Case Law[2024] ZAGPPHC 610South Africa
Maartens v South African Legal Practice Council (19239/2022) [2024] ZAGPPHC 610 (4 June 2024)
Headnotes
the misconduct amounted to technical violations of the regulatory framework on the handling of trust funds. [6] The committee further concluded that the applicant was evasive regarding her guilt and that she would rather blame other people, including her auditors. She was found to have been untruthful during the hearing. The committee ultimately concluded that her conduct warranted removal of her name from the roll.
Judgment
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# South Africa: North Gauteng High Court, Pretoria
South Africa: North Gauteng High Court, Pretoria
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## Maartens v South African Legal Practice Council (19239/2022) [2024] ZAGPPHC 610 (4 June 2024)
Maartens v South African Legal Practice Council (19239/2022) [2024] ZAGPPHC 610 (4 June 2024)
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FLYNOTES:
PROFESSION – Attorney –
Readmission
–
Defect
that led to removal must be shown to no longer exist –
Applicant does not make full and complete disclosure of
material
facts relevant to her husband’s death – Belligerent
conduct and attitude to earlier enquiry into offending
conduct –
Proves lack of insight and appreciation for serious nature of
charges and findings – Refuses to take
full responsibility
for conduct – Not shown to be fit and proper for
re-admission – Application dismissed.
REPUBLIC OF SOUTH
AFRICA
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG PROVINCIAL
DIVISION, PRETORIA
CASE 19239/2022
(1)
REPORTABLE:
NO
(2)
OF INTEREST TO OTHER JUDGES:
NO
(3)
REVISED:
Yes
DATE
4 June 2024
SIGNATURE
IN THE MATTER BETWEEN:
LIZE
MAARTENS
APPLICANT
and
THE
SOUTH AFRICAN LEGAL PRACTICE COUNCIL RESPONDENT
Heard
16 April 2024
Delivered
4 June 2024
JUDGMENT
MATTHYS
AJ
(MOOKI J concurring)
INTRODUCTION
[1]
This is an opposed
application by the applicant for her re-admission as a legal
practioner and enrolment as an Attorney. The applicant
was initially
admitted as an Attorney on 30 June 1998, in terms of section 15 of
the repealed Attorneys Act
[1]
.
Her name was struck off the roll of Attorneys on 1 March 2005
[2]
.The
striking order was made in her absence and included
ancillary
relief prayed for by the Law Society
[3]
at the time. The record does not include the reasons for the
order of 1 March 2005. It is unclear whether the court gave
reasons
or only made the order.
[2]
The
applicant avers that she never received the notice of set down for 1
March 2005. She established during 2006, that the notice
of set down
and heads of argument for 1 March 2005 were served on Attorneys who
were not her Attorneys of record.
[4]
The applicant never challenged the order striking her name from the
roll of Attorneys. I accept that the final striking order was
granted
based on the case put forward by the Law Society
[5]
.
[3]
The
applicant contends that she is now
rehabilitated and is a “fit and proper person” for
admission as a legal practitioner.
The South African Legal Practice
Council (LPC) however opposes the application, contending that the
applicant is not reformed.
BACKGROUND
[4]
Following
an interim order suspending the applicant on 13 September 2002, the
Law Society constituted a disciplinary committee,
which dealt with
several complaints against the applicant. The applicant participated
in the disciplinary hearing. The disciplinary
committee provided
written reasons for its findings
[6]
.
In summary, the committee found the applicant guilty on the following
transgressions-
a.
Failure to keep proper accounting records; Insufficient funds in the
trust account to meet creditors
obligations; Drawing cash trust
cheques payable to bearer;
b.
Complaints by clients -two complaints by client (Mr Prout-Jones)
related to failure to keep proper accounting
records,
misappropriation of trust funds; failure to give proper attention to
client affairs/instructions; Complaint by Mr Visser
related to the
credit of money received from client into her business account and
not the trust account; Complaint by Ms Sello
related to failure to
account to client; Complaint by Mr Budrudin related to failure to
deposit R5000 in her trust account for
future legal services to
client;
c.
Unprofessional, dishonourable and unworthy conduct, related to
sharing an office with a person who is
not a legal practitioner and
sharing of fees with a non-professional.
[5]
Generally, the committee found, that there was no evidence of
misappropriation of trust money by the applicant,
in the sense of
theft that resulted in client losses. The committee held that the
misconduct amounted to technical violations of
the regulatory
framework on the handling of trust funds.
[6]
The committee further concluded that the applicant was evasive
regarding her guilt and that she would rather blame
other people,
including her auditors. She was found to have been untruthful during
the hearing. The committee ultimately concluded
that her conduct
warranted removal of her name from the roll.
RE-ADMISSION
AS A LEGAL PRACTITIONER
[7]
The
Legal Practice Act
[7]
(LPA) does
not specifically provide for the re-admission of legal practitioners
previously struck off the roll. Section 24 (2)
of the LPA, provides
that the High Court must admit to practice and authorise to be
enrolled as a legal practitioner, any person
who, upon application,
satisfies the court that he or she is a fit and proper person to be
so admitted. The same criterion applies
to an application for
re-admission. More is required, however, with re-admission as a legal
practitioner. That is because the Court
is dealing with a person,
who, having sworn to comport as required of an officer of the court
was found to have fallen short, of
upholding ethical standards
[8]
.
[8]
An applicant for re-admission must show that there has been a
genuine, complete and permanent reformation
of the defect that led to
removal from the roll. The defect that led to removal must be shown
to no longer exist and it must be
shown, that the applicant can be
trusted to be a person with integrity, worthy to be a member of the
profession.
[9]
In
the determination as to whether the onus that rest on the applicant
has been discharged, the court is required to scrutinise
her conduct
that led to the striking order, together with her conduct subsequent
thereto
[9]
.
DISCUSSION
AND FINDINGS
[10]
It has been some 19 years since the applicant’s name was struck
from the roll. This period alone, does not
merit re-enrolment as a
legal practitioner. She must satisfy the court in the various
respects as mentioned above.
[11]
In
her lengthy founding affidavit, the applicant
inter
alia
sets
out her life history and her contestation of the guilty
findings made by the disciplinary committee, established by the
then
Law Society
[10]
. It is not in
issue that the applicant was raised in an impoverished household and
experienced emotional abuse by her parents since
childhood
[11]
.Her
life goal has always been, to escape her parent’s abuse and
their poverty, by qualifying herself for a profession. After
she
matriculated, she obtained the B.Iuris and LLB degrees. She completed
articles and was admitted as an Attorney in 1998.
[12]
In 2001, she married her deceased husband and
fell pregnant with her daughter, now about 19 years old. The
applicant admits that
she presented conflicting versions to the
court, regarding the circumstances surrounding her husband’s
death in 2002. In
her answering affidavit for purposes of the
striking application, she stated that her husband died of unknown
causes.
[13]
However, now in her founding affidavit, she states that her
husband was shot and killed in their home in
her presence and that
she herself was seriously injured during this incident.
That
there are material discrepancies in the two versions is patent.
[14]
Applicant’s reason advanced for the conflicting versions
in the two affidavits, is to the extent that
during 2003, (when she
deposed to the answering affidavit) she simply could not face the
trauma and shock of reliving the events
of her husband’s death.
Further, that the circumstances of her husband’s death, left
her depressed and despondent.
She received psychiatric treatment and
was prescribed strong anti-depressants and tranquilizers.
[15]
It is applicant’s contention that
she was unable to attend to her clients affairs with the requisite
care and professionalism,
because of her depressed psychological
condition. No supporting evidence is forthcoming regarding the
alleged depression
suffered and the treatment received.
In
spite of the explanation provided for the different versions
surrounding her husband’s death,
the
applicant still preferred to provide, scant information in that
regard. The information now offered by the applicant, no doubt
leaves
much room for speculation.
[16]
I am “at pains” to
comprehend, why it is that the applicant does not make full and
complete disclosure of
the material facts relevant to the one event
(her husband’s death) that traumatised her so much, that it
negatively impacted
on her occupational functioning. The applicant
chooses to present the evidence in this regard equivocally and she
does not take
this court in her full confidence.
Her
failure to do so
proves a lack of
candour.
[17]
I considered that the applicant states in her
founding affidavit, that the LPC helpfully provided her with the
guidelines it uses,
when considering re-admission applications.
Having been provided with the said guidelines, I find that the manner
in which the
applicant presents her case, does not demonstrate that
she understands the nature and purpose of this type of application.
[18]
In her affidavit, she goes on a tangent
criticising and accusing the LPC of
mala
fides
for bringing the erstwhile
urgent application for her suspension, prior to a disciplinary
hearing held. She also re-argues the
merits of the various charges
founding the striking order, as if on appeal or grievance procedure.
Generally, the applicant still
disputes the merits of the charges she
was found guilty of and she typifies those charges she pleaded guilty
to, as minor errors,
which did not justify her suspension or
striking.
[19]
In
the same vein, the applicant only identifies and acknowledge her lack
of accounting skills, as a shortcoming to be remedied.
Her lack of
accounting skill cannot typically be considered a character
defect
[12]
. It is a skill or
knowledge deficit in technical expertise, to be addressed through
education and experience. The lack of accounting
skill is not a moral
or ethical failing.
[20]
Applicant has successfully completed the
prescribed Practice Management Training Course and she professes that
she now understands
the bookkeeping principles for Attorneys.
However, her belligerent conduct and attitude to the earlier enquiry
into her offending
conduct, which attitude subsists with this
application, proves a lack of insight and appreciation for the
serious nature of the
charges and findings made against her. The
unchallenged findings by the disciplinary committee, which founded
the striking order
of 1 March 2005, is that her-
“
attempts
at evading an adverse finding in respect of the charges and
complaints against her, to
the
extent of being untruthful,
even
perhaps more so, than the actual transgressions relating to
insufficient accounting records,
amount
in the view of the disciplinary committee to
gross
unprofessional ,dishonerable and unworthy conduct on the part of an
Attorney
…”
[My emphasis]
[21]
The
applicant was found to have been untruthful, in the conduct of her
defence against the indictment by the Law Society. In this
application, her case falls short, for her failing to identify and
acknowledge untruthfulness or dishonesty, as her character flaw.
[13]
I
find that she does not accept and understand the real reasons for her
name being struck from the roll. It is no surprise that
the applicant
still
refuses
to take full responsibility for the conduct that led to her name
being struck from the roll.
[22]
A matter of further
concern in the case presented by the applicant is the ambiguous terms
in which she claims Mr Prout-Jones
[14]
,
now supports her re-admission application. The evidence presented by
the applicant in a letter dated 5 June 2021, proves that
she drafted
Mr Prout-Jones’s affidavit dated 22 June 2021 and that she
forwarded the affidavit to him for signature. In my
considered view,
the fact that applicant drafted the contents of the affidavit
herself, detracts from the deponent’s independence
concerning
the contents thereof.
[23]
Furthermore, these facts prove bad judgment on the part of the
applicant, since she drafted the affidavit
of Mr Prout-Jones, despite
having a personal interest in the matter for which the affidavit was
made.
[24]
The applicant further avers that Mr Prout-Jones committed
perjury when he testified against her during the disciplinary
hearing. She however now contends that he accepted her offer to
provide future legal services to him, on a pro bono basis, in order
to satisfy the perceived harm he had suffered. This offer made by the
applicant is to my mind unacceptable, in that it denotes
a lack of
integrity on her part. I reason that if it is to be accepted that Mr
Prout-Jones committed perjury against her, she should
not be willing
to compromise her stance, only because he is willing to assist her,
in support of this application.
The applicant
has
not shown that she is a fit and proper person for
re-admission as a legal practitioner.
[25]
The following order is made:
(a) The application is
dismissed.
(b) The applicant is
ordered to pay the costs of the application, on a party and party
scale.
MATTHYS AJ
JUDGE
(ACTING) OF THE HIGH COURT
GAUTENG
DIVISION, PRETORIA
I agree and it is so
ordered
MOOKI J
JUDGE OF THE HIGH
COURT
GAUTENG
DIVISION, PRETORIA
Appearance
:
On
behalf of the Applicant:
Adv A
A Basson
On
behalf of the Respondent:
Damons
Magardie Richardson Attorneys
[1]
Act
53/1979
[2]
C
Botha
J and R D Claasen J granted the striking order.
[3]
Law
Society of the Northern Provinces Incorporated as the Law Society of
the Transvaal
[4]
Messrs.
Hahn & Hahn
[5]
It
should be noted that the papers founding the 2005 striking
application by the then Law Society, are incorporated in the
applicant’s
founding affidavit in this re-admission
application.
[6]
The
disciplinary committee’s written reasons for its findings are
incorporated in the applicant’s founding affidavit
for
purposes of this re-admission application.
[7]
Act
28/2014
[8]
Law
Society, Transvaal v Behrman
1981 (4) SA 538
(A) at 540E-G;
Swartzberg v Law Society of Northern Provinces
[2008] ZASCA 36
;
[2008] 3 All SA 438(SCA)
; 2008(5) SA 322 (SCA) at para [18]
[9]
Johannesburg
Society of Advocates and Another v Nthai and Others
2021 (2) SA 343
(SCA) ; Kudo v Cape Law Society
1972 (4) SA 342
(C) at 345H-346A
[10]
The founding affidavit
comprises 136 pages with 273 paragrahs
[11]
Both
her parents, were alcoholics
[12]
Character
defects refers to personality traits or behavioural patterns that
are harmful, unethical, or unprofessional eg. dishonesty,
irresponsibility, or untrustworthiness.
[13]
Swartzberg
v Law Society, Northern Provinces
[2008] ZASCA 36
;
2008 (5) SA 322
SCA para 22
[14]
Former
client who levelled a
complaint with the Law Society
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