Case Law[2023] ZASCA 32South Africa
Member of the Executive Council for Health, Eastern Cape Province v Y N obo E N (056/2021) [2023] ZASCA 32 (30 March 2023)
Supreme Court of Appeal of South Africa
30 March 2023
Headnotes
Summary: Application for condonation for late filing of record of appeal and reinstatement of appeal – gross non-compliance with rules and failure to provide reasonable explanation – no basis to consider prospects of success – record incomplete – application dismissed.
Judgment
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## Member of the Executive Council for Health, Eastern Cape Province v Y N obo E N (056/2021) [2023] ZASCA 32 (30 March 2023)
Member of the Executive Council for Health, Eastern Cape Province v Y N obo E N (056/2021) [2023] ZASCA 32 (30 March 2023)
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sino date 30 March 2023
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Not reportable
Case no: 056/2021
In the matter between:
THE MEMBER OF THE
EXECUTIVE COUNCIL
FOR HEALTH, EASTERN
CAPE PROVINCE
APPLICANT
and
Y N obo E
N
RESPONDENT
Neutral
citation:
The Member of the
Executive Council for Health, Eastern Cape Province v Y N obo E N
(056/2021)
[2023] ZASCA 32
(30 March
2023)
Coram:
SCHIPPERS, GORVEN and GOOSEN JJA and
KATHREE-SETILOANE and UNTERHALTER AJJA
Heard
:
14 March 2023
Delivered
:
30 March 2023
Summary:
Application for condonation for late
filing of record of appeal and reinstatement of appeal – gross
non-compliance with rules
and failure to provide reasonable
explanation – no basis to consider prospects of success –
record incomplete –
application dismissed.
ORDER
On
appeal from:
Eastern Cape Division of the High Court, Mthatha
(Tokota J, Dukada and Dunywa AJJ), sitting as court of appeal:
1
The application for condonation of the late filing of the record of
appeal is dismissed.
2
The applicant is ordered to pay the respondent’s costs of the
application and
of the appeal.
JUDGMENT
Goosen JA (Schippers
and Gorven JJA and Kathree-Setiloane and Unterhalter AJJA
concurring):
[1]
The applicant is the Member of the Executive Council for Health,
Eastern Cape Province (the MEC) who seeks
to prosecute an appeal
against an order of the Eastern Cape Division of the High Court,
Mthatha (the full court), which was delivered
on 23 July 2020. The
first hurdle which the MEC must overcome, is that the appeal has
lapsed in terms of rule 8(3) of the Rules
of this Court (the SCA
rules). This Court is accordingly required to decide whether to
reinstate the appeal.
[2] The
respondent instituted an action for damages against the MEC in the
Eastern Cape Division of the High
Court, Mthatha (the high court).
The claim was founded upon the alleged failure of medical staff
employed by the MEC at Sipetu
Hospital (the hospital) in the Eastern
Cape, to provide adequate care and treatment to the respondent during
the delivery of her
daughter. The child was born at the hospital on 1
January 2010. It is common cause that the child was diagnosed as
suffering from
spastic non-ambulatory cerebral palsy after sustaining
a hypoxic ischaemic insult intrapartum, ie, during labour and the
birth.
[3]
The high court (Mjali J) in a judgment delivered on 30 October 2018,
found the MEC liable. Leave to
appeal was refused. However, on 19
August 2019, this Court granted leave to appeal to a full court. On
23 July 2020, the full court
dismissed the appeal. This Court granted
special leave to appeal to it on 16 October 2020.
[4]
A party who wishes to pursue an appeal to this Court is required to
file a notice of appeal within one
month of the date on which leave
to appeal is granted.
[1]
The
notice was filed on13 January 2021.
[2]
In accordance with SCA rule 8(1), the MEC was required to lodge with
the registrar the record of the proceedings before the court
a quo
(in this case, the full court), within three months of filing the
notice of appeal. The MEC was therefore required to file
the record
on or before 21 April 2021.
[3]
[5]
No extension of the period for lodging of the record was agreed
between the parties, nor was any extension
granted by the
registrar.
[4]
The record was not
lodged within the prescribed period. Therefore, in terms of SCA rule
8(3), the appeal lapsed.
[5]
[6]
On 29 June 2022, one year and two months after the expiry of the
period within which it had to be lodged,
the record was lodged with
the registrar. An application for condonation and reinstatement of
the appeal was filed on the same
date.
[7]
In order to reinstate a lapsed appeal, a party must obtain
condonation for its failure to comply with
the SCA rules. The
principles governing an application for condonation, in the context
of reinstatement of an appeal, have been
stated on many occasions. It
suffices to refer to
Mulaudzi v Old Mutual Life Assurance Co
(South Africa) Ltd and Others,
where Ponnan JA stated:
‘
What calls for an
explanation is not only the delay in the timeous prosecution of the
appeal, but also the delay in seeking condonation.
An appellant
should, whenever he realises that he has not complied with a rule of
this court, apply for condonation without delay.
A full, detailed and
accurate account of the causes of the delay and their effects must be
furnished to enable the Court to understand
clearly the reasons and
to assess the responsibility. Factors which usually weigh with this
court in considering an application
for condonation include the
degree of non-compliance, the explanation therefor, the importance of
the case, a respondent’s
interest in the finality of the
judgment of the court below, the convenience of this court and the
avoidance of unnecessary delay
in the administration of justice.’
[6]
[8]
The touchstone for such an application is the interests of justice,
which depends on the facts and circumstances
of each case. The
factors relevant to this enquiry include the nature of the relief
sought, the extent and cause of the delay,
the reasonableness of the
explanation of the delay, the effect of the delay on the
administration of justice and other litigants,
and the prospects of
success.
[7]
The applicant must give a full explanation for the delay, which must
be reasonable and cover the entire period of the delay.
[8]
[9]
Before dealing with the MEC’s explanation for the failure to
comply with the SCA rules, an aspect
relating to the record itself
must be highlighted. The record that was eventually filed does not
include a transcript of the evidence
of two witnesses, who presented
evidence on behalf of the MEC at the trial. They are the midwife and
senior nurse who attended
to the respondent during the delivery of
her baby. Although it was submitted that the attorneys had agreed to
its exclusion, no
such agreement is recorded in the practice note
filed by the MEC. The respondent’s practice note merely states
that the record
is incomplete. The exclusion of this vital evidence
from the record is inexplicable, given that one of the grounds of
appeal is
that the full court had erred in holding that the nursing
staff were negligent in failing to monitor the foetal heart rate; and
that they could have taken steps to avoid the harm suffered by the
child. Counsel for the MEC rightly conceded that this Court
would not
be able to consider the appeal without this evidence.
[10]
To remedy this situation, the respondent’s attorney, of his own
accord, filed a supplementary bundle to the
appeal record. This
document, however, is not certified by the registrar of the court a
quo in accordance with SCA
rule 8(5)
. It is
therefore not properly before this Court. The upshot is that the
record of appeal is still not a complete record.
[11]
The State Attorney’s explanation for the failure to lodge the
record within the three-month period is that
‘the delay was
occasioned by the hold up in having the record transcribed, by
Inlexso, the company responsible for the transcription’.
He
asserts that the person responsible for preparing the record
encountered unforeseen and personal difficulties. As will become
apparent, this is no explanation.
[12]
An appeal was prosecuted before the full court, which had before it a
transcribed record prepared for that appeal.
It should therefore not
have been difficult to prepare a record for this Court within the
prescribed time. The delay is explained
by way of a litany of dates
of telephone calls and emails between the attorney, counsel and
Inlexso, the company engaged to ‘convert’
the record. It
is not necessary to recount this chronology. It divides the period of
delay into three periods. The first is the
period from January 2021
up to September 2021, when there was an attempt to file the record.
However, the State Attorney in Bloemfontein
advised the applicant’s
attorney that the record did not comply with the SCA rules. The
second is the period from the end
of September 2021 to February 2022,
when a corrected record was submitted to the registrar but rejected
for non-compliance with
the SCA rules. The third is the period from
February 2022 until the record was lodged on 29 June 2022.
[13]
In each of these periods there are months of delay which are
unexplained. For example, the affidavit states
that ‘counsel
started working on the record from 1 March 2021’ – six
weeks after the notice of appeal had been
filed. The affidavit states
that the record was dispatched to Inlexco for cross referencing on 1
April 2021, before the expiry
of the period for the filing of the
record. Yet there is no explanation for why this could not be done in
the available time or
within a reasonable time thereafter. There
is no explanation for a delay of one month between 14 June and 14
July 2021.
In September 2021 the State Attorney in Bloemfontein
pointed out the deficiencies in the appeal record. These included the
absence
of colour photographs, illegible pages, the use of the
incorrect appeal case number and the absence of proper
cross-referencing
of exhibits. There is no explanation for why
these deficiencies were not corrected forthwith. Instead, it took a
further
four months before the corrected record was submitted to the
registrar but rejected for non-compliance with the SCA rules. In that
period, a delay of one month from 28 October to 26 November 2021 was
not explained at all. After the registrar rejected the record
on 4
February 2022, it took another four months before the record was
finally filed. This encompassed a six-week delay between
24 April and
7 June 2022, apparently because counsel had not been paid and hence
could not continue to work on the preparation
of the record.
[14]
Although the prospects of success on appeal is generally an important
consideration in relation to the reinstatement
of an appeal, it is
not decisive.
[9]
Where the degree of non-compliance is flagrant and substantial,
condonation may be refused irrespective of the prospects of
success.
[10]
If the explanation for such flagrant and substantial non-compliance
is manifestly inadequate or there is no explanation at all,
the
prospects of success need not be considered.
[11]
This is such a case.
[15]
The effect of the delay in the filing of the record upon the
administration of justice and upon the interests of
the respondent,
is self-evident. At issue in this case is liability for harm caused
to a child, who is permanently disabled, and
whose interests are
paramount.
[12]
She was born on
1 January 2010. Liability was determined by the trial court on 30
October 2018 and confirmed on appeal on 23 July
2020. The interests
of the respondent and the minor child cannot be ignored. The quantum
of the loss suffered by them is yet to
be determined and they are yet
to receive compensation in accordance with the loss.
[16]
Counsel for the applicant conceded that a proper case for condonation
was not made out. Finally, it must be said
that the way in which the
State Attorney, Mthatha dealt with this matter is to be strongly
deprecated. There was a flagrant disregard
of the SCA rules. This
Court, on more than one occasion, has stated that in such cases
punitive personal costs orders may be appropriate.
[13]
[17]
In the result:
1
The application for condonation of the late filing of the record of
appeal is dismissed.
2
The applicant is ordered to pay the respondent’s costs of the
application and
of the appeal.
_________________
G G GOOSEN
JUDGE OF APPEAL
Appearances
For
the appellant:
B
J Pienaar SC and T M Jikwana
State
Attorney, Mthatha
State
Attorney, Bloemfontein
For
the respondent:
P
Uys
Instructed
by:
Enzo
Meyers Attorneys, East London
McIntyre
Van der Post Inc, Bloemfontein.
[1]
SCA Rule 7.
[2]
The
notice of appeal refers to special leave granted on 9 December 2020.
This is incorrect. That is the date on which the registrar
of this
Court dispatched a copy of the order granting leave to appeal to the
parties. The delay in doing so, arose because of
an administrative
problem in the registrar’s office, for which the registrar
apologised.
[3]
It
is not apparent from the record why this date was set.
[4]
On
7 May 2021, the State Attorney made application to the registrar for
an extension of the time for filing of the record. The
registrar
refused the request on the basis that such application should have
been made before 21 April 2021 when the record was
due.
[5]
The
registrar formally advised the State Attorney on 14 June 2021 that
the appeal had lapsed on 21 April 2021.
[6]
Mulaudzi
v Old Mutual Life Assurance Company (South Africa) Ltd and Others
[2017]
ZASCA 88
;
[2017] 3 All SA 520
(SCA);
2017 (6) SA 90
(SCA) para 26.
[7]
Brummer
v Gorfil Brothers Investments (Pty) Ltd and Others
[2000]
ZACC 3
;
2000 (2) SA 837
(CC) para 3;
Van
Wyk v Unitas Hospital and Another (Open Democratic Advice Centre as
Amicus Curiae)
[2007]
ZACC 24
;
2008 (2) SA 472
(CC) para 20.
[8]
Van Wyk
fn 7 above para 22.
[9]
Melane
v Santam Insurance Co Ltd
1962
(4) SA 531
(A) at 532;
Commissioner:
South African Revenue Service, Gauteng West v Levue Investments
(Pty) Ltd
[2007] 3 All SA 109
(SCA) para 11.
[10]
PE
Bosman Transport Works Committee and Others v Piet Bosman Transport
(Pty) Ltd
1980
(4) SA 794
(A) at 799 D-E;
Ferreira
v Ntshingila
1990
(4) SA 271
(A) at 281J-282A.
[11]
Darries
v Sheriff, Magistrate’s Court, Wynberg, and Another
1998
(3) SA 34
(SCA) at 44H-I;
See
also
Kekana
v Society of Advocates of South Africa
[1998] ZASCA 54
;
1998
(4) SA 649
(SCA) at 652 B-F;
Minister
of Finance and Others v Gore NO
[2007]
1 All SA 309
(SCA);
2007 (1) SA 111
(SCA) para 2;
Mulaudzi
fn
6 above para 35.
[12]
Section
28(2) of the Constitution provides that ‘(a) child’s
best interests are of paramount importance in every matter
concerning a child’.
[13]
Reck
v Mills en ‘n Ander
1990
(1) SA 751
(A) at 753J-754F, 760C-D;
Napier
v Tsaperas
1995 (2) SA 665
(A) at 671E-J;
Darries
fn 11 above at 44J-45A.
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