Case Law[2022] ZASCA 125South Africa
Nhlapo v The State (835/2021) [2022] ZASCA 125 (26 September 2022)
Supreme Court of Appeal of South Africa
26 September 2022
Headnotes
Summary: Criminal law and procedure – sentence in excess of the prescribed minimum for robbery – whether effective sentence of 20 years’ imprisonment for robbery and attempted murder was inappropriate – whether the whole of the sentence for attempted murder ought to run concurrently with sentence for robbery.
Judgment
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## Nhlapo v The State (835/2021) [2022] ZASCA 125 (26 September 2022)
Nhlapo v The State (835/2021) [2022] ZASCA 125 (26 September 2022)
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sino date 26 September 2022
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Not
Reportable
Case
No: 835/2021
In
the matter between:
BANELE
BAFO
NHLAPO
Appellant
and
THE
STATE
Respondent
Neutral
citation:
Nhlapo v
The State
(Case no 835/2021)
[2022] ZASCA 125
(26 September 2022)
Coram:
PETSE DP and MOTHLE and HUGHES JJA and CHETTY and SIWENDU AJJA
Heard:
17 August 2022
Delivered:
26 September 2022
Summary:
Criminal law and procedure – sentence in
excess of the prescribed minimum for robbery
–
whether
effective sentence of 20 years’ imprisonment for robbery and
attempted murder was inappropriate – whether the
whole of the
sentence for attempted murder ought to run concurrently with sentence
for robbery.
ORDER
On
appeal from:
Gauteng Division of the High Court, Pretoria
(Mngqibisa-Thusi J and Phahlane AJ, sitting as court of appeal):
The
appeal is dismissed.
JUDGMENT
Chetty
AJA (Petse DP, Mothle and Hughes JJA and Siwendu AJA concurring):
[1]
The appellant, Mr Banele Nhlapo, together
with his co-accused Mr Boy Lebyane, were convicted in the regional
court, on 8 June 2011,
of robbery with aggravating circumstances and
attempted murder. They were sentenced to 17 years’ imprisonment
on the count
of robbery and five years’ imprisonment on the
count of attempted murder. The regional court ordered two years of
the sentence
for attempted murder to run concurrently with the
sentence for robbery. The appellant was therefore sentenced
effectively to 20
years’ imprisonment. He applied for, and was
refused, leave to appeal against his conviction and sentence. On
petition to
the Gauteng Division of the High Court, Pretoria (the
high court), in terms of s 316(1) of the Criminal Procedure Act
51 of
1977 (CPA), leave was granted in respect of sentence only. That
court dismissed the appeal on 6 December 2017 finding no misdirection
by the trial court in imposing an effective period of 20 years’
imprisonment.
[2]
The appellant then applied to this Court
for special leave to appeal against his sentence, such application
being granted on 9 June
2021. The issues for determination before
this Court are whether the high court erred in confirming the
sentence for robbery imposed
by the trial court in excess of the
prescribed minimum in terms of s 51(2) of the Criminal Law
Amendment Act 105 of 1997 (the
CLA), and in confirming that only a
portion of the sentence for attempted murder was to run concurrently
with that of the sentence
for robbery.
[3]
The facts of the matter are
relatively uncomplicated. The evidence before the trial court was
that the appellant was in the vicinity
of a tavern in the area of
Etwatwa, Gauteng, on the evening of 3 October 2010 in the company of
his co-accused, Mr Lebyane, and
other young ‘boys’. At
the same time, the complainant, Mr Ntuli, and his friend Mr Dlamini,
visited the same tavern,
where they had a few drinks. On leaving the
establishment in the early hours of the morning, the complainant and
Mr Dlamini walked
through a passage where they were confronted by the
appellant and his accomplices. The appellant, without provocation,
stabbed
the complainant in the head, back and neck. At this stage, Mr
Dlamini noticed that Mr Lebyane was pointing a firearm in his
direction.
Mr Dlamini fled the scene for his own safety, leaving
behind the complainant, who was being assaulted by the appellant.
[4]
Upon being stabbed by the appellant, the
complainant was robbed of his cellular phone, R250 in cash and a
ring. These items were
never recovered. During the ensuing attack,
the complainant fled from his attackers and sought refuge in a nearby
yard belonging
to Mr Ndala, who was asleep at the time and was awoken
by screams for help. Mr Ndala noticed three boys standing outside his
yard,
with the complainant inside his yard, saying that he had just
been robbed. When it appeared that Mr Ndala might intercede on behalf
of the complainant, one of the boys broke a bottle and threatened to
stab Mr Ndala if he interfered. The complainant, in desperation,
ran
into Mr Ndala’s house, only to be pursued by the appellant and
his accomplices who dragged the complainant out of the
house and into
a nearby street where he was repeatedly stabbed, until he lost
consciousness. He only regained consciousness in
hospital. The J88
medical report, which was admitted into evidence, is consistent with
the evidence of the complainant as to the
location and extent of his
injuries, revealing wounds to the chest, head, neck and multiple
lacerations to the back.
[5]
The version of the appellant was that the
complainant was assaulted by someone else and that he had mistakenly
identified the appellant
as the person who attacked and robbed him.
This version was rightly rejected by the trial court in light of the
evidence by the
State witnesses, as well as the fact that the
appellant was known to the complainant and Mr Dlamini. There could be
no case of
mistaken identity.
[6]
It bears noting that the trial court observed that the circumstances
of this attack
were ‘different from the normal robberies’
it dealt with, in that after the complainant’s possessions were
taken,
he fled the scene to seek help. Not satisfied that they had
robbed him, his attackers, including the appellant who by all
indications
was the leader of the pack, pursued him into the property
of Mr Ndala where the complainant had sought refuge, dragged him
outside
and continued to repeatedly assault him.
[7]
Against this backdrop, the trial court concluded that despite the
appellant being
relatively young at 20 years’ old, when weighed
against the circumstances of the offences and the interests of the
community,
the latter criteria displaced the personal circumstances
of the appellant.
[8]
It is well established that the power of an appellate court to
interfere with a sentence
imposed by a lower court is limited. In
S
v Rabie,
[1]
this Court noted that punishment is ‘pre-eminently a matter for
the discretion of the trial court’, and that an appeal
court
‘should be careful not to erode such discretion’.
Consequently, a sentence imposed by the trial court may only
be
interfered with where it is ‘vitiated by irregularity or
misdirection or is disturbingly inappropriate’. Even where
a
sentence is not shockingly inappropriate, an appellate court is
entitled to interfere, or at least consider, the sentence afresh,
if
there has been a material misdirection in the exercise of the
sentencing discretion.
[2]
Counsel who appeared on behalf of the appellant was unable to point
to any misdirection in the high court’s confirmation
of the
sentence. As the high court correctly noted with reference to
S
v Kgosimore,
[3]
the critical enquiry is whether there was a ‘proper and
reasonable exercise of the discretion’ by the trial court.
In
the absence of a finding to the contrary, the appeal court has no
power to interfere.
[9]
Counsel for the appellant contended that the trial court erred in
referring only to
the appellant’s age when it ought to have
considered the totality of his personal circumstances in the context
of sentencing.
This criticism is without merit. The learned
magistrate prefaced his judgment by stating that he is required to
take into account
‘numerous factors’ in determining a
suitable sentence. He added ‘I will take into account
everything which was
stated by Mr Kathrada [the attorney] on your
behalf’. The record indicates that the trial court had earlier
been appraised
that the appellant was 20 years old at the time, he
was a first offender, completed standard 10 at school and was
unemployed. This
argument therefore must fail.
[10]
Insofar as the prevalence of these crimes is concerned, the trial
court noted that in its experience,
almost every matter involving
robbery with aggravating circumstances in its area of jurisdiction is
committed by persons of an
age similar to the appellant. In
S
v
Matyityi
[4]
this Court stated that an offender of ‘20 years or more must
show by acceptable evidence that he was immature to such an
extent
that his immaturity can operate as a mitigating factor’.
[5]
There is nothing on record to suggest that the appellant’s
relative youth was a factor which contributed to him committing
the
offences in question or that he was influenced by others to do so.
[11]
Having found that there were no substantial and compelling
circumstances to deviate ‘downwards’
from the prescribed
penalty of 15 years’ imprisonment, the trial court turned its
attention to what it considered the aggravating
features of the
offences, ‘where the facts call for it’. Despite the
appellant’s counsel initially contending
that the trial court
should have taken the appellant’s age and his status as a first
offender into account as constituting
substantial and compelling
circumstances in terms of s 51(3)
(a)
of the CLA, he later
conceded that, at best, the appellant should have been sentenced to
the minimum sentence of 15 years in terms
of s 51(2)
(a)
,
with the entire sentence of five years for attempted murder being
made to run concurrently with the sentence for robbery. Essentially,
it was submitted that the appellant should have been sentenced to 15
years’ imprisonment.
[12]
The trial court misconstrued the provisions
of s 51(2) of the CLA in stating that its penal jurisdiction was
increased to 20
years’ imprisonment. I do not, however,
consider this an irregularity justifying an interference as the
sentence ultimately
imposed was within the range of permissible
sentences in s 51(2). That section reads:
‘
Provided
that the maximum term of imprisonment that a regional court may
impose in terms of this subsection shall not exceed the
minimum term
of imprisonment that it must impose in terms of this subsection by
more than five years.’
[13]
As
regards the argument based on the concurrency of sentences, the
default position in s 280(2) of the CPA is that sentences
of
imprisonment imposed for two or more offences will run consecutively,
unless the court directs that they run concurrently. The
purpose is
to ensure that the cumulative effect of several sentences imposed in
one trial is not too severe in the light of the
aggregate sentence
[6]
or unduly harsh,
[7]
but at the
same time does not underestimate the seriousness of the offence.
[8]
[14]
I
am in agreement with counsel for the respondent that to order the
entire sentence for attempted murder to run concurrently with
the
sentence for robbery would be to negate the seriousness of the attack
on the complainant. I am unable to agree with counsel
for the
appellant that the injuries sustained by the complainant were not the
most serious or life threatening, hence the entire
sentence for
attempted murder should have run concurrently with the sentence for
robbery. As counsel for the respondent correctly
pointed out, the J88
medical report reveals that the complainant suffered multiple
lacerations on the back; two stab wounds on
the chest, one on the
neck and he had difficulty in breathing to the extent that an
intercostal drain was inserted. In the trial
court, it was conceded
that the complainant was ‘very, very severely stabbed’.
In any event, it is clear that the trial
court, in ordering two years
of the sentence for attempted murder to run concurrently with that
for robbery, must have applied
its mind to the aspect of concurrency
as a means to ameliorate the impact of a cumulative lengthy sentence.
In doing so, the trial
court was exercising its sentencing
discretion. The appellant can point to no failing by the trial court
in the exercise of its
discretion in allowing only a portion of the
sentence to run concurrently.
[9]
This contention must fail.
[15]
While it was not disputed that the appellant was aware of the
implications of the prescribed
minimum sentence being applicable, in
the event of his conviction for an offence falling within the ambit
of s 51(2), it was
submitted on his behalf that the trial court
erred in failing to alert the appellant to the possibility of him
receiving a sentence
in excess of the prescribed minimum of 15 years’
imprisonment and for not setting out its reasons for imposing such
sentence.
A similar argument was rejected by this Court in
Shubane
and Another v S
[10]
which held:
‘
In
any event, when an accused person is at the commencement of a trial
apprised of the sentencing provisions in sections 51 and
52 of the
Act, read with Schedule 2, that by necessary implication includes the
provisions relating to a Regional Magistrate’s
power to impose
a sentence not exceeding five years more than the prescribed minimum
sentence of imprisonment.’
[11]
[16]
In
Mthembu
v S
[12]
this Court referred with approval to Swain J’s exposition in
the court below
[13]
on the
‘starting point’ for the imposition of a sentence higher
than the minimum. Swain J stated that:
‘
Although
the prescribed minimum sentence should be the starting point, this is
solely for the purpose of deciding whether a sentence
less than the
prescribed minimum sentence should be imposed. The exercise of a
discretion by the presiding officer to impose a
sentence greater than
the prescribed minimum sentence, does not have to be justified by
reference to the prescribed minimum sentence.’
I
agree with the above statement by Swain J in
S
v Mthembu.
[14]
[17]
Moreover, insofar as it is contended that the trial court failed to
provide reasons for imposing
a sentence in excess of the prescribed
minimum, the language used in s 51(2) of the CLA should be
contrasted with that in
s 51(3)
(a)
of the CLA which states that where a presiding officer is satisfied
that there are substantial and compelling circumstances justifying
the imposition of a lesser sentence than the prescribed minimum, ‘it
shall enter those circumstances on the record of the
proceedings’.
No corresponding obligation exists when ‘deviating upwards’
of the minimum prescribed. In this
regard, s 51(2) contains
repeated reference to the words ‘not less than’ in
relation to the range of sentences
which could be imposed by a
presiding officer.
[15]
Properly interpreted, there can be no basis for the contention that
the magistrate was required to do anything more than exercise
his or
her discretion in determining a suitable penalty, even where this
results in a sentence greater than 15 years, as in the
present
case.
[16]
[18]
Despite not bearing such a burden, the trial court followed the
prudent practice of explaining
why it imposed a heavier sentence than
the prescribed minimum, stating that the violent manner in which the
appellant continued
his attack on the complainant, even after the
robbery was complete, was purely gratuitous. The trial court
concluded that the present
case was of a ‘different category’
to those which routinely came before it, in that the circumstances
were ‘worse
than the normal or everyday trial that we indeed
hear’. The appellant’s contention that the trial court
erred in finding
that there were aggravating circumstances which
justified a ‘heavier’ sentence than the prescribed
minimum in s 51(2)
of the CLA is without merit. I can find no
misdirection in the trial court’s reasoning.
[19]
The present case is one in which the personal circumstances of the
appellant are overshadowed
by the seriousness of the crime and the
interests of society.
[17]
The
appellant showed no remorse for his conduct. The sentence is not
considered manifestly unjust, justifying interference.
[20]
In the result, the following order is made:
The
appeal is dismissed.
M
R CHETTY
ACTING
JUDGE OF APPEAL
APPEARANCES
For
appellant:
F F Jacobs
Instructed
by:
Honey Attorneys, Bloemfontein
For
respondent: M J
Makgwatha
Director of Public
Prosecutions, Pretoria
Director of Public
Prosecutions, Bloemfontein
[1]
S v
Rabie
1975 (4) SA 855
(A) at 857;
S
v Sadler
2000
(1) SACR 331
(SCA);
S
v Shaik and Others
[2008]
ZACC 7
;
2008 (5) SA 354
(CC) para 66.
[2]
S v
Jimenez
[2003] ZASCA 2
;
[2003] 1 All SA 535
(SCA) para 7.
[3]
S
v Kgosimore
[1999]
ZASCA 63
;
1999 (2) SACR 238
(SCA) para 10.
[4]
S v
Matyityi
[2010] ZASCA 127; 2011 (1) SACR 40 (SCA).
[5]
Ibid
para 14.
[6]
S v
Cele
1991 (2) SACR 246
(A) at 248j.
[7]
Moswathupa
v S
[2011]
ZASCA 172
;
2012 (1) SACR 259
(SCA);
S
v Dube
2012
(2) SACR 579
(ECG) para 11.
[8]
S v
Maraisana
1992 (2) SACR 507
(A) at 511g.
[9]
S
v Malgas
2001 (1) SACR 469
(SCA) at para 12:
‘A court exercising appellate jurisdiction cannot, in the
absence of material misdirection by the trial court, approach
the
question of sentence as if it were the trial court and then
substitute the sentence arrived at by it simply because it prefers
it. To do so would be to usurp the sentencing discretion of the
trial court'.
[10]
Shubane
and Another v S
[2014] ZASCA 148.
[11]
Ibid
para 8.
[12]
Mthembu
v S
[2011]
ZASCA 179; 2012 (1) SACR 517 (SCA).
[13]
S
v Mthembu
2011
(1) SACR 272
(KZP) para 19.1.
[14]
Ibid
para 19.5.
[15]
Footnote 12
para
8.
[16]
See
fn 13:
‘Once the presence or absence of substantial and compelling
circumstances is determined, then the exercise of the discretion
required of the presiding officer, by the Act, is complete’.
## [17]S
v Segole and Another1999 (2) SACR 115 (W) at 124-125;S
v Vilakazi[2008]
ZASCA 87; [2008] 4 All SA 396 (SCA).
[17]
S
v Segole and Another
1999 (2) SACR 115 (W) at 124-125;
S
v Vilakazi
[2008]
ZASCA 87; [2008] 4 All SA 396 (SCA).
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