Case Law[2024] ZAGPPHC 169South Africa
City of Tshwane Metropolitan Municipality and Another v RDPs Business Enterprise cc (59109/20) [2024] ZAGPPHC 169 (29 February 2024)
High Court of South Africa (Gauteng Division, Pretoria)
29 February 2024
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## City of Tshwane Metropolitan Municipality and Another v RDPs Business Enterprise cc (59109/20) [2024] ZAGPPHC 169 (29 February 2024)
City of Tshwane Metropolitan Municipality and Another v RDPs Business Enterprise cc (59109/20) [2024] ZAGPPHC 169 (29 February 2024)
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sino date 29 February 2024
REPUBLIC
OF SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
DIVISION, PRETORIA
CASE
NO: 59109/20
REPORTABLE:
NO
OF
INTEREST TO OTHER JUDGES: NO
REVISED:
NO
DATE:
29/02/2024
In
the application for leave to appeal between:
CITY
OF TSHWANE METROPOLITAN MUNICIPALITY
1
st
Applicant
THE
MUNICIPAL MANAGER:
CITY
OF TSHWANE METROPOLITAN MUNICIPALITY
2
nd
Applicant
and
RDP’S
BUSINESS ENTERPRISE
CC
Respondent
In
re:
RDP’S
BUSINESS ENTERPRISE
CC
Applicant
And
CITY
OF TSHWANE METROPOLITAN MUNICIPALITY
1
st
Respondent
THE
MUNICIPAL MANAGER:
CITY
OF TSHWANE METROPOLITAN MUNICIPALITY
2
nd
Respondent
JUDGMENT
ON LEAVE TO APPEAL
K
STRYDOM, AJ
Introduction:
1.
This
is an application for leave to appeal against the whole of my
judgment delivered on the 2
nd
of June 2023 (“the main judgment”), brought by the City
of Tshwane Metropolitan Municipality (first Respondent in the
main
judgment) and its Municipal Manager (second Respondent in the main
judgment). To avoid confusion, the parties will forthwith
be referred
to as they were in the main judgment.
2.
In
terms of the main judgment, the Respondents were found to be in
contempt of a prior court order granted on 15 July 2021 by Manamela
J
(“the PAIA order”), in terms of which the first
Respondent was ordered to disclose certain records related to a
tender bid which were previously requested by the Applicant in
terms of the
Promotion of Access to
Justice Act
, 3 of 2000 (“PAIA”).
3.
In
evaluating the present application, the dictum in
Ramakatsa
and others v African National Congress and another
is instructive
:
“
[10]
… I am mindful of the decisions at high court level debating
whether the use of the word ‘would’ as opposed
to ‘could’
possibly means that the threshold for granting the appeal has been
raised. If a reasonable prospect of success
is established, leave to
appeal should be granted. Similarly, if there are some other
compelling reasons why the appeal should
be heard, leave to appeal
should be granted. The test of reasonable prospects of success
postulates a dispassionate decision based
on the facts and the law
that a court of appeal could reasonably arrive at a conclusion
different to that of the trial court. In
other words, the appellants
in this matter need to convince this Court on proper grounds that
they have prospects of success on
appeal. Those prospects of success
must not be remote, but there must exist a reasonable chance of
succeeding. A sound rational
basis for the conclusion that there are
prospects of success must be shown to exist.
”
[1]
Grounds
for leave to appeal
4.
I
do not intend to pertinently deal with each ground raised, however
where I do not, it should not be construed as a failure to
consider
(and refuse to grant leave to appeal on the basis of) such a ground.
5.
The
Respondents’ grounds of appeal pertinent for discussion are
principally centred around the following issues:
5.1.
The
Court’s failure to consider the Applicant’s failure to
join the Municipal Manager in his personal capacity and the
effect it
has on the evaluation of the contempt application vis-à-vis
his committal. (“The failure to personally join
the second
Respondent”)
5.2.
The
failure by the Court to accept that the Respondents’
explanation for the failure to fully comply with the PAIA order,
was
reasonable. [“The non-compliance was not mala fide”)
5.3.
The
order granted went beyond what was sought in the notice of motion or
is too wide. (“The competency of the order granted”)
Evaluation
of grounds
The
failure to personally join the second Respondent
6.
The
first nine grounds of appeal raised relate to non-service of the PAIA
order on, and non-joinder of, the second Respondent in
his personal
capacity. It is argued that the Court failed to consider whether the
second Respondent, being the person whose freedom
is in jeopardy, in
his personal capacity, was in contempt of court.
7.
The
Respondents relied on the dictum in
Matjhabeng
Local Municipality v Eskom Holdings Limited
:
[2]
“
[103]
Bearing in mind, that the persons targeted were the officials
concerned − the Municipal Manager and Commissioner in
their
official capacities − the non-joinder in the circumstances of
these cases, is thus fatal. Both Messrs Lepheana
and Mkhonto
should thus have been cited in their personal capacities − by
name − and not in their nominal capacities.
They were not
informed, in their personal capacities, of the cases they were to
face, especially when their committal to prison
was in the offing.
It is thus inconceivable how and to what extent Messrs Lepheana and
Mkhonto could, in the circumstances,
be said to have been in contempt
and be committed to prison.”
8.
The
applicant seeks to distinguish the present mater from that of
Matjhabeng
on the basis that, in casu, the second Respondent had given notice of
intention to oppose along with the first and had chosen to
not
deliver an answering affidavit (and was content to align himself with
the second Respondent’s contentions). It is argued
that he,
unlike Mr
Matjhabeng
had at all times been aware of the fact that his committal was sought
and had had legal representation.
9.
Furthermore,
the issue of non-joinder of the second Respondent in his personal
capacity was raised for the first time in the current
application for
leave to appeal. In the contempt application no mention was made of,
for example, any objections regarding service
or proof of
non-compliance with the PAIA order pertaining to the second
Respondent in his personal capacity.
10.
Counsel
for the Respondents, in Court, argued that the Court should have
mero
motu
raised the issues pertaining to
the second Respondent in his personal capacity. Whilst I take note of
the fact that in
Matjhabeng
the
non-joinder of Mr Mkhonto was raised
mero
motu
by the Constitutional Court for
the first time, this is hardly authority for holding that Courts have
a duty to further a litigant’s
case on his behalf.
11.
The
Respondents’ assertion in this regard contradicts their own
submission in their heads of argument (relating to the order
made)
that: “
(i)n an adversarial
system, like ours it is the parties that define the issues in their
pleadings and the function of the court
is to deal with those issues,
and those issues only
.”
12.
A
Court’s duty to raise a point of law
mero
motu
is, in fact, encapsulated in the dictum of the Constitutional Court
in
CUSA
v Tao Ming
,
[3]
as follows:
‘
Where
a point of law is apparent on the papers, but the common approach of
the parties proceeds on a wrong perception of what the
law is, a
court is not only entitled, but is in fact also obliged, mero motu,
to raise the point of law and require the parties
to deal therewith.
Otherwise, the result would be a decision premised on an incorrect
application of the law. That
would infringe the principle of
legality. Accordingly, the Supreme Court of Appeal was entitled
mero motu to raise the issue
of the Commissioner’s jurisdiction
and to require argument thereon”
13.
In
casu
,
whilst the second Respondent had opposed the application, he failed
to address (in any sort of capacity) the averments made by
the
applicant by way of an answering affidavit. As such, not only
was their no point of law apparent vis-à-vis the
papers of the
second Respondent, there was also no indication that the common
approach by the parties was an incorrect application
of the law.
14.
The
correct approach to new points of law raised on appeal is set out in
Barkhuizen
v Napier
:
[4]
“
The
mere fact that a point of law is raised for the first time on appeal
is not in itself sufficient reason for refusing to consider
it. If
the point is covered by the pleadings, and if its consideration on
appeal involves no unfairness to the other party against
whom it is
directed, this Court may in the exercise of its discretion consider
the point. Unfairness may arise where, for example,
a party would not
have agreed on material facts, or on only those facts stated in the
agreed statement of facts had the party been
aware that there were
other legal issues involved. It would similarly be unfair to the
other party if the law point and all its
ramifications were not
canvassed and investigated at trial.”
15.
In
Mokweni
and Others v Plaatjies and Others - Appeal
[5]
Nyeni J afforded the
following interpretation to be followed to the admission of new
issues on appeal:
“
[25]
It
is further important to be mindful that for most purposes, the
concept of fairness raises principles of justice. Fairness also
speaks to the administration of justice. To this end, the two-steps
test developed by Barkhuizen and Naude connotes
more than fairness; it implies that the court of appeal should
determine whether it would be in the interests of justice to allow
the hearing of the new issue.
[26]
In
keeping with the abovementioned authorities [Barkhuizen and Naude]
this Court before it allows a new issue, it should
also decide as to
whether the exclusion of the new issue
would
bring
the administration of justice into disrepute; and moreover, before
the new issue is allowed, this Court should also consider
whether
that would not prejudice the respondent.”
16.
In
the present instance, this new issue raised clearly prejudices the
Applicant as it had not been apparent from the papers nor
had it been
canvassed during argument. However, in view of the Constitutional
Court’s pronouncements in
Matjhabeng
,
coupled with the severe infringement on the Municipal Manager’s
right to liberty and freedom of person, an order for committal
would
have, I am of the view that another Court on appeal could reasonably
come to a different conclusion regarding the findings
made against
the second Respondent in his personal capacity.
17.
In
this regard it should be stressed that I make no finding as to
whether or not the court of appeal should consider the new issues
(re
the second Respondent in his personal capacity) raised for the first
time in this application for leave to appeal.
The
non-compliance was not mala fide
18.
With
regards to whether or not the Respondents’ non-compliance with
the PAIA order was proven to be
mala
fide
and wilful, it must be noted
that here the reference to the second Respondent will relate to him
in his official capacity. In that
capacity he defended the
application for contempt of court but had not delivered an answering
affidavit.
19.
The
Respondents’ grounds in this regard are to a large extent a
re-iteration of their arguments in the hearing a quo. The
main
judgment comprehensively deals with most of the issues raised and, as
such, I will not address each and every argument raised
in this leave
to appeal individually.
20.
The
Respondents argue that there was a factual dispute which I either
failed to identify or had resolved incorrectly:
“
The
first respondent provided explanation for the partial non- compliance
with the court order. In particular the first respondent,
by way of
affidavit, contended that it was not in possession or control of the
outstanding documents and that other documents were
unavailable as
they were destroyed. The applicant denied these allegations and
contentions by the first respondent
.”
[6]
And
“
14.
It is trite that the law does not expect the impossible. This is
expressed in the principle "lex cogit ad impossibilia".
The
learned judge, in finding the explanation proferred by the
respondents, i.e the unavailability or destruction of the records
and
lack of control over same, as
unreasonable, effectively failed to
take into account this principle. She accordingly erred in this
regard.”
21.
The
first Respondent’s answering affidavit contained no such
positive averments. Instead, it was stated that:
“
15.3
It is apposite to mention that
some
of these
documents date as far back as the year 2017, and
may
not be available in the archives as the storage requirement is that
documents be kept for a period of five years and thereafter
they are
disposed with.
The Respondents cannot confirm at this stage
if such documents are available.
- We
have however requested the documents from the archives and are
awaiting a response from the different service providers.Should
the documents still be availablethey will be provided to the
Applicants.”
We
have however requested the documents from the archives and are
awaiting a response from the different service providers.
Should
the documents still be available
they will be provided to the
Applicants.”
And
“
19….
Furthermore, the documents are not
within the control of the First Respondent as they have been archived
and a period of five years
has lapsed since they were achieved. They
may
not be available.”
[Underlining
my own]
22.
These
contentions are, on the Respondents’ own version, speculative.
They are not statements of fact or explanations of cogent
reasons for
the failure to comply with the PAIA order. In fact, as pointed out in
the main judgment, these explanation highlight
the Respondents’
lackadaisical approach to compliance with the PAIA order. In the two
years that passed between the PAIA
order and the contempt order, they
had not even established or attempted to establish the status of the
requested documents with
any certainty.
23.
The
Respondents also argued that, as certain records had been sent to
off-site storage, they were no longer under the first Respondent’s
control, and accordingly were not subject to the PAIA order. The main
judgment considered and dismissed this contention on the
facts as
well as on the interpretation that the Respondents sought to be given
to the concept of “control” per the
PAIA order.
24.
The
Respondents were called upon to rebut the presumption that their
non-compliance was
mala fide
and wilful. They failed to provide any positive factual averments to
indicate that the non-compliance was ‘out of their hands’.
As such, and as amplified by the reasoning in the main judgment, I
find that there are no reasonable prospects of a Court, on appeal,
finding that the Respondents were not in contempt of Court.
The
competency of the order granted
25.
This
ground does not form part of the grounds listed in the notice of
application for leave to appeal and was mentioned for the
first time
in the Respondent’s heads of argument. I agree with the
Applicant that this is impermissible.
26.
In
any event, insofar as the argument is that the order is too wide, I
find that there are no grounds properly furthered for this
submission
in the heads of argument either.
27.
During
argument it also appeared as if another basis for this “ground”
was that the order is unclear as it refers to
“external”
documents. This objection relates to the interpretation of "control”
afforded to the PAIA order
and has been discussed in the main
judgment (and reiterated in the discussion supra).
Finding
28.
The
findings, above, have the result that the application for leave to
appeal insofar as the first Respondent and second Respondent,
in his
official capacity, are concerned, is refused. However, insofar as the
order granted may implicate the second Respondent
in his personal
capacity, leave to appeal should be granted. By virtue of S17(5) of
the Superior Court’s Act, 10 of 2013,
I intend to grant leave
to appeal on this limited issue and its possible permutations only.
29.
Whilst,
in terms of the order made, the second Respondent, in his personal
capacity, is presently only affected insofar as the sanction
imposed
is concerned, the questions of his personal contempt and that of the
sanction to be imposed, are inextricably linked. As
such, the order
will be phrased wide enough to allow for full ventilation of these
issues.
30.
As
far as the costs of the application for leave to appeal is concerned,
costs will not be the usual “costs in the appeal”.
The
Respondents have only been given leave to appeal a part of the order
based on issues raised in the application for the first
time. In the
exercise of my discretion, I intend to hold them liable for the
applicant’s costs.
31.
I
accordingly order as follows:
Order
1.
Save
to the extent of the refusal as contained in paragraph 2 below, leave
to appeal to a full bench of this division is granted.
2.
Leave
to appeal in respect of the finding that the first respondent and the
second Respondent (in his official capacity) are, beyond
reasonable
doubt, in contempt of the court order granted on 15 July 2021 by
Manamela J, is refused.
3.
The
first and second Respondents are ordered to pay the Applicant’s
costs of the application for leave to appeal, jointly
and severally,
the one paying the other to be absolved.
K
STRYDOM
ACTING
JUDGE OF THE HIGH COURT
GAUTENG
DIVISION, PRETORIA
Date
of hearing:
11
December 2023
Judgment
delivered
:
29
February 2024
Appearances:
For
the Respondent/Applicant:
Counsel:
Adv
NG Louw
Attorney:
Albert
Hibbert Attorneys
231
Lange Street, Pretoria
012 346
1553
For
the first and second Applicants/Respondents:
Counsel:
Adv
ZZ Matebese SC and Adv AM Masombuka
Attorney:
TF
Matlakala attorneys
465 Mackenzie
Street, Pretoria
012 111 7114
[1]
Ramakatsa
and others v African National Congress and another
[2021] JOL 49993 (SCA)
[2]
Matjhabeng
Local Municipality v Eskom Holdings Limited and Others; Mkhonto and
Others v Compensation Solutions (Pty) Limited
(CCT 217/15; CCT 99/16)
[2017] ZACC 35
;
2017 (11) BCLR 1408
(CC);
2018 (1) SA 1
(CC) (26 September 2017)
[3]
CUSA v
Tao Ying Metal Industries
[2008] ZACC 15
;
2009 (2) SA 204
(CC) at
[67]
[4]
Barkhuizen
v Napier
[2007] ZACC 5
;
2007 (5) SA 323
(CC) (4 April 2007)
[5]
Mokweni
and Others v Plaatjies and Others
- Appeal (A178/2022)
[2023] ZAWCHC 266
(26 October 2023)
[6]
Notice of application for leave to appeal - Case Lines 37-3
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