Case Law[2022] ZAGPJHC 412South Africa
Petersen v Oosthuizen (2015/44101) [2022] ZAGPJHC 412 (15 June 2022)
High Court of South Africa (Gauteng Division, Johannesburg)
13 April 2022
Judgment
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# South Africa: South Gauteng High Court, Johannesburg
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## Petersen v Oosthuizen (2015/44101) [2022] ZAGPJHC 412 (15 June 2022)
Petersen v Oosthuizen (2015/44101) [2022] ZAGPJHC 412 (15 June 2022)
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sino date 15 June 2022
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
LOCAL DIVISION, JOHANNESBURG
CASE
NUMBER:
2015/44101
REPORTABLE:
NO
OF
INTEREST TO OTHER JUDGES: NO
REVISED.
15
June 2022
In
the matter between:
BRENT
JEFFREY PETERSEN
Applicant
and
DR
C R
OOSTHUIZEN
Respondent
JUDGMENT
– APPLICATION FOR LEAVE TO APPEAL
MANOIM
J
[1]
This an application for leave to appeal a judgment I delivered on 13
April
2022 in a case concerning alleged malpractice by the defendant,
(who is the respondent in this application for leave) an orthopaedic
surgeon. The malpractice related to an operation known as a
laminectomy that the defendant had performed on the applicant in
2012,
which all the experts now agree upon should not have been
performed. As a consequence of this operation the applicant alleged
that
certain sequalae followed. In my decision I found the defendant
liable for some of the sequelae but not for others.
[2]
Three observations need to be made first about the notice. First
leave
to appeal is sought against the entire judgement, despite the
fact that the final order makes the defendant liable for certain
sequelae that followed the laminectomy and that these issues were not
in dispute during the trial.
[3]
What then justifies the broad terms of the notice of appeal, as was
explained
to me by the applicants’ counsel Mr Kruger, was the
need to re-open the issue of sequelae in their entirety. As I
understand
the argument, it is necessary to re-open the entire issue
of sequelae – those conceded by the defendant (respondent) and
those that were not, in order for the applicant’s case to be
considered in its proper context.
[4]
What was at issue in the case and remains so in the application for
leave
are the other sequelae alleged to have followed from the
laminectomy and which on the applicants’ version led to the
onset
of a condition known as arachnoiditis. It is this latter
condition which is extremely debilitating whose cause was the subject
of the trial and now the appeal.
[5]
Despite this lack of limitation, I do not have an issue with the fact
that the appeal is framed as widely as it has been on the unusual
facts of this case.
[6]
The second issue is that the applicant’s heads of argument
traverse
grounds that are not contained in the notice of appeal. Mr
Van Vuuren who appeared for the respondent whilst making this point
did not press it in the interests of getting finality in this
litigation. I do not then need to consider this point further.
[7]
The third issue concerning the notice is that it is confined to
errors
of fact not law. It is for this reason that leave is sought to
appeal to a full bench of this division and not the Supreme Court
of
Appeal. My reasons will be confined to this third issue.
[8]
Mr Kruger fairly concedes that a court is more reluctant to grant
leave
for a case based solely on errors of fact and not of law.
Nevertheless, he argued that given the consequences for the applicant
this should be given consideration.
[9]
I accept fully the consequences for the applicant of my decision, and
it is hard not to feel sympathy with his current plight.
Nevertheless, sentiment cannot interfere with the exercise of a
proper
approach to the burden the law imposes on an applicant in
applying for leave to appeal. The defendant too has rights and a too
permissive approach to the burden imposed on an applicant in a leave
to appeal application can result in a misplaced exercise of
discretion.
[10]
The notice of appeal based on some of my findings of fact can be
categorised in two ways.
First specific errors, second errors of
emphasis.
[11]
In relation
to the first category, the notice of appeal states, referring to a
particular paragraph in my judgment, that I had got
the facts wrong.
This was because I stated that an MRI taken at a particular point in
time (just prior to the 2012 laminectomy)
showed that the applicant
was “…
suffering
from early spinal stenosis.”
But when it came to the heads of argument the applicant quotes from
the same medical record which shows that the judgement is correct
on
this point. It says verbatim, “…
there
is also evidence of early spinal stenosis.”
[1]
[12]
The second
is that I failed to take into account that arachnoiditis is a slowly
evolving condition. But that observation is also
a misreading of my
judgment where a section is devoted to what I termed the
temporal
factor
where this issue was considered.
[2]
[13]
The third is that I accepted an explanation from one of the
defendants’ witnesses
Ms Poulter, a physiotherapist who had
treated the applicant at the relevant time, for which version of her
notes, should be accepted
as correctly reflecting her notes of the
applicant at the time. She had explained why there two sets - a
version that was handwritten
and a later version which she had typed
out and which in some important respects, was inconsistent with the
first. However, the
manuscript version formed part of a continuous
record that another witness also a physiotherapist had testified to
and confirmed.
This made suggestions that the typed version was the
one to be accepted as opposed to the manuscript version, highly
improbable.
I do not consider this is an error of fact.
[14]
The remaining points of criticism are devoted to emphasis than any
particular error. Without
going into all of them, what is suggested
that I overemphasised certain facts and also failed to acknowledge
concessions made by
the respondent’s expert witness. But on
closer examination of the judgment these criticisms are not borne
out. For instance,
the suggestion that I overemphasised the early
onset of stenosis (paragraph 5 of the decision) is not borne out by
an analysis
of the rest of the judgment.
[15]
Then
certain facts raised by the applicant as highly significant (the 2014
straight leg test performed by Dr Oosthuizen) was considered
and
evaluated.
[3]
[16]
The
criticism that I ignored or failed to appreciate the concessions made
by Dr Marus the defendant’s expert is also not borne
out by the
very passages in his heads of argument that the applicant seeks to
rely on. Dr Marus’ concessions amount, if read
properly, to
concessions of possibility not probability.
[4]
[17]
I have also been criticised for not giving greater weight to the
evidence of the applicant’s
second expert Dr Coetzee. But I
explained why this was in the decisions. My reasons for justifying
this approach have not been
criticised.
[18]
This leads me to my final observation. This case was fact ‘heavy.’
It was a
record comprising inter alia of extensive contemporaneous
medical entries. Some of these records were interpreted by the
witnesses
who compiled them. In this respect only the defendant
called this category of witness.
[19]
Then these entries and comments by the subsequent witnesses required
interpretation. Here
the task fell to the experts who testified –
Dr Miller and Professor Coetzee for the applicant and Dr Marus for
the defendant.
Their task was to opine on what is a complex topic;
the roots of causation of an unusual condition. The presence of
certain facts
over a period of time some favourable to the applicant
and some not, needed to be evaluated in terms of an overall approach
that
I had set out in my reasons. That approach to weighing the mass
of the evidence in a hierarchy of its probative value has not been
attacked on appeal. Instead, the approach has been a piecemeal one in
some respects or in others so broad brush that it fails to
establish
its necessary premise – that the applicant had made out a case
based on probability not mere possibility.
[20]
Were the premises of my approach the subject of serious criticism or
were manifest factual
errors of a material nature demonstrated that
might turn my findings of only possibility in favour of the applicant
to probability
by another court, I would have granted leave to
appeal.
[21]
The threshold test of “
would”
in
section 17(1)(a)
(i) of the
Superior Courts Act, 10 of 2013
, is now more burdensome on
an applicant for leave than in the past. But this is not the only
challenge the applicant for leave
to appeal faces. This leave to
appeal as I mentioned earlier is based solely on my findings of fact
and the premise that another
court would decide them differently. But
in a recent decision the Constitutional Court has emphasized that an
appeal court should
only reverse on a finding of fact if it finds
that the approach to them by the trial court is clearly wrong.
[22]
The
applicant has not met this burden and leads me to the conclusion that
leave to appeal must be refused.
[5]
ORDER
1.
The application for leave to appeal is dismissed.
2.
The applicant is ordered to pay the respondent’s taxed
or
agreed costs, which costs shall include the costs of two counsel.
This
judgment was handed down electronically by circulation to the
parties' and/or the parties' representatives by email and by
being
uploaded to Case Lines. The date and time for hand-down is deemed to
be 10h00 on 15 June 2022.
N
MANOIM
Judge
of the High Court
Gauteng
Local Division, Johannesburg
Heard
:
14 June 2022
Judgment:
15 June 2022
Appearances
:
For
Applicant
:
Adv T.P. Kruger
SC (with Adv C. D’Alton)
Instructed
by
:
Cilliers
and Associates
For
Respondent
:
Adv E van Vuuren SC (with Adv K. Iles)
Instructed
by
:
MacRoberts
Attorneys
[1]
See
paragraph 5 of the judgment and paragraph and paragraph 1.1 of the
Notice.
[2]
See
paragraphs 154 onwards and in particular paragraphs 157 to 159 which
reflect a balance approach to the experts’ respective
contentions.
[3]
See
judgment paragraphs 132 to 135.
[4]
See the applicant’s heads of argument paragraph 8.5.3 where a
conclusion of probability is based on a statement in the
record by
Dr Marus, which is quoted but suggests only possibility
.
[5]
On
the threshold test, the frequently cited decision is
Mont
Chevaux Trust v Tina Goosen.
LCC14R/2014.
On the prospects of success see
Botes
and Another v Nedbank Ltd
1983 (3) SA 27
(A) at 28A-F. On the approach to findings of fact by
an appeal court see
Competition
Commission of South Africa v Mediclinic Southern Africa (Pty) Ltd
2021
JDR 3149 (CC) [45].
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