Case Law[2023] ZASCA 15South Africa
Isedor Skog N.O. & Others v Koos Agullus & Others (797/2021) [2023] ZASCA 15; [2023] 2 All SA 631 (SCA); 2024 (1) SA 72 (SCA) (20 February 2023)
Supreme Court of Appeal of South Africa
20 February 2023
Headnotes
Summary: Land Reform – eviction under the Extension of Security of Tenure Act 62 of 1997 – whether termination of the occupiers’ right of residence on a farm just and equitable – whether judgment previously granted by a magistrate’s court rendered the claim in the Land Claims Court res judicata.
Judgment
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## Isedor Skog N.O. & Others v Koos Agullus & Others (797/2021) [2023] ZASCA 15; [2023] 2 All SA 631 (SCA); 2024 (1) SA 72 (SCA) (20 February 2023)
Isedor Skog N.O. & Others v Koos Agullus & Others (797/2021) [2023] ZASCA 15; [2023] 2 All SA 631 (SCA); 2024 (1) SA 72 (SCA) (20 February 2023)
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sino date 20 February 2023
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case
No:
797/2021
In the matter between:
ISEDOR
SKOG N.O.
FIRST
APPELLANT
REINETTE SKOG
N.O. SECOND
APPELANT
HENDRIK COLLINS
GERRYTS N.O. THIRD
APPELLANT
(In their capacity as
Trustees for the time
being of the Rein
Trust IT2778/99)
and
KOOS
AGULLUS FIRST
RESPONDENT
MATILDA
AGULLUS SECOND
RESPONDENT
HANO
AGULLUS THIRD
RESPONDENT
MARTONIQUE
AGULLUS FOURTH
RESPONDENT
RICHARD
SYSTER FIFTH
RESPONDENT
WILHELMIEN
SYSTER SIXTH
RESPONDENT
RICHWELL
SYSTER SEVENTH
RESPONDENT
REGINA
PIETERSEN EIGHTH
RESPONENT
JEFFREY
PIETERSEN NINTH
RESPONDENT
CALVIN
PIETERSEN TENTH
RESPONDENT
HENDRIK
SEDRAS ELEVENTH
RESPONDENT
SOPHIE
WAGNER TWELFTH
RESPONDENT
SHARON
PAULSE THIRTEENTH
RESPONDENT
MINNA
WITBOOV/ADAMS FOURTEENTH
RESPONDENT
WILMAN
ADAMS FIFTEENTH
RESPONDENT
LORENZO
WITBOOI SIXTEENTH
RESPONDENT
FENETIA
ADAMS SEVENTEENTH
RESPONDENT
ELISEZA
ELLIE KOORDOM EIGHTEENTH
RESPONDENT
PIETER
SMALL NINTEENTH
RESPONDENT
MARIA
KORDOM TWENTIETH
RESPONDENT
ELIZABETH
KORDOM TWENTY-FIRST
RESPONDENT
SOLOMON
MORRIS TWENTY-SECOND
RESPONDENT
ELENA
MORRIS TWENTY-THIRD
RESPONDENT
ILONA
MORRIS TWENTY-FOURTH
RESPONDENT
KOOS
KOORDOM TWENTY-FIFTH
RESPONDENT
ALL
THOSE HOLDING TITLE
THROUGH
1ST - 25TH RESPONDENTS
OR
OCCUPYING COTTAGES 1, 3, 4, 5, 7,
8,
12, 13 AND THE SHED ON THE
REIN
HILL ESTATE, REMAINDER FARM
NO
1458, DIVISION PAARL,
WESTERN
CAPE TWENTY-SIXTH
RESPONDENT
DRAKENSTEIN
MUNICIPALITY TWENTY-SEVENTH
RESPONDENT
HEAD:
WESTERN CAPE PROVINCIAL
DEPARTMENT
OF RURAL
DEVELOPMENT
AND LAND REFORM TWENTY-EIGHTH RESPONDENT
Neutral
Citation:
Isedor
Skog N.O. & Others v Koos Agullus & Others
(797/2021)
[2023] ZASCA 15
(20 February 2023)
Coram:
PETSE AP, MOLEMELA and MAKGOKA JJA and BASSON and
GOOSEN AJJA
Heard:
07 November 2022
Delivered:
20 February 2023
Summary:
Land Reform – eviction under the
Extension
of Security of Tenure Act 62 of 1997
– whether termination of
the occupiers’ right of residence on a farm just and equitable
– whether judgment previously
granted by a magistrate’s
court rendered the claim in the Land Claims Court res judicata.
ORDER
On
appeal from
: The Land Claims Court,
Randburg (Ncube J sitting as court of first instance):
- The
appeal succeeds and the cross-appeal is dismissed with no order as
to costs in each instance.
The
appeal succeeds and the cross-appeal is dismissed with no order as
to costs in each instance.
- The
order of theLand Claims Court is set
aside and replaced with the following order:
The
order of the
Land Claims Court is set
aside and replaced with the following order:
‘
(a)
An eviction order is granted in respect of all the occupier
respondents, with the exception of the eleventh and twelfth
respondents.
(b) The first to tenth
respondents and thirteenth to twenty-sixth respondents must vacate
the farm known as Rein Hill Estate, situated
on the remainder of farm
number 1458 in the Drakenstein Municipality, Paarl Division, Western
Cape Province on or before 31 August
2023.
(c) Should the
respondents mentioned in paragraph (a) and all those occupying the
farm under them fail to vacate it on or
before 31 August 2023, the
sheriff of the court is authorised to evict them from the farm by 15
September 2023.
(d) The twenty-seventh
respondent is ordered to provide emergency housing suitable for human
habitation with access to basic services
(which may be communal) to
the respondents mentioned in paragraph (a) above and all those
occupying the farm under them, on or
before 31 July 2023.
(e) There is no order as
to costs.’
JUDGMENT
Molemela JA (Petse AP
and Makgoka JA and Basson and Goosen AJJA concurring):
Introduction:
[1]
Central in this appeal is whether eight families residing on private
property owned
by another ought to be evicted from that property on
account of conduct which purportedly caused an irretrievable
breakdown of
the relationship between the former and the latter. In
matters concerning eviction, the point of departure is eloquently set
out
in the following text of two judgments of the Constitutional
Court:
‘
Section
26(3)
[of the Constitution] evinces special constitutional regard for
a person’s place of abode. It acknowledges that a home is
more
than just a shelter from the elements. It is a zone of personal
intimacy and family security. Often it will be the only relatively
secure space of privacy and tranquillity in what (for poor people in
particular) is a turbulent and hostile world. Forced removal
is a
shock for any family, the more so for one that has established itself
on a site that has become its familiar habitat.’
[1]
A
little more than a decade later, the same Court said the following
pertaining to the recurring challenge of evictions of farmworkers
from private property:
‘
[T]he
Extension
of Security of Tenure Act] requires
that the two opposing interests
of the landowner and the occupier need to be taken into account
before an order for eviction is
granted. On the one hand, there is
the traditional real right inherent in ownership reserving exclusive
use and protection of property
by the landowner. On the other, there
is the genuine despair of our people who are in dire need of
accommodation. Courts are obliged
to balance these interests. A court
making an order for eviction must ensure that justice and equity
prevail in relation to all
concerned.’
[2]
[2]
This appeal is directed at the order of the Land Claims Court (LCC),
per Ncube J,
dismissing an application brought by the first and
second appellants in their capacities as the trustees of the third
appellant,
the Rein Trust, for the eviction of the 1
st
to
the 26
th
respondents (jointly referred to as the
occupiers) from the Trust’s property, a farm known as Rein
Estate Hill, situated
on the remainder of farm 1458, Drakenstein
Municipality, Paarl Division, Western Cape (the farm). An issue
raised in the cross-appeal
is whether the doctrine of res judicata
precluded the consideration of the dispute by the Land Claims Court
(the LCC) on account
of another court having previously refused to
evict occupiers from the same property. The appeal is with the leave
of the LCC.
Background facts
[3]
The salient background facts are largely undisputed. The farm was
previously owned
by Amen Trust and managed by a Mr Buckle from 1995.
Rein Trust (the Trust) purchased the farm in 2010. Several
residential cottages
were constructed on the farm for the use of farm
workers. The occupiers cited in the proceedings resided in nine
cottages on the
farm, with each cottage being occupied by a former
employee and his or her family. Some cottages were made of brick and
mortar
and had asbestos roofing, while others were made of wood.
[4]
The occupiers were former employees or the family members of the
former employees
of the Trust or its predecessor in title. At the
time of the launching of the application in the LCC, the occupiers
all resided
in nine cottages on the farm and had been living there
before the Trust took ownership thereof in 2010. Many households were
made
up of adults and minor children. In total there were 24 adults
and 18 minors at the time when the application was launched. It was
averred that the 17
th
respondent had been living on the farm since 1995 but had never been
employed by the Trust. As regards the 18
th
respondent, it is unclear whether she was ever employed by the Trust,
but she and her children have been living on the farm since
1995.
Nothing turns on this aspect, as the Trust has not disputed that
before the occupants were ordered to vacate the farm on
24 June 2011,
they had all lived on the farm with the Trust’s consent.
[3]
According
to the probation officer’s report, at the time of the
inspection of the farm, the 15
th
respondent and her dependant were no longer resident on the farm. The
11
th
and 12
th
respondents, who were of advanced age and had no children, passed
away before the hearing of the appeal.
[5]
It is common cause that the employment relationship between the Trust
and those occupiers
who were in its employ ended on 24 June 2011, on
which date they were also ordered to vacate the farm. None of them
left the farm.
A further notice to vacate the farm was issued on 21
May 2012 but yielded no results.
[6]
Aggrieved by the occupiers’ refusal to vacate the farm, in
2013, the Trust approached
the Magistrates’ Court, Wellington
(the magistrate court), and sought an order for the eviction of the
1
st
, 2
nd
, 6
th
, 7
th
, 8
th
,
13
th
, 20
th
and 24
th
respondents. The
application for eviction was premised on the provisions of the
Extension of Security of Tenure Act 62 of 1997
(ESTA). The Trust
averred that the employment relationship between all the farm workers
who were working on the farm had always
been regulated by an
employment contract concluded between the previous owner and the
farmworkers concerned.
[7]
According to the Trust, the occupiers were taken over as the Trust’s
workforce
on the same terms and conditions prevailing at the time
when they were employed by the previous owner. On the Trust’s
version,
identical employment contracts were subsequently concluded
between it and the respective employees. In addition, lease
agreements
were concluded, setting out the terms and conditions
applicable to the occupiers’ occupation of the farm. Copies of
specimen
employment contracts and lease agreements were attached to
the Trust’s papers as Annexure C and D, respectively. Included
in the specimen lease agreement was a list of house rules applicable
to employees.
[8]
The Trust asserted that the lease agreements concluded with the
occupiers clearly
stipulated that the occupiers’ tenure as
residents in the Trust’s cottages was subject to the employment
relationship
continuing to exist. According to the Trust, the
termination of the occupiers’ right of residence was on the
basis that their
occupation of the farm was linked to their
employment, which the occupiers had terminated by refusing to render
service to the
Trust pursuant to an unprotected strike.
[9]
The Trust further averred that formal meetings were held in 2016 and
all the occupiers
cited as respondents in the magistrate’s
court proceedings were offered jobs and accommodation, but none of
them expressed
interest in the offer. Two further meetings were held
early in 2017. This averment was denied by the occupiers. According
to the
Trust, a further meeting was arranged in September 2017 but
none of the occupiers attended it. The Trust’s attorneys
contacted
the attorney who had previously represented the occupiers
in the litigation conducted in the magistrate’s court. A
meeting
was arranged for 3 November 2017 but none of those
respondents attended it.
[10]
On 23 February 2017 the magistrate court handed down judgment
refusing the relief sought. In
the judgment, the magistrate took
issue with the fact that the employment contracts and the lease
agreements concluded between
the Trust and the occupiers were not
attached to the application that served before him. Instead, the
contract of employment and
lease agreement furnished reflected Mr
Buckle as the employer. The magistrate also recorded that the Trust
had conceded that the
occupiers had refused to sign the employment
contracts and lease agreement that it had presented to them for
signature but had
failed to attach the unsigned contracts as
substantiation of that assertion.
[11]
It can be gleaned from the magistrate’s judgment that the
deponent to the answering affidavit
had admitted that he had
concluded an employment contract and a lease agreement with the
Trust, and merely indicated that the contract
and lease agreement
attached to the application were not the ones he had signed. The
magistrate held that the Trust had failed
to prove the existence of
the employment contract and lease agreement specifying the tenure of
their occupation of the Trust’s
farm, that there were disputes
of fact pertaining to circumstances that had resulted in the
termination of the occupiers’
employment and relating to
complaints raised in respect of how the occupiers conducted
themselves on the property. The magistrate
concluded that since the
Trust had not shown compliance with the provisions of s 8(1)(3) of
ESTA, it had failed to show that the
occupiers’ right of
residence had been lawfully terminated. Accordingly, the court
dismissed the application for eviction
on the basis that it was not
just and equitable to do so. The Trust did not appeal that order.
[12]
In May 2018 notices were delivered to every household informing the
occupiers that the Trust
was considering terminating their rights of
occupation and simultaneously calling upon them to make
representations as to why they
should not be evicted. None of the
occupiers responded. In July 2018, notices were delivered to all the
occupiers informing them
that their rights of occupation had been
terminated and affording them thirty days within which to vacate the
farm. According to
the Trust, it was specifically stated in those
notices that the Trust was once again prepared to discuss any
reasonable way in
which the Trust could assist the respondents,
including an offer of assistance in relocating. None of the occupiers
vacated the
farm or made any approaches to the Trust or to the
Trust’s attorneys.
[13]
On 19 June 2019 the Trust approached the LCC seeking the occupiers’
eviction from its farm.
The foundation for the proposed eviction was
the unacceptable way the occupiers had allegedly conducted themselves
on the farm,
which, on the Trust’s version, led to the
breakdown of the relationship between the Trust and the occupiers. In
the answering
affidavit deposed at the LCC, the stance taken by the
occupiers was that the Trust had not proven the existence of written
employment
contracts and lease agreements regulating the occupiers’
habitation of the farm, as the alleged agreements were not annexed
to
the Trust’s application. It was also contended that the Trust
had failed to identify the individual occupiers who were
guilty of
the alleged misconduct. The occupiers asked for the dismissal of the
claim on the basis that the Trust had not made out
a proper case.
[14]
In a judgment handed down on 18 February 2021, the LCC found that it
was wrong to paint all occupiers
with the same brush and held that
the Trust’s house rules had been broken by unknown people. As
regards the allegation that
the occupiers failed to observe the rules
pertaining to reception of visitors and that their visitors were
rowdy, the LCC criticised
the fact that it had not been specified
who, among the occupiers, had invited visitors to the farm. The LCC
also concluded that
there was no proof that the dogs that were
allegedly roaming on the farm and damaging the vineyards belonged to
the occupiers.
It said:
‘
[T]he
Land Claims Court is a court of justice and equity. It can never be
just and equitable to order a mass eviction of families,
parents and
children from the farm based on a blanket, unfounded and
unsubstantiated allegations of breach of a relationship between
the
occupiers and the Trust. It must be clear who did what.
[T]he Trust must be in a
position to say which of the 26 respondents is guilty of the
atrocities relied upon for the eviction to
succeed.’
[15]
On 11 March 2021, the Trust applied for leave to appeal the LCC’s
judgment. On 7 July 2021
the LCC granted it leave to appeal to this
Court. On 2 September 2021, the occupiers applied for leave to appeal
the LCC’s
order dismissing their defence of res judicata, which
had been raised as a preliminary point. On 11 November 2021, the LCC
granted
them leave to cross-appeal to this Court. The filing of the
notice to cross-appeal was not in accordance with the rules of this
Court, as it was delivered more than a month after the filing of the
Trust’s Notice of Appeal. Accordingly, an application
for the
condonation of the late noting of the cross-appeal was filed on
behalf of the occupiers.
[16]
It is evident from the affidavit filed in support of that application
that the root cause of
the delay in filing the cross-appeal was the
fact that the application for leave to cross-appeal was launched at
the LCC only after
the Trust had filed its notice of appeal in this
Court. The explanation for that delay was that the mandate for the
legal representatives
who had represented the occupiers in the LCC
had not been automatically extended to the appeal processes. On the
other hand, the
indigent occupiers were unable to fund the appeal
processes and thus had to re-apply to the 28
th
respondent
for funding. The delay in securing legal representation for the
application for leave to appeal in turn caused the delay
in the
filing of the notice to cross-appeal.
[17]
Oral arguments in this Court were preceded by an application for
condonation of the late noting
of the cross-appeal. The Trust’s
counsel indicated that he had no instructions to oppose the
application for condonation.
Having considered all the circumstances
of the case, this Court granted condonation on the basis that a
proper case had been made
out. I consider next the merits of the
appeal.
Discussion
[18]
It is trite that in motion proceedings, the affidavits filed in the
application constitute evidence.
In such proceedings, the norm is
that affidavits are limited to three sets. For this reason, utmost
care must be taken to fully
set out the case of a party on whose
behalf an affidavit is filed. These being motion proceedings, the
application fell to be decided
in accordance with the principle laid
down in
Plascon-Evans
Paints Ltd v Van Riebeeck Paints (Pty) Ltd
[4]
(the
Plascon
Evans
principle). In terms of that principle, an applicant who seeks final
relief in motion proceedings must, in the event of a dispute
of fact,
accept the version set up by his or her opponent unless the latter’s
allegations are, in the opinion of the court,
not such as to raise a
real, genuine or
bona
fide
dispute
of fact or are so far-fetched or clearly untenable that the court is
justified in rejecting them merely on the papers.
[5]
[19]
It is settled that ESTA requires two consecutive steps to be taken
before an eviction order may
be granted by a court. Having conducted
an overview of various judgments, this Court in
Aquarius
Platinum (SA) (Pty) Ltd v Bonene and Others (Aquarius)
[6]
described
the
two-stage procedure mentioned in s 8
[7]
of
ESTA as follows:
‘
.
. . [B]oth the clear meaning of the language of these sections and
their context (the need to protect the rights of residence
of
vulnerable persons) indicate a two-stage procedure.
Section
8
provides
for the termination of the right of residence of an occupier, which
must be on lawful ground and just and equitable, taking
into account,
inter alia, the fairness of the procedure followed before the
decision was made to terminate the right of residence.
Section
8
at
least requires that a decision to terminate the right of residence
must be communicated to the occupier.
Section
9(2)
then
provides for the power to order eviction if, inter alia, the
occupier’s right of residence has been terminated in terms
of
s
8
,
the occupier nevertheless did not vacate the land and the owner or
person in charge has, after the termination of the right of
residence, given two months’ written notice of the intention to
obtain an eviction order.
Section
8(2)
must
of course be read with
s
8(1)
and
provides for a specific instance of what may constitute a just and
equitable ground for the termination of a right of residence.’
[20]
It is not disputed that the Trust sent separate notices to all the
occupiers, terminating their
rights of residence and giving them
notice of its intention to evict them. That being the case, the
pertinent question is whether
the termination of their right to
reside on the farm was lawful and also whether it was, given all the
circumstances, just and
equitable.
[21]
Regarding the trigger for the termination of the right of residence,
the occupiers asserted that
they were dismissed pursuant to their
refusal to subject themselves to the Trust’s more onerous
conditions of employment,
while the Trust averred that the
termination of the occupiers’ employment resulted from their
participation in an unprotected
strike. According to the Trust, all
the occupiers were offered reinstatement into their former positions
but only two persons (who
are not respondents in this matter)
accepted the offer. Some of the occupiers accepted employment
elsewhere. It bears emphasising
that in terms of s 8(2) of the
ESTA,
[8]
the
right of residence of an occupier who is an employee and whose right
of residence arises solely from an employment agreement
may be
terminated if the occupier resigns from employment or is dismissed in
accordance with the provisions of the
Labour Relations Act 66 of
1995
.
[22]
Regardless of each party’s version on how the employment
relationship ended, what is common
cause is that it ended on 24 June
2011. Suffice it to observe that more than a decade after the
employment relationship between
the Trust and the occupiers ceased,
the occupiers have not sought any legal redress at the Commission for
Conciliation Mediation
and Arbitration or any other forum.
[23]
In its founding affidavit, the Trust highlighted serious breaches of
the relationship purportedly
committed by the occupiers which, on the
Trust’s version, rendered the former’s continued
occupation of the farm untenable.
The photographs depicting the
damage resulting from non-compliance with house rules substantiate
the Trust’s assertions.
It is of great significance that many
material allegations of inappropriate conduct attributed to the
occupiers have not been denied.
In the main, the laconic affidavit
filed on their behalf consisted of bare denials in the face of
detailed averments establishing
a fundamental breach of the parties’
relationship.
[24]
Nowhere in the sparse responses in the answering affidavit is the
irretrievable breakdown of
that relationship denied. Despite this,
counsel for the occupiers contended that the occupiers' denial of
unruly conduct described
in the founding affidavit gave rise to
several disputes of fact. He argued that in the face of such factual
disputes, the LCC was,
in terms of the
Plascon-Evans
principle, enjoined to decide the matter on the facts averred in the
occupiers’ answering affidavit, as they were the respondents.
In my opinion, one of the exceptions to the general rule laid down in
Plascon-Evans
does not support counsel’s contention because the occupiers’
bald denials in the face of detailed averments borne out
by
photographs did not amount to a genuine dispute of facts. This
exception was articulated as follows in
Rail
Commuters Action Group v Transnet Limited t/a Metrorail
:
[9]
‘
In
assessing a dispute of fact on motion proceedings, the rules
developed by our courts to address such disputes will be applied
by
this Court in constitutional matters. Ordinarily, the Court will
consider those facts alleged by the applicant and admitted
by the
respondent together with the facts as stated by the respondent to
consider whether relief should be granted. Where however
a denial by
a respondent is not real, genuine or in good faith, the respondent
has not sought that the dispute be referred to evidence,
and the
Court is persuaded of the inherent credibility of the facts asserted
by an applicant, the Court may adjudicate the matter
on the basis of
the facts asserted by the applicant. Given that it is the applicant
who institutes proceedings, and who can therefore
choose whether to
proceed on motion or by way of summons, this rule restated and
refined as it was in
Plascon-Evans
Paints Ltd v Van Riebeeck Paints (Pty) Ltd
is
a fair and equitable one.’
In my view, the LCC
should have applied the principle set out in this passage in order to
reach its verdict. In failing to do so,
it materially misdirected
itself.
[25]
It is of significance that the occupiers have rejected all the
Trust’s attempts at brokering
an amicable resolution of the
impasse.
Section 8(7)
(a)
of ESTA stipulates that ‘if an
occupier’s right to residence has been terminated . . . the
occupier and the owner or
person in charge may agree that the terms
and conditions under which the occupier resided on the land prior to
such termination
shall apply to any period between the date of
termination and the date of the eviction of the occupier’. I
have already alluded
to the fact that the Trust’s case was that
the occupiers had flouted various house rules that had been agreed
upon in terms
of the lease agreement. One of them, which the
occupiers admitted disregarding, was their liability for the payment
of rental and
the fact that rental had not been paid since the
employment relationship ended in 2011. It is undisputed that the
occupiers were
invited to several meetings where they were invited to
make representations pertaining to their continued occupation of the
farm,
but none of them attended such meetings.
[26]
The answering affidavit made no attempt to respond to the following
averments set out in the
founding affidavit:
‘
During
May 2018 notices were delivered at every one of the relevant premises
by the Sheriff. Essentially 2 separate notices were
delivered, one to
whichsoever member of the household had previously had a direct right
to occupy, and one delivered to each member
of his family. In this
regard I attach hereto the notices delivered to the first and second
respondents marked as Annexures “FA
22(a)” and “FA22(b)”
respectively, in which notices,
inter
alia
, the following was recorded.
53.1 The facts giving
rise to the occupation of the property by the first and the second
respondents were reiterated.
53.2 It was recorded that
in the event it was alleged by the second respondent that she had in
fact received tacit consent to occupy
the property that this too
would have been subject to the same terms and conditions as the
consent afforded to the first respondent.
53.3
It was recorded
that the relationship between the trust and the relevant respondent
had broken down.
53.4 It was recorded that
the trust was
considering
cancelling the first and second
respondents’ right of occupation of the property for the
reasons contained in the notices.
53.5
The many
instances of misconduct on the part of the occupiers leading to harm
to the trust and to the remaining persons on the property
were
listed.
53.6 It was recorded
further that the entirety of the right of occupation afforded to them
was fair.
53.7 It was noted the
relative interests of the parties justify the possible termination of
their rights of occupation.
53.8 The letter informed
that the trust was considering terminating any such rights as the
first and second respondents might allege
for the reasons as set out
in the letter.
53.9 It was recorded that
the consent that the respondents had to occupy the property was fair
and the circumstances and that the
trust had need for the premises
for the conducting of the business of the property.
53.9.1 More correctly in
this regard it should be noted that the trust in fact intends using
the land where the occupiers currently
reside to erect new
structures. . . .
53.10 The first and
second respondents were afforded an opportunity to deliver, to myself
at the property or the trust’s legal
representatives,
representations as to why they believed their consent to occupy
property should not be terminated.
53.11 It was reiterated
that in the event such representations were not received or in the
event same were not deemed compelling,
that their rights to occupy
could be terminated.
53.12
An identical
notice, mutatis mutandis, was delivered to every respondent
.
53.13
None of the respondents took the
opportunity afforded to them to make representations, and indeed I
can record that none of them
even approached me in order to discuss
the content of these notices and calls for representations
.’
(Own emphasis.)
[27]
The averments above, which have not been denied, are borne out by the
specimen notice attached
to the Founding Affidavit. They
unquestionably attest to the occupiers’ apathy towards the
restoration of a social relationship.
It is not surprising that the
LCC, in its judgment, accepted that all the occupiers were offered to
an opportunity to make representations
as envisaged in
s 8(1)
(e)
.
This finding has not been attacked by the occupiers. Considering all
the circumstances set out above, I am of the view that the
Trust’s
compliance with all the requirements set out in
s 8(1)
of ESTA
is beyond reproach. The termination of the occupiers’ right of
residence was therefore lawful. In
Snyders
and Others v de Jager and Others
,
[10]
the
Constitutional Court emphasised that the right of termination must
also be just and equitable both at a procedural and substantive
level. The reason for the termination of the right of residence
remains a relevant consideration, in my view. Given the undisputed
averments pertaining to how the occupiers conducted themselves on the
farm
and
the gravity of the conduct upon which the right of termination is
predicated, I am of the view that the termination of the right
of
residence was just and equitable both procedurally and substantively.
[28]
It is well-established that once
an
occupier's right to reside has been duly terminated, his refusal to
vacate the property is unlawful.
[11]
The
occupiers did not deny that they were, on more than one occasion,
asked to vacate the farm.
In
terms of
s 9(2)
(d)
,
two months' notice of the intended eviction application must have
been given to the occupier following the termination of the
right to
reside as envisaged in
s 8.
[12]
The
Trust’s compliance with the service requirements set out in
s 9(2)
(d)
has
not been challenged. What remains is to consider whether the
conditions for an order of eviction as laid down in
s 10
or
s 11
have
been met. Both
s 10
and
s 11
are applicable, as some of the occupiers
took occupation of the farm before 1997 (thus bringing them within
the purview of
s 10)
, while others took occupation after 1997 (this
bringing them within the purview of
s 11).
[29]
As regards the occupiers whose occupation commenced before 1997, the
Trust relied on
s 10(1)
(c)
and
s 10(3)
of ESTA.
Section
10(1)
(c)
provide:
‘
(1)
An
order for the eviction of a person who was an occupier on 4 February
1997 may be granted if –
. . .
(c)
the occupier has committed such a fundamental breach of the
relationship between him or her and the owner or person in charge,
that it is not practically possible to remedy it, either at all or in
a manner which could reasonably restore the relationship.’
Section
10(3)
provides:
‘
(3) If—
(a) suitable alternative
accommodation is not available to the occupier within a period of
nine months after the date of termination
of his or her right of
residence in terms of
section 8
;
(b) the owner or person
in charge provided the dwelling occupied by the occupier; and
(c) the efficient
carrying on of any operation of the owner or person in charge will be
seriously prejudiced unless the dwelling
is available for occupation
by another person employed or to be employed by the owner or person
in charge,
a court may grant an
order for eviction of the occupier and of any other occupier who
lives in the same dwelling as him or her.
and whose permission to
reside there was wholly dependent on his or her right of residence if
it is just and equitable to do so,
having regard to—
(i)
the efforts which the owner or person in charge and the occupier
have
respectively made in order to secure suitable alternative
accommodation for the occupier; and
(ii)
the interests of the respective parties, including the comparative
hardship to which the owner or person in charge, the occupier and the
remaining occupiers shall be exposed if an order for eviction
is or
is not granted.’
[30]
In
Nimble
Investments (Pty) Ltd v Malan
,
[13]
this
Court explained that the factors that must be considered when
determining whether an occupier has committed a fundamental breach
of
the relationship envisaged in
s 10(1)
(c)
of ESTA, include the history of the relationship between the parties
prior to the conduct giving rise to the breach, the seriousness
of
the occupier’s conduct and its effect on the relationship.
[31]
In
Ovenstone
Farms (Pty) Ltd v Persent and Another
,
[14]
t
he
LCC held that a fundamental breach of the relationship between an
owner and an occupier contemplated in
s 10(1)
(c)
‘relates to a social rather than to a legal relationship’
and that this requirement would be met if ‘it is practically
impossible for the relationship to continue due to a lack of mutual
trust’. In the present matter, it is worth noting that
t
he
conduct which constitutes a fundamental breach of the parties’
relationship was attributed to all the occupiers. The conduct
in
question was inter alia described as follows in the founding
affidavit:
‘
I
in no way in this regard wish to imply that all the [occupiers] are
careless as to their treatment of the property, but by virtue
of the
fact that they are a large and diverse group, there are persons in
the group who treat the property with nothing but contempt.
. . . [S]ome of the
[occupiers] have developed the practice of disposing of household
waste by the expedient of either simply disposing
of it adjacent to
the cottages or by burning same. For obvious reasons
the burning
of household waste is strictly prohibited as this can lead to
conflagration destructive of the vineyards in the property
. There
has in fact already been one case of the fire spreading to the
vineyards albeit this was caused by arson as opposed to the
burning
of household waste. A further health concern is the matter of human
waste and waste water.
. . .
As I have said the
cottages were clearly designed and are suitable for small family
units. Such sanitation as exists is hopelessly
inadequate for the
inflated number of persons currently resident at the cottages.
. . .
Also, it would appear
that household waste water, as well as human waste, is disposed of
immediately below the cottages. The cottages
are on the top of a
slope leading down into the vineyards. There is essentially a
constant stream of water flowing from the cottages
through the
vineyards. Also in the event of rains, accumulated waste simply
washes down from the cottages in the vineyard
. . .
For obvious reasons this
is wholly unacceptable in the production of grapes.’ (Own
emphasis.)
[32]
The Trust was candid enough to disclose that the only way in which it
could identify the culprits was
by using cameras activated by means
of motion detectors. It asserted that one of the rules pertaining to
the occupiers’ occupation
of the farm clearly stipulated that
they were not allowed to own dogs on the farm. The presence of the
dogs in the vineyards was
substantiated by a photograph. This
prohibition was based on the dogs’ propensity to damage the
vineyards. The Trust asserted
that CCTV cameras were not of much
benefit because the motion detectors were constantly being set off by
dogs. This had led to
bulk footage that was impossible to review. For
this reason, the Trust asserted that it had to incur the cost of
employing night
security on the farm.
[33]
The occupiers’ nonchalant retort was to accuse the Trust of
having failed to specifically
disclose the identities of the
individuals who had committed the various acts of inappropriate
conduct. The rationale for the prohibition
on keeping dogs (ie that
they damage the vineyards) was not disputed. The deponent to the
answering affidavit inter alia stated
as follows:
‘
My
silence on certain allegations must not be taken as [acquiescence] on
my part or on the part of the other [occupiers]. [The Trust’s]
founding affidavit is voluminous and contains unsubstantiated
allegations of criminality on the property . . . [The deponent]
mentions CCTV footage as being ineffective as result of dogs roaming
freely at the property. He does not mention the owners of the
dogs or
the owner who lets the dogs roam around freely. In fact, [the
deponent] makes serious allegations about unidentified persons
to the
exclusion of the employees of the [Trust].’
[34]
The responses in the answering affidavit were generally sparse, as
the material allegations of
misconduct were largely left
unchallenged. Some of the responses amounted to untenable
rationalisations. For example, responding
to the allegation that
there were persons defecating in the vineyards, the occupiers stated
that the ‘simple and acceptable
explanation’ was that
such conduct could be attributed to the failure of the applicant to
empty the septic tank.
[35]
The Trust’s version about the damage to the irrigation system
and health risks resulting
from the unhygienic conditions prevailing
on the farm on account of littering, dysfunctional drainage and sewer
systems and the
fire risks to which the property is exposed due to
the occupiers’ refusal to co-operate, are uncontroverted. It
was alleged
that the sewage system had been destroyed as a result of
baby nappies and newspapers, among other things, being flushed down
the
toilet. These unhygienic conditions are borne out by the heaps of
litter close to the cottages as well as burnt household waste
as
depicted in the photographs. Some of the photographs depicted the
damage to the irrigation systems and the damaged electrical
systems.
[36]
The occupiers did not dispute that they were previously subject to
house rules that were embodied
in the lease agreement, and that these
rules inter alia required them to use specific access points to their
homesteads, to maintain
the cottages in a clean state and prohibited
them from keeping dogs on the farm. They simply contended that the
Trust had not shown
that they were the owners of the dogs roaming on
the property. They also did not deny that the Trust had, on
occasions, had to
intervene due to altercations among rowdy visitors.
[37]
The Trust attached a schedule prepared for the period December 2018
to 1 March 2019 setting out
the amounts paid for private security on
the farm in an effort to curb theft of grapes and vandalism on the
farm, which had a negative
effect on the business of the Trust and
had caused the Trust to incur a loss of R3 million in one financial
year. This is undoubtedly
a relevant factor that serves as an
indicator of the hardship that the Trust will be faced with if an
order of eviction is not
granted.
[38]
Tellingly, the occupiers did not deny the Trust’s assertion
that it was quite clear that
the relationship between the parties had
‘wholly broken down’ due to the manner in which the
occupiers had conducted
themselves. The Trust averred that ‘for
many years there has been nothing resembling a relationship between
the Trust and
the [occupiers]; the [occupiers] essentially form a
wholly independent group living on the property which group does not
abide
by any of the rules on the property’. The occupiers have
not asserted otherwise and seemed unperturbed by the Trust’s
assertions concerning a breakdown of the relationship.
[39]
The occupiers seem indifferent to the
Trust’s hardship of not being able to accommodate its own
employees on the farm. In
this regard the Trust has had to establish
a tented compound in order to accommodate certain of its employees
during peak season
when their presence on the property is essential.
Instead of addressing this hardship, the occupiers suggested that the
Trust’s
own employees were responsible for cutting down fences
on the farm. The deponent said: ‘. . . t]
he
allegations of vandalism cutting of fences could be caused by the
[Trust’s] employees as the employees reside outside the
property and could be using short cuts on the property’.
[40]
In my opinion, the inappropriate conduct complained of is of a
serious nature, regardless of
whether the occupiers’ occupation
commenced before or after February 1997 as envisaged in
s 10
and
11
of ESTA. To the extent that the allegations were not specifically
disavowed by the occupiers, and the damage complained of is borne
out
by the photographs, it must be accepted that the Trust’s
assertions have a ring of truth.
[15]
The
damage to the Trust’s property cannot be allowed to continue
unabated simply because individual culprits could not be
identified
on CCTV cameras. In my opinion, the Trust could perhaps have
alleviated the problems associated with health risks posed
by the
unsanitary presence of human waste in the vicinity of the vineyards.
However, it must be borne in mind that the Trust had
to expend money
on constantly mending broken fences, repairing the damaged irrigation
system, and procuring the services of security
guards to prevent
unauthorised access to the farm.
[41]
What is plain from the record is that there was an unhealthy
stalemate following the cessation
of the employment relationship. The
photographs depicting water flowing from an irrigation hose which was
left unattended, litter
left lying around in the vicinity of the
cottages and the presence of heaps of burnt refuse despite the known
risk of fires spreading
to the vineyard are all aspects that give
credence to the Trust’s contention that its property was
treated with contempt.
This kind of conduct is, in my view,
irreconcilable with a cordial social relationship. The blatant
non-compliance with the applicable
house rules is an issue that could
have been amicably resolved at the meetings that were proposed by the
Trust. Unfortunately,
the occupiers chose not to attend such
meetings.
The attitude of the occupiers in
not showing interest in the restoration of a harmonious relationship
was also unhelpful.
The founding affidavit
attests to the Trust’s numerous efforts to regularise the
relationship, but these were spurned. The
occupiers’
uncompromising stance apparently frustrated all efforts to restore
the relationship and only served to ruin the
social relationship
beyond repair.
[42]
The circumstances of this case largely match those in
Klaase
and Another v Van der Merwe NO and Others (Klaase)
,
[16]
where
the Constitutional Court found that the relationship between the
property owners and the occupiers had broken down to such
an extent
that it could not be salvaged. Notably, the averment that the
relationship had irretrievably broken down was not disputed.
The fact
that the relationship cannot be restored is a major consideration in
respect of those occupiers whose occupation of the
farm commenced
before 1997.
[43]
As alluded to, earlier, the 11
th
, 12
th
and 21
st
respondents were, at the time of the hearing of the application in
the LCC, occupiers as contemplated in
s 8(4)
of ESTA as they had
lived on the farm for more than ten years and had reached the age of
60 years. In terms of that provision,
their residence could only be
terminated if they had committed a breach contemplated in
s 10(1)
(a)
,
(b)
or
(c)
of ESTA, the rider being that their mere
failure or refusal to provide labour could not be regarded as a
breach. As mentioned earlier,
the Trust’s case was premised on
s 10(1)
(c)
.
[44]
In
Klaase
,
[17]
t
he
Constitutional Court held that absconding from work and absenteeism;
a history of inappropriate conduct; failure to attend a
disciplinary
hearing; failure to vacate premises as agreed; and continuing to live
on the premises rent-free while being gainfully
employed elsewhere,
constitutes a fundamental breach for purposes of
s 10(1)
(c)
of
ESTA.
[45]
As mentioned before, the 11
th
and 12
th
respondents passed on before the hearing of the appeal. This means
that the 21
st
respondent, who is 63 years old, is the only respondent who is on a
different footing than the rest of the respondents and can,
as such,
only be evicted if she is shown to have committed a fundamental
breach envisaged in
s 10(1)
(c)
.
It bears emphasising that the fact that she had not shown any
interest in accepting reinstatement is an irrelevant consideration.
[46]
According to the municipality’s report, she is healthy and
‘does not have special
need’. In this regard, I have
already indicated that she did not distance herself or members of her
household from any of
the inappropriate conduct complained of
concerning. She could at least have attended one of the meetings to
deny involvement in
the conduct complained of and to reaffirm her
household’s commitment to compliance with the house rules. She
did nothing
to indicate her interest in the preservation of a
harmonious social relationship with the Trust as the owner of the
farm.
On the contrary, all indications
point to her having made common cause with the other respondents.
Under the circumstances, the protection of
being a long-term occupier as envisaged in
s 8(4)
cannot avail
her. In addition, she has not denied that the relationship between
her and the Trust can no longer be salvaged on
account of the serious
allegations made against all the occupiers, which fall within the
ambit of
s 10(1)
(c)
.
Since the requirements of this provision, have been met, it follows
that her eviction from the farm is inevitable.
[47]
It is self-evident from the provisions of
s 11(3)
(d)
that in circumstances where the commission of a breach by occupiers
is the reason for the proposed eviction, such breach will be
a
relevant consideration even in respect of those occupiers whose
occupation commenced after February 1997. I have already expressed
the view that a fundamental breach of the relationship on account of
inappropriate conduct has been shown in respect of all the
occupiers.
The strained relationship can, even in respect of the occupiers who
occupied the farm after 4 February 1997 (ie those
falling within the
ambit of
s 11
of ESTA), be described as a situation that is ‘beyond
redemption’,
[18]
given
various accusations and counter-accusations evident in the founding
and answering affidavits. What is patently clear is that
basic house
rules relating to the respective occupiers’ conduct on the
property were fragrantly disregarded. The breach of
these rules,
which resulted in the financial loss set out in the preceding
paragraphs, is the main reason why the Trust seeks an
order of
eviction.
[48]
The pronounced lack of mutual trust between the parties is
self-evident. The Trust’s attempts
to regularise the
relationship have come to naught. It is undisputed that the Trust is
currently unable to provide its own workforce
with accommodation. In
summary, the circumstances canvassed above when considered
cumulatively, lead me to conclude that the conditions
set out in
s 9(2)
of ESTA have been met. This paves the way for considering
whether justice and equity would be served if an eviction order is
granted.
In
deciding whether it is just and equitable to grant
an eviction order, this Court must consider whether suitable
alternative accommodation
is available to the occupiers
(s 11(3)
(c)
)
and balance the interests of the Trust
vis-a-vis
those of the
occupiers (
s 11(3)
(e)
).
It is to that question that I now turn.
[49]
The LCC directed the 28
th
respondent, the Department of Rural Development and Land Reform, to
submit a probation officer’s report as envisaged in
s 9(3)
of
ESTA.
[19]
In
her report, the probation officer suggests that the occupiers not be
evicted from the property and requested the LCC to rather
order the
affected parties to partake in a meaningful engagement process. She
fleetingly
mentioned
that one of the occupiers alluded to the fact that the cottages are
in a dilapidated state.
Against
the clear manifestation of a history of mistrust and a deteriorating
strained relationship which none of the occupiers have
been
interested to mend over the years, coupled with the fact that several
of them are already employed elsewhere, I am of the
view that
any
prospect of mutual trust being rekindled is but a chimera. As it is
practically impossible for the relationship between the
parties to be
restored due to a lack of mutual trust, I am of the respectful view
that no purpose would be served by an order proposed
by the probation
officer.
[20]
Is an order of
eviction warranted under the circumstances of this case?
[50]
Section 9(3)
forms part of ESTA provisions that impose limitations on
evictions and prescribe the circumstances in which an eviction order
may
be made. The relevant considerations include the availability of
suitable alternative accommodation to the occupiers, the effect
of an
eviction on the constitutional rights of any affected persons,
including the rights of children to education, and any hardship
that
an eviction may cause the occupiers. Another relevant consideration
in matters of this nature is
the
comparative hardship to the occupiers and the owner of the property.
As aptly stated in
Molusi
and Others v Voges N O and Others
(Molusi)
,
[21]
‘
a
court making an order for eviction must ensure that justice and
equity prevail in relation to all concerned. This it does by heeding
the considerations specified in
s 8
read with
s 9
, as well as
ss 10
and
11
of ESTA, which make it clear that fairness plays an important
role.’
[51]
On the conspectus of all the facts in this case, it would be
unreasonable t
o expect the Trust to
continue to provide the occupiers with housing in the face of
undisputed evidence of an unsalvageable breakdown
of the parties’
relationship. Sympathetic as one may be to the plight of the
occupiers, who have considered the farm as their
place of abode for
many years, the Trust cannot, under the prevailing circumstances, be
expected to continue to accommodate the
occupiers on its farm
indefinitely.
[52]
Moreover, the dilapidated cottages appear to be on the verge of being
uninhabitable due to their
state of disrepair. T
he
Trust’s averment that the cottages occupied by the occupiers
were in a dilapidated state and warranted to be demolished
was not
disputed by the occupiers. It was averred that some of the walls were
collapsing, with gaps between the asbestos roofing
and the supporting
wall. The extent of the dilapidation is borne out by the photographs
attached to the Trust’s founding
affidavit. This, in my view,
is an aspect which, on its own, seriously militates against the
refusal of the eviction order. It
simply cannot be in the interests
of justice for this Court to sanction continued long-term occupation
of uninhabitable dwellings.
[53]
Against the afore-stated background, to order the Trust to retain the
occupiers on the farm and
to expect the occupiers to live
indefinitely in dilapidated cottages with asbestos roofing and in
crooked wooden houses indefinitely
would border on being inhumane. In
the same vein, to order the Trust to renovate the cottages and to
expect it to bear the costs
of such renovations in addition to the
costs it has already incurred in managing the security risks would be
to unfairly impose
an additional hardship on the Trust. All the more
so because the Trust has had to tolerate the occupiers’
attitude in circumstances
where the occupiers have been staying in
the cottages rent free for more than a decade after the termination
of the employment
relationship.
[54]
It is well-established that in the context of justice and equity, the
availability or otherwise
of alternative accommodation is one of the
factors that a court must take into consideration. I
n
Molusi
,
[22]
the
Constitutional Court held that a municipality is obliged not only in
terms of ESTA, but also s 26(3) of the Constitution to
provide
suitable alternative accommodation. In this matter, the occupiers
indicated that they would have no place of abode, should
they be
evicted from the farm. Some of them had already applied to the 27
th
respondent (the municipality) for assistance regarding their
accommodation needs, but it had been a fruitless exercise for some
of
them, while a few were put on a waiting list.
[55]
The municipality compiled a report on 8 October 2020. In respect of
the second respondent, who
is the wife of the first respondent, the
report acknowledges that she applied for housing from the government
in 2013 and confirms
that she was registered on the municipality’s
housing database on 24 June 2013. It also records that the first
respondent
is suffering from a disability. It states that even though
he was dependent on a disability grant, the grant had been suspended.
The report also notes that the first respondent’s wife and the
couple’s two children are employed. Surprisingly, it
records
that ‘the housing application has not been flagged as rural
dwellers’ but does not explain why that was not
done. It
concludes by mentioning that ‘due to the date of the
application, the applicant will not be considered for formal
housing
soon’ but does not elaborate on why the application cannot be
considered expeditiously.
[56]
The municipality’s report also divulged that eligibility for
emergency housing was governed
by the Municipality’s Temporary
Housing Assistance Policy (policy). In terms of that policy, only
households earning R5 400
per month and below qualified for
‘indigent and financial assistance subsidies’.
[57]
Following a narration of the challenges the municipality was facing
in respect of allocation
of housing to indigent communities, the
report stated as follows under the heading ‘Conclusion’:
‘
Formal
Housing
56. The Municipality
faces a housing demand of 19 500 applicants which includes
unemployed and/or physically challenged persons.
57. Those Respondents who
are not registered on the Formal Housing Demand Waiting List Database
should visit the Municipality’s
Housing office to register. If
they fail to register, they can never be considered for a formal
housing opportunity. All respondents
have been advised at the
socio-economic inspections, that they need to visit the Municipality
offices to update their housing applications
and/or to apply for
formal housing through the Municipality.
58. Selection for formal
housing works on a 60/20/20 principle as set out in the Housing
Selection Policy of the Municipality. 20%
of each housing project is
allocated applicants on the housing waiting list registered as
dwellers of rural land, another 20% to
special needs persons and 60%
to the rest of the registered applicants on the general waiting list.
Emergency Housing
59. The most
immediately-available site where emergency housing may be available,
is Schoongezicht. However, this presents a limited
number of housing
opportunities.
60. The Municipality’s
finding, however, is that 7 households does not qualify for emergency
accommodation in terms the Municipality’s
Temporary Housing
Assistance Policy, as none of the households will be rendered
homeless in the event of an eviction given their
income levels.
61. In this regard, as a
rule of thumb, and in applying section 5.1 of its temporary Housing
Assistance Policy, the Municipality
generally utilises the current
threshold determined for household income’ in terms of its
Indigent Support Policy, being
R4500. Naturally, other factors might
have a bearing, and this threshold is not rigidly applied. However,
in the present instance,
no such factors have been identified which
would indicate that this rule of thumb should be departed from, and
none of the households
are at the level where their total income
suggests they would qualify for assistance.’
[58]
The municipality claimed that it would be unable to provide the
occupiers with alternative emergency
accommodation if an order of
eviction was granted. It is, however, clear from its report that
it
has an emergency housing assistance policy to accommodate homeless
persons with accommodation close to their homes. In terms
of that
policy, it would be obliged to provide the occupiers with alternative
accommodation, should they be rendered homeless.
[59]
Under the heading ‘Steps Taken by the Municipality in an
Attempt to Meet Demand’,
the municipality enumerated several
challenges which stand as obstacles in the provision of accommodation
to the occupiers; these
include budgetary constraints and
unavailability of land to which the occupiers can be relocated. There
is nothing in the report
suggesting any real prospect of the
municipality providing the occupiers with accommodation. The
municipality cannot seek to shirk
its constitutional responsibility
to private citizens.
[60]
It appears that the municipality has not considered the fact that the
cottages occupied by the
occupiers are in a dilapidated state. If it
has, it has paid very little regard to that aspect, as no mention
whatsoever is made
of the condition of the cottages. It has also paid
insufficient regard to the fact that several occupiers, including the
disabled
first respondent, had already formally approached it for the
provision of low-cost housing six years prior to the preparation of
the report and were placed on a waiting list. These are special
circumstances that warrant special consideration. Moreover, s
28(1)
(c)
of the Constitution provides that children
have the right to shelter.
It is the
municipality’s responsibility to ensure that the occupiers’
children do not end up homeless.
[61]
Given the plight of the occupiers, the municipality is duty-bound to
provide them with alternative
emergency accommodation. Considering
the fact that the eviction of the occupiers is linked to the
provision of emergency accommodation
by the municipality, the
eviction of the occupiers is just and equitable.
[23]
It
follows that the LCC ought to have granted an order of eviction.
Counsel for the occupiers argued that, in dismissing the application,
the LCC had exercised a true discretion within the contemplation of s
10(1)
(c)
of
ESTA. Since the Trust had failed to demonstrate that the LCC did not
act judicially in refusing to grant an order of eviction,
it was not
open to this Court to interfere with the LCC’s decision, so it
was contended.
[62]
It
is well-established that where a lower court has exercised a
discretion in the true sense, an appellate court is ordinarily not
entitled to interfere with the decision of that court unless it is
satisfied that its discretion was not exercised judicially,
or that
it was influenced by wrong principles or wrong application of the
facts, or that the lower court had reached a decision
which could not
have been made by a court properly directing itself to the relevant
facts.
[24]
The question is
whether it has been
demonstrate
d,
on
appeal to this Court
,
that
the
LCC
did
not act judicially, or that it acted on a misapprehension of the
facts or on wrong principles
.
[25]
Insofar
as the LCC exercised its discretion not to grant an order of eviction
on the basis of a wrong application of the
Plascon-Evans
principle, its discretion was influenced by wrong principles and was
therefore not properly exercised. This Court is therefore
at large to
interfere with the LCC’s refusal to grant an eviction order.
It
follows that the appeal ought to succeed. What remains for
consideration is a decision on the cross-appeal.
Res judicata
[63]
The occupiers’ cross appeal amounts to the invocation of a
defence of res judicata on the
basis that the cause of action and the
parties in the eviction application launched in the LCC were the same
as those in the litigation
previously determined in the magistrate’s
court. Counsel for the occupiers contended that the LCC should have
upheld the
defence of res judicata in respect of the occupiers who
were cited as respondents in the magistrate’s court, because
the
addition of more respondents in the LCC proceedings did not
detract from the fact that all the respondents mentioned in the
magistrate’s
court were the same persons mentioned in the LCC
proceedings.
[64]
It has been held that the doctrine of res judicata has ancient roots
as an implement of justice.
Its purpose was to protect the litigants
and the courts.
[26]
The
defence of res judicata was available at common law if it were shown
that the judgment in the earlier case was given in a dispute
between
the same parties, for the same relief on the same ground or on the
same cause.
[27]
The
gist of the plea of res judicata is that the matter or question
raised by the other side had been finally adjudicated upon in
proceedings between the parties and can therefore not be raised
again.
[28]
[65]
As far back as 1893, this Court in
Bertram
v Wood
[29]
cautioned
that, unless carefully circumscribed, the defence of res judicata
could produce great hardship and positive injustice
to individuals.
With the passage of time, its requirements were relaxed. The label
‘issue estoppel’ referred to instances
where the same
cause of action requirement ‘was not rigorously enforced’
and is thus an extension of res judicata.
[30]
In
Smith
v Porritt and Others
,
this Court explained the relaxation of res judicata as follows:
‘
Following
the decision in
Boshoff
v Union Government
1932 TPD 345
the ambit of the
exceptio
rei judicata
has over the years been extended by the relaxation in appropriate
cases of the common law requirements that the relief claimed
and the
cause of action be the same . . . in both the case in question and
the earlier judgment. Where the circumstances justify
the relaxation
of these requirements, those that remain are that the parties must be
the same . . . and that the same issue . .
. must arise. Broadly
stated, the latter involves an inquiry whether an issue of fact or
law was an essential element of the judgment
on which reliance is
placed.’
[31]
[66]
Following
Boshoff
and a line of judgments of this Court, it is now well-established
that the requirements of res judicata should yield to the facts
of
each case
[32]
. In dismissing
the defence of res judicata, the LCC reasoned that the parties cited
in that court as respondents, who were occupying
the farm, were not
the same parties as those who were cited as respondents at the
magistrate’s court, insofar as the children
of those
respondents were not cited as parties in the magistrate’s court
but were cited as parties at the LCC. It found that
the issues raised
in the litigation in both courts were the same.
[67]
It seems to me that even though only the heads of different
households were cited as parties
in the magistrate’s court, the
parties in both matters were essentially the same. In
Caesarstone
Sdot-Yam Ltd v The World of Marble and Granite 2000 CC and
Others
, this Court said:
‘
As
I have mentioned Caesarstone submitted that while the remaining
family members were not parties to the proceedings in Israel
there
was a sufficient commonality of interest between them and WOMAG and
Mr Oren Sachs to satisfy the requirements of the plea
of
lis
pendens
. The argument commences with a
reference to
Voet
44.2.5,
where
Voet
gives
examples of what is meant by the ‘same person’ in the
context of a plea of
res judicata
.
Whilst the rule is often stated as being that it covers only those
who are privies in the sense of having derived their rights
from a
party to the original litigation,
it
is by no means clear that
Voet
confined
it that narrowly.. . . .
It may be that the
requirement of “the same persons” is not confined to
cases where there is an identity of persons,
or where one of the
litigants is a privy of a party to the other litigation, deriving
their rights from that other person. Subject
to the person concerned
having had a fair opportunity to participate in the initial
litigation, where the relevant issue was litigated
and decided, there
seems to me to be something odd in permitting that person to demand
that the issue be litigated all over again
with the same witnesses
and the same evidence in the hope of a different outcome, merely
because there is some difference in the
identity of the other
litigating party
.’
[33]
[68]
Even though I align myself with the sentiments expressed in the
passage above, I do not have
to make a finding on that aspect. In my
opinion, an aspect on which the
res
judicata
defence can be conclusively decided upon in this matter is whether
the same issue of fact or law determined in the magistrate’s
court was determined in the LCC. If the same issue was not determined
on the merits by the magistrate’s court, the upshot
would be
that an essential requirement for a plea of res judicata would not
have been met. In order to come to the result pronounced
by the
court, careful attention must always be paid to what the court which
handed down the earlier judgment was called upon to
determine and
what must necessarily have been determined.
[34]
The
exercise is not mere mechanical comparison of what the two cases were
about and what the court stated as its reasons for the
order
made.
[35]
[69]
While the issues that fell for determination in the magistrate’s
court and the LCC, at
first blush, appear to be the same, ie whether
an order of eviction was just and equitable, the form and context in
which that
issue was raised in each court was different. In the
magistrate’s court the application for eviction was predicated
on the
Trust’s operational reasons on the basis that the
employment relationship had ended and that in terms of the lease
agreement,
the termination of employment in turn led to the
termination of the right of residence.
[70]
In the LCC, the application was predicated on events post the
judgment handed down in 2017. As
regards long term occupiers, the
contention was that they had committed such a fundamental breach of
the relationship between them
and the Trust that it was not
practically possible to remedy it. As explained by this Court in
United
Enterprises Corporation v STX Pan Ocean Co Ltd,
[36]
in
a slightly different context, the consideration as to whether the
same issue raised was previously determined in an earlier judgment
depended not on the import of the order granted but on answering the
substantive question pertaining to the nature of the issue
of fact or
law that was decided by the court in the proceedings, and whether it
was finally decided.
[71]
To my mind, the circumstances raised in the LCC were of a different
hue to those determined by
the magistrate. This is because the
substantive question of the breach of the relationship was not
finally determined by the magistrate,
as the magistrate’s
reasoning was that on the question of the conduct that allegedly gave
rise to the breach of the relationship,
there was a dispute of fact
that was not resoluble on the papers. That this is so, is manifestly
discernible from the magistrate’s
judgment. This view is
fortified by the following exposition in
Mkhize NO v Premier of
the Province of Kwazulu-Natal and Others (Mkhize)
:
‘
The
pertinent question is therefore whether an order can be considered
final when it is concerned with dismissal or discharge of
interim or
interlocutory orders. In
Cohn
,
the finality of a dismissed matter was considered and the Court
stated:
“
In
dealing with the position where an action is dismissed, Spencer Bower
says that the answer to the question whether anything can
be said to
have been decided, so as to conclude the parties, beyond the actual
fact of the dismissal depends upon whether . . .
the
dismissal itself is seen to have necessarily involved a determination
of any particular issue or question of facts or law, in
which case
there is an adjudication on that question or issue;
if
otherwise, the dismissal decides nothing, except that in fact the
party has been refused the relief which he sought
.”’
[37]
(Own
emphasis.)
The remarks above are
equally apposite in this matter.
[72]
It is well-established that the successful invocation of res judicata
requires the party raising
that plea not only to show that there was
an identity of the parties and of the issues in the former and in the
present litigation
but must also show that the earlier judgment
relied upon was a final judgment.
[38]
It is evident from the
magistrate’s judgment that no final finding was made in respect
of the allegations of misconduct against
the occupiers, as the
magistrate believed that there was a dispute of facts on that aspect.
It is trite that where a factual dispute
exists, the judicial
officer’s option is, depending on the circumstances of the
case, to dismiss the application (where the
factual dispute was
foreseeable) or to refer the matter for the hearing of oral evidence.
[73]
Where the application is dismissed because of the existence of a
factual dispute, it would result
in untenable hardship for the
applicant in a matter of this nature if, in circumstances where an
issue was raised but not finally
determined, the earlier judgment
would entitle the respondent to successfully invoke the plea of res
judicata despite that specific
issue not having been adjudicated
upon. In this matter, the magistrate dismissed the application
without making any firm finding
on whether or not any misconduct on
the part of the occupiers had caused the parties’ social
relationship to break down irretrievably
as contended for by the
Trust. As the issue pertaining to the fundamental breach and
irretrievable breakdown of the relationship
envisaged in s 10(1)
(c)
was not finally determined by the magistrate, the defence of res
judicata was therefore not available for the occupiers in the
litigation
that was initiated in the LCC.
[74]
Moreover, as can be gleaned from the founding affidavit, the Trust
predicated its claim mainly
on circumstances that obtained after the
date of the judgment granted by the magistrate court in 2017. When
the Trust sent out
a notice that it was considering terminating the
occupiers’ rights of residence, a period of more than a year
had elapsed
since the handing down of the magistrate’s
judgment. As correctly submitted by counsel for the Trust during the
exchange
with the bench, the factual matrix that constitutes a
manifestation of the alleged breach of trust and irretrievable
breakdown
of the relationship between the Trust and the occupiers are
events that occurred after the date of the handing down of the
magistrate’s
judgment and continued to fester. Logically,
issues that arose after the granting of the magistrate’s
judgment could not
have been previously determined by the magistrate.
Thus, nothing barred the applicants from bringing a new application
based on
those new developments. It follows that the LCC, in
dismissing the defence of res judicata, granted the correct order.
The cross-appeal
must therefore fail.
[75]
To sum up, I am of the view that on the conspectus of all the
circumstances of this case, an
order of eviction was inevitable, as
all the relevant provisions of ESTA had been complied with. Nothing
precluded the LCC from
granting the eviction order.
[39]
Insofar
as the LCC refused to grant that order on the basis that it was not
just and equitable to do so, it erred.
[76]
The next enquiry is to consider the date by which the occupiers
should have vacated the farm
and the date on which the eviction order
must, on their failure to do so, be executed. In terms of s 12 of
ESTA, a court that considers
it just and equitable to grant an
eviction order shall determine a just and equitable date on which the
occupier shall vacate the
land and determine the date on which an
eviction order may be carried out if the occupier has not vacated the
land on the date
they were ordered to do so. In considering this
aspect, I have also considered whether the municipality would be in a
position
to provide emergency accommodation within a short space of
time, I can see no reason why the municipality would not be in a
position
to, in compliance with this Court’s order, provide
emergency housing to all the occupiers in this matter within a period
of six months.
Costs
[77]
The default position in the LCC is not to grant an order of costs of
the litigation instituted
in that court. The circumstances of the
case do not warrant a deviation from that position. As regards the
costs of appeal, it
bears noting that in this matter, the indigent
occupiers were granted state funding both in the LCC and in this
Court. This Court
stated as follows in
Haakdoringbult
Boerdery CC & others v Mphela & others
:
[40]
‘
That
leaves the costs on appeal. This Court has not yet laid down any
fixed rule and there are judgments that have ordered costs
to follow
the result and others that have made no orders. I believe that the
time has come to be consistent and to hold that in
cases such as this
there should not be any costs orders on appeal absent special
circumstances.’
I agree.
Notably, s 18
(b)
of ESTA clothes a court with the discretion to make such orders as to
costs as it deems just. Having considered all the circumstances
of
this case, I am of the view that justice dictates that the occupiers
not be mulcted with a costs order on appeal.
Order:
[78]
In the result, the following order is granted:
- The
appeal succeeds and the cross-appeal is dismissed with no order as
to costs in each instance.
The
appeal succeeds and the cross-appeal is dismissed with no order as
to costs in each instance.
- The
order of theLand Claims Court is set
aside and replaced with the following order:
The
order of the
Land Claims Court is set
aside and replaced with the following order:
‘
(a)
An eviction order is granted in respect of all the occupier
respondents, with the exception of the eleventh and twelfth
respondents.
(b) The first to tenth
respondents and thirteenth to twenty-sixth respondents must vacate
the farm known as Rein Hill Estate, situated
on the remainder of farm
number 1458 in the Drakenstein Municipality, Paarl Division, Western
Cape Province on or before 31 August
2023.
(c) Should the
respondents mentioned in paragraph (a) and all those occupying the
farm under them fail to vacate it on or
before 31 August 2023, the
sheriff of the court is authorised to evict them from the farm by 15
September 2023.
(d) The twenty-seventh
respondent is ordered to provide emergency housing suitable for human
habitation with access to basic services
(which may be communal) to
the respondents mentioned in paragraph (a) above and all those
occupying the farm under them, on or
before 31 July 2023.
(e) There is no order as
to costs.’
________________________
M B Molemela
Judge of Appeal
Appearances:
For
first to third appellants:
L
F Wilkin
Instructed
by:
Meyer
and Sarkas, Cape Town
Claude
Reid Attorneys, Bloemfontein
For
first to twenty-sixth respondents:
L
X Dzai
Instructed
by:
Wakaba
& Partners Attorneys, Johannesburg
Maduba
Attorneys, Bloemfontein
[1]
Port
Elizabeth Municipality v Various Occupiers
[2004] ZACC 7
;
2005
(1) SA 217
(CC)
2004
(12) BCLR 1268
(CC) para
17.
[2]
Molusi
and Others v Voges N O and Others
[2016]
ZACC 6
;
2016
(3) SA 370
(CC)
para 39.
[3]
Sterklewies
(Pty) Ltd t/a Harrismith Feedlot v Msimanga and Others
[2012] ZASCA 77
;
2012 (5) SA 392
(SCA) para 3.
[4]
Plascon-Evans
Paints Ltd v Van Riebeeck Paints (Pty) Ltd
[1984]
ZASCA 51
;
1984]
2 All SA 366
(A);
1984
(3) SA 623
(A)
at 634E-635C.
[5]
Wightman
t/a JW Construction v Headfour and Another
[2008] ZASCA 6
;
2008 (3) SA 371
(SCA);
[2008] 2 All SA 512
(SCA)
para 12.
[6]
Aquarius
Platinum (SA) (Pty) Ltd v Bonene and Others
[2020] ZASCA 7
;
2020 (5) SA 28
(SCA) para 13.
[7]
Section
8 provides as follows:
‘
8 Termination
of right of residence
(1)
Subject to the provisions of this section, an occupier's right of
residence may be terminated on any lawful ground, provided
that such
termination is just and equitable, having regard to all relevant
factors and in particular to-
(a)
the
fairness of any agreement, provision in an agreement, or provision
of law on which the owner or person in charge relies;
(b)
the
conduct of the parties giving rise to the termination;
(c)
the
interests of the parties, including the comparative hardship to the
owner or person in charge, the occupier concerned, and
any other
occupier if the right of residence is or is not terminated;
(d)
the
existence of a reasonable expectation of the renewal of the
agreement from which the right of residence arises, after the
effluxion of its time; and
(e)
the
fairness of the procedure followed by the owner or person in charge,
including whether or not the occupier had or should have
been
granted an effective opportunity to make representations before the
decision was made to terminate the right of residence.
(2)
The right of residence of an occupier who is an employee and whose
right of residence arises solely from an employment agreement,
may
be terminated if the occupier resigns from employment or is
dismissed in accordance with the provisions of the
Labour
Relations Act.
(3
)
Any dispute over whether an occupier's employment has terminated as
contemplated in subsection (2), shall be dealt with in accordance
with the provisions of the
Labour
Relations Act, and
the
termination shall take effect when any dispute over the termination
has been determined in accordance with that Act.
(4)
The right of residence of an occupier who has resided on the land in
question or any other land belonging to the owner for
10 years and—
(a) has reached the age of 60 years; or (b) is an employee or former
employee of the owner or person in charge,
and as a result of ill
health. injury or disability is unable to supply Iabour to the owner
45 or person in charge, may not be
terminated unless that occupier
has committed a breach contemplated in section 10( 1)(a), (b) or
(c): Provided that for the purposes
of this subsection, the mere
refusal or failure to provide Iabour shall not constitute such a
breach.
(5)
On the death of an occupier contemplated in subsection (4), the
right of residence 50 of an occupier who was his or her spouse
or
dependant may be terminated only on 12 calendar months’
written notice to leave the land, unless such a spouse or dependant
has committed a breach contemplated in section 10(1).
(6)
Any termination of the right of residence of an occupier to prevent
the occupier from acquiring rights in terms of this section,
shall
be void.
(7) If an occupier’s
right to residence has been terminated in terms of this section, or
the occupier is a person who has
a right of residence in terms of
section 8(5)— (a) the occupier and the owner or person in
charge may agree that the terms
and conditions under which the
occupier resided on the land prior to such termination shall apply
to any period between the date
of termination and the date of the
eviction of the occupier; or (b) the owner or person in charge may
institute proceedings in
a court for a determination of reasonable
terms and conditions of further residence, having regard to the
income of all the occupiers
in the household.’
[8]
In
terms of
s 1
of the
Extension of Security of Tenure Act (ESTA
),
‘o
ccupier’
means ‘a person residing on land which belongs to another
person, and who has or on 4 February 1997 or thereafter
had consent
or another right in law to do so, but excluding—
(a) . . .
(b)
a person using or intending to use the land in
question mainly for industrial, mining, commercial or commercial
farming purposes,
but including a person who works the land himself
or herself and does not employ any person who is not a member of his
or her
family; and
(c)
a person who has an income in excess of the prescribed amount.’
[9]
Rail
Commuters Action Group v Transnet Limited t/a Metrorail
[2004] ZACC 20
;
2005
(2) SA 359
(CC);
2005 (4) BCLR 301
(CC) para 53.
[10]
Snyders
and others v de Jager and Others
[2016]
ZACC 55; 2017 (3) SA 545 (CC)
[11]
Mkangeli
and Others v Joubert and Others
[2002] ZASCA 13
;
[2002] 2 All SA 473
(A);
2002 (4) SA 36
(SCA) paras
12-13.
[12]
Ibid.
[13]
Nimble
Investments (Pty) Ltd v Malan
[2021]
ZASCA 129
;
[2021] 4 All SA 672
(SCA).
para
46-47.
[14]
Ovenstone
Farms (Pty) Ltd v Persent and Another
[2002]
ZALCC 31.
[15]
Rail
Commuters Action Group v Transnet Limited t/a Metrorail
[2004] ZACC 20
;
2005
(2) SA 359
(CC) fn 5 above para 53.
[16]
Klaase
and Another v Van der Merwe NO and Others
[2016] ZACC 17
;
2016 (6) SA 131
(CC) para 43.
[17]
Ibid.
[18]
Compare
Labuschagne
and Another v Ntshwane
2007 (5) SA 129
(LCC) para 22-23.
[19]
Section 9(3)
makes provision for submission of a probation report
upon request of a court with regard to the following:
(a)
the availability of suitable alternative accommodation;
(b)
an indication of how the eviction will affect the occupier’s
constitutional rights, including the rights
of children regarding
their education;
(c)
pointing out any undue hardships which an eviction would cause the
occupier; and
(d)
reporting on any matter as may have been prescribed by the
court.
[20]
Nimble
Investments (Pty) Ltd v Johanna Malan and Others
fn 13 above.
[21]
Molusi
and Others v Voges N O and Others
fn
2 above para 39.
[22]
Molusi
and Others v Vogel
fn
2 para 43.
[23]
See
City
of Johannesburg Metropolitan Municipality v Blue Moonlight
Properties 39 (Pty) Ltd and Another
2012 (2) SA 104 (CC); 2012 (2) BCLR 150 (CC).
[24]
Trencon
Construction (Pty) Ltd v Industrial Development Corporation of South
Africa Ltd
[2015] ZACC 22
;
2015 (5) SA 245
(CC);
2015 (10) BCLR 1199
(CC) para
88.
[25]
Systems
Applications Consultants (Pty) Ltd t/a Securinfo v Systems
Applications Products AG and Others
[2020] ZASCA 81
para 50.
[26]
Ascendis
Animal Health (Pty) Ltd v Merck Sharpe Dohme Corporation and Others
[2019] ZACC 41
;
2020 (1) SA 327
(CC);
2020 (1) BCLR 1
(CC) para 111.
[27]
Prinsloo
NO & Others v Goldex 15 Pty Ltd & another
[2012] ZASCA 28
;
2014 (5) SA 297
(SCA) para 10.
[28]
Ibid.
[29]
Bertram
v Wood
(1893)
10 SC 177.
[30]
Ascendis
Animal Health (Pty) Ltd v Merck Sharpe Dohme Corporation and Others
[2019] note 18 above para 114.
[31]
Smith
v Porritt
and
Others
2008
(6) SA 303
(SCA) para 10.
[32]
Royal
Sechaba Holdings (Pty) Ltd v Coote and Another (366/2013)
[2014]
ZASCA 85
;
[2014] 3 All SA 431
(SCA) para 19.
[33]
Caesarstone
Sdot-Yam
Ltd v The World of Marble and Granite 2000 CC and Others
[2013] ZASCA 129
;
2013 (6) SA 499
(SCA);
[2013] 4 All SA 509
(SCA)
paras 42 & 43.
[34]
Democratic
Alliance v Brummer
[2022] ZASCA 151
para 15.
[35]
Aon
South Africa (Pty) Ltd v Van den Heever NO and Others
[2017]
ZASCA 66
;
2018 (6) SA 38
(SCA);
[2017] 3 All SA 365
(SCA) para 40.
[36]
United
Enterprises Corporation v STX Pan Ocean Company Ltd
[2008] ZASCA 21
;
2008 (3) SA 585
(SCA);
[2008] 3 All SA 111
(SCA)
para 9.
[37]
Mkhize
NO v Premier of the Province of KwaZulu-Natal and Others
[2018]
ZACC 50
;
2019 (3) BCLR 360
(CC) para 41 & 42.
[38]
Transalloys
(Pty) Ltd v Mineral-Loy (Pty) Ltd
[2017] ZASCA 95
para 22.
[39]
Section
9(1)
and (2) of ESTA provide as follows:
‘
(1)
Notwithstanding the provisions of any other law, an occupier may be
evicted only in terms of an order of court issued under
this Act.
(2)
A court may make an order for the eviction of an occupier if –
(a)
the
occupier's right of residence has been terminated in terms of
section 8;
(b)
the
occupier has not vacated the land within the period of notice given
by the owner or person in charge;
(c)
the
conditions for an order for eviction in terms of section 10 or 11
have been complied with; and
(d)
the
owner or person in charge has, after the termination of the right of
residence, given –
(i)
the occupier;
(ii)
the municipality in whose area of jurisdiction the land in question
is situated; and
(iii)
the head of the relevant provincial office of the Department of
Rural Development and Land Reform, for information purposes,
not
less than two calendar months' written notice of the intention to
obtain an order for eviction, which notice shall contain
the
prescribed particulars and set out the grounds on which the eviction
is based: Provided that if a notice of application to
a court has,
after the termination of the right of residence, been given to the
occupier, the municipality and the head of the
relevant provincial
office of the Department of Rural Development and Land Reform not
less than two months before the date of
the commencement of the
hearing of the application, this paragraph shall be deemed to have
been complied with.’
[40]
Haakdoringbult
Boerdery CC & others v Mphela & others
2007
(5) SA 596
(SCA) para 76.
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