Case Law[2023] ZASCA 35South Africa
Solidariteit Helpende Hand NPC and Others v Minister of Cooperative Governance and Traditional Affairs (104/2022) [2023] ZASCA 35 (31 March 2023)
Supreme Court of Appeal of South Africa
31 March 2023
Headnotes
Summary: Mootness – Disaster Management Act 57 of 2002 – lawfulness of regulations on religious gatherings – COVID-19 – national state of disaster – impugned regulations long since repealed and no longer in force before the adjudication of the matter in the high court and in the court of appeal – high court had no discretion to determine a matter which is moot – appeal moot – no need to deal with the merits.
Judgment
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## Solidariteit Helpende Hand NPC and Others v Minister of Cooperative Governance and Traditional Affairs (104/2022) [2023] ZASCA 35 (31 March 2023)
Solidariteit Helpende Hand NPC and Others v Minister of Cooperative Governance and Traditional Affairs (104/2022) [2023] ZASCA 35 (31 March 2023)
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sino date 31 March 2023
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Not
reportable
Case
no: 104/2022
In
the matter between:
SOLIDARITEIT
HELPENDE HAND NPC
FIRST
APPELLANT
SOUTH
AFRICAN NATIONAL CHRISTIAN FORUM
SECOND
APPELLANT
MUSLIM
LAWYERS ASSOCIATION THIRD
APPELLANT
and
MINISTER
OF COOPERATIVE GOVERNANCE
AND
TRADITIONAL AFFAIRS RESPONDENT
Neutral
citation:
Solidariteit Helpende Hand
NPC and Others v Minister of Cooperative Governance and Traditional
Affairs
(104/2022)
[2023] ZASCA 35
(31
March 2023)
Coram:
SALDULKER, NICHOLLS, MABINDLA-BOQWANA and WEINER
JJA and OLSEN AJA
Heard:
14 March 2023
Delivered:
31 March 2023
Summary:
Mootness –
Disaster Management Act 57 of 2002
– lawfulness of regulations
on religious gatherings – COVID-19 – national state of
disaster – impugned
regulations long since repealed and no
longer in force before the adjudication of the matter in the high
court and in the court
of appeal – high court had no discretion
to determine a matter which is moot – appeal moot – no
need to deal
with the merits.
ORDER
On
appeal from:
Gauteng Division of the
High Court, Johannesburg (Vally J,
sitting
as the court of first instance):
The appeal is dismissed
with no order as to costs.
JUDGMENT
Saldulker
JA (Nicholls, Mabindla-Boqwana and Weiner JJA and Olsen AJA
concurring):
[1]
At the hearing of this appeal, this Court
granted an order that the appeal is dismissed with no order as to
costs, with reasons
to follow. These are the reasons.
[2]
During March 2020, a novel contagious virus
(SARS-CoV-2), which can cause the illness known as COVID-19, led to a
global pandemic
and was the biggest threat to public health faced by
the world in the past century. It has since resulted in millions of
deaths
globally. With severe effects socially, economically and
financially, it affected the lives of people all over the world,
including
in South Africa.
[3]
Acting
in terms of the Disaster Management Act 57 of 2002 (DMA),
[1]
a national state of disaster was declared by the Minister of
Cooperative Governance and Traditional Affairs (the Minister).
Regulations
were published periodically in response to the dynamic threat to
national health and safety presented by the outbreak
and transmission
of COVID-19.
[4]
The Minister promulgated a series of
regulations which imposed drastic measures that sought to combat the
COVID-19 pandemic in South
Africa. These included, inter alia: (a)
imposing a national lockdown; (b) restricting the movements of
members of the public; (c)
imposing certain healthcare protocols,
such as social distancing, the wearing of masks in public, and
advisories to sanitise one’s
hands; and (d) imposing
restrictions on public gatherings, which included religious or
faith-based gatherings.
[5]
Axiomatically, the national lockdown had a
severe effect on human activity and movement. Every person –
except those specifically
excluded, such as those designated as
performing ‘essential services’ – was confined to
their place of residence;
schools were closed; businesses, except
those designated as providing essential services, were prohibited
from operating; and social
gatherings were prohibited. The period
during which the national lockdown was its most restrictive lasted
for 21 days. Thereafter,
the Minister introduced a risk-adjusted
approach, which comprised of various stages known as ‘Alert
Levels’, with regulations
of variable degrees of
restrictiveness published from time to time to regulate the
restrictions imposed under each level. The regulations
severely
limited movement for all people, including those attending
faith-based institutions. The restrictions were gradually eased,
subject to limits on the number of people gathering and the adherence
to health and safety protocols. However, the restrictions
on
religious gatherings continued.
[6]
In
January 2021, Solidariteit Helpende Hand NPC, the South African
National Christian Forum (SANCF), the Muslim Lawyers Association,
and
Freedom of Religion South Africa NPC
[2]
,
launched separate applications against the Minister, challenging the
regulations concerning religious gatherings. The impugned
regulations
were:
(a)
regulations 36(3) and 84(3) published under Government Notice number
R1423 in
Government
Gazette
number 44044 of 29 December 2020 (the December regulations);
[3]
and
(b)
regulations 36(3) and 84(3) published under Government Notice R11 in
Government
Gazette
number 44066 of 11 January 2021 (the January regulations).
[4]
[7]
Under the December regulations, all
faith-based gatherings were prohibited for two weeks, while the
January regulations contained
a blanket ban for an indefinite period.
[8]
The appellants each sought an order for
interim relief and a review to set aside the impugned regulations in
terms of the Promotion
of Administrative Justice Act 3 of 2000
(PAJA). The appellants contended that the ban on religious gatherings
infringed upon their
constitutional rights, and could not be
justified and was irrational. The separate applications were
subsequently consolidated
into one application, and adjudicated as
such in the Gauteng Division of the High Court, Johannesburg (the
high court).
[9]
Before
the application was heard in the high court, the Minister amended the
January regulations and promulgated new regulations,
dated 1 February
2021.
[5]
These lifted the ban on
religious gatherings, albeit with restrictions on the number of
attendees, provided that there was adherence
to social distancing and
health protocols.
[6]
These
changes reflected the reduction of COVID-19 case numbers and related
infections, hospital admissions and fatalities. Subsequent
thereto,
the Minister promulgated further relaxations of restrictions on
attendees at faith-based gatherings, subject to health
protocols and
social distancing.
[10]
In
the high court, Vally J dismissed the application on the basis that
the matter was moot, because the ban on religious gatherings
had been
lifted before the matter was heard by the high court.
[7]
The high court held that the declaratory order sought would have no
practical effect and would merely be of academic interest.
Nevertheless, the high court went on to decide the question of
whether subordinate legislation made by the executive constituted
administrative action in terms of s 1 of PAJA. The high court held
that such law-making was indeed executive action. The high court
did
not deal with the merits of the application brought by the
appellants, and did not pronounce on whether the impugned regulations
infringed upon the appellants’ rights. It is unnecessary to
pronounce on the PAJA issue, as it became irrelevant once the
court
decided that the matter was moot.
[11]
It is important to highlight that by the
time the appeal came before us, all of the regulations promulgated in
terms of the DMA
to combat the effects of the COVID-19 pandemic had
been repealed. The appellants, nevertheless, contended that when the
matter
served before the high court, it was not moot and the high
court was enjoined to deal with the merits. Additionally, the
appellants
contended that, even though the regulations were now no
longer in place, it was in the interests of justice for this Court to
determine
their constitutionality. Before us it was argued that this
was, inter alia, because the implementation of the regulations still
had an effect on those who were arrested by the South African Police
Service (SAPS) at the time, some of whom may want to institute
claims
for damages in the future. I will revert later to this subject. For
the purposes of this appeal and for the reasons given
later in this
judgment, this Court did not require the appellants to deal with the
merits, as the issue of mootness was dispositive
of this appeal. This
appeal is with the leave of the court below.
[12]
The
general principle is that a matter is moot when a court’s
judgment will have no practical effect on the parties.
[8]
This usually occurs where there is no longer an existing or live
controversy between the parties.
[9]
A court should refrain from making rulings on such matters, as the
court’s decision will merely amount to an advisory opinion
on
the identified legal questions, which are abstract, academic or
hypothetical and have no direct effect;
[10]
one of the reasons for that rule being that a court’s purpose
is to adjudicate existing legal disputes and its scarce resources
should not be wasted away on abstract questions of law.
[11]
In
President
of the Republic of South Africa v Democratic Alliance
,
[12]
the Constitutional Court cautioned that ‘courts should be loath
to fulfil an advisory role, particularly for the benefit
of those who
have dependable advice abundantly available to them and in
circumstances where no actual purpose would be served by
that
decision, now’.
[13]
However,
this principle is not an absolute bar against deciding moot matters.
An appeal court has a discretion to decide a matter
even if it has
become academic or moot in circumstances where ‘the interests
of justice require that it be decided’.
[13]
In
Independent
Electoral Commission v Langeberg Municipality
,
[14]
the Constitutional Court held as follows:
‘
This
Court has a discretion to decide issues on appeal even if they no
longer present existing or live controversies. That discretion
must
be exercised according to what the interests of justice require. A
prerequisite for the exercise of the discretion is that
any order
which this Court may make will have some practical effect either on
the parties or on others. Other factors that may
be relevant will
include the nature and extent of the practical effect that any
possible order might have, the importance of the
issue, its
complexity, and the fullness or otherwise of the argument advanced.’
[14]
It
is so that the courts, in a number of cases, have dealt with the
merits of an appeal, notwithstanding the mootness of the dispute
between the parties. Those cases involved legal issues ‘of
public importance . . . that would affect matters in the future
and
on which the adjudication of this court was required’.
[15]
[15]
As
previously stated, the main relief sought by the appellants in the
high court was for the setting aside of the impugned regulations.
Having regard to the fact that the impugned regulations were long
since repealed and no longer in force before the matter came
before
the high court, there was nothing to set aside. There was no live
issue for that court to adjudicate upon.
[16]
[16]
The appellants conceded that the impugned
regulations have been repealed and thus are no longer in operation.
However, the appellants
urged this Court to decide that it was in the
interests of justice that the appeal be entertained. Even though the
national state
of disaster may have been lifted, the appellants
contended that the Minister’s powers under the DMA ought not to
escape scrutiny.
The impugned regulations, they contended, had
forbidden the practice of worship with the threat of criminal
sanction, including
the possibility of incarceration. In support of
this submission they relied upon the fact that the contravention of
the impugned
regulations had given rise to criminal liability. The
appellants claim that at least 400 000 people (this figure was
not verified
by any evidence except that tendered from the bar by the
counsel for SANCF, who had obtained this number from ‘a Google
search’)
had been arrested as a result of attending faith-based
gatherings during the lockdown period, and the outcomes of the cases
were
still being determined in the lower courts. Therefore, the
appellants urged this Court to hear the matter, as this Court’s
decision on the lawfulness of the impugned regulations would affect
the rights of those accused persons, and may prevent further
and
costly litigation related to the prosecution of those persons.
[17]
This
Court is in effect being asked to regard the appellants as litigants
claiming
locus
standi
under
s 38
(c)
of the Constitution,
[17]
as
they approach the court asking for relief to the advantage of a group
or class of persons, namely, those either charged with
or convicted
of breaches of the impugned regulations. The aim would be to mount a
collateral challenge to the constitutionality
and lawfulness of the
regulations, an issue which in the ordinary course would be raised by
each individual concerned in the correct
forum in the first instance.
That is not the case presented by the appellants in their founding
papers; and if it had been, it
would have been obvious that the
National Prosecution Authority, if not also the Minister of Justice,
would have been necessary
parties. As to the related submission, that
a decision by this Court would assist such persons in prosecuting
claims for damages,
there is the additional consideration that no
attempt has been made to establish the existence of any viable cause
of action for
such relief. In any such action, a question which would
arise immediately would be, whether either the arrest or prosecution,
could
be held to be wrongful, given that at the material time, the
impugned regulations were enforceable, and would remain so until
either
repealed or set aside.
[18]
It
must be borne in mind that s 16(2)
(a)
(i)
of the
Superior
Courts Act confers a discretion on a court of appeal to hear an
appeal notwithstanding mootness. Therefore, when a court
of first
instance has determined that the subject matter of litigation has
ceased to exist before judgment, it has no jurisdiction
to entertain
the merits of the matter. Only an appeal court has a discretion to
hear an appeal notwithstanding mootness. In the
matter of
Minister
of Justice and Correctional Services v Estate Late
Stransham-Ford
,
[18]
this Court said:
‘
The
appeal court’s jurisdiction was exercised because “a
discrete legal issue of public importance arose that would
affect
matters in the future and on which the adjudication of this court was
required”. The high court is not vested with
similar powers.
Its function is to determine cases that present live issues for
determination.
. . .
If a cause of action
ceases to exist before judgment in the court of first instance, there
is no longer a claim before the court
for its adjudication.’
[19]
In
a recent judgment,
Minister
of Tourism v Afriforum NPC
,
[19]
dated 8 February 2023, and also dealing with the effects of the
COVID-19 pandemic, the Constitutional Court stated as follows:
‘
A
case is moot when there is no longer a live dispute or controversy
between the parties which would be practically affected in
one way or
another by a court’s decision or which would be resolved by a
court’s decision. A case is also moot when
a court’s
decision would be of academic interest only.’
[20]
There is no discrete issue before us. In
the circumstances, it was not necessary to go into the merits of the
matter. To adjudicate
on the circumstances that gave rise to the
limitation on the right to freedom of religion that no longer exist
would be to do so
in a vacuum. Therefore, if the court were to decide
on the validity of the limitation, there would be no effect other
than a mere
declaration that the limitation was either valid or not.
Such a declarator would in all likelihood have no effect on future
regulations
introduced either to combat another strain of COVID-19 or
the emergence of a new pandemic, because those regulations would be
fact-specific
to circumstances present during that relevant time. As
a result, this Court’s decision in respect of the impugned
regulations
based on the current facts would have no effect, as there
are no regulations in place at the present moment. This Court in
Estate Late Stransham-Ford
said the following:
‘
Dealing
with the situation where events subsequent to the commencement of
litigation resulted in there no longer being an issue
for
determination, Ackermann J said
in
National Coalition for
Gay and Lesbian Equality & others v Minister of Home Affairs &
others
:
“
A
case is moot and therefore not justiciable if it no longer presents
an existing or live controversy which should exist if the
Court is to
avoid giving advisory opinions on abstract propositions of law.”
At
the time that Fabricius J delivered his judgment there was no longer
an existing controversy for him to pronounce upon. The case
was no
longer justiciable.’
[21]
In
view of the aforegoing, the high court was correct in finding that
the matter was moot. Its findings are unassailable. Even if
it was
wrong at the time, as things stand, the regulations are no longer in
place. The national state of disaster has been terminated.
For all of
the above reasons, there is no real purpose to be served by
entertaining this appeal. Thus, this Court made an order
dismissing
the appeal on 14 March 2023. In accordance with the
Biowatch
principle,
[20]
this Court made no order as to costs.
[22]
In the result, the following order was
made:
The appeal is dismissed
with no order as to costs.
H
K SALDULKER
JUDGE
OF APPEAL
Appearances
For
the first appellant: M
J Engelbrecht SC
Instructed
by: Hurter
Spies Inc, Pretoria
Handre Conradie Inc,
Bloemfontein
For
the second appellant: A
C Botha SC
(with R Crompton, S J Martin)
Instructed
by: NLA
Legal Inc, Sandton
Handre Conradie Inc,
Bloemfontein
For
the third appellant: M
Karolia
Instructed
by: Mahmood
Mia Attorneys, Johannesburg
Handre Conradie Inc,
Bloemfontein
For
the respondent: S
J R Mogagabe SC (with I Tshoma, N Kekana and Z Buthelezi)
Instructed
by: State
Attorney, Johannesburg
State Attorney,
Bloemfontein
[1]
Section 27 of the DMA.
[2]
Freedom of Religion South Africa NPC has abandoned their appeal.
There are only three appellants before this Court.
[3]
Regulations 36(3) and 84(3) of the December regulations provide as
follows:
‘
All
social gatherings, including faith-based gatherings are prohibited
for two weeks, after which this provision will be reviewed.’
[4]
Regulations 36(3) and 84(3) prohibited faith-based gatherings
indefinitely.
[5]
National State of Disaster Regulations, GN R69,
Government
Gazette
44130, 1 February 2021.
[6]
Chapter 7 (within which reg 84(3) was contained) was deleted.
Regulation 36 was amended as below.
Regulation
36(3)
(a)
stated
that:
‘
Gatherings
at faith-based institutions, are permitted but limited to 50 persons
or less for indoor venues and 100 persons or less
for outdoor venues
and if the venue is too small to hold the prescribed number of
persons observing a distance of at least one
and a half metres from
each other, then not more than 50 percent of the capacity of the
venue may be used: Provided that all
health protocols and social
distancing measures are adhered to as provided for in directions
issued by the Cabinet member responsible
for cooperative governance
and traditional affairs: Provided further that there is strict
adherence to the hours of curfew as
provided for in regulation
33(1).’
[7]
The matter was heard on 22, 23 and 24 November 2021, and judgment
was delivered on 13 December 2021.
[8]
Section 16(2)
(a)
(i)
of the
Superior Courts Act 10 of 2013
;
A
B and Another v Pridwin Preparatory School and Others
[2020] ZACC 12; 2020 (9) BCLR 1029 (CC); 2020 (5) SA 327 (CC).
[9]
Pridwin
para 50.
[10]
National
Coalition for Gay and Lesbian Equality and Others v Minister of Home
Affairs and Others
[1999] ZACC 17
;
2000
(2) SA 1
(CC);
2000 (1) BCLR 39
(CC) para 21 fn 18.
[11]
Police
and Prisons Civil Rights Union v South African Correctional Services
Workers' Union and Others
[2018] ZACC 24
;
2018 (11) BCLR 1411
(CC);
2019 (1) SA 73
(CC) para
43.
[12]
President
of the Republic of South Africa v Democratic Alliance and
Others
[2019]
ZACC 35
;
2019 (11) BCLR 1403
(CC);
2020 (1) SA 428
(CC) para 35.
[13]
Sebola
and Another v Standard Bank of South Africa Ltd and Another
[2012] ZACC 11
;
2012 (5) SA 142
(CC);
2012 (8) BCLR 785
(CC) para
32.
[14]
Independent
Electoral Commission v Langeberg Municipality
[2001] ZACC 23
;
2001 (3) SA 925
(CC);
2001 (9) BCLR 883
(CC) para
11.
[15]
Centre
for Child Law v The Governing Body of Hoërskool Fochville and
Another
[2015] ZASCA 155
;
[2015] 4 All SA 571
(SCA); 2016 (2) SA 121
(SCA) para 14. See also
MEC
for Education, KwaZulu-Natal and Others v Pillay
[2007]
ZACC 21
;
2008 (1) SA 474
(CC);
2008 (2) BCLR 99
(CC) para 32.
[16]
At
the time of the hearing 22-24 November 2021, the following
regulations were in effect (in terms of Alert Level 1 of the
lockdown).
Regulation 69(4)
of the regulations published under
Government Notice number R959 in
Government
Gazette
number 45253 of 30 September 2021. It stated: ‘All – (i)
faith-based or religious gatherings; and (ii) social, political
and
cultural gatherings; are permitted but limited to 750 persons or
less for indoor venues and 2000 persons or less for outdoor
venues
and if the venue is too small to hold the prescribed number of
persons observing a distance of at least one and a half
metres from
each other, then not more than 50 percent of the capacity of the
venue may be used, subject to strict adherence to
all health
protocols and social distancing measures’.
[17]
Section
38
(c)
of the Constitution provides:
‘
Anyone
listed in this section has the right to approach a competent court,
alleging that a right in the Bill of Rights has been
infringed or
threatened, and the court may grant appropriate relief, including a
declaration of rights. The persons who may approach
a court are—
.
. .
(c)
anyone acting as a member of, or in the interest
of, a group or class of persons’
[18]
Minister
of Justice and Correctional Services and Others v Estate Late
Stransham-Ford
[2016] ZASCA 197
;
[2017] 1 All SA 354
(SCA);
2017 (3) BCLR 364
(SCA);
2017 (3) SA 152
(SCA) paras 25 and 26.
[19]
Minister
of Tourism and Others v Afriforum NPC and Another
[2023] ZACC 7
(CC) para 23.
[20]
Biowatch
Trust v Registrar, Genetic Resources and Others
[2009]
ZACC 14
;
2009 (6) SA 232
(CC);
2009 (10) BCLR 1014
(CC).
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