Case Law[2024] ZAWCHC 188South Africa
Canterbury and Another v S (A246/2023) [2024] ZAWCHC 188 (22 July 2024)
High Court of South Africa (Western Cape Division)
22 July 2024
Headnotes
Summary of Facts
Judgment
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## Canterbury and Another v S (A246/2023) [2024] ZAWCHC 188 (22 July 2024)
Canterbury and Another v S (A246/2023) [2024] ZAWCHC 188 (22 July 2024)
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sino date 22 July 2024
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Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
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Policy
In
the High Court of South Africa
(Western
Cape Division, Cape Town)
Case
No: A246/2023
In
the matter between:
MARCO
CANTERBURY
First Appellant
HEINRICH
POTGIETER
Second Appellant
And
THE
STATE
Respondent
Heard:
17 May 2024
Delivered
electronically: 22 July 2024
JUDGMENT
LEKHULENI
J
1.
Introduction
[1]
This is an appeal against conviction and the resultant sentence
imposed against the two appellants by the Parow Regional Court.
The
appellants were charged in the Parow Regional Court as follows:
Count
1:
Contravening section 9(1)(a) of the Prevention of Organised
Crime Act 21 of 1998
(‘POCA’)
– (wilfully
aiding and abetting any criminal activity
committed for the benefit of, at the direction of, or in association
with any criminal
gang).
Count
2:
Contravention of section 9(2)(a) of POCA – (
performing
any act which is aimed at causing, bringing about, promoting or
contributing towards a pattern of criminal gang activity).
Count
4:
Murder.
Count
5:
Attempted Murder.
Count
6:
Unlawful Possession of a Firearm, and
Count
7:
Unlawful Possession of Ammunition.
[2]
The allegations on the first count are that the appellants, who are
purportedly members of the criminal gang called the Terrible
Jesters,
wrongfully and unlawfully aided and abetted in criminal activities
conducted for the benefit of the Terrible jesters gang
in Bishop
Lavis as set out in counts 4 to 7 of the chargesheet. In count 2, it
was alleged that the two appellants made themselves
guilty of the
crime of having contravened the provisions of section 9(2)(a) of POCA
in that they wrongfully and unlawfully performed
acts which were
aimed at causing, promoting or contributing towards a pattern of
criminal gang activity by committing offences
set out in counts 4 to
7. Regarding count 3, the State preferred a charge of contravening
section 9(2)(b) of POCA; however, this
count was withdrawn against
the appellants before they could plead to the charge.
[3]
In count 4, the State preferred a charge of Murder read with the
provisions of section 51(1) of Part 1 of Scheduled 2 of the
Criminal
Law Amendment Act 105 of 1997
(‘the
Criminal Law Amendment
Act&rsquo
;)
against the appellants. It was alleged that the
appellants in the furtherance of a common purpose or conspiracy did
unlawfully
and intentionally kill an adult male, Gavin Barnes, by
shooting him with a firearm. As far as count 5 is concerned, it was
alleged
that on 29 May 2019 and at or near V[…] Street
Kalksteenfontein in the regional division of the Western Cape the
appellants
unlawfully and intentionally attempted to kill Will Smith
a male person by shooting him with a firearm.
[4]
In Count 6, it was alleged that on the same date and time as in Count
5, the appellants unlawfully had in their possession a
firearm
capable of firing 9mm ammunition without holding a license, permit or
other authorisation issued in terms of the Firearms
Control Act 60 of
2000
(‘the Firearm Control Act’)
to possess such
firearm. Regarding count 7, it was alleged that on the day in
question, as stated in count 5, and in the regional
division of the
Western Cape, the appellants did unlawfully have in their possession
ammunition of an unknown amount of 9mm parabellum
Caliber rounds
without being the holders of a license in respect of a firearm
capable of discharging that ammunition or a permit
to possess such
ammunitions.
[5]
The appellants who were legally represented throughout the trial
proceedings, pleaded not guilty to all the charges levelled
against
them on 31 January 2023 and invoked their constitutional right to
remain silent. However, they made formal admissions in
terms of
section 220 of the Criminal Procedure Act 51 of 1977
(‘the
CPA’)
in respect of count 4. In their formal admissions,
they admitted the identity of the deceased; they admitted that the
deceased died
because of gunshot wounds to the chest and arm
sustained in an incident that occurred on 29 May 2019. The appellants
also admitted
that the deceased suffered no further injuries from the
time of the incident until a postmortem examination was carried out
on
his body. In addition, the appellants admitted the accuracy of the
findings stated in the postmortem report, the ballistic report,
and
the medical report regarding the complainant in the attempted murder
charge.
[6]
Before the trial could commence, the sentencing provisions prescribed
in section 51(1) and 51(2) of the Criminal Law Amendment
Act were
explained to the appellants, and they understood.
After
evidence was led, the appellants were convicted on 31 January 2023.
The first appellant was convicted on counts 2 to 7 and
was found not
guilty in respect of count 1. The second appellant was convicted of
all the charges levelled against him (counts
1 to 7). On 14 March
2023, the first appellant was sentenced to six (6) years imprisonment
in respect of count 2; life imprisonment
in respect of count 4; Seven
(7) years imprisonment in respect of count 5; Seven (7) years
imprisonment in respect of count 6 and
three (3) years imprisonment
in respect of count 7.
[7]
The trial court ordered that the sentences in respect of counts 2, 5,
6, and 7 would run concurrently with the life sentence
in count 4.
Similarly, the court a
quo
imposed a similar sentence to the
second appellant in respect of counts 2, 4, 5, 6 and 7. In addition,
the court imposed a sentence
of six (6) years imprisonment against
the second appellant in respect of count 1. The trial court also made
ancillary orders against
the appellants in terms of section 103(1) of
the Firearms Control Act and ordered that the appellants were unfit
to possess a firearm.
[8]
The appellants now appeal against the conviction and sentence, leave
to appeal having been granted by the trial court.
Summary
of Facts
[9] The State relied on
several witnesses in its quest to prove its case against the
appellants beyond a reasonable doubt. The two
appellants testified,
and the first appellant called a witness in support of his case. For
the purposes of this judgment, I will
summarise the evidence of the
witnesses relevant to this appeal and I will not repeat their
evidence verbatim. The State called
W[…] T[...] as its first
witness. Ms T[...] testified that the first appellant is known to her
very well. They grew up in
the same area. It was her testimony that
she had been residing in the area for about 38 years. According to
her, the first appellant
is known to her ever since she can remember.
[10]
The witness testified that on 29 May 2019, she was at her house at
1[…] v[…] Street, Kalksteenfontein between
13h00 and
14h00 in the afternoon. She was together with her brother and her
ex-boyfriend. She was lying on her bed in her bedroom
and her brother
was in the lounge. While lying on her bed, a person named Morcom
(‘the deceased’)
and Will Smith entered her room
and asked if they could smoke tik there. Ms T[...] testified that the
two gentlemen came into her
bedroom, and Will Smith lay behind her on
the bed. The deceased sat on the corner of the bed against the wall.
Just before they
could start smoking, the first appellant entered
through the front door. She mentioned that from the bedroom, one can
see directly
at the front door.
[11]
Her view of the first appellant was unobstructed. The witness
testified that she knew the first appellant for many years and
that
he belonged to the Terrible Josters gang that was operating in the
area. The witness observed that the first appellant had
a firearm in
his hand and had pointed it to the room entrance. She then jumped up
and moved past the first appellant as he was
entering the room. As
the witness was about to exit the front door, she had a gunshot
coming from the room. She then ran outside
and went to sit on a stone
outside the property in the road which was about six meters away. As
she was approaching the gate, the
witness heard the second shot and
after that she did not hear any further shots.
[12]
While seated at the said stone outside her yard, she saw the first
appellant and Will Smith exiting her house. The two of them
were
wrestling for possession of the firearm that the first appellant had
in his possession. Ms T[...] testified that when they
reached the
gate, Will Smith managed to escape from the first appellant and ran
down the street, away from him. The first appellant
pursued Will
Smith and wanted to shoot him, but the firearm jammed as nothing
happened. Will Smith ran around the corner, and the
first appellant
came to a standstill. At that moment, the witness noticed the second
appellant coming down the road from the direction
where Will Smith
ran.
[13]
The second appellant was approaching the direction of the witness.
When the second appellant reached the first appellant, she
saw the
first appellant handing the firearm to the second appellant. The
second appellant took the firearm and gave it back to
the first
appellant. She then ran into her house and did not see anything
further. The witness testified that she had known the
second
appellant for a long time and that he also lived on the same street
as her. The witness knows the second appellant by the
nickname
Hannes. According to her, the second appellant belongs to the
Terrible Josters gang. It was her evidence that she had
a clear view
of both appellants at the time of the incident and her sight of them
was in no way obstructed.
[14]
During cross examination, it was put to hear that the first appellant
was nowhere near the house or in Kalksteenfontein on
the day of the
incident. In response, Ms T[...] disputed this version and asserted
that the first appellant was at her house. When
she was asked how she
saw the first appellant entering her house while she was lying on her
bed in the bedroom, she explained that
the door of her bedroom was
open, and from her vantage point on the bed, she had a clear view of
the front door. She further asserted
that she had sufficient
opportunity to identify the first appellant as the person who entered
her house with a firearm and the
person who chased Will Smith in the
street.
[15]
It was further her testimony that the lighting inside her house was
good enough for her to identify the first appellant. During
cross-examination, it was implied that the second appellant was at
his residence on the day of the incident and refuted being present
at
the crime scene or receiving a firearm from the first appellant. In
response, Ms T[...] contradicted this assertion. She testified
that
during the altercation between the first appellant and Will Smith
over the possession of the firearm, the second appellant
approached
from the opposite direction, took the firearm from the first
appellant, and subsequently returned it to the first appellant
shortly thereafter. She was distraught and devastated to see the
deceased lying dead in her house after the shooting and she
questioned
herself why the first appellant would do such a thing in
her house.
[16]
Sergeant Tshabalala was the second witness to testify. His testimony
was that he was employed in the South African Police Services
(‘SAPS’)
since 2009. He is a Sergeant, and he was
stationed at the Provincial Organized Crime Investigation Unit until
2019 when he joined
the Anti-gang Unit. On 29 May 2019, the day of
the incident, he was instructed to attend the scene at V[…]
Street Kalksteenfontein
where the deceased Gavin Barnes was shot and
killed. At the scene, he met Captain Myaiza who took him to the shack
where the deceased
was lying face down on the ground.
[17]
There was another male person being treated in the ambulance outside
the premises. This person became known to him as Will
Smith. He spoke
to this person who told him he was shot by members of the Terrible
Josters. The witness provided hearsay evidence,
which the trial court
provisionally accepted, stating that Will Smith informed him that he
was shot by the first and second appellant.
He later arrested the
first and second appellants with the assistance of Will Smith, who
directed him to the location of the appellants
upon their arrest.
[18]
The State also relied on the evidence of Warrant Officer Arendse. He
has 21 years of experience in SAPS and is based in the
Anti-gang
unit. He went to the crime scene on 19 May 2019, where one victim was
declared dead, and the other victim (Will Smith)
was taken to
Tygerberg Hospital. He went to the hospital, interviewed and took a
statement from Will Smith. At that stage, the
victim was still in the
emergency section of the hospital but was in his full senses. He
spoke to the witness in Afrikaans.
[19]
The relevant part of Will Smith's statement that Warrant Officer
Arense took was that while the deceased and Will Smith were
in the
room, the first appellant came to the bedroom, kicked the door open
and had a 9mm star black firearm in his hand. The first
appellant
fired shots at the deceased twice and the latter fell to the ground.
The first appellant turned to him (Will Smith) and
shot him once in
the left side. The first appellant shot for the second time and the
firearm jammed. They started fighting until
they ended up in the
street. The second appellant approached, took the firearm from the
first appellant, cocked it and one cartridge
fell on the ground. He
then ran and he does not know why the appellants shot them as they
all belong to the Terrible 28 gang group.
[20]
Sergeant Wayne Malcolm Leukes, the investigation officer of the
matter who took over from Sergeant Tshabalala, also came to
testify.
He retook Will Smith's statement on 9 July 2020 as the prosecutors
instructed him. When he took the statement, Will Smith
spoke to him
in Afrikaans, and he read the statement back to him. According to the
statement of Will Smith, the first appellant
shot the deceased and
thereafter shot him (Will Smith) and then the firearm jammed, and
they wrestled for the firearm. Will Smith
further stated in his
affidavit that he pointed the first appellant to Sergeant Tshabalala.
Sergeant Leukes accompanied Sergeant
Tshabalala to arrest both
appellants.
[21]
The State also called Clement Peterson who is a Sergeant employed in
the SAPS for 18 years. He is currently stationed at provincial
Organised Crime Unit. He previously worked at Bishop Lavis at the
Serious and Violent Crime Unit for about 6 years. Sergeant Petersen
testified that he knew both appellants while he was investigating
gang related cases. He had interactions with them. According
to
Sergeant Petersen, the appellants are part of the Terrible Josters
gang that is affiliated to the 28 gangs. He arrested one
Marco Jansen
who was involved in the gang related murder of Cheslyn Ceaser at the
premises of the first appellant. According to
him, the second
appellant was the second in command to one Taliep Isaac the leader of
the Terrible Josters in Kalksteenfontein.
He testified that Taliep
Isaacs was also involved in the murder of Cheslyn Ceaser.
[22]
He was part of a raid at the home of the second appellant where
photos of the second appellant and his tattoos were taken.
He did not
know if the first appellant had tattoos. However, he testified that
the second appellant had a tattoo of a joker on
his left upper arm.
Sergeant Petersen also stated that the second appellant also had a
tattoo written “
thug life”
on his left arm. This
is how he knows that the first and the second appellant are members
of the Terrible Josters gang. He also
knew the deceased Will Smith as
a member of the Terrible Josters and aligned himself to the 28 gang
of Bishop Lavis. That was in
short, the evidence of the State.
[23]
However, before the State could close its case, the state made an
application in terms of section 3(1)(c) of the Law of Evidence
Amendment Act 45 of 1988
(‘the
Law of Evidence Amendment
Act&rsquo
;)
for the admission of the two statements of Will Smith
as evidence. It was established that Will Smith passed away before he
could
testify. His death certificate was handed into the record as an
exhibit. The trial court found that indeed the said witness is
deceased and therefore unable to testify. The court weighed the
probative value of the statements and the prejudice that may be
suffered by the appellants if it should admit the two statements.
After considering all the factors listed in
section 3(1)(c)
of the
Law of Evidence Amendment Act, the
court found that it was in the
interest of justice to allow the said statements into the record as
evidence. The court eventually
accepted the two statements of Will
Smith.
[24]
The two appellants also testified. The first appellant denied in his
testimony that he killed the deceased and that he attempted
to kill
Will Smith. The first appellant denied that he was on the scene where
the incident happened. Instead, the first appellant
told the court
that on 29 May 2019, the day of the incident, he was not in
Kalksteenfontein but he resided with his brother Vernon
Canterbury in
Parklands. He was released from the hospital on 01 May 2019, after
being stabbed with a knife. Following his discharge,
he went directly
to his brother's place in Parkland. On 22 May 2019, he visited Du
Noon hospital to have his stitches removed.
[25]
The first appellant denied that he chased Will Smith and that he gave
a firearm to the second appellant. The first appellant
asserted that
he knew the deceased however, he does not know why the witness is
implicating him falsely. He also knows Ms T[...]
and referred to her
as “V[…]”. He is not aware of anything that Ms
T[...] has against him. According to him,
Ms T[…] thinks he is
a member of a gang because, in the past, he belonged to the “
Bad
Boys”
gang, but that was years ago. He decided to leave the
gang after meeting a woman and having children with her. The first
appellant
asserted that he also had no idea why Will Smith would make
these allegations against him in his declaration of facts.
[26]
He was not a friend with Will Smith, however when they saw each
other, they would greet each other and chat for approximately
10
minutes and then move on. The first appellant denied that he shot the
deceased. He asserted that he did not point a firearm
at anyone. The
first appellant also refuted Ms T[...]’s evidence that he
handed a firearm to the second appellant. The first
appellant called
his brother, Vernon Canterbury, to support his claim that on 29 May
2019, when the incident took place, the first
appellant was living
with him in Parklands and was not involved in the murder and
attempted murder of the victims. Mr Vernon Canterbury
indeed
testified that the first appellant was with him from 1 May 2019 until
the 02 June 2019. However, during cross-examination
it was put to him
that the first appellant was arrested by the police on 01 June 2019.
He could not give a plausible explanation
of this discrepancy.
[27]
The second appellant also testified. His evidence in brief was that
he was not at the scene when the crime was committed. According
to
this witness, on the day of the incident, 29 May 2019, he was all
morning at home watching TV and waiting for his children to
return
from school. At 12h00 in the afternoon, he washed and dressed before
his children came from school. It was then that his
mother came in
from outside where she was busy with the laundry and told him that
there was a shooting up in the road. He finished
dressing and went
outside. He walked with other people up to the corner and stood
there. He saw many people in the community walking
up the street to
the scene.
[28]
The witness indicated that he only knew Ms T[...] from seeing her
when she purchased goods at their tuck shop, and he does
not know why
she would say she saw him receiving a firearm from the first
appellant. There is no bad blood between him and Ms T[...].
The
second appellant confirmed that Ms T[...] knew him and that he also
knew her as they resided in the same area. He does not
know why Will
Smith stated in his statement that he (the second appellant) chased
him with a firearm. It was his testimony that
he was not a member of
a gang and that he had never interacted with Detective Peterson
before. The witness denied having a joker
tattoo on his left arm, as
claimed by Mr Pietersen. He stated that he has a tribal tattoo like
that of Dwayne Johnson. He denied
that he belonged to or had been a
second in command of the Terrible Josters gang. He emphatically
denied that he was on the scene
at all and asserted that the house of
Ms T[...] was a drug house. He does not know why Ms T[...] is falsely
implicating him. In
summary, which was the evidence presented before
the trial court.
The
findings of the trial court
[29]
After considering the conspectus of the evidence, the court below
made favourable credibility findings regarding the evidence
of Ms
T[...] and the evidence of Will Smith, which was presented through an
affidavit. The court accepted that the identification
of these
witnesses of the two appellants could be accepted as accurate and
reliable as both witnesses testified that they had previous
knowledge
of both appellants. The court a
quo
found that their prior
knowledge of both appellants substantially increased the accuracy of
their identification of the appellants.
The trial court was critical
of the appellants, saying they did not disclose their alibi defences
to the police or the prosecution
immediately. It only became apparent
in court nearly three years after the incident. The court noted that
only during cross-examination
of the state witnesses was their alibi
defence put to the witnesses as they remained silent at the plea
stage.
[30]
The trial court found that the evidence of the appellants was not
truthful and was unreliable and rejected it in so far as
it was
inconsistent with that of the State. The court a
quo
concluded
that both appellants were at the crime scene and acted in common
purpose in shooting the deceased and at Will Smith with
the intent to
kill him. The court below accepted that the deceased was shot by the
first appellant, who acted in common purpose
with the second
appellant. Concerning count 1, the court found that the first
appellant was the principal actor in respect of the
murder of the
deceased and that the second appellant wrongfully and unlawfully
aided and abetted the first appellant in such criminal
activity.
[31]
For this reason, the trial court acquitted the first appellant on
count 1 and returned a guilty verdict against the second
appellant,
finding that the second appellant assisted the first appellant in
committing the criminal activity. The court concluded
that, on the
totality of the evidence, in the attempted murder of Will Smith in
court 5, both appellants performed an act aimed
at causing or
contributing to a pattern of criminal gang activity. The court
eventually returned a guilty verdict against both
appellants for all
the remaining counts.
The
grounds of appeal
[32]
The applicants raised various grounds of appeal on conviction and
sentence. The grounds of appeal as discernible from the notice
of
appeal may, in a nutshell, be summarised as follows: The trial court
erred in finding that the State had proved the appellants’
guilt beyond reasonable doubt. That the trial court erred in finding
the appellants guilty of the alleged offences. The appellants
also
contended that the court a
quo
erred in finding that there
were no improbabilities in the State’s version. Further, that
the trial court misdirected itself
by failing to approach Ms T[...]’s
evidence with critical scrutiny when considering the application of
the cautionary rule
for a single witness. The appellants contended
that the trial court misdirected itself by not considering that there
was no corroboration
of Ms T[...]’s evidence and that the
available witnesses were not called. The appellants also asserted
that the court a
quo
erred in not finding that the appellants’
version was reasonably possibly true.
[33]
As far as sentence is concerned, the appellants contended that the
trial court erred in overemphasising the degree of seriousness
of the
specific case. The appellants also asserted that the court a
quo
erred in not finding substantial compelling circumstances in the
appellants’ personal circumstances to warrant the imposition
of
a much lesser sentence.
Principal
Submissions by the parties
[34]
At the hearing of this appeal, Ms De Jongh, who appeared for the
appellants, submitted that the court below had misdirected
itself in
finding that the appellants acted in common purpose. According to Ms
De Jongh, the State failed to prove common purpose
in respect of the
appellants especially regard being had to the fact that the
appellants only met each other after the shooting.
Counsel strongly
argued that it could not be characterised as aiding and abetting, as
the evidence unequivocally demonstrated that
the second appellant did
not provide any assistance or cooperation to the first appellant.
[35]
Ms De Jongh strongly argued that the trial court had disregarded the
appellants' defences. She contended that the court a
quo
had
erred in admitting the two statements of Will Smith as hearsay
evidence, which was prejudicial to the appellants. Ms De Jongh
further submitted that the appellants' version of events, as
presented in their evidence, was reasonably possibly true.
[36]
On the other hand, the State advocate, Ms Stone, conceded at the
hearing of this appeal that common purpose was not established
in
this matter. However, Ms Stone submitted that Ms T[...] clearly
identified the appellants and that her evidence in this regard
was
unimpeachable. Ms Stone contended that the trial court was correct in
accepting the hearsay evidence as there was no prejudice
against the
appellants and that it was in the interest of justice to admit the
hearsay evidence. Counsel further submitted that
the hearsay evidence
of Will Smith that the court a
quo
admitted corroborated Ms
T[...]’s evidence as to the identity of the person who shot the
deceased and Mr Will Smith. Counsel
implored the court to dismiss the
appeal.
Issues
to be decided
[37]
The key issue for determination in this appeal is whether the
appellants’ guilt was established beyond reasonable doubt
and,
if so, whether the court a
quo
was correct in finding that
there were no substantial and compelling circumstances warranting a
deviation from the prescribed minimum
sentence. Simply put, whether
the trial court was correct in imposing a life sentence against the
appellants.
Applicable
Legal Principles and Discussion
[38]
It is settled law that in a matter such as the present, this court's
powers to interfere on appeal with the trial court's findings
of fact
are limited in the absence of demonstrable and material misdirection.
Where there is no misdirection on the facts, the
presumption is that
the trial court's findings are correct, and that the appellate court
will only interfere with them if it is
convinced that they are wrong.
[39]
It is against this background that I turn to evaluate the merits of
this appeal.
[40]
It is well established in our law that the duty to prove an accused's
guilt rests fairly and squarely on the shoulders of the
State. The
accused need not assist the State in any way in discharging this
onus.
[1]
In assessing whether
the State has discharged the onus of proving its case against the
accused beyond a reasonable doubt, the court
must consider all the
evidence in concluding whether to convict or acquit an accused. In
other words, a court's conclusion must
account for all the evidence
presented before it.
[2]
[41]
It is common cause that Ms T[...] was a single witness, and thus, her
evidence had to be evaluated with utmost caution.
Section 208
of the
CPA provides that an accused person may be convicted of any offence
on the single evidence of any competent witness. The
testimony of a
single witness should be clear and satisfactory in all material
aspects. The exercise of caution must not be allowed
to displace the
exercise of common sense.
[3]
In
addition, in matters involving a single witness the court is enjoined
to consider the merits and demerits of the witness’s
evidence,
having done so, decide whether it is trustworthy and whether, despite
the fact that there are shortcomings or defects
or contradictions in
the testimony, the court is satisfied that the truth has been
told.
[4]
[42]
The appellant in this case refuted being present at the scene when
the shooting of the deceased took place, resulting in his
death.
Specifically, the first appellant contested the testimony of Ms
T[...], who claimed to have witnessed him entering her bedroom
while
brandishing or pointing a firearm at them. This begs the question of
whether Ms T[...] correctly identified the person who
entered her
bedroom and fired shots that killed the deceased.
[43]
In considering this question, it is perhaps apposite to remind
ourselves that one of the elements of a crime that the State
must
prove is the identity of the perpetrator. A court must always
approach the evidence of identification with caution. However
honest
and credible a witness may seem, his evidence about the identity of
an accused may be unreliable.
[5]
In other words,
a
witness's honesty and own conviction as to the correctness of his or
her identification can never be allowed to take the place
of an
independent enquiry into the reliability of the identification
itself.
[6]
[44]
In the present matter, the State relied on the direct evidence of Ms
T[...] to prove that the appellants, particularly the
first
appellant, shot the deceased and Will Smith. It is common cause that
the appellants and Ms T[...] knew each other very well.
They grew up
in the same area. Ms T[...] has been residing in the same area for
about 38 years. According to her, the first appellant
has been known
to her ever since she can remember. The appellants also conceded that
they are not strangers to Ms T[...]. They
had known each other for an
exceptionally long time. The first appellant admitted that Ms T[...]
knew him very well and testified
that he called her V[…]. The
first
appellant took their relationship a step
further in
cross-examination when he admitted that Ms T[...]
knows him to such an extent that when she sees him closer, she will
not make a
mistake of identifying him.
[45]
The incident took place in the afternoon. The witness had ample
opportunity to observe the appellants. Ms T[...]’s evidence
was
that she saw the first appellant entering her bedroom where the
deceased and Will Smith were with a firearm in a pointing position.
Significantly, at the time of the incident, Ms T[...] was very close
to the first appellant and had a clear view of him. She had
ample
time to identify the first appellant. It was daytime, and the door of
her bedroom was wide open. She could see the first
appellant’s
entire body as he approached because he was facing her.
[46]
Ms T[...]’s view of the first appellant was unobstructed. The
witness saw the first appellant when he proceeded towards
her bedroom
and took up a position in the doorway of the bedroom, still pointing
the firearm at the three of them. As these events
unfolded, she
jumped up from her bed, moved past the first appellant at the door of
her bedroom, and ran out of the house. It is
worth noting that the
incident took place during the day, so visibility was good. The first
appellant was two and a half meters
away from her when she got to the
front door of her house. She heard a shot go off and then heard a
second shot when she got to
the gate leading to the street.
[47]
In my view, Ms T[...] had ample time to identify the first appellant.
She correctly identified the first appellant as the person
who
entered her house and fired shots at the deceased. I am of the firm
view that her evidence in this regard is unimpeachable.
Furthermore,
what adds to the reliability of her observation is that she observed
the first appellant well before the shots were
fired at the deceased.
It must be stressed that one of the factors which are of great
importance in a case of identification is
the witness’ previous
knowledge of the person sought to be identified. If the witness is
familiar with the person or has
seen him frequently before, the
probability of accurate identification is significantly increased.
[7]
[48]
As previously stated, Ms T[...] knew the first appellant very well.
In my view, the court a
quo
was correct in finding that the
first appellant entered Ms T[...]’s bedroom and shot the
deceased and Will Smith. The version
of the first appellant that he
was not at the scene is a sheer fabrication contrived by the first
appellant to avoid liability.
In my view, it was correctly rejected
by the trial court.
[49]
The appellants also impugned the court’s acceptance of Will
Smith's two statements. The appellants’ Counsel argued
that the
interest of justice cannot override the prejudice suffered by the
appellants. It was further submitted that the fact that
the
appellants could not cross-examine this witness on his two statements
is prejudicial to the appellants.
Ms
De Jongh argued in her written submissions that it was not in the
interest of justice for the trial court to admit the two statements
of Will Smith. I do not agree with this argument.
[50]
In my view, the trial court carefully considered all the factors
listed in
section 3(1)(c)
of the
Law of Evidence Amendment Act and
concluded that the statements of Will Smith were reliable. The court
a
quo
found that Will Smith’s statements were
corroborated by Ms T[...]’s evidence in material respect. I
firmly believe
that this conclusion is unassailable and cannot be
criticized. It is underpinned by sound reasoning and objective facts.
Will Smith’s
two statements align with Ms T[...]’s
evidence, providing significant support regarding the sequence of
events and the identity
of the person who shot the deceased and at
Will Smith.
[51]
Will Smith stated in his statement that he was with the deceased
(Morsom), and they went to Ms T[...]'s house and sat in her
room. The
first appellant came and fired two shots at the deceased and, after
that, shot him in his left side. The first appellant
tried to shoot
him again, and the firearm jammed. They wrestled over the firearm
until they ended up in the street. While in the
street, the second
appellant came, took the firearm from the first appellant, cocked it,
and a cartridge fell on the ground. Will
Smith then ran away. In my
view, this version corroborates Ms T[...]'s version in a material
respect. Ms T[...] witnessed the first
appellant entering the bedroom
where the deceased and Will Smith were, and she heard two shots being
fired while she was outside.
[52]
Notably, the two statements of Will Smith accord in significant
detail with the medical report on his injuries and the findings
of
the post-mortem report concerning the body of the deceased. The
post-mortem report undergirds, to a greater extent, Will Smith’s
version and lends credence to him being at the scene during the
alleged shooting of the deceased. The findings of the post-mortem
report regarding the number of gunshot wounds observed on the body of
the deceased is consistent with the version of Will Smith.
This lends
credibility to Will Smith’s honesty and reliability in
witnessing who attacked him and who shot the deceased.
The only
instance in which Will Smith’s statement is not directly
supported by other evidence is the fact that the second
appellant
allegedly chased Will Smith with a firearm after the second appellant
allegedly got the firearm from the first appellant.
Ms T[...] did not
observe this. However, that piece of evidence is inconsequential in
impeaching the trial court’s finding.
[53]
In my view, the trial court adopted a holistic approach in assessing
whether overall the two statements of Will Smith were
of adequate
probative value when they were considered with all other evidence
taken together. I am of the firm view that the trial
court was
correct in its finding that the first appellant was guilty on the
charge of murder and of attempting to kill Will Smith.
The argument
that the appellants were prejudiced because they could not
cross-examine Will Smith is fundamentally flawed and of
no moment. In
S
v Kapa,
[8]
the
Constitutional Court quoted with approval the Supreme Court of Appeal
(‘SCA’)
case of
S
v Ndhlovu,
[9]
in which the SCA considered whether the admission of hearsay evidence
violates the constitutional right to challenge evidence as
entrenched
in
section 35(3)(i)
of the Constitution and, consequently, the right
to a fair trial. The SCA held that the criteria in section 3(1)(c) –
which
must be interpreted in accordance with the values of the
Constitution and the norms of the objective value system it embodies
–
protects against the unregulated admission of hearsay
evidence and thereby sufficiently guards the rights of an accused. To
this
end, Cameron JA, writing for the unanimous court stated:
‘
[24]
The Bill of Rights does not guarantee an entitlement to subject
all evidence to cross examination.
What it contains is the right
(subject to limitation in terms of section 36) to ‘challenge
evidence’. Where that evidence
is hearsay, the right entails
that the accused is entitled to resist its admission and to
scrutinise its probative value, including
its reliability. The
provisions enshrine these entitlements.
But where the interests of
justice, constitutionally measured, require that hearsay evidence be
admitted, no constitutional right
is infringed
.’ (my
underlining)
[54]
Significantly, the SCA stated that a just verdict, based on evidence
admitted because the interest of justice requires it,
cannot
constitute prejudice. The court further observed that where the
interests of justice require the admission of hearsay, the
resultant
strengthening of the opposing case cannot count as prejudice for
statutory purposes, since in weighing the interests
of justice the
court must already have concluded that the reliability of the
evidence is such that its admission is necessary and
justified.
[55]
From the conspectus of the evidence, I am of the view that the
conviction of the first appellant on the charge of murder and
attempted murder is irreproachable. The first appellant shot the
deceased and Will Smith with a firearm. The ballistic report,
admitted by consent, described the cartridges found at the scene of
crime as 9mm parabellum calibre, designed for a centre-fire
firearm.
It follows that the conviction of the first appellant on unlawful
possession of a firearm without a licence and possession
of
ammunition was correct and to the point. The trial court's finding on
these counts is precise and should not be altered, in
my opinion.
[56] However, the second
appellant's position on the counts discussed above stands on a
different footing. The court a
quo
relied on common purpose and found the second appellant guilty of
murder and attempted murder. In my view, the court a
quo
erred in this regard.
In
S
v Thebus,
[10]
the Constitutional Court gave recognition to the fact that common
purpose ('a joint criminal enterprise') has two forms:
'The
first arise[s] where there is a prior agreement, express or implied,
to commit a common offence. In the second category, no
such prior
agreement exists or is proved. The liability arises from an active
association and participation in a common criminal
design with the
requisite blameworthy state of mind.'
[57]
In the instant matter, the second appellant was not there when the
first appellant entered Ms T[...]'s house. The second appellant
was
not present when the first appellant fired two shots at the deceased
and Will Smith in Ms T[...]'s bedroom. The evidence does
not support
a conclusion that the second appellant acted in concert or in
association with the first appellant when the latter
fired shots at
the deceased and Will Smith in his absence. It cannot be said that he
knew what happened inside Ms T[...]’s
bedroom.
There
is no evidence to confirm that he conspired with the first appellant
to shoot the deceased and Will Smith.
[58]
Instead, the evidence suggests that the second appellant was not
involved in the crime committed by the first appellant. Ms
T[...]
asserted that the first and the second appellant only met each other
after the shooting took place outside the yard and
in the street. Ms
T[...] further stated that the second appellant took the firearm from
the first appellant and immediately returned
it. Based on the
evidence of Ms T[...] and the two affidavits of Will Smith, the
second appellant was not at the scene when the
shooting took place.
Upon consideration of all the evidence, I am unequivocally convinced
that the trial court erred in finding
the second appellant guilty of
murder and attempted murder.
[59]
Equally, the same reasoning applies regarding the charge of unlawful
possession of a firearm and possession of ammunition.
On the evidence
of Ms T[...], the second appellant took the firearm from the first
appellant, cocked it and gave it back to the
first appellant. From
there, Ms T[...] did not see what happened further. The evidence of
what happened thereafter, as presented
by Will Smith, is not
corroborated by any independent evidence. In these circumstances, the
State did not prove the guilt of the
second appellant beyond a
reasonable doubt for the unlawful possession of a firearm and
ammunition. Thus, the court a
quo
was mistaken in returning a
guilty verdict against the second appellant on these counts.
[60]
This leads me to the two gang-related counts based on POCA. The court
a
quo
found
the second appellant guilty on count 1 (contravention of section
9(1)(a) of POCA). In my opinion, the trial court's decision
was
predicated on an incorrect interpretation of the law. The trial court
found that a conviction in terms of section 9(1)(a) of
POCA can only
be established if it is proven that the accused did wrongfully and
unlawfully aid and abetted in any criminal activity
committed for the
benefit of a gang. According to the court a
quo
,
the proven facts, in this case, indicated that the first appellant
was the principal actor in respect of the murder of the deceased
and
that the second appellant wilfully aided and abetted the first
appellant in that criminal activity. To this end, the trial
court
found that the first appellant could not be convicted on count 1 as
he was the principal actor and that the second appellant
should be
convicted because he aided the first appellant in killing the
deceased. In my opinion, the trial court completely misunderstood
the
issues.
[61]
For completeness,
Section 9(1)(a) of POCA
provides as follows:
“
Any
person who actively participates in or is a member of a criminal gang
and who-
(a)
willfully aided and abetted any criminal
activity committed for the benefit of at the direction of or in
association with any criminal
gang;
(b)
threatens
to commit, bring about or perform any act of violence or any criminal
activity by a criminal gang or with the assistance
of a criminal
gang;
(c)
threatens
any specific person or persons in general, with retaliation in any
manner or by any means whatsoever, in response to any
act or allege
act of violence, shall be guilty of an offence.”
[62]
A
iding
and abetting envisaged in POCA in my view, refers to assisting in the
performance of a crime either before or during its commission
and not
after it has been committed. Aiding typically involves providing
tangible assistance, such as supplying tools or resources
for the
commission of a crime. On the other hand, abetting entails offering
lesser assistance, such as acting as a lookout or driving
a car to
the crime scene. Mere presence at a crime scene cannot be regarded as
aiding and abetting. It is unnecessary to have a
criminal motive to
be guilty of aiding and abetting. However, the knowledge that one is
assisting the criminal is sufficient.
[11]
[63]
Gang membership or active participation are essential elements in
proving a contravention in terms of chapter 4 of POCA.
[12]
The determination of gang membership is guided by section 11 of POCA.
Among others, in considering whether a person is a member
of a
criminal gang for purposes of POCA, the court may have regard to the
fact that such person admits to criminal gang membership
or is
identified as a member of a criminal gang or resides in or frequents
a particular criminal gang area and adopts their style
of dress,
their use of hand signs, language or their tattoos and associate with
known members of a criminal gang.
[64]
In my view, it was not proven beyond a reasonable doubt that the
appellants were part of a gang. The evidence presented by
the state
was insufficient and lacking. The evidence presented by Mr Petersen
regarding the appellants' alleged membership in the
Terrible Josters
gang was speculative. In fact, in his evidence he stated that the
second appellant had a “
Thug life”
tattoo on his
left arm. The second appellant contested these allegations, and when
he testified, he stripped his upper body in
front of the court, and
the alleged tattoo referred to by Mr Pieterson was not found.
[65]
Furthermore, based on the reasons provided above, it cannot be
concluded that the second appellant was aiding or abetting the
first
appellant, as he was not present during the shooting of the deceased
and Will Smith. The first appellant acted alone when
he shot and
killed the deceased. The first appellant also acted alone when he
shot Will Smith and attempted to kill him. The second
appellant did
not encourage, give counsel, or cooperate with the first appellant
when the latter shot at the deceased and Will
Smith. Upon a careful
consideration of the evidence, it is evident that the assertion that
the second appellant abetted the first
appellant in the assault on
the deceased is fundamentally flawed. This claim is incompatible and
incongruent with the established
objective facts. Thus, the court a
quo
misdirected itself in returning a guilty verdict against
the second appellant on count 1.
[66]
This brings me to the last count based on section 9(2)(a) of POCA.
Section 9(2)(a) of POCA provides that any person who performs
any act
which is aimed at causing, bringing about, promoting or contributing
towards a pattern of criminal gang activity shall
be guilty of an
offence. The term ‘a pattern of criminal gang activity’
is defined in section 1 of POCA to include
the commission of two or
more criminal offences referred to in Schedule 1 (mainly serious
violent crimes): Provided that at least
one of those offences
occurred after the date of commencement of Chapter 4 and the last of
those offences occurred within three
years after a prior offence and
the offences were committed (
a
) on separate occasions; or (
b
)
on the same occasion, by two or more persons who are members of, or
belong to, the same criminal gang.
[67]
In my view, the phrase criminal gang activity must be given its
ordinary meaning. It involves a repeated or habitual pattern
of
criminal conduct (a gang culture) committed within a certain period
by two or more gang members acting in concert, causing systemic
fear
and harm in a specific area. In the present matter, based on the
findings above, it is evident that the evidence did not establish
the
existence of a pattern of criminal gang activity as defined.
[68]
Simply put, it was not established that the two appellants were
acting in concert or association. It was not conclusively proven
that
the two appellants were part of the Terrible Josters gang. The court
below relied heavily on the evidence of Mr Petersen in
finding that
the two appellants were gang members. In my opinion, Mr Pietersen’s
testimony appeared to be more speculative
than based on personal
knowledge. Consequently, the court a
quo
erred in its finding
against the appellants in this regard. Accordingly, the trial court
should have acquitted the second appellant
of all the charges against
him. I turn to deal with the sentence imposed on the first appellant.
[69]
Concerning the appeal on the sentence, it is trite law that
sentencing is pre-eminently a matter for the discretion of the
trial
court. The power of a court of appeal to interfere with a sentence
imposed by the trial court is circumscribed. Interference
with a
sentence on appeal is not justified in the absence of a material
misdirection or irregularity or unless the sentence imposed
is so
startlingly inappropriate as to create a sense of shock.
[13]
Thus, an appeal court will only interfere with a sentence on appeal
if it appears that the trial court has exercised its discretion
improperly or unreasonably.
[14]
[70]
Gleaning from the record of proceedings, the trial court conducted
the sentencing of the appellants in a perfunctory and desultory
fashion. As previously stated, the murder charge against the
appellants attracted life imprisonment. Although the trial court was
presented with limited and incomplete evidence, the court proceeded
to sentence the appellants to life imprisonment. This decision
was
taken even though the information provided to the court was scanty
and did not adequately support the decision to impose such
a severe
penalty. For completeness, the following was placed on record as the
personal circumstances of the first appellant. The
first appellant
had one previous conviction of assault and possession of a
dependence-producing substance and one previous conviction
of murder
committed on 07 February 2006. He was 34 years old at the time of
sentencing and was not married. He had five minor children
who
resided with their mothers at the time of sentencing. He did not know
the ages of his children. He informally maintained his
children.
[71]
From the personal circumstances of the first appellant placed on
record by his legal representative, it is not known who his
parents
are and who raised him. It is also not known where he went to school
and how far he progressed with his schooling. It is
not known how he
was brought up or socialised. Circumstances that could have
influenced his behaviour were not placed before the
court. The impact
of the deceased's death on his family remains unknown. Furthermore, a
genuine expression of remorse can be done
through evidence under
oaths in mitigation of sentence. I am mindful that the first
appellant had a prior conviction for murder.
However, in my opinion,
due to the paucity of information available to the court, there was
no factual basis to make an informed
decision on the presence or
absence of substantial and compelling circumstances.
[72]
It must be stressed that the accused’s right to a fair trial in
terms of section 35 of the Constitution does not take
a leave of
absence during sentencing proceedings. The court must be vigilant at
all trial stages to ensure fairness and justice.
During sentencing
proceedings, the trial court must not simply defer to the prosecution
and the defence attorney but must actively
engage in the process. The
trial court is responsible for gathering all relevant information
before sentencing, even if the legal
representatives have omitted to
do so. Where an accused is unrepresented, the court must question the
accused thoroughly and objectively
in connection with possible
mitigating circumstances.
[73]
It is important to remember that sentencing proceedings are
inquisitorial in nature. At this stage of the trial, formalism
and
excessive adherence to prescribed rules must take a back seat. A
trial court must adopt an inquisitorial approach to gather
all the
relevant information to enable it to impose a fair and just sentence.
Moreover,
the trial court itself carries the responsibility of ensuring that
legal representatives fully and properly represent
the best interests
of their clients especially at the stage of sentence. That
responsibility applies equally to the interests of
victims especially
of sexual violence.
In
S
v Oliver
,
[15]
the Supreme Court of Appeal stated:
‘
It
is trite that, during the sentencing phase, formalism takes a back
seat and a more inquisitorial approach, aimed at collating
all
relevant information, is adopted. The object of the exercise is to
place before the court as much information as possible regarding
the
perpetrator, the circumstances of the commission of the offence, and
the victim's circumstances, including the impact
which the
commission of the offence had on the victim. The prosecutor, defence
counsel and the presiding officer all have a duty
to complete the
picture as far as possible at sentencing stage. Material factual
averments made during this phase of the trial
ought, as a general
proposition, to be proved on
oath
.’ (footnotes omitted)
[74]
I would state it as a matter of principle and precedent that in cases
attracting life or long-term imprisonment a thorough
Probation
Officers’ report must be obtained with regard to the accused`s
background and psycho-social circumstances for consideration
by the
court. Such report may either be admitted into evidence with the
consent of the accused and the state, or the probation
officer may be
called to testify in support of the report or to clear up any
uncertainties. In my view, an accused should not be
sentenced unless
and until all the facts and circumstances necessary for the
responsible exercise of such discretion have been
placed before the
court. If there is insufficient evidence before the court to enable
it to exercise a proper judicial sentencing
discretion, that court
must call for such evidence.
[16]
[75]
My conclusion is unequivocally fortified by the statutory injunction
in section 274 of the CPA, which firmly states:
‘
(1)
A court may, before passing sentence, receive such evidence as it
thinks fit in order to inform itself as to the proper sentence
to be
passed.
(2)
The accused may address the court on any evidence received under
subsection one, as well as on the matter of the sentence, and
thereafter the prosecution may likewise address the court.’
[76]
It is quite clear from this provision that before a court can be
addressed on sentence; there is a duty upon the trial court
to invite
the parties, in terms of section 274(1) of the CPA, to present
evidence to inform itself as to the proper sentence to
be passed.
This intended invitation is consistent with the right to a fair trial
envisaged in section 35 of the Constitution. In
addition to the viva
voce evidence that may be adduced by the accused, such may include a
Probation Officer’s report, Correctional
Officer’s
report, Victim impact statement, etc. Unfortunately, in this case,
the trial court did not call for any evidence
from the defence and
the state as envisaged in section 274(1). The fact that the
appellants were legally represented did not absolve
the court from
this judicial injunction.
[77]
Evidently, the trial court bypassed section 274(1) and directly
proceeded to invoke section 274(2). In my opinion, it is improper
and
irregular for a trial court to deny an accused person the chance to
present evidence under section 274(1) of the CPA. I am
further of the
firm view that failing to consider the application of section 274 of
the CPA undermines the legislative intent of
Parliament. It is
crucial to uphold the injunction for presenting evidence in all
criminal cases where a sentence is to be imposed.
Perhaps it is
apposite to remind ourselves that the presentation of evidence in
terms of section 274(1) places the court in a better
stead to weigh
the competing interests of the triad and to achieve a proper balance
between the aggravating and mitigating factors.
[78]
While I appreciate that an accused person has the right to remain
silent, the court must diligently gather evidence and pertinent
facts
to ensure that a just and fair sentence is imposed.
Furthermore,
t
he
usage of the word ‘
may’
in the section should not be construed as a limitation on the right
to call for evidence, which has been established as the correct
procedure through usage and judicial practice.
[17]
Conclusion
[79]
In the circumstances, given the nature of the misdirection as
described above, I would propose that the matter be remitted
to the
trial court to receive the evidence required to enable it to exercise
its discretion properly and pass sentence afresh.
Order
[80]
Given all these considerations, I would propose the following order:
80.1
The conviction of the first appellant on count 2 is hereby set aside.
80.2
The conviction of the first appellant on counts 4, 5, 6 and 7 is
hereby confirmed.
80.3
The sentence imposed on the first appellant on counts 4, 5, 6 and 7
is hereby set aside.
80.4
The conviction of the second appellant on all the counts levelled
against him is hereby set aside.
80.5
The sentence of the first appellant is remitted to the trial court
for sentence proceedings to start afresh.
80.6
The trial court shall comply with section 274(1) and 274(2) of the
CPA.
80.7
The State and the defence shall be invited to lead evidence in
aggravation (if any) and in mitigation of
sentence.
80.8
The first appellant shall be brought before the trial court for
sentencing within fifteen days (15) from
the date of this judgment.
_________________________
LEKHULENI
JD
JUDGE
OF THE HIGH COURT
I
agree and it so ordered:
__________________________
SALDANHA
V
JUDGE
OF THE HIGH COURT
APPEARANCES
For
the appellants: Ms De Jongh
Instructed
by: Legal Aid South Africa
For
the Respondent: Adv Stone
Instructed
by: Office of the Director of Public Prosecutions:
Western
Cape
[1]
S v
Mathebula
1997 (1) SACR 10
(W).
[2]
S v Van
der Meyden
1999 (1) SACR 447
(WLD) at 449h.
[3]
S v
Artman and Another
1968
(3) SA 339 (SCA).
[4]
S v
Webber
1971
(3) SA 754
(A) at 758).
[5]
S v
Ngcina
2007 (1) SACR 19
(SCA) at para 16.
[6]
S v
Miggel
2007
(1) SACR 675
(C) at 678E.
[7]
R v
Dladla
1962 (1) SA 307
(A) at 310 C-E.
[8]
2023 (1) SACR 583 (CC).
[9]
2002 (6) SA 305
(SCA)
.
[10]
2003(2) SACR 319 (CC) at para 19.
[11]
See Oxford Dictionary of Law (2001) at 22.
[12]
S v
Davids and Others
(CC103/2019)
[2022] ZAWCHC 216
(31 October 2022) at para 128.
[13]
S
v Moosajee
[1999]
2 All SA 353
(A) para 8.
[14]
S v
Gerber
[1998]
4 All SA 315 (NC).
[15]
2010 (2) SACR 178
(SCA) at para 8.
[16]
S v
Siebert
1998 (1) SACR 554
(SCA) at 559A.
[17]
S v
Vukeya and Others
(unreported case number A15/2015) [2015] (01 September 2015).
sino noindex
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