the legitimacy
of the SAHRC as a Chapter 9 institution is
maintained. By so doing, it would be able to rightfully exercise its
powers over the
people who are affected by its decisions.
[27]
The SAHRC further submitted that the powers of the SAHRC embodied in
s 13(3) of the SAHRC Act, ought to be
read through the prism of the
Constitution. In support of this contention, it relied on the
Constitutional Court judgment of
Economic
Freedom Fighters v Speaker of the National Assembly and Others;
Democratic Alliance v
Speaker of the National Assembly and Others
(
Economic
Freedom Fighters
),
[6]
which rejected the argument that the powers of the PP must be
primarily from the PP Act and that the remedial powers of the PP
were
not binding. The SAHRC emphasised that the SAHRC Act is also not the
only source of the powers of the SAHRC. It must therefore
follow that
the SAHRC Act must be read with the powers conferred by s 184(2)
(b)
of the Constitution.
[28]
The SAHRC further advocated for the view that the wording of
s 184(2)
(b)
:
‘to take steps to secure appropriate redress where human rights
have been violated’ was to be read with s 181 of the
Constitution. It submitted that the wording of s 181 provides the
context and purpose of the power in s 184(2)
(b)
.
Its argument was that s 181 provides that the SAHRC is independent,
subject only to the Constitution and the law. And that it
must act
impartially and without fear, favour or prejudice in the exercise of
its powers and functions. These attributes, so it
was contended,
apply to all the Chapter 9 institutions as confirmed in
Economic
Freedom Fighters
.
[7]
In that regard, if the Chapter 9 institutions’ role is to
strengthen democracy, their findings cannot be ignored at a whim.
[29]
Furthermore, the SAHRC pointed out that in
Economic Freedom
Fighters
the Constitutional Court stated that:
‘
No
decision grounded on the Constitution or law may be disregarded
without recourse to a court of law. To do otherwise would “amount
to a license to self-help”. Whether the Public Protector’s
decisions amount to administrative action or not, the disregard
for
remedial action by those adversely affected by it, amounts to taking
the law into their own hands and is illegal.’
[8]
Similarly,
so it advanced, its directives cannot be ignored merely because the
respondent disagrees with them or is unable to fulfil
them. That
being the case, those that it found against had to approach a court
of law to seek redress.
[30]
According to the SAHRC, the high court’s interpretation of the
phrase ‘appropriate redress’
in s 184(2)
(b)
of the
Constitution and its finding that it was only the PP that had direct
powers to take remedial action, had the effect of reducing
the
safeguards enshrined in the Constitution. And such a finding impacted
adversely on its powers.
[31]
Finally, the SAHRC submitted that the high court misdirected itself
when it found that there is a constitutional
hierarchy in the ranking
of the Chapter 9 institutions. In addition, it argued that the high
court misdirected itself by finding
that the functions of the SAHRC
should be overseen by the courts, as this does not appear from the
Constitution. It asserted that
such an interpretation limits the
powers of the SAHRC provided for expressly in the Constitution. Same
goes with the high court’s
finding as regards the powers of the
SAHRC to litigate, accorded in ss 184(2)
(b)
and 13(3) of the
SAHRC Act.
The
Centre for Applied Legal Studies’ submissions
[32]
CALS largely supported the argument advanced by the SAHRC. Its main
contention, in support of the SAHRC’s
appeal, was that the
interpretation of s 184(2)
(b)
given by the high court
fundamentally affected the mandate of the SAHRC as a Chapter 9
institution. Section 184(2)
(b)
should be interpreted to accord
with international law, that is, in terms of s 233 read with s
39(1)
(a)
of the Constitution. International law guidelines,
afford human rights institutions like the SAHRC the broadest possible
mandate.
Their powers are to be interpreted in a manner that promotes
the fundamental right to access remedies, whilst still remaining true
to the text. In addition, CALS submitted that s 184(2)
(b)
is
capable of a textual interpretation that affords the SAHRC the power
to make binding decisions.
[33]
In support of its argument CALS submitted that in the process of the
interpretation of the SAHRC’s
powers, the courts should adopt a
reasonable interpretation, which is consistent with international law
as found by the Constitutional
Court in
Law
Society of South Africa and Others v President of the Republic of
South Africa and Others.
[9]
Relying on
S
v Okah
,
[10]
CALS submitted that
even if an interpretation was textually reasonable, it still had to
be in accordance with international law.
CALS also referred to
Sonke
Gender Justice NPC v President of the Republic of South Africa and
Others
,
[11]
where the Constitutional Court emphasised the importance of
considering international law when interpreting the Bill of Rights,
particularly its interpretative value in the context of the
independence of oversight bodies such as the Judicial Inspectorate
for Correctional Services.
[34]
It criticised the textual approach to interpretation adopted by the
high court in interpreting s 13(3) of
the SAHRC Act as flawed. In
addition, it contended that the judgment of
Afriforum
v South African Human Rights Commission and Others
(
Afriforum
),
[12]
that Afriforum relied upon in the present matter, did not consider
the provisions of s 184(2)
(b)
of the Constitution. In
that regard, so it was submitted, had the high court considered the
international approach to the powers
of institutions such as the
SAHRC, when interpreting s 184(2)
(b)
,
it would have come to a different conclusion. Counsel for CALS
submitted that the wording in s 184(2)(
b
)
‘to take steps to secure appropriate redress’ must be
given meaning which is in line with Article 2 of the Principles
relating to the Status of National Institutions (The Paris
Principles).
[35]
Article 2 of the Paris Principles provides that ‘[National
Human Rights Institutions] shall be given
as broad a mandate as
possible, which shall be clearly set forth in a constitutional or
legislative text, specifying its composition
and its sphere of
competence’. CALS sought to draw parallels with the
Economic
Freedom Fighters
judgment, to substantiate its argument that the
powers of the SAHRC are binding and therefore reviewable, as
envisaged in terms
of s 33 of the Constitution.
The
Commission for Gender Equality’s submissions
[36]
The Commission for Gender Equality’s submissions were
essentially that the high court erred in its
finding that there was a
hierarchy among the Chapter 9 institutions.
Afriforum’s
submissions
[37]
Afriforum has a different view to the SAHRC and the
amici
that
support the appeal. It submitted that the SAHRC does not have the
power to issue binding remedial directives. Neither the Constitution,
nor the SAHRC Act accord it the power to do so. It argued that the
SAHRC may merely ‘take steps to secure appropriate redress’.
This clause in s 184(2)(
b
) makes the SAHRC’s powers
distinguishable from those of the PP. In addition, Afriforum
submitted that the SAHRC does not
require the power to issue binding
remedial directives in order to effectively discharge its
constitutional mandate. This position
is consistent with most human
rights institutions internationally, which is that of a watchdog.
[38]
Afriforum further contended that the PP is empowered by the
Constitution and the PP Act to ‘take appropriate
remedial
action.’ It accepted all the findings by the high court, save
the one that relates to the ranking of the Chapter
9 institutions in
the Constitution. Last, Afriforum urged this Court to consider the
settled principles of interpretation set out
in the jurisprudence of
our courts in interpreting s 184(2) of the Constitution read with s
13(3) of the SAHRC Act.
[13]
Evaluation
[39]
I will first deal with the interpretation of the provisions of s
184(2)
(b)
read with s 13(3) of the SAHRC Act, which is the
essence of the submissions argued before us. In interpreting the
provisions of
s 184(2)
(b
), the SAHRC’s chief mandate
must be considered, which is the promotion of the Bill of Rights,
enshrined in Chapter 2 of the
Constitution. It is crucial to consider
the significant role of the SAHRC when interpreting the provisions of
s 184(2)(
b
) of the Constitution read with s 13(3) of the SAHRC
Act.
[40]
In addition, I have to consider whether the SAHRC is endowed with the
same powers as its sister institution,
the PP, which is assigned
remedial powers by the Constitution. On that score, I also recognise
that the SAHRC’s powers are
sourced from the Constitution, that
is, to investigate and report on the observance of human rights.
Another relevant factor
for consideration is what was stated by
the Constitutional Court in
Fose v Minister of Safety and Security
where it stated that:
‘
.
. . an appropriate remedy must mean an effective remedy, for without
effective remedies for breach, the values underlying and
the rights
entrenched in the Constitution cannot properly be upheld or
enhanced.’
[14]
[41]
Last, I need to determine if the high court’s interpretation
was correct in finding that the constitutional
powers of the SAHRC
were only limited to taking steps to secure appropriate redress. And,
whether the SAHRC is only empowered to
provide cooperative control to
facilitate engagement, using advice and persuasion to achieve its
ends.
[42]
The principles of interpretation find application in this matter.
These principles were settled in
Natal
Joint Municipal Pension Fund v Endumeni Municipality
(
Endumeni
).
[15]
Endumeni
reiterated that the
process of interpretation is a unitary and objective exercise that
pays due regard to the text, context, and
purpose of the document or
instrument being interpreted.
[16]
Equally trite, is the general principle of statutory interpretation
that the words used in a statute should be understood in their
normal
grammatical sense, unless this would lead to an absurdity. The
Constitutional Court, in
Cool
Ideas 1186 CC v Hubbard and Another
,
[17]
added to the general principles: First, that statutes should be
interpreted purposively. Second, the relevant statutory provision
must be properly contextualised. Last, that all statutes must be
construed consistently with the Constitution.
[43]
In interpreting the provisions of s 184, the aforementioned
principles of interpretation find application.
The provisions of
s 184(2)
(a)
empower the SAHRC to investigate and report
on the observance of human rights. This means that it is endowed, not
only with the
role of a watchdog, but also has the power to conduct
research and education about human rights. The question which then
arises
is whether s 184(2)
(b)
, read holistically, accords it
the powers similar to those of the PP.
[44]
In considering the language of s 184(2)
(b)
,
I find that the provision is expressed in clear and direct language.
The use of the words ‘to take steps to secure’
give an
unambiguous direction to the SAHRC to secure assistance for the
aggrieved person or persons. To obtain a legal remedy means
that one
must seek recourse through appropriate judicial channels. The
language used in s 184(2)
(b)
is exclusive to the SAHRC
only. It is different from the wording used in the Constitution in
relation to the powers of the PP, which
directs the PP ‘to take
appropriate remedial action’. The remedial powers of the PP are
clearly and directly outlined
in the Constitution. The PP is
expressly empowered to directly take appropriate remedial action.
[18]
Conversely, the wording of s 184 (2)
(b)
only directs the SAHRC to
take measures to secure redress. No reason has been advanced by the
SAHRC, CALS or the Commission for
Gender Equality why the drafters of
the Constitution and the SAHRC Act did not use the exact wording or
words similar to those
used for the PP’s remedial powers for
the SAHRC.
[45]
The ineluctable conclusion must be that the drafters of the
Constitution intended that the SAHRC would investigate
and, if it is
of the opinion that there is substance in any complaint made to it,
take steps to secure redress. Section 184(2)
(b)
grants the
SAHRC with additional authority to engage in litigation or pursue
other suitable options. These powers are complimentary
to its powers
to investigate a complaint
mero motu
or at the instance of a
complainant.
[46]
Notably, s 116(3) of the Interim Constitution was expressed in nearly
identical language as s 184(2)
(b)
of the final Constitution.
It provided that ‘in so far as it is able to do so, assist the
complainant and other persons adversely
affected thereby, secure
redress’. It went further by creating a condition that ‘where
necessary it may arrange for
or provide financial assistance to
enable proceedings to be taken to a competent court for the necessary
relief or may direct a
complainant to an appropriate forum’.
The section clearly delineated the Commission’s obligation and
stipulated the
condition under which it was obligated to provide
financial assistance. It can also not be implied that it conferred
any remedial
powers to the SAHRC. Though couched in a different form,
the essence of the powers of the SAHRC, as expressed in the wording
thereof,
did not change in the final Constitution. The heading to s
116(3) of the Interim Constitution explicitly set out the competence
of the SAHRC as ‘to investigate any alleged violation of any
person adversely affected thereby to secure redress’.
[47]
I now consider the interpretation of the provisions of s 13(3) of the
SAHRC Act. First, s 13(3)
(a)
provides the SAHRC with the
powers to investigate claims of human rights abuses on its own
initiative or upon receipt of a complaint.
Second, in the event that
it finds substance in any complaint it may proceed to ‘assist
the complainant and other persons
adversely affected thereby, to
secure redress. . .’. Third, ‘where it is necessary for
that purpose to do so, it may
arrange for or provide financial
assistance to enable proceedings to be taken to a competent court for
the necessary relief or
may direct a complainant to an appropriate
forum. . .’. These powers are further extended by s 14 which
provides that the
SAHRC can also resolve disputes through mediation,
conciliation or negotiation.
[48]
Section 13(3)
(a)
requires the SAHRC to first conduct an
investigation and, after due investigation, to form an opinion that
there is substance in
any complaint made to it. Thereafter, it must,
in so far as it is able to do so, assist the complainant and other
persons adversely
affected thereby, to secure redress. This process
requires a
prima facie
finding by the SAHRC, after the
investigation has been concluded. The SAHRC is subsequently granted
the authority to provide assistance
to the affected persons. It could
be through mediation, negotiation or litigation, by approaching a
court of law or an appropriate
tribunal. It will then be upon the
court of law or tribunal to make a binding finding on the evidence
presented by the SAHRC or
the affected person to it. That is the only
reasonable and logical interpretation that can be accorded to the
provisions of the
section.
[49]
The word ‘assist’ as used in the section, can be
interpreted to mean that the SAHRC acts in a
supportive or enabling
role in assisting the adversely affected persons to seek redress. It
does not itself make a violation order
or exonerate a person from an
allegation of a violation of human rights. Once it has established
that there is substance to a violation
complaint, it may assist the
complainant to seek redress or bring the proceedings to a court in
its own right. The SAHRC’s
expertise in human rights and powers
of investigation accorded to it by the SAHRC Act are effective in
identifying and crystallising
the issues upon which it may approach
the court or the relevant tribunal. Section 13(3) also gives the
SAHRC powers to engage with
the parties through mediation or
negotiation. This is reinforced by the wording of s 13(3)
(a)
which states, ‘where it is necessary for that purpose to do so,
it may arrange for or provide financial assistance to enable
proceedings to be taken to a competent court for the necessary
relief…’. This indicates that the necessary financial
support will be organised and made available as required. The SAHRC
has to exercise a discretion in determining which matters to
take to
court, either in its name or in the name of the affected person or
persons.
[50]
The language used in s 13(3)
(a)
and
(b)
does not
intimate that the drafters of the legislation intended that the SAHRC
issue binding directives. It would be incongruous
for the SAHRC to
possess authority to implement a remedial action ‘on the
substance of a complaint’ as it is not a
finding per se or a
decision on whether or not a violation of human rights has occurred,
but an opinion. At the same time, I must
emphasise that the SAHRC is
not precluded from making recommendations following what it has
established.
[51]
I find that it would be more appropriate to interpret the powers
granted to the Commission in terms of s
13 in a conjunctive rather
than a disjunctive manner. The provisions of s 13(3) should be read
harmoniously with all the provisions
of the SAHRC Act and the
Constitution, including s 14 the SAHRC Act. Section 14 of the SAHRC
Act which provides that the SAHRC
may, by mediation, conciliation or
negotiation endeavour to resolve any dispute or to rectify any act or
omission, emanating from
or constituting a violation of or threat to
any human right, strongly suggests that the SAHRC has persuasive
rather than coercive
powers.
[52]
Contextually, I draw comparison of the provisions of s 13(3) of the
SAHRC Act, with those of s 116(3) of
the Interim Constitution. I
point out that s 116(3) of the Interim Constitution had a similar
provision, though couched differently,
which provided that ‘if,
after due investigation, the SAHRC is of the opinion that there is
substance in any complaint made
to it, it shall, in so far as it is
able to do so, assist the complainant and other persons adversely
affected thereby to secure
redress’. Though the content of this
provision was not similarly retained in s 184 of the Constitution, it
was retained in
s 13(3) to preserve the status
quo
, albeit
different wording was used
.
[53]
Afriforum correctly pointed out that the repealed
Human Rights
Commission Act also
made no provision for the SAHRC ‘to secure
redress’ in the sense of directly providing redress. In fact,
s
15(1)
of the
Human Rights Commission Act simply
empowered the SAHRC,
pursuant to an investigation, ‘to make known to any person any
finding, point of view or recommendation
in respect of a matter
investigated by it’. This confirmed that the SAHRC’s role
was only limited to giving advice
or making a recommendation.
However, I draw attention to the provisions of s 13(3)
(b)
of
the SAHRC Act, which extended the powers of the SAHRC ‘to bring
proceedings in a competent court or tribunal in its own
name or on
behalf of a person or a group or class of persons’.
[54]
I acknowledge that the Chapter 9 institutions are anchors of our
constitutional democracy and that they are
independent and must
exercise their powers and perform their functions without fear,
favour or prejudice. No person or organ of
state may interfere with
the exercise of their functions. The SAHRC is regulated by the
Constitution and the SAHRC Act. The SAHRC
was established in terms of
s 184(1)
(a)
of the Constitution, with the mandate to promote,
protect and monitor the realisation of human rights. In terms of s
184(1)
(b)
, the SAHRC is obliged to promote the development and
attainment of human rights. Section 184(1)
(c)
mandates the
SAHRC to monitor and assess the observance of human rights in South
Africa. Notwithstanding its mandate, its powers
can only be sourced
from the Constitution and the empowering legislation.
[55]
Though the Chapter 9 institutions established in terms of s 181(1)
share a common objective, the strengthening
of constitutional
democracy in the Republic of South Africa can happen in various ways.
The PP’s mandate, as confirmed by
the Constitutional Court in
Economic Freedom Fighters
, described the office of the PP as
follows:
‘
The
Public Protector is thus one of the most invaluable constitutional
gifts to our nation in the fight against corruption, unlawful
enrichment, prejudice and impropriety in state affairs, and for the
betterment of good governance. The tentacles of poverty run
far, wide
and deep in our nation. Litigation is prohibitively expensive and
therefore not an easily exercisable constitutional
option for an
average citizen. For this reason, the fathers and mothers of our
Constitution conceived of a way to give even to
the poor and
marginalised a voice, and teeth that would bite corruption and abuse
excruciatingly. And that is the Public Protector.
She is the
embodiment of a biblical David, that the public is, who fights the
most powerful and very well-resourced Goliath, that
impropriety and
corruption by government officials are. The Public Protector is one
of the true crusaders and champions of anti-corruption
and clean
governance.’
[19]
The
Constitutional Court went on further and stated that:
‘
[The
Public Protector’s powers] are indeed very wide powers that
leave no lever of government power above scrutiny, coincidental
embarrassment’ and censure. This is a necessary service because
state resources belong to the public, as does state power.
The
repositories of these resources and power are to use them on behalf
and for the benefit of the public. When this is suspected
or known
not to be so, then the public deserves protection and that protection
has been constitutionally entrusted to the Public
Protector. This
finds support in what this court said in the
Certification
case:
“
[M]embers
of the public aggrieved by the conduct of government officials should
be able to lodge complaints with the Public Protector,
who will
investigate them and take appropriate remedial action”.’
[20]
[56]
The aforementioned sentiments expressed by the Constitutional Court,
in
Economic Freedom Fighters
judgment, resonate with the
mandate in s 181 to Chapter 9 institutions to strengthen
constitutional democracy.
Economic Freedom Fighters
highlights
the source and extent of the overarching powers granted to the PP by
the Constitution. Conversely, the language of s
184 of the
Constitution and s 13 of the SAHRC Act, does not give remedial powers
to the SAHRC. It can only ‘take steps to
secure redress’
any violation of human rights. Instructively, the wording of s
184(2)(
b
) does not say that the SAHRC must provide appropriate
redress, it states that it has to ‘take steps to secure’
appropriate
redress.
[57]
In reply to the arguments presented before us, counsel for the SAHRC
submitted that the SAHRC is a quasi-judicial
body. For this
proposition, it relied on s 15 of the SAHRC Act, which regulates its
processes from the commencement of the investigation
in terms of s
13(3). Section 15 empowers the SAHRC to administer oaths or
affirmations and question individuals under oath during
investigations. Furthermore, it provides that any person appearing
before it should be competent and compellable to answer all
the
questions connected with the matter under investigation and the
production of documents or articles in his or her possession.
[58]
Section 15 provides the SAHRC with investigatory powers for purposes
of exercising the s 13 powers. Section
15(3) of the SAHRC Act further
accords protection to a witness who may incriminate himself or
herself, by making such evidence
inadmissible in subsequent criminal
proceedings. Section 15(4) accords persons appearing before the SAHRC
the right to be assisted
by a legal representative and the
audi
alteram partem
rule applies when it conducts its investigations.
In order to carry out its investigations, s 16 grants the SAHRC the
power to
enter and search premises, as well as attach and remove
articles. These powers do not confer to the SAHRC the status of a
quasi-judicial
body. They were merely enacted to facilitate the
taking of evidence. The powers of the SAHRC are similar to those of a
commission
of enquiry, which also does not have binding powers. In
that regard I find that s 13(3) does not clothe the SAHRC with
adjudicative
powers. Had it been the intention of the drafters of the
SAHRC Act to imbue it with adjudicative powers, it would have done so
through a provision in the legislation.
[59]
I am fully aware of the resource limitations that the SAHRC faces.
The lack of financial resources does not
constitute a valid
justifiable reason to clothe it with binding remedial powers. This is
not the end of the road for the SAHRC
as it can approach law
enforcement organs, such as the South African Police Services (SAPS),
the Equality Court, and other organs
of state for assistance. If the
state organs fail to render assistance, the SAHRC can approach the
courts of law for assistance.
This right is acquired from the
provision of s 181(3) of the Constitution which provides that other
organs of state, through legislative
and other measures, must assist
and protect these institutions to ensure the independence,
impartiality, dignity and effectiveness
of these institutions.
[60]
We were referred to
Afriforum
where
the court correctly held that the SAHRC does not have the power to
make binding decisions on the basis of the provisions of
s 13(3) of
the SAHRC Act. It further held that s 13(3) only empowers the SAHRC,
pursuant to an investigation, to form an ‘opinion
that there is
substance in any complaint’ and not to make any definitive
finding in that regard.
[21]
And that, if the SAHRC needs to enforce its directives, it has to
approach a court of law, competent tribunal, or proceed with
mediation or negotiations. The criticism of
Afriforum
by CALS that it did not
deal with the interpretation of s 184(2)
(b)
is
misplaced because the high court interpreted the provisions of s
13(3) of the SAHRC Act which gives effect to the provisions
of s 184
of the Constitution.
[61]
The SAHRC in support of its argument also relied on this Court’s
decision in
South
African Broadcasting Corporation Soc Ltd and Others v Democratic
Alliance and Others
where
it was held that ‘[o]ur constitutional compact demands that
remedial action taken by [Chapter 9 Institutions] should
not be
ignored…’.
[22]
First, I point out that, that was said in the context of the powers
of the PP. In that judgment this Court did not specifically
deal with
the powers of the SAHRC. Last, the powers in s 13 of the SAHRC Act
directly originate from ss 184(1), (2) and (3) of
the Constitution.
[62]
The SAHRC has a responsibility to raise awareness about human rights
through education and research. It has
an extensive reach in terms of
monitoring the observance of human rights by organs of state and
private persons. It serves as a
guardian and protector of our
democracy. The primary objective is to establish a society that
acknowledges and upholds human rights.
[63]
The SAHRC’s recommendations need to be accorded respect as an
institution created to strengthen our
constitutional democracy. This
is aptly emphasised in s 18(4) of the SAHRC Act as follows:
‘
If
the Commission makes any finding or recommendation in respect of a
matter investigated by it known to the head of the organisation
or
institution or the executive authority of any national or provincial
department concerned, the head of the organisation or institution
or
the executive authority of any national or provincial department
concerned must within 60 days after becoming aware of such
finding or
recommendation respond in writing to the Commission, indicating
whether his or her organisation, institution or department
intends
taking any steps to give effect to such finding or recommendation, if
any such steps are required.’
This
means that the SAHRC should not be rendered the proverbial toothless
dog. Its recommendations should be given serious consideration
and be
implemented.
[64]
Having considered the provisions of the Constitution and the SAHRC
Act, I cannot find a valid basis to hold
that the SAHRC is empowered
to issue binding directives. On the facts of this matter, the SAHRC
was at liberty to assist the occupiers
to or directly approach a
court of law, or an appropriate tribunal or resolve the dispute
through negotiation and mediation.
[65]
Economic Freedom Fighters,
relied upon by the SAHRC, has to be
considered against the backdrop that it specifically addressed the
powers of the PP. I would
like to underscore that albeit with
specific reference to the PP, the Constitutional Court in
Economic
Freedom Fighters
, described the purpose of Chapter 9 institutions
as follows:
‘
Like
other chapter Nine institutions, the office of the Public Protector
was created to “strengthen constitutional democracy
in the
Republic”. To achieve this crucial objective, it is required to
be independent and subject only to the Constitution
and the law.
It is demanded of it, as is the case with other sister institutions,
to be impartial and to exercise the powers
and functions vested in it
without fear, favour or prejudice. I hasten to say that this would
not ordinarily be required of an
institution whose powers or
decisions are by constitutional design always supposed to be
ineffectual. Whether it is impartial or
not would be irrelevant if
the implementation of the decisions it takes is at the mercy of those
against whom they are made. It
is also doubtful whether the fairly
handsome budget, offices and staff all over the country and the time
and energy expended on
investigations, findings and remedial actions
taken, would ever make any sense if the Public Protector’s
powers, or decisions
were meant to be inconsequential. The
constitutional safeguards in section 181 would also be meaningless if
institutions purportedly
established to strengthen our constitutional
democracy lacked even the remotest possibility to do so.’
[23]
[66]
The SAHRC serves as a means to access justice, as well as to promote
and protect human rights. In this regard
it can also be regarded as
an invaluable constitutional gift to our nation.
[24]
The SAHRC serves as a facilitator in aiding the aggrieved parties
rather than an enforcer of the decision. This reasoning is
underpinned
by the wording of s 18(3) of the SAHRC Act which empowers
the SAHRC ‘to make known to any person, the head of the
organisation
or institution, or the executive authority of any
national or provincial department, any findings, point of view or
recommendation
in respect of a matter investigated by it. It is
interesting to note that the wording in s 18(3) of the SAHRC is
identical to that
used in s 15(4) of the SAHRC Act.
[67]
The aforesaid reasoning is further supported by the wording of s
18(4) of the SAHRC Act. This provision indicates
that the party who
has been made ‘aware of the finding’, should indicate
whether it intends to take any steps to give
effect to the finding or
recommendation by the SAHRC. In the event that the party elects not
to give effect to the recommendation,
it has to give notice to the
SAHRC. This gives the SAHRC the opportunity to act in terms of
s184(2)
(b)
‘to take steps to secure appropriate
redress’, where human rights have been violated. The drafters
of the provisions
of 18(4) of the SAHRC Act, in my view, did not
provide that the party against whom the finding is made, with the
option to elect
whether his or her organisation or institution
intends to implement the finding or recommendation, as submitted by
Afriforum. My
interpretation of the provision is that, if the
organisation is dissatisfied with the result, it should communicate
its concerns
to the SAHRC.
[68]
The reasoning by the high court that the hierarchy of the Chapter 9
institutions differentiates their powers
cannot be sustained, as the
various Chapter 9 institutions have different powers and
functions. The Auditor-General is also
appointed in more or less the
same way as the PP. All these institutions support democracy,
irrespective of how they are appointed
or removed from office. The
ultimate consideration is the power awarded to each Chapter 9
institution. The fact that the PP is
listed first in Chapter 9
institutions of the Constitution is of no significance. It does not
elevate the PP above the rest of
the institutions. The high court
incorrectly attached undue significance to the listing of the Chapter
9 institutions.
[69]
I have also considered CALS’ submissions that this Court should
interpret s 184(2)
(b)
in a manner that is
reasonably consistent with international law as provided in s 233 of
the Constitution.
[25]
Section
233 requires the courts, when interpreting any legislation to prefer
any reasonable interpretation that aligns with international
law. In
S v
Makwanyane and Another
,
on the constitutional injunction requiring the application of
international law, Mokgoro J stated that:
‘
[The
Constitution] seems to acknowledge the paucity of home-grown judicial
precedent upholding human rights, which is not surprising
considering
the repressive nature of the past legal order. It requires courts to
proceed to public international law and foreign
case law for guidance
in constitutional interpretation, thereby promoting the ideal and
intentionally accepted values in the cultivation
of a human rights
jurisprudence for South Africa.’
[26]
[70]
I find that the interpretation which I accord to s 184(2)
(b)
of the Constitution and s 13(3) of the SAHRC Act, attaches a
reasonable meaning to the text, which is also in line with
international
norms and standards. I therefore find the argument
advanced by CALS not sustainable.
[71]
CALS correctly submitted that internationally, there are no treaties
or conventions which explicitly advocate
for the establishment of
national human rights institutions with binding powers. Their terms
are in the form of soft law, which
carries persuasive value as
interpretative tools to the interpretation of s 184(2)
(b)
.
This includes amongst other things, the Paris Principles, which
constitute soft law. The Paris Principles in Article 2 require
that
such institutions be given as broad a mandate as possible, clearly
set forth in constitutional or legislative texts that specify
the
institutions’ composition and sphere of competence. In this
case, the text of s 184(2)
(b)
and s 13 expressly specify the
sphere of competence of the SAHRC. I cannot infer any implied
conferral of binding powers in the
Constitution and the SAHRC Act. As
broad as they are, they do not give remedial powers to the SAHRC.
[72]
I do not find the additional textual interpretation provided by CALS
to be helpful. It relied on the judgment
in
Jawara
v The Gambia
,
[27]
on the
interpretation of s 184(2)
(b)
,
which would align with Articles 7 and 26 of the African Charter on
Human and People’s Rights.
[28]
Those articles are supportive of human rights institutions in
providing effective remedies through investigations, where human
rights have been violated. Sometimes they issue binding directives
that require the complainants to redress human rights violation.
Conclusion
[73]
In conclusion, although Chapter 9 institutions were established to
bolster our constitutional democracy,
it does not necessarily imply
that they all possess binding remedial powers. They fulfil distinct
mandates and have effective ways
of fulfilling their purpose, as
provided by the Constitution. Accordingly, I find that the SAHRC has
no powers to make binding
directives. It must therefore follow that
the high court's order must be confirmed.
[74]
In the result, the following order is made:
Order
The
appeal is dismissed with no order as to costs.
Y T MBATHA
JUDGE OF APPEAL
Appearances:
For
the appellant:
B D
Lekokotla and L Phasha
Instructed
by:
South
African Human Rights
Commission,
Bloemfontein
For
first
amicus curiae
:
M J
Engelbrecht SC and A Molver
Instructed
by:
AfriForum
NPC,
Hurter
Spies Inc, Pretoria
Hendre
Conradie Inc, Bloemfontein
For
second
amicus curiae
:
J
Bhima
Instructed
by:
Centre
for Applied Legal Studies
Webbers
Attorneys, Bloemfontein
For
third
amicus curiae
:
B
Dhladhla
Instructed
by:
Edward
Nathan Sonnenberg/
Commission
for Gender Equality
Webbers
Attorneys, Bloemfontein.
[1]
Albert
Szent-Gyorgyi, M.D
(1937
Nobel Prize for Medicine, 1893-1986).
[2]
United Nation: Human Rights to Water and Sanitation accessed at
https://www.unwater.org/water-facts/human-rights-water-and-sanitation.
[3]
Adopted on 16 December 1966 by the General Assembly resolution
2200A(XX1). Entry into force: 3 January 1976, in accordance with
article 27.
[4]
Article
11(1) of the International Covenant on Economics, Social and
Cultural Rights A/RES/64/292.
[5]
Op cit
fn 2.
[6]
Economic
Freedom Fighters v Speaker of the National Assembly and Others;
Democratic Alliance v Speaker of the National Assembly
and Others
[2016] ZACC 11
;
2016 (5)
BCLR 618
(CC);
2016 (3) SA 580
(CC) (Economic Freedom Fighters) para
68.
[7]
Ibid para 49.
[8]
Ibid para 74.
[9]
Law
Society of South Africa and Others v President of the Republic of
South Africa and Others
[2018]
ZACC 51
;
2019 (3) BCLR 329
(CC);
2019 (3) SA 30
(CC) para 5.
[10]
S v
Okah
[2018]
ZACC 3
;
2018 (4) BCLR 456
(CC);
2018 (1) SACR 492
(CC) para 38.
[11]
Sonke
Gender Justice NPC v President of the Republic of South Africa and
Others
[2020]
ZACC 26
;
2021 (3) BCLR 269
(CC) para 70.
[12]
Afriforum
v South African Human Rights Commission and Others
[2023] ZAGPJHC 807; 2023
(6) SA 188 (GJ).
[13]
Capitec
Bank Holdings Limited and Another v Coral Lagoon Investments 194
(Pty) Ltd and Others
[2021]
ZASCA 99
;
[2021] 3 All SA 647
(SCA);
2022 (1) SA 100
(SCA) para 25.
[14]
Fose v
Minister of Safety and Security
[1997] ZACC 6
;
1997
(3) SA 786
(CC) para 69.
[15]
Natal
Joint Municipal Pension Fund v Endumeni Municipality
[2012]
ZASCA 13
;
[2012] 2 All SA 262
(SCA);
2012 (4) SA 593
(SCA)
(
Endumeni
).
[16]
Endumeni
para
18.
[17]
Cool
Ideas 1186 CC v Hubbard and Another
[2014]
ZACC 16
;
2014 (4) SA 474
(CC);
2014 (8) BCLR 869
(CC) para 28.
[18]
Section 182(1)
(c)
of the
Constitution.
[19]
Economic
Freedom Fighters
fn
6 para 52.
[20]
Economic
Freedom Fighters
fn
6 para 53.
[21]
Afriforum
fn 13 paras 16-20.
[22]
South
African Broadcasting Corporation Soc Ltd and Others v Democratic
Alliance and Others
[2015]
ZASCA 156
;
[2015] 4 All SA 719
(SCA);
2016 (2) SA 522
(SCA) para 53.
[23]
Economic
Freedom Fighters
fn
6 para 49.
[24]
Economic
Freedom Fighters
fn
6 para 52.
[25]
Section 233 of the Constitution provides: ‘When interpreting
any legislation, every court must prefer any reasonable
interpretation of the legislation that is consistent with
international law over any alternative interpretation that is
inconsistent
with international law.
[26]
S v
Makwanyane and Another
[1995] ZACC 3
;
1995
(3) SA 391
(CC) para 304.
[27]
Sir
Dawda K
Jawara
v The Gambia
(2000)
(communication 147/95 and 149/96) AHRLR 107 (ACHPR 2000).
[28]
Adopted 1 June 1981. Date of Entry 21 October 1986.
sino noindex
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