Case Law[2024] ZAWCHC 385South Africa
Stellenbosch University v Carlson and Another (12735/2023) [2024] ZAWCHC 385 (22 November 2024)
Judgment
begin wrapper
begin container
begin header
begin slogan-floater
end slogan-floater
- About SAFLII
About SAFLII
- Databases
Databases
- Search
Search
- Terms of Use
Terms of Use
- RSS Feeds
RSS Feeds
end header
begin main
begin center
# South Africa: Western Cape High Court, Cape Town
South Africa: Western Cape High Court, Cape Town
You are here:
SAFLII
>>
Databases
>>
South Africa: Western Cape High Court, Cape Town
>>
2024
>>
[2024] ZAWCHC 385
|
Noteup
|
LawCite
sino index
## Stellenbosch University v Carlson and Another (12735/2023) [2024] ZAWCHC 385 (22 November 2024)
Stellenbosch University v Carlson and Another (12735/2023) [2024] ZAWCHC 385 (22 November 2024)
Download original files
PDF format
RTF format
make_database: source=/home/saflii//raw/ZAWCHC/Data/2024_385.html
sino date 22 November 2024
FLYNOTES:
CIVIL
PROCEDURE – Contempt –
Criminal
sanction
–
Respondents
declared vexatious litigants – Subsequently bringing
application in Equality Court without obtaining leave
–
University as an informer to court – Not expressly seeking
criminal sanction for contempt – Conduct of
respondents
becoming progressively more contemptuous as time passes –
Suspended committal order – Such also serving
to vindicate
court’s authority.
IN
THE HIGH COURT OF SOUTH AFRICA
(WESTERN
CAPE DIVISION, CAPE TOWN)
Case No: 12735/2023
STELLENBOSCH
UNIVERSITY
Applicant
and
GRANVILLE COLIN
CARLSON
First Respondent
GORINGHAICONA HOME OF
COLOURED
Second Respondent
Date
of hearing: 29 October 2024
Post-hearing
note: 29 October 2024
Date
of judgment: 22 November 2024
JUDGMENT
delivered electronically
PANGARKER
AJ
Introduction
1.
Section 1 (c) of the Constitution of South Africa, 1996, recognises
the supremacy
of the rule of law and the Constitution as one of the
core values upon which the Republic of South Africa is founded. At
the most
basic of levels, it means that each of us, including organs
of State and Traditional leaders, is subject to the rule of law and
the Constitution. In respect of the latter, section 211 recognizes
Traditional leaders insofar as their institution, status and
their
role of traditional leadership are concerned, but that their
traditional authority and the application of customary law,
where
applicable, are similarly subject to the Constitution.
2.
In this matter, the applicant (the university) contends that the
first respondent
personally and seemingly as a Traditional leader,
monarch and/or king and representative, has acted in a manner which
signifies
that he has no regard for the rule of law in that it does
not apply to him. I say seemingly because there is no indication in
the
first respondent’s (Carlson’s) answering affidavit
that he has been recognised as a king in terms of section 8 of
Chapter
2, Part 2 of the Traditional Khoi-San Leadership Act 19 of
2019. The university has submitted in its papers and during argument
of the contempt of Court application that Carlson is a self-appointed
leader and while I make no specific finding on this aspect
because it
is ultimately not relevant to the contempt application, there is
certainly no indication that the provisions of section
8 of the
aforementioned Act were complied with, but if so, the answering
affidavit is in any event silent on this aspect.
3.
Having set the tone in the preceding paragraphs, the university
approaches the
Court to hold Carlson, who also describes himself as
His
Majesty King Khoekhoe De Goringhaicona the First
,
and also as a representative of
Goringhaicona
Home of Coloured
[1]
,
the second respondent, in contempt of a Court order which declared
both respondents as vexatious litigants. For all intents and
purposes, Carlson represents or is the alter ego of the second
respondent.
Chronology
and post-hearing developments
4.
On 31 August 2023, under the same case number 12735/2023, the
university
obtained an order from Nuku J declaring
Carlson, Goringhaicona Home of Coloured and/or any entity that
Carlson is associated
with, as vexatious litigants in terms of
section 2(1)(b) of the Vexations Proceedings Act 3 of 1956 (the Act).
In terms of paragraph
2 of the Nuku J order, Carlson and the second
respondent were barred from instituting any legal proceedings in any
Court against
the university without leave of the High Court or any
Judge thereof.
5.
The above order was granted in view of Carlson’s multiple
frivolous and
persistent applications against the university seeking
unsubstantiated relief and multi-million Rand claims. Carlson also
instituted
proceedings against the university in the
Traditional
Lore Court of Equity of the Kingdom of Goringhaicona.
According
to the history of the vexatious litigation application, Carlson
contended that the Lore Court of Equity granted a judgment
against
the university. The submission in this application is that no such
body and/or Court exists and if it does, it has no authority
nor
jurisdiction over the university.
6.
Notwithstanding the granting of the Nuku J order, and subsequent
thereto Carlson
caused to be issued out of the Equality Court sitting
in this Division, on 10 December 2023, an application under case
number EC13/2023.
The Equality Court application was brought against
various respondents, namely Cluver Markotter, the university’s
legal representatives,
the South African government, Stellenbosch
University, the Western Cape Government: Department of Cultural
Affairs and Sport, the
City of Cape Town, Department of Justice,
Department of Police
[2]
,
National Prosecuting Authority, Cape Town High Court and Stellenbosch
Magistrates’ Court. The Equality Court application
was thus
launched more than three months after the Nuku J order and is
currently pending in that Court.
7.
On 8 September 2023, the Sheriff for Stellenbosch served a copy of
the vexatious
litigant order on Carlson per electronic transmission
to his email address as reflected on the Sheriff’s return of
service
[3]
. In July 2024, the
university launched this contempt application and my understanding is
that this date coincides more or less
with when it filed its
answering affidavit in the Equality Court application. Carlson
delivered an answering affidavit to the current
application.
8.
On 7 August 2024, the contempt application was postponed to Fourth
Division for
hearing on the semi-urgent roll with a timetable for the
delivery of affidavits. Service of the replying affidavit and updated
Index in this application was effected, according to the Sheriff’s
returns of service, per electronic transmission on the
respondents.
By all accounts, and given the content of the affidavits herein and
documents filed of record, Carlson was aware of
the date for the
hearing of the opposed contempt application.
9.
When the application was called on 29 October 2024, Carlson was not
present at
Court. His name was called outside the Courtroom and the
Registrar reported that he was absent, and there were no appearances
on
behalf of the respondents. Counsel for the university then advised
that emails were sent to the Acting Judge President’s secretary
on 28 October 2024 enquiring about the allocation of this matter. In
reply, the secretary informed the university’s legal
representatives that the matter was allocated for hearing on 29
October 2024.
10.
Furthermore, email correspondence indicates that Carlson responded to
the legal representatives’
enquiry regarding his Court
attendance shortly after 22h00 that evening, indicating his stance,
which I summarise as follows: Carlson
advised that he had taken a
significant decision in that he would be opening his own Court in
South Africa; that the legal system
is plagued by “
ongoing
injustices
and
systemic issues”
and
that “
we
take bold steps towards achieving real justice for all”
[4]
.
He goes further by
stating that his Court would be dedicated to addressing these issues
and providing a “
fair
and transparent process for all”
.
Carlson signs off the email as
HM
King Khoekhoe De Goringhiacona
[5]
.
11.
However, not content to leave things be after advising the Acting
Judge President’s
secretary, the Registrars, the acting Court
manager, the university’s counsel and his attorney of his plans
to open his own
Court, Carlson, as if to foreshadow his later email
and conduct, then issued a veiled threat which stated that:
“
Also, the House
of Carlson have (sic) made contact with the Russian Parliament in aid
of weapons to liberate my people from your
law, we have decided to
pick up arms”.
[6]
12.
Having heard counsel’s submissions and satisfied that Carlson
was indeed aware of
the application and the day’s proceedings,
in fairness and in order to secure Carlson’s attendance at
Court on the
day, the matter stood down until at least 11h30 for his
attendance at the hearing. The idea was that the Registrar and the
university’s
legal representatives would contact Carlson with a
view to enquiring whether he would be attending the contempt of Court
proceedings.
The Registrar communicated with Carlson per electronic
mail at 10h30, informing him that the matter stood down for him to
attend
Court and enquiring whether he wished the matter to be
postponed. He was requested to respond urgently. Subsequently, having
received
no reply to the email nor to calls made to Carlson’s
mobile phone numbers, the matter was recalled at 11h30 and Carlson
was
still absent.
13.
When the matter was recalled, counsel for the university placed on
record that messages
were sent via WhatsApp to Carlson regarding his
attendance at Court, but that all indications were that he had not
read the messages
at that stage. Counsel made submissions as to
Carlson’s non-attendance and having considered same, the
content of the Court
file and returns of service, I was indeed
satisfied that the respondents were aware of the application, the
Court date and time
of hearing. Furthermore, I accepted the
submissions that Carlson was present in Court on 7 August 2024 before
Montzinger AJ when
the matter was postponed by agreement between the
parties to 29 October 2024. The order granted by Montzinger AJ
confirms that
the postponement for hearing was by agreement between
the parties.
14.
Having satisfied myself of Carlson’s knowledge of the
application, and hearing date,
and having no postponement application
before me, I was advised that the university elected to proceed with
the contempt application
in Carlson’s absence. The
application was thus duly argued, and in view of a question posed to
counsel during argument,
counsel requested an opportunity to provide
a brief post-hearing note, which was duly provided later the same
day.
15.
After the hearing, the matter stood down to await the post-hearing
Note, which was received
later the afternoon. It is at this stage
that I was alerted to an email sent by Carlson at 16h30 in which he
responded to the Registrars’
email of 10h30 that morning when
the matter stood down. The Registrar, the Court and legal
representatives for the university were
met with what may only be
described as a vile, verbally abusive, expletive laden and insulting
email from Carlson. The email becomes
relevant later in the
consideration of the contempt application and to the extent
necessary, I set it out below, though omitting
certain vulgar and
verbally abusive words and phrases directed at a Judge in this
Division and the President of South Africa:
[7]
“
Take your court
and shuff (sic) it in your m&%# se p&%% you all corrupt m%$#
se p&%$ your judiciary is a f#$% fluke
and a joke you protect
corrupt bastards you, on my land you f$@& collaberators (sic) of
the white bastards.
You tell Judge ….
this is King Khoekhoe and tell her I say %$& $#@ %$ tell i say
#@% &%$# so the f%$#@ f&%$ n%$#
with a @#$ &$#.
I dispise (sic) you
your f#$@! law”.
16.
In addition to the expletive-laden and abusive email from Carlson, he
also included another
Notice of Motion which purports to be a review
brought in terms of Uniform Rule 53. While most of the relief from
paragraphs 2
to 6 on page 2, under the heading “
Relief
Sought”
is on the face of it incompetent, paragraph 1 seeks
a declaratory order reviewing and setting aside the application under
this
case number 12735/2023 against HM King Khoekhoe De
Goringhaicona. This new, un-issued Notice of Motion, is brought
against the
Board of Directors of Stellenbosch University, Ebosch
Heritage Projects, Cluver and Markotter and Stellenbosch University.
17.
The post-hearing Note addresses the question posed during the hearing
and also the effect
and significance of the 29 October email and the
latest Notice of Motion launched by Carlson. These aspects are
considered below
in the discussion which follows.
Discussion
and findings
18.
In its Notice of Motion, the university seeks a declaration that the
first respondent be
found in contempt of the Nuku J order; directing
him to withdraw his complaint against it in the Equality Court matter
and ordering
Carlson to pay costs. Briefly, the complaint in the
Equality Court, brought against several respondents including the
university,
deals with a number of grievances. The main complaint
against the university is that it uses the name “
Krotoa”
on one of its buildings,
which Carlson explains is derived from the Krotoa family of the
Khoisan. Briefly, Carlson as the King of
the Krotoa family, explains
that he is a descendant of Krotoa of Goringhiacona, with Traditional
reference number CKSM 1/70/2023
[8]
.
19.
Whether Carlson is a Traditional leader or not, or self-proclaimed,
is unknown. Certainly,
the university is of the view that he is
self-proclaimed and has assumed a title unto himself. On the one
hand, he identifies himself
as Granville Colin Carlson, also known as
His Majesty King Khoekhoe, and on the other hand, he states that the
name Granville Colin
Carlson is imposed upon him.
20.
From the Nuku J order, which was granted pursuant to Carlson’s
applications and actions
under different case numbers, including
legal proceedings demanding $450 million from the university for
trademark infringement,
it is apparent that Carlson and the second
respondent were declared vexatious litigants in terms of the
Vexatious Proceedings Act.
The application and documents purporting
to be founding affidavits in case number 8116/2023, another of
Carlson’s matters
against the university, were set aside by
Cloete J on 25 August 2023.
21.
The university alleges that Carlson did not obtain leave from a Judge
of this Division nor
the High Court before instituting such
proceedings against the university. Certainly, from the affidavits
filed of record, this
averment is not disputed. The university’s
further averments and submissions are that Carlson is in contempt of
Court on
two bases: firstly, insofar as contravention of section 2(4)
of the Vexatious Proceedings Act is concerned, and secondly, in
respect
of the ordinary rules of contempt.
22.
Having regard to the facts in this matter, and the chronology of
events, Carlson is indeed
in contempt of Court as he instituted the
Equality Court application after being declared a vexatious litigant.
Section 2(1)(b)
of the Act prohibits Carlson and the second
respondent from instituting legal proceedings in any Court, and “a
ny
Court”
would include the Equality Court sitting in this
Division. Certainly, the evidence points to the conclusion that
Carlson did not
obtain leave from a Judge nor from the High Court to
institute the application against the university under case number
EC13/2023.
23.
At this juncture I must point out that on 30 October, a day after the
hearing, Carlson sent
an email to the Chief Registrar and Court
administration personnel and others, which is titled “
Letter
to AJP in regards to Vexatious Litigant case number 20740/2022 From
the Desk of His Majesty King Khoekhoe de Gori”.
In the
email, Carlson expresses surprise that on his attempt to have the
Rule 53 application issued at the Registrars’ office,
he was
informed that he was declared a vexatious litigant. Accordingly, he
was confused as he had written to the Acting Judge President
and was
(according to him) given permission in relation to the Equality Court
matter, to enter the Courtroom.
24.
Attached to his email, Carlson addresses correspondence to the Acting
Judge President regarding
case number 20740/2022. My research
indicates that case number 20740/2022 refers to a vexatious
litigation application before Van
Zyl AJ, wherein she granted orders
against Carlson in
Emam
v Carlson
[9]
,
whereby Carlson was declared a vexatious litigant and similar orders
to those granted by Nuku J under this case number.
25.
The purpose and significance of Carlson’s 30 October email is
two-fold: firstly, even
though Carlson failed to appear at the
contempt hearing on 29 October, he cannot rely on his correspondence
to the Acting Judge
President in case number 20740/2022 as some form
of consent or leave from a Judge to institute legal proceedings
against the university.
Secondly, it is telling that Carlson was
declared a vexatious litigant twice within the space of four months
in 2023.
26.
Turning to the ordinary rules of contempt of Court, the university
has fulfilled the requirements
or test for contempt. Firstly, it has
proved the existence of the order granted by Nuku J on 31 August
2023. Secondly, the university
has proved service of the
above-mentioned order on Carlson, as stated above, on 8 September
2023 and it has shown that Carlson
did not comply with the order in
that he instituted the Equality Court application without first
obtaining leave of the High Court
or a Judge to do so.
27.
Having regard to these uncontested facts, and at the risk of
repetition, it bears emphasising
that the Nuku J order does not allow
Carlson and the second respondent to institute any legal proceedings
in any Court, yet this
is exactly what Carlson proceeded to do.
Counsel for the university submitted that section 2(4) of the Act
does not require the
recently declared vexatious litigant to have
acted in bad faith and I agree with this submission. Furthermore,
section 2(4) simply
requires the vexatious litigant to have launched
the proceedings in contravention of the section 2(1)(b) order and
without leave
of the High Court or a Judge.
28.
Ultimately, Carlson’s right to approach a Court is limited by
the procedural barrier
imposed by section 2(1)(b) of the Act. In
Beinash
and Another v Ernst & Young and Others
[10]
,
Mokgoro J stated the following when referring to the limitation of
the access to justice right when having regard to section 36
of the
Constitution:
“
[16]
The
effect of section 2(1)(b) of the Act is to impose a procedural
barrier to litigation on persons who are found to be vexatious
litigants. This serves to restrict the access of such persons to
courts. That is its very purpose. In so doing, it is inconsistent
with section 34 of the Constitution which protects the right of
access for everyone and does not contain any internal limitation
of
the right. The barrier which may be imposed under section
2(1)(b) therefore does limit the right of access to court protected
in section 34 of the Constitution. But in my view such a
limitation is reasonable and justifiable.
[11]
”
29.
Furthermore,
Beinash
makes it clear in
paragraph [15] that the screening mechanism in the Act, namely first
seeking leave to institute proceedings, serves
to protect the victim
of the vexatious litigant who is repeatedly subjected to
unmeritorious litigation, costs and embarrassment,
and the public
interest that the Courts and administration of justice
are not hamstrung by “
the
clog of groundless proceedings”
[12]
.
30.
Turning to Carlson’s answering affidavit, it becomes apparent
that he does not dispute
the absence of having first sought leave
from a Judge or Court before issuing the Equality Court application
against the university.
Thus, on all the uncontested facts before the
Court, it is apparent that Carlson failed to seek such leave and in
instituting legal
proceedings in the Equality Court, he disobeyed the
Nuku J order.
31.
The Notice of Motion seeks a declaration of contempt and the test in
these circumstances
is the civil test, in other words, on a balance
of probabilities
[13]
. Once the
university has established the first three requirements, as referred
to earlier, the evidential burden then shifts to
Carlson in respect
of wilfulness and
mala
fide
conduct
[14]
.
In the founding affidavit, the university contends that although it
did not seek the imposition of committal to prison it remains
within
the Court’s discretion to grant such sanction should the Court
believe that the requirements for contempt are established
beyond
reasonable doubt, and that such sanction is justified.
32.
In the replying affidavit, the university repeats its view that it is
open to the Court
to impose a criminal sanction, even though such an
order has not specifically been requested in the Notice of Motion.
The motivation
for such averment and submission is that Carlson is
clearly guilty of contempt of Court. On this issue, I posed the
question to
counsel as to whether this Court could commit Carlson to
prison and/or impose a wholly suspended period of committal to prison
in circumstances where such relief was not requested in its Notice of
Motion. This question was thus addressed in the university’s
post-hearing Note and I consider it after addressing Carlson’s
answering affidavit.
33.
Carlson’s answering affidavit, stripped of its irrelevant
matter, raises what may
charitably be referred to as defences
to the contempt application. These defences are summarised as
follows:
33.1 a
refusal to recognise or “
acquiesce”
to the High Courts’
jurisdiction
[15]
;
33.2
the multiplicity of orders sought in a single case; and
33.3
that the matter must be heard by the Constitutional Court.
34.
Unsurprisingly, paragraph 6 of the answering affidavit is indicative
of Carlson’s
view of the rule of law, the authority of the
Courts, particularly the Western Cape High Court, and the
administration of justice
generally. He states as follows:
“
6.
It is thus the
position of the GORINHAICONA HOME OF COLOURED AND HM KING KHOEKHOE DE
GORINGHAICONA IMPOSED AS GRANVILLE CARLSON,
that it will not
acquiesce to the jurisdiction of the de jure High Court of South
Africa (Western Cape Division, Cape Town) because
this will be
tantamount to mocking, disobeying, nullifying and voiding Chapter 12
of the Constitution of the Republic of South
Africa, 1996.”
35.
It is clear from the Carlson’s answering affidavit, that he
views the application
as an insult to the role of Traditional leaders
and the tenets, strictures and belief systems institutionalized in
customary law
[16]
and for that
and other reasons, Carlson will not “
acquiesce”
to this Court’s
jurisdiction. The problem with his stance is that Carlson
conveniently ignores that Chapter 12 of the Constitution,
which deals
with Traditional leaders, makes it abundantly clear in section 211
(1), that the institution, status and role of Traditional
leadership
according to customary law are recognised,
subject
to the Constitution
[17]
.
36.
Furthermore, while Carlson seems to believe that Traditional
authority can or may act with
impunity, section 211 (2) of the
Constitution says the contrary, in that the observation of a system
of customary law may function
subject to applicable legislation and
custom. Put simply, Chapter 12 clarifies that Traditional leadership
is subject to the overarching
provisions of the Constitution, meaning
that a Traditional leadership issue could be resolved by the Courts,
as referred to in
section 211(3) of the Constitution.
37.
Furthermore, in terms of section 169(1) of the Constitution, the High
Court may decide any
constitutional matter and any other matter not
assigned to any other Court. It follows therefore from the provisions
of the Constitution,
that the High Court would have jurisdiction in
respect of a Traditional leadership or customary law issue. However,
even more significantly
in my view, is section 21 of the Superior
Courts Act 10 of 2013, which vests the High Court with jurisdiction
over all persons
residing or being in and in relation to all causes
of action and offences and all other matters of which it may take
cognisance
of.
38.
Thus, as Carlson lives in Stellenbosch, and the second respondent’s
address is also
in Stellenbosch, the Western Cape High Court indeed
has jurisdiction over these respondents. In my view, Carlson’s
belligerent
attitude regarding jurisdiction is ultimately irrelevant
given the provisions of section 21 of the Superior Courts Act, which
vests
the High Court with jurisdiction over him in this application.
His suggested defence regarding jurisdiction is irrational and
unmeritorious,
and his statements in his affidavit and emails are
indicative of disrespect and contempt for the High Court and the rule
of law
itself.
39.
Carlson’s understanding of Chapter 12 is incorrect and possibly
blinded by a complete
disregard of what the Constitution actually
states in respect of the recognition of customary law and traditional
leadership, to
suit his own purpose and narrative. If anything,
Chapter 12, read with sections 165, 166 and 169 of the Constitution
respectively,
allows for a symbiotic relationship between Traditional
leadership, customary law and the South African Courts, including the
High
Court. Carlson’s self-created
Lore Court of Equity
certainly has no jurisdiction nor authority in this matter, as
envisaged by the legislation I refer to above. Accordingly, this
defence is without merit.
40.
In respect of the second defence, the complaint that there is a
multiplicity of Orders sought
is similarly without merit. There is
nothing procedurally wrong in a litigant seeking more than one order
in a matter and in this
matter, the orders sought are not
incompetent. Lastly, Carlson is of the view that this matter and
others must be heard by the
Constitutional Court. In this respect,
his application to that Court under Constitutional Court case number
CCT226/24, against
the university, its attorneys, the Western Cape
Government and the Department of Co-operative Governance and
Traditional Affairs,
was refused on 6 September 2024 on the basis
that Carlson, in his many guises or capacities, had made out no case
for direct access.
41.
In respect of the above order by the Constitutional Court, it is
important to note that
Carlson approached the Constitutional Court
after 31
August 2023
[18]
,
after being declared a vexatious litigant, and without leave of the
High Court or a Judge. It also seems that no leave was granted
by any
other Court to institute such legal proceedings against the
university but Carlson simply forged ahead nonetheless. While
the
contempt application did not initially have as its basis the
subsequent application to the Constitutional Court for direct
access,
Carlson’s persistent actions of instituting proceedings
subsequent to the vexatious litigant order is indicative
of his
continued contempt and disobedience in respect of such order. In
conclusion on these aspects, Carlson raises no defences
to the
contempt application.
42.
This leaves the question posed as to whether this Court, having found
Carlson to be in contempt
of the Nuku J Order by issuing the Equality
Court application subsequently, is competent to impose a criminal
sanction where it
was not specifically requested in the university’s
Notice of Motion? The submissions are that Carlson was given notice
that
the university would seek to request the Court to impose a fine
or a suspended period of imprisonment by way of certain paragraphs
in
the founding and replying affidavits
[19]
,
the Practice Note in the August 2024 proceedings, heads of argument
and the recent Practice Note in these proceedings. It is submitted
that a suspended committal or fine is warranted in that Carlson has
wilfully disobeyed the Nuku J order and acted
mala
fide
by
instituting further matter(s) without leave of the High Court or a
Judge to do so.
43.
The university submits that its failure to expressly seek a criminal
sanction for contempt
is not a barrier to the Court granting such
Order against Carlson. The argument relies upon the Constitutional
Court judgment of
Pheko
and Others v Ekurhuleni Metropolitan Municipality (2)
[20]
which states the
following at paragraph [26] of the judgment:
“
[26] The
starting point is the Constitution. It declares its own
supremacy and this supremacy pervades all law. Section 165
vouchsafes
judicial authority. It provides that courts are vested with
judicial authority and that no person or organ of
state may interfere
with the functioning of the courts. The Constitution explicitly
enjoins organs of state to assist and
protect the courts to ensure
their independence, impartiality, dignity, accessibility and
effectiveness. In order to ensure
that the courts’
authority is effective, section 165(5) makes an order of court
binding on “all persons to whom and
organs of state to which it
applies”. These obligations must be fulfilled. It is
significant that this subsection specifically
mentions organs of
state, for “justiciability and powers of constitutional review
make sense only if non-judicial authorities
cannot and do not undo
court orders and/or their consequences”. These sections, read
alongside the interpretive injunction
of the supremacy clause,
demonstrate why continual non-compliance with court orders and
decisions would, inevitably, lead to a
situation of constitutional
crisis.”
(Footnotes omitted)
44.
It is thus evident that the remedy for contempt of Court exists not
only to force compliance
for the civil litigant’s benefit, but
also to vindicate the Court’s judicial authority. In
Fakie
NO v CCII Systems (Pty) Ltd
[21]
,
Farlam
JA writing for the Supreme Court of Appeal stated with reference to
contempt of Court that:
“
[6] It is a
crime unlawfully and intentionally to disobey a court order.
This type of contempt of court is part of a broader
offence, which
can take many forms, but the essence of which lies in violating the
dignity, repute or authority of the court.
The offence has in
general terms received a constitutional ‘stamp of approval’,
since the rule of law – a founding
value of the Constitution –
‘requires that the dignity and authority of the courts, as well
as their capacity to carry
out their functions, should always be
maintained’.”
(Footnotes omitted)
45.
In this matter, and from the facts, I am able to find that Carlson
has not merely disregarded
the Nuku J order, but has deliberately and
intentionally disobeyed the order by instituting the Equality Court
application without
first seeking leave of a Judge or the High Court.
Secondly, he thereafter approached the Constitutional Court for
direct access
in another matter against the university, also without
first seeking leave as described above. I must pause to point out
that the
order relates to the university, as Carlson’s opponent
in both matters thus leave was first required.
46.
Furthermore, while his disobedience and non-compliance with the order
are evident from the
abovementioned actions, Carlson then gives
notice in an email of what little regard he has for the High
Court and the legal
system as he intends opening his own Court, that
“
we”
decided to pick up arms and then goes a step
further, by insulting, verbally abusing and attacking a Judge in this
Division in
a vile and expletive-laden email to all and sundry. In
addition to that, Carlson, seemingly unrestrained and conducting
himself
as if he is at liberty to do whatever he likes, approaches
the Registrar again, without leave and again in disobedience of the
Nuku J order, to review the current application which is pending.
47.
In my view, all of these actions and conduct contribute to showing
that Carlson has indeed
acted wilfully and with
mala fide,
unconcerned about the restrictions imposed upon him by the Nuku J
order and is clearly on his own crusade. These are not the actions
and conduct of a person who genuinely, albeit mistakenly, believes
that he is entitled to act as he should and I say so because
Carlson
clearly knows that an order was granted declaring him to be a
vexatious litigant and he was required to attend Court but
further
than that, it is evident from his emails that he also knows that he,
as with all of us, is bound by the rule of law which
requires of him
to obey Court orders. As illustrated in this judgment, Carlson simply
refuses to obey or comply with the Court
order.
48.
Instead, Carlson gives notice that he intends to establish his own
Court; fails to appear
at Court on the hearing date, notwithstanding
knowledge of the date and hearing and he contemptuously and in a
vulgar and abusive
manner shows his utter disdain for this Court and
the rule of law in general. From the above illustration of his
conduct, I am
thus satisfied that the university has shown that
Carlson has acted wilfully, and disobediently in relation to the Nuku
J order.
However, it does not end there. According to
Fakie
NO
[22]
,
the contemnor has an evidential burden in relation to wilfulness and
mala
fide
.
In other words, if the contemnor fails to raise reasonable doubt in
relation to wilfulness and
mala
fide
,
then the applicant would have succeeded in proving contempt beyond
reasonable doubt
[23]
. From the
facts as described in this matter, and the conduct of Carlson, which
has been nothing less than contumacious disrespect
for the rule of
law and judicial authority, I am indeed satisfied that the university
has succeeded in establishing Carlson’s
contempt beyond
reasonable doubt.
49.
The question which further arises is whether, in view of the finding
of contempt made beyond
reasonable doubt, I may impose a committal
order or punitive sanction even though it is not prayed for in the
Notice of Motion?
On this question, counsel for the university has
submitted that he could not find cases on point which demonstrate
that an applicant
in a contempt application who/which seeks a
declaration of contempt (the civil remedy of enforcement) leaves the
imposition of
a criminal remedy or committal to prison in the Court’s
hands and in fact argues that such penal sanction should be imposed.
50.
At this juncture I must clarify that the draft order handed up for
consideration at the
conclusion of the hearing seeks,
inter
alia
,
an order imposing three months’ imprisonment wholly suspended
for five years on certain conditions. The general view,
having
regard to various authorities on civil contempt, is that it is
undisputed that a Court has the power to impose a criminal
sanction
in contempt applications. However, in this matter the university
relies on authorities such as
Cape
Times Ltd v Union Trades Directories (Pty) Ltd
[24]
and
Fakie
NO
to
contend that any person has the right to inform the Court that its
processes are being abused and the Court, considering the
circumstances, will issue a
rule
nisi
if
it deems fit. Secondly, it is submitted that there is no bar to a
litigant bringing to the Court’s attention, criminal
contempt
which is connected with a breach of an order obtained in civil
proceedings.
51
Thirdly, the university submits that, with reference to contempt
applications, it may
be regarded as an informer and relies upon
Secretary
of the Judicial Commission of Inquiry into allegations of State
Capture, Corruption and Fraud in the Public Sector including
Organs
of State v Zuma and Others
[25]
to argue that where a person who approaches a Court does not seek
relief to enforce an order but merely punishment to vindicate
the
Court’s authority, they are treated as an informer and the
Court may act on the informer’s information.
52.
Counsel argues further that this is a hybrid case because the
university approached the
Court seeking the civil remedy, being a
declaration of contempt, and compliance with the vexatious litigant
order, however, it
is simultaneously the informer, informing the
Court of Carlson’s contempt as the matter progressed. It thus
argues that although
a declaration of contempt was/is sought, certain
facts were not present when it applied for such relief as per the
Notice of Motion
but, so the submission goes, the Court nonetheless
has the power to impose a criminal sanction, provided that it follows
a fair
process.
53.
Having regard to the submissions and request that a suspended
punitive sanction
be imposed, I firstly state that this
is indeed a matter where, as time has passed, the conduct of Carlson
and his Goringhaicona
Home of Coloured, has become progressively more
contemptuous, not only of the Nuku J order but also in respect of the
Courts’
authority. Put differently, the contempt of and
disobedience to the Nuku J order is continuous and there seems little
or no prospect
that the respondents’ conduct will abate. As
sketched above, Carlson will not and does not accept the Courts’
jurisdiction
and authority over him and thinks nothing of threatening
to take up arms for his cause, to verbally abuse and insult a Judge
and
the Western Cape High Court as the relevant judicial authority
over him.
54.
Insofar as fair process or procedure is concerned, and having regard
to the university’s
submissions, Carlson was indeed made aware
in the founding and replying affidavits, the Practice Notes and heads
of argument, that
the university motivates for a finding that his
contempt is proved beyond reasonable doubt and that the imposition of
a criminal
or punitive sanction is left in the Court’s hands.
55.
Furthermore, opportunities were given to Carlson to attend Court for
the hearing, but he
elected or refused to heed the call to attend
Court, despite service and knowledge of the Nuku J order and the
contempt application.
Aside from these factors, it is important to
stress that this Court’s approach in the matter has been to
consider his defences
raised in the answering affidavit
notwithstanding his absence during the proceedings and to address the
merits and demerits of
these defences in this judgment. Ultimately, I
conclude that in relation to Carlson and the second respondent, a
fair process or
procedure has ensued in this application.
56.
Moving on, the question as to whether the university is an informer
which is entitled to
approach the Court and seek a punitive sanction,
as described above, is slightly more nuanced than the university
makes out. The
university relies upon the
Cape Times Ltd
judgment to bring itself within the description of an informer in the
context of contempt applications. Turning to the abovementioned
judgment, the appeal in the then Natal Provincial Division (NPD)
addressed a number of interesting aspects regarding contempt of
Court, more specifically
locus standi
where the punishment
does not seek to coerce compliance with an order.
57.
The Court in
Cape
Times Ltd
referred
to a judgment of
Corinbatore
[26]
,
where an advocate who previously represented seamen in an interdict
matter, but was not instructed to represent them in a contempt
matter
against one McCarthy, approached the Court and placed an affidavit
before it
[27]
, presenting
facts to the Court and held himself “
in
submission to pursue such course as to this Honourable Court it may
seem well to direct”
[28]
.
The
advocate had cited no respondents, explained McCarthy’s
disobedience to the order and on the information presented to
it, the
Court issued a
rule
nisi
calling
on McCarthy to indicate why he should not be punished for contempt.
Thus, in
Cape
Times Ltd
,
the view was expressed that there was no bar to a party bringing
circumstances constituting criminal contempt connected
to
breach of an order which the party obtained in a civil matter.
58.
Similarly, in
Incorporated
Law Society v Sand, Kowarsky & Co
.
[29]
,
Wessels J held that anyone may approach a Court and indicate that its
processes are being abused, which may result in the Court
issuing a
rule
nisi
.
This was the approach according to the common law, and in such
circumstances, the university would be in the position of the
original applicant, seeking enforcement of the order and also be an
informer, which alerts the Court to the criminal contempt connected
to the disobedience or breach of the Nuku J order.
59.
The question may well be asked about the Courts’ approach
post-Constitution, to the
informer in civil contempt matters and the
answer is found in the minority judgment by Theron J (Jafta
concurring) in the aforementioned
Secretary
of the Judicial Commission of Inquiry v Zuma
[30]
.
It is well known that Mr Zuma made certain utterances against the
Constitutional Court, regarded as “
direct
assaults”
and
attacks on judicial authority, and a refusal to comply with Court
orders and a Summons issued by the State Capture Inquiry
[31]
.
In that contempt of Court matter, the majority declared Mr Zuma in
contempt of Court and imposed an unsuspended period of imprisonment
of 15 months. The minority judgment agreed that he was in contempt of
Court but questioned the imposition of an unsuspended committal
which
was not associated with coercing compliance with the Constitutional
Court’s order which Mr Zuma was in contempt of.
60.
In her discussion and consideration of the
Cape Times
judgment, Theron J was of the view that the issue of punitive
committal was not one of standing, as the latter judgment would have
it, but rather that an essential element of civil contempt was
missing where there was no interest in pursuing or seeking
enforcement
of an order. At paragraphs [184] and [187] of the
Zuma
contempt judgment, Theron J stated that:
“
[184]
In later
decisions, our courts have taken a more permissive approach to
private parties who act as so-called “informers”
by
bringing contempt of court to the attention of a court without
seeking coercive or remedial relief.
In
cases where a contempt application is brought for the sole purpose of
punishing the respondent, the applicant is “no more
than an
informer who brings the contempt to the attention of the court
”
.
Though the informer may not seek compliance with the original order,
that does not change the nature and character of the
application,
which is “directed towards the protection of the courts,
respect towards the courts and court orders, and the
protection of
the integrity of the court system”. In Lan, the Court
explained that where contempt is followed by late
compliance with the
original court order, the commission of the offence of contempt
cannot be ignored and that, “[o]nce the
requirements of the
offence have been established to have existed at a certain period in
time, and once it is found that no valid
defence has been raised in
that regard, a positive finding should follow”.
This
notwithstanding,
I
have not found a single case in which a court has granted punitive
relief at the request of an informer
.
It is only in Lan that the court granted a warning as a sanction and
noted in passing that even if there has been compliance
with the
original court order, the court is not precluded from granting a
sanction not aimed at enforcement.
[187]
To sum up, the common law position is that
civil proceedings for contempt of court can serve the object of
compelling compliance
with a court order and the object of punishing
the respondent. They can be both coercive and punitive in
nature.
Under the common law,
where an applicant claimed
punitive
relief not linked to compelling compliance with a court order, the
applicant had no locus standi to claim that
relief. In later judgments, our courts
allowed
an applicant with no intention of enforcing a right or a claim to act
as
an informer to bring to
the attention of the court an alleged violation of a court
order granted in its favour. Notably,
however, a purely punitive committal order
has
never been granted in the context of civil contempt proceedings.
On the contrary, the Full Court in Mashiya accepted that the
initiating party had standing to act as an informer but specifically
refused to grant the purely punitive relief sought by him.
Underpinning this conclusion is the premise
that where only punitive relief is sought for contempt of court,
recourse to a summary
procedure is unjustifiable because, by
definition, compliance with a court order is not capable of being
achieved in those proceedings.
This absence of a civil
rationale for the summary procedure undercuts the justification for
adopting a procedure which falls short
of the protections that could
be afforded an accused person.
(footnotes omitted)
61.
In my view, the above paragraphs in the
Zuma
contempt judgment are
authority for the view that an informer, post-Constitution, may
approach the Court to inform it of the violation
of a Court order
granted in its favour and may seek purely punitive relief. From my
reading of Theron J’s discussion, it
also seems that it is
indeed recognised that the purely punitive order which is sought by
the informer may well be used to encourage
compliance with the
initial order. However, the misgivings regarding the
constitutionality or otherwise of granting an unsuspended
committal
or purely punitive relief, as eventually imposed by the majority
judgment in
Zuma
,
were expressed succinctly by Theron J in its minority judgment.
Theron J held the view that the contemnor faced with a coercive
order
may well escape the committal by complying with the initial order and
thus the limitation of section 35 rights is then tempered
[32]
.
Ultimately, the minority judgment rather viewed a suspended punitive
order suitable as the contemnor, if he does not then comply,
faces a
period of imprisonment
[33]
.
62.
Having regard to the above, I would agree that the university is in
the position of an informer,
but it does not bear all the hallmarks
as referred to in the
Zuma
contempt matter. To
elaborate, the university seeks compliance with the Nuku J order but
also seeks a punitive order in its capacity
as informer. It does not
seek an unsuspended committal order. Thus, in my view, the university
in the position of informer and
applicant in the initial vexatious
litigant order, seeks to enforce its rights in relation to a coercive
remedy and also, by bringing
the ongoing contempt committed by
Carlson to the Court’s attention, seeks to recover and
vindicate the Court’s authority.
Having regard to the
authorities discussed, I do not see that such an approach is excluded
in contempt of Court proceedings. In
my view, the imposition of a
suspended committal order would hopefully bring Carlson to his senses
but also serve to vindicate
the Court’s authority in view of
his continued breaches of the order, his verbal and abusive attacks
on the High Court judiciary,
the utter contempt displayed at the
authority of the Court and the refusal to attend the proceedings.
63.
This is a case where a committal order was not sought initially, but
as the matter progressed
and Carlson’s conduct, contemptuous as
it is, continued unabated, even the warning in the affidavits and
practice notes that
a committal order would be left up to the Court,
did not deter the contemnor. Having considered these aspects and the
submissions
in the matter, I hold the view that this Court is not
precluded from imposing a coercive order with a suspended committal
order
in order to vindicate its judicial authority and the rule of
law. As already discussed above, in reaching this stage, the process
followed in this application has been fair to Carlson and the second
respondent.
64.
While I have considered issuing a
rule
nisi
,
given Carlson’s conduct, flouting the rule of law and attacks
on the Court and judiciary, I also take cognisance that the
legal
representatives in this matter have also come under attack and that
Carlson has made it clear in his communications to them
and Court
administration, that
we
are corrupt and racist
and as mentioned, there are veiled threats of violence towards the
rule of law. Any invitation for Carlson
to return to Court on a
further date, to purge his contempt, given these attacks on the Court
and its authority, would most likely
lead to a situation of a further
attack, insults and abuse directed at the Court and legal
representatives. In my view, the dignity
of the Court cannot be
allowed to be violated by anyone, including Carlson.
[34]
65.
Certainly, it seems more than likely that this would be the result,
and given Carlson’s
refusal to attend and recognise the Court,
ultimately the order I grant would dispense with the need for a
further Court appearance.
In view of the unauthorised Equality Court
application, issued without first obtaining leave of the Court or a
Judge, the relief
in prayers 1 to 3 of the Notice of Motion 3 will be
granted, with some adjustments.
66.
Lastly, whether Carlson intends to seek leave of the Court or Judge
before having his Rule
53 application issued, is unclear, but his
conduct in approaching the Registrar to have the application issued
is yet another act
of breaching the Nuku J order and wilfully
disobeying it. Lastly, to the extent that Carlson displays contempt
for the Court’s
authority, has created his own Court and does
not acquiesce to the Court’s jurisdiction, he nonetheless
approaches the Registrar’s
office to have a Rule 53 application
issued which request was correctly refused. In the circumstances, a
copy of the order granted
below will be forwarded to the Chief
Registrar for her office’s attention and to the Chief
Magistrate, Cape Town, for the
attention of the Stellenbosch
Magistrates’ Court
[35]
.
Order
67.
In the result, I grant the following orders:
1.
It is declared that Granville Colin Carlson and/or King Khoekhoe De
Goringhaicona,
and Home of Coloured, are in contempt of the order
granted by Nuku J on 31 August 2023.
2.
The first respondent (Carlson) is directed to withdraw his complaint
and application
against the University of Stellenbosch (the
applicant) in Equality Court case number EC13/2024, within 10 (ten)
Court days of date
of this order, failing which, the application
would be deemed to be withdrawn.
3.
The first respondent is fined R4000 or 4 months’ imprisonment,
wholly suspended
for 5 (five) years on condition that: (i) he does
not breach the terms of the order granted by Nuku J on 31 August 2023
again,
and (ii) he complies with the terms of this order.
4.
The first respondent is ordered to pay the costs of the application
on an attorney
and client scale.
5.
A copy of this judgment shall be forwarded to the Chief Registrar and
to the
Chief Magistrate, Cape Town, for their attention.
M
PANGARKER
ACTING
JUDGE OF THE HIGH COURT
Appearances
for applicant: M BISHOP
Instructed
by: Cluver Markotter Inc.
P L
Hill
Stellenbosch
Appearances
for respondents: None (in person)
[1]
Answering
affidavit, p124
[2]
Presumably
this is a reference to the SAPS or Minister of Police, but it is
unclear
[3]
PH3
to founding affidavit
[4]
Carlson
email, 28 October 2024
[5]
I
safely accept that “HM” is a reference to “His
Majesty”
[6]
Carlson
email, 28 October 2024
[7]
Carlson email, 29 October, 16h30
[8]
See Equality Court affidavit
[9]
[2023]
ZAWCHC 68
[10]
[1998]
ZACC 19
[11]
The
remainder of paragraph [15], which sets out section 36 of the
Constitution, and footnotes, is excluded
[12]
Beinash
supra, par [15]
[13]
Fakie
NO v CCII Systems (Pty) Ltd
[2006] ZASCA 52
par 22
[14]
Herbstein
and Van Winsten The Civil Practice of the High Courts of South
Africa, Fifth Edition, Vol. 2, AC Cilliers, C Loots and
HC Nel
[15]
Paragraph
6, answering affidavit
[16]
Paragraph
10, answering affidavit
[17]
My
emphasis
[18]
My emphasis
[19]
Par
31 founding affidavit, p10; par 10 replying affidavit, p132
[20]
2015
(5) SA 600
(CC) at par [26]
[21]
2006
[ZASCA] 52 par [6]
[22]
Par [42]
[23]
See also Department of Environmental Affairs, Forestry and Fisheries
v B Xulu & Partners Incorporated and Others
[2021] 3 All SA 166
(WCC) par 22 - 23
[24]
1956
(1) SA 105 (N)
[25]
2021
(5) SA 327
(CC) par 184 (Theron J dissenting)
[26]
P124
A-B
[27]
Presumably,
the affidavit was attached to an application but it is unclear
whether this was in fact so
[28]
P124
C-D
[29]
1910
TPD 1295
at 1296
[30]
Supra
[31]
Para
1-2
[32]
Par
[238]
[33]
Par
[261]
[34]
Pheko, supra, par [26]
[35]
Stellenbosch Magistrates’ Court is also cited as a respondent
in one of Carlson’s applications
sino noindex
make_database footer start
Similar Cases
Stellenbosch Municipality v De Canha N.O and Others (11720/24) [2025] ZAWCHC 168 (8 April 2025)
[2025] ZAWCHC 168High Court of South Africa (Western Cape Division)100% similar
Stellenbosch Interest Group v Provincial Minister of Local Government, Environmental Affairs and Development Planning and Others (23747/2024) [2025] ZAWCHC 180 (16 April 2025)
[2025] ZAWCHC 180High Court of South Africa (Western Cape Division)99% similar
Audacia Stellenbosch Market (Pty) Ltd v Downing Investments CC and Another (8552/21) [2022] ZAWCHC 66 (3 May 2022)
[2022] ZAWCHC 66High Court of South Africa (Western Cape Division)99% similar
Stoffels and Another v Road Accident Fund (20656/2023) [2024] ZAWCHC 182 (25 June 2024)
[2024] ZAWCHC 182High Court of South Africa (Western Cape Division)99% similar
South African Legal Practice Council v Nonxuba and Another (16777/2023) [2024] ZAWCHC 410 (4 December 2024)
[2024] ZAWCHC 410High Court of South Africa (Western Cape Division)99% similar