Case Law[2022] ZASCA 178South Africa
Lieutenant Colonel KB O'Brien NO v The Minister of Defence and Military Veterans and Others (1271/2021) [2022] ZASCA 178; [2023] 1 All SA 341 (SCA) (13 December 2022)
Supreme Court of Appeal of South Africa
13 December 2022
Headnotes
Summary: Review – review of judgments and orders of Military Judge - delay and condonation – whether applicants in review application who were not parties to the criminal proceedings had standing – whether gross irregularity in the proceedings – cross application – constitutional challenge to ss 101 and 102 of the Defence Act 42 of 2002 and ss 15 and 17 of the Military Discipline Supplementary Measures Act 16 of 1999 – abstract or hypothetical.
Judgment
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## Lieutenant Colonel KB O'Brien NO v The Minister of Defence and Military Veterans and Others (1271/2021) [2022] ZASCA 178; [2023] 1 All SA 341 (SCA) (13 December 2022)
Lieutenant Colonel KB O'Brien NO v The Minister of Defence and Military Veterans and Others (1271/2021) [2022] ZASCA 178; [2023] 1 All SA 341 (SCA) (13 December 2022)
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sino date 13 December 2022
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case
no: 1271/2021
In
the matter between:
LIEUTENANT
COLONEL K B O’BRIEN N
O
APPELLANT
and
THE
MINISTER OF DEFENCE AND
MILITARY
VETERANS
FIRST RESPONDENT
CHIEF
OF SOUTH AFRICAN NATIONAL
DEFENCE
FORCE
SECOND RESPONDENT
SECRETARY
FOR DEFENCE
THIRD RESPONDENT
THE
SOUTH AFRICAN NATIONAL
DEFENCE
FORCE
FOURTH RESPONDENT
STAFF
SERGEANT DT MOKOENA
FIFTH RESPONDENT
LIEUTENANT
PZ
MABULA
SIXTH RESPONDENT
Neutral citation:
Lieutenant Colonel KB O’Brien NO v The Minister of
Defence and Military Veterans and Others
(Case no 1271/2021)
[2022] ZASCA 178
(13 December 2022)
Coram:
PONNAN, NICHOLLS, GORVEN and MABINDLA-BOQWANA JJA and CHETTY AJA
Heard:
22 November 2022
Delivered:
13 December 2022
Summary:
Review – review of judgments and orders of Military Judge -
delay and condonation – whether applicants in review
application
who were not parties to the criminal proceedings had
standing – whether gross irregularity in the proceedings –
cross
application – constitutional challenge to ss 101 and 102
of the
Defence Act 42 of 2002
and
ss 15
and
17
of the
Military
Discipline Supplementary Measures Act 16 of 1999
– abstract or
hypothetical.
ORDER
On
appeal from
: Gauteng Division of the High Court, Pretoria (Van
der Schyff J, sitting as court of first instance):
Save for setting aside
paragraphs 6 and 10 of the order of the high court, the appeal is
dismissed.
JUDGMENT
Ponnan
JA and Chetty AJA (Nicholls, Gorven and Mabindla-Boqwana JJA
concurring)
[1]
The Military Discipline Supplementary Measures Act 16 of 1999 (the
MDSMA), which came
into force on 28 May 1999, established a new
military court system that replaced the military court and court
martial under the
repealed and amended provisions of the
Defence
Act
[1
] and the Military
Discipline Code.
[2]
The objects
of the MDSMA are to:
‘
(a)
provide for the continued proper administration of military justice
and the maintenance of discipline;
(b)
create military courts in order to maintain military discipline; and
(c)
ensure a fair military trial and an accused’s access to the
High Court of South Africa’.
[3]
The
MDSMA established a four-tier system of military courts, consisting
of the Court of Military Appeals, the Court of a Senior
Military
Judge, the Court of a Military Judge, and the commanding officer’s
disciplinary hearing.
[4]
[2]
For present purposes, the following provisions of the MDSMA are
relevant:
’
13
Assignment of functions
(1)
Only an appropriately qualified officer holding a degree in law and
of
a rank not below that of colonel or its equivalent, with not less
than five years appropriate experience as a practising advocate
or
attorney of the High Court of South Africa, or five years experience
in the administration of criminal justice or military justice,
may be
assigned to the function of –
(a)
Director: Military Judges;
(b)
Director: Military Prosecutions;
(c)
Director: Military Defence Counsel; or
(d)
Director: Military Judicial Reviews.
(2)
Only an appropriately qualified officer holding a degree in law may
be
assigned to the function of –
(a)
senior military judge or military judge;
(b)
review counsel;
(c)
senior defence counsel or defence counsel; or
(d)
senior prosecution counsel.
(3)
Only an appropriately qualified officer or other member who holds a
degree
in law or who has otherwise been trained in law may be
assigned to the function of prosecution counsel.
14
Minister’s powers in
respect of assignment
(1)
The Minister shall assign officers to the functions –
(a)
At the level of Director referred to in section 13 (1); and
(b)
Of senior military judge or military judge referred to in section
13 (2)
(a)
On
the recommendation of the Adjutant General: Provided that the
Director: Military Judges shall be deemed to have been assigned
the
function of senior military judge.
(2)
The Adjutant General shall not recommend any officer for assignment
to
any function referred to in subsection (1) unless, upon due and
diligent enquiry, the Adjutant General is convinced that the officer
is a fit and proper person of sound character who meets the
requirements prescribed in this Act for such assignment.
(3)
Subject to section 16 and the control of the Minister, the Adjutant
General
may assign any officer or member to any function –
(a)
Referred to in section 13 (2)
(b)
,
(c)
and
(d)
or (3); or
(b)
Attached to any approved military legal services post other than
those referred to in this Act.
(4)
Officers and members assigned to functions in terms of this section
shall
perform those functions in a manner which is consistent with
properly given policy directives, but which is otherwise free from
executive or command interference.
15
Period of Assignment
An
assignment in terms of this Chapter shall be for a fixed period or
coupled to a specific deployment, operation or exercise.
.
. .
17
Removal from assignment
The
Minister, acting upon the recommendation of the Adjutant General, may
remove a person from the function assigned to him or her
for the
reason of that assignee’s incapacity, incompetence or
misconduct, or at his or her own written request.’
[3]
The appellant, Lieutenant Colonel O'Brien, is a former military
judge.
In 2014, he took to making remarks in
matters that came before him about the brief, renewable assignments
of military judges (which
was usually for a year at a time) and the
implications that held for the institutional independence of military
courts. He also
supplied the parties with a document headed ‘MILITARY
JUDGES’ CONCERNS REGARDING THE CONSTITUTIONALITY OF THE
ASSIGNMENT
AS A MILITARY JUDGE’, which, inter alia, read:
‘
8.
Court is of the view that Sec 14(1)(b) MDSMA might be
unconstitutional based on the
following:
a.
Fixed term from 19 May 2014 – 31
March 2015, does not meet the requirement that the military judge
shall have security of
tenure of office.
b.
There may have been Executive interference
in the functioning of the Military Courts and/or the assignment of
the Military Judges
for 2014/15:
i.
During February/March 2014 all Military
Judges were required to provide their court hours for the previous
three years to the Adjutant
General who in turn provided this
information to C SANDF, who in turn provided this information to the
Minister. The amount of
court hours of each Military Judge could have
played a pivotal role in the assignment of the Military Judges for
2014/15.
ii.
This was confirmed by the Minister’s
assignment in mid-April 2014 of Military Judges with satisfactory
court hours. Unfortunately,
I was only assigned on 19 May 2014, after
I had had to provide an explanation for my unsatisfactory amount of
court hours for 2013/14
ie. 103 court hours. My explanation being I
had only sat as a Military Judge for two weeks in June 2013 and from
15 January –
28 February 2014 due to the fact that I had
attended the SAMHS Junior Command and Staff Course from July –
December 2013.
9.
This court has addressed its concerns in respect of the assignment of
Military
Judges to both the Director Military Judges and to the
Officer in Charge Operations Support Legsato.
10.
COURT IS WELL AWARE OF THE PROVISIONS OF Sec 170 Constitution which
states that, “Court
of a status lower than the High Court may
not rule on the constitutionality of any legislation.”
11.
Purposes of this trial court is bound to accept that the provisions
of Sec 14(1)(b) of the
MDSMA are constitutional and that we may then
proceed.
12.
Court wishes to give both Counsel an opportunity to place on record
whether they are willing
to proceed and if so whether Defence Counsel
has any other objections in respect of the jurisdiction of the court
or in respect
of the charges that they do not disclose an offence?’
[4]
This appears to have provoked some disquiet in the then Review
Counsel, Lieutenant
Colonel Kriek. On 6 November 2014, he wrote for
the attention of the Director: Military Judicial Reviews:
‘
1.
Upon review of various records of proceedings of cases presided over
by [the appellant],
review counsel has noticed that [the appellant] .
. . has raised concerns regarding the constitutionality of his
appointment as
military judge.
2.
. . . Reference to the concerns regarding the constitutionality of
his appointment
as military judge is made before plea where after
both prosecutor and defence counsel is asked whether they have any
objection
to the jurisdiction of the court. Up to date no party has
indicated any objection in this regard.’
Reference was then made
to six matters, whereafter the document proceeded:
‘
8.
It is submitted that the constitutional issue raised by [the
appellant] does not fall
within the ambit of the procedural course of
a court case constituted by the [MDSMA]. It is important that the
integrity of the
military and senior military judges as well as the
integrity of the military court system be without any reproach. Where
a presiding
judge challenges his/her own appointment in open court,
the credibility of the military legal system is challenged. The
question
must also be raised as to why a military judge who believes
his appointment to preside in a military court is unconstitutional
would continue with the matters before him even though the trial/s
[will] be
ultra vires
and
therefore null and void.
9.
It is submitted that the appointment of [the appellant] as a military
judge was
done in accordance with the [MDSMA]. Regard must be had to
the fact that [the appellant] implies that he cannot be independent
and beyond command influence in his administration of justice, due to
the fact that his appointment as military judge does not provide
for
permanent tenure. Review Counsel is unsure as to the motivation for
placing the “jurisdictional” issue on record
during every
trial. Does [the appellant] feel intimidated by the administrative
decision to appoint all functional counsel for
a period of one year
and wants to place on record that his judicial decisions are directed
by his wish to remain a military judge
until he reaches retirement?
Or may the motivation be to cause his removal from his current
assignment because, in effect, all
judgments and sentences passed by
him are
ultra vires
? It is submitted that the correct course
of action for a judge who believes his appointment as a military
judge voids his jurisdiction
and is unconstitutional, would be to
recuse himself from presiding in any military judicial matter.
10.
It is submitted that this matter be administratively dealt with in
order to resolve this
conflict. It is unacceptable to place the
military judicial system in disrepute by criticising the very
legislation which gives
effect thereto.
11.
For further action.’
[5]
That letter elicited, inter alia, the following response from the
appellant on 28
November 2014:
’
13.
It has never been the member’s intention to doubt the validity
of the provisions of the
MDSMA. The member accepts that he was
lawfully assigned to the function of a Military Judge on 19 May 2014
and that this assignment
is valid until 31 March 2015.
. . .
17.
The contents of, “‘Military Judges’ concerns
regarding the constitutionality
of the assignment of a military
judge”, should be seen in the light of being
obiter dicta
comments and an effort to raise awareness amongst the military legal
fraternity of similar situations in foreign military judicial
systems.’
[6]
On 5 December 2015, the then Director: Military Judges (the DMJ),
Brigadier General
Slabbert, held a meeting with the appellant to
express his concern that in having once again raised the
constitutionality of assignments
of military judges in open court,
the appellant had breached a previous undertaking. In the course of
that meeting, the appellant
was instructed not to use the military
court as a forum for his ‘awareness campaigns and constructive
criticism’. He
was advised to use the proper channels of
command and that if he were to persist in his conduct it may impact
on his future assignment
as a military judge. Following that meeting,
the appellant wrote to the DMJ that he:
‘
.
. . appreciates that the discussion was conducted in an open and
honest fashion that the [appellant] was given an opportunity
to
address concerns raised by the DMJ and [Lieutenant Colonel Kriek].
The [appellant] once
again wishes to re-iterate, that it was never [his] intention to do
any harm or embarrassment to any member
. . . and if any member had
perceived [his] response in a way that could have caused them any
harm or embarrassment, [the appellant]
wishes to apologise
unreservedly.’
[7]
During August 2016, two matters came before the appellant in which
there had been
substantial delays caused in large measure, so he
suggests, by the failure of the Minister of Defence and Military
Veterans (the
Minister) to assign military judges. In the first,
involving Staff Sergeant Mokoena (the Mokoena matter), there had been
a three-and-a-half-year
delay. In the second, involving then
Candidate Officer (later Lieutenant) Mabula (the Mabula matter),
there had been a delay of
some 14 months. Counsel for the defence
contended in each that the matter fell to be struck from the roll on
account of the unreasonable
delay. In his
ex
tempore
ruling
on that question on 25 August 2016, which was followed by a written
judgment delivered four days later on 29 August 2016,
the appellant
repeated his concerns about the constitutionality of appointing
military judges on brief renewable terms and the
implications that
held for the independence of military courts.
[8]
In that regard, the appellant’s judgment reads:
‘
12.
An aspect that the Court raised in respect of its concerns regarding
the constitutionality of
the assignment of military judges was the
delay in the assignment of Military Judges in general (including that
of the Military
Judge) in these particular cases. The fact that for a
period of 15 months (01 April 2015 – 30 May 2016), the Military
Judge
was not assigned could have a bearing on the outcome of whether
there had been an unreasonable delay in the proceedings in terms
of
sec 342A CPA. This 15 month, non-assignment is the longest period
since the enactment of the MDSMA, that Military Judges have
not been
assigned. This Court, in passing, wishes to emphasise that as a
Military Judge, I have taken an oath of Office, to uphold
the
Constitution and I will do this to the best of my ability. It may,
however, become more difficult to perform this function
independently
as required by the Constitution when one is not aware of the
objective criteria required for an assignment as a Military
Judge. It
would seem that different criteria may be used to determine who is
assigned or not assigned as a Military Judge. One
year, it is court
hours, another year, it is that you must be in possession of a secret
security clearance and unfortunately there
appears to be no semblance
of transparency in respect of the recommendation and / or appointment
process to be considered as a
fit and proper person to serve as a
Military Judge. The Court also in Trial Annexure E to the court
proceedings, highlighted some
of its concerns in respect of the lack
of tenure of Office of a Military Judge and referred in particular to
the case of
Justice Alliance v President
of Republic of South Africa
(2011) ZACC
23
at par 38 and 73.’
[9]
The appellant then proceeded to consider whether ‘the Military
Court [has] jurisdiction
to conduct an investigation in terms of sec
342A of the Criminal Procedure Act (the CPA)’. On that score,
he concluded that
‘the provisions of sec 342A CPA may be
considered as best calculated to do justice and shall be utilized in
respect of handling
of unreasonable delays in military courts.’
The appellant then stated:
‘
In
respect of the period 01 Apr 2015 – 30 May 2016, the court
finds that there was an unreasonable delay and the authority
responsible is the [Minister] who for reasons unknown to the Court
did not assign the Military Judge. The Court wishes to indicate
that
in this case the Court did not consider it necessary to subpoena the
Honourable Minister to give evidence to explain her actions,
however,
in future cases, it may be necessary for the Court to subpoena the
Honourable Minister to explain her actions should the
circumstances
of the case require the Court to subpoena the Honourable Minister.’
[10]
Notably, the appellant acknowledged that in terms of s 170 of the
Constitution, he had no power
to rule on the constitutionality of
legislation or conduct and although he recognised that he ‘may
be venturing into uncharted
waters’, he nonetheless considered
that he was ‘constitutionally bound’ to make the
following orders:
‘
a.
In terms sec 342A(3)(e) CPA, it is ordered that the Acting Officer –
in –
Charge Operations Support Legsato shall serve a copy of
the written court ruling, a copy of the Military Judges Concerns in
respect
of the Constitutionality of the Assignment of Military
Judges, a copy of Prosecution Counsel and Defence Counsel’s
Heads
of Argument, on the Director Military Prosecutions by 05
September 2016 to investigate any possible disciplinary action that
may
be taken against members of his staff and / or any person who
performed the function of Prosecution Counsel at the sec 29
arraignment
of the Accused (MOKOENA) on 23 November 2012.
b.
In terms of Sec 342A(3)(e) CPA it is ordered that the Acting Officer
–
in – Charge Operations Support Legsato shall serve a
copy of the written court ruling, a copy of the Military Judges
Concerns
in respect of the Constitutionality of the Assignment of
Military Judges, a copy of Prosecution Counsel and Defence Counsel’s
Heads of Argument on the Acting Chief Defence Legal Services by 05
September 2016 for his information.
c.
In terms sec 342A(3)(e) CPA, it is ordered that the Acting Officer –
in
– Charge Operations Support Legsato shall serve a copy of
the written court ruling, a copy of the Military Judges Concerns
in
respect of the Constitutionality of the Assignment of Military
Judges, a copy of Prosecution Counsel and Defence Counsel’s
Heads of Argument on the Commander – in – Chief of
the South African National Defence Force, the Honourable President
of
the Republic of South Africa by 05 September 2016 to investigate any
possible disciplinary action that may be taken against
the Honourable
Minister of Defence and Military Veterans in respect of her failure
to assign the Military Judge over the period
of 01 April 2015
– 30 May 2016.
d.
The Acting Officer – Charge Operations Support Legsato must
provide written
confirmation to this Court by 12 September 2016 that
the written court ruling, copy of the Military Judges Concerns in
respect
of the Constitutionality of the Assignment of Military
Judges, a copy of Prosecution Counsel and Defence Counsel’s
Heads
of Argument has been served on the abovementioned persons.
e.
The Director Military Prosecutions and the Honourable President must
provide
written confirmation to this Court by 31 October 2016
confirming what actions, if any, have been taken against any of their
staff
members or against the Honourable Minister of Defence and
Military Veterans respectively.
f.
The Court declines to strike these cases from the roll and the cases
will
proceed to trial.'
[11]
After delivery of the judgment, and whilst both matters were still
pending, the appellant was
once again called to a meeting with the
DMJ, which took place on 5 September 2016. During the course of the
meeting, the DMJ expressed
his dissatisfaction that the appellant had
repeated his concerns in open court and in his rulings. According to
the appellant,
the DMJ reiterated that his assignment as a military
court judge was at risk, if he continued making those statements and
he was
asked to furnish a written undertaking that he would not to do
so in the future. The appellant’s response was that he was
uncomfortable discussing the matter as the trials were still ongoing
and that he considered the demand for a written undertaking
to be
unlawful and unconstitutional. In a letter written by the appellant
to the DMJ after that meeting, he asserted that if the
latter or any
other member was of the view that he was incompetent or had committed
misconduct then an independent person (preferably
a judge of the high
court) should be appointed to investigate those claims and make a
recommendation. The appellant concluded the
letter by reserving his
rights to institute contempt proceedings should he be obstructed from
carrying out his functions as a judge.
The next day the DMJ replied
to the appellant; he suggested that if the appellant continued to be
concerned with the constitutionality
of the assignment of military
judges, then he should simply recuse himself from all matters.
[12]
On 8 September 2016, the appellant wrote to both the prosecution and
defence counsel in the Mokoena
and Mabula matters. He set out details
of his meeting with the DMJ and the correspondence exchanged
thereafter. The appellant requested
a pre-trial conference with
counsel. On 15 September 2016, the appellant received a letter from
the then Adjutant General, Major
General Mmono (the AG) headed
‘withdrawal of authority to sit as a military judge’,
which proceeded to inform the appellant
that a Board of Inquiry (the
BOI) had been convened in terms of ss 101 and 102 of the Defence Act
42 of 2002 (the
Defence Act), and
requested him to fully co-operate
with the investigation. On 22 September 2016, the appellant responded
to the AG’s letter;
he undertook to co-operate fully with the
BOI and requested a copy of the convening order.
[13]
On 4 October 2016, the appellant sent an email to the prosecutor and
defence counsel in the Mokoena
and Mabula matters, as he put it ‘to
inform both parties of recent developments’. The email
continued:
‘
On
15 Sep 16, I received a letter from the [AG] informing me that as a
result of my letter dated 06 Sep 16, he had convened a [BOI].
I was
informed that I would not be able to proceed to the DRC, but that I
could still conduct cases in SA and I was to make myself
available
for the Board.
. . .
I have still not received
a copy of the Convening Order as I had requested on 22 Sep 16. At
this stage, I have no idea as to the
terms of reference of the Board
and I am sure that questions will be asked regarding decisions and
comments that I have made in
these cases as well as other cases.
I wish to advise Counsel
that I may be in a predicament in that I am obligated to answer
questions at the Board in respect of matters
that are sub judice.
Failure to answer questions at a Board can constitute an offence. I
do not wish to pre-empt the Board, but
I thought it wise to inform
both Counsel of the latest developments. This correspondence will
also form part of the Court record
of both cases.’
[14]
On 10 October 2016, the appellant was told to present himself the
following day for the commencement
of the BOI. The next day he
attended the first sitting of the BOI, comprising Brigadier General
Myburgh (Director, Military Judicial
Reviews), as the President and
the late Rear Admiral Masutha (Director, Military Defence Counsel).
The appellant was furnished
with a copy of the AG’s convening
order, dated 15 September 2016 ‘to investigate and report on
the circumstances and
factual issues surrounding the constitutional
exclamations made by [the appellant] presiding as a military judge in
military court
cases in August 2016. Paragraph 3 of the Order
provided:
‘
a.
To investigate whether [the appellant] acted within the letter and
spirit of the Constitution,
the [MDSMA], [the Code], the Rule of
Procedure and any other relevant legislation whilst presiding in the
two cases of
S v Cpl P.Z. Mabula
and
S v S Sgt D.T. Mokoena
(August
2016)
b.
Did his conduct bring the administration of military justice into
disrepute.
c.
Whether the member is to be considered a fit and proper person to
continue serving
as a military judge.
d.
The seriousness and implications of recent events, and consequences
that it may
have for the DLSD / SANDF.
e.
The action required to prevent a re-occurrence, as well as to ease
the results.
f.
Any related matters which may be brought to the board’s
attention
during the inquiry.
g.
Rectification action and corrective measures including disciplinary
steps to
be taken.’
[15]
On 12 October 2016, the appellant contacted both prosecution and
defence counsel in the Mokoena
and Mabula matters to confirm that
they and the accused in those matters would be available at 3pm on 14
October 2016 for a ruling
that he intended delivering in open court.
It was a lengthy ruling, in course of which the appellant referred to
his previous order,
proceeded to read into the record the
correspondence and recount in detail the events since then.
Thereafter, the appellant noted:
‘
60.
I am giving notice to the Honourable Minister of Defence, Chief
SANDF, Secretary of Defence, Mmono,
Slabbert, Myburgh, Masutha and
Mbangatha that amongst other things, I will be requesting the
following relief from the High Court
on an urgent basis:
a.
An interdict from the High Court to prevent
any further “attacks” on me in my capacity as a Military
Judge,
b.
To interdict Slabbert from continuing with
his instruction to me on 05 September 2016,
c.
To interdict Mmono instructing me that I
may not proceed with any new cases,
d.
To interdict Mmono, Myburgh and Masutha
from continuing with the DLSD Board of Inquiry under Convening Order
no 03/2016,
e.
To interdict Mmono, Slabbert, Myburgh,
Mbangatha and Masutha from performing any activities towards myself
as a Military Judge which
could interfere with the institutional
independence of the Court of Military Judge.
f.
Further and / or alternative relief.
61.
I am giving notice to the Honourable Minister of Defence, Chief
SANDF, Secretary of Defence,
Mmono, Slabbert, Myburgh, Masutha and
Mbangatha that amongst other things, I will be requesting the
following relief from the High
Court on the normal Motion Court roll:
a.
To review the Court Orders that in my capacity as a Military Judge, I
made on
29 August 2016,
b.
To review the Court Orders that in my capacity as a Military Judge, I
will be
making today.
c.
To provide guidance to me as a Military Judge as to whether I may
make
obiter dicta
comments in respect of the issue of the
constitutionality of sections of the MDSMA relating to the assignment
of Military Judges
during open court.
d.
To provide guidance to the DLSD as to whether any of the provisions
in the MDSMA
relating to the assignment of Military Judges are
constitutional,
e.
To provide guidance to me as a Military Judge as to whether the
actions of Mmono,
Slabbert, Myburgh, Masutha and Mbangatha
prima
facie
constitute contempt of court and furthermore what actions,
if any, should be taken against them in respect of possibly having
the
members charged for contempt of court
ex facie
.’
[16]
The appellant then proceeded to issue the following orders:
‘
a.
The Adjudant, Operations Support Legsato (who is also the Acting
Court Manager) shall
serve a copy of the record of proceedings of
these cases at the offices of the General Bar Council of South Africa
as well as on
the Law Society of South Africa for those bodies to
take the necessary steps they deem fit, against Maj General S.B.
Mmono, Brigadier
General G.I. Slabbert, Brigadier General A. Myburgh,
Brigadier General R.M. Mbangata and Rear Admiral (Junior Grade) R.P.
Masutha
should any of these members be subject to the ethical codes
of these organisations.
b.
The Adjudant, Operations Support Legsato shall serve a copy of the
record of
proceedings on the Judicial Service Commission as well as
on the Magistrates’ Commission for these institutions to take
note
of the conduct of the aforementioned DLSD members. It should be
noted that the Honourable Judge Legodi, who is the Chairperson of
the
Court of Military Appeals is also the Chairperson of the Magistrate’s
Commission.
c.
The Adjudant, Operations Support Legsato
shall serve a copy of the record of proceedings on the honourable
Minister of Defence for
her to consider whether Maj General S.B.
Mmono, Brigadier General G.I. Slabbert, Brigadier General A. Myburgh,
Brigadier General
R.M. Mbangata and Rear Admiral (Junior Grade) R.P.
Masutha still comply with the provisions of sec 54(2)(g)
Defence Act,
and
to make recommendations to the Commander – in –
Chief, the Honourable President of the Republic of South Africa in
this regard.
d.
Although I, as a Military Judge, wish to
reassure all Counsel involved in these cases and the accused that I
take my Oath of Office
extremely seriously and that to the best of my
ability I am impartial, and act without fear, favour or prejudice, I
cannot guarantee
that the accused will receive a fair trial as
contemplated in sec 35 of the Constitution due to the fact that
objectively the institutional
independence of this Court has been
targeted, tarnished and severely prejudiced to such an extent that I
have no option but to
recuse myself as the Military Judge in these
cases.’
[17]
Following upon the judgment of 14 October 2016, so states the
appellant, save for finalising
two part-heard matters, he was
‘allocated no new matters and was effectively placed on
suspension’, until his appointment
came to an end on 31 March
2017. After the appellant’s recusal, both the Mokoena and
Mabula matters proceeded to trial before
a different military judge.
In the former, the accused was acquitted on 1 February 2017 and, in
the latter, the accused was found
guilty and sentenced to dismissal
from the South African National Defence Force (the SANDF) on 12
December 2017.
[18]
The hearing before the BOI resumed on 18 October 2016. On 31 October
2016, the appellant was
handed an amendment to the convening order,
which expanded the scope of the BOI to investigate his
‘constitutional exclamations
in all matters, not just his
rulings in August 2016’. He was also handed an order requiring
his attendance before the BOI
on 8 November 2016. The appellant
thereafter consulted with his present attorney, who, on 2 November
2016, despatched a letter
to the AG. In that letter it was asserted
that the convening of the BOI ‘to investigate the conduct of a
military judge,
particularly where those investigations relate to the
content and methods of a military judge’s judgments and orders
was
unlawful and unconstitutional’. The letter demanded that
the BOI be dissolved with immediate effect. In his response on 7
November 2016, the AG indicated that he ‘had convened the BOI
in terms of
s 101(2)
of the
Defence Act 42 of 2002
and that he
believed this was necessary in the execution of his
responsibilities’.
[19]
When the BOI resumed on 12 December 2016, the appellant sought a
ruling that ‘it was not
empowered under
section 101
and
102
of
the
Defence Act 2002
to investigate the conduct of a sitting military
judge, particularly where that investigation relates to the merits of
a judge’s
judgments and orders’. After hearing detailed
argument, the BOI was postponed until January 2017 for a ruling. On
24 January
2017, the appellant and his attorney were informed that
the AG had intimated that he needed more time to make a decision on
the
appellant’s submissions. The matter was then postponed to
February 2017, when the appellant was informed that the BOI had
received an instruction from the AG to continue with the hearing. The
BOI concluded hearing evidence on 13 April 2017.
[20]
On 11 December 2017, the appellant was called to a meeting, scheduled
for the next day, with
the new Adjutant General, Major General Mnisi
(the new AG). By that stage, the BOI had still not made a
recommendation to the AG.
The appellant was informed that the BOI
would be held in abeyance until he (the new AG) had decided on an
appropriate course. On
the 23 February 2018, the appellant’s
attorney complained in a letter to the new AG that there had been an
unreasonable delay
in the finalisation of the BOI. The letter
demanded that the BOI either be finalised or withdrawn within 21
days. That letter elicited
the following response on 6 March 2018:
‘
The
AG is concerned as to whether some of the orders made by [the
appellant] can be subjected to administrative review in the form
of a
[BOI]. The [AG] is of the view that the order in question should be
subjected to a judicial review process.
The Office has instructed
the Office of the State Attorney (Pretoria) to brief counsel to take
some points of [the appellant’s]
orders under review.
Until the review process
is finalised, the BOI is placed in abeyance without any prejudice to
the member. For this reason, this
Office cannot withdraw as requested
in your letter.’
[21]
The review application was launched in the Gauteng Division of the
High Court, Pretoria (the
high court) by the Minister, the Chief of
the SANDF, the Secretary of the Defence and Military Veterans and the
SANDF, as the first
to fourth applicants, (collectively referred to
as the Defence Force) in October 2018. The appellant, Staff Sergeant
Mokoena and
Lieutenant Mabula were cited as the first to third
respondents respectively. The latter two did not participate in the
proceedings,
either in this Court or the one below. The Defence
Force, inter alia, sought to review and set aside the majority of the
orders
handed down by the appellant in the Mokoena and Mabula
matters.
[22]
The response of the appellant to the review application was, to say
the least, curious. In his
answering affidavit the appellant stated:
‘
5.
The rulings speak for themselves. I do not intend to defend the
substance of those
rulings in detail in these proceedings, beyond
providing further explanation and context to assist this court.
6.
The central issue is not the rulings. Instead, the true issue is the
applicants’
conduct in response to my rulings. Their conduct
reflects disregard for the constitutionally guaranteed independence
of the military
courts, which is further evident from the views
expressed in the applicants’ founding affidavit.’
Despite stating that he
did ‘not intend to defend the substance of [his] rulings’,
the appellant proceeded to oppose
the application on three grounds:
first, that there had been an unreasonable delay in bringing the
application, which should not
be condoned; second, that the Defence
Force had no standing to review his rulings; and, third, the review
lacked merit. In addition,
the appellant brought a counter
application for ‘constitutional relief aimed at supporting the
institutional independence
of the military courts under the existing
statutory framework’. As he put it: ‘[my] core concern is
to ensure that
the military judges are not subjected to the type of
treatment that I have experienced and to ensure that military judges
are able
to perform their functions in a constitutionally secure
environment’.
[23]
The notice of motion in the counter application provided:
‘
First
challenge: Boards of inquiry
1
It is declared that, on a proper
interpretation of
sections 101
and
102
of the
Defence Act 42 of 2002
,
members of the executive are not permitted to convene boards of
inquiry to investigate military judges and senior military judges
(“military judges”) and the content and merits of their
judgments and rulings.
2
In the alternative to paragraph 1
,
sections 101
and
102
are unconstitutional and invalid to the extent
that they permit members of the executive to convene boards of
inquiry to investigate
military judges and the content and merits of
their judgments and rulings.
3
It is declared that the board of inquiry
convened to investigate Lt Col K.B. O’Brien under convening
order no CDLS 1/C/106/29
is unlawful and unconstitutional.
4
It is declared that the proceedings
instituted by the Applicants in this Court under case number 76995/18
are unlawful and unconstitutional
Second challenge: Removal
of military judges
5
Section 17 of the Military Discipline
Supplementary Measures Act 16 of 1999 (“the MDSMA”) is
unconstitutional and invalid
to the extent that it empowers the
Minister, acting on the recommendation of the Adjutant General, to
remove a military judge and
that the Minister may do so without any
independent inquiry into the fitness of the military judge to hold
office.
Third challenge:
Renewable assignments of military judges
6
It is declared that on a proper
interpretation of section 15 of the MDSMA, the Minister, acting on
the recommendation of the Adjutant
General, is not empowered to
assign military judges for renewable periods.
7
In the alternative to paragraph 3
,
section 15 of the MDSMA is unconstitutional and invalid to the extent
that it empowers the Minister, acting on the recommendation
of the
Adjutant General, to assign military judges for renewable periods.
8
It is declared that the existing practice
of assigning military judges for renewable periods of one to two
years is unconstitutional
and unlawful.
General
9
The declarations of constitutional
invalidity sought in paragraphs 2, 5 and 7 above are suspended for a
period of 12 months to allow
Parliament to correct the defects.’
[24]
The review application succeeded and the cross application failed
before Van der Schyff J in
the high court. Save for paragraph f
declining to strike the Mokoena and Mabula matters from the roll, the
high court set aside
the remaining orders issued by the appellant on
25 and 29 August 2016, and in that regard, ordered each party to pay
its own costs.
And, save for paragraph d, pursuant to which the
appellant recused himself from hearing both matters, the remaining
orders that
issued on 14 October 2016 were set aside with costs. Each
of the constitutional challenges failed, consequently the cross
application
was dismissed with costs. In each instance, the costs
were to include those consequent upon the employment of two counsel.
The
appellant appeals, with the leave of the high court, against the
upholding of the Defence Force’s review application, the
dismissal of his cross application and the costs orders that issued
against him.
[25]
Preliminarily, it is perhaps necessary to record that whilst
the Defence Force
(notionally
at least) is
not,
so to speak, ‘an indigent and bewildered litigant, adrift in a
sea of litigious uncertainty, to whom the courts must
extend a
procedure-circumventing lifeline’,
[5]
the unavoidable conclusion in this case is that it may have been
poorly advised. The papers filed both in the review application,
as
also, in opposition to the counter application, were superficial and
generally unconvincing; failing, as they did, to meaningfully
rise to
a host of challenges or to properly engage with many of the issues
that called for adjudication. The same holds true for
the heads of
argument filed on appeal and the oral submissions from the bar in
this Court.
The
review application
[26]
As before the high court the appellant persists on appeal, with the
same three grounds raised
in opposition to the review application,
namely that: (i) there had been an unreasonable delay on the part of
the Defence Force
in bringing the review application; (ii) the
Defence Force lacked standing; and, (iii) the review lacked merit
inasmuch as the
Defence Force had failed to show a gross irregularity
in the proceedings.
As
to the first:
[27]
It is contended on behalf of the appellant
that
the delay in launching the review application is so manifestly
unreasonable that it should not have been overlooked or condoned
by
the high court
.
The
delay rule is a principle that flows directly from the rule of law
and its requirement for certainty.
[6]
The Constitutional Court has held that there is a strong public
interest in both certainty and finality.
[7]
As it was put by this Court in
Valor
IT v Premier, North West Province and Others
:
‘
Whether
a delay is unreasonable is a factual issue that involves the making
of a value judgment. Whether, in the event of the delay
being found
to be unreasonable, condonation should be granted involves a
‘factual, multi-factor and context-sensitive’
enquiry in
which a range of factors – the length of the delay, the reasons
for it, the prejudice to the parties that it may
cause, the fullness
of the explanation, the prospects of success on the merits –
are all considered and weighed before a
discretion is exercised one
way or the other.’
[8]
[28]
It was incumbent on the Defence Force to provide a full explanation
covering the entire period
of the delay. The explanation, such as it
is, for the most part fell far short of that yardstick, consequently
the high court took
the view that the explanation for the delay is
‘less than satisfactory’. It did, however, weigh that
against, amongst
other things, the ‘importance of the matter’,
‘the prospects of success’, ‘the administration of
justice’ and ‘the absence of prejudice’. Weighing
those considerations, the one against the other, the high court
arrived at the conclusion that condonation should be granted.
[29]
Importantly, we are not simply at large to interfere with the
discretion exercised by the high
court. In that regard, the
distinction as to whether the discretion exercised by the high court
in granting condonation was one
in the ‘true’ or ‘loose’
sense is important. The importance of the distinction, as the
Constitutional Court
explained in
Trencon
Construction (Pty) Limited v Industrial Development Corporation of
South Africa Limited and Another
,
is that it dictates the standard of interference by this court.
[9]
However, as the Constitutional Court emphasised, ‘even where a
discretion in the loose sense is conferred on a lower court,
an
appellate court’s power to interfere may be curtailed by
broader policy considerations. Therefore, whenever an appellate
court
interferes with a discretion in the loose sense, it must be
guarded.’
[10]
[30]
In
Florence
, Moseneke DCJ stated:
‘
Where
a court is granted wide decision-making powers with a number of
options or variables, an appellate court may not interfere
unless it
is clear that the choice the court has preferred is at odds with the
law. If the impugned decision lies within a range
of permissible
decisions, an appeal court may not interfere only because it favours
a different option within the range. This principle
of appellate
restraint preserves judicial comity. It fosters certainty in the
application of the law and favours finality in judicial
decision-making.’
[11]
[31]
Here, not only has no warrant been shown to exist for interference
with the discretion exercised
by the high court in condoning the
delay, but as the high court appreciated, because this question is
ineluctably bound to the
prospects of success,
[12]
it is necessary, as that court also did, to enter into the merits of
the review application. Without in any way seeking to pre-empt
the
discussion on the merits that follows later, for the present, it is
important to record that
counsel
for the appellant was constrained to concede that paragraph e of the
order of 29 August 2016 that ‘the Director Military
Prosecutions and the Honourable President must provide written
confirmation to this Court by 31 October 2016 confirming what
actions,
if any, they have taken against any of their staff members
or against [the Minister] respectively’, cannot stand and thus
falls to be set aside. Absent paragraph e, paragraph a, which
required service on the Director Military Prosecutions for him ‘to
investigate any possible disciplinary action that may be taken
against his staff’ and, paragraph c, which required service
on
the President for him to ‘investigate any possible disciplinary
action that may be taken against [the Minister]’,
may well be
‘
indeterminate,
open ended and irredeemably vague’.
[13]
In that,
they
arguably may also be susceptible to being set aside. To that extent,
at the very least, there are cognisable prospects of success
in the
review application. This must mean that the grant of condonation by
the high court cannot be disturbed.
As to the second:
[32]
It is contended that, inasmuch as each of the applicants in the
review application were not parties
to the criminal proceedings
before the appellant, the orders, such as they were, did not trigger
any cognisable grounds of standing
to bring review proceedings.
It
is indeed so that a court ‘will invalidate an order only if the
right remedy is sought by the right person in the right
proceedings
and circumstances’.
[14]
It
cannot however go unnoticed that on 14 October 2016 and, in the
course of his judgment, the appellant had himself given notice
of his
intention to bring proceedings to, inter alia, review the court
orders made on 29 August 2016, as well as the orders that
he was
going to make on that day. The appellant also intimated that he would
be seeking interdictory relief on an urgent basis
and guidance from
the high court as to whether he may make ‘
obiter
dicta
comments
in respect of the issue of the constitutionality of sections of the
MDSMA relating to the assignment of Military Judges
during open
court’. He evidently thought it important that the high court
speak on these matters. It is thus passing strange
that in the
circumstances the appellant chose to object to the Defence Force’s
standing. One would have thought that a review
application, whether
at his or the Defence Force’s instance, would be welcome and
put to rest the very issues that had caused
him such great
consternation.
[33]
Be that as it may, the high court took the view that:
‘
If
a military judge’s conduct is irregular and
ultra vires
and
the irregular conduct results in a court order that would otherwise
not have been granted or exceeds the jurisdiction of such
a military
court, applicants with the necessary standing will have recourse to
this court to have those orders reviewed and set
aside.
The
Minister is implicated in the [appellant’s] judgment and order
of 25 and 29 August 2016. The [appellant] held that the
Minister’s
failure to appoint military judges contributed to the delay in
finalising the trials . . . The [appellant] directed
the President to
investigate any possible disciplinary action that may be taken
against the Minister and report back to the court
before a stipulated
period confirming what actions, if any, have been taken against the
Minister. In view of the finding made against
the Minister, that her
failure to appoint military judges contributed to the undue delay,
the necessary
nexus
was established for the Minister to
approach this court for the review of the order. The Minister has a
direct and substantial interest
in the order granted. The same can be
said regarding the order granted on 14 October 2016. In this
instance, the Minister was ordered
to investigate whether certain
officers complied with the provisions of
s 54(2)(g)
of the
Defence
Act and
to make recommendations to the President. These orders were
made without providing any of the affected persons an opportunity to
present their respective cases to the court. The Minister has a
direct and substantial interest in the order that obliges her to
conduct an investigation. She therefore has the necessary standing in
this court to challenge the validity of the order. There
is no merit
in this point
in limine
.’
[34]
What is more, the appellant had issued orders
appertaining to a range of senior officers in the SANDF. In
each of
his covering letters referring ‘the record of proceedings and
court rulings’ to the ‘Chairperson of the
General Bar
Council of South Africa’ (the GCB), the ‘Chairperson of
the Judicial Service Commission’ (the JSC),
the ‘Chairperson
of the Magistrates Commission’ (the Magistrates Commission) and
the ‘Chairperson of the Law
Society of the Northern Provinces’
(the Law Society), the appellant stated:
‘
The
Court ruling dated 14 October 2016 provides the factual basis upon
which I as a Military Judge am of the
prima facie
view that
[the GCB, JSC etc] should investigate whether the conduct of the
members as mentioned in paragraph 62 of the Court ruling
amounts to
unethical and/or unprofessional conduct’.
The
appellant identified the members as
Major General
SB Mmono, Brigadier General GI Slabbert, Brigadier General A Myburgh,
Brigadier General RM Mbangatha and Rear Admiral
(Junior Grade) RP
Masutha and made reference to the identity and force numbers of each.
His covering letter concluded:
‘
I
am
prima facie
of the view that their conduct amounts to Contempt of Court
ex
facie
and it would be appreciated if
any of these members are subject to your ethical code of conduct that
their conduct should be investigated.’
Whilst each of the GCB,
JSC, Magistrates Commission and Law Society acknowledged receipt of
the appellant’s letter, only the
last intimated that none of
the persons mentioned are registered with it and as such they were
unable to investigate their conduct.
[35]
In his letter to the Minister, the appellant went further. He stated:
‘
The
Court ruling dated 14 October 2016 provides the factual basis upon
which I as a Military Judge was of the view that the Honourable
Minister should investigate whether the conduct of the officers as
mentioned in paragraph 63(c) of the Court ruling is of sufficient
grounds to request the Commander-in-Chief to withdraw their Officer’s
Deeds of Commission.’
Once again, he added ‘I
am
prima facie
of the view that their conduct amounts to
Contempt of Court
ex facie
.’ It is plain from these
letters that were addressed to various professional and institutional
bodies, that they were intended
to be acted upon and appear to call
the lie to the assertion in his answering affidavit to the review
application that: ‘the
effect of my order was simply to bring
my ruling to the attention of these individuals and bodies I did not
order these parties
to take disciplinary action or to conduct further
investigations’.
[36]
As Froneman J observed in
Bezuidenhout v Patensie Sitrus Beherend
BPK
2001 (2) SA 224
(E) at 229 B-C:
'An
order of a court of law stands until set aside by a court of
competent jurisdiction. Until that is done the court order must
be
obeyed even if it may be wrong (
Culverwell
v Beira
1992 (4) SA 490
(W) at 494A-C). A person may even be barred from
approaching the court until he or she has obeyed an order of court
that has not
been properly set aside (
Hadkinson
v Hadkinson
[1952] 2 All ER 567
(CA);
Bylieveldt
v Redpath
1982 (1) SA 702
(A) at 714).'
[15]
[37]
To that, may be added, that litigants who are required to comply with
court orders, at the risk
otherwise of being in contempt if they do
not, must know with clarity what is required of them.
[16]
As it was put in
Minister
of Water and Environmental Affairs v Kloof Conservancy
:
‘
An
order or decision of a court binds all those to whom, and all organs
of State to which, it applies. All laws must be written
in a clear
and accessible manner. Impermissibly vague provisions violate the
rule of law, which is a founding principle of our
Constitution.
Orders of court must comply with this standard.’
[17]
[38]
There were only two orders directly relevant to the prosecution and
defence in the Mokoena and
Mabula matters. The first was the order
declining to strike the matters from the roll and the second was the
order pursuant to
which the appellant
mero
motu
recused himself. For the rest, the
greater part was pure surplusage and gratuitous. Those orders did not
further impact in any
meaningful or tangible manner on the
prosecution or defence. They would accordingly only have had a
passing interest in whether
or not the orders withstand further
judicial scrutiny. Not so the officers in the Defence Force, who,
whilst not parties to the
proceedings and without having been heard,
found themselves on the wrong side of the appellant’s
judgments. Those subject
to the appellant’s judgments (which he
has not attempted to justify) may well have grave difficulty in
discerning what steps
they are required to take to comply with them.
They would need
to know with a measure of
confidence what they are obliged by the order of court to do or not
do as the case may be.
They have
a
direct interest in the relief sought. It follows that in according
standing to the Defence Force the high court can hardly be
faulted.
Were it otherwise, the Defence Force
would have no
machinery to cause the appellant’s judgment to be corrected or
to reverse any of the orders that are still extant
and continue to
operate against senior officers in the SANDF.
As to the third:
[39]
The contention advanced is that although the Defence Force had
alleged numerous irregularities
in the appellant’s judgments,
that was insufficient, inasmuch as it had failed to show a gross
irregularity. Thus, so the
contention went, even were it to be
accepted that the appellant’s judgment was incorrect - an
incorrect judgment is not an
irregularity. An irregularity refers to
the method of conducting the trial. And, for an irregularity to be
gross, it must be of
such a serious nature that the case was not
fully and fairly determined. In this regard, reliance was sought to
be placed on what
was said by Schreiner J in
Goldfields
Investment v City Council of Johannesburg.
[18]
[40]
That case dealt with the review of a lower court on the ground of
gross irregularity. It held
that ‘the term encompasses the case
where a decision-maker misconceives the whole nature of the inquiry
or his duties in
connection therewith’.
[19]
As Harms JA pointed out in
Telcordia
Technologies Inc v Telcom SA Ltd
:
[20]
‘
It
is useful to begin with the oft quoted statement from
Ellis
v Morgan
[21]
where Mason J laid down the basic principle in these terms:
“
but
an irregularity in the proceedings does not mean an incorrect
judgment; it refers not to the result, but to the methods of the
trial, such as for example, some high-handed or mistaken action which
has prevented the aggrieved party from having his case fully
and
fairly determined.”
The
Goldfields
Investment
qualification to this general principle dealt with two
situations. The one is where the decision-making body misconceives
its mandate,
whether statutory or consensual. By misconceiving the
nature of the inquiry a hearing cannot in principle be fair because
the body
fails to perform its mandate.
Goldfields Investment
provides a good example. According to the applicable Rating
Ordinance the aggrieved person was entitled to appeal to the
magistrates’
court against the value put on property for rating
purposes by the local authority. The appeal was not an ordinary
appeal but involved,
in terms of the Ordinance, a rehearing with
evidence. The magistrate refused to conduct a rehearing and limited
the inquiry to
a determination of the question whether the valuation
had been ‘manifestly untenable’. This meant that the
appellant
did not have an appeal hearing (to which it was entitled)
at all because the magistrate had failed to consider the issue
prescribed
by statute. The magistrate had asked himself the wrong
question, that is, a question other than that which the Act directed
him
to ask. In the sense the hearing was unfair. Against that setting
the words of Schreiner J should be understood.
‘
The
law, as stated in
Ellis
v Morgan (supra)
has been accepted in subsequent cases, and the passage which has been
quoted from that case shows that it is not merely high-handed
or
arbitrary conduct which is described as a gross irregularity;
behaviour which is perfectly well-intentioned and
bona
fide,
though
mistaken, may come under that description.
The
crucial question is whether it prevented a fair trial of the issues
.
If it did prevent a fair trial of the issues then it will amount to a
gross irregularity. Many patent irregularities have this
effect. And
if from the magistrate’s reasons it appears that his mind was
not in a state to enable him to try the case fairly
this will amount
to a latent gross irregularity. If, on the other hand, he merely
comes to a wrong decision owing to his having
made a mistake on a
point of law in relation to the merits, this does not amount to gross
irregularity. In matters relating to
the merits the magistrate may
err by taking a wrong one of several possible views, or he may err by
mistaking or misunderstanding
the point in issue. In the latter case
it may be said that he is in a sense failing to address his mind to
the true point to be
decided and therefore failing to afford the
parties a fair trial. But that is not necessarily the case.
Where
the point relates only to the merits of the case, it would be
straining the language to describe it as a gross irregularity
or a
denial of a fair trial.
One would say that the magistrate has decided the case fairly but has
gone wrong on the law. But if the mistake leads to the Court’s
not merely missing or misunderstanding a point of law on the merits,
but to its misconceiving the whole nature of the inquiry,
or of its
duties in connection therewith, then it is in accordance with the
ordinary use of language to say that the losing party
has not had a
fair trial.
I
agree that in the present case the facts fall within this latter
class of case, and that the magistrate, owing to the erroneous
view
which he held as to his functions, really never dealt with the matter
before him in the manner which was contemplated by the
section.
That being so, there was a gross irregularity, and the proceedings
should be set aside.’
[22]
[41]
The appellant sought refuge in the expression ‘obiter dicta
comments’. However, that
hollow euphemism is neither an
accurate nor a fair reflection of what happened. Tellingly, orders of
court can hardly attract the
appellation ‘obiter’. There
was no attempt whatsoever by the appellant to justify the orders
granted by him.
Nor was there any attempt to defend them. That is
hardly surprising because none of those orders had been sought by any
of the
parties before him. He took it upon himself to mero motu raise
a range of issues and then to pronounce on them; thus in effect
becoming a judge in his own cause. In so doing, he allowed his
personal feelings of disquiet to intrude upon the discharge of his
judicial duty. Not just that, the reach of his orders went way beyond
the strictures of the matters that served before him.
[42]
Judges speak through their judgments. For a military judge to say of
senior officers in the Defence
Force that ‘[his] court ruling
provides the factual basis’ upon which he is of the ‘prima
facie view’ that
there should be an investigation to determine
whether their conduct amounts to ‘unethical and/or
unprofessional conduct’
or ‘Contempt of Court’ or
that their ‘Officer’s Deeds of Commission’ be
withdrawn, is a most serious
matter. There could however not be any
‘factual basis’ to speak of, because no evidence had been
placed before the
appellant. The reference to ‘factual basis’,
which, in truth, is a rendition in the appellant’s judgment of
his
personal views, is thus inapposite and misleading. Had the orders
been acted upon, the potential for harm (which would have gone
way
beyond just reputational harm) to the officers concerned was immense.
It is no answer to say, as the appellant does, that his
orders were
not acted upon. That was purely fortuitous. He obviously intended for
them to have force. Why else would he otherwise
have issued them?
[43]
A judicial officer can only perform his demanding and socially
important duty properly if he
also stands guard over himself
.
[23]
It
may be said that the appellant breached several canons of good
judicial behaviour.
He
was obliged to conduct the trials before him in accordance with rules
and principles that the law requires. He failed. Basic
tenets of
judicial propriety and fairness were ignored.
Language,
particularly in the context of the courtroom, is important and in
this case, there are several instances where it was
been singularly
unfortunate. The appellant, by his language, tone and manner, seems
to have overlooked the usual disinterested
role of a judge in a
trial. His preoccupation with issues that had become all-consuming
made it difficult for him to objectively
and dispassionately decide
matters that came before him from a position of relative detachment.
This bent or predisposition also
meant that he deprived himself of
the advantage of calm and dispassionate observation.
[44]
As Harms DP pointed out in
National Director of Public
Prosecutions v Zuma
:
‘
.
. . in exercising the judicial function judges are themselves
constrained by the law. The underlying theme of the court’s
judgment was that the judiciary is independent; that judges are no
respecters of persons; and that they stand between the subject
and
any attempted encroachments on liberties by the executive . . . This
commendable approach was unfortunately subverted by a
failure to
confine the judgment to the issues before the court; by deciding
matters that were not germane or relevant; by creating
new factual
issues; by making gratuitous findings against persons who were not
called upon to defend themselves; by failing to
distinguish between
allegation, fact and suspicion; and by transgressing the proper
boundaries between judicial, executive and
legislative functions.
Judges
as members of civil society are entitled to hold views about issues
of the day and they may express their views provided
they do not
compromise their judicial office. But they are not entitled to inject
their personal views into judgments or express
their political
preferences. . .
[24]
[45]
Thus, owing to his erroneous views and his preoccupation with issues
that affected him personally,
which he impermissibly injected into
his judgments, one would have to say that the appellant wholly
misconceived the nature of
the enquiry and his duties in connection
therewith.
[25]
Accordingly, he
never truly applied his mind to the issues before him and wrongly
decided a range of issues that were not properly
before him. Those
were issues justiciable on review.
[26]
[46]
It follows that the appeal in respect of the review application must
fail.
The
cross application
[47]
The appellant did not seek to review and set aside the various
decisions of which he complained.
In the cross application,
which did not squarely meet the review application, he contented
himself with a series of what may be
described as ‘abstract’
or ‘hypothetical’ constitutional challenges. In that
regard what was said by Kriegler
J in
Ferreira v Levin NO
bears
repeating:
‘
The
essential flaw in the applicants' cases is one of timing or, as the
Americans and, occasionally the Canadians call it, "ripeness".
That term has a particular connotation in the constitutional
jurisprudence of those countries which need not be analysed now.
Suffice it to say that the doctrine of ripeness serves the useful
purpose of highlighting that the business of a court is generally
retrospective; it deals with situations or problems that have already
ripened or crystallised, and not with prospective or hypothetical
ones. Although, as Professor
Sharpe
points
out and our Constitution acknowledges, the criteria for hearing a
constitutional case are more generous than for ordinary
suits, even
cases for relief on constitutional grounds are not decided in the
air. And the present cases seem to me, as I have
tried to show in the
parody above, to be pre-eminent examples of speculative cases. The
time of this Court is too valuable to be
frittered away on
hypothetical fears of corporate skeletons being discovered.’
[27]
[48]
In a similar vein, in
Coin
Security Group (Pty) Ltd v SA National Union
for
Security Officers
,
[28]
Plewman JA quoted with approval from the speech of Lord Bridge of
Harwich in the case of
Ainsbury
v Millington
[1987]
1 All ER 929
(HL), which concluded at 930g:
‘
It
has always been a fundamental feature of our judicial system that the
Courts decide disputes between the parties before them;
they do not
pronounce on abstract questions of law when there is no dispute to be
resolved’.
[49]
The constitutional challenge to
ss 101
and
102
of the
Defence Act 42
of 2002
, can be disposed of quite easily.
Section 101
is headed
‘Convening boards of inquiry’. Subsection 1 provides:
‘
The
Minister, the Secretary for Defence or the Chief of the Defence Force
may, at any time or place, convene a board of inquiry
to inquire into
any matter concerning the Department, any employee thereof or any
member of the Defence Force or any auxiliary
service, any public
property or the property or affairs of any institution or any
regimental or sports funds of the said Force,
and to report thereon
or to make a recommendation.’
[50]
At the bar, we were informed that the Defence Force would not be
proceeding with the BOI, which
had been held in abeyance pending the
review application. This means that the issue, certainly as between
the appellant and the
Defence Force, has become moot. And, given the
reservations expressed by the new AG himself as to the
appropriateness of invoking
those provisions for application to a
military judge, as well as the unlikelihood of a recurrence of the
question in the future,
there plainly is no live issue as between the
present parties upon which this Court need speak. Thus, however the
question is answered,
the position of the parties will remain
unaltered and the outcome, certainly as far as this case is
concerned, will be a matter
of complete indifference to them.
[51]
The same may be said of the second constitutional challenge. No
evidence whatsoever was adduced
that the appellant faced removal for
whatever reason as a military judge. It was stated by the appellant:
‘
223
I further submit that
section 17
of the MDSMA is unconstitutional to
the extent that it places the power to remove military judges in the
hands of members of the
executive.
224
Section 17
empowers the Minister, acting upon the recommendation of
the [AG], to remove a military judge due to incapacity, incompetence
or
misconduct.
225
As explained above, the [AG] is a member of the executive who is
answerable to the Minister and may
be dismissed or suspended by the
Minister. The [AG] is not an independent actor by any measure.
.
. .
227
As indicated above, it is constitutionally impermissible for members
of the executive to hold the power
to exercise discipline over
judicial officers.
228
This unconstitutional state of affairs is aggravated by the fact that
the determination of whether a
military judge is fit for office is
vested exclusively in the [AG] and the Minister. There is no
requirement that this determination
be made by an independent body
that is separate from the executive.
229
On this basis,
section 17
of the MDSMA is an unconstitutional breach
of the requirements of judicial independence.’
[52]
This constituted the high water mark of the appellant’s case.
In it, there is not the faintest
hint that the AG had even
contemplated a recommendation to the Minister that the appellant be
removed, much less that the Minister
had ever considered doing so.
There is no suggestion in the papers that the invocation of
s 17
of
the MDSMA had so much as even featured in the thinking of either of
them.
[53]
Like the second constitutional challenge, the third, too, rested not
upon a true factual foundation,
but instead an entirely speculative
hypothesis. In the document, styled ‘Military Judges’
concerns . . .’, the
appellant had initially expressed
the
view that: ‘
Sec 14(1)(b)
MDSMA might be unconstitutional’;
the appointment for a ‘fixed term . . . does not meet the
requirement that the military
judge shall have security of tenure’;
and, ‘there may have been Executive interference in the
functioning of the Military
Courts and/or the assignment of the
Military Judges for 2014/15’. Subsequently, in his judgment,
the appellant touched on
aspects ‘regarding the
constitutionality of the assignment of military judges’, which
included ‘the delay in
the assignment of Military Judges in
general (including that of the Military Judge) in these particular
cases’; a lack of
awareness of the ‘objective criteria
required for an assignment as a Military Judge’; and, the ‘lack
of tenure
of Office of a Military Judge’.
[54]
What the quoted excerpts show is not just a manifest inability to
properly articulate the complaint,
but also a constantly evolving
one. It grew from the rather vague assertion that
s 14(1)(b)
‘might
be unconstitutional’ or ‘there may have been Executive
interference’, to a challenge the precise
contours of which
still remain to be clearly defined. Shifting targets, it goes without
saying, can hardly conduce to clarity.
Thus, by the time that the
counter application had come to be filed, the appellant had set his
sights on
s 15
, not
s 14
as presaged in his earlier utterances.
[55]
Despite the fact that
s 15
is an extension of the Minister’s
powers under
s 14
, and the two sections being inextricably linked to
each other, in the case, as it evolved, the appellant no longer had
any quarrel
with the power afforded to the Minister by
s 14
to assign
an officer to the function of a military judge. Nor did he have any
quarrel with the power of the Minister under
s 15
to make any
assignment contemplated in
ss 13
and
14
for a fixed period (whatever
the duration of that period may be) or coupled to a specific
deployment, operation or exercise (such
as by way of example as
debated at the bar a foreign deployment). This is hardly surprising
because
s 15
relates to the assignment of officers to the whole range
of functions envisaged in Chapter 3, not just that of a military
judge.
[56]
Accordingly, the constitutional challenge as it eventually came to be
articulated on the papers,
was a far more narrowly circumscribed one.
In that regard,
the appellant stated:
‘
240
I regard my time as a military judge as the highlight of my career.
An appointment and assignment as a military
judge is a prestigious
event that confers greater status and respect. As a result, it is
reasonable to anticipate that military
judges may be inclined to
temper their reviews or adjust their judgments to secure further
assignments. At the very least, it creates
a reasonable apprehension
that these pressures might be brought to bear on military judges.
.
. .
242
In these circumstances, renewable terms would lead a reasonable
person, who is aware of the context,
to form the impression that
military judges and senior military judges lack sufficient
institutional independence.
243
Therefore, I submit that on a proper interpretation of
section 15
of
the MDSMA, the Minister (acting on the recommendation of the [AG]) is
not empowered to assign military judges on renewable terms.
243.1
Section 15
does not give the Minister any express power to make
renewable assignments of military judges: It provides that
assignments for
all officers under Chapter 3 of the Act (included
prosecutors, defence counsel and military judges) “
shall be
for
a fixed period
or coupled to a specific
deployment, operation or exercise
”. No mention is made of
renewable assignments.’
[57]
However, once it is accepted that the Minister can assign officers to
the function of a military
judge and can do so for a fixed period of
whatever duration, it is difficult to see why the Minister cannot
renew such an appointment.
It must be said that there can be little
to choose between a series of successive appointments for a fixed
period and the renewal
of an appointment after it has run its term.
Here as well, the case advanced in support of the s 15 challenge is a
purely conjectural
one. It rests on the assertion that it may be
‘reasonable to anticipate that military judges may be inclined
to temper their
reviews or adjust their judgments to secure further
assignments’. But, once again there is nothing to suggest that
any military
judge has been put to such a choice. To suggest that a
judge may be conscripted to one or other end is a most serious
allegation.
It ill behoves the appellant to raise an allegation such
as this, in this vague and unsubstantiated fashion. The insinuation
that
a judge may ‘adjust a judgment’ to ‘secure
further assignments’ is nothing short of scandalous. Absent a
proper factual foundation (of which there is none) any apprehension
of such possibility can hardly be reasonable.
[58]
What the appellant really seeks is to have this Court express a view
on legal issues that he
hopes to have decided, which would not in any
way affect his position relative to the Defence Force. No doubt, any
future matters
(should there be such) will be decided by that court,
as this was, on its own peculiar facts. It must also be accepted, as
the
appellant recognised, that none of the other military judges
shared his constitutional concerns. He also appreciated that whatever
he said was to raise awareness, had no precedential significance and
was thus not binding on his colleagues.
[59]
In effect what the appellant is seeking is legal advice from this
Court in respect of legal disputes
that may or may not arise in the
future. But, as Innes CJ observed in
Geldenhuys & Neethling v
Beuthin
:
‘
After
all, Courts of Law exist for the settlement of concrete controversies
and actual infringements of rights, not to pronounce
upon abstract
questions, or to advise upon differing contentions, however
important.’
[29]
In
National Coalition
for Gay and Lesbian Equality v Minister of Home Affairs
, the
Constitutional Court echoed what the learned Chief Justice had stated
over eight decades earlier when it said:
‘
A
case is moot and therefore not justifiable if it no longer presents
an existing or live controversy which should exist if the
court is to
avoid giving advisory opinions on abstract propositions of law.’
[30]
[60]
It follows that the appeal against the dismissal of the cross
application must also fail.
[61]
Costs remain: The high court ordered the appellant to pay the costs
of the: (a) ‘review
of the orders granted on 14 October
2016’ (para 6); and (b) counter-application (para 10). In
arriving at that conclusion,
the high court held that there was ‘no
reason to deviate from the principle that costs follow the result’.
However,
that was to ignore the well-established principle that ‘
in
general, the courts will only grant a costs order against a judicial
officer in a dispute over the performance of their judicial
functions
where bad faith on their part has been proven’.
[31]
The
high court did not enter into that enquiry and made no findings of
bad faith or other serious misconduct. In respect of the
counter
application, the high court had no regard to the
Biowatch
principle
pertaining to costs in constitutional matters.
[32]
On this basis, those costs orders cannot stand, irrespective of the
outcome of the appeal.
[62]
In the result, save for setting aside paragraphs 6 and 10 of the
order of the high court, the
appeal is dismissed.
V
M PONNAN
JUDGE
OF APPEAL
M
CHETTY
ACTING
JUDGE OF APPEAL
APPEARANCES
For
appellant:
G Marcus SC, C McConnachie and M Marongo
Instructed
by:
Griesel & Breytenbach Attorneys
Phatshoane Henney
Attorneys, Bloemfontein
For
1
st
to 4
th
respondents:
EK Tsatsi SC and TC Kwinda
Instructed
by:
The State Attorney, Pretoria
State Attorney,
Bloemfontein.
[1]
Defence Act 44 of 1957. See
Freedom
of Expression Institute v President, Ordinary Court Martial
1999 (2) SA 471
(C) and
President,
Ordinary Court Martial v Freedom of Expression Institute
1999 (4) SA 682 (CC).
[2]
First Schedule to the Defence Act 44 of 1957.
[3]
Section 2 of the MDSMA.
[4]
Section 6 of the MDSMA.
[5]
MEC for
Health, Eastern Cape and Another v Kirland Investments (Pty) Ltd
[2014] ZACC 6
;
2014 (3) SA 481
(CC) para 82.
[6]
Altech
Radio Holdings (Pty) Limited and Others v City of Tshwane
Metropolitan Municipality
[2020] ZASCA 122
;
2021 (3) SA 25
(SCA) para 16.
[7]
Khumalo
and Another v Member of Executive Council for Education:
KwaZulu-Natal
[2013] ZACC 49
;
2014 (5) SA 579
(CC) para 47.
[8]
Valor
IT v Premier, North West Province and Others
[2020] ZASCA 62
;
[2020] 3 All SA 397
(SCA) para 30; See also
Aurecon
South Africa (Pty) Ltd v City of Cape Town
[2015] ZASCA 209
;
2016 (2) SA 199
(SCA) para 17;
City
of Cape Town v Aurecon South Africa (Pty) Ltd
[2017] ZACC 5
;
2017 (4) SA 223
(CC) para 46.
[9]
Trencon
Construction (Pty) Limited v Industrial Development Corporation of
South Africa Limited and Another
[2015] ZACC 22
;
2015 (5) SA 245
(CC) paras 82–97.
[10]
Ibid para 82.
[11]
Florence
v Government of the Republic of South Africa
[2014] ZACC 22
;
2014 (6) SA 456
(CC) para 113.
## [12]Buffalo
City Metropolitan Municipality v Asla Construction (Pty) Limited[2019]
ZACC 15; 2019 (6) BCLR 661 (CC); 2019 (4) SA 331 (CC).
[12]
Buffalo
City Metropolitan Municipality v Asla Construction (Pty) Limited
[2019]
ZACC 15; 2019 (6) BCLR 661 (CC); 2019 (4) SA 331 (CC).
[13]
Minister
of Water and Environmental Affairs v Kloof Conservancy
[2015]
ZASCA 177
;
[2016] 1 All SA 676
(SCA) para 13.
[14]
Oudekraal
Estates (Pty) Ltd v City of Cape Town and Others
[2004] ZASCA 48
;
2004 (6) SA 222
(SCA);
[2004] 3 All SA 1
(SCA)
quoting with approval Wade
Administrative
Law
7th
ed (by H W R Wade and Christopher Forsyth) at 342-4.
[15]
Cited with approval in
Dengetenge
Holdings (Pty) Ltd v Southern Sphere Mining and Development Company
Ltd & others
[2013] ZASCA 5
;
[2013] 2 All SA 251
(SCA) para 17.
[16]
Minister
of Home Affairs v Scalabrini Centre & others
[2013]
ZASCA 134
;
2013 (6) SA 421
(SCA);
[2013] 4 All SA 571
(SCA) para 77.
[17]
Minister
of Water and Environmental Affairs v Kloof Conservancy
fn
13 above para 14.
[18]
Goldfields
Investment Ltd and Another v City Council of Johannesburg and
Another
1938
TPD 551.
[19]
Telcordia
Technologies Inc v Telcom SA Ltd
[2006]
ZASCA 112
;
2007 (3) SA 266
;
[2007] 2 All SA 243
;
2007 (5) BCLR 503
(SCA) para 71.
[20]
Ibid paras 72-73
[21]
Ellis v
Morgan
;
Ellis v
Dessai
1909 TS 576
at 581.
[22]
Goldfields
Investment Ltd
fn
18 above at 560-561.
[23]
S v
Sallem
1987
(4) SA 772 (A).
## [24]National
Director of Public Prosecutions v Zuma[2009] ZASCA 1; 2009 (2) SA 277 (SCA); 2009 (1) SACR 361 (SCA); 2009
(4) BCLR 393 (SCA); [2009] 2 All SA 243 (SCA) paras 15 and
16.
[24]
National
Director of Public Prosecutions v Zuma
[2009] ZASCA 1; 2009 (2) SA 277 (SCA); 2009 (1) SACR 361 (SCA); 2009
(4) BCLR 393 (SCA); [2009] 2 All SA 243 (SCA) paras 15 and
16.
[25]
See also
Telcordia
Technologies Inc v Telcom SA Ltd
fn
19 above paras 72 – 79.
[26]
Local
Road Transportation Board v Durban City Council
1965
(1) SA 586
(A) at 598A-D.
[27]
Ferreira
v Levin NO &
others
;
Vryenhoek
and Others v Powell NO & others
[1995]
ZACC 13
;
1996 (1) SA 984
(CC);
1996 (1) BCLR 1
para 199.
[28]
Coin
Security Group (Pty) Ltd v SA National Union
for
Security Officers & others
[2000]
ZASCA 137
;
2001
(2) SA 872
(SCA)
para 9.
[29]
Geldenhuys
& Neethling v Beuthin
1918
AD 426
at 441.
[30]
National
Coalition for Gay and Lesbian Equality & others v Minister of
Home Affairs & others
[1999]
ZACC 17
;
2000 (2) SA 1
;
2000 (1) BCLR 39
para 21 at footnote 18.
[31]
Pangarker
v Botha
[2014]
ZASCA 78
;
[2014] 3 All SA 538
(SCA);
2015 (1) SA 503
(SCA) para 39.
[32]
Biowatch
Trust v Registrar Genetic Resources and Others
[2009]
ZACC 14
;
2009 (6) SA 232
(CC);
2009 (10) BCLR 1014
(CC) at paras
21-24.
sino noindex
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