Case Law[2024] ZAWCHC 244South Africa
Fortuin and Another v S (A17/2024) [2024] ZAWCHC 244 (5 September 2024)
High Court of South Africa (Western Cape Division)
5 September 2024
Headnotes
at Tulbagh, of the rape of a 17 year old boy, Mr. JJ. The provisions of the minimum sentence legislation applied to the charges. The appellants were each sentenced by the regional magistrate Mrs. A. Immelman to life imprisonment. They come before this court by way of an automatic right of appeal. [2] The incidents occurred on 17 May 2020 at or near Klein Begin, Tulbagh where each of the appellants unlawfully and intentionally committed an act of sexual penetration with the complainant Mr. J.J by each of the appellants inserting their penis into the anus of the complainant without his consent. The appellants were found to have contravened
Judgment
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## Fortuin and Another v S (A17/2024) [2024] ZAWCHC 244 (5 September 2024)
Fortuin and Another v S (A17/2024) [2024] ZAWCHC 244 (5 September 2024)
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SAFLII
Note:
Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
and
SAFLII
Policy
FLYNOTES:
CRIMINAL – Rape –
Evidence
–
Mental
capacity of victim – Complainant was a competent witness –
Able to explain discrepancies – Contradictions
were not
material – Did not detract from overall version of physical
attack and sexual assaults – Complainants
version remained
unassailable – Poor quality of J88 report – Regional
magistrate correctly rejected appellants'
version as not being
reasonably possibly true – State proved its case beyond
reasonable doubt – Appeal dismissed
IN
THE HIGH COURT OF SOUTH AFRICA
(WESTERN
CAPE DIVISION, CAPE TOWN)
Case
No: A17/2024
In
the matter between:
RAYDON
FORTUIN
First Appellant
EBEN
FORTUIN
Second Appellant
and
THE
STATE
Respondent
Coram:
Justice V C Saldanha et Acting Justice M Adams
Heard:
03 May 2024
Delivered
electronically:
05 September 2024
JUDGMENT
SALDANHA
J
:
[1]
Mr. Raydon Fortuin and his brother, Mr. Eben Fortuin were convicted
in the Paarl Regional
Court, held at Tulbagh, of the rape of a 17
year old boy, Mr. JJ. The provisions of the minimum sentence
legislation applied to
the charges. The appellants were each
sentenced by the regional magistrate Mrs. A. Immelman to life
imprisonment. They come before
this court by way of an automatic
right of appeal.
[2]
The incidents occurred on 17 May 2020 at or near Klein Begin, Tulbagh
where each of
the appellants unlawfully and intentionally committed
an act of sexual penetration with the complainant Mr. J.J by each of
the
appellants inserting their penis into the anus of the complainant
without his consent. The appellants were found to have contravened
the provisions of Section 3 read together with Sections 1, 55, 56(1),
57, 58, 59, 60 and 61 of the Sexual Offences and related
matters
(amendment) Act 32 of 2007 read together with Sections 92(2), 94,
256, 257 and 261 of the Criminal Procedure Act 51 of
1977 (Rape) and
read with the provisions of Sections 51(1) and/or 52
[1]
of Schedule 2 of the
Criminal Law Amendment Act 105 of 1997
, as
amended.
[3]
The appellants were legally represented at the trial by Mr. O.
Swanepoel, on the instructions
of Legal Aid South Africa.
[4]
In dealing with the merits of the appeal or lack thereof, the
judgment will, inter
alia, do so in the context of the unchallenged
evidence led with regard to the intellectual functioning of the
complainant, his
ability to consent to sexual intercourse and his
competence to testify as a witness. In this regard the State tended
the evidence
of Ms. Jeanine Hundermark, a clinical psychologist in
private practice and also attached to Cape Mental Health with regard
to her
assessment of the complainant and her findings. The judgment
will also deal with the medical examination and report (the J88), by
the authorised medical practitioner, Doctor SW Mukombe a locum doctor
on duty at the Ceres Hospital on the night of the incident.
On
account of Dr. Mukombe not being available to testify in person the
State entered the J88 report into evidence through the evidence
of
Dr. Marisa Crous, medical practitioner employed at the Ceres Hospital
and her interpretation and expert opinion in respect of
the recordals
made by Dr. Mukombe. The judgment will also deal with the admission
of the J88 report on the basis that it was both
in fact and in law
hearsay evidence and the subsequent evaluation of its probative value
in terms of Section 3(3)(c) of the Law
of Evidence Act 1988
[2]
.
[5]
I will also remark on the management of the trial in the court a quo,
which in my
view, led to a measure of confusion in respect of the
evidence of the complainant and which was compounded by the lengthy
and at
times excruciatingly repetitive and unnecessary
cross-examination by the defence of the complainant. The judgment
will also deal
with remarks by this court with regard to the failure
on the part of Doctor Mukombe to have properly filled in the J88 and
his
failure or neglect to attend the proceedings in the court a quo
to personally testify at the trial. The judgment will also refer
to
directives made by the court to the State at the hearing of the
appeal with regard to the need for trauma counselling for the
complainant.
[6]
The State, as indicated lead the evidence of Ms. Hundermark, that of
the complainant
Mr. JJ, Ms. Katriena Daniels his foster mother and
that of Doctor Crous. Both the appellants testified in their own
defence and
elected not to call any of the alibi witnesses they
sought to raise and rely upon in their defence nor that of a Mr.
Eltino Baadjies
who they contended would support a part of their
version against that of the complainant`s.
[7]
The appellants challenged their conviction of the rapes by contending
that the regional
magistrate erred in finding that the complainant’s
evidence was satisfactory in all material respects. They also
contended
that the regional magistrate failed to exercise caution in
the evaluation of not only the evidence of the complainant as a
single
witness but also that of the evidence of the complainant’s
foster mother Ms. Daniels as the first report and so too the
shortcomings
in the J88 report which the appellants contended did not
support the complainant’s evidence. The appellants also
contended
that the State failed to prove that the complainant had
properly identified the appellants as the perpetrators of the
offence.
The appellants further contented that the court a quo erred
in not finding that the appellants version was reasonable possibly
true, and for having rejected their version.
[8]
The appellants pleaded not guilty to the charges and elected not to
disclose the basis
of their defence. Their legal representative
confirmed that they were informed of the applicability of the
provisions of the minimum
sentence legislation, that if found guilty
of the charges and if they failed to establish substantial and
compelling circumstances,
they each faced the prospect of life
imprisonment. The State indicated that it sought to rely on the basis
of a common purpose
between the two appellants on the charges of rape
alternatively that each of them had separately committed the offence
and as a
result of what the State alleged was a mental disability
suffered by the complainant.
[9]
Ms. Hundermark was called as the first witness. Her written report
was entered into
evidence with the consent of the defence. She
explained that the complainant was referred to the Cape Mental Health
Society by
the Sexual Offences Court for the purpose of an assessment
to evaluate his level of intellectual functioning, his ability to
consent
to sexual intercourse and his competence to testify as a
witness. The information contained in her report and her findings
were
obtained in an interview with the complainant and Ms. Daniels.
She provided a brief history of the complainant who at the time of
the interview was 18 years old, unemployed and lived with his foster
family in Tulbagh. The complainant never knew his mother and
was
placed in the foster care of Ms. Daniels during the first year of his
life. It appeared that the complainant’s parents
had both
abused alcohol, he was neglected as a child and that he sustained
burns as his parents had inadvertently set their shack
alight while
under the influence of alcohol. The complainant was diagnosed as
suffering from fetal alcohol syndrome disorder and
all his childhood
milestones were delayed. He also suffered from breathing problems as
a result of the smoke inhalation. He commenced
schooling at the age
of seven, struggled to cope with the academic demands of school and
simply progressed each year without satisfying
the minimum
requirements of each grade. Unfortunately, the complainant had not
been placed in a special school, began bunking and
misbehaved. He
dropped out at the age of eleven years. Having little to do he was
easily influenced and began smoking cigarettes
and later used
substances. At the age of thirteen he was physically attacked and hit
with the flat side of a panga. He sustained
a brain injury and
remained unconscious for four days. After that, he had to learn to
walk again, had weakness on the right side
of his body and developed
epileptic seizures. In 2020, the complainant’s foster mother
tracked down his biological father
in Beaufort West and the
complainant went to live with him for approximately a month. His
father, however, was homeless and survived
on food found in garbage
bins. Ms. Daniels arranged for the complainant to return to her in
Tulbagh.
[10]
In respect of his current functioning Ms. Hundermark recorded that
the complainant was able to
feed and dress himself, but his physical
abilities were limited. He sometimes struggled to put his shoes on
and at times wore mismatched
shoes. He did not bathe properly and
needed daily reminding about hygiene practices. He refused to assist
with housework at home
but would do odd jobs for others. He knew his
physical address and his age. However, he did not remember his date
of birth or the
current day of the week nor the date. He was able to
write his own name and part of his nickname and could only copy
simple words.
He was able to identify some numbers and letters of the
alphabet but was otherwise unable to read or spell. He was able to
identify
basic colours. He was also able to identify coins and notes
but not able to work with money. He understood the functions of a
clock
but could not tell time. He had friends in the neighborhood but
was easily manipulated. In respect of his appearance and behaviour
in
the interview Ms. Hundermark noted that he was of average height and
build and had a pleasant smile. He came across as polite
and
accommodating and was able to speak for himself. His clothing was
clean but shabby and during the formal testing period attention
and
concentration difficulties were identified. The complainant was given
the opportunity to talk to Ms. Hundermark about the alleged
rapes and
his reactions. She explained that he was also given the opportunity
to demonstrate the alleged rapes with the help of
atomically correct
dolls. She recorded that the complainant was unable to provide
information about the impact on him of the alleged
rapes. His foster
mother reported that his behavior deteriorated after the alleged
incidents and that he was difficult to manage.
Ms. Hundermark
recorded that persons who abuse substances do so more during stress
as a way of self-medication and that was clearly
the position with
the complainant. She stated that the complainant reported that that
he wished to give abusing substances up but
did not know how to do
so.
[11]
Ms. Hundermark administered two separate tests with regard to the
intellectual quotient (IQ)
ranges of the complainant according to the
international classification of diseases by the World Health
Organization. Two tests
were used to assess ability.
[12]
She testified that in respect of the application of the Vineland
Adaptive Behaviour Scales (2nd
edition 2005) which evaluated everyday
adaptive functioning through information obtained from the
complainant and his foster mother.
The scales covered three areas;
communication, daily living skills and socialization. On assessment
of the complainant the communication
and daily living skills he fell
in the range of moderate intellectual disability (IQ 35 to 49). His
score on the socialization
domain fell in the range of mild
intellectual disability (IQ 50 to 69). His adaptive behaviour is
composite, or average was likewise
in the range of moderate
intellectual disability.
[13]
In respect of the test related to his individual scale for general
scholastic aptitude, the complainant
obtained an aptitude score in
the range of moderate intellectual disability. His test age was
determined as six years and 11 months.
[14]
In respect of the complainant’s understanding of sexual
matters, the complainant learned
about sex at school, but his
understanding of sexual matters was found to be limited. He could
however recall the correct names
of the male and female sexual parts.
He had no knowledge of conception, contraception or sexually
transmitted illness. When asked
about his opinion of sex between men
he replied that it was not normal. Ms. Hundermark found that the
complainant was legally unable
to give or to withhold consent to
sexual intercourse in terms of the
Criminal Law (Sexual Offences and
Related Matters) Amendment Act 32 of 2007
).
[15]
In respect of his competence as a witness the complainant was found
to have had no knowledge
of court proceedings and the role players.
He had a concrete understanding of the concept of truth, falsehood
and the making of
a promise. He was unable to provide a simple
narrative and but could answer some clarifying questions. He was able
though to demonstrate
the allege rape with the help of anatomically
correct dolls. She found that the complainant was nervous and afraid
of the court
process, but he nonetheless had the potential to be a
competent witness in court under the following conditions: he should
receive
court preparation counselling, he should testify outside of
an open court with the assistance of an intermediary as he would
suffer
undue mental stress if he testified in an open court. She was
further of the view that in court the problems he would experience
with attention and concentration and his general lack of functioning
would need to be taken into account.
[16]
There was nothing of any significance that arose during the
cross-examination of Ms. Hundermark
other than her reiterating the
explanation given to her by the complainant of the manner in which
the incidents were alleged to
have taken place and with use of a
knife by the appellants in subduing him. She conceded that the
complainant himself did not have
any strong features that
characterised his fetal alcohol syndrome.
[17]
The trial was thereafter postponed and upon its resumption the State
sought the leave of the
court to formally amend the charge sheet to
reflect that the application of the minimum sentence was applicable
on the basis that
the rapes occurred by multiple offenders, a
so-called gang rape and that the complainant was mentally disabled.
The court questioned
the necessity of such an amendment or whether
the legal representative of the appellants would confirm that the
application of
the minimum sentence legislation on the basis of the
mental disability and their being allegedly multiple offenders was
explained
to the appellants in the context of the application of the
minimum sentence legislation. The legal representative for the
appellants
confirmed that he had in fact explained that to each of
the appellants and they too confirmed that to the court.
[18]
The State sought in terms of
Sections 170A
of the
Criminal Procedure
Act for
the complainant to testify via an intermediary on the basis
of the evidence of Ms. Hundermark in that he would be exposed to
undue
mental stress if he testified in the presence of the appellants
of who he felt extremely intimidated by. There was no opposition
to
the application by the defence.
[19]
During the course of his testimony both in chief and in
cross-examination and while testifying
through the use of an
intermediary it was noted from the typed record of the proceedings
there were repeated problems experienced
with the quality of the
sound recording that led to an immense amount of frustration
experienced not only by the regional magistrate,
the intermediary,
the prosecution and also by the defence. The regional magistrate
repeatedly raised her concern about the inadequacies
and the
malfunctioning of the microphones and a recurring disturbing noise in
the feedback of the testimony of the complainant
and the relay of the
evidence of the intermediary through the speakers. The regional
magistrate even resorted to having the record
typed in order to
report the poor state of functioning of the microphones and speakers
to the South African Human Rights Commission.
While I am sympathetic
to the frustration experienced by the trial court of the mechanisms
of the court equipment, it was, in my
view, a matter that should have
been immediately referred to and promptly dealt by the Court Manager,
who had ample opportunity
of resolving the problem over the period of
almost three months over which the complainant had to testify. I will
revert to this
concern and the consequence of the repeated
malfunctioning of the equipment. Needless to say, having the
intermediary and the complainant
himself repeat answers via the
malfunctioning sound equipment, no doubt and unnecessarily impacted
on the complainant’s anxiety
about testifying in the matter.
[20]
The testimony of the complainant is set out no more than briefly and
by way of no more than a
background to the incidents itself. He was
found by the regional magistrate to have understood the difference
between right and
wrong and the importance of the truth despite his
mental disability. He was formally sworn in. He testified that at the
time of
the incident he was seventeen years old and lived at 2[...]
J[...] Street in Tulbagh. He explained that on 17 May 2020, a
Saturday
evening, he initially stated after 22h00, thereafter stated
after 21h00 thereabout, and later stated that it was about 20h30 that
he walked home from a shop that he described as from the Small Prins
shacks in Klein Begin, Tulbagh. He explained that that it
was then
where the two appellants initially attacked him with the first
appellant kicking him from under his feet and as a result
of which he
fell to the ground. The second appellant thereupon pulled him across
the road to the side of the shop. The second appellant
pulled down
his pants while he lay on his stomach. The first appellant held his
hands from the front of him while the second appellant
got on top of
him and as he stated, “he made me clever”. He explained
that the second appellant then inserted his penis
into his anus. As
already indicated much of this evidence had to be repeated by the
complainant on account of the poor functioning
of the sound equipment
used by the intermediary and also on account of the complainant’s
voice not being picked up by the
microphone. He demonstrated to the
court how he was held from the front by the first appellant with the
use of his two fists in
front of him. He explained that when the
second appellant was done with him, the first appellant did the same
to him. He described
the first appellant by his nickname “Tambaai”.
Again, after several questions, he had to clarify that Raydon was
Tambaai
and Eben (the second appellant) was the other “black”
brother. There was again confusion caused with regard to the
complainant’s testimony and Mr. Swanepoel pointed out and
claimed that the intermediary had incorrectly “translated”
the questions to the complainant. The complainant was eventually able
to explain that he understood that “Tambaai”
was Raydon
(the first appellant). He explained that the second appellant’s
nickname was that of “Rib”. When asked
if he was sure
that it was the first and second appellant who did these things to
him his response was that he was sure about it.
He also explained
that he had known both the first and the second appellant. He
claimed, and again after some repetition and confusion,
that it was
the second appellant who had a child with a cousin of his. He claimed
that he knew the appellants from where they lived.
After the sexual
assaults on him, both of the appellants walked away. He went home and
immediately told his foster mother what
occurred. She thereupon
phoned the police, and he was thereafter taken to a doctor. When
asked if he was hurt as a result of what
was done to him, he claimed
that “I was bleeding from the back by my buttocks”. The
interpreter at this stage stated
“it was hurting at the back of
my buttocks” to which the intermediary pointed out that was not
what the complainant
had testified. The complainant explained that he
bled from between his buttocks. The complainant was then shown a set
of four photographs
which were entered into evidence with the consent
of the defence. The photographs depicted the scene at which the
incidents were
alleged to have taken place, under a tree near his
uncle’s yard from which an informal shop was run. He was asked
a question
of clarification by the court as to what he did in
response to the attack on him. He claimed that he was “
carrying
on
”. When asked what he meant by it, he said that “they
must stop”.
[21]
The trial was thereafter postponed on account of the court time
having run out. It resumed several
weeks later, and the complainant
was once again assisted in testifying through an intermediary but
this time by a different social
worker as the previous social worker
was unavailable. At the commencement of the complainant’s
cross-examination, he was
asked about various people who he was
required to describe. There was some confusion in the manner in which
the questions were
posed by the defence and in the answers given by
the complainant. It was put to him that people by the names of Ellen
and Taka,
and that he, the complainant, had on a previous occasion
assaulted the first appellant. The first appellant therefore laid a
charge
of assault GBH against him and the others. The complainant
readily admitted that he had personally assaulted the first appellant
and that it was correct that the first appellant had laid a charge of
assault against him. He confirmed that incident occurred
prior to the
sexual assaults for which both the first and second appellant were
charged. It was put to him by the defence that
the charges of rape
which he had laid against the appellant was because the first
appellant had laid the charge of assault against
him and the others.
The complainant flatly denied it. He was also cross-examined about
whether prior to the alleged incidents he
testified about, he was
found by the second appellant near the shop at his uncle’s
premises under the tree where he and a
Mr. Eltino Baadjies were busy
smoking mandrax. He admitted to having smoked mandrax in the company
of Mr. Baadjies. He also explained
that when he smoked mandrax “it
would tip me over then I fall on the ground” and that he became
confused after smoking
mandrax. He denied though that when the
incidents took place he was confused as a result of having smoked
mandrax on the night.
He also denied that he was confused in his
evidence about the incident and his identification of the appellants
as the persons
who sexually assaulted him. He explained that he was
able to identify the appellants as one of them who he identified as
the first
appellant had spoken to him while he and Eltino smoked
mandrax under the tree. It was disputed by the defence that it was
the first
appellant who had spoken to Eltino Baadjies and who had
found them under the tree but rather the second appellant.
[22]
In the course of his cross examination he was also confronted with
the statement that he had
made to the police in which he mentioned
that the appellants had a knife which they used to threaten him with.
He had not mentioned
that in his evidence in chief. His response was
that he had simply forgotten to do so. I should point out that the
statement he
had made to the police, which was eventually entered
into evidence was not co -signed by his foster mother. It also
appeared from
the record that at that stage of his testimony the
intermediary pointed out to the court a quo that his concentration
had waned,
and that he had indicated to her that he had not eaten
since breakfast that morning and that he was hungry. It also appeared
that
there was confusion in respect of the questions asked of the
complainant and the answers given with regard to who of the two
appellants
had found him and Eltino Baadjies smoking under the tree.
The complainant maintained that it was the first appellant despite it
repeatedly put to him that it was the appellants version that it was
in fact the second appellant who had spoken to Eltino Baadjies.
The
matter was again postponed, this time as a result of the lack of
concentration on the part of the complainant and upon its
resumption
again proceeded with the use of an intermediary, this time with the
first social worker who had assisted the court a
quo.
[23]
Upon resumption of his cross-examination, it was put to the
complainant by the legal representative
of the defence that at the
last occasion prior to the proceedings been adjourned, he testified
about being at the shop near the
tree where he and Eltino Baadjies
smoked and “they spoke to you”. That was clearly
incorrect. The complainant never
claimed that both appellants spoke
to him as he maintained that it was the first appellant who had
spoken to him. During the further
course of the cross-examination of
the complainant the proceedings were interrupted by the court having
to adjourn to deal with
an attorney concerning a different matter. On
resumption there was also a mechanical interruption and once again
repeated requests
by the regional magistrate and Mr. Swanepoel for
the complainant to repeat his testimony on account of them not being
able to hear
because of the malfunctioning audio equipment.
[24]
It was also put to the complainant that at the shop in the yard of
his uncle’s premises
people had walked up and down at the time
at which he claimed the incidents were alleged to have occurred. He
flatly denied that
there were any people in the vicinity at the time
the incidents occurred. He was again cross-examined about his
identification
of the appellants near the shacks where he claimed the
two of them initially attacked him. He maintained that he was able to
have
clearly seen them and again described that it was the second
appellant who had kicked him to the ground. He was once again tasked
in cross examination to explain how he was dragged across from the
area of the shacks across the road to where the sexual assaults
on
him were alleged to have taken place. He also claimed that while
being dragged and accosted by the appellants he shouted out
for help.
He was yet again asked to explain what happened under the tree after
they dragged him there and at this point it appeared
that the
complainant become emotional and asked to go to the toilet. The
proceedings were thereupon adjourned for a short while.
Upon its
resumption he was again cross-examined at length about how the
incidents took place under the tree, who of the appellants
he claimed
held him down in front and the penetration of his anus by the
appellants. He was even asked in cross-examination by
Mr. Swanepoel
as to “what is a penis?” to which he explained that its
“your private part”. He was asked
as to what was a penis
used for to which he explained “to go to the toilet”. He
was also asked “what was the
use of one’s anus?’’
to which his response was “to sit on it”. He again
explained that when the first
appellant inserted his penis into his
anus his pants had been pulled down and so too his underpants to his
legs. He again explained
that when the first appellant inserted his
penis into his anus, he was lying flat down on his chest. And so too,
he was again and,
in my view, wholly unnecessarily and tediously
cross-examined about how the sexual assaults took place by each of
the appellants
on him. It was also put to him that Ms. Hundermark
explained that he was not familiar with sex related topics and yet he
was able
to explain “
a lot about sexual acts and so forth
”.
He was asked whether someone had told him what to say. His response
was that no one had told him to do so.
[25]
There were various contradictions pointed out in the statement that
he made to the police and
in his testimony in particular that no
mention had been made of the knife and that in the statement he had
said that both appellants
had pushed him to the ground. The
complainant explained that “I forget a lot of things”. He
nonetheless maintained
his version with regard to the attack on him
by both of the appellants near the shack area and the sexual assault
under the trees.
It appeared from the record that the complainant
began crying in the course of his testimony. He also explained how he
attempted
resisting the attack on him under the tree by the
appellants and recalled that while holding him down and sexually
assaulting him
the appellants were “laughing in my face”.
During further cross-examination, the regional magistrate noted that
the
complainant’s concentration had virtually diminished. The
proceedings were brought to a halt and postponed for further
cross-examination.
[26]
On resumption he again maintained that it was the first appellant who
had confronted him and
Eltino Baadjies while they were busy smoking
mandrax under the tree. He also maintained that when the first
appellant spoke to
Mr. Baadjies, he also addressed him which was
denied by the appellants. The version of the appellants was put to
him to which he
confusingly responded to. It had to be repeated as a
result of the intervention of the regional magistrate to ensure that
the complainant
fully understood what was required of him to respond
to. He disputed the version of the appellant’s denial of having
attacked
him and having sexually assaulted him.
[27]
The foster mother of the complainant, Ms. Daniels, had indicated to
the State that she did not
wish to testify in the presence of the
appellants on account of her fear of them. The State, however,
eventually did not proceed
with an application for her evidence to be
given through an intermediary but the court a quo allowed for her
evidence to be heard
while the court proceedings was done in-camera.
I should indicate that the parents of the appellants attended the
trial, and the
State initially sought to exclude the mother from
being present on account of the role she and the appellants
apparently played
after the bail application was heard in the
Magistrates Court when they unsuccessfully applied for bail. They
apparently threw
dominoes in the court room and broke a window.
[28]
Ms. Daniels explained that she had brought the complainant up since
he was a baby. With regard
to the incident, she explained that the
complainant was then seventeen years old. On the night of the
incident, she was home when
he arrived. She asked him why he looked
so “
bland, why is he looking pale
”. It appeared to
her that his clothing had been pulled to the one side and it looked
like he had been pulled about. She also
noticed that there were tears
running down his face and that when she looked at his pants it
appeared to be red, stained with blood.
He told her that it was
merely mud. She explained that he had on a green long tracksuit
pants. She responded to him that it was
blood that was on his pants
and that he had marks on him that looked like “knife
stabbings”. She claimed that she immediately
went inside the
house and phoned the police. Mr. John Jones, a police officer,
answered and informed her that she should properly
examine the
complainant and that he would arrange for an ambulance. She then
pulled down the pants of the complainant and observed
that there was
“
blood coming from his anus
”. At that stage Ms.
Daniels broke down in tears. She claimed that when she saw the blood
she again phoned the police. She
claimed that all the complainant had
said to her was that it was Rib and Tambaai and that he was going to
get them. She explained
further that the whole of his pants at the
back was full of blood and that it ran down his legs. She had given
his pants to the
police. She identified in court the appellants as
being Tambaai and Rib respectively. She also explained that her baby
son had
a child by a cousin of theirs and that the appellants did not
live far from them. When asked about the impact of the incidents on
the complainant she explained that he had become aggressive and that
he had a scarred wound on his anus. She explained how hurt
she felt
by it all and the fact that his dignity had been “taken away
and how people had shouted at him” about the
incident. She
likewise became emotional during her testimony. In cross-examination
she stated that the complainant did not have
any bleeding problems in
his anus prior to the incident. She also explained that there was
blood not only on the pants but also
on both of his legs. The
complainant did not tell her initially what happened. She was asked
whether he did so afterwards to which
she explained that he did and
said it was both Tambaai and Rib who had pulled him across the road
where they pulled his pants down
and that Tambaai first and
thereafter Rib sexually assaulted him. The appellants version of
their denial of the sexual assault
on the complainant was put to her.
She also explained what she referred to as “knife stabbings”
on the complainant`s
buttocks. It appeared that the marks had been
caused by the manner in which he was dragged by the appellants.
[29]
At the resumption of the hearing on the postponed date the State
applied for the court to make
an exception to the best evidence rule
for the J88 report to be accepted into evidence as Dr. Mukombe was
not available to testify.
He was no longer based at the Ceres
Hospital and had relocated to the rural Eastern Cape. The prosecution
had been in contact with
him. Initially, it appeared that he was
unable to attend court because his wife had given birth but had since
not been available
at all. She claimed that he had stopped replying
to emails sent to him from the State. The State claimed that it had
also been
unable to obtain an address for him in order to serve a
subpoena on him. The prosecutor informed the court that she had also
sent
further e-mails to him requesting certain information, but he
had not been forthcoming, and that the State had gone as far as to
motivate for an airline ticket for him to travel from the Eastern
Cape. She claimed that he had simply not responded at all. The
State
sought to hand up its unanswered email correspondence sent to Dr.
Mukombe, but the defence had not been given copies of it
prior to the
proceedings for them to consider their position. The State however
indicated to the court a quo that it intended calling
Dr. Crous in
the place of Dr. Mukombe as she had studied the J88 and she would
give an expert opinion on its content and conclusions.
The regional
magistrate invited Mr. Swanepoel to consider his clients position and
to advise whether they needed more time to do
so or whether the court
could provisionally hear the evidence of Dr. Crous. The regional
magistrate noted though that if the appellant`s
legal representative
was “uncomfortable with it, he would give him the opportunity
to go and study the law and see what he
could come up with”.
Mr. Swanepoel thereupon indicated that the evidence of Dr. Crous
could provisionally be entered into
evidence. The court did so on
that basis and that argument on the admissibility of the J88 and that
of Dr. Crous would be dealt
with later by the defence.
[30]
Dr. Crous placed her qualification as a medical doctor and expertise
in family medicine on record.
She explained that Dr. Mukombe was
stationed as a locum doctor at Ceres Hospital in 2020 through an
agency. She confirmed that
she had studied the J88 completed by Dr.
Mukombe. She was requested by the State to read it into the record
and also to express
her expert opinion with regard to the findings
and conclusions contained therein.
[31]
The examination by Dr. Mukombe of the complainant had taken place on
17 May 2020 at approximately
23h30 at the Ceres Hospital. The details
of the complainant were entered on the document and his gender as
male. His date of birth
however was not recorded. Under the heading;
General history of the complainant; it was recorded that he was a
“
defaulter epileptic drug user,”
his clothing was
recorded as normal, and his general body built also as normal.
Part 5
of the J88 dealt with the clinical findings where Dr Mukombe stated
“
small bleeding anal lacerations
”. In respect of
the complainant’s mental health and emotional status, the
abbreviation “NAD” was noted
which in medical terms
referred to “
No Abnormalities Detected
”. In
respect of clinical evidence of drugs and alcohol, Dr Mukombe noted;
“none”. He concluded under Item 8 “normal
clinical
examination” which according to Dr. Crous contradicted what he
had stated at point 5 of having noted “small
bleeding anal
lacerations.” She explained that the lacerations were an
indication of a blunt force injury. She claimed that
the presence of
the laceration or the injury to the peri-anal area could “thus
not be a normal finding on examination”.
On the second page of
the J88 he crossed out the whole of
part D
which dealt with “History
in the case of alleged sexual offence” and part E;
“Gynaecological examination.”
On the third page of the
J88 under part F, he recorded that samples were taken for
investigation and recorded the seal number of
the evidence collection
kit. The specimens were handed to a Sergeant Hopley. Dr. Mukombe
crossed out the part that dealt with “Conclusions.”
Part
G dealt with; “Anal examination”, the first item related
to “
skin surrounding the orifice
”. In respect of
item 1, “hygiene”, Dr. Mukombe recorded “good,”
item 2; “pigmentation”
he recorded “none”
item 3; “fissures or cracks” he recorded “none,”
and under “abrasions”,
Dr. Mukombe’s handwriting
appeared illegible. Item 5; “scars” he recorded “none”
and item 6, “swelling/thickening”
he recorded “none”
Under item 7; “redness/erythema” he recorded “none.”
Item 8, “bruising/hematoma”
he recorded “none”
and he drew a line through item 9; “tags.” Tags relates
to pieces of skin. Dr. Crous
was of the view that the examination of
the skin surrounding the orifice contradicted the recordal in item 5
of the J88 where Dr.
Mukombe had noted the “small lacerations.”
The State also pointed out that item 4, “abrasions” was
likewise
illegible and should have correlated with item 5 under
“general examination” in respect of the lacerations
found.
[32]
The following section under the heading “Anal Examination”
related to the “Orifice”
where item 10 “tears/fissures”
also appeared to be illegible, item 11, “swelling/thickening of
rim” was
recorded as “none,” item 12; “funnelling”
was recorded as “none,” item 13; “reflex dilation”
was recorded as “none,” item 14; “shortening/eversion
of anal canal” was recorded as “none,”
item 15;
“cupping” recorded as “none” item 16,
twitchiness or winking was recorded as “N and a line”
item 17, under “discharge;” “blood” was
recorded. Dr Crous explained that cupping referred to an indent
on
the inside of the anus. In respect of item 18; “digital
examination,” related to the presence of hard faeces in
rectum,
of which none were recorded. Item 19; “laxity” (pressure
on anal orifice) “none” was recorded,
item 20;
“thickening of anal verge” the recordal was illegible.
Item 21; tone, sphincter grip, “none” was
recorded.
[33]
In respect of item 21, where Dr. Mukombe recorded that the sphincter
grip was “none”
Dr. Crous was of the view that on
performing a digital examination of the rectum one would in layman's
terms examine how tightly
the anal canal grips around one’s
finger. Dr. Crous was of the view that the recordal of “none”
was not an appropriate
answer. Under item 22; “conclusions”
Dr. Mukombe recorded “small lacerations” the rest of Dr
Mukombe`s
writing was again illegible. Under H; “male
genitalia” Dr. Mukombe crossed out the entire subsection. Under
“conclusions,”
he again recorded “NAD” Dr.
Crous was likewise of the view that the “NAD” recordal
did not correlate with
the previous findings as once there were signs
of trauma seen it could not simply be recorded as no abnormalities
detected. Dr.
Mukombe had signed each of the pages of the J88 report
with his practice number inscribed at the bottom.
[34]
On the last page of the J88 were diagrams. The first section of the
diagrams was that of the
perineum of both a male and female on which
Dr Mukombe noted nothing at all on the diagram and appended his
signature below it.
Dr. Crous was again of the view that this
recordal did not correlate with the previous findings of Dr. Mukombe.
There was a second
set of diagrams in which he had simply drew a
circle in the centre of the buttocks with a line drawn that stated,
“small
lacerations”. He again signed the bottom of the
page with his initials.
[35]
When asked by the State as to the cause of the trauma noted in the
J88 report her view was that
the injuries noted by Dr. Mukombe were
indicative of a blunt force injury to the peri-anal area. In respect
as to how such an injury
could have occurred, she indicated that she
was unable to speculate. She was however of the view that an object
was used to inflict
the injury. Such an object could in her view have
been either be an inanimate object or bodily force. She explained
that the blunt
force trauma was caused as a result of the object
coming into contact with the peri-anal area. When asked by the
regional magistrate,
that looking holistically at the J88 report
whether there had in fact been a proper digital examination by Dr
Mukombe of the complainant,
Dr. Crous`s response was that she did not
wish to speculate but as she read the J88 report it appeared to be
unlikely. In further
questions of clarity from the court, with regard
to whether the injuries noted could have been caused as a result of
constipation,
Dr. Crous discounted it. However, Dr. Mukombe had not
indicated that the trauma was in the peri-anal area. As already
indicated,
with regard to tears and fissures he indicated that there
were none and it therefore appeared to Dr. Crous that there was no
physical
trauma on the sphincter itself but there was a possibility
of surrounding trauma. Dr. Crouse also noted that Dr. Mukombe noted
that there were abrasions on the skin surrounding the orifice
although his writing was not entirely legible. Dr. Mukombe did
however
note in the J88 report that there was a laceration in the
anal area and that there had been bleeding.
[36]
In cross-examination Dr Crous was asked as to whether the peri-anal
area included the buttocks
to which she explained that it did not as
it related only to the skin surrounding the anus. She indicated that
it appeared from
the anal examination recorded in items 1 to 21 that
nothing abnormal or no trauma was indicated. She explained the
relationship
between points 21 and 13 (reflex dilation) where “none”
was indicated. In Dr. Crous’s view, if the tone was decreased
one would have had a reflex dilation and the cause of the dilation
would according to her knowledge be as a result of trauma or
a spinal
cord injury. She was also questioned with regard to item 5 of the
general examination where the wording was not entirely
legible. It
was put to Dr. Crous that it could not be assumed that there was an
indication of trauma to the anus but rather to
the buttocks. Her
response was that she was unable to comment on exactly what Dr.
Mukombe meant.
Dr.
Crous also indicated that a doctor would normally make notes in the
hospital file of the patient. She however had not read the
file of
the complainant. She confirmed that there were no other injuries
recorded in the J88 report, such as scarring or trauma
to the legs or
the back of the complainant. When questioned with regard to the
bloodstains that were found on the pants of the
complainant Dr. Crous
explained that Dr Mukombe had recorded in the J88 with regard to the
examination of the orifice and item
7 indicated that there was a
discharge of blood. She was of the view that blood would have
originated from the orifice itself.
She conceded that without the use
of instrumentation it would have been difficult to have determined
the wound that caused the
bleeding but that it was possible for an
injury that originated inside the anus to have caused the bleeding to
the extent that
the person’s underwear was soiled with blood.
Dr. Crous refused though to speculate on the extent of the bleeding.
She was
also asked whether the injuries indicated that the
complainant had been injured/penetrated more than once. The court
clarified
the question by indicating that the complainant had
testified that he had been unlawfully penetrated more than once in
his anus.
Dr. Crous’s response was that based on her knowledge
and experience if somebody bled from his anal canal it was a “serious
injury”. She stated though that it would be difficult to
speculate whether penetration occurred more than once.
[37]
Upon the conclusion of Dr. Crous’s testimony the regional
magistrate inquired from Mr.
Swanepoel whether the evidence could be
finally admitted into evidence or whether he first wished to consult
with the appellants
and consider the testimony of the doctor. Mr.
Swanepoel`s response was “I am not sure your worship”.
The regional magistrate
indicated that she would make a note of the
issue and that it would be dealt with at the resumption of the
proceedings. The J88
was marked “provisional” at that
stage and the trial was postponed for further evidence.
[38]
At the recommencement of the proceedings the regional magistrate
pointed out that the State had
not yet closed its case, and that the
court had still to make a final decision with regard to the admission
of the evidence of
Dr. Crous and the J88. Mr. Swanepoel on behalf of
the appellant stated, “I’ve got no objection for the J88
to be handed
in and form part of the record…”. The
State’s responded by asking whether that included the evidence
of Dr.
Crous being admitted. Mr. Swanepoel thereupon advised the
court, that it would still have to address the court on its
“probative
value I will address the court later”. Mr.
Swanepoel nonetheless was of the view that the J88 could be handed in
as “as
a final exhibit”.
[39]
It was apparent that Mr. Swanepoel on behalf of the appellants
admitted the hearsay evidence
in the form of the J88 but reserved the
appellant`s right to address the court on the probative value of the
J88 and that of the
evidence of Dr. Crous. In that regard the
regional magistrate recorded “exhibit D” (J88) as entered
as final subject
to the address as regards to evidentiary value and
the evidence of course. The State thereafter closed its case.
[40]
The first appellant thereafter testified. He confirmed that he knew
the complainant as the complainant
was the person that had assaulted
him prior to the complainant laying the charges of rape against him
and the second appellant
in this matter. He claimed that incident
occurred on 9 February 2020. In respect of the incidents for which he
and the appellant
had been charged with, he claimed that he was at
his mother’s house on the day and recalled that it was a
Sunday. He claimed
that he was in the company of his girlfriend,
Hajunay, and that they were in a relationship at the time. He claimed
that she has
since moved on to another boyfriend. He did not know
where she was located as she no longer resided in Tulbagh. He
explained that
he and his girlfriend were at the premises the whole
day as they had slept for the better part of the day and at about
5:00pm commenced
watching television until the night. He claimed that
when it got dark the second appellant`s “wife” arrived
and said
that there were people looking for him. She said that the
people brandished pangas and knives, and they claimed that he and the
second appellant had “raped someone”. He explained that
his brother was not married but it was his girlfriend. He claimed
that she then asked where his brother was, and he informed her that
he was at the back of the shack in which he lived. He and his
brother
thereafter decided that they would go down to the police station. He
claimed that on their way to the police station they
came across a
police officer a Mr. Adjura Makala and they said to him they had just
heard that the complainant had laid charges
of rape against them. Mr.
Makala apparently said to them that the complainant was at the police
station to open a case, but that
he would first be taken to the
hospital by the police. Mr. Makala apparently said to them that they
should go home and that when
the police sought them, they would find
them at their home. The version of the complainant was put to him
with regard to the incidents
to which the first appellant denied any
knowledge. In cross-examination it was put to him that the
complainant could have elected
to implicate any persons in the area
in which they lived but had fingered him and his brother. The first
appellant responded that
the reason was that “him and his
people are plotting against me because of the case that I have opened
against him, and the
plot is against myself and my brother”. He
added that the complainant had “even come to me with money and
wanted me
to withdraw the matter but I refused”. He was unable
though to give any explanation or reason as to why the complainant
would
implicate the second appellant in the matter. The first
appellant also claimed that “there are also people that are
behind
him helping him to do what he is doing, these American
people”. He claimed in response to a question from the State.
He stated
that he was not speculating about it but that it was their
leader a person by the name of Elderin who was an American (gangster)
that had influenced the complainant to make up the false claims
against him. When pressed by the prosecutor as to why this was
the
first time the version about Elderin was raised his response was that
“I am not going to answer that question”.
He claimed
further that in the incident in which he was assaulted by the
complainant it was “when Elderin told him hit him
and then he
hit me”. When asked what Elderin had against him he explained
that Elderin and the JCY’s were fighting
and that his cousins
were JCY’s (members of the Junior Cisco Yakkies gang).”
The first appellant claimed that that
he was a member of the 28
’s
gang and also of the (HL) Hard Livings gang. The first appellant
claimed that the reason why the complainant had laid a case against
him was because he and the second appellant often spoke to the JCY’s
who were his cousins and because they (the JCY’s)
had stabbed
the complainant and the complainant thereafter assaulted him. The
first appellant claimed that the complainant had
also laid charges
against members of the JCY and he thereafter together with Elderin
and the mother of Elderin assaulted him. The
first appellant
therefore laid the charges of assault against all three of them. The
prosecutor put it to him that he was literally
grasping at straws in
his explanations. The first appellant maintained though that he had
no idea as to why the complainant had
laid the charges of rape
against the second appellant and that the second appellant would
himself explain when he testified. The
first appellant accepted that
the complainant had been examined by a doctor and that bleeding was
found as well as cuts (the lacerations)
on his body. The first
appellant claimed though that he bore no knowledge as to how the
injuries were caused.
[41]
The first appellant was cross examined about his version of having
been in the company of Hajunay
during the course of the day. The
State undertook to assist the defence in subpoenaing her for the
defence.
[42]
The State put to the first appellant that his evidence was that when
they met the police officer,
Mr. Makala, while apparently on their
way to the police station, they had said to him that they were being
accused of rape by the
complainant. It was pointed out that in his
earlier testimony he had not claimed that the second appellant’s
girlfriend had
mentioned the name of the complainant at all. Yet they
were able to give his name to police officer. The first appellant
claimed
that he did in fact mention the name of the complainant as
relayed to him by the second appellant’s girlfriend but that
the
prosecutor may not have heard it as he stammered while speaking.
The regional magistrate thereupon confirmed from her own notes
that
no mention was made of the complainant’s name in the report by
the second appellant’s girlfriend. The second appellant
thereupon stated that he had forgotten to say that the name of the
complainant was in fact given by the second appellant’s
girlfriend. He also maintained that it was as a result of his
stuttering that it may also not have been heard by the regional
magistrate. While the regional magistrate noted that the first
appellant did have a stutter when he previously testified, the
stutter
had completely abated in his further testimony. When being
pressed by the State as to why he had not mentioned that the second
appellant’s girlfriend had mentioned the complainant’s
name he claimed that it was because he did not understand high
Afrikaans and later claimed that it was because he had been in
custody for so long and that he had endured much pain and also as
a
result of the throat cancer suffered by his father and that he was
responsible for raising three kids, all of which, caused him
to have
forgotten to have mentioned that his girlfriend had informed them
that it was the complainant who had made the allegations
against him
and the second appellant in his earlier testimony. The prosecutor
eventually put to him that the reason why he and
his brother had
accosted and sexually assaulted the complainant was to exact revenge
on the complainant for having assaulted him.
The first appellant
disputed that. He also claimed that he did not know the date on which
the incident was alleged to have taken
place but that his alibi was
that he was with his girlfriend the entire day when the complainant
alleged that he had been raped
by him. He explained that all he could
recall was that it was on a Sunday that his brother’s
girlfriend informed him that
there were people looking for him and
his brother because of the alleged rape by them of the complainant.
[43]
The defence closed the first appellant’s case after his
testimony.
[44]
The second appellant thereafter testified in his defence. He
confirmed that he knew the complainant
but only by sight as they were
not friends. He claimed that there were no problems between him and
the complainant. On the night
of the incident, he had gone to what he
referred to as the “tuck shop” which was situated on the
premises of the complainant’s
uncle. The window through which
the public was served at the tuck shop was closed. He thereupon saw
the complainant and Eltino
sitting under a tree smoking “drugs”.
He confirmed through pointing out on the photographs where he saw the
complainant
and Eltino smoking under the tree. He claimed that he
asked Eltino if he could take a puff from the pipe that they were
smoking
and that he would purchase half a mandrax for them in return.
Eltino’s response was that he did not smoke “buttons”.
He then said to him that he was merely making a joke and asked where
he could find a shop that was open. Eltino pointed out a shop
across
the road to which he proceeded. The shop was also closed, and he
claimed that he thereafter walked directly home. He claimed
that upon
arriving at home he went through the front door to the backyard where
there were shack dwellings. He went to sit at the
shack that was
occupied by the children of his sister. He claimed that he waited for
his sister’s child’s boyfriend
to come home as the two of
them were meant to discuss the roof that he was to have repaired for
them. Upon the boyfriend`s arrival,
they discussed holes in the roof
that he would repair. He remained there for a while He then heard
people speaking loudly. His
brother, the first appellant, came to the
back of the house and told him that he should listen to what his
girlfriend had to say.
She told him that there were people armed with
pangas that were looking for them as they claimed the appellants had
raped the complainant.
They decided they would walk to the police
station whereupon they came across Mr. Makala as the first appellant
testified. They
however did not see any of the people that were
apparently after them. They returned home after Mr. Makala had told
them that the
complainant was at the police station. He denied any
knowledge of the rape. He claimed that when he had come back from the
shop,
he found the first appellant in the front room with his
girlfriend watching television. In cross-examination he confirmed
that
he knew the complainant merely from sight. He claimed though not
to have had any problems with the complainant. He claimed that
in
2019 his friends had fought with friends of the complainant. He could
not give any explanation as to why the complainant had
involved him
in allegations of rape as there were no problems between them. He
claimed though that he did agree with the first
appellant that it
could be a plot by the complainant against them. In response to
questions with regard to what he had said to
Eltino when he found him
and the complainant under the tree smoking, he claimed that he had
not spoken directly at all to the complainant.
He was however unable
to say whether the pipe which the two of them had been smoking may
have belonged to the complainant as opposed
to Eltino. Yet he had not
asked both of them if he could share in smoking the pipe. He also
claimed that he had no intention of
smoking from the pipe and that it
was merely a joke. He also claimed that he was unable to recall the
name of the boyfriend of
his sister’s child whom he had spoken
to about repairing the roof. He had known him for some time though.
He claimed that
the child and the boyfriend no longer lived there,
and they had been unable to trace them to come and testify on his
behalf and
to confirm his version. He claimed that he did not intend
calling them as alibi witnesses as he was certain of his innocence.
He
also claimed that he did not wish to call any other witnesses in
support of his defence. He claimed though that he would want Eltino
to be called as a
witness in support of his version against that of
the complainant. He claimed that he was unaware that the complainant
had a disability
and “a head problem” as it was put to
him by the State.
[45]
The matter was thereafter postponed to enable the State to assist the
defence with securing the
attendance of the witnesses. At the
resumption of the proceedings, Mr. Swanepoel indicated that he had
discussed the matter with
the mother of the appellants who was in
contact with their family
members who were meant
to have been called as witnesses. They indicated to her they had no
financial means to attend court. His
clients therefore elected not to
call any of the alibi witnesses. The witness, Eltino Baadjies had
also not responded to a subpoena
issued against him by the State. The
appellants elected not to pursue his evidence any further despite his
failure to respond to
the subpoena and closed their case.
[46]
In his address on the merits on conviction Mr. Swanepoel referred,
amongst others, extensively
to the evidence of Dr. Crous and that of
the recordals made by Dr. Mukombe in the J88 report. He criticized Dr
Cous for not having
read the file notes made by Dr. Mukombe other
than the J88 report. He pointed to the various contradictions
contained in the J88
report and submitted that the report held very
little evidentiary value. Needless to state, the State for its part
contended to
the contrary and asked the court a quo to accept the
evidence of Dr. Crous and in particular her interpretation of the
notes and
recordals made by Dr Mukombe in the J88 and her expert
opinion in relation thereto.
[47]
The regional magistrate in her judgment dealt in detail with the
evidence tended on behalf of
the State and that of the appellants.
She referred at length to the evidence of Dr. Crous with regard to
the J88. She pointed out
that in the light of the “atrocious”
quality of the clinical examination by Dr. Mukombe as reflected in
the J88, Dr
Crous was unable to testify as to the direction of the
blunt force trauma which had been administered to the anus of the
complainant.
Nonetheless, Dr. Crous had testified that blood was
present in the anal area which she herself described as indicative of
a serious
injury. The regional magistrate also set out at length what
was common cause in the evidence of the State and that of the
defence.
It bears no repetition. She pointed to the fact that she had
to consider the evidence of the complainant with both caution and
care. She noted that he had become confused at times during the
course of his testimony. She also noted that the matter had, as
a
result of the complainant experiencing a lack of concentration on a
number of occasions, to be postponed and that his testimony
was in
fact heard on no less than four occasions over a period of three
months. The regional magistrate was satisfied that the
complainant
was not only a competent witness but that he had made a positive
impression on her. She also noted that he made several
concessions
which was indicative that the complainant did not seek to
unnecessarily prejudice any of the appellants. The complainant
readily conceded that he had assaulted the first appellant prior to
the charges of rape been laid against them. He also conceded
that he
was a drug abuser which led him to become confused at times. The
regional magistrate was of the view that the complainant
was able to
explain the discrepancies in his version, in particular that which
was contained in his statement to the police that
he had been
threatened with a knife. He claimed that he had forgotten the
presence of the knife. I should indicate that he did
mention the use
of the knife in his interview with Dr. Hundermark when she obtained
details of the incident from him.
[48]
The regional magistrate was of the view that the discrepancies in the
testimony of the complainant,
was in part, indicative of the extent
of his confusion. She was of the view though that when the evidence
of the complainant was
considered in its totality, the contradictions
were not material and did not detract from his overall version of the
physical attack
on him by the appellants and the sexual assaults. She
pointed out that the exercise of caution of the evidence as required
by law
did not detract from the exercise of common sense in the
evaluation of the complainant’s testimony. She also referred to
the fact that in the light of the assessment of Ms. Hundermark of the
complainant. His evidence had also to be treated as that of
a child.
The regional magistrate noted that despite Ms. Daniels having been
distressed and traumatised during the course of her
testimony, her
evidence supported the first report made by the complainant to her.
Importantly, Ms. Daniels gave a description
of the clothing of the
complainant and the blood she observed in his anal area. The court a
quo found her evidence to be both credible
and trustworthy. In her
assessment of the evidence of Dr. Marisa Crous the regional
magistrate referred to the relevant case law
when dealing with expert
testimony. She was satisfied that Dr. Crous provided independent
assistance to the court by way of her
objective opinion in relation
to matters that were in her area of expertise. Having considered her
testimony she was of the view
that no doubt could be cast on her
expertise or independence. The court a quo was also of the view that
the clinical findings recorded
in the J88 correlated with the
observations by Ms. Daniels about the blood-stained clothing and
bleeding from his anus. The regional
magistrate noted that Dr. Crous
had also readily conceded to several aspects in the J88 report on
which she was unable to express
an interpretation or offer any
opinion because of the poor quality of the report. She thereupon
carefully considered the credibility
and version of each of the
appellants and noted the contradictions in their evidence which were
visibly apparent from the record
of the proceedings. She pointed to
what she regarded as the sheer coincidence of the injuries which were
suffered by the complainant
on the very night that he claimed to have
been accosted and sexually assaulted by the two appellants, all of
which were confirmed
in the medical examination and in the
observations by Ms. Daniels. She dismissed the contention by the
appellants that it was no
more than a plot against them by the
complainant and that he had been influenced by others to make false
claims against the two
of them. She found that both appellants had
impressed her as dishonest and rejected their versions as not
reasonably possibly true.
She found that the State had proved its
case beyond reasonable doubt.
[49]
I have already indicated that the assessment of both the credibility
and reliability of the complainant`s
testimony and the quality of his
evidence which appeared at various parts of the record to be confused
and at times inconsistent
had to be assessed in the context of the
diagnosis of him by Ms. Hundermark. Her findings and evidence was
that the complainant`s
functioning was assessed at the range of a
moderate intellectual disability. Ms. Hundermark assessed his
functioning as that of
a child of six years and 11 months. It is
through that prism, inter alia, that his evidence had to be assessed
and the apparent
confusion that was elicited not only in chief but
also during a lengthy and in the excruciating cross-examination by
the defence.
In my view, the examination of the complainant would
have contributed in no small measure to the secondary trauma he was
exposed
to. As already indicated, the evidence of the complainant
also had to be considered within the context of him testifying
through
an intermediary and where the sound equipment did function
properly and that on numerous occasions, he was required to repeat
his
answers at the instance of the regional magistrate, the defence
and the State. Needless to say, that would have compounded his
anxiety and contributed to the at times confused answers that he
gave. In considering the evidence of the complainant one need only
step back, carefully look at the complainant`s version in context and
mindful of his limited functioning, determine whether on
the
conspectus of all the evidence including that of Ms. Daniels, the
medical evidence of Dr. Crous and at times the incoherent
recordals
in the J88. In my view, his testimony could not be rejected. He
maintained a highly probable version and the circumstances
in which
the initial assault took place on him in the area of the shacks of
Klein Begin, being dragged across the road and there
sexually
assaulted by each of the appellants. Despite the repetitive
cross-examination by the defence legal representative he maintained
his version on these crucial aspects of his testimony. That version
of his remained unassailable, despite the confusion in the
narratives
that surrounded the incidents.
[50]
Importantly, his version was supported by Ms. Daniels who made the
observation of his rugged
appearance and the blood-stained clothes
and when physically examining him observed that there was still blood
emanating from his
anus. She explained that when she saw it, she
again called the police who promised to send an ambulance to attend
to the complainant.
[51]
It is apparent that Dr. Mukombe had paid scant regard to the
complainant in his examination of
him. He had not even taken down his
age and had not even bothered to fill in large parts of the J88
including item D, “History
in the case of alleged sexual
offence”. His handwriting was moreover illegible and seriously
compromised the efficacy of
his report. On the face of it, his
recordals, demonstrated that he had simply failed to have appreciated
the seriousness with which
he was required to have conducted the
examination of the complainant and to have filled in each of the
items on the form. His recordals
as already indicated in the evidence
of Dr. Crous were contradictory, in particular with regard to his
clinical finding of “small
bleeding anal lacerations”
where he simply concluded the examination as “normal.”
Dr. Crous had systematically
dealt with each of the items in the J88
and pointed out inconsistencies in the observations and recordals
made by Dr. Mukombe.
He had not even bothered to depict on the
diagram of the perineum where the small lacerations were and did so
only on the second
diagram with reference to the buttocks. The
regional magistrate, in my view, was correct in her acceptance of the
expert testimony
delivered by Dr. Crous and her interpretation of the
“atrociously” filled in J88 report of Dr. Mukombe. She
correctly
noted that Dr. Crous had correctly conceded when required
and desisted from any speculation in the light of the poor quality of
the J88 report. More importantly was her finding that the bleeding
emanated from the anus that was indicative of a “serious”
condition. I have no hesitation in accepting the expert testimony of
Dr. Crous.
[52]
I should point out that the evidence of the J88 report was, in my
view, not properly considered
by the court a quo as hearsay evidence
which it was both in fact and in law. Neither the State nor the
regional magistrate and
most of all, the defence failed to deal with
it as hearsay evidence that had to be dealt with in terms of the
prescripts of
Section 3
of the
Law of Evidence Amendment Act 45 of
1988
. The State merely sought to have the J88 admitted as an
exception to the best evidence rule.
[53]
In considering the J88 report, I am mindful of the approach adopted
by Cameron JA
S v Ndhlovu and Others
2002 (6) SA 305
(SCA)
in the evaluation of hearsay evidence and its admissibility in terms
of the factors set out in subsection 3(1)(c) of the Act.
[54]
The J88 report was with the consent of the defence entered into
evidence provisionally subject
to them considering their position. At
the resumption
of the hearing Mr. Swanepoel on
behalf of the appellant’s admitted the J88 into evidence
effectively accepting the hearsay
evidence and only reserving the
appellant’s right to deal with the probative value of the
report and the cogency of the expert
testimony of Dr. Crous. In my
view, the regional magistrate ought to have been alive to the fact
that she was in fact dealing with
hearsay evidence and that it had to
be dealt with in terms of
Section 3
of the
Law of Evidence Amendment
Act 45 of 1988
. Fortunately, the defence admitted the hearsay
evidence and obviated the need for the regional magistrate to have
made a detailed
finding as to its admissibility prior to the State
closing its case. In my view, it would in any event, have met the
stringent
requirements for its admissibility in terms of the Act.
[55]
In the consideration of the evidence of the complainant I am
particularly mindful of the oft
quoted dicta in
S v Dhlumayo
1948 (2) SA 677
(A) that the court a quo was steeped in the
atmosphere of the trial and was thereof best suited to determine the
demeanour and
the credibility of the evidence of the witnesses before
it. Neither of the appellants impressed as credible witnesses. That
was
correctly pointed out by the State during the course of their
testimony, particularly the first appellant. He was quite happy to
chop and change his testimony whenever it suited him. While the State
is not required in law to demonstrate and to prove any motive
on the
part of the complainant to falsely implicate the appellants it was
clear beyond any doubt that they had sought revenge against
the
complainant for him having previously assaulted the first appellant.
Notwithstanding that, criminal charges had also been laid
by the
first appellant against the complainant. What the appellants had
opportunistically appeared to do was that one of them had
observed
the complainant smoking with Eltino Baadjies earlier that evening and
they later came upon him amongst the shacks in Klein
Begin. They
floored him, dragged him across the road and there each of them in
turn sexually assaulted him by penetrating him in
his anus with their
penises. They did so with the utter abuse of their power in having
found the complainant in a vulnerable condition,
alone in the dark in
the shack area. Their conduct was predatory as the complainant was
literally at their mercy, having been threatened
with a knife and
unable to provide any real resistance against the two of them.
[56]
Their versions about having only been alerted to the incidents by the
second appellant’s
girlfriend who apparently heard that there
were people with knives and pangas out to get them because of their
alleged rape of
the complainant was in my view, hopelessly lacked any
credibility. As pointed out in the cross examination of the first
appellant
he was not informed by the second appellant’s
girlfriend as to who they were alleged to have raped but yet they
were able
to inform the police officer who they encountered on their
way to the police station that it was the complainant who had laid
the
charges against them. The appellants carried no onus to prove
their alibi. They, however, had simply made little or no attempt to
find their alibis and it was only at the behest of the State that any
attempt was made by their legal representative to inquire
about the
whereabouts of their alibis. Moreover, it was not even clear that the
appellants or their legal representative had consulted
with Mr.
Eltino Baadjies with regard to the version that he would have
proffered to the court. It was therefore of little surprise
that no
effort was made by the defence to secure his attendance upon his
failure to heed the subpoena.
[57]
I am equally satisfied that the regional magistrate had correctly
rejected the version of the
appellants as not being reasonably
possibly true. I am more than satisfied that the State has proved
beyond reasonable doubt the
rape by each of the appellants of the
complainant.
[58]
In respect of sentence, the appellants faced the prospect of life
imprisonment unless they were
able to demonstrate substantial and
compelling reasons for the regional magistrate to have deviated
therefrom. The State proved
previous convictions against each of the
appellants, which they admitted. The first appellant had been
convicted of housebreaking
in 2009 and sentenced to a period of 24
months imprisonment. In 2011 he was convicted of the unlawful
possession of drugs. The
first appellant was again convicted of the
unlawful possession of drugs in 2018 and fined. In 2013 he was
convicted of theft and
in terms of sections 276(1)(i) of the CPA, was
sentenced to 24 months imprisonment. In 2018 he was likewise
convicted of theft
and sentenced to three years imprisonment of which
18 months were suspended. In May 2019 he was convicted of having
absconded,
having been on correctional supervision and was sentenced
to six months imprisonment. The second appellant was convicted of
housebreaking
in 2001, and the sentence was postponed for five years.
In March 2001 he was convicted of two counts of housebreaking for
which
on the first count he was sentenced to four months wholly
suspended for five years and on the second count the sentence was
postponed
for a period of five years. In November 2002 he was
convicted of robbery and sentenced to 24 months imprisonment. In
November 2002
he was convicted of robbery and sentenced to nine
months imprisonment. In March 2007 he was convicted of the possession
of items
of which he was unable to give an explanation and sentenced
to 18 months imprisonment, wholly suspended for four years. In April
2008 he was convicted for the possession of drugs and sentenced to a
fine.
[59]
I should at this stage indicate that for the purposes of sentence the
regional magistrate generously
regarded each of the appellants as
first offenders other than to record their history of previous
convictions.
[60]
The appellants tended the evidence of their mother Ms. Rachel
Skippers in mitigation. She testified
that she was sixty four years
of age and her husband who had been diagnosed with throat cancer was
sixty two years of age. Both,
received a state pension. She has had
to leave her temporary employment as a result of her husband’s
condition. She explained
that she supported and looked after two of
the second appellant’s minor children. She also had to look
after the female child
of her deceased daughter. All the children
resided with her. The second appellant’s children were ten
years and fourteen
years respectively. She claimed that their
schoolwork had suffered as a result of the incarceration of the
second appellant. Her
husband was in and out of hospital and she
really did not know what to do as she was literally unable to sleep
at night. She claimed
that the first appellant had worked with her in
Saron as a grape packer. The second appellant worked on a farm in the
Tulbagh area
where they also harvested grapes. She has lost that
financial assistance from the appellants to support her family and
the children.
They also had debt which they had to service. She
maintained that the appellants were not guilty because she claimed
they were
“at home on that night”.
[61]
When asked by the prosecutor as to what her request was of the court
in respect of the sentencing
of her children, Ms. Skippers maintained
that the appellants were at home on the evening of the incident
together with the first
appellants girlfriend and “with me the
whole day and that evening we were sitting, singing choruses”.
The regional
magistrate appropriately pointed out that she did not
wish to hear evidence from her with regard to her version as to where
the
appellants were at the time of the incidents. In
cross-examination she further explained that the first appellant had
completed
school in Grade 6. She claimed the reason was that he felt
he did not want to continue with his schooling. He was probably at
the
age of 15 years at that stage. She claimed that the first
appellant wished to go and work in order to assist her. In respect of
the second appellant who was the youngest of her children she
explained that he attended school in Paarl and continued up to Grade
7. He did not wish to attend school any further and she was unable to
force him to do so. She explained that the appellants had
lived with
her, together with the young children as there was no other
accommodation for them. It was pointed out to her that both
appellants claimed that they were members of gangs. She denied any
knowledge thereof. She was even unable to explain the presence
of a
tattoo on the forehead of the second appellant with the inscription
“RIP.” She claimed not to know the reason
why he had done
so. She was also asked about the incident in court after the bail
application where the appellants, in her presence,
had thrown
dominoes around, in which the window of the court was broken. She
claimed not to have known why they did it. She also
explained that
she received a grant in respect of each of the second appellant’s
children of R460 per month each. The mother
of the second appellant’s
children lived in Durbanville with her own family. The granddaughter
born of her deceased daughter
lived with them and she also received a
state grant. She testified that she spoke from a broken heart as a
mother whose children
were facing lengthy sentences.
[62]
The defence thereafter addressed the court ex-parte on sentence and
with reference to the oft
quoted cases relating to sentence and the
application of the prescribed minimum sentence Act. Mr. Swanepoel
pointed out that the
first appellant was 30 years old, he was not in
any relationship as after his incarceration his girlfriend broke up
with him and
had found a new lover. The appellants had for the past
twenty two years stayed in the four-roomed brick house of his family
in
Tulbagh. The first appellant worked on a farm in De Hoek where he
earned between R1500 to R2000 per fourth night. He claimed that
the
first appellant contributed towards their household expenses. He also
claimed that the instructions from the appellants was
that from a
young age they were exposed to the use of drugs. In respect of the
second appellant, he was the father of two children,
and he had
worked as a general worker on farms and received an income of R1800
per fourth night.
[63]
The defence contended that the appellants had from a young age been
exposed to drug and alcohol
abuse and violence in the community of
Tulbagh. They also belonged to gangs in the area. Mr. Swanepoel
contended that although
rape was a serious offence the incident
relating to the complainant was not one of the worst incidents of
rape. He contended that
from the evidence in the J88 report there
were no life-threatening injuries sustained by the complainant during
the incident. He
contended that the court a quo should not simply bow
to the dictates and demands of the community with regard to the
seriousness
of the offence. He addressed the court with regard to the
dicta in the oft quoted decision of
S v Malgas
2001 (1) SACR
469
SCA with regard to the determination of an appropriate sentence
and whether there were any substantial and compelling circumstances.
He contended that there were, given what he considered, that the
complainant had not sustained any life-threatening injuries and
more
so that both appellants had spent over twenty months in custody
awaiting trial. He also addressed the court at length with
regard to
other cases in which accused persons were sentenced to life
imprisonment, but were on appeal, reduced to lengthy periods
of
imprisonment.
[64]
The State did not obtain an impact assessment report in respect of
the complainant for the purpose
of sentence. Nonetheless, the report
of Ms. Hundermark was indicative of the impact of the incident on the
complainant and so too
was the evidence of the complainant’s
foster mother during her testimony at the trial. The State
subsequently provided what
was referred to as an impact statement
which the police had taken of the complainant. In the statement, when
asked about how the
incident had impacted on him, he claimed that
“his dignity had been taken away” from him. He gets very
cross and heart
sore and he was also now more aggressive. He
indicated that he was scared to walk around alone at night. He
indicated that there
were no injuries that remained as a result of
the incident. He stated that he had left his employment as a result
of his aggressive
behaviour towards others. He also claimed that he
found it difficult to trust other people and to get along with
others. He claimed
that the faces of the persons who committed the
acts of rape act against him recurred and that at times, he felt like
taking the
law into his own hands.
[65]
The State pointed out there was nothing in the evidence on behalf of
the appellants that indicated
that they were the products of any
dysfunctionality in their upbringing by their parents. It appeared
though, that their upbringing
was permissive and that their parents
enabled them and had no control over them in leaving school, which
they simply chose to do
so. The State, likewise, referred to the
legion of authorities with regard to the minimum sentence legislation
and that the court
could not deviate therefrom for flimsy or fanciful
reasons. The State also contended that the emphasis by the defence
that there
were no remaining injuries suffered by the complainant was
no more than a myth in as much as it simply ignored the serious
trauma
caused as a result of the sexual assault on the complainant.
The State likewise lamented the manner in which Dr. Mukombe dealt
with the examination of the complainant and the lack of a proper
recordal of his injuries. The State, however, pointed to the evidence
of Dr. Crous who stated that on the evidence, the injuries sustained
by the complainant were serious. The State also pointed out
that the
time spent incarcerated awaiting trial by the appellants trial were
not relevant to the consideration of a life sentence.
The State also
contended in line with case law that life sentences did not detract
from the potential for the rehabilitation of
incarcerated persons.
[66]
The regional magistrate in her judgment on sentence set out the
personal circumstances of each
of the appellants, referred to the
various provisions of the minimum sentence legislation and that the
appellants were required
to establish substantial and compelling
circumstances in order for the court to deviate therefrom. The court
was satisfied that
the State had established the basis for the
imposition of the minimum sentence legislation by the fact that each
of the appellants
had perpetrated the act of rape against the
complainant. The court, however, gave the appellants the benefit of
the doubt with
regard to the mental and intellectual ability of the
complainant. The court a quo also regarded each of them as first
offenders
for the purposes of sentencing. The court noted that
although it may not be held against any of the appellants no remorse
was displayed
by them, neither in the testimony of their mother Ms.
Skippers who lamented more her own personal predicament as a result
of the
conviction of her sons. The court was also mindful of the
decisions in respect of the minimum sentence legislation, especially
that of
Malgas
. The court noted that the State provided proof
of the age of the complainant during the course of sentence that he
had not yet
attained the age of 18 years old at the time of the
incident. The court a quo was unable to find any substantial and
compelling
circumstances to have deviated from the application of the
minimum sentence legislation.
[67]
In their challenge on the sentence imposed by the Magistrate on
appeal the appellants contended
that the magistrate had erred in
having not found any substantial and compelling circumstances. They
contended that the appeal
court was therefore at liberty to impose an
appropriate and fair sentence. On appeal the appellants did no more
than reiterate
their personal circumstances which were already on
record and offered little else in supporting their contention that
substantial
and compelling circumstances had been established before
the court a quo. The State for its part on appeal dealt extensively
with
the provisions of the minimum sentence legislation that was
applicable to the appellants. The State emphasised that the
importance
of the
Malgas
judgment referred to earlier was that
the substantial and compelling circumstances envisaged need not be
exceptional but “must
provide truly convincing reasons or
weighty justification for imposing less than life imprisonment or
they must induce the conclusion
that the prescribed sentence would in
the particular case be unjust and disproportionate to the crime, the
offender and the legitimate
needs of society”. The State also
referred to the oft quoted dicta in
S v Matyityi
2011 (1) SACR
40
(SCA) in which it was emphasised that the courts are obliged to
impose the minimum sentences ordained by the legislature unless
there
were truly convincing reasons for departing therefrom.
[68]
The State pointed out that the court a quo considered all of the
evidence led with regard to
the personal circumstances of the
appellants which was taken into account and the seriousness of the
offence, the socio-economic
circumstances of the appellants, and that
of the complainant which by all accounts appeared to have been far
worse than that of
the appellants. More importantly, the appellants
had abused the complainant’s vulnerability. The State, with
reference to
similar authorities emphasized the fact that the
complainant was for all intents and purposes a child at the time of
the incident,
suffered severe disabilities as indicated in the
testimony of Ms. Hundermark and was particularly vulnerable to the
brutal and
predatory conduct of the appellants. The State contended
that the court a quo had considered all the relevant facts and
circumstances
of the matter and correctly found that there were
indeed no substantial and compelling circumstances to have deviated
from the
prescribed sentence of life imprisonment. I agree. It was
apparent from the record that the appellants, despite the testimony
of
their mother, did not establish any substantial and compelling
circumstances for the trial court to have deviated from the minimum
sentence. It need not be repeated here. All of the personal
circumstances have already and extensively been placed on record. The
circumstances under which the offence took place and what was clearly
the reason for having sexually assaulted the complainant
in such a
brutal manner was no more than their revenge against him. The
appellants displayed not an iota of sympathy towards the
complainant
in the manner in which they dealt with him. They simply abused their
power over him and sought to humiliate him in
the most gruesome and
brutal of ways by the sexual assault on him. The complainant remains
scarred for life.
[69]
I indicated earlier that I will in this judgment deal with what I
consider may be the apparent
lack of professional conduct on the part
of Dr. Mukombe. The manner in which he filled in the J88 and his
examination of the complainant
at the hospital left much to be
desired. He appeared to have seriously compromised the State’s
case, and had it not been
for the credible and expert testimony of
Dr. Crous, the State would have been left with little more than an
unintelligible J88
filled in by Dr Mukombe. He moreover failed and/or
refused to attend court to testify. No plausible reason had been
provided by
him to the prosecutor as to why he was not able to do so.
The State indicated that it had even offered to provide an airplane
ticket
for him to attend the trial. In my view, the concerns raised
about his conduct is of such a serious nature that the State is
directed
by this court to refer the concerns to the Health
Professionals Council of South Africa for a thorough investigation.
The court
therefore directs that a copy of the J88 together with this
judgment and the record be provided to the Health Professionals
Council
for their consideration and investigation of Dr. Mukombe’s
conduct. In fairness to Dr. Mukombe, he should be provided with
the
fullest opportunity of responding to the concerns raised by this
court and that of the regional magistrate.
[70]
It was also not apparent to this court that the complainant received
any trauma counselling as
a result of the rapes. Ms. Galloway who
appeared on behalf of the State on appeal, very graciously and
willingly undertook to investigate
whether he was in fact receiving
any counselling and to ensure that processes were put in place for
him to receive the necessary
support. She has since the hearing of
the appeal provided the court with a report that the complainant was
presently receiving
counselling and will continue to do so for as
long as it is needed by him. The court is indebted to her for the
assistance provided
and the alacrity at which she attended to the
court’s directive. The court notes that, very often, especially
complainants
in rural areas, literally fall through the cracks and do
not receive the necessary trauma counselling post incident and more
so
even after the conclusion of the trial and conviction of the
perpetrators.
I must add, that the
court manager at the Tulbagh Court is directed to ensure that the
mechanical equipment functions properly,
that is used when evidence
is dealt with through an intermediary.
[71]
In the result I propose to dismiss the appeal and to uphold the
convictions of both appellants
and confirm the sentences of life
imprisonment imposed on each of them.
It is ordered that:
1. The
appeal against the convictions of rape by each of the appellants is
dismissed. The convictions of rape
of each of them is confirmed.
2. The
sentences of life imprisonment imposed on each of them by the court a
quo is confirmed.
V
C SALDANHA
JUDGE
OF THE HIGH COURT
I
agree.
M
ADAMS
ACTING
JUDGE OF THE HIGH COURT
[1]
Section
51(1) and/or 52 And Schedule 2
Part 1
of the
Criminal Law Amendment
Act 105 of 1997
, as amended is applicable in that:
Rape as contemplated in
sec. 3
of the Criminal Law (Sexual offences and Related matters)
Amendment Act, 2007 when committed: (a)(i) in circumstances where
the
victim was raped more than once, whether by the accused or by
any co-perpetrator.
[2]
Hearsay
evidence may be provisionally admitted in terms of subsection (1)(b)
if the court is informed that the person upon whose
credibility the
probative value of such evidence depends, will himself testify in
such proceedings: Provided that if such person
does not later
testify in such proceedings, the hearsay evidence shall be left out
of account unless the hearsay evidence is
admitted in terms of
paragraph (a) of subsection (1) or is admitted by the court in terms
of paragraph (c) of that subsection.
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