Case Law[2024] ZAGPJHC 258South Africa
Nkosi v City of Johannesburg Metropolitan Municipality (2023/066724) [2024] ZAGPJHC 258 (11 March 2024)
High Court of South Africa (Gauteng Division, Johannesburg)
11 March 2024
Headnotes
exclusion can apply to attempts to obtain pre-action discovery – Requested documents in this case for purpose of ongoing litigation – Application dismissed – Promotion of Access to Information Act 2 of 2000, s 7.
Judgment
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# South Africa: South Gauteng High Court, Johannesburg
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## Nkosi v City of Johannesburg Metropolitan Municipality (2023/066724) [2024] ZAGPJHC 258 (11 March 2024)
Nkosi v City of Johannesburg Metropolitan Municipality (2023/066724) [2024] ZAGPJHC 258 (11 March 2024)
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sino date 11 March 2024
FLYNOTES:
PAIA – Exclusions – Legal proceedings –
Labour
dispute over promotion of colleagues – Commissioner at
arbitration finding that only court could declare promotions
unlawful – Employee seeking job evaluation and re-grading
records – Exclusion applies after commencement of
proceedings – However, courts have held that exclusion can
apply to attempts to obtain pre-action discovery –
Requested
documents in this case for purpose of ongoing litigation –
Application dismissed –
Promotion of Access to Information
Act 2 of 2000
,
s 7.
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG DIVISION, JOHANNESBURG
CASE
NO
:
2023-066724
1.
REPORTABLE: YES/NO
2.
OF INTEREST TO OTHER JUDGES: YES/NO
3.
REVISED: YES/NO
In
the matter between:
VELAPHI
NKOSI
Applicant
And
CITY
OF JOHANNESBURG METROPOLITAN
Respondent
MUNICIPALITY
JUDGMENT
SENYATSI J
Introduction.
[1]
This is an opposed application brought in terms of the
Promotion of Access to Information Act, No: 2 of 2000 (“PAIA”)
in terms of which the applicant requests access to Job evaluation and
re-grading records.
Background
[2] The South
African Municipal Workers Union (“SAMWU”), requested
without success the records from the respondent
on behalf of the
applicant Mr Velaphi Nkosi, relating to a job evaluation process.
SAMWU is a trade union established in terms
of the laws of the
Republic and is a juristic person in terms of its constitution.
[3] The respondent
is City of Johannesburg Metropolitan Municipality (“ the
employer”), a municipality and local
government with full legal
capacity in terms of the laws of the Republic.
[4] It is common
cause that on 13 March 2018, the employer promoted and /or appointed
the applicant’s colleague, Mr.
Lengwasa to the position of
Assistant Director Labour Relations. Before his promotion, Mr
Lengwasa was employed as a Labour Relations
Specialist. On 13
November 2018, Ms Jiyane was also appointed and/or promoted to the
position of Assistant Director Labour Relations.
[5] Following the
promotions, the applicant launched a grievance procedure on 2
September 2019 with the respondent relating
to the process that was
followed for the promotion of his two colleagues. He contended that
the promotions were unprocedural and
irregular. The grievance was
considered and thereafter dismissed by the respondent. Dissatisfied
with the dismissal, the applicant
referred an alleged unfair labour
practice dispute to the South African Local Government Bargaining
Council (“Council”)
on 8 April 2021. The dispute was set
down for 31 May 2021 for conciliation and remained unresolved. It was
also referred to arbitration
on 17 June 2021. On 9 February 2022, the
dispute was heard and argued before the arbitration. On 21 February
2022 the Commissioner
made findings and held that only a court of law
can declare the alleged unprocedural and irregular promotions
unlawful.
[6] Following the
award by the Commissioner, the applicant launched a PAIA request,
requesting to be furnished with the record
of the Job Evaluation
process that was followed relating to the disputed promotions.
[7]
The respondent, after asking for several extensions to provide
the record to the applicant, failed to do so. Whilst these
steps were
taken the litigation to
compel the
respondent to grant access in accordance with PAIA
commenced
.
[8] Mr Gwebu on
behalf of the applicant contended that the access to the required
documents was not done in the course of
litigation as no civil or
criminal proceedings are pending.
[9] Mr Omar on
behalf of the respondent contended that access to the required
documents was done in the course of civil litigation
given the
history of the case between the applicant and the respondent
pertaining to the promotion of two of his colleagues.
Issue
for determination
.
[10] The issue for
determination is whether the request for access to the documents
required by the applicant is done in
circumstances where the
respondent is not obliged to provide the information because of the
exclusion of access to information
as contemplated by section 7 of
PAIA.
The legal principles
[11]
The
Constitution
of the Republic of South Africa guarantees the right of access to all
information held by the private bodies in terms
of section 32 of the
Constitution, which reads thus:
"Every
person has the right of access to all information held by the state
or any of its organs in any sphere of government
in so far as that
information is required for the exercise or protection of any of
their rights."
[12]
The
parliament brought into existence the promulgation of PAIA to give
effect to section 32 of the Constitution. The applicable
provisions
of PAIA regulate requests for information from public bodies and
private companies.
[13] PAIA provides
for the right to access to information and section 11 states thus:-
“
11Right
of access to records of public bodies
(1
A requestermust be given access to a record of a public body if
(a)
that requester complies with all the procedural requirements in this Act relating to a request for access to that record; and
(b)
access to that record is not refused in terms of any ground for refusal contemplated in Chapter 4 of this Part.
(2) A request contemplated in subsection (1) includes a request for access to a record containing personal information about the requester.
(3) A requester's right of access contemplated in subsection (1) is, subject to this Act, not affected by
(a) any reasons the requester gives for requesting access; or
(b)
the information officer's belief as to what the requester's reasons are for requesting access”.
It is therefore apparent
that the information is requested as of right subject to other
provisions of PAIA itself.
[14]
There is a limitation to the information that the requester has the
right to access. Therefore,
section 7 of
PAIA contemplates instances where PAIA will not apply and provides as
follows:
“
7.
Act not applying to records requested for criminal or civil
proceedings after commencement of proceedings
-
(1)
This Act does not apply to a record of a public
body or a private body if-
(a)
that record is requested for the purpose of
criminal or civil proceedings;
(b)
So request that after the commencement of such
criminal or civil proceedings, as the case may be; and
(c)
The production of or access to that record for
the purpose referred to in paragraph (a) is provided for any other
law.
(2)
Any record obtained in a manner that
contravenes subsection (1) is not admissible as evidence in the
criminal or civil proceedings
referred to in that subsection unless
the exclusion of such record by the court in question would, in its
opinion, be detrimental
to the interests of justice.”
[15] Furthermore,
PAIA also provides for instances where though the information is
protected, it may under certain circumstances,
become mandatory to
provide to the requester such information. Accordingly, section 46 of
PAIA states instances were if it is in
the public interest,
information must be provided and provides as follows:-
“
46.Mandatory disclosure in public interest
Despite any other provision of this Chapter, the information officer of a public body must grant a request for access to a record of the body
contemplated in section 34 (1), 36 (1), 37 (1) (a) or (b), 38 (a) or (b), 39 (1) (a) or (b), 40, 41 (1) (a) or (b), 42 (1) or (3), 43 (1) or (2),44(1) or (2) or 45, if
(a) the disclosure of the record would reveal evidence of
(i) a substantial contravention of, or failure to comply with, the law; or
(ii) an imminent and serious public safety or environmental risk; and
(b)
the public interest in the disclosure of the record clearly outweighs the harm contemplated in the provision in question.”
[16] Section 50 of
PAIA also regulates the right of access to information from private
bodies and provides as follows:-
“
50.Right of access to records of private bodies
(1) A requester must be given access to any record of a private body if
(a) that record is required for the exercise or protection of any rights;
(b)
that person complies with the procedural requirements in this Act relating to a request for access to that record; and
(c)
access to that record is not refused in terms of any ground for refusal contemplated in Chapter 4 of this Part.
(2) In addition to the requirements referred to in subsection (1), when a public body, referred to in paragraph (a) or (b) (i) of the definition of
'public body' in section 1, requests access to a record of a private body for the exercise or protection of any rights, other than its rights, it
must be acting in the public interest.
(3) A request contemplated in subsection (1) includes a request for access to a record containing personal information about the requester
or the person on whose behalf the request is made.
”
[17]
Our courts have pronounced on the aims of section 7 of PAIA.
In
Unitas
Hospital
v Van Wyk and Another
[1]
Brand JA on behalf of the full bench held as follows where a
pre-litigation discovery was a controversy:
“
[21]I
find myself in respectful disagreement with this sentiment stop I do
not believe that open and democratic societies would
encourage what
is commonly referred to as fishing expeditions, which could well
arise if section 50 is used to facilitate pre action
discovery as a
general practice(see Inkatha Freedom Party and Another v Truth abnd
Reconciliation Commission and Others
[2]
).
Nor do I believe that such a society would require a potential
defendant, as a general rule, to disclose his or her whole case
before any case is launched. The deference shown by Section 7 to the
rules of discovery is coma in my view, not without reason.
These
rules have served us well for many years. They have their own built
in measures of control to promote fairness and to avoid
abuse.
Documents are discoverable only if they are relevant to the
litigation, while relevance is determined by the issues on the
pleadings. The difference shown to discover rules is clear
indication, I think, that the Legislature had no intention to allow
prospective litigants to avoid these measures of control by
compelling pre-action discovery… as a matter of course.”
[18] In the
instant case, the applicant has been involved in litigation with the
respondent and requested the documents after
the arbitrator ruled
that the declaratory order on the alleged irregularity of the
applicant’s colleagues could only be made
by Court. No steps
other than the requested documents were taken by the applicant to
make the said declaratory order by the Court
? . Mr
Gwebu submitted that since there is no pending litigation, the
provisions of section 7 of PAIA do not
find any application. I
disagree with his submission.
[19] Section 7
clearly covers instances where the documents are sought prior to
litigation. This is so given that when the
requester makes an
application, he or she must state the right that he or she wishes to
enforce. In his request for the job evaluation
records, the applicant
mentioned four items but is silent on the reasons motivating for such
a request. This Court has no difficulty
in seeing through the veiled
requested document that it is for the purpose of the ongoing
litigation. There is no other reason
to request the job re-evaluation
documents.
[20]
Even if my conclusion may be incorrect, I am fortified by the
decision of this Division in
Maamach
Pty Ltd v Air Traffic Navigation Service SOC Ltd
[3]
,
where
my brother Manoim J held as follows on pre-litigation discovery:-
“
[36]
Textually, the exclusion only applies after the “commencement”
of proceedings. However, the courts have held that
the exclusion can
apply as well to attempts to obtain “pre-action discovery.”
[
37]
In
Unitas
Hospital v Van Wyk and Another
[2006]
ZASCA 34
;
2006
(4) SA 436
(SCA)
Brand
J explained in discussing the purpose of section 7 of PAIA that
:
The
deference shown to discovery rules is a clear indication, I think,
that the Legislature had no intention to allow prospective
litigants
to avoid these measures of control by compelling pre-action discovery
under s 50 as a matter of course. I [22] I hasten
to add that I am
not suggesting that reliance on s 50 is automatically precluded
merely because the information sought would eventually
become
accessible under the rules of discovery, after proceedings have been
launched. What I do say is that pre-action discovery
under s 50 must
remain the exception rather than the rule;
[38]
It must be noted that Brand JA was dealing with section 50, a request
for information from a private body where the legal threshold
to
obtain access to information is higher than for a state body under
section 11. Nevertheless section 7(1)’s litigation
exclusion
applies equally to the records of both private and public bodies.
There is therefore no reason not to follow this approach
in the
present matter.
”
[21]
Accordingly, I am not persuaded that the applicant has
succeeded in proving his entitlement to the documents and his
application must therefore fail.
Order
[22]
The following order is made:-
(a)
The application is dismissed with costs.
SENYATSI M L
JUDGE OF THE HIGH
COURT OF SOUTH AFRICA
GAUTENG LOCAL DIVISION
Delivered:
This judgment and order was prepared
and authored by the Judge whose name is reflected and is handed down
electronically by circulation
to Parties / their legal
representatives by email and by uploading it to the electronic file
of this matter on Case Lines. The
date of the order is deemed to be
the 11 March 2024.
Appearances
:
For the Applicant:
Mr
E Gwebu
Instructed
by:
Madlela
Gwebu Mashamba Inc
For the Respondent:
Adv A B Omar
Instructed
by:
Salijee Govender Van der Merwe Inc
Date Judgment Reserved:12
February 2024
Date of
Judgment: 11
March 2024
[1]
2006
(A) SA 436(SCA) at 21
[2]
2000(3)
SA 119 (C ) at 137C
[3]
(21/11114)[2022]
ZAGPJHC 283(3 May 2022) at paras 36 and 37
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