Case Law[2022] ZAGPPHC 219South Africa
A.N.M obo O.M v MEC for Health, Gauteng Provincial Government (21353/2018) [2022] ZAGPPHC 219 (23 March 2022)
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## A.N.M obo O.M v MEC for Health, Gauteng Provincial Government (21353/2018) [2022] ZAGPPHC 219 (23 March 2022)
A.N.M obo O.M v MEC for Health, Gauteng Provincial Government (21353/2018) [2022] ZAGPPHC 219 (23 March 2022)
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sino date 23 March 2022
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HIGH
COURT OF SOUTH AFRICA
(GAUTENG
DIVISION, PRETORIA)
(1)
REPORTABLE: NO
(2)
OF INTEREST TO OTHER JUDGES: NO
(3)
REVISED.
DATE
22 - 03 - 2022
CASE
NO: 21353/2018
In
the matter between:
M[....]
, A[....] N[....] obo
M[....]
, O[....]
Plaintiff
and
MEC
FOR HEALTH, GAUTENG PROVINCIAL GOVERNMENT
Defendant
JUDGMENT
HR
FOURIE, AJ
1.
The plaintiff sues in both her
personal capacity and in her
representative capacity as the biological mother and natural guardian
of the minor child, O[....] M[....]
.
2.
The plaintiff was admitted to the
Thelle Mogoerana Hospital (then
known as the Natalspruit Hospital) on 4 November 2012, for the birth
of her child.
3.
A female infant was delivered by
caesarean section at midnight on 6
November 2012 and was found to have suffered a hypoxic ischemic
injury. She suffers from spastic
quadriplegic cerebral palsy which
manifests in,
inter alia
, developmental delays, brain damage,
intellectual disability and a history of epilepsy.
4.
The plaintiff instituted a claim
against the defendant for the
recovery of damages suffered by her and the child as a result of the
alleged negligent conduct of the
medical practitioners and nursing
staff, who were all in the employ of the defendant and who attended
to the plaintiff when she was
pregnant and in labour with the then
unborn child, during the period 4 to 6 November 2012.
5.
The defendant is cited in her nominal
capacity and on the basis that
she is vicariously liable for the conduct of her employees who
performed their duties whilst within
the course and scope of their
employment.
6.
The plaintiff alleges,
inter alia
, that the aforesaid
employees were negligent in one or more of the following respects:
6.1.
They failed to monitor the plaintiff and the foetus’ condition
properly;
6.2.
The failed to monitor the plaintiff’s contractions and to observe
the foetal heartrate (“
FHR
”) of the then unborn child
every 30 minutes, or at all;
6.3.
They failed to monitor and trace the plaintiff’s contractions with
a cardiotocograph (“
CTG
”);
6.4.
They failed to plot a partogram;
6.5.
They failed to take precautions to guard against the occurrence of
a
foetal distress;
6.6.
They failed to measure and assess the size of the plaintiff’s
pelvis;
6.7.
They failed to perform a caesarean section operation immediately
after observing signs of foetal distress and when the plaintiff’s
cervix was fully dilated.
7.
The plaintiff alleges that these
omissions by the defendant’s
employees constitute a breach of the legal duty they had towards the
plaintiff and the child.
8.
The defendant admits the legal
duty of care owed by the doctors and
nursing staff at the hospital to the plaintiff and child, and pleads
that they rendered reasonable
care, treatment and advice under the
circumstances. The defendant further denied any negligence and
liability in her plea.
9.
Save for the closing arguments
which were presented in open court,
the trial was conducted on a virtual platform.
10.
At the commencement of the trial the issues of liability
and quantum
was separated in terms of Rule 33(4) and the matter proceeded on the
issue of liability only. The quantum of the plaintiff’s
claims was
postponed
sine die
.
The pre-trial conference:
11.
At the second pre-trial conference conducted on 20 July
2021, the
parties recorded the following issues as being common cause:
11.1.
The factual allegations to which I have made reference in paragraphs
1, 2, 3 and 5
above;
11.2.
During the plaintiff’s admission and the period she remained at the
hospital, the
employees of the defendant owed her and the child a
duty of care. There was an implied and/or tacit contract between the
plaintiff
and the defendant’s employees that the labour/birth will
be conducted according to reasonable acceptable standards and the
defendant’s
guidelines or protocols in order to give birth to the
child without any avoidable health conditions or complications
occurring;
11.3.
On her birth, the child was resuscitated by way of suctioning and
bagging, amongst
other things;
11.4.
At delivery, there was meconium
stained liquor present;
11.5.
The Apgar scores recorded after resuscitation were 7/10 and 8/10;
11.6.
The child’s neurological
impairments were caused
by
a
n intrapartum or
peripartum event;
[1]
11.7.
The correctness of the recordings and medical findings in the
hospital record (bundle
C) is a matter for evidence by the experts
and hospital staff who completed the record.
12.
The issues that were recorded as remaining in dispute
were the
following:
12.1.
The cerebral palsy suffered by the child is
as
a result of the negligent
conduct of the defendant’s
employees;
12.2.
The Apgar scores recorded at birth were not re-assuring or were not
congruent with
the condition of the baby after birth;
12.3.
There was a diagnosis of poor progress of labour and presence of
foetal distress;
12.4.
The labour of the plaintiff was prolonged;
12.5.
The child was diagnosed with birth asphyxia during/after labour;
12.6.
Hypoxic Ischemic Encephalopathy (“
HIE
”)
developed
after the delivery; and
12.7.
The labour of the plaintiff was conducted sub standardly.
Agreements between the
experts as per the evidence:
13.
During the course of the trial it transpired that the
parties’
respective experts were in agreement that:
13.1.
the second stage of the plaintiff’s labour was prolonged;
13.2.
poor progress in labour was diagnosed due to cephalopelvic
disproportion
13.3.
birth asphyxia was diagnosed shortly after the birth, as was foetal
distress;
13.4.
HIE was diagnosed after the delivery.
13.5.
The experts who testified in relation to the Apgar scores were in
agreement that the
scores were not congruent with
the
condition of the baby immediately after birth.
14.
The issues in dispute were further limited by the concession
made in
the closing argument of counsel for the defendant, Ms.
Montsho-Moloisane SC, that the only issue to be determined by the
court is causation. Prior thereto, the negligence of the defendant’s
employees was in dispute. It was now conceded that the
failure
of the medical staff to monitor the plaintiff and child in accordance
with the criteria in the Guidelines for Maternity Care
in South
Africa (2007) (“
the Guidelines”
), was substandard conduct
and admittedly negligent and wrongful.
The particulars of claim:
15.
The plaintiff’s particulars of claim is 21 pages long.
It is a
blatant exercise of an unselective “
copy and paste
”. A
number of allegations are unnecessarily repeated for no good reason
and it is replete of allegations which simply did not relate
to the
plaintiff’s case. By way of example, it is pleaded that:
15.1.
The employees of the
defendant failed to properly monitor the foetal growth
[2]
and to refer the plaintiff to a hospital for anti-natal sonar
tests;
[3]
15.2.
The nursing staff failed
to “
rupture her
membranes”
under
septic conditions;
[4]
15.3.
The plaintiff’s request (for a caesarean section) was turned down
and she was told
that the delivery would be by natural although her
previous delivery had been caesarean;
15.4.
The new-born was placed in
a caesarean ward instead of neonatal ICU.
[5]
16.
This renders the particulars of claim not only unnecessarily
long and
complicated but made it difficult for the court to understand the
plaintiff’s case and for the defendant to identify the
case it
actually had to meet. It is therefore perhaps not surprising that the
defendant responded with little more than a bald denial.
The amendment:
17.
In the defendant’s closing argument, reference was for
the first
time made to an amendment of the plea to include reliance on
a
so-called sentinel event of cephalopelvic disproportion as a defence.
18.
It transpired that:
18.1.
The defendant had delivered a notice of intention to amend its plea
on 13 July 2021;
18.2.
At the pre-trial on 20 July 2021, it was recorded in paragraph 3,
under the heading
“
Nature of Defendant’s Defence/Special
Plea
”, that “(
t)he defendant’s initial defence of a bare
denial has since been amended in terms of rule 28(1) notice,
subsequent to which the
amended pages were to be filed upon the
expiry of the dies stipulated.”
18.3.
The
dies
expired on 27 July 2021, without any objection by the
plaintiff;
18.4.
The defendant, however, did not effect the amendment in accordance
with Rule 28(5).
19.
Counsel for the defendant submitted that the recordal
in the
pre-trial minute was sufficient; that the subrule is permissive in
that a party wishing to amend “
may
” effect the amendment
by delivering the amended pages as contemplated in Rule 28(7), but
that such a party is not obliged to do
so in order for the amendment
to become effective.
20.
While Mr. Kunju, counsel for the plaintiff, submitted
that there was
no amendment, that the plaintiff had been entitled to assume that the
defendant did not have the evidence to support
the allegation and
decided not to proceed with the amendment, he conceded that the
envisaged defence had been dealt with in the evidence.
21.
Counsel were both unable to refer me to the evidence relating
to this
“
sentinel event
”. I did not understand it to be the
defendant’s case that once CPD was diagnosed, nothing could be done
to avoid the injury to
the foetus.
22.
I ruled that the notice of intention to amend had lapsed
due to the
defendant’s failure to effect the amendment, and that the purported
amendment did not form part of the pleadings.
23.
A party who is entitled to
amend by virtue of the other party’s failure to object, must effect
the amendment in a manner prescribed
in Rule 28(7). On expiry of the
time afforded for objection, the party seeking the amendment acquires
the right
to amend, but the actual amendment of the pleading only takes place
when the amendment is effected within the time stipulated by
Rule
28(7).
[6]
Furthermore, there was no application made from the bar for an
amendment of the plea in terms of Rule 28(10).
Issues in dispute:
24.
In view of the admission of negligence and wrongful conduct
on the
part of the employees of the defendant, it follows that the question
to be decided is whether the plaintiff has proven on
a balance of
probabilities that the negligent and wrongful conduct of the
defendant’s employees is causally linked to the harm
suffered by
the baby, in other words, the cerebral palsy. Stated
differently, has the plaintiff established that injury suffered
by
the child
could
have been avoided if the
employees had properly monitored the plaintiff and the foetus and had
acted appropriately in relation to
the results of such monitoring,
and/or had the said employees performed a caesarean section operation
timeously, and in any event
immediately after observing signs of
foetal distress.
Evidence before the court:
The radiologists - joint
minute:
25.
The radiologists filed a joint minute wherein they recorded
that:
25.1.
The features of the MRI brain scans conducted of the child are in
keeping with prolonged
partial hypoxic ischemic brain injury in a
term baby. This means a brain that was at least 37 weeks
gestation up to two months
after birth;
25.2.
There is no evidence of congenital brain malformation;
25.3.
The cause and probable timing of the hypoxic ischemic injury are
deferred to the experts
in the fields of neonatology and obstetrics.
Dr. Kamolane, radiologist
on behalf of the defendant:
26.
The defendant called Dr. Kamolane to testify in respect
of limited
issues and he explained how an HIE insult occurs. Importantly,
his evidence was that the images of a brain
exposed to a
hypoxic insult, differ depending on whether the insult was of a
partial prolonged nature, or of an acute nature.
27.
Where there is a shortage of blood to maintain the entire
brain, the
body redirects the available quantity to the central part of the
brain, the basal ganglia. This results in the outer
white
matter being starved of blood and oxygen. When the blood flow
is restored, the basal ganglia has remained normal while
the injury
affects only the white matter.
28.
Where the brain requires a
certain quantity of blood to function normally, and there is a
decrease in the flow, so that only a part
of the required quantity of
blood and oxygen reaches the brain, the term “
partial
”
is used. “
Prolonged
”
means that the decreased supply of blood/oxygen to the brain
persisted for an hour or more.
[7]
By contrast, when the HI injury is referred to as “
acute
profound
”, this
normally suggests a sudden catastrophic event and if the event
persists for 20 minutes or longer, it will be fatal to the
foetus.
The obstetricians - j
oint
minute:
29.
The revised joint minute of the obstetricians, concluded
subsequent
to their receipt of the maternal records (bundle C), formed the basis
of their evidence. The following is a summary of
the common cause
material facts:
29.1.
The plaintiff was a 26 year-old in her first pregnancy, HIV positive
(CD4 count of
133) for which she was being treated.
29.2.
The plaintiff booked at the clinic at 26 weeks, attended antenatal
clinic twice and
was well during the pregnancy.
29.3.
She attended the hospital on 4 November 2012 at 10h00 with abdominal
pains and was
assessed by nursing staff. It is noted that she was in
the early latent phase of labour and that the FHR was normal. She
is
seen regularly during the day and
is
transferred to ward 17 (the “
lying in
” ward) at 17h00. The
FHR
is
normal throughout and the last
entry is at 21h00.
29.4.
The next entry is at 10h00 on 5 November 2012 when she is having
strong contractions.
Although the apparent failure to have monitored
the plaintiff is substandard care, it is not likely that this was
related to causation.
29.5.
At an unknown time she is
assessed as being 5-6 cm dilated and draining clear liquor
[8]
,
having ruptured membranes at 04h00. She is to be transferred to the
labour ward.
29.6.
At 14h00 she is assessed to be 6cm dilated with a normal FHR of 142
beats per minute
and still draining clear liquor.
29.7.
She is assessed at 17h05 and has only progressed to 7cm. The FHR is
between 134 and
137 bpm on the CTG.
29.8.
At 19h30 she is fully dilated with a FHR 136 bpm and clear liquor.
29.9.
The intrapartum care appears to be standard and there was no evidence
of foetal distress
during this period. She then starts to bear down.
29.10. At
20h40 she has made no progress and the doctor is called. The FHR is
now 116 bpm
29.11. At
20h50 she is assessed by the doctor who diagnoses cephalopelvic
disproportion (“
CPD
”) and orders an emergency caesarean
section. There is no record of the FHR or the nature of the liquor.
Although the doctor gave
instructions that CTG monitoring be
commenced at 21h00, there are no CTG records.
29.12.
The next entry is at 22h55 when she has now been moved to theatre.
The FHR is recorded as “
132-90 b/m
”.
29.13.
The caesarean section is done at 00h00.
29.14.
Apgar scores of 7 and 8 at 1 and 5 minutes are recorded. The
liquor is thickly stained with meconium.
29.15.
The indications given for the caesarean section are CPD and failure
to progress in the second stage
of labour.
29.16.
The partogram has a single entry at 14h00 showing the 6cm dilation.
There are a few CTG tracings, but
the only ones of value are for the
period 16h10 until about 17h00.
Dr.
Wright, specialist obstetrician and gynaecologist on behalf of the
plaintiff:
30.
Dr. Wright testified as follows
regarding the phases of labour:
30.1.
the latent phase is the phase during which the dilation of the cervix
is less than
4cm;
30.2.
the active phase is when the cervix has dilated to more than 4cm, up
until full dilation;
30.3.
the active phase is, in turn, divided into a first and second stage.
The first stage
can take up to 8 hours, although it could be
stretched to 12 hours, whereas the second stage should not take much
longer than 45
minutes and at most 2 hours, provided that the FHR is
continually monitored.
31.
The
purpose of the Maternity Guidelines for South Africa was
highlighted as
“…
it
is significant to note the purpose of the Maternity Guidelines, which
is
inter
alia
to promote patient safety and better outcomes for mother and child in
childbirth. They comprise ‘the basic minimum that needs to
be known
by all professional nurses and doctors’. The aim by their use
is to lower high maternal and perinatal morbidity
and mortality rates
and to improve the quality of care for women, their babies, and their
families
.”
[9]
32.
The Guidelines prescribe the degree of monitoring of the
mother and
foetus
during labour:
32.1.
During the latent phase, the FHR ought to be monitored every 2 hours
and the mother
examined every 4 hours.
32.2.
During the active phase,
if
the mother
is considered to be low risk, she is to be examined every 2 hours and
the FHR measured every half an hour. The liquor is
also examined
every two hours, if the membranes have ruptured. During the second
stage of the active phase, the FHR is measured with
every second
contraction. The measurement is to be taken before, during and after
contractions.
32.3.
Should the mother become high risk, the monitoring must be
continuous.
33.
A prolonged labour puts the mother at high risk.
34.
Common indicators of foetal distress are an abnormal FHR
and meconium
present
in
the liquor.
The
partogram:
35.
The partogram is a graphic representation of the mother’s
well-being during labour which is designed so that one can see what
is happening from a single page. The partogram was not
completed according to the Maternity Guidelines.
Foetal heart rate monitoring:
36.
An abnormal FHR is detected by monitoring, either using
a hand-held
trumpet-like Doppler device, or by utilising a CTG that measures both
the uterine contractions and the FHR, and transfers
the information
electronically onto an external graph or tracing.
37.
A heartrate of not less than 110 and not more than 160
beats per
minute (“
bpm”
), falls within the parameters of the
Guidelines. Variability is to be expected, however, a deceleration (a
drop of more than 15 bpm)
in the absence of a contraction, or a FHR
that remains low or takes long to recover after a contraction, are
both indicative of a
problem.
38.
When contractions occur, due to the increased pressure
in the uterus
the oxygen flow to the foetus via the placenta is inhibited.
The foetus has a number of ways of coping with the
deoxygenation, but
due to the drop in the blood oxygen levels, there is a risk of
hypoxia.
Poor progress in the second
stage of labour:
39.
The Guidelines provide in relation to poor progress in
the active
phase of labour, meaning that delivery has not occurred after 45
minutes of pushing, that where there is CPD, a caesarean
section
should be performed, and if foetal distress is found, a caesarean
section should also be performed. Finally, the Guidelines
direct that
when foetal distress is suspected the mother is to be placed on her
left side, administered oxygen and hydrated, and
if she is fully
dilated, the baby must be delivered immediately.
40.
The main thrust of Dr. Wright’s evidence was that the
insult
to the foetus occurred during the period between 20h50 and midnight,
i.e after taking the decision to perform a caesarean section
until
delivery.
41.
The decision to perform a caesarean
section was taken at 20h50, but the baby was only delivered at 00h00,
3 hours and 10 minutes later.
42.
The evidence was that the delay in
performing the caesarean section, after having made the decision that
it must be done on the grounds
of a prolonged second stage and CPD,
was unacceptable and substandard care and the foetus would probably
have suffered hypoxia during
this period, which would be reflected on
an MRI as prolonged partial hypoxic insult, as was the case in this
instance.
43.
The Maternity Guidelines direct that a caesarean section
should be
performed within one hour of the decision to perform surgery.
44.
Despite the diagnosis of CPD rendering the plaintiff
and
foetus high
-risk and in need of continuous monitoring, in the
course of that three hour period she
was
monitored
only once.
45.
Dr. Wright testified that the entry of
“
132-90bpm”
indicates a highly significant drop in the FHR and indicates that the
foetus was getting into trouble, in other words, foetal
distress was
developing.
46.
Had the plaintiff been monitored as she should have been, the
developing foetal distress would have been
noted and action may have been taken, either in a more rapid delivery
of the baby or by
providing intra-uterine resuscitation.
47.
There is no indication that any IUR was
initiated on the records. These steps are taken to assist the
mother and the foetus
and to improve the outcome of a foetus that is
in trouble prior to delivery. These steps include turning the
mother on her
side, administering oxygen to the mother, re-hydrate
the mother and stop the contractions as the foetus is exposed to
hypoxia with
each contraction.
48.
At the delivery the foetal head was
locked between the pelvic bones, and the delivery was described as
“
difficult
”
on the Summary of Labour record.
Dr.
Mbokota, specialist obstetrician and gynaecologist on behalf of the
defendant:
49.
Dr. Mbokota did not consider the delay
in performing the caesarean section to be causative of the hypoxic
ischemic injury. His evidence
was that:
49.1.
the foetal condition with a FHR of 132 –
90 bpm was normal;
49.2.
suppressing uterine activity in the second
stage usually does not achieve anything except the side-effects of
the tocolytic agents.
50.
Dr. Mbokota was of the view that the difficulty
in delivering the baby by way of caesarean section was the actual
cause of the hypoxic
ischemia.
51.
Dr. Mbokota accepted that the foetal condition
was normal at 22h55 because the FHR taken at that time (132bpm) was
normal. During
his evidence in chief it was clear that he had
assumed that the FHR had been measured by CTG. Under cross
examination, this assumption
was shown to be ill-founded for two
reasons. There is no reference made to a CTG in the clinical
notes relating to this heartrate,
and neither were there notes signed
off, whether by the attending doctor who had interpreted the CTG or
by anyone else. Even if the
FHR had been ascertained manually, there
is no indication whether the HR had been measured before, during or
after a contraction,
as stipulated by the Guidelines. His
explanation for the reading of 90 bpm in cross-examination was that
it is the baseline
that must be within the accepted parameters and
not the range (i.e. 132 and 90), is contradictory of his evidence in
chief that the
reading of 90bpm could refer to the mother's pulse.
52.
In the final analysis, the experts’
contradictory views of the meaning of the recording of 132 - 90 bpm,
demonstrates that it not
reliable to establish what the foetal
condition was at 22h55. I can therefore not accept that as at
22h55, the condition of
the foetus was normal, especially as there is
no indication of how this heart rate was observed.
53.
I also have difficulty in accepting Dr.
Mbokota’s proposition that the injury occurred due to the
difficulty in delivering the baby
by caesarean section. This
proposition is supported solely by a note in the clinical records to
the effect that the birth was
“
difficult
”
(as opposed to easy) and a further comment that “
the
head was descended and locked between the pelvic bone
”.
54.
Drs Wright and Mbokota further differed on the difficulty
in
delivering a baby whose head is stuck between the pelvic bones,
and whether this process will cause hypoxic damage to such
a baby.
55.
There was no evidence of any traumatic injury to the baby
as a result
of the actual delivery, or how long it took to release the baby’s
head. This is accordingly speculative evidence
without any
substantial evidence to support such speculation. Furthermore,
if the hypoxic damage was caused during the process
to release the
baby’s head during the actual delivery, it would not be in keeping
with the MRI reflecting a partial prolonged hypoxic
injury which
requires an extended period of hypoxia, but would probably reflect an
acute hypoxic insult.
56.
Dr. Mbokota was constrained to agree with the
opinion of Dr. Wright that if the caesarean section had been
performed within an hour
(of the decision to perform such an
operation), as per the Guidelines, it is probable that the injury
would have been avoided and
the outcome for the baby would have been
different.
The paediatric
neurologists, Drs. Keshave and Pierce:
57.
Two paediatric neurologists testified, Dr. Keshave for
the plaintiff
and Dr. Pierce for the defendant. The purpose of their
assessment of the child and consequent reports was in
the first place
to determine her physical, neurological and developmental deficits.
The experts were in agreement with the
minor suffering from spastic
quadriplegic cerebral palsy, which is supported by the MRI imaging.
Furthermore, that there were
no congenital disorders, genetic
disorders, neurometabolic disorders or vasculopathies present, nor
was there any intra-uterine infection.
58.
Based on the child’s medical records, the history obtained
by the
experts and their clinical examination, the child’s condition is
most likely the result of perinatal hypoxia, in other words,
the lack
of oxygen during labour and at the time of birth.
59.
Dr. Pierce and Dr. Keshave disagreed on whether the birth
anthropometry of the baby was within normal limits for gestational
age, as Dr Pierce was of the opinion that it demonstrated
asymmetrical
intra-uterine growth restriction. This and the
antenatal exposure of the unborn foetus to HIV, may have played a
role in the
resilience of the foetus with exposure to an insult, but
deferred to the obstetricians in this regard.
60.
Dr. Keshave opined that the condition of the child complied
with JJ
Volpe’s criteria for neonatal encephalopathy:
60.1.
Evidence of foetal distress or risk of hypoxic/ischaemia.
60.2. A
need for resuscitation and low Apgar scores. Although the
scores were normal, the presence of
cyanosis an hour after birth
,
inter alia
, indicated the Apgar scores were not documented
correctly.
60.3. An
overt neurological syndrome in the first 24 hours of life. The
presence of seizures, hypotonia and
decreased movements place the
child in the mild to moderate category.
61.
Her condition fulfilled most though not all the criteria
set by the
American Academy of Obstetrics and Gynaecology to determine HIE in a
new born.
62.
Dr. Pierce accepted that the child’s history and clinical
records
are in keeping with grade 2 encephalopathy.
63.
To determine what caused that neonatal encephalopathy,
Dr. Pierce
considered the hypoxic ischemic encephalopathy to be the most likely
cause, based on the information given to her and
the MRI.
64.
Dr. Keshave concluded that the most likely cause for the
child’s
clinical presentation is perinatal asphyxia (a lack of oxygen at
birth), which accords with MRI scan and the clinical diagnosis
of
cerebral palsy.
The paediatric
neonatologists/paediatricians:
Dr. Mathiva, paediatric
neonatologist on behalf of the defendant:
65.
Dr. Mathiva testified on behalf of the defendant.
She testified
regarding the care of the baby from her admission to the neonatal
ward after birth, until her discharge 10 days later.
66.
According to the medical records, the reason for the admission
to the
neonatal ward was foetal distress. She was slightly cyanosed on her
admission at 01h25. She was given nasal cannular oxygen.
There were
further reports of mild/slight respiratory distress. Fits were
observed for the first time at 09h10 on 7 November 2012.
She was
treated appropriately for this. Her vital signs were normal, blood
sugar and blood gas tests showed normal results.
67.
In her evidence she agreed that while the Apgar scores
indicated a
healthy, normal baby, these scores were not consistent with the
condition of the baby at birth. Dr. Mathiva noted
that the
tests for blood gasses were conducted on the second day only, and
should have been done an hour after the birth in order
to best manage
the baby. However, whatever steps had been taken, seemed to have
improved the condition and normalised the blood acidity.
Amongst other reasons, a hypoxic insult can cause a baby to have
seizures.
68.
In her opinion, the history and clinical presentation
in the
immediate post-delivery period suggest that a hypoxic ischemic event
occurred, but she is unable to determine when.
The child showed
early signs of neonatal encephalopathy post-delivery and thus her
neurological developmental problems are likely
or possibly related to
a hypoxic ischemic insult.
Dr. Kara, paediatrician on
behalf of the plaintiff:
69.
Dr. Kara concluded that the cerebral palsy as seen in
the minor child
was probably caused by a prolonged partial hypoxic ischaemic injury
noted on the MRI scan.
70.
There is adequate evidence to confirm that the baby suffered
from an
encephalopathy at birth, including convulsions within the first 24
hours.
71.
The only apparent cause of the encephalopathy was the
prolonged
partial hypoxic ischaemia seen on the MRI. This is supported by
the records that reflect a prolonged second stage
of labour, CPD, an
emergency caesarean section and foetal distress and meconium liquor.
72.
The baby was not growth restricted, excluding placental
insufficiency, no reason to suspect intra-uterine infection, no
evidence of congenital brain or vascular abnormality or metabolic
disease. It was highly unlikely that the cause preceded labour
as there was no concern over the foetal condition when the mother
presented in labour and the probability of an antenatal injury giving
rise to HIE is extremely low. Dr. Kara excluded a post-natal
injury,
unrelated to birth events, because the baby was already not born
well. The baby did not cry, had to be ventilated after
birth by
suctioning and bagging, which indicates that the Apgar scores were
not correct.
73.
Dr. Kara’s view that the HIE-injury occurred intrapartum
was based
on the records and the various literature referred to in his report,
according to which HIE is predominantly caused during
the labour,
when contractions can impair oxygen and blood supply to the foetal
brain.
74.
The combination of the factors already referred to as
well as the
admission and discharge diagnosis of HIE / birth asphyxia, make it
probable that the cerebral injury occurred during
the labour. The
nature of the cerebral palsy suffered by the child, does not make an
intrapartum HIE injury unlikely.
Dr. Kganane, paediatric
intensivist on behalf of the defendant:
75.
Dr. Kganane’s evidence did not assist the court in view
of the
following:
75.1
Dr. Kganane obtained the minor child’s history from the plaintiff
and
had examined the child, but she testified that the medical
records she had received were incomplete. Dr. Kganane never received
the
additional documents that became available in 2020, upon which
the other experts had either supplemented or completed their
reports.
It is evident from the joint minute that most of her
disagreements with the propositions posed by Dr. Kara, were based on
her not
having been in possession of the same facts.
75.2
The proposition put forward by Dr Kganane – namely that the more
likely
cause of the cerebral palsy was congenital infection, is
excluded by the agreement reached in paragraph 2.9 of the second
pre-trial
minute that the child’s “
neurological impairments
were caused by the intrapartum or peri-partum event”
.
The plaintiff’s evidence:
76.
The plaintiff’s evidence lacked detail and was not really
aligned
to the clinical records. She maintained that the baby was born
on the third night that she was in the hospital; that
seven hours
elapsed from her being sent from the labour ward to theatre; that she
was given a general anaesthetic and was unconscious
when the child
was born, while the records reflected that she had been administered
an epidural. She however steadfastly maintained
that she was
not monitored by way of CTG or otherwise.
77.
The plaintiff’s evidence of an absence of monitoring,
is supported
by the hospital records, which likewise indicate an absence of
adequate monitoring of either the plaintiff or the foetus.
78.
The proper test for
evaluating a witness’ testimony is not whether a witness is
truthful or indeed reliable in all that she says,
but whether on a
balance of probabilities, the essential features of the story which
she tells are true.
[10]
When her evidence is tested against the common cause facts and the
inherent probabilities, it cannot be rejected.
79.
The plaintiff’s evidence regarding the pain she endured
in the
course of her hospitalisation, and the emotional pain and anguish
that raising the child causes her, were not disputed.
She has
had to stop working to devote all her time to care for the child.
Discussion:
80.
Three possible causes of the brain damage in issue
are:
80.1.
unmonitored and uncontrolled contractions and the
effect thereof on the foetus;
80.2.
the failure to stop such contractions at the time
the decision was taken to perform a caesarean section until it was
done; and
80.3.
the failure to perform the emergency caesarean
section within an hour from the time that decision was taken, without
any explanation
as to why it was not done.
81.
It is trite that in order to succeed in her claim for
damages, the
plaintiff must establish that the wrongful and negligent conduct of
the defendant’s employees, acting within the course
and scope of
their employment, caused her harm.
82.
The following useful
summary of the approach to such matters was provided by Cameron J,
albeit writing for the minority, in
Oppelt
v Department of Health, Western Cape
:
[11]
"[
106]
In our law
Kruger
(v Coetzee
[12]
)
embodies the classic test. There are two steps. The first is
foreseeability - would a reasonable person in the position of the
defendant
foresee the reasonable possibility of injuring another and
causing loss? The second is preventability - would that person take
reasonable
steps to guard against the injury happening?
[107] The key point is that
negligence must be evaluated in light of all the circumstances. And,
because the test is defendantspecific
('in the position of the
defendant'), the standard is upgraded for medical professionals. The
question, for them, is whether a reasonable
medical professional
would have foreseen the damage and taken steps to avoid it. In
Mitchell v
Dixon
[13]
the then Appellate Division noted that this standard does not expect
the impossible of medical personnel: 'A medical practitioner
is not
expected to bring to bear upon the case entrusted to him the
highest
possible degree
of professional skill, but he is bound to employ reasonable skill and
care; and he is liable for the consequences
if he does not'.
[108] This means that we must
not ask: what would exceptionally competent and exceptionally
knowledgeable doctors have done? We must
ask: 'what can be expected
of the ordinary or average doctor in view of the general level of
knowledge, ability, experience, skill
and diligence possessed and
exercised by the profession, bearing in mind that the doctor is a
human being and not a machine and that
no human being is infallible.
Practically, we must also ask: was the medical professional's
approach consistent with a reasonable
and responsible body of medical
opinion? This test always depends on the facts. With a medical
specialist, the standard is that of
the reasonable specialist
."
83.
Although the plaintiff’s
claim does not relate to a particular specialist, but to unidentified
employees of the respondent including
nurses, midwives and doctors,
the degree of expertise to be expected from them will in each
instance depend on the role of each one.
See
Member
of the Executive Council for Health, Eastern Cape v DL obo AL:
[14]
“…
Health
professionals such as doctors and nurses are required to dispense
reasonable care by adhering to the level of skill and diligence
exercised by members of their profession, failing which they
would be negligent. In the circumstances of this case, the hospital
staff who attended to the respondent will be found to have been
negligent if, in dispensing medical care to the respondent, they
failed to foresee the possibility of harm occurring in circumstances
where similarly qualified health professionals in the same position
would have reasonably foreseen this possibility and would have taken
steps to prevent it
.”
84.
The negligence and the wrongfulness of the
conduct of the employees of the defendant in failing to monitor the
plaintiff and the child
is no longer in issue.
85.
The Guidelines clearly and unequivocally
prescribe that a caesarean section is to be performed where there is
CPD and if foetal distress
is found. The Guidelines also
provide that the health care providers must ensure that the caesarean
section can be performed
within one hour of the decision to operate.
86.
The reason for this is obvious. As explained by
Dr. Mbokota, “
Because cephalopelvic
disproportion means that there is a misfit between the baby’s
presenting part and the mother’s pelvis and
therefore the baby will
not come out and the only way to get the baby out is by caesarean
section to avoid a few things. One,
damage to the mother and
also continuing with the labour that would then, may result in
hypoxia to the baby
.”
87.
A caesarean section was ordered when a prolonged
second stage of labour was diagnosed. The prolonged second
stage was due to
CPD. The delay in delivering the child
required closer monitoring of the plaintiff and the foetus, which the
defendant has
admitted was not done, and further that such failure
was both negligent and wrongful.
88.
It is clear from the evidence of the experts, as well
as the
Guidelines, that foetal distress can be detected by monitoring the
foetal heart rate. Once there are indications of foetal
distress, the
nurses and midwives must expedite the baby’s delivery to eliminate
the eventuation of harm. It follows that if neither
the mother nor
the foetal heartrate are monitored, the distress will not be noticed.
89.
As
stated in
AT
obo ST v MEC for the Department of Health, Eastern Cape Province
,
[15]
“
the
effect of inadequate monitoring is that there is an increased
probability of adverse outcome in relation to undiagnosed fetal
hypoxia which without intervention will result in fetal injury.”
90.
The defendant led no evidence to explain the
reason for the delay in performing the caesarean section, let alone
the failure to take
any steps to reduce the plaintiff’s
contractions accompanying her state of full dilation, or the
resuscitation of the foetus as
provided for in the Guidelines.
91.
The delay in expediting the delivery of the baby at the
time having
regard to the evidence before me, was both negligent and wrongful.
92.
The question is whether there was a causal link
between the failure of the defendant’s employees to monitor the
plaintiff and the
foetus, and to manage her labour and the caesarean
section, in accordance with the Guidelines, on the one hand, and the
child’s
brain damage which led to the cerebral palsy, on the other.
93.
“
It
is trite that where the defendant has negligently breached a legal
duty and the plaintiff has suffered harm, it must still be proved
that the said negligence caused the harm suffered. It is
well-established that causation has two elements, namely: (i) the
factual
issue, the answer to which can be determined by applying the
‘but for’ test; and (ii) legal causation, which answers the
question
whether the wrongful act is linked sufficiently closely to
the harm suffered; if the harm is too remote, then there is no
liability
.”
[16]
94.
It is apposite to refer to
AN obo EN
,
[17]
upon which the defendant relied, in relation to causality:
“
In
Minister
of Safety and Security v Van Duivenboden
,
this court stressed that a plaintiff is not required to establish the
causal link with certainty, but only to establish that the
wrongful
conduct was probably a cause of the loss, which calls for a sensible
retrospective analysis of what would probably have
occurred, based
upon the evidence and what can be expected to occur in the ordinary
course of human experience. In
Minister
of Finance & others v Gore NO
this court aptly held that the application of the ‘but-for’ test
is not based on mathematics, pure science or philosophy. Rather,
it is a matter of common sense, based on the practical way in which
the ordinary person’s mind works against the background of
everyday
life experiences. The flexible approach reflected in the above
judgments was adopted by the Constitutional Court in
Lee
.”
[18]
95.
Ms. Montsho-Moloisane seemed to rely on the finding in
AN obo EN
supra
, that the substandard foetal monitoring was not the
cause of the brain damage suffered by the appellant’s child, as
support for
the defendant’s defence of
this
claim. It was
held therein that even if there had been adequate foetal monitoring,
the harm would still have ensued.
96.
The facts in that case do not assist the defendant. In
AN
obo EN
, the baby suffered an acute severe hypoxic ischaemic
insult at the end of the appellant’s labour. The appellant was
unable to prove
that there was warning of the sentinel event that
caused the damage, or that there would have been sufficient time to
deliver the
baby so as to avoid the damage.
97.
It was further submitted on behalf of the defendant, that
even if the
nursing staff and the medical practitioners had monitored the
plaintiff in accordance with the Guidelines, the second
stage of
labour would still have been prolonged due to the presence of CPD.
It is not the plaintiff’s case that the injury
was due to either
the prolonged second stage of labour or the CPD, but due to the
failure to manage the labour and act appropriately
upon the diagnosis
of CPD. Healthy babies are born where mothers have CPD, the
difference is in the management.
98.
Reliance is also placed on
the facts in
Member of
the Executive Council for Health, Eastern Cape v DL obo AL.
[19]
In that matter, the defendant had failed to perform the
caesarean section within an hour and the plaintiff still had to prove
on a balance of probabilities that that caused the harm. The
plaintiff failed to do so.
99.
The facts in
DL obo AL
do not correspond to the facts
in
casu
. The brain injury was found to be due to an acute profound
hypoxic ischaemic insult. The Court found that the plaintiff did not
prove
that had the baby been delivered within 60 minutes, rather than
86 minutes, the injury would have been avoided. In any event, the
defendant therein could account for the passage of time, which the
defendant did not attempt to do here.
Conclusion:
100.
Having considered the whole of the evidence of the experts referred
to
above, I find that the plaintiff has demonstrated that
the
delay in performing the caesarean section, linked to the lack of
monitoring and absence of action to improve the condition of
the
baby, were causative of the
partial prolonged hypoxic
ischaemic insult suffered by the child. The medical evidence
presented is sufficient to show on a
balance of probabilities that
the child presented with neonatal hypoxic ischaemic encephalopathy
which was the gateway for the development
of the cerebral palsy from
which the minor child suffers.
The costs:
101.
Both parties’ counsel complained about the conduct of one another
in
causing unnecessary costs. While the defendant made
important concessions at the eleventh hour, the plaintiff’s case
was
not pleaded in a manner intended to limit the issues, as I have
pointed out. The plaintiff’s counsel was absent on the second
day of the trial, due to a commitment in the Constitutional Court
which had not been timeously disclosed to his opponent. When
considered
as a whole, I cannot find that the conduct of either
litigant warrants a special costs order.
Order:
102.
In the result, I make the following order:
102.1.
The defendant is liable to the plaintiff for 100%
of the damages suffered in her personal and representative capacities
as a result
of the treatment by the defendant’s employees at the
Thelle Mogoerane Regional (Natalspruit) Hospital, of the plaintiff
and her
minor child born on 6 November 2012.
102.2.
The defendant shall pay the plaintiff’s taxed or
agreed costs of suit incurred to date on the High Court scale, such
costs to include:
102.2.1.
The costs of all reports, addendums, preparation
of joint minutes and qualifying expenses (where incurred) of
the plaintiff’s
expert witnesses of whom notices in terms of rule
36 have been filed.
102.2.2.
The costs of two counsel where so employed,
including their travelling and accommodation expenses.
102.2.3.
The accommodation and transportation costs
incurred by the plaintiff in this matter.
102.2.4.
Costs incurred by the plaintiff in respect of
consultation with experts, preparation for trial and the hearing of
the matter.
102.2.5.
Costs associated with the virtual hearing,
incurred by the plaintiff.
102.2.6.
The costs for the production of the transcription
of the Court proceedings.
HR
FOURIE, AJ
Acting Judge of the High Court
Gauteng Division, Pretoria
Dates
of Hearing:
8, 10 - 12, 15 - 18 November 2021,
14 January 2022
Judgment
delivered: 23
March 2022
APPEARANCES:
For
the plaintiff:
Adv. V. Kunju
Adv. C. Gqetywa (on
14 January 2022)
Instructed by:
Ndebele Msuthu Inc.
For
the defendant:
Adv. L. Montsho-Moloisane SC
Adv. K.B. Bokaba
Instructed by:
State Attorney,
Pretoria
[1]
Intrapartum meaning
occurring
during the act of birth
,
and peripartum meaning
occurrin
g
shortly before, during
or immediately after giving birth
[2]
see paragraph 15, read with 14.5
[3]
see paragraph 15, read with 14.8
[4]
see paragraph 14.9, read with 14.12
[5]
see paragraph 19, read with 18.1.21
[6]
See
Van
Heerden v Van Heerden
,
1977 (3) SA 455
(W) at 457G-458A;
Fiat
SA (Pty) Ltd v Bill Troskie Motors
,
1985 (1) SA 355
(O) at 358C;
Erasmus
Superior Court Practice
,
2
nd
Ed, Van Loggerenberg, Vol 2, page D1-342
[7]
He
qualified this to state that some people had pushed the time back to
as little as 45 or 50 minutes. Dr. Mbokota’s evidence
was
that 45 minutes would be sufficient time.
[8]
Amniotic
fluid
[9]
AT
on behalf of ST v MEC for the Department of Health, Eastern Cape
Province
, (305/2018)
[2021] ZAECBHC 37 (18 October 2021)
[10]
Santam Bpk v
Biddulph,
2004 (5) SA
586
(SCA) paras 10 and 13
[11]
2016
(1) SA 325 (CC)
[12]
1966 (2) SA 428(A)
at 430
[13]
1924
AD 519
[14]
117/2020
(2021) ZASCA 68
(3 June 2021) at para. [8]
## [15](305/2018)
[2021] ZAECBHC 37 (18 October 2021)
[15]
(305/2018)
[2021] ZAECBHC 37 (18 October 2021)
[16]
HAL
v
obo
MML v MEC for Health, Free State,
2021
JDR 2607 (SCA) at para. [147]
[17]
AN v MEC for
Health, Eastern Cape
,
(585/2018)
[2019] ZASCA 102
(15 August 2019)
[18]
At
para. [48]
[19]
(117/2020)
[2021] ZASCA 68
(03 June 2021), paras. 29-30
sino noindex
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