Case Law[2023] ZAGPPHC 633South Africa
Leuvennink v South African Civil Aviation Authority and Others (2022/12875) [2023] ZAGPPHC 633 (31 July 2023)
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## Leuvennink v South African Civil Aviation Authority and Others (2022/12875) [2023] ZAGPPHC 633 (31 July 2023)
Leuvennink v South African Civil Aviation Authority and Others (2022/12875) [2023] ZAGPPHC 633 (31 July 2023)
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sino date 31 July 2023
FLYNOTES:
PAIA – Civil Aviation Authority – Airplane crash
records – Access refused when sought by
wife of
deceased pilot – Seeking to establish cause of accident –
Reasons that records not in possession and
due to regulations and
aviation convention – International agreement and prejudice
to international relations –
CAA relying on bald generalised
references to exemptions without laying a fundamental basis for
reliance thereon –
Ordered to make records available –
Promotion of Access to Information Act 2 of 2000
.
REPUBLIC
OF SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
DIVISION, PRETORIA
CASE NO: 2022/12875
1.
REPORTABLE: NO
2.
OF INTEREST TO OTHER JUDGES: NO
3.
REVISED: YES
DATE:
31 July 2023
In
the matter between:
HENDRINA
MARIA MAGDALENA LEUVENNINK
Applicant
and
THE
SOUTH AFRICAN CIVIL AVIATION AUTHORITY
1
st
Respondent
N
NARAINDATH
2
nd
Respondent
THE
MINISTER OF TRANSPORT
3
rd
Respondent
XCALIBUR
RESOURCES (PTY)
LTD
4
th
Respondent
________________________________________________________________________
JUDGMENT
K
STRYDOM, AJ
Introduction:
1)
As with Romulus and Remus, the acronyms
“PAIA” and “PAJA” sound confusingly similar.
However, despite being
borne of the same mother, they are individuals
in their own right. Confuse or conflate the two and you will get the
tail-end of
the story, an incorrect interpretation of the law or an
oddly named city in Italy.
2)
In an opposed application for access to
records in terms of the Promotion of Access to Information Act 2 of
2000 (“PAIA”),
both the Applicant (to a lesser) and the
Respondent (to a greater extent) laboured under the incorrect
impression that they were
in Court for a review application. This
fundamental error had an exponential ripple effect that greatly
complicated and conflated
the issues.
3)
Typing applications in terms of PAIA as
“applications for review”, is a dangerous misnomer,
which, from the outset places
such applications in the wrong context.
As will become evident in this judgment, context is everything.
4)
Whilst
the Court naturally has to review (in the normal grammatical sense)
the refusal of the information officer, it does not do
so as a Court
of review (in the legal sense).
5)
As
explained by Ngcobo CJ in
President
v M&G
(2011 CC), in proceedings under PAIA, a Court does not conduct a
review of the refusal of access to information but ‘
decides
the claim of exemption from disclosure afresh, engaging in a de novo
reconsideration of the merits’
.
[1]
This was a reiteration of the view of the Supreme Court of Appeal, in
the same matter, the previous year:
[12]
The proceedings that are contemplated by s 78(2) are not a review of
or an appeal from the decision of the information officer
or the
internal appeal. They are original proceedings for the enforcement of
the right that the requester has….
[2]
Background
6)
On the 4
th
of February 2021, the Applicant’s husband was involved in a
fatal accident while piloting an airplane belonging to the fourth
Respondent. The first Respondent investigated the accident and
published a final report. The Applicant thereafter appointed two
experts who agree that the first Respondent’s report lacked
certain relevant information necessary to establish the cause
of the
accident. For purposes of this application, it is only necessary to
note that all investigations done thus far, differ on
the exact cause
of the accident. One of the Applicant’s experts has advised
that he requires the following records from the
first Respondent, to
enable him to provide a final report:
a)
All correspondence recorded between the
pilot of ZS-XAT and the pilot of ZS-XAS from take off until the time
of the crash including
recordings from ground control, tower control
and air control;
b)
ATNS Radar Plot/s relating to ZS-XAT and
ZS-XAS from the day of the accident;
c)
Detailed weather reports relating to the
day of the accident;
d)
Transcripts of the communication/s
between ZS-XAT and ZSXAS and between both aircraft and the respective
control towers L/ATNS;
e)
Witness Statements relating to and
considered towards determining the final conclusion/s of AIID
Investigation;
f)
Accident Site and other photographs used
for the AIID Investigation;
g)
Detailed accident site plots showing the
locations of each part;
h)
Engine OEM teardown report Vector P&W;
i)
Post-accident control surfaces Service
Ability Inspection Report; and
j)
Human Factors Analysis Report
7)
There is no dispute that that the
Applicant properly applied for access to these records in terms of
PAIA and that access was refused
by the second Respondent, the deputy
information officer of the first Respondent. (The third and fourth
Respondent’s having
been added as interested parties only, the
reference to “Respondent” forthwith is a reference to the
first Respondent
or the second Respondent, as the case may be, in
context of such a reference.)
8)
In its refusal letter, the Respondent
relies on regulation 12.04.6 of part 12 of the South African Civil
Aviation Regulations of
2011 ("SACARS"), which States that
certain records
"…shall
not be made available for purposes other than accident or incident
investigation, unless a Court of law determines
that the disclosure
or use outweighs the likely adverse domestic and international impact
such action may have on that or future
investigation, taking into
account all applicable law.
.."
(“the weighing test”)
9)
The refusal letter goes further to
inform the Applicant
"... that
in terms of section 25(3)(c)
[of
PAIA]
you have the right to lodge an
application with a Court to
review
this decision within a period of 30 days
."
10)
The reference to “review” in
the refusal letter is of the Respondent’s creation, as section
25(3)(c) of PAIA makes
reference to an “application” to
Court. In fact, PAIA makes reference to “review” only
once and then only
regarding parliament’s obligation to review
Section 87, which deals with transitional provisions. Even
then, the reference
to review is in the normal grammatical sense and
not the legal sense.
Prayers
in terms of the notice of motion
11)
Having been so advised by the
Respondent, the Applicant duly brought this application requesting
that the refusal be “
reviewed
and set aside
”
"...
in terms of the provisions
of section 25(3)(c)..
."of PAIA.
12)
The Court is also requested to order
that the first and second Respondents provide the records within 15
days.
13)
An alternative prayer, for an order that
the records be made available in terms of the provisions of
regulation 12.04.6 of part
12 of SACARS, is also included (“the
alternative prayer”).
Preliminary
challenge by Respondent: Incompetency of an application ito PAIA
14)
The
Respondent, in its answering affidavit (dated 16 September 2022),
alleged that it was not competent for the Applicant to bring
this
application in terms of PAIA, that the refusal constituted
administrative action and that, as such, the Applicant should have
approached the Court in terms of the provisions of the Promotion of
Administrative Justice Act 3 of 2000 ("PAJA").
[3]
It further argued that, insofar as PAJA might not apply, the
Applicant should have brought the application under the principle
of
legality.
[4]
15)
The Respondent argued that the refusal
is lawful as the requested records are exempt from disclosure in
terms of section 41 of PAIA.
Therefore, as the Applicant has not
demonstrated that the decision is unlawful, it cannot be “reviewed”.
16)
With regards to the alternative prayer,
in terms of regulation 12.04.6 of part 12 of SACARS, the Respondent
argued that this Court
is only empowered to make a determination in
terms of the weighing test provided for in the regulation. It further
submitted that
the Applicant has not provided the Court with
sufficient legal or factual information upon which it can make such a
determination.
17)
The
aforementioned remained the contentions of the Respondent, as per its
heads of argument, despite the Applicant, in her replying
affidavit,
directing the Respondent’s attention to Section 1(hh) of PAJA
which specifically States that the provisions thereof
do not apply to
decisions taken in terms of PAIA.
[5]
18)
It was only on the day of hearing that
counsel for the Respondent, quite rightly, conceded that the
application could not be have
been brought in terms of PAJA given
these provisions.
19)
In
view of this concession, Counsel amended the Respondent’s
argument, but persisted with the view that the application is
incompetent. The amended argument is premised on the fact that the
notice of motion refers to a review under section 25(3) of PAIA,
whereas applications to Court are regulated in terms of section 78.
Because of the reference to the incorrect section (or so the
argument
goes), the application is not properly before this Court in terms of
PAIA.
20)
As PAIA is specifically excluded from
the operations of PAJA, Counsel submitted that the Applicant should
therefore have brought
the application as a review under the legality
principle.
As
she had failed to do so, the application stands to be dismissed.
Evaluation
of Respondent’s (amended) challenge
21)
In
Garvas
[6]
it was Stated is that “
ours
is a ‘never again’ Constitution: never again will we
allow the right of ordinary people to freedom in all its forms
to be
taken away
.”
22)
PAIA forms part of the body of "never
again" legislative instruments that are the direct embodiment of
the protection
of the freedoms so guaranteed. Its primary objective
is to give effect to right of access to information as entrenched in
Section
32 of the Constitution.
23)
Its
nature as a proverbial “champion of the people” is
evidenced by Section 2 which requires that, when interpreting
a
provision of the Act every Court must prefer a reasonable
interpretation consistent with the objects of the Act over any
alternative
interpretation inconsistent with these objects.
24)
Seen within this context, it should be
self-evident that the objection based on the, supposedly, incorrect
section referred to in
the notice of motion is contrived and overly
technical. Section 25 of PAIA references the duty of a public body
refusing access
to records, to inform an Applicant of his/her
right to apply to Court, whereas section 78 (and onwards) regulates
the conduct
of such an application. Regardless of the section, PAIA
does not cater for different types of applications governed by
different
sections. The argument that the reference to section 25
(instead of section 78) resulted in the Respondent not knowing what
case
it is called upon to meet is therefore disingenuous.
25)
Similarly, the argument that the
Applicant is bound to the grounds for “review” as set out
in section 25, is nonsensical
and seems to be based on an
amalgamation of principles relating to reviews brought in terms of
PAJA with applications brought in
terms of PAIA.
26)
Whilst PAJA may list several grounds for
review, PAIA's only “ground” for bringing an application
is that there was
a procedurally compliant request for access, which
was refused and that internal remedies have been exhausted (if
applicable).
As Stated in
De Lange &
another v Eskom Holdings Ltd & others
:
“…
the requester does not
need to explain why it seeks the information, let alone why it
requires it for the exercise of its rights.
In
terms of s 11(1) of PAIA a requester of information is entitled to
the information requested from a public body
as long as it has complied with the procedural requirements set in
that Act and as long as none of the grounds of refusal are
applicable
.
Those
grounds of refusal are set out in Ch 4 of Part 2 of the Act.”
[Underlining my own].
27)
Following questions posed by the Court,
counsel for the Respondent admitted that, had the Applicant not made
specific reference
to Section 25 and merely termed this application
“an application in terms of PAIA,“ there would not have
been a challenge
to the competency of the application and relief
sought under PAIA. This is illustrative of how overly technical this
challenge
was.
28)
It is accordingly held that the
application brought (insofar as it is an application for access to
records), in terms of PAIA, is
competently before this Court.
29)
Although this finding renders the
argument, on the applicability of the principle of legality in the
context of PAIA applications,
moot for purposes of the preliminary
challenge, it also underscored a large portion of the Respondent’s
argument on the merits
of the application and therefore necessitates
comment
.
30)
The
doctrine of subsidiarity, as recognised in, for instance,
Bato
Star
[7]
,
prohibits a litigant from indirectly enforcing and protecting a
Constitutional right against infringement by means of the common
law
where there is legislation in place that gives effect to the right in
question. It is only where the legislation does not give
effect to
the right or makes no provision for it, that the common law (in the
case of administrative action - the doctrine of legality)
may be
invoked. To hold otherwise would be contrary to the notion of a
single system of law as endorsed by the Constitutional Court
in
Pharmaceutical
Manufacturers.
[8]
31)
Within
the context of PAJA, the principle of legality is relied upon where
the exercise of power does not fall within the limited
scope of
administrative action as defined by the act, but nonetheless affects
the rights of parties. The principle is based on
the rule of law
position that "
the
exercise of public power is only legitimate where lawful
"
[9]
as now enshrined in S33 of the Constitution. In such cases the
provisions of section 33 of the Constitution are relied upon directly
to review such an exercise of power. To this extent the principle of
legality operates as “…
a
backstop or safety net …
”
[10]
for instances where PAJA does not apply.
32)
This does not mean that, as PAJA does
not apply to decisions made in terms of PAIA, parties can review a
refusal of access to information
with direct reference to Section 32
of the Constitution on the basis of legality. Such an argument
misconstrues PAIA as a subordinate
of PAJA, instead of recognising
that PAIA stands on equal footing to, and distinct of, PAJA.
Essentially, once the right to be
enforced is one as expressed by
section 32 of the Constitution, PAIA is applicable, without any
reference to PAJA.
33)
The
majority finding in
My
Vote Counts NPC v Minister of Justice and Correctional Services and
Another
[11]
makes it clear that our Courts have not developed a justiciable
principle akin to legality within the context of access to
information.
Should it do so, such a principle, having its genesis in
access to information as opposed to fair administrative action,
would,
in any event, stand apart from the principle of legality. Such
a principle, were it to be developed, could for instance be referred
to as “the principle of transparency.”
[12]
34)
Even
before the decision in
My
Vote Counts
,
this Court endorsed the applicability of the subsidiary theory in the
context of access to information. In the matter of
Kerkhoff
v Minister of Justice and Constitutional Development and Others
,
[13]
where the Applicant sought to rely directly on section 32 of the
Constitution as the basis for his review, Southwood J (in
approving of the finding in
Institute
for
Democracy
in South Africa v ANC
[14]
),
Stated
that “…
.‘s
32 of the Constitution provides the underlying basis for and informs
the rights contained in PAIA, but that the section
itself is subsumed
by PAIA, which now regulates the right of access to information’;
that parties must assert the right
via the Act and therefore that s
32 is not capable of serving as an independent legal basis or cause
of action for enforcement
of rights of access to information where no
challenge is directed at the validity or Constitutionality of any of
the provisions
of PAIA.”
35)
In the present matter, the fallacy of
the Respondent's argument is two-fold: It assumes that, in cases of
access to information,
there is an alternative review remedy
available based directly on section 32 of the Constitution.
Stemming from this, it
then assumes that such a review would be based
on the principle of legality and would therefore place a burden on
the Applicant
to prove unlawfulness.
36)
This line of flawed reasoning pervaded
most of the contentions by the Respondent on the merits of the
application with countless
references to the necessity for the
Applicant to prove the unlawfulness of the refusal.
37)
Given that it has already been found
that the principle of subsidiarity places the application squarely
within the ambit of PAIA,
arguments related to requirements under
PAJA or legality, will not be pertinently addressed in assessing the
merits of the application.
The
merits of the application
Onus
38)
In
terms of PAIA, the burden is on the party refusing access to provide
sufficient evidence for a conclusion, on the balance of
probabilities, that the record in question falls within the
description of the statutory exemption it seeks to claim.
[15]
39)
On the day of hearing, I enquired from
the parties whether the Respondent is a public or a private body, as
this had not been pertinently
raised in the papers. After some
queries regarding the relevance of this, counsel for the Respondent
submitted that the Respondent
is a public body. This determination is
highly relevant when the Court has to establish whether the Applicant
has discharged her
onus in terms of PAIA. Section 11, which deals
with public bodies, requires only that the Applicant meet the
procedural requirements
of PAIA. Once she has so complied, the
Respondent is obligated to provide the records, unless it can prove
that such a record is
exempt from disclosure in terms of PAIA.
Had the Respondent been a private body, the Applicant would also have
had to show
that the information requested is required ‘
for
the protection of any rights’
in terms of Section 50.
40)
It not being in dispute that the
Applicant complied with the procedural requirements of PAIA and the
Respondent’s counsel
having confirmed that no issue will be
raised regarding the exhaustion of internal remedies, the onus then
shifted to the Respondent
to prove that the requested records are
exempt from disclosure by virtue of statute.
41)
Regarding
the sufficiency of proof, the Constitutional Court, in 2011, in
President
of the Republic of South Africa and Others v M & G Media Ltd
(“
President
v M&G (2011 CC)
”)
held that it is not sufficient for the Respondent to merely recite
the wording of the statutory exemption relied upon
[16]
and laid down the following principles:
a)
“
Affidavits
must subscribe the justification for non-disclosure with reasonably
specific detail for the requester of information
to be able to mount
an effective case against the agency's claim for exemption
.”
[17]
b)
“
The
affidavits for the State must provide sufficient information to bring
the record within the exemption claimed. This recognises
that access
to information held by the State is important to promoting
transparent and accountable government, and people's enjoyment
of
their rights under the Bill of Rights depends on such transparent and
accountable government
.”
[18]
Respondent’s
justifications for refusal of access
42)
Despite the refusal letter proffering
only the provisions of part 12 of SACARS as reasons for refusing
access to the records, the
Respondent, in its answering affidavit
expanded its reasons for refusal.
43)
The Respondent States that the following
documents do not exist and/or are not in its possession:
a)
The “Post-accident control
surfaces Service Ability Inspection Report” does not exist and
the Respondent is not in possession
thereof.
b)
The “Human Factors Analysis
Report” does not exist and the Respondent is not in possession
thereof.
c)
The “Detailed accident site plots
showing the locations of each part” is not in the possession of
the Respondent.
44)
Regarding the remainder of the records,
the Respondent, States that it relies on the provisions of section
41(1)(a)(iii) and s41(1)(b)(iii)
of PAIA for the refusal to provide
the requested records. The sections provide that access to a record
may be refused if the disclosure
thereof:
a)
“…
could
reasonably be expected to cause prejudice to the international
relations of the Republic
[19]
”
or
b)
“…
would
reveal information required to be held in confidence by an
international agreement."
[20]
Evaluation
of records refused as not in existence and/or in possession of
Respondent
45)
In the answering affidavit the
Respondent makes a bald averment that the “Post-accident
control surfaces Service Ability Inspection
Report” and the
“Human Factors Analysis Report” do not exist, as “the
type of investigation conducted by
the Civil Aviation Authority did
not require information that would have resulted in the reports
sought.” No further information
is supplied.
46)
In
the matter of
Treatment
Action Campaign v Minister of Correctional Services and Another
,
[21]
the Court evaluated the sufficiency of such an averment in an
affidavit with reference to the provisions of S 23 of PAIA, which
States that: “
The
affidavit or affirmation referred to in subsection (1) must give a
full account of all steps taken to find the record in question
or to
determine whether the record exists, as the case may be, including
all communications with every person who conducted the
search on
behalf of the information officer
.’
47)
When held up to the standard of this
section, it is self-evident that the answering affidavit is wholly
insufficient. It contains
no information regarding a search done for
the records or enquiries made as to the existence of the records. The
deponent, being
the deputy information officer, does not State how
she came to the expert determination that the type of investigation
done does
not require the reports, nor is there confirmation from the
duly qualified person from whom she received this information to this
effect.
48)
Similarly,
with regards to the averment that the Respondent is not in possession
of these reports and the “Detailed accident
site plots showing
the locations of each part”, the affidavit does not meet the
requirements as espoused in
President
v M&G (2011 CC)
.
In this regard it is noted that for purposes of PAIA, references to
“documents” include document in the “possession
or
control”
[22]
of the
public body. Section 20 provides for the procedure to be adopted in
cases where documents cannot be found or are not in
existence. The
Respondent has, for example, not addressed these procedures in the
answering affidavit.
49)
The Respondent has accordingly provided
insufficient information to bring these three records within the
ambit of the exemptions
claimed.
Evaluation
of refusal ito Section 41(1)(a)(iii): “
prejudice to the
international relations”
50)
Despite the inference the Respondent
wishes the Court to draw, the provisions of section 41 of PAIA are
not absolutely prohibitive.
Section 41(1)(a)(ii) provides that the
information officer of a public body
may
refuse a request for access to record.
The Respondent therefore not only needs
prove that the requested record falls under the section’s
exemption provision, but
also needs to provide reasons why, in the
exercise of its discretion afforded by the section, it decided to
refuse the Applicant
access to the requested records.
51)
Section 41(2)(g) and (h) describes the
type of information that may cause prejudice to international
relations as, for instance,
the positions adopted or to be adopted by
South Africa or another State or international organisation in
international negotiations
or the content of diplomatic
correspondence. Whilst this is not an exhaustive list, the nature of
the exemption can be gleaned
from these examples: the exemption
pertains to information or records held that, by their nature should
remain secret, lest they
impact future negotiations or diplomatic
relations with other States. The Respondent has provided no
information showing how divulging
records to enable the Applicant to
find out the cause of her husband’s death, would influence the
Republic’s relationships
or negotiating powers on a global
level.
Evaluation
of refusal ito Section 41(1)(a)(iii) of PAIA: “
international
agreement
”
52)
The
Respondent argues that, as South Africa is a party to the
Convention
on International Civil Aviation
("the Convention") of the International Civil Aviation
Organisation ("ICAO"), it is prohibited by the Convention
from disclosing the requested information. Annex 13 clause 5.12 of
the Convention
[23]
provides
that: “
the
State conducting the investigation of an accident or incident shall
not make the following records available for purposes other
than
accident or incident investigation, unless the competent authority
designated by that State determines, in accordance with
national laws
and subject to appendix 2 and 5.12.5, that their disclosure or use
outweighs the likely adverse domestic and international
impact such
action may have on that or any future investigation:…”
53)
These provisions have been incorporated
into part 12 of the South African
Civil
Aviation Regulations
,2011
(“SACARS”). The Respondent argues that it is therefore
prohibited by international agreement, as well as domestic
law, from
providing the records requested by the Applicant.
54)
In
developing this argument, reliance is placed on section 231 of the
Constitution which provides that any international agreement
becomes
law in the Republic when it is enacted into law by national
legislation. It is argued that the Court can therefore not
lawfully
grant an order would contravene the Convention and section 41 of
PAIA, without the Applicant bringing a Constitutional
challenge to
the “…
validity
of section 41 of PAIA, the Convention and part 12 of the Civil
Aviation Regulation
.”
[24]
55)
This argument is based on the assumption
that the provisions of the Convention's Annex 13 are binding on
ratifying States and that
the obligation in terms thereof is one of
non-disclosure of records.
56)
This
assumption misconstrues both the nature of the Annexes in general, as
well as the duties of the rectifying States in terms
thereof. In
terms of Article 37 of the Convention, ratifying States:”
…
undertake
to collaborate in securing the highest practicable degree of
uniformity in regulations, standards, procedures and organisation
in
relation to aircraft...
“
[25]
57)
To
this end ICAO has adopted, and amends from time to time,
international standards and recommended practices and procedures
dealing
with 11 prescribed matters and such other matters concerned
with the safety, regularity and efficiency of a navigation as may
from
time to time be appropriate. These are known as the Annexes to
the Convention.
[26]
58)
Annex
13 is borne from article 26 of the Convention which obliges ratifying
States to conduct an enquiry into aircraft accidents.
The foreword to
the Annex however makes it clear that ICAO adopted a resolution
recognising that parties may deviate, in terms
of article 38 of the
Convention from the provisions of Annex 13, save for the explicit
provisions contained in article 26.
[27]
Article 26 does not contain any reference to the accessibility of
records.
59)
The duty is therefore not on States to
not disclose such information, but rather to incorporate the
recommendations as per the Annex
into their national legislation, in
order to achieve uniformity of regulation of civil aviation, as per
Article 37.
60)
By incorporating the provisions of Annex
13 into 12 of the SACARS, South Africa has complied with its
obligations under the Convention
and Annex 13.
Put differently, South Africa does not
have an obligation, in terms of the international agreement, to not
disclose records to the
Applicant- it had a duty to bring its own
regulations pertaining to disclosure in line with that of Annex 13,
insofar as possible,
within the confines of its own regulatory
system. If those domestic procedures fell foul of the provisions of
Annex 13, ICAO should
have been notified in terms of Article 38.
There is no obligation of non-disclosure
vis-à-vis
the Applicant and resultantly her right of access is not impeded by
the exemption as per Section 41(1)(b)(iii) of PAIA.
61)
The Respondent has also argued that, as
the provisions of Annex 13 have been incorporated into national
legislation by way of part
12 of SACARS, the disclosure is also
prohibited under Section 41 of PAIA.
62)
It is doubtful whether the provisions of
domestic legislation (even when informed by international agreements)
could be regarded
for purposes of exemption from disclosure under
Section 41 of PAIA (which deals with
international
obligations). Regardless, even if such an interpretation is accepted,
Section 5 of PAIA makes it clear that it applies to the exclusion
of
“…
any provision of any
other legislation that prohibits or restricts the disclosure of
record of a public or private body and is materially
inconsistent
with object or specific provision of the Act
.”
63)
As such, the provisions of PAIA prevail
and this Court is therefore not bound to the provisions of SACARS or
the Convention (insofar
as direct incorporation may be argued) where
such provisions are materially in conflict with the provisions of
PAIA.
64)
Furthermore, even if the Convention,
Annex 13 or SACARS created an international obligation for purposes
of Section 41(1)(a)(iii),
no information was provided to enable the
Court to determine whether the requested records fall within the
ambit of Annex 13 and
whether the Respondent applied its mind in
accordance with the discretion afforded to it in terms of section
41(1).
65)
The Respondent, in relying on the
exemption, deals with the requested records
en
bloc.
This approach does not comply
with the requirements as per
President
v M&G (2011 CC)
The
lackadaisical approach of the Respondent is evidenced, for instance,
by the request for “detailed weather reports relating
to the
day of the accident”. This record is also refused based on the
provisions of Annex 13 or part12 of SACARS, despite
neither
instrument listing it as a prohibited record. Counsel for the
Respondent took umbrage against this being pointed out by
the Court,
as, in his view, this was not part of the Applicant’s case.
This is an incorrect interpretation of evidentiary
burden on the
Respondent in terms of PAIA. Given that the onus is on the Respondent
to justify the refusal of access to the record,
it is the duty of the
Respondent to sufficiently canvas its reason for refusal of, for
instance, this specific record.
The
relief sought
66)
I am, however, in agreement with the
Respondent’s submissions regarding the alternative prayer based
on SACARS. Had the Applicant
wanted relief in terms of the
provisions
of regulation 12.04.6 of part 12 of SACARS, it would have had to
place information before the Court to enable it to perform
the
weighing test described above. In that event, the Court could, at
most, have declared that “..
the
disclosure or use outweighs the likely adverse domestic and
international impact such action may have on that or future
investigation…”
67)
However, the Respondent’s
objections to the relief sought under PAIA were based on principles
applicable in PAJA or legality
reviews, such as, for instance the
need for exceptional circumstances to be proven before a Court can
substitute its decision for
that of the public body. I do not intend
to deal with each of the objections in light of my previous findings
on the inapplicability
of PAJA or legality principles in PAIA
applications.
68)
PAIA itself provides what can or cannot
be granted. Section 82 of PAIA empowers the Court to make
any decision is deems just and
equitable, including orders setting aside the decision, orders
requiring the Respondent to “
..take
such action…as the Court considers necessary
..”,
interdicts, declarators and even orders pertaining to compensation.
Finding
69)
The Court is called upon to decide
whether the Respondent has proven that the record requested falls
within the ambit of the exemption
relied upon. If not, the default
position under PAIA prevails and access to records held by public
bodies must be granted.
70)
As set out above, the Respondent has
failed to prove that any of the records are exempted from production
in terms of PAIA. The
order, in general, therefore reflects the
default position. However, as Section 82 provides for flexibility of
approach where in
the interest of justice and, as the Court cannot
order an impossibility, the order provides for instances where it is
alleged that
records do not exist or are not in the possession of the
Respondent.
Costs
71)
From the outset, the Respondent opposed
this application based on an erroneous reliance on PAJA and the
principle of legality. The
deponent to the answering affidavit, being
the deputy information officer, laboured under the misapprehension
that PAIA does not
provide a mechanism for her decision to be
appealed to Court. Even though it is confounding that the information
officer, who presumably
should be
au
fait
with the provisions of PAIA,
was unaware of the provisions of section 87, the opposition at that
stage might have been forgivable
on the basis of
bona
fide
ignorance.
72)
However, once the replying affidavit,
indicating the non applicability of PAJA ito of S11 thereof, was
served, in November 2021,
reliance on such ignorance could no longer
justify the opposition. Instead of reassessing its position and
filing papers to amend
or supplement its arguments, it proceeded
headstrong with the position as stated in the answering affidavit.
It was only
on the date of trial, that counsel conceded that
their objection is simply unsustainable. Despite this concession, as
evidenced
above, the argument presented to Court was still permeated
with principles that resort under PAJA or legality reviews and the
Respondent
persisted with placing the burden on the Applicant to
prove unlawfulness. It also sought to limit the powers of this Court
by referencing
the need for “special circumstances” to be
proven before the Court could “substitute” its decision
for
that of the information officer.
73)
The Respondent made no attempt to comply
its obligations in terms of PAIA and relied on bald generalised
references to the exemptions,
without laying a fundamental basis for
the reliance thereon. In the instance of the weather reports, the
exemption relied upon
was nonsensical.
74)
I echo the sentiments expressed by
Southwood J, in awarding costs on the scale as between attorney and
own client, in
Treatment Action
Campaign
:
“
It is
disturbing that the first Respondent has relied on technical points
which have no merit and instead of complying
with its
Constitutional obligations has waged a war
of attrition in the Court. This is not
what is expected of a
government minister and a State department. In my view their
conduct is not only inconsistent with
the Constitution and PAIA but
is reprehensible.”
75)
However, I am mindful of the fact that
the Applicant, in framing her relief in prayer 1 of the notice of
motion, contributed to
the conflation of issues. Furthermore, the
Applicant did not, in the notice of motion or in Court, seek costs on
a punitive scale.
76)
The notice of motion prays for an order
against the first and second Respondents. The second Respondent is
cited in her personal
capacity. No case has been made out that would
elevate her conduct to the a level of
mala
fides
that would attract
personal liability for costs.
77)
The Applicant requests the costs of two
counsel premised on the technical nature of the Respondent’s
objection based on the
Convention. Having also wrestled with the
Convention and the Annexes thereto in preparation of this judgment, I
agree with the
Applicant on this point.
78)
I, therefore, make the following order:
ORDER
1.
The Respondent is ordered to make the
following original records available for inspection by the Applicant
or her representatives
or any experts appointed by her and to furnish
clear copies thereof to the Applicant within 15 business days of this
order:
a.
All correspondence recorded between the
pilot of ZS-XAT and the pilot of ZS-XAS from take off until the time
of the crash including
recordings from ground control, tower control
and air control;
b.
ATNS Radar Plot/s relating to ZS-XAT and
ZS-XAS from the day of the accident;
c.
Detailed weather reports relating to the
day of the accident;
d.
Transcripts of the communication/s
between ZS-XAT and ZSXAS and between both aircraft and the respective
control towers L/ATNS;
e.
Witness Statements relating to and
considered towards determining the final conclusion/s of AIID
Investigation;
f.
Accident Site and other photographs used
for the AIID Investigation;
g.
Engine OEM teardown report Vector P&W;
2.
The Respondent shall within 15 business
days of this order take all reasonable steps to find or determine the
existence of the following
records:
a.
Detailed accident site plots showing the
locations of each part;
b.
Post-accident control surfaces Service
Ability Inspection Report; and
c.
Human Factors Analysis Report
3.
In the event that a record as per 2
above, is under the control of the Respondent, but not in its
possession, the Respondent shall
within 15 business days of this
order obtain the record from the person, entity or body in whose
possession it is and make the
original record available for
inspection by the Applicant or her representatives or any experts
appointed by her and furnish clear
copies thereof to the Applicant.
4.
In the event that a record as per 2
above do not exist, the Respondent shall within 15 business days of
this order:
a.
Furnish the Applicant with an affidavit
for each record it claims does not exist, deposed to by its Chief
Information officer, or
if not possible, its deputy information
officer, setting out a full account of all steps taken to determine
whether the record
exists and the basis for the conclusion that the
record does not exist, including all communications with every person
on whose
advice it was determined that the record does not exist.
b.
Confirmatory affidavits from each person
referred to in the affidavit as per 3a above.
5.
In the event that a record, as per 2
above, is not in the possession or under the control, of the
Respondent, but is in the possession
of another public body, the
Respondent shall, within 15 business days of this order:
a.
Comply with the procedures as set out in
Section 20
of the
Promotion of Access to Information Act, and
b.
Furnish the Applicant with an affidavit,
for each record not in its possession or under the control, deposed
to by its Chief Information
officer, or if not possible, its deputy
information officer, setting out a full account of all steps taken to
comply with
Section 20
of the
Promotion of Access to Information Act
and
indicating which public body is in possession of the record,
including all communications with every person such requests were
sent to.
6.
The Respondent is ordered to pay the
costs of the Applicant on a party and party scale, including the
costs of two counsel.
K
STRYDOM
ACTING
JUDGE OF THE HIGH COURT
OF
SOUTH AFRICA GAUTENG
DIVISION,
PRETORIA
Date
of hearing: 12 April 2023
Judgment
delivered: 24 July 2023
Amended: 31 July 2023
Appearances:
For
the Applicant:
Adv
A Maré
Instructed
by:
ML
Schoeman attorneys,
892
Leymanni Street,
Montana,
Pretoria
For
the First and Second Respondents:
Adv
K Tsatsawane SC
Instructed
by:
Seanaego
Attorneys Inc
Block
B, 1
st
floor Suite C
Kyalami
business park
Midrand
[1]
President
v M&G (2011) CC
at para 13-14
[2]
The
President of RSA v M & G Media
(570/10)
[2010] ZASCA 177
(14 DECEMBER 2010)
[3]
First and Respondent’s answering affidavit para2.2 - Case
Lines 007-6
[4]
First and Respondent’s Heads of argument paras 2.4 to 2.0 -
Case Lines 012-51 to 012-55
[5]
Applicant’s replying affidavit para 12 Case Lines 011-4
[6]
South
African Transport and Allied Workers Union and Another v Garvas and
Others
[2012] ZACC 13
; 2013 (1)SA 83 (CC) para 63
[7]
Bato
Star Fishing (Pty) Ltd v Minister of Environmental Affairs and
Tourism and Others
2004 (4) SA 490 (CC)
[8]
Pharmaceutical
Manufacturers Association of South Africa and Another: In re Ex
Parte President of the
Republic
of South Africa and Others
[2000] ZACC 1
,
2000 (2) SA 674
(CC),
2000 (3) BCLR 241
(CC) (‘Pharmaceutical Manufacturers’)
at para 45
[9]
Fedsure
Life Assurance Ltd. and Others v Greater Johannesburg Transitional
Metropolitan Council and Others
(328/97)
[1998] ZASCA 14
;
1998 (2) SA 1115
(SCA) at paras 56 and 59
[10]
C Hoexter ‘
The
Enforcement of an Official Promise: Form, Substance and the
Constitutional Court
’
(2015) 132 South African Law Journal 207
(‘Enforcement’),
219.
[11]
My Vote
Counts NPC v Minister of Justice and Correctional Services and
Another
(CCT249/17)
[2018] ZACC 17
;
2018 (8) BCLR 893
(CC);
2018 (5) SA 380
(CC) (21 June 2018
[12]
Murcott and Van der Westhuizen: “
The
ebb and flow of the principle of legality: Critical Reflections on
Motau and My Vote Counts
”
Juta Constitutional Court Review (2015) 7 CCR 43 page 70
[13]
Kerkhoff
v Minister of Justice and Constitutional Development and Others
(2011 (2) SACR 109
(GNP)) [2010] ZAGPPHC 5; 14920/2009 (10 February
2010) para 17
[14]
Democracy in South Africa v ANC
2005 (5) SA 39
(C) para 17
[15]
Sections 11(1)
read with
Section 81(3)
of PAIA;
President
of the Republic of South Africa and Others v M & G Media Ltd
2012 (2) SA 50
(CC) (29 November 2011) para 23
[16]
President
of the Republic of South Africa and Others v M & G Media Ltd
2012 (2) SA 50
(CC) (29 November 2011) para 24
[17]
President
v M&G (2011) CC
at
para 18
[18]
President
v M&G (2011) CC
at para 24
[19]
Section 41(1)(a)(iii)
of PAIA
[20]
Section 41(1)(b)(iii)
of PAIA
[21]
Treatment
Action Campaign v Minister of Correctional Services and Another
(18379/2008)
[2009] ZAGPHC 10
(30 January 2009) para 31.5 (“Treatment
Action Campaign”)
[22]
Section 1
PAIA
[23]
ICAO
Annex
13 to the Convention: Aircraft Accident and Incident Investigation
[24]
Respondent’s Heads of Argument para 2.14 found at Case Lines
012-62
[25]
LAWSA, 2
nd
ed, 2
Part 1
par 37 referring to Article 37, read with arts
54(1) and 90 of the Convention
[26]
Article 37 of the Convention
[27]
ICAO
Annex
13 to the Convention: Aircraft Accident and Incident Investigation
,
Foreword:
Relationship between Annex 13 and Article 26 of the Convention, 2020
sino noindex
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