Case Law[2023] ZASCA 132South Africa
Zuma v Downer and Another (788/2023) [2023] ZASCA 132; [2023] 4 All SA 644 (SCA); 2024 (2) SA 356 (SCA); 2024 (1) SACR 589 (SCA) (13 October 2023)
Headnotes
Summary: Section 18 of the Superior Courts Act 10 of 2013 – suspension of order pending appeal – abuse of process – not to order judgment to be carried into effect – will prolong the abuse.
Judgment
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## Zuma v Downer and Another (788/2023) [2023] ZASCA 132; [2023] 4 All SA 644 (SCA); 2024 (2) SA 356 (SCA); 2024 (1) SACR 589 (SCA) (13 October 2023)
Zuma v Downer and Another (788/2023) [2023] ZASCA 132; [2023] 4 All SA 644 (SCA); 2024 (2) SA 356 (SCA); 2024 (1) SACR 589 (SCA) (13 October 2023)
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sino date 13 October 2023
THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Reportable
Case
no: 788/2023
In the matter between:
JACOB GEDLEYIHLEKISA
ZUMA
APPELLANT
And
WILLIAM JOHN
DOWNER
FIRST RESPONDENT
KARYN
MAUGHAN
SECOND RESPONDENT
Neutral
citation:
Jacob
Gedleyihlekisa Zuma v William John Downer and Another
(Case no 788/2023)
[2023] ZASCA 132
(13 October
2023)
Coram:
MOLEMELA P and PONNAN, SALDULKER, MOCUMIE and
MOTHLE JJA
Heard
:
28 September 2023
Delivered
:
This judgment was handed down electronically by circulation to the
parties’ representatives by email,
publication on the Supreme
Court of Appeal website, and release to SAFLII. The date for hand
down is deemed to be 13 October 2023
at 11h00.
Summary:
Section 18
of the
Superior Courts Act
10 of 2013
– suspension of order pending appeal – abuse
of process – not to order judgment to be carried into effect –
will prolong the abuse.
ORDER
On
appeal from
:
KwaZulu-Natal Division of the High
Court, Pietermaritzburg (Kruger, Henriques and Masipa JJ, sitting as
court of first instance):
The appeal is dismissed
with costs, including those of two counsel, to be paid on the
attorney and client scale.
JUDGMENT
Ponnan JA (Molemela P
and Saldulker, Mocumie and Mothle JJA concurring):
[1]
The appellant, Mr Jacob Zuma, the former President of this country,
is facing multiple
charges of corruption, fraud, racketeering and
money laundering. He first appeared in court in relation to those
charges on 29
June 2005, his trial has still not commenced.
Throughout this period, the first respondent, Mr William Downer, has
served as the
lead prosecutor for the National Prosecuting Authority
(NPA). He also handled the related prosecution of Mr Schabir Shaik,
who
was convicted of corruption in 2005, in respect of conduct in
which Mr Zuma was implicated.
[2]
In 2021, Mr Zuma finally had to plead to the charges. He did not
plead to the substance
of the charges. He raised a special plea in
terms of s 106(1)
(h)
of
the Criminal Procedure Act 51 of 1977 (the CPA). The application was
launched on 17 May 2021 with the Kwazulu-Natal Division
of the High
Court, Pietermaritzburg (the high court). Mr Zuma alleged that Mr
Downer is not a fit person to prosecute him. Koen
J dismissed the
application in a 107-page judgment, in which he analysed Mr Zuma’s
contentions and rejected each of them.
[1]
Mr Zuma thereafter applied to the high court and then this Court for
leave to appeal, which failed. So too, his application to
the
President of this Court for a reconsideration in terms of s 17(2)
(f)
of
the Superior Courts Act 10 of 2013 (the Act) and his two applications
thereafter to the Constitutional Court for leave to appeal.
[3]
On 5 September 2022, Mr Zuma instituted a private prosecution in the
high court against
Mr Downer, as also, against the second respondent,
Ms Karyn Maughan, a senior legal journalist, who has been reporting
on the criminal
investigation, his criminal indictment and the
numerous legal challenges and proceedings for well on 20 years. Mr
Downer and Ms
Maughan (collectively referred to as the respondents)
applied separately to the high court to have the private prosecution
set
aside as an abuse of process of the court. The applications were
consolidated and heard on 10, 20 and 22 March 2023, before a
specially
constituted court of three judges (Kruger, Henriques and
Masipa JJ), sitting as a court of first instance. On 7 June 2023, the
high court, in a judgment running to 63 pages, set aside the criminal
summons against the respondents, interdicted the private prosecution
and ordered Mr Zuma to pay costs on a punitive scale (the main
judgment). Mr Zuma applied for leave to appeal the main judgment,
which was dismissed by the high court on 11 September 2023. At the
bar in this Court, we were informed that a petition to this
Court
will follow and, if that fails, an application will be made to the
Constitutional Court for leave to appeal.
[4]
Both respondents applied to the high court in terms of s 18(1) read
with s 18(3) of
the Act for an order that the setting aside of the
private prosecution is to remain in force pending the outcome of any
appeal
against the main judgment. On 3 August 2023, the high court
made such an order (the execution order). Exercising his automatic
right of appeal under s 18(4)(ii) of the Act, Mr Zuma filed a notice
of appeal with this Court against the execution order on 14
August
2023. And, after compliance by the parties with the directions issued
by the President of this Court, the matter was enrolled,
in
accordance with s 18(4)(iii), as one of urgency for hearing on
Thursday 28 September 2023, which was the penultimate day of
the
court term.
[2]
[5]
The respondents contend that Mr Zuma has engaged in an unremitting
campaign to delay
the commencement of his criminal trial and that, to
allow the proposed private prosecution (which is described as a sham
and an
abuse) to proceed, would mean that he would be allowed to
succeed in his strategy of delay. This will of course be addressed in
the attempted appeal by Mr Zuma against the main judgment. For now,
so the contention proceeds, the suspension of the private prosecution
should remain in force while that process plays out.
[6]
As long ago as May 2007, Mr Zuma’s then counsel intimated, in
response to a
query from Hugo J, that he was following a ‘Stalingrad’
strategy’ in the conduct of Mr Zuma’s defence to
the
criminal charges that the latter faced. As explained by Wallis JA in
Moyo v Minister of Justice and Constitutional Development and
Others
:
‘
The
term “Stalingrad defence” has become a term of art in the
armoury of criminal defence lawyers. By allowing criminal
trials to
be postponed pending approaches to the civil courts, justice is
delayed and the speedy trials for which the Constitution
provides do
not take place. I need hardly
add
that this is of particular benefit to those who are well-resourced
and able to secure the services of the best lawyers.’
[3]
The high court recorded
in the main judgment that ‘[t]he application [by the
respondents to set aside the private prosecution]
is directed at
ensuring that there is an end to the abuse of an unlawful private
prosecution and an end hopefully to the “Stalingrad”
strategy’.
[7]
A key plank of this appeal is that no other court had been as ready
to accept the
characterisation ‘Stalingrad’, as was the
high court in this matter. That is not entirely accurate. In
Democratic
Alliance v President of the Republic of South Africa
,
three judges of the Gauteng Division of the High Court, Pretoria
found that Mr Zuma had adopted a ‘Stalingrad defence strategy’,
which had ‘cost the state, and hence the taxpayer, thus far a
total amount of between R16 788 781.14 and R32 million’.
[4]
Meyer J (Ledwaba DJP and Kubushi J concurring) observed that the law
reports are indeed replete with judgments dealing with Mr
Zuma’s
criminal prosecution.
[5]
The
court noted that Mr Zuma had ultimately been unsuccessful in every
one of the challenges, almost always with an adverse costs
order.
[8]
In 2017,
Navsa
ADP commenced a judgment of this Court with a reference to TS Eliot’s
‘recurrent end of the unending’.
[6]
He proceeded to refer to what Harms JA said some eight years earlier
in
National
Director of Public Prosecutions v Zuma
:
‘
The
litigation between the NDPP and Mr Zuma has a long and troubled
history and the law reports are replete with judgments dealing
with
the matter. It is accordingly unnecessary to say much by way of
introduction and a brief summary will suffice.’
[7]
This abbreviated history
illustrates that on any reckoning, the scale of litigation, which is
likely unprecedented in the South
African courts, justifiably
attracts the epithet ‘Stalingrad’.
[9]
The private prosecution is not the last attempt by Mr Zuma to achieve
the removal
of Mr Downer as the prosecutor. On 18 April 2023, he
launched a second application for Mr Downer’s removal. That
application,
to be heard by Chili J, has been postponed for argument
on 26 October 2023. Mr Zuma has repeatedly attacked the NPA and Mr
Downer
in an attempt to discredit him and disqualify him as the
prosecutor in his criminal case. The overarching theme of Mr Zuma’s
answering affidavit in the s 18(3) application is that the
implementation order should not be granted, because he should not be
prosecuted by Mr Downer. In that regard, Mr Zuma asserted, absent a
true factual foundation, that ‘[t]he entire public prosecution
was employed to discredit me politically and Mr Downer was used as a
prosecutorial and political hitman to weaponize prosecutorial
power
to achieve political ends’.
[10]
What emerges is that the central purpose of the private prosecution
is to enable Mr Zuma to have
Mr Downer removed as the prosecutor on
the basis that he (Mr Downer) stands accused in the private
prosecution. However, the question
whether Mr Downer should be
removed as prosecutor is of course not before this Court. Mr Zuma’s
second attempt (following
upon the failed attempt before Koen J) to
achieve this is pending before Chili J. Ultimately, whether Mr Downer
is prosecuted depends
on the successful outcome of Mr Zuma’s
appeal of the main judgment.
[11]
The facts demonstrate that the private prosecution of Mr Downer is an
abuse of the process of
the court, for multiple reasons: first, as
the high court found, it was instituted as a further step in a
sustained attempt by
Mr Zuma to obstruct, delay and prevent his
criminal trial – this is an ulterior purpose, and the
institution of the private
prosecution was accordingly unlawful;
second, it was instituted in order to have Mr Downer removed as the
prosecutor in Mr Zuma’s
trial – this too is an ulterior
purpose, which renders the private prosecution unlawful; and, third,
the contemplated private
prosecution is patently a hopeless case. It
is obviously unsustainable. Mr Zuma has not made out any possible
basis on which Mr
Downer might be convicted, even on Mr Zuma’s
own version of the facts. This, too, renders the private prosecution
an abuse
of the process.
[12]
As to the third: Mr Zuma’s case against Mr Downer consists of
two charges. The first charge
is a complaint that Mr Downer disclosed
confidential or private medical information about Mr Zuma to Ms
Maughan, in breach of s
41(6) of the National Prosecuting Act 32 of
1998. The undisputed fact is that Mr Downer made no such disclosure
to Ms Maughan.
The disclosure in question was made by Adv Breitenbach
SC, a member of the prosecution team. In any event, both Koen J and
the
high court found that there was no disclosure of confidential or
private information. Each thus rejected the charge as unfounded.
In
reply before us, Counsel suggested that Koen J had not made a firm
pronouncement as to the confidentiality of the information.
A
suggestion neither raised on the papers, nor foreshadowed in the
heads. However, that is to misconstrue the effect of Koen J’s
judgment. Koen J found that Mr Zuma’s doctor’s note was
not truly intended to be confidential;
[8]
it did not contain any confidential information;
[9]
and, its disclosure did not constitute an actionable violation of his
rights.
[10]
It
is so that in the course of his judgment Koen J did proceed to
consider further hypotheticals, presumably for the benefit of
an
appeal court and on the assumption that it may take a contrary view
to him on his primary finding. In the event, his further
‘ruminations’, as he described it, proved unnecessary,
because leave to appeal was refused, which means that his primary
finding that the note did not contain any confidential information
stands.
The
second charge relates to a conversation that Mr Downer had with a
journalist, Mr Sam Sole, in 2008. Mr Zuma has never previously
sought
to bring any complaint or charges against Mr Downer in this regard.
And, like the first charge, the information disclosed
was not
confidential or private. The facts show that Mr Downer was authorised
to make the disclosure. Both Koen J and the high
court considered and
also rejected this charge as unfounded.
[13]
Turning to Ms Maughan: It was initially contended before the high
court by Mr Zuma that a first
nolle prosequi
certificate
(issued on 6 June 2022), which expressly named Mr Downer, also
covered her. Mr Zuma now appears to contend that a second
nolle
prosequi
certificate (issued on 21 November 2022) covers Ms
Maughan. This, on the basis of an affidavit subsequently deposed to
by the prosecutor
who issued it. The high court held that the second
certificate still ‘does not name her as a suspect’. If
the purpose
of the second certificate was to include Ms Maughan, one
imagines that it would surely have named her expressly (like the
first
certificate did of Mr Downer). The high court also held that
the second certificate was issued well after Mr Zuma had initiated
the private prosecution against Ms Maughan, and thus cannot
retrospectively cure the unlawfulness of the prosecution. Before the
initiation of the private prosecution against Ms Maughan, Koen J had
already found that the note issued by Mr Zuma’s doctor
(upon
which the private prosecution rests) was not intended to be
confidential, did not contain any confidential information and
its
disclosure did not constitute an actionable violation of his rights.
[14]
Ms Maughan characterises her private prosecution as one that has been
brought by a powerful former
President against a journalist (who has
been reporting on his legal troubles in a manner that displeases
him), which will have
a chilling effect on her journalistic freedom
and press freedom more widely. It also means that she will have to
continue to report,
in the face of insults and threats from his
supporters, with a cloud of criminal opprobrium hanging over her
head, which undermines
her journalistic credibility. There is nothing
to gainsay any of this. If anything, as the high court recorded,
having regard to
Mr Zuma’s answering affidavit, ‘his
personal animosity toward [her] is exposed’: ‘She is
alleged to have
colluded, conspired and been in partnership with
State prosecutors perpetuating a false narrative about his conduct
toward litigation
and the delays in the criminal trial. This is
repeated on a number of occasions in the answering affidavit and his
hatred, impatience
and vitriolism toward her is patently obvious.’
She has been labelled ‘a hostile journalist’ and ‘an
anti-Zuma
crusader’, who is being used as the ‘propaganda
machinery of the media’.
[15]
In the main judgment, the high court concluded:
‘
In
the result, we are of the view that considering the respective
grounds advanced by Downer and Maughan, the submissions of the
respective
amici
,
and the various case authorities referred to hereinbefore, the
Respondent’s private prosecution of Downer and Maughan
constitutes
an abuse of process as it has been instituted for an
ulterior purpose and consequently, they are entitled to the relief
sought
in the respective notices of motion.’
For
the present, the correctness of that key finding is not before us.
That is a matter for the main appeal. The finding stands
until set
aside by a court of competent jurisdiction.
[11]
It does, however, appreciably narrow the scope and extent of the
present appeal.
[16]
This Court has examined the prerequisites for the implementation of
an order pending an appeal
in
University
of the Free State v Afriforum
;
[12]
Ntlemeza
v Helen Suzman Foundation
;
[13]
Premier
of Gauteng v Democratic Alliance
;
[14]
and,
Knoop
v Gupta (Knoop)
.
[15]
It is not necessary that those be revisited here. As Wallis JA
observed in
Knoop
(para
1):
‘
The
immediate execution of a court order, when an appeal is pending and
the outcome of the case may change as a result of the appeal,
has the
potential to cause enormous harm to the party that is ultimately
successful. That was well-illustrated by the facts in
Philani-Ma-Afrika
,
[16]
where the judge granted leave to appeal against an eviction order and
at the same time gave leave to execute. . . In giving the
judgment of
this court, Farlam JA said: “The facts of this case provide a
striking illustration of the need for orders of
the nature of the
execution order to be regarded as appealable in the interests of
justice.”.’
[17]
In my view, this is not
such a matter.
[17]
Prior to the enactment of s 18 of the Act, the accepted common law
rule of practice was that
generally, the execution of a judgment was
automatically suspended upon the noting of an appeal, with the result
that, pending
the appeal, the judgment could not be carried out and
no effect could be given thereto, except with the leave of the court
which
granted the judgment. The court had a wide general discretion
in that regard, which was part and parcel of the inherent
jurisdiction
which the court has to control its own judgments (
South
Cape Corporation (Pty) Ltd v Engineering Management Services (Pty)
Ltd
(
South
Cape Corporation
)).
[18]
[18]
For the high court to have allowed the suspension of the main
judgment pending an appeal would
have been mutually incompatible with
the conclusion reached by it that the private prosecution of the
respondents constituted an
abuse. If anything, in the light of the
need for the high court to control its own judgments, it may well
have been obliged to
order the main judgment to be carried into
effect to prevent an ongoing abuse. If Mr Zuma’s private
prosecution is indeed
an abuse of the process as the high court held,
then it follows that allowing it to be enforced pending an appeal
will prolong
and perpetuate that abuse. This will make a mockery of
the high court’s judgment and will undermine public confidence
in
the judiciary’s capacity to control its own judgments and to
protect individuals from an abuse of process, including an unlawful,
abusive and oppressive private prosecution.
[19]
Indeed, as Corbett JA noted in
South Cape Corporation
:
‘
The
purpose of this [common law] rule as to the suspension of the
judgment on the noting of an appeal is to prevent irreparable
damage
from being done to the intending appellant, either by levy and a writ
of execution or by execution of the judgment in any
other manner
appropriate to the nature of the judgment appealed from.’
[19]
The
determination of this appeal depends, in part, on the proper
interpretation of the order that issued against Mr Zuma in the
main
judgment. The starting point is to determine the manifest purpose of
the order. In interpreting a judgment or order, the court’s
intention is to be ascertained primarily from the language of the
judgment or order in accordance with the usual well-known rules
relating to the interpretation of documents.
[20]
As in the case of a document, the judgment or order and the court’s
reasons for giving it must be read as a whole in order
to ascertain
its intention.
[21]
[20]
The order that issued against Mr Zuma in the main judgment is not one
ad factum praestandum
, which called upon him to perform a
certain act or refrain from specified action, on pain of contempt.
The high court set aside
the summons in the private prosecution and
interdicted him from pursuing it on ‘substantially the same
charges as those advanced
in the summons’. Having put a red
line through the prosecution in the main judgment, it restored the
parties to the status
quo ante in ordering the implementation of its
order pending the proposed appeal. In that, the high court did no
more than turn
back the clock to that point in time immediately
before the institution of what it held was an unlawful prosecution.
[21]
There seemed be an acceptance that if the appeal against the main
judgment were to ultimately
succeed either before this Court or the
Constitutional Court, then Mr Zuma could simply pick up his private
prosecution. The effect
of the execution order is that the private
prosecution has been placed on hold pending Mr Zuma’s attempt
at an appeal. The
only conceivable adverse consequence of the
execution order on Mr Zuma is that his private prosecution will be
delayed until finalisation
of the appeal process. The private
prosecution is plainly not urgent. Indeed, Mr Zuma instituted the
prosecution over a year after
publication of the doctor’s note.
There is no cognisable harm
to Mr Zuma. He will suffer no harm because the respondents remain
under threat of prosecution until
such time as Mr Zuma’s
appeals are exhausted. If Mr Zuma is successful in the appeals, he
can simply resume the private prosecution.
In
the circumstances, there may as well be something to be said for the
suggestion that the matter falls to be dealt in terms of
s
16(2)
(a)
(i)
of the Act, according to which this Court may dismiss an appeal where
‘the issues are of such a nature that the decision
sought will
have no practical effect or result’.
[22]
After due consideration, it is in any event doubtful that any of the
issues in the appeal, are
truly deserving of the attention of this
Court, much less engage its urgent jurisdiction. No real questions of
law are involved.
The case raised no questions of important
principle. And, there were no other considerations that called for
the attention of this
Court, either on an urgent basis or at all.
Thus, although Mr Zuma had an automatic right of appeal to this
Court, he did not have
to exercise it. His exercising the right has
the result that cases of greater complexity and which are truly
deserving of the attention
of this Court have to compete for a place
on the court roll with a case which is not. The abridgement of the
time periods prescribed
by the rules of this Court and the expedited
hearing of the matter meant that Mr Zuma was able to steal a march on
those other
litigants.
[23]
A suspension of the high court’s orders and the continuation of
the private prosecution
while Mr Zuma is attempting to appeal, will
negate the orders issued and result in the respondents forfeiting the
substantive relief
which that court ordered in order to put a stop to
the abuse. The premise of the argument advanced on behalf Mr Zuma is
that the
purpose of the implementation order was to prevent the next
appearance of the respondents in the criminal court on 4 August 2023.
But that is to take too narrow a view of the matter. It was to:
prevent their continuing appearance in the criminal courts from
time
to time; avoid the delays and obstruction in Mr Zuma’s criminal
trial that will result from the continuation of the
private
prosecution; and, avoid the private prosecution being used in an
attempt to remove Mr Downer as the prosecutor. The harm
continues
beyond 4 August 2023 and will persist pending attempted appeals.
Should this Court not dismiss the current appeal and
confirm the high
court’s enforcement order, the respondents will once again have
to appear as accused persons on 1 November
2023, and on further dates
in the future, pending the progress up to the Constitutional Court of
Mr Zuma’s applications for
leave to appeal against the main
judgment.
[24]
The mere decision to prosecute can have a far-reaching impact on an
accused person’s life.
It should not be lightly made, because
even if an accused is ultimately acquitted, the harm already suffered
could prove to be
irreparable.
[22]
As Howie P pointed out in
S
v Western Areas Ltd
and
Others
:
‘
A
criminal trial cuts across a number of an accused person’s
fundamental rights. Attendance at the trial, even if on bail,
limits
freedom of movement and even the right to liberty is curbed to an
extent.’
[23]
On each occasion that the
respondents are compelled to appear in the criminal dock, their
personal liberty is further inhibited
and human dignity further
eroded. The indignity is compounded by the personal insults that
they, and in particular Ms Maughan,
has to endure especially on
social media. Mr Zuma shrugs that the social media abuse of Ms
Maughan is ‘an occupational hazard’
and ‘comes with
the territory’. Nothing could be further from the truth. What
Mr Zuma fails to appreciate is that these
violations constitute a
steady erosion not just of her liberty and dignity but will also
likely discourage other journalists from
reporting on powerful
individuals for fear of similar reprisals. Guaranteeing the freedom
of the press and public confidence in
judicial authority and the
administration of justice is an ongoing process and requires constant
vigilance.
[25]
Whilst the prosecution of crime is a matter of some constitutional
importance to the citizenry
of this country, sight cannot be lost of
the fact that this is not a public prosecution by the NPA, an agency
constitutionally
created to prosecute in the public interest, which
is constitutionally bound to respect, protect, promote and fulfil the
rights
in the Bill of Rights.
[24]
Given the adversarial nature of criminal trials, prosecutors play a
critical role in our criminal justice system. It is for a prosecutor
to evaluate the conduct of the police and the strength of the case
that will be actively presented to a court. It is not the function
of
a prosecutor ‘disinterestedly to place a hotchpotch of
contradictory evidence before a court, and then [to] leave the
court
to make of it what it wills’.
[25]
There is nothing to suggest that any of those safeguards obtain here.
In the circumstances, to permit the continuation of a private
prosecution pending an appeal as to the lawfulness of that
prosecution likely constitutes a direct violation of the
constitutional
rights of the respondents.
[26]
In the
locus
classicus
,
Solomon
v Magistrate, Pretoria
,
it was held that where a prosecutor undertakes a prosecution with an
ulterior purpose, ‘the taking out of the summons is
an abuse of
the process of the court; if it was done not with the object of
having justice done to a wrongdoer, but in order to
enable the
prosecutor to harass the accused or fraudulently to defeat his
rights. . . The process of the Court, provided for a
particular
purpose, would be used not for that purpose, but for the achievement
of a totally different object, namely for the oppression
of an
adversary’.
[26]
In the
context of a private prosecution, the question is whether the
prosecution was instituted for some collateral purpose rather
than
with the object of having criminal justice done to an offender.
[27]
[27]
In
Nedcor v Gcilitshana
, the court put it thus:
‘
Ordinarily,
the reasons and motives of a party for instituting legal proceedings
are irrelevant. However, “
(w)
hen
. . . the court finds an attempt made to use for ulterior purposes
machinery devised for the better administration of justice,
it is the
duty of the Court to prevent such abuse. But it is a power which has
to be exercised with great caution, and only in
a clear case.”.’
[28]
[28]
This is the clearest of cases. The private prosecution is part of the
‘Stalingrad strategy’
announced by Mr Zuma’s
counsel to Hugo J over a decade and a half ago, when he said: ‘This
is not like a fight between
two champ fighters. This is more like
Stalingrad. It’s burning house to burning house.’
[29]
It is further demonstrated by the patent lack of substance to the
charges; by the fact that Mr Zuma has clearly not pursued the
prosecution as would someone intent on obtaining a conviction; and,
by Mr Zuma’s identification of witnesses. It was common
cause
in the main application that when Mr Zuma produced his prosecution
docket, it showed that he had obtained no statements from
any of the
witnesses whom he says he will call. The only statements he has are
those which already formed part of the police docket.
The witnesses
he lists include Mr Breitenbach SC (who as the high court found, says
that Mr Downer did not communicate Mr Zuma’s
medical
information to Ms Maughan). Further, it is vexatious and per se an
abuse of process to institute proceedings that are ‘obviously
unsustainable’ as a certainty not merely on a balance of
probability.
[30]
[29]
Mr Zuma’s attacks are directed not only at Mr Downer, but also
at the NPA itself. Mr Downer
pointed out that Mr Zuma has
consistently attacked and questioned the credibility of the NPA as an
institution. The harm to be
avoided is thus not only to Mr Downer
personally, but also to him in his capacity as the prosecutor in Mr
Zuma’s case as
well as to the State and to the administration
of justice. In the case of Ms Maughan, it bears emphasis that freedom
of the press
and the principle of open justice are closely
interrelated. Free speech goes hand in hand with open justice, which
is a fundamental
principle of the common law. There is a necessary
interdependence between the court and the press. It has thus come to
be accepted
that the media, reporting accurately and fairly on legal
proceedings and judgments, make an invaluable contribution to public
confidence
in the judiciary and, thus, to the rule of law itself.
[31]
[30]
The harm asserted by the respondents, which was set out in some
detail, is not theoretical. It
is real. The denial by Mr Zuma is
ineffective. The private prosecution is without any foundation in
either fact (Mr Downer did
not disclose Mr Zuma’s doctor’s
report to Ms Maughan and there was no breach of confidentiality or
privacy) or law
(no cognisable offence has been committed, even if
all of the facts alleged by Mr Zuma are true). The respondents
appearing as
accused persons in an abusive private prosecution will
undeniably compromise public confidence in the courts and the
administration
of justice.
[31]
Finally, the question of jurisdiction is a foundational pillar upon
which Mr Zuma’s appeal
rests: it is contended that he has
excellent prospects of success in his appeal against the main
judgment because courts have held
that a challenge to the title of
the private prosecutor must be raised in the criminal court, not in a
civil court. But that misses
the point. Although the founding
affidavit also makes the point that Mr Zuma has not proved some
injury that he individually suffered
in consequence of the alleged
commission of the offence as required by s 7(1)
(a)
of
the CPA,
[32]
the primary basis
of the application to set aside the private prosecution was not that
Mr Zuma lacked title to prosecute; it is
that the private prosecution
is an abuse of process. Our courts have repeatedly held, for more
than 70 years, that a civil court
will grant an interdict to set
aside a private prosecution if it is an abuse. The authorities are
long-established and clear both
that a court has the power (and in
fact a duty) to prevent an abuse of its process and that this
principle applies to proceedings
in a civil court in relation to a
private prosecution which is irregular, vexatious or an abuse of the
process of court.
[33]
The
proposition is trite. In its judgment in the main application, the
high court dealt with the authorities in this regard.
[32]
More narrowly construed therefor, the issue in this appeal is whether
Mr Zuma should be permitted
to continue the private prosecution while
an application for leave to appeal or (if granted) an appeal is
pending. For the reasons
given, that question falls to be answered
against him. If the implementation orders are upheld, a potential
obstacle to the commencement
of Mr Zuma’s trial will be
removed. Those orders will facilitate the expeditious commencement
and management of his criminal
trial. Mr Zuma announced his intention
to bring this appeal even before he had seen the high court’s
reasons for granting
the execution order. This demonstrates that his
decision to approach this Court was not motivated by any
dispassionate analysis
of his prospects of success in the light of
the high court’s reasons. It is evident that Mr Zuma filed his
appeal within
hours of the high court judgment being delivered,
precisely, so it would seem, to ensure that the respondents would
have to appear
in the dock on the next day, 4 August 2023. This,
despite the fact that any appearance on that day would have been only
for the
sake of a postponement. Mr Zuma had little, if anything, to
gain by noting the appeal so speedily. All told, it is hard to resist
the conclusion that this appeal is itself an abuse of process.
[33]
Costs remain: In the heads of argument filed with this Court, Mr Zuma
alleges bias on the part
of the members of the high court. The
allegation is scandalous. The bias is said to arise from the attitude
of the judges towards
counsel and/or his client and some of the
inexplicable findings made. No explanation is given as to what it is
about the ‘attitude’
of the judges or which of them
demonstrated bias toward either counsel or Mr Zuma. It is a mere
allegation, without any attempt
to produce any evidence to justify
it. It is improper. As to the ‘inexplicable findings’,
for the reasons set out above,
the findings of the high court can
hardly be faulted. However, even if they could, that does not give
rise to a complaint of bias.
[34]
In
Zuma v Democratic Alliance and Another
, where similar
allegations of bias were raised by Mr Zuma, it was stated:
‘
The
contention, absent any factual foundation, that all three judges who
heard the matter had left their judicial station, scandalises
the
court. If true, that all three either independently of each other, or
worse still acting in concert, would have renounced their
judicial
impartiality is a most serious allegation. Imputing bias to a
judicial officer should not lightly be made. Nor, should
the
imputation of a political motive. This is not to suggest that courts
are immune from criticism, even robust criticism for that
matter.
But, the criticism encountered here falls outside acceptable
bounds.’
[34]
[35]
There is nothing on record to sustain the suggestion that the
presiding judges in this matter
were biased or not open-minded,
impartial or fair. The allegations were made with a reckless
disregard for the truth. And, whilst
not advanced during oral
argument, they were not retracted. However, they ought not to have
been made at all. Moreover, the previous
admonition of this Court
appears to have fallen on deaf ears. The propensity to accuse
judicial officers of bias, absent a proper
factual foundation, is
plainly deserving of censure. The respondents argue that Mr Zuma
should be penalised with a punitive costs
order as a mark of this
Court’s displeasure and to vindicate the integrity of the high
court and the judiciary. A submission
with which I cannot but agree.
[36]
In the result, the appeal must fail and it is accordingly dismissed
with costs, including those
of two counsel, to be paid on the
attorney and client scale.
________________
V M PONNAN
JUDGE OF APPEAL
Appearances
For
the appellant:
DC
Mpofu SC, BN Buthelezi, K Pama-Sihunu
and
Z Mshololo
Instructed
by:
Ntanga
Nkuhlu Inc., Johannesburg
Peyper
Botha Attorneys, Bloemfontein
For
the first respondent:
G
Budlender SC and H Rajah
Instructed
by:
The
State Attorney, Pietermaritzburg
DPP,
Bloemfontein
For
the second respondent:
T
Ngcukaitobi SC and B Winks
Instructed
by:
Willem
de Klerk Attorneys, Johannesburg
Honey
Attorneys, Bloemfontein.
[1]
S
v Zuma and Another
[2021]
ZAKZPHC 89; [2022] 1 All SA 533 (KZP); 2022 (1) SACR 575 (KZP).
[2]
Section
18
of the
Superior Courts Act, which
governs the suspension of a
decision pending an appeal, provides:
‘
(1)
Subject to subsections (2) and (3), and unless the court under
exceptional circumstances orders otherwise, the operation of
a
decision which is the subject of an application for leave to appeal
or of an appeal, is suspended pending the decision of the
application or appeal.
(2) Subject to
subsection (3), unless the court under exceptional circumstances
orders otherwise, the operation and execution
of a decision that is
an interlocutory order not having the effect of a final judgment,
which is the subject of an application
for leave to appeal or
appeal, is not suspended pending the decision of the application or
appeal.
(3) A court may only
order otherwise as contemplated in subsection (1) or (2), if the
party who applied to the court to order
otherwise, in addition
proves on a balance of probabilities that he or she will suffer
irreparable harm if the court does not
so order and that the other
party will not suffer irreparable harm if the court so orders.
(4) If a court orders
otherwise, as contemplated in subsection (1) –
(i) the court must
immediately record its reasons for doing so;
(ii) the aggrieved party
has an automatic right of appeal to the next highest court;
(iii) the court hearing
such an appeal must deal with it as a matter of extreme urgency; and
(iv) such order will be
automatically suspended, pending the outcome of such appeal.
(5) For the purposes of
subsection (1) and (2), a decision becomes the subject of an
application for leave to appeal or of an
appeal, as soon as an
application for leave to appeal or a notice of appeal is lodged with
the registrar in terms of the rules.’
[3]
Moyo
v Minister of Justice and Constitutional Development and Others;
Sonti v Minister of Justice and Correctional Services and
Others
[2018] ZASCA 100
;
2018 (8) BCLR 972
(SCA);
[2018] 3 All SA 342
(SCA);
2018 (2) SACR 313
(SCA) para 169.
[4]
Democratic
Alliance v President of the Republic of South Africa and Others;
Economic Freedom Fighters v State Attorney and Others
[2018]
ZAGPPHC 836;
[2019] 1 All SA 681
(GP) para 1, this decision was
upheld
by this Court in
Zuma
v Democratic Alliance and Another
[2021]
ZASCA 39; [2021] 3 All SA 149 (SCA); 2021 (5) SA 189 (SCA).
[5]
The high court observed ibid para 23:
‘
The
law reports are indeed replete with judgments dealing with Mr Zuma’s
criminal prosecution and the related civil proceedings,
and in
particular his challenges to:
(a)
the lawfulness of the search warrants issued against him
(
Zuma
and another v National Director of Public Prosecutions and others
2006 (1) SACR 468
(D);
[2006] 2 All SA 91
(D);
Thint (Pty)
Ltd v National Director of Public Prosecutions
[2008] 1 All SA
229
(SCA);
National Director of Public Prosecutions v Zuma and
another
[2008] 1 All SA 197
(SCA) and
Thint (Pty) Ltd v
National Director of Public Prosecutions and others
;
Zuma and
another v National Director of Public Prosecutions and others
2009
(1) SA 1
(CC));
(b)
the letter of request issued to access information held by the
Mauritian authorities
(
National Director of Public
Prosecutions v Zuma and others
(13569/2006) 2 April 2007 (DC&LD)
unreported;
Zuma and others v National Director of Public
Prosecutions
[2007] ZASCA 135
;
[2008] 1 All SA 234
(SCA) and
Thint Holdings (Southern Africa) (Pty) Ltd and another v National
Director of Public Prosecutions
;
Zuma v National Director of
Public Prosecutions
[2008] ZACC 14
;
2009 (1) SA 141
(CC));
(c)
his indictment in terms of s 179 of the Constitution
(
Zuma
v National Director of Public Prosecutions
[2009] 1 All SA 54
(N);
2009 (1) BCLR 62
(N); and
National Director of Public
Prosecutions v Zuma
[2009] ZASCA 1
;
2009 (2) SA 277
(SCA));
(d)
the DA’s
locus standi
in the DA’s
review application, the reviewability of the decision of the acting
NDPP to discontinue his prosecution and
to the furnishing of the
record to the DA
(
Democratic Alliance and others
2012 (3)
SA 486
(SCA);
[2012] 2 All SA 345
(SCA);
[2012] 2 All SA 345
(SCA);
2012 (6) BCLR 613
(SCA));
(e)
the disclosure of the transcripts of the conversations recorded
in the spy tapes
(
Democratic Alliance v Acting National
Director of Public Prosecutions and others
2016 (2) SACR 1
(GP);
[2016] 3 All SA 78
(GP);
Zuma v Democratic Alliance and others
[2014] 4 All SA 35
(SCA));
(f)
and his opposition to the DA’s review application
(
Zuma
v Democratic Alliance and others
;
Acting National Director of
Public Prosecutions and another v Democratic Alliance and another
2018 (1) SA 200
(SCA);
[2017] 4 All SA 726
(SCA);
2018 (1) SACR
123
(SCA);
Democratic Alliance v Acting National Director of
Public Prosecutions and others
2016 (2) SACR 1(GP)).
’ (My
emphasis underlined.)
[6]
Zuma v
Democratic Alliance and Others; Acting National Director of Public
Prosecutions and Another v Democratic Alliance and Another
[2017] ZASCA 146
;
[2017] 4 All SA 726
(SCA);
2018 (1) SA 200
(SCA);
2018 (1) SACR 123
(SCA).
[7]
National
Director of Public Prosecutions v Zuma
[2009]
ZASCA 1
;
2009
(2) SA 277
(SCA)
para 2.
[8]
S
v Zuma and Another
fn
1 above Koen J held (para 263): ‘The only inference is that
the intention, at that point, was that the letter of 8 August
2021
would form part of the application for a postponement . . . which
would mean that it would become public when filed That
would be
inconsistent with the protestations that the letter was a
confidential document, of which the confidentiality, if it
in fact
was confidential in the first place, was not waived.’
[9]
Ibid
para 264: ‘The letter had furthermore been disclosed to Mr
Downer, Ms Naicker and the DPP of KZN, without any specific
restrictions as regards confidentiality, by the Head of the
Correctional Centre at Estcourt on 8 August 2021. The letter did
not
contain anything significantly confidential . . .’
[10]
Ibid
para 265: ‘The letter of Brigadier General (Dr) Mdutywa is
vague and general in its terms and does not disclose any
particularity, which could be said to amount to a violation of Mr
Zuma’s rights his rights to privacy. Specifically, it
does not
mention the medical condition Mr Zuma suffers from . . .’;
and, para 266: ‘
I
am not persuaded that the disclosure of the contents of the letter
constituted an actionable violation of Mr Zuma’s rights.’
[11]
Dengetenge
Holdings (Pty) Ltd v Southern Sphere Mining and Development Company
Ltd & Others
[2013]
ZASCA 5
;
[2013] 2 All SA 251
(SCA) para 17.
[12]
University
of the Free State v Afriforum and Another
[2016]
ZASCA 165; [2017] All SA 79 (SCA); 2018 (3) SA 428 (SCA).
[13]
Ntlemeza
v Helen Suzman Foundation and Another
[2017]
ZASCA 93; [2017] 3 All SA 589 (SCA); 2017 (5) SA 402 (SCA).
[14]
Premier
for the Province of Gauteng and Others v Democratic Alliance and
Others
[2020]
ZASCA 136; [2021] 1 All SA 60 (SCA).
[15]
Knoop
and Another NNO v Gupta
(
Tayob
Intervening
)
[2020] ZASCA 149; [2021] 1 All SA 17 (SCA); 2021 (3) SA 135
(SCA).
[16]
Philani-Ma-Afrika
and Others v Mailula and Others
[2009]
ZASCA 115; 2010 (2) SA 573 (SCA); [2010] 1 All SA 459 (SCA).
[17]
Ibid
para 20.
[18]
South
Cape Corporation (Pty) Ltd v Engineering Management Services (Pty)
Ltd
1977 (3) SA 534
(A) at 544H-545A.
[19]
Ibid
at 545B.
[20]
Firestone
South Africa (Pty) Ltd v Genticuro AG
1977
(4) SA 298
(A)
at 304D-E.
[21]
Ibid
at 304E; see also
Finishing
Touch 163 (Pty) Ltd v BHP Billiton Energy Coal South Africa Ltd and
Others
[2012] ZASCA 49
;
2013 (2) SA 204
(SCA) para 13.
## [22]Doorewaard
and Another v S[2020] ZASCA 155; [2021] 1 All SA 311 (SCA); 2021 (1) SACR 235 (SCA)
para 80.
[22]
Doorewaard
and Another v S
[2020] ZASCA 155; [2021] 1 All SA 311 (SCA); 2021 (1) SACR 235 (SCA)
para 80.
[23]
S
v Western Areas Ltd and Others
[2005]
ZACA 31;
[2005] 3 All SA 541
(SCA);
2005 (5) SA 214
(SCA);
2005 (1)
SACR 441
(SCA) para 1.
[24]
Section
179(4) of the Constitution, 1996.
[25]
Van
Der Westhuizen v S
[2011]
ZASCA 36
;
2011
(2) SACR 26
(SCA)
para 11.
[26]
Solomon
v Magistrate, Pretoria
1950
(3) SA 603
(T) (
Solomon
).
[27]
Phillips
v Botha
[1998] ZASCA 105
;
1999
(2) SA 555
(SCA) at 565H (
Phillips
).
[28]
Nedcor
Bank Ltd v Gcilitshana and Others
2004
(1) SA 232
(SE) (
Nedcor
Bank
)
at 241A-B, citing
Hudson
v Hudson and Another
1927
AD 259
(
Hudson
)
at 268.
[29]
Democratic
Alliance v President of the Republic of South Africa and Others;
Economic Freedom Fighters v State Attorney and Others
[2018]
ZAGPPHC 836;
[2019] 1 All SA 681
(GP) para 11.
[30]
MEC,
Department of Co-operative Governance and Traditional Affairs v
Maphanga
2021
(4) SA 131
(SCA) para 25. See also Holmes JA in
African
Farms and Townships Ltd v Cape Town Municipality
1963
(2) SA 555
(A) at 575.
[31]
As
it was put in
Van
Breda v Media 24 Limited and Others; National Director of Public
Prosecutions v Media 24 Limited and Others
[2017] ZASCA 97
;
[2017] 3 All SA 622
(SCA);
2017 (2) SACR 491
(SCA)
paras 9 and 10:
‘
In
R v Secretary of State for the Home
Department Ex Parte Simms
, Lord Steyn
stated:
“
Freedom
of expression is, of course, intrinsically important: it is valued
for its own sake. But it is well recognised that it
is also
instrumentally important. It serves a number of broad objectives.
First, it promotes the self-fulfilment of individuals
in society.
Secondly, in the famous words of Holmes J (echoing John Stuart
Mill), “the best test of truth is the power
of the thought to
get itself accepted in the competition of the market”:
Abrams
v United States
[1919]
USSC 206
;
(1919)
250 US 616
at
630 per Holmes J (dissent). Thirdly, freedom of speech is the
lifeblood of democracy. The free flow of information and ideas
informs political debate. It is a safety valve: people are more
ready to accept decisions that go against them if they can in
principle seek to influence them. It acts as a brake on the abuse of
power by public officials. It facilitates the exposure of
errors in
the governance and administration of justice of the country.”
The right of the media
to gather and broadcast information, footage and audio recordings
flows from s 16 of the Constitution.
The right to freedom of
expression is one of a “web of mutually supporting rights”
that holds up the fabric of the
constitutional order. The right is
not limited to the right to speak, but also to receive information
and ideas. The media hold
a key position in society. They are not
only protected by the right to freedom of expression, but are also
the “key facilitator
and guarantor” of the right. The
media’s right to freedom of expression is thus not just (or
even primarily) for
the benefit of the media: it is for the benefit
of the public. In
Khumalo v Holomisa,
the Constitutional
Court emphasised:
“
In
a democratic society, then, the mass media play a role of undeniable
importance. They bear an obligation to provide citizens
both with
information and with a platform for the exchange of ideas which is
crucial to the development of a democratic culture.
As primary
agents of the dissemination of information and ideas, they are,
inevitably, extremely powerful institutions in a democracy
and they
have a constitutional duty to act with vigour, courage, integrity
and responsibility.”
[32]
Section
7(1)
(a)
of
the
Criminal Procedure Act 51 of 1977
states that a private
prosecution may only be instituted and conducted by a private person
‘who proves some substantial
and peculiar interest in the
issue of the trial arising out of some injury which he individually
suffered in consequence of the
commission of the said offence’.
[33]
As
to the underlying principle:
Western
Assurance Co v Caldwell’s Trustee
1918
AD 262
;
Hudson
fn
28 above at 267-268. As to the application of the principle to
private prosecutions see inter alia
Solomon
fn 26 above at 607E to 608A;
Van
Deventer v Reichenberg
1996
(1) SACR 119
(C);
Phillips
fn
27 above at 565E-565I; and,
Nedcor
Bank
fn
28 above para 26-27.
[34]
Zuma
v Democratic Alliance
and
Another
[2021] ZASCA 39
;
[2021] 3 All SA 149
(SCA);
2021 (5) SA 189
(SCA)
para 49.
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