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# South Africa: Western Cape High Court, Cape Town
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[2023] ZAWCHC 66
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## Western Cape Provincial Minister of Local Government, Environmental Affairs and Development Planning v Central Karoo District Municipality and Others (4835/2023)
[2023] ZAWCHC 66; [2023] 7 BLLR 717 (WCC); (2023) 44 ILJ 1832 (WCC) (3 April 2023)
Western Cape Provincial Minister of Local Government, Environmental Affairs and Development Planning v Central Karoo District Municipality and Others (4835/2023)
[2023] ZAWCHC 66; [2023] 7 BLLR 717 (WCC); (2023) 44 ILJ 1832 (WCC) (3 April 2023)
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FLYNOTES:
EXPERIENCE NEEDED FOR MUNICIPAL POSITION
MUNICIPALITY
– Municipal manager – Appointment – Acting
municipal manager – Requirements – Relevant
experience
at senior management level – De facto experience not
counting for required period – Systems Act amended
to
expressly ensure that persons appointed to senior management
positions are duly qualified –
Local Government: Municipal
Systems Act 32 of 2000
, 54A.
IN THE HIGH COURT OF
SOUTH AFRICA
WESTERN CAPE DIVISION,
CAPE TOWN
REPORTABLE
CASE NO: 4835/2023
In the matter between:
WESTERN CAPE
PROVINCIAL MINISTER
OF LOCAL GOVERNMENT,
ENVIRONMENTAL
AFFAIRS
AND DEVELOPMENT PLANNING
Applicant
and
CENTRAL
KAROO DISTRICT MUNICIPALITY
First Respondent
SPEAKER OF THE COUNCIL
OF THE
CENTRAL
KAROO DISTRICT MUNICIPALITY
Second Respondent
ACTING MUNICIPAL
MANAGER,
CENTRAL
KAROO DISTRICT MUNICIPALITY
Third Respondent
HENDRIK
TRUMAN PRINCE
Fourth Respondent
Bench:
P.A.L. Gamble, J
Heard:
29 March 2023
Delivered:
3 April 2023
This
judgment was handed down electronically by circulation to the
parties' representatives via email and release to SAFLII. The
date
and time for hand-down is deemed to be 10h30 on Monday 3 April 2023
JUDGMENT
GAMBLE, J:
INTRODUCTION
1.
On 29 March 2023 the applicant (“the
MEC”) approached this Court urgently for declaratory relief
relating to the recent
appointment of the fourth respondent
(“Prince”) as the acting municipal manager of the first
respondent (“the
Municipality”). The matter was genuinely
urgent and was heard in the Fast Lane of the Motion Court during
recess. This judgment
has been prepared in light of the urgency of
the matter and the Court reserves the right to amplify its reasons
later if the need
arises.
2.
The appointment of a municipal manager
(which includes the position of acting municipal manager) is governed
by
section 54A
of the Local Government: Municipal Systems Act, 32 of
2000 (“the Systems Act”) and, as will be seen more fully
hereunder,
is governed by specific criteria in respect of
qualifications. The MEC has approached the court because he contends
that Prince
is not suitably qualified to hold the position of acting
municipal manager of the Municipality. Prince, who has deposed to the
answering affidavit, and the Municipality contend otherwise.
3.
It
is not in dispute that if the Court finds that Prince is not suitably
qualified for the position of acting municipal manager,
his
appointment was null and void.
[1]
That is the relief which the MEC seeks in this matter.
BRIEF FACTUAL
BACKGROUND
4.
For the month of January 2023, the
Municipality was served by an acting municipal manager, Mr. Nyathi,
who resigned at the end of
that month. A special meeting of the
Council of the Municipality was convened on Thursday 2 February 2023
at which the resignation
of Mr. Nyathi was tabled. The resignation
was accepted and the Council immediately resolved to appoint an
acting municipal manager
pending the finalization of a recruitment
process to appoint a permanent municipal manager.
5.
Two names were put forward and the Council
voted in favor of Prince by a majority of votes. The Council resolved
that “
due to the urgency of the
matter
”, Prince would assume the
position with immediate effect.
6.
Prior to this meeting, and on Wednesday, 1
February 2023, the MEC had received an email from the Executive Mayor
of the Municipality
informing him of the unexpected resignation of
Mr. Nyathi and of the Council’s intention to fill the vacancy
the following
day by appointing Prince as the acting municipal
manager.
7.
On
Friday 3 February 2023 the MEC responded to this email and requested
the CVs of all the candidates for the position, including
Prince’s.
The latter’s CV was promptly furnished to the MEC on Monday 6
February 2023. The following Monday, 13 February
2023, the office of
the MEC directed inquiries to the Municipality regarding the status
of the position in the Municipality previously
occupied by Prince: it
wanted to know whether that post (Senior Manager: Community Services)
was a so-called “section 56
post”
[2]
.
The Municipality replied immediately that Prince had not previously
occupied such a post.
8.
On Friday, 17 February 2023 the MEC wrote
to the Executive Mayor informing him that, in his view, Prince did
not meet the criteria
for appointment as acting municipal manager in
that he did not have the requisite five years’ experience in a
position reporting
to the municipal manager. The MEC furnished the
Executive Mayor with the legislative basis for his contention and
advised the Executive
Mayor that he accordingly held the view that
the appointment of Prince was unlawful. He called upon the
Municipality to terminate
the appointment forthwith.
9.
A week later, on Friday, 24 February 2023,
the Executive Mayor wrote to the MEC and recorded his disagreement
with the position
adopted by the MEC. Nevertheless, he asked for
seven working days (i.e. until Tuesday 7 March 2023) to enable him to
clarify the
issue of Prince’s previous work experience with him
and undertook to revert thereafter. He never reverted.
10.
In the result, the MEC issued papers on
Tuesday, 14 March 2023 giving notice of an urgent application to be
moved on Wednesday,
22 March 2023 wherein the appointment of Prince
was declared null and void. The notice of motion fixed certain time
limits, requiring
those parties opposing the relief to file their
answering papers by Friday 17 March 2023.
11.
When the matter came before the Court on 22
March 2023, no opposing papers had been filed and the Municipality
and Prince agreed
to a postponement of the matter until Wednesday, 29
March 2023, undertaking to file their opposing papers by close of
business
the following day. They also undertook to file heads of
argument by noon on Tuesday, 28 March 2023.
12.
In the result, the answering affidavit
deposed to by Prince was only filed during the afternoon of Friday,
24 March 2023 and his
heads of argument were only handed up by
counsel when the matter was called in open court on Wednesday, 29
March 2023. The answering
affidavit contained a request for
condonation of the late filing thereof in light of the fact that
Prince’s legal representatives
were delayed by problems
associated with load shedding and the preparation of the papers. Mr.
van der Schyff, for the Municipality
and Prince, apologized from the
Bar for the late heads explaining that he too had experienced
capacity problems in finalizing them.
13.
The Court accepts that all the parties were
under considerable time constraints in preparing for this matter and
the non-compliance
with the order of 22 March 2023 is accordingly
condoned. However, the delays occasioned by the lackadaisical
attitude adopted by
the opposing parties will be addressed in
relation to the costs order contemplated herein.
CRITERIA FOR
APPOINTMENT AS ACTING MUNCIPAL MANAGER
14.
Mr.
de Waal SC, who appeared on behalf of the MEC, took the Court through
the relevant provisions of the Systems Act and the applicable
regulations, noting that the Systems Act had been amended in 2011. In
SAMWU
[3]
the Constitutional Court, when dealing with attacks on the
constitutionality of the 2011 amendments, noted that they were
promulgated,
inter alia, to address maladministration at the level of
local government.
“
[4] On
5 July 2011, the Amendment Act was promulgated.
It
amended the Systems Act to, inter alia, address what was
perceived to be an alarming increase in the instances of
maladministration
within municipalities. The Amendment Act
introduced measures to ensure that professional qualifications,
experience and competence
were the overarching criteria governing the
appointment of municipal managers or managers directly accountable to
municipal managers in
local government, as opposed to political
party affiliation
.
”
For that reason, said
counsel, as a point of departure, strict compliance with the
appointment criteria in respect of the position
of municipal manager
(which includes the appointment of an acting municipal manager) was
required. I agree: that is the import
of section 54A(3).
15.
Section 54A of the Systems Act deals with
the appointment of municipal managers.
“
(1)
The municipal council must appoint –
(a) a municipal manager
as head of the administration of the municipal council; or
(b) an acting municipal
manager in the circumstances and for a period prescribed.
(2) A person appointed as
municipal manager or acting municipal manager in terms of subsection
(1) must at least have the skills,
expertise, competencies and
qualifications as prescribed.
(2A)(a) A person
appointed in terms of subsection (1) (b) may not be appointed to act
for a period that exceeds three months.
(b) A municipal Council
may, in special circumstances and on good cause shown, apply in
writing to the MEC for local government
to extend the period of
appointment contemplated in paragraph (a), for a further period that
does not exceed three months.”
16.
Importantly, if an appointment of a
municipal manager (or acting municipal manager) is made in
contravention of section 54A, the
MEC is enjoined to act accordingly.
“
54A
(8) If a person is appointed as municipal manager in contravention of
this section, the MEC for local government must, within
14 days of
receiving the information provided for in subsection (7), take
appropriate steps to enforce compliance by the municipal
council with
this section, which may include an application to a court for a
declaratory order on the validity of the appointment,
or any other
legal action against the principal counsel.”
Hence the application by
the MEC in this case and its manifest urgency.
17.
On 17 January 2014 regulations were issued
relating to the appointment and conditions of employment of senior
managers under the
Systems Act. It is common cause that the relevant
regulation applicable to this matter reads as follows:-
“
8
General requirements for appointment of senior managers
(1) No person may be
appointed as a senior manager on a fixed term contract, on a
permanent basis or on probation, to any post on
the approved staff
establishment of the municipality, unless he or she-
(a)
is a South African citizen or permanent resident; and
(b)
possesses the
relevant competencies, qualifications, experience, and knowledge set
out in annexures A and B to these Regulations
.” (Emphasis
added)
18.
Annexure B to the regulations sets out the
“Minimum Competency Requirements for Senior Managers” and
contains an internal
definitions clause in respect of that annexure.
That clause provides that -
“
The
terms defined below must be used to interpret the higher education
qualification, the level of experience and the work-related
experience when appointing senior managers…”
19.
In the relevant block in Annexure B,
under the heading Municipal Manager, it is recorded that the
requisite higher education qualification
is
“
Bachelor
Degree in Public Administration/Political Sciences/Social
Sciences/Law; or equivalent;”
while the work-related
experience and knowledge is divided into two categories –
“
(i)
Years of the Experience –
·
5 years
(ii) Type of Experience –
·
Relevant experience at a senior management
level; and
·
Have proven successful institutional
transformation within public or private sector.”
20.
The definition of “senior management
level” as contemplated in the “Type of Experience”
category is -
“
a
management level associated with persons in senior management
positions responsible for supervising staff in middle management
positions responsible for supervising staff in middle management
positions, [sic] and includes –
(a) the municipal manager
of the municipality or the chief executive officer of a municipal
entity;
(b) any manager directly
accountable to –
(i)
the municipal manager, in the case of a municipality…”
PRINCE’S
“RELEVANT EXPERIENCE”
21.
Prince’s assertion that he has both a
Bachelor’s and a Master’s Degree in Public Administration
was not disputed
by the MEC. He is he is accordingly duly qualified
to hold the position of municipal manager. The dispute between the
parties relates
rather to Prince’s “relevant experience
at senior management level”.
22.
It is common cause that Prince served as
municipal manager at the Municipality during the period 20 December
2004 - 27 August 2007.
That constitutes continuous service at that
level for 2 years and 8 months. But that period of time is not enough
to permit Prince
to be considered now for the position of acting
municipal manager: he needs another two years and four months’
experience
at the level of senior management i.e. reporting to a
person at senior management level.
23.
Mr. de Waal accepted that a further five
months might be added to that level of experience in respect of
Prince’s position
as Acting Director: Community Services from
May to November 2019. This concession was made without accepting that
Prince’s
appointment during that period was lawful. The
concession was made purely for purposes of argument, in light of the
fact that the
MEC questioned whether that position was a “Senior
Management Position” as defined. In the circumstances, it was
submitted
by counsel that Prince had an aggregate of 3 years and 3
months relevant experience and fell short of the requirement of 5
years
by 1 year and 9 months.
24.
Mr. van der Schyff submitted that the Court
should have regard to the fact that Prince had served in a
de
facto
position at senior management
level during the period November 2019 to July 2021, notwithstanding
the fact that he had never been
appointed into that position. It
transpires that Prince was demoted to a middle management position in
November 2019, namely Senior
Manager: Community Services, after there
had been objections to his appointment to the position Director:
Community Services by
the MEC who contended that Prince was not duly
qualified for that position. The MEC says that the Municipality
accepted his contentions
and demoted Prince.
25.
Prince says that with his demotion as
aforesaid, a certain Ms. Moora Phosoko was appointed as the Acting
Director: Community Services
with effect from November 2019. He says
that Phosoko was clearly unqualified to hold the position and as a
consequence of her
“
patent
inability to execute her mandate and the lack of experience I was
placed as the
de facto
head in charge of the Directorate: Community Services on the
instruction of the Municipal Manager at the time and with the
explicit
instructions that I by-pass Phosoko and report directly to
him. I consequently continued to draft all the reports ordinarily
compiled
by the Director: Community Services together with assuming
all
de facto
control and responsibility for the functioning of the Directorate:
Community Services. As a result, I liaised directly with the
Municipal Council and the Municipal Manager and was directly
answerable to the Municipal Manager in spite of Phosoko’s
position.
Phosoko resigned from the employ of the Municipality in or
about February 2020 literally a few months after her appointment.”
26.
Prince points out that after Phosoko’s
departure
“
the
Directorate: Community Services was lumped with (sic) Directorate:
Engineering Services by the Municipal Council for form (sic)
sake.”
He goes on to contend
that –
“
Over
and above the purported amalgamation the Council also lumped the
Directorate: Electrical Services together with Directorate:
Engineering and Infrastructure. The net result was that it appeared
as if the Directorate: Engineering and Infrastructure oversaw
the
other two aforementioned Directorates whereas in fact Dons Le Roux in
his capacity as Senior Manager: Electrical Services and
I in my
capacity as Senior Manager: Community Services
de
facto
managed the aforementioned
respective Directorates without intervention and oversight from the
Directorate: Engineering and Infrastructure
whilest being directly
answerable to the Municipal Manager.”
27.
Prince then seeks to draw the following
conclusions from these allegations.
“
It
follows that since Phosoko joined the Municipality in May 2019 up
until July 2021 (a period of 2 years and 2 months) I was the
de
facto
Director: Community Services, did
the work of one and gained further experience specifically associated
with the Director: Community
Services… Consequently, on the
Applicant’s version I have 3 years and 7 months senior
management experience, however
if regard is had to the nature of my
duties from November 2019 up until July 2019 (sic) as set out above,
it is clear that that
constitutes an additional two years and two
months experience at the level of a Section 56 manager.”
DOES
DE FACTO
SERVICE COUNT?
28.
Mr. van der Schyff urged the Court to find
that the regulations must be interpreted so as to include a senior
manager’s stints
in a caretaker capacity. Mr. de Waal pointed
to s54A (10) which permits a municipal council to bypass the
statutory requirements
but then only after it has approached the
National minister for a waiver in that regard. That did not happen in
this case.
29.
I agree with Mr. de Waal’s submission
that the regulations do not countenance “
de
facto
” experience in any form.
The wording of regulation 8 set out above is clear: to qualify for an
acting appointment as a municipal
manager a candidate must have been
duly appointed to a senior management level post. The fact that
someone may have rendered yeoman
like assistance to fill a vacancy
without having been appointed into that position does not meet the
experience requirement stipulated
in the regulations. Prince was
never in a senior management position and could not supervise staff
in middle management positions
as this would lead to the untenable
situation where he would have to supervise himself.
30.
As the Constitutional Court has made plain
in
SAMWU
,
the Systems Act was amended to expressly ensure that persons
appointed to senior management positions are duly qualified. This
promotes responsibility and integrity in officials who are charged
with the management of municipalities and their funds. Such
a person
must ensure that the municipality is properly run for the benefit of
its citizens and that any form of maladministration
is avoided.
31.
To now read into the regulations an
undefined category of “
de facto
experience” would permit an
unqualified person to insidiously creep into a position (as happened
here when Phosoko was effectively
sidelined) and then claim
“experience” as defined. This situation was manifestly
not contemplated by the drafter of
the regulations, and for good
reason. Such an unregulated process could lead to endless disputes
about what the nature of the work
was that an applicant had performed
and thus render the work-related experience requirement unworkable.
CONCLUSION
32.
In the result I conclude that the
de
facto
experience that Prince lays claim
to is irrelevant for the purposes of calculating the 5 year period of
service required for an
appointment as acting municipal manager. In
light of the fact that it is common cause that Prince does not have
the requisite experience
if the
de facto
period is excluded, it follows that his appointment on 2 February
2023 as acting municipal manager of the Municipality is null
and
void. The MEC is thus entitled to the relief sought.
COSTS
33.
In the notice of motion the MEC sought a
punitive costs order on the scale as between attorney and client. The
approach was predicated
on the fact that, firstly, Prince had
misrepresented his experience in his CV by overstating the period he
had previously served
as municipal manager. Then there was a
complaint that the Executive Mayor had taken issue with the MEC on a
case which was clear
cut and had thereafter prevaricated with the
purpose of stretching out the period during which Prince continued to
hold the position
unlawfully.
34.
Lastly, it was said that the Municipality
and Prince had unnecessarily dragged their feet by failing to adhere
to the fair timetable
set up by the MEC in the notice of motion prior
to the matter being called on 22 March 2023 and not filing any papers
at all, and
thereafter, when a timetable had been set by agreement,
failing to adhere to those dates as well.
35.
Condonation
for the failure to adhere to the agreed timetable is sought in the
answering affidavit with reference to the fact that
Prince and the
Municipality is located in Beaufort West, its local legal
representative is some distance away in Oudtshoorn and
counsel is in
Cape Town where a correspondent attorney was seemingly appointed.
[4]
36.
The delay in filing the answering affidavit
is no more than 24 hours and in the circumstances it should be
granted, particularly
because the MEC was still able to prepare his
case in reply without apparent inconvenience. That having been said,
it remains a
cause for concern that the Municipality and its Acting
Municipal Manager have behaved in a somewhat cavalier manner, failing
to
respond to the MEC in circumstances where an answer was required.
When an affidavit was eventually filed, a host of
in
limine
points were raised only to be
unceremoniously abandoned at the hearing when the folly thereof was
obvious to all.
37.
This
certainly is the sort of case where an attorney client costs order
would have been warranted on the basis of
Alluvial
Creek
[5]
given that the MEC, utilizing public funds, has been put to
unnecessary expense by Prince and the Municipality to advance a case
which was sorely lacking in merit. However, after considering the
matter, and particularly in light of the fact that the various
arms
of government should be encouraged to co-operate with each other
rather than to litigate, I am persuaded that a punitive costs
order
should not be made in this application.
38.
As far as the liability for costs is
concerned, the notice of motion makes it clear that costs will be
sought, jointly and severally,
against such respondents as oppose the
application. In the result, I consider it just and equitable that
costs should follow the
result and that the first, second and fourth
respondents, who all elected to oppose, must jointly bear the costs.
ORDER OF COURT
39.
Accordingly, an order is issued -
A.
Granting the applicant permission to
bring this application on an urgent basis in terms of Rule 6(12);
B.
Declaring as null and void the decision of
the first respondent’s Council, taken on 2 February 2023, to
appoint the fourth
respondent as Acting Municipal Manager in terms of
section 54A(1)(b)
of the
Local Government: Municipal Systems Act, 32
of 2000
;
C.
Directing the first, second and fourth
respondents to pay the costs of this application jointly and
severally, the one paying the
others to be absolved. For the sake of
clarity, it is recorded that the fourth respondent’s liability
for costs as aforesaid
shall be in his personal capacity.
GAMBLE, J
APPEARANCES
For the applicant:
Mr. H.J. De Waal SC
Instructed
by State Attorney
Cape
Town.
For the respondent: Mr J
Van der Schyff
Metembo
at Law
c/o
Brasington Macris Inc.
Cape
Town.
[1]
S54A(3)(a)
expressly provides that the appointment of a person who
does not meet the requisite criteria is null and void.
[2]
This
is a reference to section 56 of the Systems Act which governs the
appointment of managers directly accountable to a municipal
manager.
[3]
South
African Municipal Workers’ Union v Minister of Co-Operative
Governance and Traditional Affairs
2017 (5) BCLR 641
(CC) at [4]
[4]
None of the documents filed by the respondents who opposed the
matter contain any reference to a local firm of attorneys who
briefed Mr. van der Schyff.
[5]
In Re
Alluvial Creek
1929 CPD 532
at 535
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