Case Law[2023] ZASCA 3South Africa
Maila v S (429/2022) [2023] ZASCA 3 (23 January 2023)
Supreme Court of Appeal of South Africa
23 January 2023
Headnotes
Summary: Criminal law and procedure – evidence of a single child witness in a rape case – the double cautionary rule – contradictory evidence – admission of a warning statement obtained illegally – alibi defence – motive as a defence – sentence – whether there are substantial and compelling circumstances justifying a lesser sentence than life imprisonment.
Judgment
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## Maila v S (429/2022) [2023] ZASCA 3 (23 January 2023)
Maila v S (429/2022) [2023] ZASCA 3 (23 January 2023)
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sino date 23 January 2023
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THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Not
Reportable
Case
no: 429/2022
In
the matter between:
SIMON
MAILA APPELLANT
and
THE
STATE
RESPONDENT
Neutral
citation:
Maila v The State
(429/2022)
[2023] ZASCA 3
(23
January 2023)
Coram:
MOCUMIE, CARELSE
and MOTHLE JJA and MJALI and SALIE AJJA
Heard:
14
November 2022
Delivered:
23 January 2023
Summary:
Criminal law and procedure – evidence of a
single child witness in a rape case – the double cautionary
rule –
contradictory evidence – admission of a warning
statement obtained illegally – alibi defence – motive as
a defence
– sentence – whether there are substantial and
compelling circumstances justifying a lesser sentence than life
imprisonment.
ORDER
On
appeal from:
Limpopo Division of the High Court, Polokwane
(Phatudi J and Ndlokovane AJ, sitting as court of appeal):
The
appeal against the conviction and sentence is dismissed.
JUDGMENT
Mocumie
JA (Carelse and Mothle JJA and Mjali and Salie AJJA concurring):
[1]
Rape remains
under-reported nationally, but there may be no rapes more hidden than
those committed within families.
[1]
Sexual
violence victims ‘often experience a profound sense of shame,
stigma and violation’.
[2]
These factors are
compounded by attempts from family members of the victim or the
perpetrator to influence the victims not to file
charges or, if
charges have been filed, to withdraw the case so that the families
can resolve the problem amicably. Often the perpetrator
offers to pay
the medical costs for the victim’s medical treatment, including
psychological treatment, and even maintenance
of the family in cases
of indigent families.
[2]
This appeal concerns the rape of a 9-year-old girl, who was raped in
2010,
in her home, which she shared with her uncle (the appellant),
his young son, her mother, her grandmother and her aunt. The rape
occurred during the day when her mother, grandmother and aunt were
not at home.
[3]
The appellant was convicted by the Regional Court in the Regional
Division
of Limpopo, Lenyenye of the rape of his 9-year-old niece and
sentenced to life imprisonment. In terms of s 309(1) of the
Criminal
Procedure Act 51 of 1977 (the CPA), read with s 10 and
s 43(2) of the Judicial Matters Amendment Act 42 of 2013 (JMA
Act of 2013), once the regional court imposed the sentence of life
imprisonment, the appellant was entitled to an automatic right
of
appeal to the full bench of the high court. The full bench of the
Limpopo Division of the High Court, Polokwane (per Phatudi
J and
Ndlokovane AJ) dismissed the appeal on both conviction and sentence.
The appeal before us (in respect of both the conviction
and sentence)
is against the judgment of the full bench, with special leave of this
Court.
[4]
Both the trial court and full bench found that the appellant raped
the
complainant. Counsel for the appellant contended that the State
did not prove its case beyond reasonable doubt; that the trial court
misdirected itself materially by admitting a self-incriminating
warning statement, which was purportedly made by the appellant
before
a police officer of the rank of a warrant officer; that the appellant
was allegedly assaulted by the police and the complainant’s
mother to make that statement; and, furthermore, that the trial court
did not take into account the discrepancies in the evidence
of the
complainant and also disregarded the alibi defence raised by the
appellant.
[5]
The issues for determination before this Court are whether the
appellant
was properly convicted on the evidence of a single witness;
and whether the trial court correctly admitted the warning statement
– which was illegally obtained – and in which he
incriminated himself.
Background
Facts
[6]
The facts of this case are briefly as follows. On 6 December 2010,
the
complainant was home with her cousin, S[…], the
appellant’s young son (a year older than her). Both her mother
and
grandmother were not at home. Her mother had gone to another
village to deliver documents. Her grandmother was working in the
field.
The appellant arrived home from another village. Upon his
arrival, the appellant sent S[…] to fetch a newspaper for him
from Mmakwena, Limpopo. In S[…]’s absence, the appellant
raped the complainant twice. There were secretions or discharge
from
her vagina. Her vagina was ‘torn’, as she put it. She was
treated by a medical doctor some four-to-six days after
the rape.
[7]
The complainant gave a detailed description of the sexual assault.
She
stated that once S[…] had left, the appellant called her
to sit next to him on a sofa in the lounge where he had found her
and
S[…] earlier on. Thereafter, the appellant went to his bedroom
when he called her to join him. Once inside his bedroom,
the
appellant instructed her to undress.
Initially
the complainant said
that she undressed herself, but later on
said that she refused to undress (a discrepancy which she was
challenged on during cross-examination).
The appellant removed her
skirt and panty. Thereafter, he threw the complainant onto the bed
and penetrated her the first time.
He withdrew his penis. At that
stage, she saw secretions or a discharge coming out of her vagina. He
then penetrated her for the
second time. Every time the appellant
penetrated the complainant, she experienced pain. She pushed the
appellant off her and ran
to her grandmother’s bedroom, where
she put her clothes back on. When she exited the house, she met S[…].
[8]
It was common cause that the complainant did not report the rape to
anyone
on the day in question, including S[…], who she met
shortly after the incident. Four-to-six days later, her grandmother
observed that the complainant was walking with discomfort, and
advised her mother to inspect her vagina. Upon this inspection, the
mother noticed that her vagina was ‘torn’ and she had
some secretions or discharge, which (it is common knowledge)
was
indicative of an infection of some sort. When her mother asked her
what had happened to her vagina, she told her that the appellant
had
raped her. The mother cried.
[9]
The complainant testified that the reason that she did not report the
incident to anyone on the same day of the rape, or immediately
thereafter, was because the appellant had threatened to beat her
up
if she did so. Pertinently, the complainant’s version (on the
rape) was not challenged or disputed. The only material
question put
to her was that someone will be called to tell the court that she
hurt herself or was hurt (presumably on her vagina)
when she was
playing with other children.
[10]
To support the complainant’s evidence, the State led the
evidence of the complainant’s
mother. Corroborating the
complainant, her mother testified that the complainant reported to
her that she was raped by the appellant
when she was not at home and
on the day when she had gone to deliver documents at another village.
Further testifying that the
complainant’s vagina was ‘torn’
and she found a discharge in it. Nothing too significant transpired
during cross-examination,
save for the fact that prior to this
incident, she and the appellant got along like brother and sister.
But since this incident,
they no longer got along. She (the
complainant’s mother) agreed, adding that it was because of
what the appellant had done
to her daughter that the relationship
soured.
[11]
The appellant’s defence was one of an alibi. In
his evidence-in-chief, he stated
that on 6 December 2010 he was
at home, but denied that he raped the complainant. Furthermore,
the
appellant said that
the first time that he heard about the
allegations of rape against him was when he appeared in court. This
is simply not true, as
it was common cause that when he was arrested
on 15 December 2010, he was informed of the charge against him. He
stated that he
was severely assaulted by the complainant’s
mother and the police when he was arrested
for
the rape of the complainant.
The police kicked him several
times with booted feet, at the scene of the crime and at the police
station. In cross-examination,
he denied that he raped the
complainant. He seemed to suggest that it was someone else, but did
not say who or why he said so.
He maintained that the complainant
falsely implicated him, because she was influenced by her mother and
grandmother. This, according
to him, was motivated by the bad blood
between the parties.
[12]
It is the appellant’s version that the acrimony between him and
his sister was because
he did not want her boyfriend, who was
unemployed, to live with them. He supported his entire family. He
proffered no explanation
as to why his version – that he had
been assaulted by the police and his sister, and that there was bad
blood between him
and his sister – was not put to them during
cross-examination. He conceded that he did not do so. And that he did
not inform
his legal representative about this version. He had no
explanation for his silence in the face of such damning evidence
against
him, save to state that he did not know how court processes
work and was not aware that he could inform his legal representative
during the trial. Yet, it is on record that his legal representative
approached him from time to time and there were breaks in
between the
proceedings, during which he could have informed his legal
representative that he did not agree with the statements
put to the
witnesses or informed the legal representative of what else to put to
the witnesses, which the witnesses had (according
to him) omitted to
mention in their evidence-in-chief.
[13]
Contradicting himself, the appellant stated during cross-examination
that: ‘I have
already explained that on 6 December 2010 when
this thing happened I was home’. He also called a witness, who
testified that
on 7 December 2010 the appellant was at work. The two
interacted until they knocked off duty.
[14]
In this Court, counsel for the appellant submitted that this was a
typographical error
for which the transcribers were to blame.
Instead, the record should reflect the following: ‘I have
already stated that on
6 December 2010 when this thing happened
I
was not home
’. (Emphasis added.)
[15]
The fallacy in this submission is that, when an appeal record is
prepared, it is the responsibility
of the appellant and his legal
representative(s) to go through it thoroughly to ensure that the
record is correct and to set out
the grounds of appeal relied upon.
None of the grounds of appeal refer to this alleged ‘typo’
in the judgment. Nonetheless,
this argument was never raised during
the hearing before the full bench. In any event, the complainant’s
evidence that on
6 December the appellant was at home when he raped
her was not challenged during cross-examination.
[16]
The full bench accepted the findings of the trial court. The full
bench, like the trial
court, admitted the warning statement that the
appellant purportedly made to the police, in which he admitted that
he raped the
complainant. At the outset of the appeal hearing in this
Court, counsel for the State, correctly, conceded that the statement
was
illegally obtained – that the trial court as well as the
full bench were wrong to admit the statement as evidence. On the
strength of this concession made on behalf of the State, that should
be the end of the inquiry.
Ad
Conviction
[17]
The evidence in this case
was based on the evidence of a single witness, the complainant. Apart
from being a single witness to the
act of rape, the complainant was a
girl child, aged 9 years at the time of the incident. For many years,
the evidence of a child
witness, particularly as a single witness,
was treated with caution. This was because cases prior to the advent
of the Constitution
(which provides in s 9 for equality of all
before the law) stated
inter
alia
that
a child witness could be manipulated to falsely implicate a
particular person as the perpetrator (thereby substituting the
accused person for the real perpetrator). To ensure that the evidence
of a child witness can be relied upon as provided in s 208
of
the CPA,
[3]
this Court stated in
Woji
v Santam Insurance Co Ltd
,
[4]
that a court must be
satisfied that their evidence is trustworthy. It noted factors which
courts must take into account to come
to the conclusion that the
evidence is trustworthy, without creating a closed list. In this
regard, the court held:
‘
Trustworthiness
. . . depends on factors such as
the
child’s power of observation
,
his power of recollection, and his power of narration on the specific
matter to be testified. . . . His capacity of observation
will depend
on whether he appears “intelligent enough to observe”.
Whether he has the
capacity
of recollection
will depend again on whether he has
sufficient
years of discretion “to remember what occurs”
while
the
capacity
of narration or communication
raises the question whether the child has the “
capacity
to understand the questions put, and to frame and express intelligent
answers
.”’
(Emphasis added.)
[18]
This Court has, since
Woji
,
cautioned against what is now commonly known as the double cautionary
rule.
[5]
It has stated that the
double cautionary rule should not be used to disadvantage a child
witness on that basis alone. The evidence
of a child witness must be
considered as a whole, taking into account all the evidence. This
means that, at the end of the case,
the single child witness’s
evidence, tested through (in most cases, rigorous) cross-examination,
should be ‘trustworthy’.
This is dependent on whether the
child witness could narrate their story and communicate
appropriately, could answer questions
posed and then frame and
express intelligent answers. Furthermore, the child witness’s
evidence must not have changed dramatically,
the essence of their
allegations should still stand. Once this is the case, a court is
bound to accept the evidence as satisfactory
in all respects; having
considered it against that of an accused person. ‘Satisfactory
in all respects’ should not
mean the evidence line-by-line.
But, in the overall scheme of things, accepting the discrepancies
that may have crept in, the evidence
can be relied upon to decide
upon the guilt of an accused person. What this Court in
S
v Hadebe
[6]
calls the necessity to
step back a pace (after a detailed and critical examination of each
and every component in the body of evidence),
lest one may fail to
see the wood for the trees.
[7]
This position has been
crystallised by the Legislature in s 60 of the Criminal Law
(Sexual Offences and Related Matters) Amendment
Act 32 of 2007, which
provides that:
‘
Notwithstanding
any other law, a court may not treat the evidence of a complainant in
criminal proceedings involving the alleged
commission of a sexual
offence pending before that court, with caution, on account of the
nature of the offence.’
[19]
As indicated, in his defence the appellant raised an alibi that he
was at work when the
complainant was raped. However, this was not put
to the witnesses. Nor was it stated in his plea explanation, as the
plea tendered
on his behalf by his counsel was that of a bare denial.
[20]
It is trite that an
accused person is entitled to raise any defence, including that of an
alibi – that at the time of the
commission of the crime, they
were not at the scene of the crime but somewhere else. They can also
lead evidence of a witness(es)
to corroborate them on their
whereabouts at the critical time. Nevertheless, it is trite that an
accused person who raises the
defence is under no duty (as opposed to
that of the State) to prove his defence. If the defence is reasonably
possibly true, they
are entitled to be discharged and found not
guilty.
[8]
[21]
The only responsibility an accused person bears with regards to their
alibi defence is
to raise the defence at the earliest opportunity.
The reason is simple: to give the police and the prosecution the
opportunity
to investigate the defence and bring it to the attention
of the court. In appropriate cases, in practice, the prosecution can
even
withdraw the charge should the alibi defence, after
investigations, prove to be solid.
[22]
The alibi defence has
received the attention of our courts, in particular that of the
Constitutional Court in
Thebus
v S
,
[9]
where it is stated:
‘
.
. . [A]
failure
to disclose an alibi timeously
has consequences in the evaluation of the evidence as a whole [and]
is consistent with the views expressed by Tindall JA in
R
v
Mashelele
.
After stating that an adverse inference of guilt cannot be drawn from
the failure to disclose an alibi timeously, Tindall JA goes
on to
say:
“
But
where the presiding Judge merely tells the jury that, as the accused
did not disclose his explanation or the alibi at the preparatory
examination, the prosecution has not had an opportunity of testing
its truth and that therefore it may fairly be said that
the
defence relied on has not the same weight or the same persuasive
force as it would have had if it had been disclosed before
and had
not been met by evidence specially directed towards destroying the
particular defence
,
this does not constitute a misdirection.”’
[10]
(Emphasis added.)
[23]
Having said that, and taking into consideration the concession by the
State, undoubtedly,
the admission of the warning statement by both
courts was a material misdirection which would (ordinarily) have
vitiated these
proceedings, as it was not in the interests of justice
or public interest for the warning statement to have been admitted.
This
means that the evidence of the State should have been considered
without the warning statement.
[24]
Without this evidence, the question that must be determined is
whether the evidence of
a single witness (in this case, a 9-year-old
girl child) was satisfactory in all material respects. At the same
time, whether or
not the appellant’s version was reasonably
probably true.
[25]
Applying the
Woji
principles to this case, I find that the
evidence of the complainant is trustworthy and, thus, (supported by
aliunde
evidence of the mother and medical doctor)
satisfactory beyond reasonable doubt. Despite her young age, the
complainant’s
evidence was consistent and clear. She was able
to respond to statements put to her and questions posed by the
defence with certainty
and clarity; intelligently and without
difficulty. The cross-examination of the complainant was rigorous and
to some extent unnecessary.
Where she did not understand the
question, the question was repeated and she responded appropriately.
During cross-examination,
the complainant broke down in tears but she
composed herself and remained adamant that the appellant was her
rapist.
[26]
The complainant was consistent to the extent that her evidence was
supported by independent
medical evidence set out in the J88 form as
well as the report she made to her mother. The medical doctor who
examined the complainant
noted
that there was
penetration of the hymen. The appellant on his own (although not
admitting that it was him) agreed that the complainant was raped
and
could not
have fabricated
a story of
having being raped. The version that was put to the complainant that
she hurt herself or was hurt (presumably) when she
was playing with
other children, was abandoned in the light of the complainant’s
clear evidence. She was observed by elderly
people that she was
walking with discomfort. The mother noted her vagina ‘torn’
and the medical doctor confirmed it.
The complainant had an infection
as a result of
the act of penetration and
she
was given medication to treat the infection. The complainant only
reported t
he rape to her mother when her
mother examined her and asked her what had ‘torn’ her
vagina. The complainant’s
mother
and
grandmother
did not threaten her.
[27]
As Milton states,
[11]
reluctance on the part of
rape survivors, or some of them, to report the rape at the first
opportunity is a firmly recognised fact.
It is also generally
accepted that with young children the reluctance is compounded. The
complainant testified that the appellant
threatened to beat her if
she told anyone about the rape. She was not challenged with another
version or shown to be lying through
cross-examination. The
explanation she gave was spontaneous and ‘has a ring of truth’
to it.
[28]
As I indicated, after
rigorous cross-examination, the complainant’s evidence remained
unshaken except for the two discrepancies
mentioned above. It is
evident that she did not report the rape on the same day, but it
cannot be said that she was motivated to
do so later by her mother
and grandmother. A first report statement refers to the statement by
a person to whom the victim of rape
first reported the incident.
[12]
Authors and experts in
the field of psychology and criminology state that ‘[e]ach
victim reacts differently after a violent
act. [They] may try to
dismiss or ignore what happened and even normalise it by having
contact with the perpetrator in the future.
[They] may only decide to
report once [they are] supported by a family member or when a friend
confirms that this behaviour is
indeed wrong. If the perpetrator is
considered as a trustful person, victims may take years to link their
situation to violence
and recognise it as such. Sexual violence
victims often experience a profound sense of shame, stigma and
violation’.
[13]
What is important is that
the first report is made at the first opportunity available to the
victim of sexual violence. In most
cases, when they feel safe to do
so, or they do not fear reprisals. Failure of the complainant to
report an alleged rape as soon
as possible cannot be ‘the
benchmark for determining whether or not a woman has been raped’.
[14]
[29]
This Court, in
Vilakazi
v S
,
[15]
stated:
‘
.
. . [O]ur courts have not considered the lack of evidence of a
voluntary complaint (also referred to as a “first report”)
to be fatal to a charge of rape. In this regard, Milton, in
South
African Criminal Law and Procedure
,
says:
“
It
is not mandatory that there should be evidence that the woman has
complained that she has been raped. However, if she has, such
[a]
complaint is admitted in evidence
to
show consistency and to negative a defence of consent, but not as
proof of their contents nor to corroborate the complainant
.
But it is not essential that consent should be in issue; the
complainant may, for instance, be a girl of under 12 years of age.
The
purpose of admitting evidence of a complaint is that it serves to
rebut any suspicion that the woman has lied about being raped.
The
corollary is, of course, that should a woman not complain, or not
complain timeously, the conclusion may be drawn that she
is lying in
her evidence that she was raped. The conclusion may well be unfair to
the victim, since women may hesitate to complain
of rape for reasons
of shame, embarrassment or fear.”’ (Emphasis added.)
[30]
On its own, the complainant’s evidence was satisfactory in all
material respects.
I am in agreement with the trial court that the
discrepancies in her evidence on the two aspects relied upon are not
a material
misdirection. Whether the appellant undressed her or she
undressed herself and whether, after the rape, she ran to her
grandmother’s
bedroom or outside the house or her room are
irrelevant and immaterial to whether she was indeed raped, when and
by whom.
[31]
I, therefore, undoubtedly find that the trial court was correct to
accept the evidence
of the complainant as satisfactory in all
material respects. And, thus, the appellant was properly convicted on
the evidence of
a single witness.
[32]
Coming to the appellant’s
version. It is trite that the proper approach to evidence is to look
at the evidence holistically
to determine whether the guilt of the
accused has been proven beyond reasonable doubt.
[16]
This approach was
reaffirmed by this Court in
Tshiki
v S
[17]
as follows:
‘
In
a criminal trial, a court’s approach in assessing evidence is
to weigh up all the elements that point towards the guilt
of the
accused against all that which is indicative of their innocence
taking proper account of inherent strengths and weaknesses,
probabilities and improbabilities on both sides and having done so,
to decide whether the balance weighs so heavily in favour of
the
State as to exclude any reasonable doubt about the accused’s
guilt.’
[18]
[33]
There are improbabilities in the appellant’s version in general
and, in particular,
his alibi. The version put to the complainant was
stated as follows: ‘if someone can tell you that the reason for
you not
walking properly is that you injured yourself while playing
with other kids, what will you say?’. In reply, the complainant
said: ‘I say that’s not true’. It was further put
to the complainant that she was falsely implicating the appellant,
because of some ill feeling between him and his sister (the
complainant’s mother) and her grandmother. The complainant
denied
that. Moreover, this motive was not even put to her mother or
the social worker, who compiled the victim impact statement (VIS)
in
respect of the complainant, during cross-examination. There is no
evidence that there was any other person at their home, other
than
the appellant and his son, Shaun, who was not present when the rape
occurred. Crucially, the appellant did not disclose the
alibi
timeously for the police and the prosecution to follow it up in the
three years before the trial commenced. Nor was this
alibi taken up
with any vigour by the defence during cross-examination of the mother
and the social worker. The defence witness
called could hardly
corroborate him. Suffice to state that the appellant was indeed at
work on 7 December 2010, although, he could
not remember if it was a
Monday or Tuesday.
[34]
To bolster his alibi, the appellant took issue with the date on which
the complainant alleged
he had raped her as reflected in the J88
form: 7 December instead of 6 December as she alleged. It is correct
that the medical
doctor noted 7 December as reported to him. However,
there is no evidence as to who provided the doctor with that
information:
the complainant or the police or the mother or whoever
took her for medical examination. This ignores the fact that on the
same
J88 form the police noted that the incident occurred on 6
December 2010.
[35]
Furthermore, the plea tendered on behalf of the appellant was one of
a bare denial; not
an alibi. It was pertinently put to the
complainant that she hurt herself (presumably on her vagina) when she
was playing with
other children. It was never put to her or any of
the witnesses that the incident that the complainant is alleged to
have hurt
herself when she was playing, did not occur on 6 December
but 7 December. The only reasonable inference to draw is that the
alibi
is a made-up story. Additionally, that the appellant built his
defence as the case proceeded to dovetail the evidence of the
complainant
in an attempt to take advantage of her young age and any
confusion which may emerge and lead to contradictions
,
if viewed in isolation.
[36]
The improbability of this alibi further lies in the following. The
appellant was legally
represented by an attorney from 30 December
2010. From 31 January 2013 until the end of the trial, he was
represented by an advocate,
on a brief by a firm of attorneys. The
charge sheet, annexure A Case No RN 102/2010 alleged that ‘on
or about 06.12.2010’.
When the charge was put to the appellant,
on 1 March 2013, the State alleged that the rape took place on 6
December 2010. When
the complainant was called to testify, she was
asked to tell the court what happened on 6 December 2010. From the
commencement
of the trial, there was no objection from the defence on
the date and day given by the complainant in her evidence-in-chief
and
on her statement to the police. The only challenge raised with
the complainant
concerned
the
discrepancy
on the
date mentioned in her
statement and the J88 form. The complainant responded
by
sticking
to her version that it was on a Monday when
the incident
happened,
it was the
day
her mother had gone to another village to deliver documents, which,
according to the record, was 6 December 2010.
[37]
The defence witness that was called to testify in this regard was not
very impressive.
Besides stating that on 7 December the appellant was
at work, there was no substantiation. When he was cross-examined on
the simple
issue of what day it was on which the appellant was at
work, he could hardly remember whether it was a Monday or a Tuesday.
Having regard hereto
, the trial court
was correct to reject the appellant’s version.
[38]
This Court warned in
Thebus
[19]
that a court cannot
attach much weight to an alibi that is raised later; in this case,
three years later. This is because such an
alibi is prone to
fabrication, as evidenced in this case.
[39]
As a result, the evidence, when viewed in its totality and excluding
the warning statement
of the appellant, proves the appellant’s
guilt beyond reasonable doubt and, accordingly, the trial court
rightly convicted
the appellant as charged. Consequently, the appeal
against the conviction must fail.
Ad
Sentence
[40]
I now turn to the question of sentence. The trial court imposed the
prescribed minimum
sentence of life imprisonment. It is common cause
that the provisions of s 51 of the Criminal Law Amendment Act
105 of 1997
(Act 105 of 1997) are applicable. Section 51 of Act
105 of 1997 provides:
‘
51.
Discretionary minimum sentences for certain serious offences –
(1)
Notwithstanding any other law,
but subject to subsections (3) and (6), a regional court
or a High
Court shall
sentence a person it has convicted of an offence
referred to in Part I of Schedule 2 to imprisonment for life.
.
. .
(3)
(a)
If any court referred
to in subsection (1) or (2) is satisfied that substantial and
compelling circumstances exist which justify
the imposition of a
lesser sentence than the sentence prescribed in those subsections, it
shall enter those circumstances on the
record of the proceedings and
must thereupon impose such lesser sentence. . .’
[41]
Part I of Schedule 2 of Act 105 of 1997 provides for offences
including
inter alia
:
‘
Rape
as contemplated in
section 3
of the
Criminal Law (Sexual Offences and
Related Matters) Amendment Act, 2007
–
(a)
. . .
(b)
where the victim –
(i)
is a person under the age of 18 years;
.
. .
(iv)
is or was in a domestic relationship, as defined in
section 1
of
the
Domestic Violence Act, 1998
, with the accused.’
[20]
[42]
This case, accordingly, falls squarely within
s 51(1)
read with
Part I
of Schedule 2 of Act 105 of 1997, as the
trial
court correctly found.
[43]
It is trite that sentencing or punishment is pre-eminently a matter
of discretion of the
trial court. A court exercising appellate
jurisdiction cannot, in the absence of a material misdirection by the
trial court, approach
the question of sentence as if it were the
trial court and then substitute the sentence arrived at by it simply
because it prefers
it. To do so would be to usurp the sentencing
discretion of the trial court.
[44]
Where, however, a material misdirection by the trial court vitiates
its exercise of that
discretion, an appellate court is of course
entitled to consider the question of sentence afresh. In doing so, it
assesses sentence
as if it were a court of first instance and the
sentence imposed by the trial court has no relevance.
[45]
Nevertheless, even in the
absence of a
material
misdirection
,
an appellate court may yet be justified in interfering with the
sentence imposed by the trial court. It may do so when the disparity
between the sentence of the trial court and the sentence which the
appellate court would have imposed had it been the trial court
is so
marked that it can properly be described as 'shocking', 'startling'
or 'disturbingly inappropriate’.
[21]
[46]
The sentence imposed by
the regional court is one that is prescribed by the legislature –
that of life imprisonment –
as it found that the appellant
raped the complainant more than once and the complainant was under
the age of 18 years. When setting
out minimum sentencing for certain
offences, ‘the Legislature aimed at ensuring a severe,
standardised, and consistent response
from the courts to the
commission of such crimes unless there were, and could be seen to be,
truly
convincing reasons for a different response
’
.
[22]
(Emphasis added.)
[47]
Counsel for the appellant
submitted that the trial court did not take into account the
appellant’s personal circumstances.
It also, according to
counsel, did not take into account that this was not one of the
‘brutal cases’, as the complainant
was not physically
injured. Counsel was taken to task during the exchange with the
members of the bench on this submission, but
he could not take the
argument further. Correctly so, because apart from this minimising
the traumatic effects of rape on any victim
and more so a child, it
is well documented that ‘irrespective of the presence of
physical injuries or lack thereof, rape
always causes its victims
severe harm’.
[23]
[48]
The Legislature has specifically amended the
Criminal Law Amendment
Act to
provide categorically that the fact that a complainant was not
injured during a rape cannot be considered as compelling or
substantial.
In terms of
s 51(3)
(aA)
of Act 105 of 1997,
which came into operation in December 2007:
‘
When
imposing a sentence in respect of the offence of rape the following
shall not constitute substantial and compelling circumstances
justifying the imposition of a lesser sentence:
…
.
(ii)
an apparent lack of physical injury to the complainant;
…
.
(iv)
any relationship between the accused person and the complainant prior
to the offence being
committed.’
[49]
In its judgment on
sentence, the trial court took into account two reports: a victim
impact statement (the VIS) in respect of the
complainant to reflect
her voice in proceedings that affect her directly; and a pre-sentence
report in respect of the appellant.
The State led the evidence of the
social worker who compiled the VIS after interviewing the
complainant, the appellant and their
family members.
[24]
She stated that the
appellant did not use a condom during the rape. As a result, the
complainant suffered an infection which was
not medically treated
until she was examined some days later. That is why she walked with
discomfort.
[50]
Furthermore, the social worker stated that the rape had impacted
negatively on the complainant
to the extent that her school
performance dropped. She was afraid of the appellant and feared to be
left alone with him. She was
withdrawn. As a result of counselling,
the complainant was able to talk to the appellant and even asked him
to buy her sweets.
Both the complainant and her mother were deeply
hurt, emotionally scarred, confused and
felt
a sense of hopelessness as a result of the rape. She finds it
difficult to trust people. They were relieved only when the appellant
was arrested and held in custody. Family members were taken through
counselling to deal with this incident. It is not clear if
this
therapy is still ongoing.
[51]
It must be noted that
even without a psychological assessment, from reported cases of rape
based on literature and evidence of experts
in court, rape has a
devastating impact on anyone, let alone a child. Although the
complainant seemed to be coping better at school,
individuals are
impacted differently. The experts have noted certain features common
in all rape cases: post-traumatic stress disorder
(PTSD), including
flashbacks, nightmares, severe anxiety, and uncontrollable thoughts.
Depression, including prolonged sadness,
feelings of hopelessness,
unexplained crying, weight loss or gain, loss of energy or interest
in activities previously enjoyed.
Suicidal thoughts or attempts.
Dissociation, including not being able to focus on work or on
schoolwork, as well as not feeling
present in everyday
situations.
[25]
[52]
The trial court had
regard to the basic triad of sentencing and also warned itself to
balance the various interests.
[26]
It took into account the
appellant’s personal circumstances. He was a first offender. He
was gainfully employed. He had three
children of his own. The
children lived with their respective mothers, except for one, whose
mother had passed on, but was staying
with relatives and not with the
appellant. It clearly took into account the best interests of the
appellant’s children with
reference to sentencing an accused
person who has minor children,
[27]
taking into account that
the children have relatives and that the Department of Social
Development can be approached to provide
for the children under
social grants and such facilities available to children in need of
care.
[53]
The trial court noted the
following as aggravating circumstances: the appellant was the
complainant’s maternal uncle and in
a position of trust –
who is ‘supposed to protect and love’ the complainant and
not abuse her. The trial court
did not note specifically that the
appellant took advantage of the presumably long absence of the mother
and grandmother (as alluded
to earlier on)
[28]
to abuse the complainant.
A factor ordinarily present in rapes committed within families or by
those close to the families to commit
these violent crimes, knowing
well that the victims are left on their own at particular times of
the day or on certain days.
[54]
The regional court took into account the seriousness of the offence
and the prevalence
of rape in the Napuno Magistrate’s Court
District (four cases on the court roll on 23 August 2013, when
sentence was imposed).
[55]
All these factors, in the view of the regional court, were not
compelling and substantial
enough to justify a lesser sentence.
[56]
Having considered the
reasons for sentence, taking into account the now well documented and
known psychological impact of victims
of rape, especially children,
the regional magistrate did not commit any misdirection in imposing
the prescribed sentence. Counsel
could not point to any. Had the
trial court found otherwise, it would have been to deviate for no
sound reasons.
[29]
[57]
Rape of women and
children is rampant in South Africa. It has reached alarming
proportions despite the heavy sentences which courts
impose. South
Africa has one of the highest rape statistics in the world, even
higher than some countries at war. The country’s
annual police
crime statistics confirms this: in 2019/2020, there were 42 289
rapes reported as well as 7 749 sexual
assaults. This translates
into about 115 rapes per day.
[30]
[58]
The appellant infringed
the right to dignity and the right to bodily and psychological
integrity of the complainant, which any democratic
society (such as
South Africa) which espouses these rights, including gender equality,
should not countenance for the future of
its children, their safety
and physical and mental health. In
S
v Jansen
,
[31]
the court stated it thus:
‘
Rape
of a child is an appalling and perverse abuse of male power. It
strikes a blow at the very core of our claim to be a civilised
society. . . . The community is entitled to demand that those who
perform such perverse acts of terror be adequately punished and
that
the punishment reflect the societal censure. It is utterly terrifying
that we live in a society where children cannot play
in the streets
in any safety; where children are unable to grow up in the kind of
climate which they should be able to demand in
any decent society,
namely in freedom and without fear. In short, our children must be
able to develop their lives in an atmosphere
which behoves any
society which aspires to be an open and democratic one based on
freedom, dignity and equality, the very touchstones
of our
Constitution.’
[59]
Taking into account
Jansen,
Malgas, Matyityi,
Vilakazi
and
a plethora of judgments which follow thereafter as well as regional
and international protocols which bind South Africa to respond
effectively to gender-based violence, courts should not shy away from
imposing the ultimate sentence in appropriate circumstances,
such as
in this case. With the onslaught of rape on children, destroying
their lives forever, it cannot be ‘business as usual’.
Courts should, through consistent sentencing of offenders who commit
gender-based violence against women and children, not retreat
when
duty calls to impose appropriate sentences, including prescribed
minimum sentences. Reasons such as lack of physical injury,
the
inability of the perpetrator to control his sexual urges, the
complainant (a child) was spared some of the horrors associated
with
oral rape, which amount to the acceptance of the real rape myth, the
accused was drunk and fell asleep after the rape, the
complainant
accepted gifts (in this case, sweets) are an affront to what the
victims of gender-based violence, in particular rape,
endure short
and long term. And perpetuate the abuse of women and children by
courts. When the Legislature has dealt some of the
misogynistic myths
a blow, courts should not be seen to resuscitate them by deviating
from the prescribed sentences based on personal
preferences of what
is substantial and compelling and what is not. This will curb, if not
ultimately eradicate, gender-based violence
against women and
children and promote what Thomas Stoddard calls ‘culture
shifting change’.
[32]
[60]
The message must be clear and consistent that this onslaught will not
be countenanced in
any democratic society which prides itself with
values of respect for the dignity and life of others, especially the
most vulnerable
in society: children. For these reasons, this Court
is not at liberty to replace the sentence that the trial court
imposed. For
an uncle, who is the position of trust just as a father,
to rape his own niece is unconscionable and deserves no other censure
than that imposed by the trial court: life imprisonment. The sentence
is not disproportionate to the serious offence that the appellant
committed on a 9-year-old child, his niece. The sentence is, thus,
justified in the circumstances.
[61]
It would be remiss of me if I do not raise a concern that I had in
this appeal, although
not pertinent to the disposal of the appeal.
The clear discrepancy between the J88 form and the statements of the
witnesses as
well as their evidence-in-chief was just swept under the
carpet. Linked to that, on one hand, the responsibility of the
prosecutor(s)
to address the defect, and, on the other hand, the
responsibility of the court(s) to address the same when assessing
evidence.
Where there is a clear discrepancy between the dates
mentioned in the charge sheet or indictment, the J88 form (as in this
case)
and the evidence relied upon by the State, the prosecutor(s)
must address the defect at the relevant stages of the trial.
Sections 86,
88 and 270 of the CPA make provision for this
anomaly. This gives the defence the opportunity to address the
anomaly adequately.
And the trial court to
include it in its assessment of the evidence to come to the
conclusion of whether the accused person is guilty
or not.
The
test is always the prejudice that the accused may suffer in his
defence.
[62]
In the result, the following order is granted:
The
appeal against the conviction and sentence is dismissed.
____________________
B
C MOCUMIE
JUDGE OF APPEAL
Appearances
For
the appellant: L M Manzini
Instructed
by: Legal
Aid South Africa, Polokwane
Legal
Aid South Africa, Bloemfontein
For
the respondent: A R Sithada
Instructed
by: Director
of Public Prosecutions, Polokwane
Director
of Public Prosecutions, Bloemfontein
[1]
See news24 article,
https://www.news24.com/health24/news/public-health/rape-within-families-remains-under-reported-20150821-2
.
[2]
UNODC Handbook for the
Judiciary on Effective Justice Responses to Gender-based Violence
against Women and Girls at 25.
[3]
Section 208 of the
CPA provides: ‘An accused may be convicted of any offence on
the single evidence of any competent
witness’.
[4]
Woji v Santam
Insurance Co Ltd
1981
(1) SA 1020
(A) at 1028B-D. Note the caution courts are advised to
take note of when they consider the reliability of a child witness
in
rape cases:
Woji
by M
Bekink ‘Defeating the anomaly of the cautionary rule and
children’s testimony –
S
v Haupt
2018
(1) SACR 12 (GP).
[5]
See
Vilakazi
v S
[2016]
ZASCA 103
;
2016 (2) SACR 365
(SCA) and cases cited therein.
[6]
S v Hadebe and Others
1998 (1) SACR 422 (SCA).
[7]
Ibid at 426F-H.
[8]
Tshiki v S
[2020]
ZASCA 92
(SCA) with cases cited therein.
[9]
Thebus and Another v
S
[2003]
ZACC 12; 2003 (6) SA 505 (CC); 2003 (10) BCLR 1100 (CC).
[10]
Ibid para 63.
[11]
J R Milton
South
African Criminal Law and Procedure
Vol
II 3 ed at 461.
[12]
See D T Zeffertt & A
P Paizes
The
South African law of evidence
2
ed (2009) at 971.
[13]
UNODC Handbook for the
Judiciary on Effective Justice Responses to Gender-based Violence
against Women and Girls, at 25.
[14]
See
Monageng
v S
[2008]
ZASCA 129
;
[2009] 1 All SA 237
(SCA) para 24.
[15]
Vilakazi
v S
[2016]
ZASCA 103
;
2016 (2) SACR 365
(SCA) para 15.
[16]
S v Van der Meyden
1999 (1) SACR 447
(W) at
448.
[17]
Tshiki v S
[2020]
ZASCA 92 (SCA).
[18]
Ibid para 23.
[19]
Thebus and Another v
S
[2003]
ZACC 12
;
2003 (6) SA 505
(CC);
2003 (10) BCLR 1100
(CC) para 65.
[20]
In terms of the
Domestic Violence Act 116 of 1998
, ‘domestic
relationship’ means ‘a relationship between a
complainant and a respondent in any of the following
ways: . . .
(d)
they are family members
related by consanguinity, affinity or adoption; . . .
(f)
they share or recently
shared the same residence’.
[21]
S v Malgas
2001 (1) SACR 469
(SCA)
para 12.
[22]
Ibid para 8.
[23]
Amanda Spies
‘Perpetuating Harm: Sentencing of Rape Offenders Under South
African Law’
(2016) (2)
SALJ
389 at 399.
[24]
The prosecutor did well
to request and obtain a Victim Impact Statement. A victim has its
own interests which must be reflected
to give them a voice in their
own proceedings.
[25]
See footnote 1 above.
[26]
The basic triad: the
seriousness of the offence, the offender’s personal
circumstances and the interests of society, and,
lately, a fourth
element distinct from the three: the interests of the victim of the
offence.
[27]
As guided by the
Constitutional Court in
S
v M
[2007]
ZACC 18
;
2008 (3) SA 232
(CC);
2007 (12) BCLR 1312
(CC) paras 28-36.
[28]
Paragraphs 2 and 10 above: The mother had gone to another village to
deliver documents. The grandmother was working in the field.
[29]
S v Matyityi
[2010] ZASCA 127
;
2011
(1) SACR 40
(SCA);
[2010] 2 All SA 424
(SCA).
[30]
Amada Gouws ‘Rape
is endemic in South Africa. Why the ANC government keeps missing the
mark’ 9 August 2022,
Mail
& Gaurdian
,
https://mg.co.za/opinion/2022-08-09-rape-is-endemic-in-south-africa-why-the-anc-government-keeps-missing-the-mark/
.
[31]
S v Jansen
1999 (2) SACR 368
(C) at
378G-379B.
[32]
Thomas B Stoddard
‘Bleeding heart: Reflections on using the law to make social
change’ (1997) 72
New
York University LR
967
at 971.
sino noindex
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