Case Law[2023] ZASCA 78South Africa
Steenhuisen and Another v Van Rooyen and Others (611/2021) [2023] ZASCA 78 (29 May 2023)
Headnotes
Summary: Administrative law – review of Public Protector’s decision on whether in responding to a written parliamentary question the first respondent wilfully misled parliament – Public Protector’s investigation and decision not rationally related to the question posed.
Judgment
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# South Africa: Supreme Court of Appeal
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## Steenhuisen and Another v Van Rooyen and Others (611/2021) [2023] ZASCA 78 (29 May 2023)
Steenhuisen and Another v Van Rooyen and Others (611/2021) [2023] ZASCA 78 (29 May 2023)
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sino date 29 May 2023
THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Not Reportable
Case no: 611/2021
In the matter between:
JOHN HENRY
STEENHUISEN FIRST
APPLICANT
KEVIN
MILEHAM SECOND
APPLICANT
and
DAVID DOUGLAS DES VAN
ROOYEN FIRST RESPONDENT
THE OFFICE OF THE
PUBLIC
PROTECTOR
SECOND RESPONDENT
THE PUBLIC
PROTECTOR
THIRD RESPONDENT
PRESIDENT OF THE
REPUBLIC
OF SOUTH
AFRICA
FOURTH RESPONDENT
Neutral
citation:
Steenhuisen and
Another v Van Rooyen and Others
(Case
no 611/2021)
[2023] ZASCA 78
(29 MAY 2023)
Coram:
DAMBUZA ADP, ZONDI, PLASKET and GORVEN JJA and
SALIE AJA
Heard:
08 November 2022
Delivered:
29 May 2023
Summary:
Administrative law – review of
Public Protector’s decision on whether in responding to a
written parliamentary question
the first respondent wilfully misled
parliament – Public Protector’s investigation and
decision not rationally related
to the question posed.
ORDER
On
appeal from:
Gauteng Division of the
High Court, Pretoria (Hughes J, sitting as court of first instance):
The
application for leave to appeal is dismissed.
### JUDGMENT
JUDGMENT
Dambuza ADP (Zondi,
Plasket and Gorven JJA and Salie AJA concurring)
[1]
In this application the first applicant, Mr John Henry Steenhuisen
(Mr Steenhuisen) seeks leave to appeal
against the judgment of the
Gauteng Division of the High Court, Pretoria (the high court) in
terms of which the Public Protector’s
report, including the
remedial action directed pursuant to a complaint lodged with her by
the second applicant, Mr Kevin Mileham
(Mr Mileham), was declared
unlawful and set aside. In her report, the Public Protector upheld a
complaint that the first respondent,
Mr David Douglas Des Van Rooyen
(Mr Van Rooyen) made a misleading statement in response to a question
asked of him during a National
Assembly (Parliament) sitting, thereby
violating the provisions of ss 96(1) and (2)
(b)
of
the Constitution, together with paragraph 2.3
(a)
of the Executives Ethics Code (the Code).
[1]
Leave to appeal was refused by the high court. This application was
referred for oral argument in an open court in terms of
s 17(2)
(d)
of the
Superior Courts Act 10 of 2013
.
[2]
At the time of the complaint, Mr Van Rooyen was a member of
Parliament. On 9 December 2015, the former
President, Mr Jacob
Gedleyihlekisa Zuma (Mr Zuma) appointed him as Minister of Finance.
Four days thereafter, on 13 December 2015,
Mr Zuma removed Mr Van
Rooyen from the position of Minister of Finance and appointed him as
Minister of Cooperative Governance
and Traditional Affairs.
[3]
Whilst Mr Van Rooyen was serving in the latter office, on 11 April
2016 at a Parliamentary sitting,
Mr. Steenhuisen, in his capacity as
a member of Parliament for the Democratic Alliance political party
(DA), posed the following
written question to him:
‘
Has
(a) [Mr Van Rooyen] and/or (b) his Deputy Ministers ever (i) met with
any (aa) member, (bb) employee and/or (cc) close associate
of the
Gupta family and/or (ii) attended any meeting with the specified
persons (aa) at the Gupta’s Saxonworld Estate in
Johannesburg
or (bb) anywhere else since taking office; if not, what is the
position in this regard; if so, in each specified case,
(aaa) what
are the names of the persons who were present at each meeting, (bbb)
(aaaa) when and (bbbb) where did each such meeting
take place and
(ccc) what was the purpose of each specified meeting?’
[2]
[4]
Mr Van Rooyen responded to the question as follows:
‘
(a)
(aa) (cc) (b)
The Minister and his
Deputy Ministers have never met with the members, employees and/or
close associates of the Gupta family in
their official capacities.
(aa)(bb)(aaa)(bbb)(aaaa)(bbbb)(ccc)
Not applicable’.
[5]
This exchange resulted in Mr Mileham, also a member of Parliament for
the DA, lodging with the Public
Protector the complaint against Mr
Van Rooyen for violation of the Code. In the complaint Mr Mileham
stated that:
‘
It
has recently been reported in several news outlets that Minister Des
van Rooyen visited the Gupta family residence in Saxonworld
several
times in the run up to his short lived tenure as Finance Minister.
The reports claim that the Minister visited the Gupta
family home on
consecutive days between 2 December and 8 December 2015. In contrast,
(sic)
in
reply to a Democratic Alliance Parliamentary question the Minister
had denied ever visiting the residence of the Gupta family.
It
is thus clear that the Minister lied and intentionally misled
parliament
; in so doing he has
contravened the Executive Ethics Code to which all Cabinet members
are bound.’ (Emphasis added.)
[6]
In response to the complaint, Mr. Van
Rooyen replied that during the period 4 to 11 December 2015 he was in
Durban with his family.
On 7 December, he travelled from Durban to
Johannesburg for a meeting of the Mkhonto Wesizwe Military Veterans
Association (MKMVA)
where ‘they’ also met with the Gupta
family. His conduct, he explained, was in his capacity as a Treasurer
General
of the MKMVA and in discharge of the responsibility of that
organisation to enlist the support of business for its members’
programs. In later correspondence with the Public Protector Mr. Van
Rooyen added that:
‘
If the question
[had been] phrased to include whether I visited the said family in my
official capacity as a Minister OR in any
other capacity, the answer
would have been YES.’
[7]
To reach her conclusion, the Public Protector reasoned that Mr
Steenhuisen’s question was related
to allegations that had
surfaced in the public domain and was aimed at ascertaining whether
Mr Van Rooyen’s visits to the
Gupta residence were linked to
his appointment as Minister of Finance. She found that there was
never any reference, in the question,
to Mr Van Rooyen meeting the
Guptas in his capacity as a Minister. Mr Van Rooyen had deliberately
distorted the meaning of the
words ‘since taking office’,
in the question, and attributed thereto a meaning that would align
with his intention
of misleading the members of Parliament. The nub
of the question, she concluded, concerned when he had met the Guptas
and had nothing
to do with the capacity in which he met them.
[8]
She referred to cell phone records which, according to her, revealed
that Mr Van Rooyen’s phone
was in Saxonwold, in the vicinity of
the Gupta family home, on 8 December 2015, the day prior to his
appointment as Minister of
Finance. She also identified more phone
calls which were made from Mr Van Rooyen’s cellphone ‘within
the Saxonwold
area’ in the weeks following his appointment as
Minister of Finance. She, however, disavowed reliance on the cell
phone records
for her findings. She ultimately found that:
‘…
Mr
Van Rooyen conveniently structured his answer to favour a distorted
interpretation of the phrase “
since
taking office
” to mean only in
his official capacity. The Minister tailored his response in order to
evade answering a question that was
clear and straightforward.’
[9]
In reviewing and setting aside the Public Protector’s decision,
the high court found that the
starting point of her investigation was
misguided. Whereas the words ‘since taking office’
referred to the period following
Mr Van Rooyen’s assumption of
office as a Minister, the investigation incorrectly related to the
period preceding his appointment
as such. The high court found that
Mr Van Rooyen’s response was not evasive or misleading and was
relevant to the question
asked. Furthermore, the complaint was not
related to the parliamentary question that had been posed. In
addition, the Public Protector
relied on irrelevant evidence in
reaching her decision. Consequently, the decision of the Public
Protector was set aside as irrational.
[10]
In this Court, the applicants insisted that the parliamentary
question was not limited in time or capacity, it
was
simply an inquiry into whether Mr. Van Rooyen had ever met with the
Gupta family or their associates.
Instead
of giving an honest answer, Mr Van Rooyen designed a response
intended to conceal his interactions with the Guptas. The
applicants
maintained that the evidence showed that Mr Van Rooyen met the Guptas
first, before his appointment.
[11]
To succeed in this application the applicants must show that another
court would reasonably find that the Public
Protector’s
decision was a result of a properly conducted investigation into the
complaint that Mr. Van Rooyen wilfully
[3]
misled parliament in replying to the question. The starting point is
the Public Protector’s interpretation of the question,
as it is
fundamental to the manner in which the investigation was conducted,
and the conclusion reached.
[12] Mr.
Steenhuisen’s question is no model of clarity. It is long and
convoluted. The Public Protector interpreted
it as inquiring into:
‘
5.1.2.1
Whether [Mr. Van Rooyen], since taking office ever met with any
member, employee or close associate of the Gupta family;
and/or,
5.1.2.2 Whether [Mr Van
Rooyen] since taking office, ever attended any meeting with any
member, employee or close associate of the
Gupta family at the
Gupta’s Saxonwold Estate or anywhere else.’
[13]
On the Public Protector’s interpretation, the words ‘since
taking office’ are an integral part
of both parts of the
question. They directed both parts of the inquiry to the period
subsequent to Mr Van Rooyen taking office
as a Minister.
Mr
Van Rooyen’s response was consistent with the Public
Protector’s interpretation of the question. It
accounted
for all the words used in the question, including
the
reference to his Deputy Ministers. However, the Public Protector’s
investigation and conclusion, did not account for her
own
interpretation of the question. She ignored the words ‘since
taking office’.
[14] In
insisting that the Public Protector’s conclusion should be
upheld the applicants interpreted the question
as a two part inquiry
into whether:
‘
Mr.
Van Rooyen and/or his deputy ministers had
ever
:
(i) met with any member
(aa), employee (bb) and/or close association(c) of the Gupta family;
and or
(ii) attended any meeting
with the specified business persons (aa) at the Gupta’s
Saxonworld Estate in Johannesburg….”
[15] Notably,
the applicants’ interpretation of the question differed from
that of the Public Protector. On the
applicants’ interpretation
the emphasis was on the word ‘ever’, and the words ‘since
taking office’
were ignored. Such disregard of words used in a
text is impermissible, except where their inclusion leads to an
absurdity. The
inclusion of the words ‘since taking office’
does not lead to an absurdity in this case. Even if the applicants’
interpretation is plausible it is not the only credible one, as
demonstrated in the Public Protector’s interpretation. But
more
importantly, for the Public Protector to reach her conclusion that
there was willful misleading, she had to abandon her interpretation
of the question. Her interpretation was the same as Mr Van Rooyen’s
and accounted for the text, context and purpose of the
question.
[16] I agree
with the submission on behalf of Mr Van Rooyen that the reference, in
both the complaint and the Public
Protector’s report to the
media reports, compounded the misdirection on the part of the Public
Protector by directing the
investigation to a period that was not
included in the question.
[17]
Much was made on behalf of the applicants, of t
he
importance of the parliamentary question and answer procedure in
promoting accountability by members of the executive. It was
submitted on their behalf that the application raises a discrete
issue of public importance in relation to the extent to which
members
of cabinet may avoid accountability by distorting parliamentary
questions in order to avoid answering the substance thereof.
[18]
The importance of the Parliamentary question and answer procedure
cannot be overemphasised. As this Court held
in
Minister
of Home Affairs v Somali Association of South Africa,
[4]
the
procedure, which is designed to ensure accountability, responsiveness
and openness, is one of the pillars on which our multi-party
system
of democratic government is anchored.
[5]
However, v
ague
and ambiguous questions can only detract from the efficiency of the
process, and any inquiry into the veracity of the answers
given must
accord with the relevant legality prescripts. The Speaker would be
well advised to heed the Public Protector’s
advice, as
expressed in the report, that care should be taken to ensure that
parliamentary questions are clear before members are
called upon to
respond.
[19] The
applicants contended that if the report is to be set aside, the
matter should be remitted to the Public Protector.
No purpose would
be served by doing so. The complaint was founded on media reports
which had not been included in the question
and which related to a
different period from that specified in the question. Any
investigation conducted on the complaint would
yield a negative
result on the issue of wilful misleading of Parliament. The
irregularities pertaining to the question, the complaint
and the
investigation thereof are irremediable.
[20] For the
reasons I have given above, the application for leave to appeal must
fail. But given the importance of
the system of parliamentary
questions for open, accountable and responsive governance, I would,
on the basis of the
Biowatch
principle, make no order as to
costs.
[21]
Consequently, I make the following order:
The application for leave
to appeal is dismissed.
_________________________
N DAMBUZA
JUDGE OF APPEAL
Appearances:
For applicants:
M Bishop, with
M De Beer
Instructed by:
Minde Schapiro
Smith
Inc, Bellville
Symington
De Kok Attorneys, Bloemfontein
For first
respondent: T Masuku SC, with M
Mathipa
Instructed by:
Lucky Thekiso
Inc,
Pretoria
McIntyre
Van der Post, Bloemfontein.
[1]
The
Executive Ethics Code published in terms of
s 2(1)
of the
Executive
Members’ Ethics Act 82 of 1998
.
[2]
Question
No 927 in 2016.
[3]
The
Public Protector used the words ‘deliberately and
inadvertently misled’. Clause 2.3
(a)
of
the Code provides that: ‘Members of the Executive may not
wilfully mislead the legislature to which they are accountable.’
As such she applied the wrong test.
[4]
Minister
of Home Affairs and Others v Somali Association of South Africa
Eastern Cape (SASA EC) and Another
[2015]
ZASCA 35
;
2015 (3) SA 545
(SCA);
[2015] 2 All SA 294
(SCA) para 22.
[5]
Section
1
(d)
of the Constitution states as follows:
‘
1.
The Republic of South Africa is one, sovereign, democratic state,
founded on the following values:
...
(d)
Universal adult suffrage, a national
common voters roll, regular elections and a multi-party system of
democratic government,
to ensure accountability, responsiveness and
openness.’
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