Case Law[2023] ZAWCHC 166South Africa
Equal Education v Provincial Minister for Education Western Cape Province and Others (12880/2019; 4566/2019) [2023] ZAWCHC 166; [2023] 3 All SA 698 (WCC) (17 July 2023)
Judgment
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# South Africa: Western Cape High Court, Cape Town
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## Equal Education v Provincial Minister for Education Western Cape Province and Others (12880/2019; 4566/2019) [2023] ZAWCHC 166; [2023] 3 All SA 698 (WCC) (17 July 2023)
Equal Education v Provincial Minister for Education Western Cape Province and Others (12880/2019; 4566/2019) [2023] ZAWCHC 166; [2023] 3 All SA 698 (WCC) (17 July 2023)
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sino date 17 July 2023
FLYNOTE:
CONSTITUTION
– Education –
Western
Cape
–
Collaboration
schools and donor funded schools – Intervention and residential
facilities – Various challenges brought
to establishment of
schools – Impugned provisions of the Provincial Act fall
directly within the functional area of Schedule
4A and are reasonably
necessary for, as well as incidental to, the effective exercise of
the Provincial Legislature’s powers
in respect of the right to
education – Challenges dismissed – Western Cape
Provincial Schools Education Act 12 of 1977.
Republic
of South Africa
IN
THE HIGH COURT OF SOUTH AFRICA
[WESTERN
CAPE DIVISION, CAPE TOWN]
Case
no: 12880/2019
In
the matter between:
EQUAL
EDUCATION
Applicant
And
PROVINCIAL
MINISTER FOR EDUCATION:
WESTERN
CAPE PROVINCE
First
Respondent
PREMIER
OF THE WESTERN CAPE PROVINCE
Second
Respondent
MINISTER
OF BASIC EDUCATION
Third
Respondent
MINISTER
OF JUSTICE AND CORRECTIONAL SERVICES
Fourth
Respondent
And
Case
No: 4566/2019
In
the matter between:
SOUTH
AFRICAN DEMOCRATIC TEACHER’S UNION
Applicant
And
MEC
FOR EDUCATION: WESTERN CAPE
First
Respondent
NATIONAL
MINISTER OF BASIC EDUCATION
Second
Respondent
SPEAKER
OF THE PROVINCIAL LEGISLATURE
,
Third
Respondent
WESTERN
CAPE PROVINCE
THE
PREMIER OF THE WESTERN CAPE
Fourth
Respondent
MINISTER
OF JUSTICE AND CONSTITUTIONAL
Fifth
Respondent
DEVELOPMENT
Judgment
Delivered: 17 July 2023
Le
Grange, ADJP:
Introduction:
“
Education
is the great engine of personal development. It is through education
that the daughter of a peasant can become a doctor,
that the son of a
mineworker can become the head of the mine and that a child of a
farmworker can become the president of a great
nation. It is what we
make out of what we have, not what we are given, that separates one
person from another
”
(Nelson
Mandela).
[1]
The right to education
[1]
and
the best interest of the minor child
[2]
are
at the heart of both matters, which at the best of times are both
mutually important and weighty considerations. These
matters are no
different. The genesis of the dispute between the parties in these
two separate applications
revolves
around certain provisions in the Western Cape Provincial Schools
Education Act, No 12 of 1977 (“the Provincial Act”)
which
were brought about by the Western Cape Provincial School Education
Amendment Act No 4 of 2018 (“the Amendment Act”).
The commonality of the parties and the issues made it convenient to
hear both applications together.
[2]
The challenge by EE and SADTU is to declare the establishment of
Collaboration Schools (s 12C)
including the definitions of ‘operating
partner’ and ‘donor’ in section 1 and 9A, Donor
Funded Public Schools,
(s 12D) and Intervention facility (s 12 E),
including the definition of an intervention facility in s 1 and s 45,
invalid and to
make a just and equitable order under s 172(1)(b) of
the Constitution (the Validity Challenge). Secondly, that the
provisions of
the Provincial Act dealing with Collaboration Schools,
Donor Funded Schools, and Intervention facilities are in conflict
with SASA,
which is national legislation, and such conflict must be
resolved in favour of SASA. (EE did not persist with this ground
during
argument.)
[3]
The challenge by SADTU is also to declare the following provisions
invalid and inconsistent with
the Constitution, the Monitoring and
support of curriculum delivery (s 9 A); the
Establishment of Schools
Evaluation Authority (s 11A); the
Eligibility for appointment as Chief Evaluator, Lead Evaluator or
Evaluator (s 11 B); Removal
from office (s 11 C); Functions of School
Evaluation Authority (s 11 D); Remuneration and allowance (s 11E);
Functions of Head
of Department regarding Schools Evaluation
Authority ( s 11 F ); Dissolution ( 11 G); Offences relating to
functions of particular
persons (s 58 (aA); the establishment of the
Intervention Facilities (s 12 C) and Donor Funded Public Schools (s
12 D); Intervention
facility (s 12 E); (viii) Code of Conduct,
suspension and expulsion at public schools (sections 45(5)(b)(i),
45(6)(a), 45(14A),
45(14B); and (ix) the exception to prohibition of
alcoholic liquor on school premises or during school activities.
Background:
[4]
The facts underpinning the WEDC and Provincial Government’s
decision to introduce the two
types of schools and the Intervention
facilities are not a subject for consideration and largely accepted.
The MEC, at the time,
filed a comprehensive answering affidavit on
behalf of the First and Second Respondent, dealing extensively with
the legal challenges.
In addition, the following was highlighted: the
constitutional framework in respect of the State’s obligation
to realise
the right to education; the background underpinning the
process that was followed in adopting the Amendment Act; the current
state
of education and the challenges the WCED face in delivering
quality education were fully discussed.
[5]
It is evident that despite the Government’s relatively high
levels of spending on public
education the quality of education in
our public schools remains weak. The majority of learners when
entering school for the first
time are poorly equipped. School
leadership and management (School Governing Bodies “SGB”
and the principals) does
not function optimally. For a variety of
reasons, teachers are poorly equipped to do their core function, the
overwhelming evidence
is that the majority of them have become
demoralized to teach.
[6]
The dismal state of the majority of the public schools was explained
as follows: Schools in each
province are classified into five groups
from the poorest to the least poor. Quintile 1 is a group of schools
in each province
catering for the poorest 20% of schools. Quintile 2
caters for the next poorest 20% of schools while quintile 5 schools
represent
the wealthiest schools. Schools receive money from
government according to quintiles. Quintile 1 schools receive the
highest allocation
per learner, while quintile 5 receives the
lowest. In the Western Cape circumstances have changed
substantially over the
years, to the extent that schools that
previously served wealthier communities, now serve very poor
communities. There are
schools that have to be classified as
Quintile 4 or 5 according to the policy, that are serving very poor
communities, yet the
perception is that they are “wealthy”.
Whilst the schools can apply to the Provincial Minister, to change
their quintile
status, the budget, which has been reduced in real
terms over the last number of years, and continue to be reduced, has
become
a reality.
[7]
The MEC relied on a report from the Institute for Race Relations in
South Africa (IRR Report),
dated May 2018, wherein the crisis of the
education system was discussed and which is still relevant.
According to the IRR
report, the South African education system
is in a serious crisis. Children attending South African schools fare
poorly on almost
every metric, and are ill-prepared for the world
after school. More tragically, it is black children that are
suffering disproportionately
from the current schooling system. Most
children entering Grade One in any given year are unlikely to
matriculate, and an even
smaller proportion will complete their 12
years of schooling with a good mark in mathematics. In 2015, the
Organisation for Economic
Co-operation and Development (OECD)
released a report ranking the education systems of 76 countries from
around the world. The
rankings were determined by examining how well
students did in mathematics and science tests and of the 76 countries
studied, South
Africa performed poorly. The OECD reported that South
Africa had the 75th poorest education system, with Ghana ranked the
worst.
[8]
South Africa has also performed poorly in other international
rankings. In the Trends in International
Mathematics and Science
Study (TIMMS), grade four and grade eight learners are tested on how
proficient they are in mathematics
and science. Although most other
countries test their grade four learners, South Africa tests its
grade five learners, which makes
the country’s dismal
performance in this ranking even more concerning. In 2015, the
performance of South African grade five
learners for mathematics was
found to be the second worst. Of the 49 countries tested, South
Africa came 48th, above only Kuwait.
Similarly, South Africa did
poorly in the grade eight mathematics ranking too – again,
having subjected grade nines to the
test instead. Set against the
performance of the grade eights of the 38 other countries that
participated in TIMMS in 2015, South
Africa was again second last,
scoring only above Saudi Arabia. South Africa’s performance in
science was worse – once
more, with the country’s grade
nines rather than grade eights taking part: of the 39 countries that
participated in the 2015
TIMMS, South Africa came stone last.
[9]
In 2016, less than one percent of learners writing mathematics in
quintile one schools managed
a mark of above 80%, while more than
three-quarters could only manage a mark of 40% or lower. In the
better-off quintiles a higher
proportion of learners managed 80% or
above for mathematics, although the proportions were still low. For
example, about 1.5% of
learners in quintile three schools scored
above 80% for mathematics, and three percent of those in quintile
four schools managed
this mark. Nearly ten percent (9.7%) of those in
the richest schools – quintile five – managed to achieve
above 80%
for mathematics in 2016.
[10]
According to the MEC, it is black children who are currently
suffering disproportionately from the poor educational
outcomes,
compared to the other race groups. It first promoted Collaboration
Schools as a new system for addressing the difficulty
of underfunded
and underperforming public schools, which serve marginalised
communities in the Western Cape. It started with an
experimental
pilot project in 2015 to test its efficacy. Existing no-fee
public schools were identified; private donors provided
funding to
those schools (to supplement the state funding); and donor-selected
operating partners were paired with each school.
The aim was to
address inadequate public funding, which hinders the Department’s
ability to deliver on its mandate, ill-equipped
learners, unsuitably
skilled teachers and badly functioning school leadership and
management. The trial solution was to overhaul
the governance
model for ordinary public schools prescribed under SASA.
Despite setbacks, the outcome of the pilot project
had significant
success and caused the Province to introduce an amendment to the Act.
[11]
The Provincial Act provides for the establishment of two types of
schools. The first is Collaboration schools
in terms of s 12 C of the
Provincial Act
[3]
.
[12]
Secondly, s 12 D and 12 E of the Provincial Act introduce the
donor-funded schools
[4]
and
the intervention facilities
[5]
.
[13]
The distinction between Collaboration Schools and ordinary public
schools under SASA is that an operating
partner has 50% of the seats
and voting rights on the SGB. The MEC may, on good cause shown,
grant it more than 50% of the
voting rights
[6]
.
In the event of a deadlock, the parents decide disputed governance
matters at a general meeting by majority vote.
[14]
The Provincial Act also envisage an operating partner, appointed by a
donor, as a non-profit entity which
will use its capacity, skills and
resources to empower a SGB, school management and educators for
delivering quality education.
Similarly, a donor may through
contractual negotiations acquire up to 50% of the membership and
voting rights of an SGB of a Donor
Funded Schools.
[7]
.
[15]
A donor is defined in the Provincial Act as a for-profit entity that
provides funds or property to improve
education delivery at a
Collaboration School or Donor Funded Schools. According to the
MEC, a donor will not provide funding
without being able to steer the
SGB or management of Collaboration Schools which would equally apply
to Donor Funded Schools.
[16]
Under SASA, the composition of the SGB is different. SGBs are, in the
main, elected
[8]
and
the parents must be one more than the number of other SGB members for
an ordinary public school (the parental majority
rule).
[9]
And only a parent, who is not in the employ of the school, may chair
the SGB. SASA also guarantees representation for
elected
teachers, other staff and learners in grade eight and above on the
SGB. The SGB may, however, co-opt community members
who can
assist the SGB.
[17]
The Provincial Act contemplates converting ordinary public schools,
established under SASA, into Collaboration
Schools or Donor Funded
Schools.
[10]
A
Collaboration School or Donor Funded School may also be established
as a new school without conversion of an existing public
school.
[11]
The
Validity Challenges
[18]
Turning to the constitutional challenges. EE, supported by SADTU,
argued the Provincial Legislature’s
formulation of the Act
suffers from constitutional defects. The purported defects appears to
be the following: (i) there are no
guaranteed places for parents or
learners on SGB’s; (ii) the power to prescribe categories of
remaining members on the SGB
was overlooked or unlawfully delegated;
(iii) inadequate eligibility criteria for donors and operating
partners; (iv) inadequate
eligibility criteria for conversion into
Collaboration Schools or Donor Funded Schools; (v) no participation
on the proposed contract
to convert an ordinary public school; and,
(vi) the terms of the Collaboration Schools or Donor Funded School
contract are left
to the contracting parties. (the last challenge was
not persisted with during argument.)
[19]
It is common cause that prior to the institution of these proceedings
the National Minister of Education
(“the Minister”)
engaged with the WCED in respect of the Amendment Act when it was
still in Bill form. Further
engagement took place between the
Minister and the WCED after these applications had been instituted.
According to the papers filed
of record, the Minister raised a number
of issues from e WCED in order to make an informed decision whether
to join the proceedings
against the attack of the Amendment Act.
The Minister, through her attorneys, addressed correspondence to the
WCED at the
end of that process wherein the attorneys recorded the
following:
“
1.
Our client has requested us to convey her
thanks to your client for the candid, open and frank manner
in which
your client engaged the IGRFA process to clarify a range of concerns
raised, about inter alia the Western Cape School
Evaluation Authority
(“Authority”), collaboration and donor funded schools, as
well as intervention facilities, that
feature in the recently amended
Western Cape Provincial School Education Act, 12 of 1997.
2.
The engagement was embarked upon to primarily resolve the IGRFA
dispute that was raised during
May 2019. The consultative process was
also aimed at assisting our client to form a view about whether to
engage the litigation
initiated by SADTU and Equal Education under
case numbers 4566/2019 and 12880/2019, respectively in the Western
Cape High Court.
3.
As you are aware, the engagement
process made provision for our client to consider your client’s
comprehensive response to a long list of questions raised by our
client about the Authority, the new types of schools and intervention
facilities catered for by the recent amendments.
4.
Our client’s considerations of
your responses, assisted by legal advice, has caused her
to form the
view that: the amended provisions of the Provincial Act do not offend
the “organisation, governance and funding”
principles for
public schools espoused by the
South
African Schools Act, 84 of 1996
,
nor in her opinion does it conflict with National Legislation
regulating basic education in South Africa.
5.
In the circumstances, our client will:
(a) not participate in the pending litigation; (b) abide
the Court’s
decision; and (c) considers the IGRFA consultation with your client
to be satisfactorily concluded.”
[20]
From the abovementioned, it is obvious the National Minister has
formed the view the Provincial Act does
not offend the organization,
governance and funding principles for public schools as envisaged by
the South African School’s
Act 84 of 1996 (SASA) and neither is
it in conflict with national legislation regulating basic education
in South Africa. Accordingly,
the National Minister has been
satisfied that the intergovernmental consultation had been concluded
satisfactorily to not participate
in these proceedings and abide the
decision of this Court.
No
guaranteed places for parents or learners on SGB’s at
Collaboration Schools;
[21]
Section 12 C (9) provides that: ‘
The membership of the
governing body of a collaboration school shall comprise 50 per cent
of representatives of the operating partner,
with voting rights, and
50 per cent of the other members of the governing body, with voting
rights: Provided that the Provincial
Minister may, on good cause
shown, declare that the governing body of a particular collaboration
school shall comprise more than
50 percent of the other members of
the governing body with voting rights’
The main
complaint is, the subsection fails to regulated exhaustively the
remaining categories of members of an SGB, and the governance
model
under s 23 of SASA is not applicable. Counsel for EE
contended that the omission is irrational and infringes
the rights in
s 29(1) and 28 (2) of the Constitution as it limits the children’s
autonomy rights to participate in decisions
that affect them. This
argument is unconvincing.
[22]
It
is correct that Collaboration and Donor Funded Schools under s 12 C
and 12 D do not fall in the strict sense of the word under
the
category of “
an ordinary public school
” as
contemplated in s 12 of SASA. But that does not mean it is not a
public school. In Chapter 3 of SASA, s 12 (3) clearly
stipulates that
a public school
may
be (my underlining) (i) an
ordinary public school (ii) a school for learners with special
education needs, or (iii) a school
that provides education with a
specialized focus on talent, including sports, performing arts and
creative arts.
[23]
Although, specific aspects have been altered by s 12 C and 12 D of
the Provincial Act, Collaboration and
Donor Funded Schools are still
by its very nature public schools.
Section
12C (18) is clear, “
Save
as provided for in this section, the provisions of this Act and any
other applicable law regulating public schools apply to
collaboration
schools.
”
The importance of this provision cannot be ignored and speaks for
itself. To the extent that specific aspects have
been altered by s 12
C and 12 D of the Provincial Act, the remaining composition of the
SGB must happen in accordance with SASA
as it falls under ‘
any
other applicable law regulating public schools’
’.
It follows that on a contextual reading of the Provincial Act and s
23 (2) of SASA, teachers, parents, staff and learners
have a
guaranteed place on the SGB’s of Collaboration and Donor Funded
Schools, subject to the inclusion of the operating
partner, the
possible inclusion of the donor and that parent members do not
compromise the majority on the SGB. The constitutional
requirement as
engraved in
Federation
of Governing Bodies for SA Schools v MEC for Education
(FEDSAS
)
[12]
,
that: firstly, parents must be meaningfully engaged in the teaching
and learning of their children; and secondly, SASA carves
out an
important role for parents and other stakeholders in the governance
of public schools, has not been undermined or disturbed.
Moreover, s
23 of SASA does not prescribe a specific percentage of parent
representation on the SGB. FEDSAS is also no authority
for such a
proposition. Accordingly, no breach has occurred that limits children
rights to participate in decisions that affect
them in terms of s
29(1) and 28 (2) of the Constitution as
The
power to prescribe categories of remaining members overlooked or
unlawfully delegated:
[24]
Under this heading it was argued, for the Provincial Act to be
constitutionally complaint, it was obliged
to define the objects of
the Act and to stipulate the means for achieving those objects by
stipulating the remaining membership
categories of SGB’s at
Collaboration and Donor Funded Schools. The failure to do so render
the empowering provisions constitutionally
flawed. Furthermore, it
contended that the composition of SGB’s at these schools cannot
be regarded as a mere ancillary matter
whereby the MEC is given the
power to make regulations in that regard as the MEC could
disenfranchise parents and learners in grade
eight and above when
converting an ordinary public school and thus undermining their
constitutional rights in terms of s 29(1)
and 29(2) of the
Constitution.
[25]
Section 28 provides that subject to SASA and “
any applicable
provincial law
,” the MEC must, by notice in the
Provincial Gazette, determine: (a) the term of office of
members and office-bearers
of a SGB; (b) the designation of an
officer to conduct the process for the nomination and election of
members of the SGB;
(c) the procedure for the disqualification
or removal of a member of the SGB or the dissolution of
a SGB, for sufficient
reason in each case; (d) the procedure for
the filling of a vacancy on the SGB; (e) guidelines for the
achievement of the
highest practicable level of representativity of
members of the SGB; (f) a formula or formulae for the
calculation of
the number of members of the SGB to be
elected in each of the categories referred to in section 23 (2)
but
such formula or formulae must provide reasonable representation
for each category and must be capable of application to the different
sizes and circumstances of public schools; and (g) any other
matters necessary for the election, appointment or assumption
of
office of members of the SGB.
[26]
From the above-mentioned, s
28 of SASA,
does give the
MEC substantial scope as to the composition
of the various membership categories of a SGB. Furthermore, the
Provincial Act, allows
the MEC to make regulations in respect of
various aspects of the SGB. Section 21 of the Provincial Act
,
provides that subject to certain provisos, “
The
Provincial Minister shall establish a governing body for a public
school in the prescribed manner.
” Section 24
provides
that t
he MEC may make regulations as to,
inter alia
,
the composition and functions of governing bodies and s
63(1)(cI)
provides: “
t
he
Provincial Minister may make regulations and, where applicable,
subject to any national norms and standards contemplated in section
146(2) of the Constitution, as to (cI) the funding and governance
models for collaboration schools and donor funded public schools
.”
Despite these powers, the contention that the MEC could
disenfranchise parents and learners is unpersuasive. The MEC does
not
and cannot exercise unrestrained power. He or She is
constrained to act lawfully in accordance with SASA and the
Provincial
Act. Furthermore, the power of the MEC, within the legal
framework of the Provincial Act, to make regulations on the
composition
of SGBs cannot be regarded as unique. In fact, it accords
with the powers that is afforded to the MEC in terms of s28 of SASA.
[27]
The remaining membership categories of a Collaboration School or
Donor Funded School can therefore not be
seen as ancillary matters
for the MEC to determine without any guidance from the legislation.
The categories of the remaining
members of the SGB are regulated by
SASA. The Provincial Act and SASA are the prime guide to the object
and extent of the MEC’s
power to determine the composition of
the various membership categories of a SGB. The powers to make
regulations, in this
instance do not travel wider than the purpose
and object of the Provincial Act or SASA. There is no delegation of a
plenary legislative
power as no such delegation in arise in the
present instance
[13]
.
[28]
It is also not correct that the MEC could disenfranchise parents and
learners when making regulations.
The MEC is bound by the SGB
membership categories in SASA. It follows that the complaint
that the Provincial Act impermissibly
gives the MEC free rein to
choose and change who may participate in school governance is without
merit and must fail.
Inadequate
eligibility criteria for donors and operating partners
[29]
According to EE, the absence of any criteria or qualifications to
determine the suitability of a donor to
govern a Donor Funded School
and to stipulate the eligibility criteria to become an operating
partner on a Collaboration School,
is irrational and risks
imperilling the rights in sections 29(1) and 28(2) of the
Constitution, as an unqualified, unvetted and
inappropriate partner
may took control of the SGB.
[30]
EE’s concerns are flawed. SASA do not impose any eligibility
criteria for election of members of a
governing body in public
schools. That is a matter to be regulated by s 28 of SASA whereby the
provincial MEC is given the power
to determine it by notice in the
Provincial Gazette. Furthermore,
the
definition of “
operating partner
”
makes it clear who can
become an
operating partner. The Provincial Act defines a “donor”
as: “
A person contemplated in section 12C (2)(a) or 12D (1)
who provides funds or property to a collaboration school or a donor
funded
school for the purposes of improving the delivery of education
in the province.
” From the above-mentioned it is evident
there can be no risk of unqualified, unvetted and inappropriate
operating partners
that is going to control SGB’s
because
the donor must be a ‘
non-profit
organisation
’
that has “
capacity,
skills or resources
” that can be placed at the disposal of
a collaboration school “
to empower the governing body,
school management team and educators at the school to develop
systems, structures, cultures and capacities
necessary to deliver
quality education.
”
[31]
Moreover,
a donor does not automatically or
necessarily become a member of the governing body and cannot, as
suggested by EE assume a major
role, if not the majority controlling
entity on the SGB. Section 12D (7) of the Provincial Act is clear
“
t
he membership of
the governing body of a donor funded public school may include
representatives of the donor”.
Membership of a donor
is therefore not obligatory of the SGB whereas that of parents,
teachers and learners are in terms of s 23
of SASA. The voting rights
of the representatives of a donor is also limited “
to a
maximum of 50 per cent.
” The fear that the representatives
of donors may impermissibly dominate a SGB by majority voting rights
is therefore ill-founded.
The MEC has also explained that in
exercising the discretion to include representation of the donor on
the SGB, regard will be
had to
inter alia
, the skills and
expertise of the donor. No evidence was advanced by EE to seriously
challenge what the MEC stated.
[32]
The concern that the MEC may increase the voting percentage of an
operating partner, at Collaboration Schools
to possibly 100%, on good
cause shown, is also unwarranted. The MEC’s decision to declare
that the governing body of a particular
collaboration school shall
comprise more than 50 percent of the other members of the governing
body with voting rights cannot be
based on irrational and or
unreasonable grounds. It must be premised on ‘
good
cause’
and legitimate grounds. Furthermore, s
12C
(10) provides that
in
the event of an equality of votes at a meeting of a governing
body of a collaboration school where the operating
partner with voting rights comprises 50 per cent of that
governing body, the matter must be determined by a majority vote
at a
general meeting of parents present and voting rights.
[33]
It follows that the complaint under this heading cannot succeed.
Inadequate
eligibility criteria for conversion into Collaboration Schools or
Donor Funded Schools
[34]
According to EE, the Provincial Act, does not articulate clearly the
purpose of sections 12C or 12D and fails
to provide any detail or
enough answers on how an underperforming or under-resourced ordinary
public school would be identified
for conversion into a Collaboration
School or Donor Funded Schools. EE is also concerned that adequate or
higher levels of performance
or LSM demographic would be eligible for
conversion if, in the MEC’s opinion, it would be in the
interests of education,
hence the argument a rational relationship in
the Provincial Act between ends and means had not been achieved which
amounts to
an infringement of the constitutional rights in ss 29(1)
and 28(2).
[35]
In the answering affidavit, the following was advanced to answer the
above challenge. In identifying a public
school for declaration as a
Collaboration School, the MEC must “
be satisfied that such
declaration will be in the interests of education at the school,
having regard to relevant reports on the
school, including reports on
the performance of the school
” (section 12C). The
relevant reports in terms
12C (1) include the
following: (a) annual reports in respect of academic performance and
the effective use of available resources;
(b) reports on the progress
of all learners in the grade in a school; (c) the reports of the
Schools Evaluation Authority as contemplated
by section 11D of the
Provincial Act
.
According to the MEC,
the
above-mentioned reports provide a detailed and comprehensive basis to
determine whether a declaration would be “
the interests of
education at the school”.
Furthermore, the MEC, may,
on the recommendation of the Head of Department, enter into an
agreement with: a donor; operating
partner; and the governing body of
a public school in terms whereof an existing public school is to be
declared a Collaboration
School (section 12C(2)).
[36]
A Collaboration School can therefore not come into being unless all
three entities are amenable to an agreement.
This also means that if
there is no support from the SGB for a Collaboration School, it may
veto a school from becoming a Collaboration
School at this initial
stage of the process. Furthermore, the minimum requirements for these
agreements are to be prescribed by
the Provincial Minister (s12C (4))
and these agreements will have no effect until a declaration is
issued. But importantly, the
MEC must also call for public comment in
respect of the intended declaration and give due consideration to any
comments received
(s 12C (6)). It is only on having considered the
public comments received and the conclusion of an agreement, that the
MEC may,
by notice, in the Provincial Gazette, declare the public
school concerned to be a Collaboration School (s 12C (5)). It is
correct
that the Provincial Act does not expressly refer to
underperforming schools. But it is clear that when read with the
definition
of “operating partner”, the clear objective is
to target schools that are in need of improvement. The complaint that
ss 12C or 12D fails to provide any detail or enough answers on how an
underperforming or under-resourced ordinary public school
would be
identified for conversion into a Collaboration School or Donor Funded
Schools, is therefore unconvincing. The suggestion
that the MEC did
not answer all the relevant questions as her answers appears to be
‘
I’ll know it when I see it’
is equally
without merit. On a contextual reading of the Provincial Act, the
identification for a Collaboration School or
Donor Funded School can
only take place if it will advance the interests of education,
including the best interest of the minor
child. It follows the
challenge under this heading falls to be dismissed.
No
participation on the proposed contract to convert an ordinary public
school
[37]
EE took issue that the Provincial Act makes no provision for public
participation or consultation with relevant
stakeholders in the lead
up to the decision to conclude a collaboration school contract.
According EE, the parents have no opportunity
to participate in the
formulation of the terms of an agreement or in any debate as to
whether there should be a collaboration school
at all. Instead,
they are presented with a fait accompli, where only their comments
are sought after the fact.
[38]
EE’s complaint is thus whereas SASA, in terms of s 12A demands
public comments on the intention to
merge schools before any
contractual arrangements are made, in respect of schools on private
land; and s18 requires closure of
public schools to be conducted in
terms of section 33 of SASA, which also demands public comments on
the intention to close a school
before any agreement between the MEC
and SGB about assets and liabilities is concluded, ss 12C and 12D of
the Provincial Act deviate
from the statutory scheme, which is
procedural unfair and irrational.
[39]
I disagree. The steps required to convert an existing ordinary school
to a Collaboration School have been
fully set by the MEC. It is
correct the MEC needs to identify a public school for declaration as
a Collaboration School. But that
power is only given to the MEC if
she/he is satisfied that such declaration will be in the interests of
education at the school,
having regard to relevant reports on the
school, including reports on the performance of the school. Secondly,
it is only on recommendation
of the Head of Department that the MEC
may enter into an agreement with: (a) a donor; (b) an operating
partner; and (c) the government
body in terms of which the public
school is to be declared a collaboration school. In the case of a new
school the agreement is
entered into with the (a) donor and (b) the
operating partner only. The reasons that no public participation
required at the stage
of concluding the agreement have been fully
explained. According to the MEC, regulations will prescribe the
contents of that agreement
and the agreement itself has no binding
legal effect until a declaration has occurred. What is important here
is the declaration
of a public school as a Collaboration School
cannot occur unless the MEC has called for public comment in respect
of the intended
declaration and given due consideration to any
comments received. The effect of all of this is, in the conversion of
existing schools,
the public will be informed of: (a) the intended
declaration; (b) the grounds for the intended declaration; and (c)
the terms of
the agreement with the operating partner of a school
that is to be declared a collaboration school. From the
abovementioned,
the concern by EE that the MEC will conclude
contracts with the public being in the dark about the terms thereof
is misplaced.
On the contrary, the views of the public will
inform the intended declaration, which includes the terms on which
the declaration
will occur. It is ultimately only on that declaration
that the agreement will take effect.
[40]
Section 12D (5) governs the position in relation to Donor Funded
Schools which provides that:
“
(5)
The Provincial Minister may not make a declaration contemplated in
subsection (4) unless he or she
has called for public comment in
respect of the intended declaration and given due consideration to
any comments received.”
[41]
Counsel for the MEC, has argued that from the abovementioned it is
trite that the public have a legitimate
right to be heard in respect
of the intended declaration of a school as a Collaboration School or
as a Donor Funded School and
contended that the Provincial Act meet
that threshold. For the latter proposition it relied on a recent
decision in
Associated
Portfolio Solutions (Pty) Ltd and Another v Basson and
Others
[14]
where
the SCA held: (a) section 33 of the Constitution provides that
everyone has a right to administrative action that is
lawful,
reasonable and procedurally fair; (b) section 3(1)(a) of Promotion of
Administrative Justice Act No 3 of 2000 (“PAJA”)
incorporates the procedural fairness requirement by providing that
“
administrative
action which materially and adversely affects the rights and
legitimate expectations of any person must be procedurally
fair
”;
(c) what is fair in the particular circumstances will depend on the
context of each case. But the core of the right comprises
the giving
to the affected person of adequate notice of the nature and purpose
of the proposed administrative action; a reasonable
opportunity to
make representations; and a clear statement of the administrative
action.
[42]
The argument by Counsel for the MEC is highly persuasive. There is no
legal basis for the proposition that
public consultation in order to
influence the terms of the contract is procedurally unfair. The cases
of
SANRAL
v City of Cape Town
[15]
and
DA
v President of the RSA
[16]
on
which EE relied upon is of no assistance on this point.
[43]
EE’s reliance on other provisions of the Provincial Act are
also of no assistance to its case because:
firstly, s 12A requires
public comment on an intention to merge schools which is distinct
from public comment on the terms of a
contract; and secondly, s 18
requires public comment on the intention to close a school which
again is distinct from public comment
on the terms of a contract.
It is correct that in both instances the public comment occurs before
the contractual arrangements
are made, but the opportunity given for
public comment does not concern the terms of the contract which does
not constitute administrative
action. For these stated reasons, it
follows that this challenge must also fail.
SADTU’s
Challenges against Collaboration and Donor Funded Schools.
[44]
The challenges pleaded by SADTU was grounded in the following:
First
,
that there was no proof that the model or concept of Collaboration
Schools and Donor Funded Schools would yield better results
or are
justified thereby resulting in an imbalanced education system.
Secondly, that the Provincial Act empowers the MEC to impose
donors
and operating partners on the SGB, without the SGB’s agreement
and that no proper guidance is provided for doing so.
Thirdly, that
by having operating partners serve on the SGB, the Provincial Act is:
(a) inconsistent with SASA; (b) unconstitutional;
and (c) undermines
democratic ideals and fourthly, that teacher appointments in
Collaboration Schools conflict with national legislation.
[45]
In its heads of argument SADTU’s has now advanced the following
new case: First, that the Provincial
Minister has failed to prove a
rational connection between the establishment of Collaboration and
Donor Funded Schools with undemocratic
SGBs and the stated purpose of
improving learner outcomes in underperforming schools. SADTU has
argued that the differentiation
between learners, educators and
parents of Collaboration and Donor Funded Schools and learners,
educators and parents of ordinary
public schools in the Western Cape
is not rationally connected to a legitimate government purpose.
[46]
Secondly, that even if it is found the differentiation does bear a
rational connection to a legitimate government
purpose, the
differentiation nevertheless amounts to unfair discrimination.
According to SADTU, the differentiation is based
on the ground of
social class which is an analogous ground to those listed in section
9(3) of the Constitution. Thirdly, that the
limitation is not
justifiable under section 36 of the Constitution.
[47]
In terms of s 9 of the Constitution, (1)
Everyone
is equal before the law and has the right to equal protection and
benefit of the law
.
And, (2) equality includes the full and equal enjoyment of all rights
and freedoms.
It
is now well established where the equality clause is invoked on the
ground that law or conduct differentiates between people
or
categories of people in a manner that amounts to unequal treatment or
unfair discrimination, there are three stages to the enquiry
to
determine whether there is a violation of s 9(1). The first stage of
the enquiry is to ask, does the provision differentiate
between
people or categories of people? If so, does the differentiation bear
a rational connection to a legitimate government purpose?
If it does
not then there is a violation of section 9(1)
[17]
.
In
Sithole
and Another v Sithole and Another
[18]
at
paragraph 19, the Constitutional Court held that:
‘
Differentiation
lies at the heart of equality jurisprudence in general.
Equality jurisprudence deals with differentiation
in two ways:
differentiation which does not involve unfair discrimination, and
another which does. The principle of equality
does not require
everyone to be treated the same, but simply that people in the same
position should be treated the same. However,
the government may
classify people and treat them differently for a variety of
legitimate reasons. For, '[i]t is impossible to
[regulate the affairs
of inhabitants] without differentiation and without classifications
which treat people differently and which
impact on people
differently'. Mere differentiation will be valid as long as it
does not deny equal protection or benefit
of the law, or does not
amount to unequal treatment under the law in violation of s 9(1) of
the Constitution.”
[48]
However,
a
person seeking to impugn the constitutionality of a legislative
classification cannot simply rely on the fact that the state
objective could have been achieved in a better way.
”
[19]
Put
differently, “
it
is irrelevant that the object could have been achieved in a different
way.
”
[20]
[49]
The second, leg of the enquiry is whether the differentiation amounts
to unfair discrimination? This requires
a two-stage inquiry. Does the
differentiation amount to
''discrimination''
? If it does
on a specified ground, then discrimination will have been
established. If the differentiation amounts to
''discrimination''
,
does it amount to
''unfair discrimination''
? If found to
have been on a specified ground, then unfairness will be presumed.
If, at the end of this stage of the enquiry, the
differentiation is
found not to be unfair, then there will be no violation of section
9(2) of the Constitution.
[50]
The third stage is,
if the discrimination is found to be
unfair then a determination will have to be made as to whether the
provision can be justified
under the limitations clause of s 36 of
the Constitution.
[51]
In my view, SADTU’s arguments as framed in its Heads of
Argument falls to be dismissed. It is trite
that in a constitutional
challenge, where there is a justification to be relied on, it is the
organ of state responsible for the
administration of the statute, in
this instance the MEC, that must put up the factual and policy
considerations on which the limitation
is based.
[21]
In the present instance, the MEC had not addressed a justification
analysis because SADTU’s case was not premised on
the basis
that the provisions of the Act dealing with Collaboration Schools and
Donor Funded Schools (sections 12C and 12D) infringe
the right to
equality. The legal principles on this issue are trite. Parties are
bound by the case that they pleaded. They cannot
make new cases in
reply, let alone in argument. Parties must stand or fall by their
founding papers
[22]
.
The Constitutional Court confirmed
in
Phillips and Others v National Director of Public Prosecutions
Phillips
[23]
that
it is impermissible for a party to rely on a constitutional complaint
that was not pleaded. Most recently, the Constitutional
Court
in
Damons
v City of Cape Town
[24]
confirmed
that “
[h]olding
parties to pleadings is not pedantry”, but is vital to
upholding the rule of law because “every … party
likely
to be affected by the relief sought must know precisely the case it
is expected to meet
.”
Having regard to the abovementioned, and the stages of enquiry to
consider, SADTU failed to make out a proper case on this
issue in its
founding papers and the constitutional challenge falls to be
rejected.
The
Conflict challenge
.
[52]
According to chapter 4, part A of the Constitution, education is a
functional area of concurrent national
and provincial legislative
competence. It follows Parliament and a Province may legislate
on education. In the Province it
is the Premier and MECs that
exercise authority by implementing provincial legislation.
In
Federation of Governing Bodies for SA Schools v MEC for Education,
Gauteng
[25]
it
was held that ‘
The
legislative competence of a province cannot be snuffed out by
national legislation without more. The Constitution anticipates
the
possibility of overlapping and conflicting national and provincial
legislation on concurrent provincial and national legislative
competences.
’
The latter obviously implies that
provinces
have legislative powers and can legislate separately and differently
which obviously mean there will be no uniformity.
[26]
[53]
In terms of
section
150 of the Constitution
[27]
,
this Court is obliged when
interpreting
the Provincial Act,
to
give preference to a reasonable interpretation that avoids conflict,
as opposed to one that results in conflict. Moreover,
only when there
is a “
real
conflict
”
the conflict-resolving provisions of the Constitution are triggered
and if two pieces of legislation which deal with different
subject-matters are reasonably capable of operating alongside each
other, the conflict-resolution provisions of the Constitution
are not
triggered as there is no conflict.
[28]
[54]
With these helpful guidelines, the conflict to resolve is whether s
12(3) of SASA in stating that ‘
a
public school may be
’
any one of the three listed types is exhaustive. SADTU says, s
12(3)(a) does not contemplate any residual category
of public school
such as a Collaboration School or Donor Funded Schools.
According to SADTU, if ss 12C and 12D of the Provincial
do conflict
with SASA then in terms of s 146 (2)
[29]
of
the Constitution the resolution of the conflict falls to be
determined in favour of the national legislation, which will
render
ss 12C and 12D and related sections of the Provincial Act
inoperative.
[55]
The MEC, in terms of section 12(1) of SASA is obliged to provide
public schools for the education of learners
out of funds
appropriated for this purpose by the provincial legislature. In
terms thereof a public school may be: an ordinary
public school; a
public school for learners with special education needs; or a public
school that provides education with a specialized
focus on talent,
including sport, performing arts or creative arts.
[56]
The SASA does not define the term ‘ordinary public school’.
Neither does it suggest that
the three named forms of public
schools are the
only
public schools that may be
established by the MEC. In fact, s 2(3) of the SASA provides that:
“
Nothing in this Act prevents a provincial legislature from
enacting legislation for school education in a province in accordance
with the Constitution and this Act.
” There is also no
indication in SASA that schools other than the three types listed
therein, may not be established
by Provincial Governments.
[57]
In a Province, it is the Premier and MEC that exercise authority by
implementing legislation. In view of
the
jurisprudence of the Constitutional Court
[30]
it
follows that the
possibility
of overlapping and conflicting national and provincial legislation on
concurrent provincial and national legislative
competences is not per
se unconstitutional. Moreover, there need not be uniformity on
matters in respect of which the provinces
have legislative powers.
They are permitted to legislate separately and differently.
[58]
In fact, the MEC is afforded in terms of s 12 of the Provincial Act,
discretionary powers, to establish and
maintain a range of public
schools, out of monies appropriated for this purpose by the
Provincial Parliament, which, amongst other
things, include:
(a) pre-primary schools; (b) primary schools; (c) secondary
schools; (d) intermediate schools; (e)
combined schools; (f) schools
for learners with special education needs; and (g)
any other
type of school which he or she deems necessary for education
.
Collaboration Schools and Donor Funded schools, while public schools,
are not ordinary public schools as contemplated by
SASA and the
Provincial Government may provide for additiona
l
types of
public schools over and above those contemplated by SASA.
[59]
In my view, the
impugned provisions of the Provincial Act
fall directly within the functional area of Schedule 4A and are
reasonably necessary for,
as well as incidental to, the effective
exercise of the Provincial Legislature’s powers in respect of
the right to education.
The
challenge
on this issue must accordingly fail.
Intervention
facilities
[60]
In terms of s 12E read with s 45 of the Provincial Act, the MEC may
establish an intervention facility for
learners who have been found
guilty of serious misconduct. It further requires the MEC to
determine guidelines on the behaviour
that constitutes serious
misconduct, the disciplinary processes to be followed, and the
provisions of due process safeguarding
learners’ interests. It
also empowers the SGB to recommend to the Head of Department (HOD)
that a learner, with parental
consent, could be referred to an
Intervention Facility for a maximum of 12 months. The HOD may enforce
the recommendation.
[61]
According to EE and SADTU, Intervention Facilities are
regressive and too drastic as a disciplinary
measure; it is an
outdated mode of delivering residential care to children, which
existed historically in the form of reform schools,
[31]
schools
of industries
[32]
and
places of safety
[33]
.
[62]
Furthermore, the provisions constitute an unreasonable and
unjustifiable limitation of the rights of learners
under sections 28
and 29 of the Constitution in the following six ways: First, it is
overbroad and afford the MEC and the Head
of Department an
extraordinarily wide discretion to refer learners to Intervention
Facilities and to run such facilities, with
no guidance to the
relevant officials as to how to exercise that discretion. Secondly,
it allows for disparity in the quality of
education as learners in
Intervention Facilities are denied all the governance benefits and
protections of public schools. Thirdly,
intervention Facilities
increase the risk of stigmatization and cannot be in a child’s
best interests by excluding and segregating
learners who exhibit
behavioural or other problems from the formal education system.
Fourthly, although the consent of the parents
are required, it does
not provide an opportunity for the child to be heard when a decision
to refer the child to an Intervention
Facility is taken. It also does
not afford any opportunity for learners to appeal against their
removal to an Intervention Facility.
Fifthly, when a decision is made
to refer a learner to a residential facility as a punitive measure,
court oversight is required
because removal to a residential facility
as a disciplinary measure occurs without the child’s consent,
it is a form of detention
and is required by section 28(1)(g) of the
Constitution ‘
to be a measure of last resort…for the
shortest appropriate period of time
’; and lastly, section
45(14B) is unconstitutional to the extent that it requires that
learners
‘shall’
be admitted to their
former school in all cases, and allows learners no choice as to
whether to re-enter the school from which
they were effectively
suspended for a prolonged period, and no scope for a consideration by
the Department whether the best interests
of the child under section
28(2), or the child’s educational rights under section 29(1),
will be best served by returning
to the school community.
[63]
The MEC has described the Intervention Facility framework as follows:
The intervention facilities are an
addition to a larger and detailed
system dealing with learners’ behavioural problems that exists
in the WCED. The system
is known as the Behaviour Support Pathway.
The philosophy is to identify behavioural problems as early as
possible, and for those
close to the learner to intervene as early as
possible. The pathway provides for escalation to higher levels of
authority if the
interventions at lower levels do not resolve the
problem. The Behaviour Support Pathway is guided by the National
School Safety
Framework; the National Policy on Screening,
Identification, Assessment and Support (SIAS); and the Education
White Paper 6 of
2001, Special Needs Education Building an Inclusive
Education and Training System. According to the MEC, SIAS “
advocates
a shift from a system where learners are referred to another
specialized setting other than the school nearest to their
home
”.
It emphasizes that “
[t]he child must be viewed within his or
her context
”, to consider the extent to which “
the
home and school context, are impacting on his or her accessing
education, remaining enrolled and achieving to his or her optimum
potential
”. This means that: Support should no longer focus
only on the diagnosis and remediation of deficits in individual
learners
through individual attention by specialist staff. The SIAS
shifts the focus to a holistic approach where a whole range of
possible
barriers to learning that a learner may experience (such as
extrinsic barriers in the home, school or community environment, or
barriers related to disabilities) are considered. The aim is to
design support programmes in such a way that the learner gains
access
to learning.
[64]
The MEC states that the WCED endorses this philosophy and its
approach to behavioural interventions, including
intervention
facilities, is guided by it. The Behaviour Support Pathway proceeds
through four phases. The more serious the behavioural
need, the
higher the problem is escalated within the pathway. The first step is
for the teacher, parent or guardian to identify
a learner
experiencing behavioural barriers to learning. According to the MEC,
teachers have an ethical and legal obligation to
identify these
barriers to learning. The teacher will identify them in the Learner
Profile, under the heading “
Areas needing ongoing support
”.
[65]
Secondly, once a teacher identifies the problem, she assumes the role
of case manager. She completes a support
needs assessment as a tool
to identify the learner’s strengths and needs, and tries to
solve the behavioural problem in the
classroom environment.
Particular attention is given to “
behavioural and social
competence
” – the ability to interact and work with
others. The teacher will try and resolve the problem through
consultation
and involvement with the learner’s parent or
caregiver.
[66]
Thirdly, if the problem is not resolved in the classroom, the
learner’s needs are escalated to the
School Based Support Team
(SBST). Each school must have an SBST. The SBST will use designated
form and based on that information,
the SBST develops an Individual
Support Plan (ISP) for the learner. The support could involve
additional classroom support,
additional learning support, or
assistance from a school nurse. The ISP is reviewed once a term. The
SBST can request additional
support from the District-Based Support
Team (DBST). Again, the parent or guardian is involved throughout. In
exceptional cases,
the SBST can fast track the learner directly to
the next phase.
[67]
Fourthly, if the SBST cannot overcome the learner’s barriers to
learning, it must escalate the problem
to the District-Based Support
Team (DBST). It completes the necessary form requesting intervention.
The DBST assesses the needs
of the learner, the school and the
teachers by completing the DBST checklist. Based on that, it develops
the DBST Action Plan for
the learner. The DBST will then decide
whether the learner requires low, moderate, or high level support. If
the DBST determines
that a low level of support is needed, the matter
will ordinarily be referred back to the SBST, together with
additional support
to the learner, the teacher and the school. If
the DBST determines that a learner requires moderate support, it
could include
referral to a psychologist, therapist or social worker,
or to special programmes. The DBST could also refer the learner to
the
Department of Social Development (DSD) for referral to courses or
camps. It would also involve support for the teacher, and the
implementation of the learner’s ISP. Parental consent must be
obtained.
[68]
If the DBST decides that a learner needs a high level of support,
then the learner’s case is referred
to the Behaviour Case
Conference. The Behaviour Case Conference (sometimes referred to as
the District Behaviour Committee) is
a multi-disciplinary forum
chaired by the Head of Specialised Learning and Education Support. It
may include a Senior Education
Psychologist; a District Social Work
Supervisor; a Senior Learning Support Educator; a Senior Therapy
Co-ordinator; a Safe Schools
District Coordinator; Circuit Manager;
and a DSD or Designated Child Protection Organisation Social Work
Supervisor. The Behaviour
Case Conference will determine a more
intensive intervention plan that may include, Specialised Behaviour
Outreach Team intervention,
which will ultimately be referral to an
intervention facility when established.
[69]
According to the MEC, the intervention facilities will be better
resourced, and more formalized than the
current outreach model. A
learner could be referred for this intervention without going through
a disciplinary process. It
is also referred to as a
high
level intervention
where Youth development programmes could
include, after school programmes, holiday programmes, youth camps and
peer mediation. The
Specialised programmes offered by Special School
and or Resource Centres for short-term intervention programmes, not
exceeding
12 months; Programmes offered by other Government
Departments or Community Resources; Referral to Child and Youth Care
Centres
(Child in Need of Care and Protection and/or Child in
Conflict with the Law); or Referral to the programmes within the
Department
of Health that render services to children and
adolescents.
[70]
According to the MEC, the support for learners can be ongoing in
different forms according to the learner’s
needs and is not
one-off interventions. A learner can also follow this pathway without
ever being disciplined by the school. When
established, intervention
facilities will also assist learners with behavioural barriers to
learning who are never recommended
for expulsion. The purpose of the
support pathway is to identify behavioural barriers at the earliest
possible stage so that they
can be addressed before they further
hamper the learner’s access to learning, or require
disciplinary proceedings. The intervention
facilities are another
form of high-level support that will be appropriate in certain cases.
[71]
The MEC also recorded that it is possible that a disciplinary process
will supersede, or run in parallel
to this process. If a learner is
found guilty of serious misconduct and recommended for expulsion by
the SGB, the HOD may decline
to expel the learner, and instead refer
him to the DBST for therapeutic support and report back to the HOD,
or refer the learner
to the DSD for drug counselling. That is
currently the case, even without the intervention facilities. The
option introduced by
the Amendment Act for the HOD, with the support
of the SGB and parents, to refer a learner to an intervention
facility (with their
parent’s consent), is just another way for
a learner to receive the behavioural support they need. The referral
still happens
within the Behaviour Support Pathway, and the learner’s
needs will be tracked within that system.
[72]
The MEC has reiterated that Parental consent is always required; the
best interests of the child is always
the underlying principle; the
goal is inclusion and restorative support; It does not replace other
legislative mechanisms to support
children – including those
under the Children’s Act and the Child Justice Act; and
Intervention Facilities are not
a solution to all behavioural
problems – they are simply an additional option available that
will be suitable in appropriate
circumstances.
[73]
The nub of the challenge by EE is that the Provincial Legislature
failed to regulate the proper detail of
Intervention Facilities in
legislation, and it was constitutionally prohibited from leaving
those details to be resolved by the
MEC. No Intervention Facility has
been established. The challenge is therefore on the face of the
Provincial Act, as the full legislative
scheme has not been enacted.
Counsel for the MEC is thus correct that this is nothing more than an
abstract challenge. In
Savoi
and Others v National Director of Public Prosecutions and
Another
[34]
the
CC held at para 13 that “
[c]ourts
generally treat abstract challenges with disfavour
”
because they “
ask
courts to peer into the future, and in doing so they stretch the
limits of judicial competence.
”
In an abstract challenge like this, the applicants “
bear
a heavy burden – that of showing that the provisions they seek
to impugn are constitutionally unsound merely on their
face.
”
[35]
The
bedrock of our constitutional jurisprudence is that statutes must be
interpreted to avoid a finding that they violate
the
Constitution
[36]
.
[74]
Both EE and SADTU contend that it is unconstitutional for the
Provincial Act to leave the details of Intervention
Facilities to be
set in binding norms and standards. They stress all the protections
must, be contained in the legislation or the
Provincial Act is
unconstitutional. Counsel for the MEC argued that as a matter
of law, the contention by EE and SADTU is
unfounded. I agree. The
Guidance through norms and standards, as in this instance could be in
legislation or in regulations. In
Dawood
and Another v Minister of Home Affairs and Others
[37]
the
CC made it clear at para 54: “
Guidance
could be provided either in the legislation itself, or where
appropriate by a legislative requirement that delegated legislation
be properly enacted by a competent authority.
”
[75]
the Constitutional Court in Dawood,
supra
, held that the
power to refuse a temporary resident permit to a spouse of a South
African limited the right to dignity. The limitation
was
unjustifiable, not because, it would never be permissible to refuse a
temporary resident permit, but because the legislation
did not
provide guidance to the official who had to take that decision. It
was the absence of guidance to the individual decision-maker
that was
the problem. Furthermore, in Dawood, the officials had to make
decisions in the absence of guidelines even on temporary
resident
permits, but in the present instance the Provincial Act will provide
guidance and the cannot lawfully establish an Intervention
Facility
unless and until he/she enacts norms and standards. From the
abovementioned, it follows that the principle that where
guidance for
officials is required, it can be given in legislation or, where
appropriate, in regulations stands.
[76]
The latter principle is however not limited to giving guidance to
officials. The CC considered a constitutional
challenge to provisions
of the
South
African Police Service Act 68 of 1995
concerning
integrity testing in the matter
of
Helen Suzman Foundation v President of the Republic of South Africa
and Others; Glenister v President of the Republic of South
Africa and
Others Helen Suzman Foundation
[38]
.
The provisions allowed the Minister of Police to “
prescribe
measures for integrity testing of members of the
”
Directorate for Priority Crime Investigation. The applicant argued
that this was “
an
open-ended discretionary power which could be abused because the
section does not lay down guidelines on when and where the measures
may be applied.
”
[39]
The
CC disagreed. It held that “
[t]here
is simply no basis for the assumption that the measures prescribed by
the Minister will necessarily be intrusive.
”
[40]
Moreover,
it was “
more
appropriate for the finer details on when and where to apply the
measures to be provided for not in the legislation but in
the
regulations or the measures themselves.
”
[41]
Ultimately,
the CC held: “
Instead
of seeking to invalidate the Minister’s powers to prescribe the
measures, the correct approach would be to challenge
the prescribed
regulations on their content and application.
”
[77]
Having regard to the abovementioned stated principles the questions,
as advanced by counsel for the MEC are
now: firstly, was it
appropriate for the Western Cape Provincial Legislature to decide
that it would set the basic purpose of Intervention
Facilities, but
leave it to the MEC to determine the details of how they would
operate?; Secondly, if it was appropriate, could
the challenges by EE
and SADTU to the Provincial Act be resolved through those norms and
standards?; and lastly, if so, should
the challenges not wait for the
norms and standards to be enacted to determine whether or not there
is a constitutional breach.
[78]
In my view, having regard to the stated principles, the Western Cape
Provincial Legislature’s decision
to leave the regulations to
the MEC to determine the details of how Intervention Facilities
should operate was not constitutionally
impermissible. Furthermore,
in
Executive
Council, Western Cape Legislature, and Others v President of the
Republic of South Africa and Others
[42]
the
CC held that: “
a
modern State detailed provisions are often required for the purpose
of implementing and regulating laws and Parliament cannot
be expected
to deal with all such matters itself.
”
The power to delegate the details to the Executive is therefore
necessary for effective law-making
[43]
and
‘ordinarily, the purpose served by regulations is to make an
Act of Parliament work. The Act itself sets
the norm or
provides the framework on the subject matter legislated upon.
Regulations provide the sort of detail that is
best left by
Parliament to a functionary, usually the Minister responsible for the
administration of the Act, to look beyond the
framework and “in
minute detail” to ascertain what is necessary to achieve the
object of the Act or to make the Act
work.
[44]
[79]
The only limit our courts have drawn on the delegation of power to
the executive is plenary law making power
and that is the authority
to pass, amend or repeal an Act of Parliament.
[45]
In
these matters, this is not the case.
[80]
To sum up. In view of what has been stated, the second and
third question must be answered in favour
of the MEC. The legislative
scheme that will provide guidance is incomplete. It is therefore
impossible to determine whether there
is a limitation of rights. EE’s
and SADTU’s challenge will only be ripe when the Norms and
Standards are enacted. It
is only then that there is a threat of
limitations of rights that could justify judicial scrutiny.
[81]
In my view there are only three legitimate challenges of the Norms
and Standards on Intervention Facilities
cannot cure by regulations.
The three are: (i) The complaint about the definition of serious
misconduct; (ii) the complaint that
a learner must have the right to
be heard. If that right must be in legislation then it speaks for
itself the challenge is not
premature; and, (iii) the complaint that
learners must return to the same school. That rests on the
interpretation of s 45(14B)
whether it compels the return of learners
in all circumstances.
The
definition of serious misconduct
;
[82]
The pleaded challenge is “
there is no definition or criteria
for determining whether conduct amounts to ‘serious misconduct’
– a jurisdictional
fact for the application of the provision.
It is simply left to the Provincial Minister to issue a notice in
this regard.
”
[83]
The answer as to what constitutes serious misconduct is squarely
sourced within the provisions of s 9(3)(a)
of SASA
[46]
and
s 45(9)(a) of the Provincial Act
[47]
.
There is no challenge against those provisions. Absent an attack
against those provisions that afforded the power to the MEC,
the
order sought by EE and SADTU would have no consequence because the
power to define serious misconduct would still exist. Moreover,
the
MEC has exercised the power and has published a detailed definition
of “serious misconduct”.
[48]
While
EE criticizes the decision, it does not challenge it. EE cannot
complain about the lack of guidance to define “serious
misconduct”, but not challenge the actual definition. Despite
calling this defence highly technical, EE is well aware that
litigants must properly identify the legislative provision they
challenge.
[49]
If
EE had challenged s 9(3)(a) of SASA, the National Minister may well
have opposed. In my view that is the end of this challenge.
A
learner must have the right to be heard
[84]
On this issue the MEC’s argument is that learners already have
the right to be heard. This point was
not persisted with during
argument. It is obvious that the legal obligation to hear a child
exists in the Constitution, PAJA and
the Children’s Act.
A
learner must return to the same school
.
[85]
Section 45(14B) of the Provincial Act provides that: “
A
learner who has been referred to an intervention facility in terms of
subsection (6) (a) or (14A) shall, after the lapse of the
specified
period contemplated in those subsections, be admitted to the same
public school that he or she attended prior to the
referral.
”
EE interprets this provision to mean that the learner
must
be
admitted to the same school, even if it is not in the child’s
best interests.
[50]
There
can be no qualm, if s 45(14B) meant that, a child had to return to
the same school, even contrary to her best interests
as determined by
her parents and the HOD, it would limit s 28(2) of the Constitution
and it would be a legitimate complaint by
EE. The argument by the MEC
that EE had misread the section is not without substance. According
to the MEC, the section must
be read as a direction to the school
that it must admit the child. It is not a direction to the parents,
the HOD, or the learner
that the child may not be admitted to another
school. It was argued that the word “shall” here is a
“
directory
verb
”,
not a “
categorical
imperative
”.
[51]
It
is directing that, if the parents want the child to be admitted,
he/she “
shall
”
be admitted. It is not purporting to remove the ordinary right of
parents to decide that their child should move to a different
school.
[86]
I am persuaded by the latter argument. To read it in that manner is
also consistent with s 28(2) of the Constitution.
It is also the
reading adopted in the Draft Norms and Standards. Under those Norms
and Standards, the learner will always remain
in contact with their
home school, and the goal will be to reintegrate the learner to the
school. And, at the end of the intervention,
the Behaviour Case Forum
may determine that the learner should be referred to a different
school. The reasoning of the MEC is sound.
EE rightly accepts that,
if s 45(14B) can be interpreted this way, then its challenge should
fail. I accordingly accept it and
the challenge cannot be successful
on this issue.
[87]
It follows, the challenges, as discussed above, should also be
dismissed because they are premature. EE and
SADTU must wait until
the Norms and Standards are enacted and if they are still of the view
it does not adequately protect the
rights of the learners, they can
challenge them.
Breach
of Fundamental Rights
[88]
Under this heading, EE had advanced six challenges based on the right
to basic education and the rights of
the child, primarily the right
in s 28(2) of the Constitution. The first is the Provincial Act,
affords the HOD or the MEC an
overbroad discretion
in
three respects; – the decision to refer a learner to an
Intervention Facility, the definition of serious misconduct,
(which
was already discussed) and decisions about residential facilities;
Secondly, there will be a
disparity in the quality of
education
because Intervention Facilities do not have
adequate governance protections; thirdly, Intervention Facilities
create
a risk of stigmatisation
; fourthly, the Provincial
Act does not specifically afford
the learner a right to be
heard
(this issue was already discussed); Fifthly, there is
no
court oversight
required to refer a learner to a
residential Intervention Facility; and lastly, which was also
discussed above, the WC Schools
Act compels a learner to
return
to the same school.
[89]
Counsel for the MEC argued that when assessing EE’s complaints
about an absence of guidance, it must
be borne in mind that statutes
should be interpreted purposively and that this can provide adequate
guidance; where there is no
risk of a rights violation guidance is
not required; and guidance is not necessary where the factors are too
numerous, or sufficiently
obvious, or where the discretion is given
to an expert. For the latter propositions reliance was placed on the
Dawood
[52]
matter.
In that matter the CC held that cohabitation was part of a marriage
relationship, and therefore the right to dignity.
If a foreign spouse
was refused a temporary residence permit, it would limit that right
because its effect was that the couple
would be separated.
[53]
The
statute allowing refusal therefore limited the right.
[90]
The CC then considered whether the limitation was justifiable. It was
in the limitations analysis that the
issue of discretion and guidance
arose. In considering the nature of the limitation, the CC concluded
that, properly interpreted,
it was unclear from the statute “
what
factors are relevant to the decision
”.
The CC recognised that it could be justifiable to refuse a permit –
for example if the spouse had a criminal record
– but the
problem was that the legislation allowed a permit to be “
refused
where no such grounds exist
.”
[54]
That
is why the limitation was serious – because refusal could occur
even when no justification existed.
[91]
In assessing the purpose of the limitation, the CC held that
discretion “
plays
a crucial role in any legal system
”
because it “
abstract
and general rules to be applied to specific and particular
circumstances in a fair manner
”.
[55]
Three
instances were recognised where a broad discretion will be
justified:
[56]
The
first is, where the factors relevant to a decision are so numerous
and varied that it is inappropriate or impossible for
the legislature
to identify them in advance; Secondly, where the factors relevant to
the exercise of the discretionary power are
indisputably clear; and
thirdly, where the decision-maker is possessed of expertise relevant
to the decisions to be made. The CC
the held that “
when
necessary, guidance … as to when limitation of rights will be
justifiable
”
must be given in legislation or regulation.
[57]
[92]
In Dawood’s case, there was no guidance and the officials had
no special expertise and ultimately the
CC held that the limitation
was unjustifiable.
[93]
Counsel for the MEC argued that Dawood is not authority for the
proposition that, every time a law grants
a power that might limit a
right, there must be guidance because, discretion is a vital part of
any legal system, laws that grant
discretion to officials are not
inherently constitutionally flawed and if the factors are too
numerous to identify, or they are
obvious, or the decision-maker has
special expertise, it is not necessary to guide an official’s
discretion.
Overbroad
discretion without legislative guidelines
:
[94]
Counsel for EE argued that the Intervention Facility provisions
afford the HOD and MEC extraordinary wide
discretion to refer
learners to such a facility without the Provincial Act providing any
guidance to the HOD and the SGB when they
should refer a learner to
an Intervention Facility. And that s 12 E read with 45 of the
Provincial Act are in contravention a fundamental
constitutional
principle as it fails to provide the necessary rights- protective
framework within which regulations are to be made.
[95]
The main issue here is whether learners who are referred to
Intervention Facilities suffers a limitation
of a right. If, not then
it does not require guidance. According to the MEC the learners do
not incur a burden but receive a benefit.
They will receive the help
and support that they need in order to learn, in an environment that
is appropriate and designed to
assist them. And it will do so where
the most likely alternative is expulsion.
[96]
According to Dawood, it is only decisions that can limit
rights that require guidance, for instance, refusing
a temporary
residence permit, or confiscating currency, or recording a private
conversation, etc. Decisions that only promote rights
do not require
guidance. On the facts before me, referral to an Intervention
Facility cannot be regarded as rights limiting. The
pilot project
outcome as recorded by the MEC illustrates that. The programme
achieved positive outcomes for the learners. For many
learners, it
was the first time they were receiving positive attention. The MEC,
recorded that because of their behavioural difficulties,
schools
would often provide only negative attention when the learner
misbehaved. The intervention facility told the learners that
they
were worthy and important, and that the WCED, the school and their
parents were committed to assisting them to achieve their
potential.
[97]
In its first two phases, the pilot programme assisted 37 learners.
They have included both primary school
and high school learners. Even
where the programme does not succeed in reintegrating the learner, it
provides a much better sense
of what the learner’s barriers to
learning and other needs are so that he or she can get the help they
require. So far, approximately
50% of learners successfully completed
the programme. The WCED defines success as reintegration in the home
school, as the alternative
for them would often have been to be moved
to another school or out of the school system altogether. Three
case studies to
demonstrate the positive impact that intervention
facility can have for a learner were provided. Learner A was sifted
into the
Base Programme due to severe behavioural meltdown of a
violent nature at school. He also had suicidal tendencies as well as
sexually
inappropriate behaviour. He was suspended several times from
school for assaulting learners. The school shifted from a punitive
orientation to a restorative approach with his family and the
learner. The learner was successfully re-integrated back into his
school after a term spend in the Base programme. Family work led to
reconciling with the principal and a restorative approach to
Learner
A. Work with the family was also done to work through the death of
Learner A’s brother in a gang-related incident
as well as the
imprisonment and release of another brother whom Learner A and the
family feared. After more than a year, Learner
A is still in school
with No incident reporting that was flagged at district or school
Level or family for more intervention.
[98]
Learner C presents a similar success story: Learner C presented with
a flat emotional profile on entry to
the programme. Through the
programme he became more socially aware and engaging. Work was done
with his dad and the principal to
mediate conflict between the two
parties. This contributed significantly to a better relationship with
Learner C. A review of his
medication was done and this was
increased. The impact of this was immediate. School reported a
stabilizing effect on his melt
downs. He focused better in class and
was more on task in class. The intervention with his class teachers
to accommodate his body
breaks supervision during break time helped
in the co-regulation of Learner C to prevent behavioural incidents.
Learner C
during and at exit of the programme had no meltdowns at
school. His home life was also reported to be better with virtually
no
incidents of bullying his two sisters. Learner C is more receptive
to guidance from the adults in his life and is not being influenced
by peers as before. The close working relation with the CBST in case
managing contributed to the successful outcome of Learner
C’s
behaviour stabilizing.
[99]
In view of the above, whether or not the learner is referred, no
right will be limited. But even if a referral
constitutes a
limitation, the three factors as discussed in Dawood are in any event
present. The underlying purpose of Intervention
Facilities is to
support the best interests of the child and that is be assessed
in line with the self-evident statutory
purpose of Intervention
Facilities, to avoid expulsion, correct behavioural problems, and
enable re-integration. In my view that
is more than sufficient
guidance. It also accord with the guidance given by s 28(2) of the
Constitution, and the guidance given
by s 9 of the Children’s
Act
[58]
which
bind the SGB and the HOD when they consider referring a learner to an
intervention facility.
[100]
Secondly, it is self-evident, whether it will be appropriate to refer
a learner to an Intervention Facility will depend
on the particular
circumstances of the child. Each case will be different. To define
the relevant factors in the abstract will
be impossible, when the
ultimate purpose is so clear. Furthermore, the decision not to
list factors is not unusual. It is
the same decision that Parliament
and the Western Cape Provincial Legislature took when assigning the
power to SGBs and HODs to
expel a learner. The factors to consider
were too numerous, while the goals were so clear, that stating
specific factors was inappropriate.
It is therefore not an unusual
legislative choice to grant an unguided discretion to an expert.
[101]
Thirdly, three independent experts are involved in taking the
decision. The HOD is the most senior official in the WCED
and an
expert in educational matters. The decision also requires the consent
of the SGB. The SGB includes the principal of the
school, teachers,
parents, other staff and other learners. They too will have expert
insight into whether referral is appropriate.
The Provincial Act
further requires the decision to be approved by the learner’s
parents. To sum up. The Provincial Act read
with the Constitution and
the Children’s Act, in my view creates sufficient guidance that
there is no reasonable risk that
a decision to refer a child to an
Intervention Facility will limit a constitutional right. It can only
be taken if it is in the
best interests of the child. Restating that
in the Provincial Act would serve no purpose. And seeking to guide
the three experts
who must agree before a learner’s can be
referred would only straightjacket the proper exercise of a broad
discretion.
Residential
Facilities
[102]
EE argued that residential facilities constitute the most severe
limitation of a learner’s rights and the MEC’s
unrestricted power to refer learners to residential Intervention
Facilities is self-evident unconstitutional. I disagree. EE did
not
challenge the existence of residential Intervention Facilities. It
accepts that it is constitutional to have residential facilities,
provided there is guidance on when they are established, and when
learners are sent there. It is difficult to understand how it
can
limit rights if the HOD decides that a particular facility will be
residential or non-residential. EE does not explain why
the
designation of a particular facility as residential or
non-residential on its own limits any right. Furthermore, the
discretionary
powers afforded to the HOD, the SGB and the parents do
not limit rights. In any event, the decision will still be made by
experts
and be guided by the best interests of the learner, and the
manifest purposes of intervention facilities. Moreover, residential
facilities will only be established where non-residential facilities
are impractical. The challenge must fail
Disparity
in the quality of education
[103]
EE’s argument here is that effective and democratic governance
of Intervention Facilities, unlike public schools,
is not statutory
guaranteed or enshrined at all. The argument was advanced that: (a)
effective and democratic governance is part
of the right to basic
education; (b) the Provincial Act does not “enshrine”
democratic governance; and (c) therefore
Intervention Facilities
limit the right in s 29(1)(a) of the Constitution.
[104]
This argument is without merit. First, it is indicative on a proper
reading of s 12E (2)(b) which provide that “
curriculum
delivery equivalent to the standard provided in legislation and
policies applicable to public schools
”, promote the right
to basic education. If governance is an element of the right, then
this command should be interpreted
to include a requirement that
governance at Intervention Facilities comply with legislation and
policies applicable to public schools.
Otherwise, “
curriculum
delivery
” would not be equivalent to public schools. In my
view s 12E(2)(b) does what EE ask for, the Western Cape
Legislature
made public schools’ laws and policies applicable
to Intervention Facilities. Furthermore, it appears from the Draft
Norms
and Standards that it is possible to give effect to that
legislative command. They provide greater governance protection than
learners
enjoy in ordinary public schools. Each learner will remain
in admitted at their home school, and each intervention facility will
be attached to an ordinary public school. Both schools have SGBs. In
addition, a Behaviour Intervention Team will manage the Intervention
Facility, and the Behaviour Case Forum will provide district
oversight.
Increased
Risk of Stigmatisation
[105]
According to EE, Intervention Facilities will result in stigma and
ostracization as learners will be required to be
removed from their
school, which is contrary to the best interests of the child, and
their right to a basic education, because
the “
stigma stays
with learners as they seek to re-enter the education system
”.
[106]
This argument is unsustainable. The manifest purpose of Intervention
Facilities is to avoid expulsion, resolve behavioural
problems, and
successfully reintegrate children into their school. The alternative
is expulsion which comes with its own risk of
stigmatization and
ostracization and, more importantly, will not solve the underlying
behavioural problems for learners particularly
for those who may be
at the end of their school career. As the pilot project has shown,
Intervention Facilities are meant to avoid
that. It is difficult to
understand why EE complain about Intervention Facilities while
accepting expulsion as a valid form of
sanction. Furthermore, the
Draft Norms and Standards show that EE’s fear of stigmatised
and ostracised learners has no foundation
in fact as interventions
will ordinarily last only a few weeks or months; the learner will
have constant contact with their home
school or – in the case
of an outreach facility – will never leave their home school;
and the Behaviour Intervention
Team works with the teacher and
principal at the home school, and focuses specifically on
reintegration. To take measures to benefit
children with behavioural
problems cannot limit s 28(2) or s
29(1)(a) of the Constitution. In fact, it promotes the fulfilment of
those rights.
No
court oversight
[107]
EE contends that a child can only be detained with court oversight
and that the Provincial Act permits a child to be
referred to a
residential facility without court approval. This challenge rests
primarily on s 28(1)(g) which affords children
the right “
not
to be detained except as a measure of last resort, in which case …
the child may be detained only for the shortest appropriate
period of
time
”.
[108]
The MEC has accepted that, if a child is in fact detained for more
than a very short period, there must be court oversight.
The MEC
argued that the challenge must fail because referral to a residential
Intervention Facility is not detention.
[109]
There can be no doubt that detention as contemplated by s 28(1)(g) is
analogous to imprisonment, not referral with parental
consent to a
residential educational facility. Detention for a child is
necessarily different from detention for an adult because
a child’s
life is regulated by their care-givers. If parents decide that a
child should stay with his aunt for a month, or
should go to boarding
school for a term, the child must go even if they do not want to.
That does not mean they are “detained”
as contemplated in
28(1)(g). It would be absurd to require court oversight every time a
parent determines where a child should
reside.
[110]
In argument counsel for the MEC referred to the Human Rights
Committee which interprets the International Covenant on
Civil and
Political Rights
[59]
wherein
it holds that a requirement to attend school does not even meet the
lower threshold of a “deprivation of liberty”,
let alone
detention. General Comment 35 explains that “
normal
supervision of children by parents or family may involve a degree of
control over movement, especially of younger children,
that would be
inappropriate for adults, but that does not constitute a deprivation
of liberty
”.
[60]
It
goes further – “
the
ordinary requirements of daily school attendance
”
also do not “
constitute
a deprivation of liberty
”.
[111]
Our Parliament enacted two statutes that give effect to s 28(1)(g).
It is the Child Justice Act
[61]
and
the Children’s Act: The Child Justice Act’s definition of
detention “
includes
confinement of a child prior to sentence in a police cell or lock-up,
prison or a child and youth care centre, providing
a programme
referred to in section 191 (2) (h) of the Children’s Act
”.
Those are only child and youth care facilities which include a
programme for “
the
reception, development and secure care of children awaiting trial or
sentence
”.
[62]
In
the present instance, Intervention Facilities do not meet that
requirement. It follows, referral to an Intervention Facility
does
not constitute “
detention
”
under the Child Justice Act.
[112]
Similarly, the Children’s Act provides for the Children’s
Court to refer children to a “
child and youth care
facility
”. But a child and youth care facility expressly
excludes residential Intervention Facilities. Section 191(1) defines
child
and youth care facilities as “
a facility for the
provision of residential care to more than six children outside the
child's family environment in accordance
with a residential care
programme suited for the children in the facility
”. But it
specifically excludes from the definition: “
a boarding
school
”; “
a school hostel or other residential
facility attached to a school
”; and “
any other
establishment which is maintained mainly for the tuition or training
of children other than an establishment which is
maintained for
children ordered by a court to receive tuition or training”
On
a plain reading the Children’s Act, too, does not apply to
Intervention Facilities.
[113]
Moreover, s12E(3) says only that a facility “
may include
residential care
”. It never suggests that learners will be
confined or detained. The term residential care has its obvious
meaning –
it will be permissible for a facility to allow
learners to live there and be cared for; the learner can be sent
there only with
the consent of their parents. And their parents can
withdraw that consent at any time and remove the child from the
facility, unlike
in a detention center, in the true sense of the
word.
[114]
Furthermore, att non-residential Intervention Facilities, learners
will return to their homes every day, just like any
other learner.
There is no reason to interpret the Act to mean that a Facility with
residential care is any different. Learners
are permitted to stay
there, but are not confined there. They would be able to leave
whenever their parents choose, and according
to the rules of the
facility, just like a boarding school. If a child leaves an
Intervention Facility, they do not commit an offence.
They cannot be
arrested. It may be a disciplinary offence to leave without notice or
permission of your parents, but that again
is just like any boarding
school.
[115]
From these stated facts, a referral to a residential facility cannot
be seen as a detention. The absence of that oversight
by a court of
law is not a constitutional violation.
[116]
I now turn to SADTU’s rights challenges. According to SADTU
Intervention Facilities are not in the best interests
of learners and
that Intervention Facilities are unfair. However, SADTU failed to
explain why Intervention Facilities are not in
the best interests of
learners. On the undisturbed facts by the MEC, the existence of
Intervention Facilities is manifestly in
the best interest of
children. They will only be sent there when their parents, the SGB
and the HOD agree to it. Furthermore, the
Facilities are designed to
help learners, and to punish them. The WCED recognizes that the
misconduct is the result of a barrier
to learning and that the
learner needs support to overcome it. The Facility offers that
support. That is obviously in the best
interest of the learner. The
more dramatic approach would be expulsion or suspension. That will
not fix the underlying problems
and will not be in their best
interests of the learners. There is also nothing unfair about
Intervention Facilities for all the
reasons already stated above.
[117]
SADTU in its heads of argument also complaint that Intervention
Facilities “
are contrary to the democratic and
constitutional principles underlying the National public school
system
” and that there are arbitrary differentiation
contrary to s 9(1); and unfair discrimination contrary to s 9(3) of
the Constitution.
According to SADTU, Intervention Facilities
violate s 9(1) because learners in the Western Cape “
are
subjected to forms of serious discipline that learners in other
provinces are not subjected to
”.
[118]
SADTU’s arguments are ill-conceived.
First
,
it is not permissible to argue that a provincial statute
differentiates because it only applies in that province. The same
type
of argument was rejected by the Constitutional Court in
Weare
and Another v Ndebele NO and Others
[63]
The
applicant argued that a provincial gambling law violated s 9(1)
because it treated people in KwaZulu-Natal differently
from people in
the other provinces. Gambling – like education – is an
area of concurrent national and provincial competence.
The Court held
that absent a s146 challenge
[64]
,
you cannot criticise a provincial law because it only applies in that
province:
“
There
can be no objection in this case to the KwaZulu-Natal legislative
regime simply on the ground that it is different to that
in other
provinces. This is not to say that the situation in other provinces
may not be referred to when challenging provincial
legislation. But
the fact that there are differences between the legal regimes in
provinces does not in itself constitute a breach
of section 9(1).
[65]
[119]
The same applies in this matter. The Western Cape Legislature can
only legislate in the Western Cape. It does not have
to justify under
s 9(1) why it has regulated all schools and educators in the province
in the same way. The way to challenge differences
between provinces
is through s 146 of the Constitution.
[120]
Secondly, SADTU is correct that the test under s 9(1) is whether
there is a rational connection between the differentiation
and a
legitimate government purpose.
[66]
But,
as the Constitutional Court held in
Prinsloo
v Van der Linde
[67]
“
a
person seeking to impugn the constitutionality of a legislative
classification cannot simply rely on the fact that the state
objective could have been achieved in a better way.
”
Put differently, “
it
is irrelevant that the object could have been achieved in a different
way.
”
[68]
It
follows that Intervention Facilities are rationally connected to a
legitimate government purpose. The purpose is to avoid
expulsion and
instead provide “
therapeutic
programmes and intervention strategies in order to address the
serious misconduct
”.
As the pilot programmes make clear, they will achieve that aim with
remarkable success.
[121]
The attack by SADTU of unfair discrimination under s 9(3) is
unclear. It failed to identify a ground of discrimination,
and
does not explain why that unlisted ground should found a claim for
discrimination. It does not identify the burden imposed,
and makes no
case that any discrimination is unfair. It follows these complaints
falls to be dismissed.
Western
Cape School Evaluation Authority (WCSEA)
[122]
WCSEA is an independent entity with the sole focus of evaluating
school performance in the Province in order to improve
the quality of
basic education. According to the MEC, tt is based on international
best practice, careful preparatory work, and
an honest assessment of
the flaws with the current system. Its goal is to “
raise
standards and improve learning outcomes
”
and to “drive school improvement through evaluating quality and
practices in all schools”. It will “
identify
and share focused and innovative local programmes
”
and publish its report “
to
create more transparency and accountability so that the public can
interrogate them and hold schools accountable for
improvement.
”
[69]
It
will “
assess
the true quality of education
”
in the Western Cape, with a strong focus on what really matters –
“
the
quality of teaching and learning in the classroom
”.
[123]
According to the MEC, tt is, in every sense, precisely the type of
government innovation that the Constitution requires
to turn the
promises in the Constitution into reality. It is common ground, the
National Minister and the DBE have no objection
to the WCSEA and have
even described the WCED’s efforts to improve school evaluation
as “
sterling
”. The only entity that objects to the
WCSEA is SADTU. It objects because the WCSEA does not comply with a
collective agreement
it and other unions concluded with the DBE in
2003. It argues that this Collective Agreement prohibits the Western
Cape from taking
measures to improve the quality of education in the
Province. It argues that agreements struck between unions and
employers can
trump democratic legislation.
[124]
SADTU also holds the view, contrary to the DBE, that there is a
conflict between national legislation and the Provincial
Act. It
contends that school evaluation can only be regulated by national
policy, and that the national policy trumps a provincial
law.
[125]
SADTU, in reply sought to advance new arguments. In short, SADTU seek
to place its own interests and the interests of
its members at the
forefront of its challenge.
[126]
It is common cause that WCSEA was established to replace the national
system known as Whole-School Evaluation(WSE).
The National Policy on
Whole-School Evaluation (WSE) was promulgated in 2001. The system was
implemented in the Western Cape in
2006. WSE evaluates schools and
not learners, or the education system as a whole. According to the
MEC, WSE is an ineffective system
of school evaluation. The
experience in implementing the WSE Policy demonstrated that it
suffered from multiple flaws, including
that evaluations tried to do
too much and were not focused “
on what really matters - the
quality of teaching and learning in the school.
”; the
reports were “
overly complicated and extremely repetitive
”,
and therefore unhelpful in improving performance; The WSE Policy
emphasised ensuring compliance with DBE policies, not
with assessing
performance and how to improve it. Schools were given so long to
prepare for the school visits that “
it was difficult to be
sure that the school was being evaluated in its actual state
”.
[127]
Only some teachers were evaluated, and they were given advance
notice. Again, this meant “
the school was not being
evaluated in its true state.
” The complexity of the
reports, and the rarity of visits meant that recommendations were
seldom implemented. Reports were
not made available to parents and
learners so they could assess how their schools were performing. Each
of the numerous criteria
was evaluated on a five-point scale. The
result was that “
the vast majority of schools were given the
‘safe’ rating of 3 out of 5
”. This was
interpreted as “satisfactory”, even though there was room
for improvement.
[128]
According to the MEC, it was only the WECD that believed the WSE
Policy needed improvement. The DBE recognized many
of these flaws in
2015 – but did nothing to change the WSE Policy. The English
OFSTED system – on which WSE was based
– was
significantly overhauled in 2005 to more closely reflect how the
WCSEA now operates. The MEC states that the majority
of provinces
barely complied with the WSE Policy at all. For 2018/19, four
provinces conducted
zero
evaluations. One only
conducted 2. The Western Cape was the only province that complied
with its reporting obligations under
the WSE Policy. Accordingly, in
2016 the WCED decided to test whether there was a better way to
evaluate schools. It developed
a new, simplified model of school
evaluation. It focussed on only 5 areas of performance, not nine. It
graded each question on
a four-point scale. And it required 50% of
time to be spent on lesson observation.
[129]
From October 2016 to the end of 2017, the WCED employed this new
model in a pilot programme. Over the various stages,
the WCED
evaluated 58 schools. The feedback was extremely positive. Evaluators
stated that they believed the new instrument was
providing better
results. Schools also preferred the new method and the MEC records
that it
was clear that the new instrument
was more effective than the WSE model.
[130]
The WCED therefore resolved that, from 1 April 2018, it would
implement this new model across all its schools. While
it would
continue to collect the data under the WSE Policy, that would be only
to report to the DBE. Schools would get the new,
improved reports.
The pilot project led to the amendment to the WC Schools Act to
create the WCSEA in order to conduct these new,
more effective,
evaluations.
[131]
The WCSEA is established in ss 11A to 11H of the Provincial Act. It
is an independent authority whose task is to conduct
independent
evaluations of schools
.
The
WCSEA is led by a Chief Evaluator appointed by the Provincial
Minister. The WCSEA’s functions are to inform the Provincial
Minister about specific aspects of how schools are functioning.
Evaluations are usually conducted on two days’ notice, but
can
be conducted without notice if necessary. Evaluators can
obtain
access to and evaluate a school and any classroom in a school,
observe lessons and gather first-hand evidence of how teaching
and
learning is occurring at the school. The reports must be published so
that current and prospective learners and parents can
see for
themselves how a school is operating.
The
Provincial Minister has the power to make regulations for the WCSEA,
including how it should conduct evaluations.
[70]
The
Regulations came into force on 11
April 2019.
[71]
The
first Chief Evaluator was appointed on 1 October 2019.
[72]
The
WCSEA has been operating since then.
[132]
The current model assesses just five areas most important for school
performance:
Learner
achievement;
Teaching and
learning;
Behaviour and safety; Leadership and
management; and Governance, parents and community. It further
requires a score out of
3 on each criterion and is significantly
simpler than the WSE evaluation. It is orders of magnitude simpler
than the template for
evaluations under the WSE.
[133]
The results of the new model remain positive. School management,
teachers and evaluators all prefer the new model to
the WSE. The
Chief Evaluator is confident that the WCSEA “
has
already, and will continue, to improve teaching and learning in the
Western Cape.
”
[73]
Even
the DBE recognised the “
sterling
work that [the WCED] is doing to enhance the quality of school
evaluations
”.
[74]
It
has not objected to the WCED conducting a different method, and the
WCED has agreed to continue to report to the DBE, but
based on its
new system.
[134]
SADTU, has advanced four attacks on the establishment of the WCSEA:
It was contrary to a collective agreement; It violated
SADTU’s
and its members’ labour rights, including their right to
collective bargaining; It was contrary to a national
policy; and It
will lead to a duplication of functions. No mentioned is made that
WCSEA violates the right to equality. In SADTU’s
founding
affidavit s 9 is one of multiple constitutional rights referred to in
the introductory section including ss 10, 12, 14,
16, 23, 28 and 29
but SADTU failed to explain why the WCSEA limits the right to
equality, or even which part of s 9 it limits.
[135]
In its heads of argument, SADTU seeks to advance a claim based on the
right to equality. The only references for pleading
this claim are in
the replying affidavit. SADTU by now must know it is simply
impermissible to do so.
[136]
SADTU appears to have abandoned the claim that the WCSEA violates
other parts of s 23 of the Constitution and now argued
that WCSEA
violates only its right to collective bargaining. SADTU’s sole
argument in the Founding Affidavit is that because
the establishment
and operation of the WCSEA is contrary to the Collective Agreement,
it limits the right to collective bargaining
in s 23(5).
[137]
According to the MEC, The WCED does not dispute that the system of
school evaluation under the WCSEA contradicts the
system in the
Collective Agreement. The whole purpose of establishing the WCSEA was
to create a better method for evaluating schools.
But the conflict is
irrelevant because the WC Provincial Legislature had the
constitutional competence to enact a law contrary
to the Collective
Agreement. SADTU’s argument that collective agreements trump
provincial legislation and the provincial
legislature cannot
legislate contrary to a collective agreement concluded under the LRA,
is simply wrong in constitutional law.
Collective agreements do not
constrain the powers of provincial legislatures. Section 104(1)(b)(i)
of the Constitution is clear
– a provincial legislature has
“
the power to pass legislation for its province with regard
to – any matter within a functional area listed in Schedule 4.
”
The only limits on their powers are those contained in the
Constitution. SADTU offers no authority for the proposition that
provincial legislatures are constrained by collective agreements.
There is no such authority. The right to collective bargaining
is not
a right to legislate through collective agreements. Section 23(5)
provides: “
Every trade union, employers’ organisation
and employer has the right to engage in collective bargaining.
”
The heart of collective bargaining is for employees and employers to
seek to reach an agreement.
[138]
Ultimately, collective bargaining “
implies
that each employer-party and employee-party has the right to exercise
economic power against the other
”.
[75]
That
is what collective bargaining is intended to achieve, the persuasion
of another party, including by strikes and lock-outs.
That works in
the context of labour relations. But SADTU seeks to substitute
agreements reached through a collective bargaining
process for the
democratic process laid down by the Constitution. It seeks to make
the democratically elected Provincial Legislature
subservient to the
economic agreements of employers and trade unions.
[139]
In the present instance, it would allow the Executive branch (as
employer) to dictate the limits of the legislative
powers of the
Provincial Legislature. Even worse, it would allow the National
Minister to determine the limits of the Provincial
Legislature’s
powers. It is simply impermissible to do so. That would fundamentally
undermine the separation of powers. It
is the Legislature that makes
laws, and the Executive that implements them. The Constitutional
Court recently confirmed, collective
agreements are subject to the
law, and the Constitution,
[76]
not
the other way round.
[140]
Secondly, SADTU is not without a remedy. If it wishes to enforce
rights under the Collective Agreement, it is free to
do so through
the mechanisms created by section 24 Labour Relations Act. That
is a process entirely within the jurisdiction
of the CCMA and the
Labour Court.
[77]
Those
are issues that do not concern this Court.
[141]
SADTU has also, in reply argued that collective agreements constitute
subordinate legislation and therefore can trump
provincial
legislation. Despite being a new case that was not made in the
founding papers it can be summarily dismissed because
it is a
conflict argument, not a rights argument. A conflict between a
national regulation and a provincial law, must be resolved
in terms
of s 146 of the Constitution. If it is a rights argument, then it
would subject not only provincial laws, but also national
laws to
collective agreements. The claim has therefore nothing to do with s
23(5) of the Constitution. Moreover, the Constitution
specifically
deals with when national subordinate legislation can prevail over
provincial legislation. Section 146(6) of the Constitution
provides:
“
A law made in terms of an Act of Parliament or a provincial
Act can prevail only if that law has been approved by the National
Council
of Provinces.
” Even if the Collective Agreement is
a “law”, it could never prevail over the Provincial Act.
The Collective
Agreement was never tabled in the NCOP, and so could
never prevail over the Provincial Act. It is therefore not necessary
to conduct
a s 146 conflict analysis between the Collective Agreement
or the Provincial Act. For these sated reasons the Collective
Agreement
cannot prevail.
Right
to Equality
.
[142]
SADTU’s case seems to be based primarily on s 9(1) of the
Constitution, which provides that: “
Everyone is equal before
the law and has the right to equal protection and benefit of the
law.
” SADTU argues that establishing the WCSEA creates a
“
differentiation [that] does not bear a rational connection
to a legitimate government purpose.
” The differentiation is
between educators in the Western Cape and educators outside the
Western Cape. This argument cannot
succeed. Section 9(1) cannot
ground a complaint that a province only legislated in that province.
Furthermore, WCSEA is rationally
connected to the legitimate
government purpose of evaluating schools and all the uncontroverted
evidence the WCSEA system evaluates
schools far better than the WSE
method.
[143]
SADTU’s various complaints are also baseless and do not found a
complaint of irrationality. It is not permissible
to argue that a
provincial statute differentiates because it only applies in that
province. The same type of argument was rejected
by the
Constitutional Court in Weare.
[78]
The
WC Legislature can only legislate in the Western Cape. It does not
have to justify under s 9(1) why it has regulated
all schools and
educators in the province in the same way. The way to challenge
differences between provinces is through s 146.
The obvious purpose
of the WCSEA is to evaluate schools. SADTU accepts that is a
“
legitimate
government purpose
”.
The WCSEA achieves the goal of evaluating schools. Therefore, it is
rational. It is of course possible to evaluate schools
“
in
a different way
”.
There may even be “
a
better way
”.
But that is entirely irrelevant under s 9(1).
[144]
Furthermore, it is not for the Western Cape to justify why it
evaluates schools differently from other provinces. But
even if it
is, the distinction is rational. For all the reasons given already,
the WCSEA is a “better way” to evaluate
schools than
those used in other provinces. That will, in turn, improve basic
education in the province. Even the National Department
recognizes
the real benefits to the WCSEA over the existing WSE model.
[145]
SADTU’s criticism of the WCSEA is also unfounded. There is
nothing vague about the WCSEA system; the complaint
that WCSEA is
different from the National Framework does not show an irrational
differentiation. SADTU argued the WCSEA will “
jeopardize
progression and improvement of the basic education system as a
whole
”. But this is mere speculation, unsupported by any
facts and unfounded. It is far more plausible that the WCSEA will
improve
school evaluation, and improve basic education in the Western
Cape.
[146]
SADTU complaint that the Western Cape “
ought to have awaited
the adoption of the revised National Policy.
” In my view
having regard to the dismal state of education as explained by the
MEC and which SADTU did not challenged, the
Western Cape was
justified in adopting a new system. But whether the Western Cape
should have waited to see if the National Minister
would act, could
never found a review under s 9(1).
[147]
SADTU further alleges that educators will have to “
learn an
entirely new system, and comply with two separate systems
”.
It also alleges that the WECD “
will need to comply with two
separate evaluation systems
”. That is simply wrong. The
WECD has made it clear that there is only one system of school
evaluation in the Western Cape.
It will report its results to the
National Department, but it will only conduct one form of evaluation.
Educators need only comply
with that single system. All an ordinary
educator need to do is to do their job as best they can.
[148]
SADTU also suggested that an evaluation system must be “uniform”.
But the system is uniform within the Western
Cape, and is a far
superior system to the national one. The WECD is only tasked with
providing and improving education in the Western
Cape. It cannot be
irrational for it to prefer a system that better achieves that goal
over an inferior system that has no benefit
for the province. It
follows the claim under s 9(1) must be dismissed.
Unfair
Discrimination
[149]
SADTU attempt to found an unfair discrimination claim under s 9(3)
of the Constitution. It was advanced as follows:
Although the
differentiation is not on a listed ground, it amounts to unfair
discrimination considering the serious impact that
the provisions
have on WC learners and educators and in particular the unjustifiable
infringement of their fundamental constitutional
rights, including
the right to dignity, the right to education, children’s rights
and SADTU’s right to collective bargaining.
[150]
This does not disclose a claim under s 9(3). For SADTU to allege
discrimination on an unlisted ground, it would have
to: (i) Identify
the ground of discrimination. SADTU does not do so. It never says
what the ground of discrimination is. (ii) Explain
why that ground
should be regarded as a basis for discrimination. That requires a
showing that “
the ground is based on attributes and
characteristics which have the potential to impair the fundamental
human dignity of persons
as human beings or to affect them adversely
in a comparably serious manner
”. It is not enough to say
that this particular discrimination impacts on educators’
constitutional rights. SADTU must
show why differentiation on this
ground should be treated as discrimination. SADTU does not do so. The
Constitution anticipates
that education will be regulated differently
in different provinces. Differences in regulation because of
differences in provincial
legislation cannot constitute
discrimination. (iii) Explain how the differentiation imposes a
burden on the basis of the ground.
SADTU cannot do so because the
WCSEA imposes no additional burden on educators or learners. Learners
will only benefit from the
improved evaluation of their schools. So
too will educators who will work at schools with a more effective and
more efficient evaluation
system. For all these reasons stated there
is no discrimination on any ground. There is also no limitation of
any right.
[151]
SADTU’s real gripe is that the WCSEA will evaluate its members’
performance in classrooms on two days’
notice. The WCED
has a right to monitor how its employees perform. It has a duty to
evaluate how educators are teaching learners
in the Province’s
classrooms, and to seek to improve the quality of teaching where it
can. That is all the Provincial Act
empowers the WCSEA to do, without
interfering in individual performance evaluations.
[152]
SADTU has also argued that s 58(aA) makes it an offence to interfere
with the WCSEA. In fact, the offence is to “
hinder or
obstruct the Chief Evaluator, a Lead Evaluator or an Evaluator in the
performance of his or her functions in terms of
this Act
”.
SADTU has not separately challenged this section. If it is acceptable
to establish the WCSEA, it must also be justifiable
to prohibit
people from preventing it from performing its duties. Without that
prohibition, educators could undermine the WCSEA
without consequence.
This is not as SADTU wants to argue, contrary to the principles of
evaluation. It simply ensures that the
WCSEA is able to do its job.
[153]
To sum up. WCSEA serves a well-intended constitutional purpose. Any
limitations on rights are minimal and cannot
be avoided if the
purpose is to be achieved. It is a reasonable and justifiable
mechanism to evaluate schools in the Province.
Conflict
with National Policies
[154]
SADTU’s case is that the establishment of the WCSEA was
contrary to the national WSE Policy because it created
an additional
layer of evaluation. This complaint has no merit. The WSE Policy is a
policy, not a law. The Provincial Act is a
law, not a policy. A
national policy can never prevail over a provincial law. SADTU has
also now argued that “
SASA, NEPA and WSE confirm that
monitoring and evaluation of education requires uniformity throughout
South Africa.
” Accordingly, was asserted that the
Provincial Act is inconsistent with these statutes. It simply refers
to a range of provisions
of SASA and NEPA that it argues jointly
create some demand for national uniformity. On a proper look at the
actual sections SADTU
refers to, there is no such demand and
therefore no conflict: Section 2(1) and (2) of SASA states only that
the Act “
applies to school education
”, and that
“
an MEC must exercise any power conferred upon them by or
under this Act, after taking full account of the applicable policy
determined
in terms of [NEPA]
”. That gets SADTU nowhere.
Ironically, SADTU rely on ss 3(3), 3(4) and 8 of NEPA. But those
sections have been interpreted
to be
against
the
idea that national policies trump provincial laws. Section 8 takes
the argument nowhere because it merely obliges the
National Minister
to monitor and evaluate standards of education provision. The
National Minister can do that, even if provinces
evaluate schools in
different ways. Section 5A(2)(b)(iii) of SASA is completely
irrelevant. It concerns norms and standards for
school
infrastructure, school capacity, and the provision of learning and
teaching support material. It has nothing to do with
school
evaluation. The reference to “
curriculum and
extra-curricular choices
” is equally meaningless.
Tellingly, SADTU does not argue that the WCSEA violates the norms and
standards the National Minister
has promulgated under s 5A.
[155]
SADTU has refers to s 58(1)(a) and (c) of SASA, which do not exist.
Presumably it is a reference to s 58C(1)(a) and
(c), which require
MECs to “
ensure compliance with
” various
standards. But none of those standards have anything to do with
evaluating schools. The closest is the reference
in s 58C(1)(c) to
item 2(2) of Schedule 1 of the Employment of Educators Act. But that
concerns “
the performance of educators
”, not the
performance of schools. Those are separate issues and the WCED does
comply with national standards for evaluating
educators. Finally, it
references the WSE Policy and the IQMS. But – again –
those are policies, not law and cannot
trump provincial legislation.
Accordingly, there is simply no conflict. The establishment of the
WCSEA is entirely consistent with
the Constitution and the challenge
to the Provincial Act relating to the establishment of the WCSEA
falls to be dismissed.
Allowance
of alcohol on school premises
[156]
It is only SADTU that has raised this challenge.
Section
45A (1) of the Provincial Act provides as follows:
(1)
Unless authorised by the principal for legitimate educational
purposes, no person may bring any dangerous object, alcoholic
liquor
or illegal drug onto school premises or have in his or her possession
any dangerous object, alcoholic liquor or illegal
drug on school
premises or during any school activity.
(1A)
Subsection (1) does not apply to the lawful consumption
of alcoholic liquor by a person other than a learner at
a school
activity that is held off school premises.”
[157]
It is clear from the plain wording of section 45A(1) that: It
prohibits any alcohol liquor:
(a)
being brought onto the school premises; (b) any alcoholic liquor
being in the possession of any person on school premises
or during
any school activity, unless authorised by the school principal for
legitimate educational purposes
.
[158]
The second subsection of the provision makes clear that the
prohibition does not apply to the lawful consumption of
alcoholic
liquor at a school activity that is held off school premises,
provided that it is not by a learner. Section 45B
of the
Provincial Act provides for an exception to the prohibition of
alcohol liquor on school premises during school activities,
the
following aspects of which are clear:
[159]
It is evident that the prohibition of the sale or consumption of
alcohol at a school activity or on school premises
remains in section
45B and provides only for an
exception to this prohibition
by
permitting the HOD to authorise a governing body or principal in the
case of the staff function to permit the consumption or
sale of
alcohol on school premises or at school activities. The
exception therefore only arises on application of the school
itself.
[160]
The HOD will consider each application on its merits and take a
decision. In the event that any difficulties are presented
by the
authorisation granted, provision is made for its withdrawal,
including on an urgent basis. But more importantly, very stringent
criminal penalties are provided for in instances of a breach of the
prohibition or any condition that has been imposed; the sanction
in
such instances is that a fine may be imposed not exceeding R 600,000.
[161]
SADTU argues that section 45B of the WC Schools Act “
contradicts
several national, provincial and City policies, strategies and
constitutional jurisprudence.
” But it provides no evidence
at all for this assertion and nor does it pursue many of these
arguments in reply. SADTU relies
on the best interests of the child,
which is a principle that it asserts, the WCED must “
have
regard to
”. However, SADTU tenders no evidence that the
Provincial Minister has failed to have regard to the best interests
of child.
SADTU asserts that the Constitutional Court has held that
the control of the availability of alcohol is a recognised means of
combatting
its adverse effects.
[162]
SADTU relies on paragraph 24
of
Bannatyne
v Bannatyne (Commission for Gender Equality, as Amicus Curiae)
[79]
.
But that paragraph does no more than to affirm that: (a)
children have a right to proper parental care; (b) it is
universally
recognised in the context of family law that the best interests of
the child are of paramount importance; (c) while
the obligation to
ensure that all children are properly cared for is an obligation that
the Constitution imposes in the first
instance on their
parents, there is an obligation on the State to create the necessary
environment for parents to do so; (d) the
State must provide the
legal and administrative infrastructure necessary to ensure that
children are accorded the protection contemplated
by s 28.
[163]
SADTU argued that “
despite
”
the plain wording of section 45B of the Provincial
Act, “
the real power and control
of the use and sale of alcohol at schools appear to lie with the
school governing body or principle,
as the case may be, who may
permit the use and sale of alcohol at schools or at school activities
for any person.
”
This
assertion is plainly inconsistent with section 45B (1) and (2) of the
Schools Act. According to SADTU, section 45B (2) of the
Provincial
Act is of particular concern in the context of the Western Cape where
schools are plagued by the adverse consequences
of alcohol abuse
but does not engage with this in the context of the
limitations imposed by section 45B(2) of the Provincial
Act. No case
for a rights infringement has been made out by SADTU.
The
high watermark of the challenge appears to be “
while SADTU
acknowledges the importance of increasing school revenue, it does not
justify allowing the use and sale of alcohol on
school premises in
view of the significant risk of harm to learners.
”
SADTU accepts that the objective of increasing school revenue is a
legitimate government objective. It disagrees only
with the means by
which this is done. But fail to explain by virtue of the limited
ambit of section 45B of the Provincial Act:
There is a significant
risk of harm to learners; there will be exposure to learners at
schools; learners will be exposed to intoxicated
adults and or the
constraints imposed in section 45B are inadequate to cater for their
concerns. In view of these reasons the claim
must accordingly fail.
[164]
SADTU further argued that section 45B is irrational to the extent
that it jeopardises the safety of learners on school
premises and is
contrary to the learners’ best interests. However, SADTU
presented no evidential basis at all for this
claim. SADTU also
contended argues that section 46A is “
unacceptably vague and
irrational
” to the extent that it does not provide criteria
or guidelines to assist the HoD in exercising his/her discretion.
No detail is provided by SADTU as to the basis for this assertion.
The plain wording of the Provincial Act in s 46B expressly provides
that: The HoD must have due regard to policies of the Western Cape
Government regarding alcohol harms reduction; The approval is
subject
to: (a) the Western Cape Liquor Act, 2008, and any conditions imposed
in terms of that Act; (b) any conditions set by:
the SGB; the
principal in the case of a staff function; and the Head of
Department. The approval is subject to the requirement
that the
consumption and sale of alcoholic liquor on school premises or at a
school activity held on school premises are not permitted
during
school hours.
[165]
Furthermore, The HOD: (a) may issue guidelines to schools for the
consumption or sale of alcoholic liquor on school
premises or at a
school activity in accordance with this section; and (b) must issue
guidelines to schools regarding the presence
of learners when
alcoholic liquor is consumed or sold on school premises or at a
school activity in accordance with this section.
Importantly, SADTU
has not raised any challenge in respect of this provision BUT
challenges section 145B as being impermissibly
vague. For these
reasons the principle of legality does not invalidate section 45B.
[166]
In conclusion, all the challenges brought by EE and SADTU cannot
succeed and falls to be dismissed. This being a constitutional
challenge, I will apply the Biowatch principle as to costs.
[167]
In the Result the following order is made.
1.
The
challenges brought by EE and SADTU is dismissed.
2.
The
Biowatch principle relating to costs applies and each party to pay
its own costs.
LE
GRANGE, ADJP
Legal
Representation:
Parties:
Equal
Education
Counsel
for the first applicant:
Adv
S Rosenberg SC
Adv
U Naidoo
Adv
M Mbikiwa
Attorney:
Equal
Education Law Centre
T
Cooper-Bell / P-S Mkuzo
Parties:
South
African Democratic Teachers Union
Counsel
for the second applicant:
Adv
JH Roux SC
Adv
A Montzinger
Adv
A Foster
Attorney:
Andrews
& Co
Mr
J Andrews
Counsel
for the first and fourth respondents:
Adv
K Pillay SC
Adv
M Bishop
Attorney:
Office
of the State Attorney
Mr
LJ Manuel
Ms
Khomo
[1]
The
governing constitutional provision reads as follows:
“
29
Education
(1)
Everyone
has the right –
(a)
To
basic education, including adult education; and
(b)
To
further education, which the state, through reasonable
measures,
must make progressively available and accessible.”
[2]
See
s 28 of the Constitution.
[3]
The
relevant provisions provide as follows:
‘‘
Collaboration
schools 12C”.
(1)
The Provincial Minister may identify a public school contemplated in
section 12(1)(a) to (f) for declaration as a collaboration
school if
he or she is satisfied that such declaration will be in the
interests of education at the school, having regard to
relevant
reports on the school, including reports on the performance of the
school.
(2)
Subject to subsection (1), the Provincial Minister may, on the
recommendation of the Head of Department, enter into an agreement
with—
(a)
a donor;
(b)
an operating partner; and
(c)
the governing body of a public school, in terms of which an existing
public school contemplated in section 12(1)(a) to (f)
is to be
declared a collaboration school.
(3)
The Provincial Minister may, on the recommendation of the Head of
Department, enter into an agreement with a donor and an
operating
partner for the establishment of a new collaboration school and
establish the school.
(4)
The agreements contemplated in subsections (2) and (3) shall contain
the minimum requirements prescribed by the Provincial
Minister.
(5)-(8)
(9)
The membership of the governing body of a collaboration school shall
comprise 50 per cent of representatives of the operating
partner,
with voting rights, and 50 per cent of the other members of the
governing body, with voting rights: Provided that the
Provincial
Minister may, on good cause shown, declare that the governing body
of a particular collaboration school shall comprise
more than 50
percent of the other members of the governing body with voting
rights.
(10)
In the event of an equality of votes at a meeting of a governing
body of a collaboration school where the operating partner
with
voting rights comprises 50 per cent of that governing body, the
matter must be determined by a majority vote at a general
meeting of
parents present and voting.
(11)-(14)
(15)
The employment of educators and non-educators by a governing body
contemplated in subsection (13) is subject to the
Labour
Relations Act, 1995
,
and the Basic Conditions of Employment Act, 1997 (Act 75 of 1997);
(16)
Despite
section
60
of
the
South
African Schools Act, the
State
is not liable for any act or omission by a collaboration school
relating to its contractual responsibility as the
employer in
respect of staff employed in terms of subsection (13).
(17)
(18)
Save as provided for in this section, the provisions of this Act and
any other applicable law regulating public schools apply
to
collaboration schools. Donor funded public schools 12D.
(1)
The Provincial Minister may enter into an agreement with—
(a)
a donor; and
(b)
the governing body of a public school, in terms of which an existing
public school contemplated in section 12(1)(a) to (f)
is to be
declared a donor funded public school, provided that the Provincial
Minister is satisfied that such declaration will
be in the interests
of education at the school.
(2)
The Provincial Minister may enter into an agreement with a donor for
the establishment of a new donor funded public school
and establish
the school. 9 5 10 15 20 25 30 35 40 45 5
[4]
Donor
funded public schools 12D. (1) The Provincial Minister may enter
into an agreement with—
(a)
a donor; and
(b)
the governing body of a public school, in terms of which an existing
public school contemplated in section 12(1)(a) to (f)
is to be
declared a donor funded public school, provided that the Provincial
Minister is satisfied that such declaration will
be in the interests
of education at the school.
(2)
The Provincial Minister may enter into an agreement with a donor for
the establishment of a new donor funded public school
and establish
the school.
(3)-(6)
(7)
The membership of the governing body of a donor funded public school
may include representatives of the donor, with voting
rights, up to
a maximum of 50 per cent;
(8)
In the event of an equality of votes at a meeting of a governing
body of a donor funded public school where the representatives
of
the donor with voting rights comprise 50 per cent of that governing
body, the matter must be determined by a majority vote
at a general
meeting of parents present and voting.
(9)
The Provincial Minister may, on good cause shown, declare that the
governing body of a particular donor funded public school
shall
comprise more than 50 per cent of the representatives of the donor
with voting rights. (10) Save as provided for in this
section, the
provisions of this Act and any other applicable law regulating
public schools apply to donor funded schools.
[5]
Intervention
facility 12E
.
(1)
Subject to the available resources of the Western Cape Education
Department, the Provincial Minister may establish an intervention
facility for learners who have been found guilty of serious
misconduct.
(2)
An intervention facility shall provide for therapeutic programmes
and intervention strategies, in addition to curriculum delivery,
in
order to address the serious misconduct.
(3)
A learner who has been referred to an intervention facility shall be
given access to education in the manner determined by
the Provincial
Minister.
[6]
Section
12D(9)
[7]
Section
12D(7)
[8]
Section
23(1) and (2) of
SASA
provide as follow:
(1)
Membership
of the governing body of an ordinary public school comprises
:
(a) elected members; (b) the principal, in his or her official
capacity; (c) co-opted members.
(2)
Elected
members of the governing body shall comprise of member or members of
each of the following categories:
(a)
Parents and learners at the school; (b) educators at the school; (c)
members of staff at the school who are not educators;
and (d)
learners in the eighth grade or higher at the school.
[9]
Sections
23(9) and (10) of SASA.
[10]
Section
12C (1) and 12D (1) of the Act respectively.
[11]
Section
12C (3) and 12D (2) of the Act respectively.
[12]
See
2016
(4) SA 546
(CC)
(FEDSAS).
[13]
See
Bezuidenhout v Road Accident Fund
[2003]
3 All SA 249
(SCA)
at para 10.
[14]
2021
(1) SA 341
(SCA)
at par 26.
[15]
2017
(1) SA 468
(SCA)
at paras 70-75
[16]
2013
(1) SA 248 (CC).
[17]
Harksen
v Lane NO
[1997]
ZACC 12
;
1998
(1) SA 300
(CC):
see also Sithole and Another v Sithole and Another para 20.
[18]
2021
(5) SA 34
(CC)
at
par 19.
[19]
Prinsloo
v Van der Linde and Another
1997
(3) SA 1012
(CC)
at para 36.
[20]
Ibid.
[21]
Moise
v Greater Germiston Transitional Local Council: Minister of Justice
and Constitutional Development Intervening (Women's
Legal Centre as
Amicus Curiae)
[2001]
ZACC 21
;
2001
(4) SA 491
(CC)
at par 19. See too: Teddy Bear Clinic for Abused
Children v Minister of Justice & Constitutional Development
2014
(2) SA 168
(CC).
[22]
Pilane
and Another v Pilane and Another
2013
(4) BCLR 431
(CC)
at para 49.
[23]
[2005]
ZACC 15
;
2006
(1) SA 505
(CC)
at para 39.
[24]
(2022)
43 ILJ 1549 (CC) at para 118.
[25]
2016
(4) SA 546
(CC)
at par 26.
[26]
Mashavha
v President of the Republic of South Africa and Others
[2004]
ZACC 6
[2004] ZACC 6
; ;
2005
(2) SA 476
(CC)
at par 49
[27]
Section
150 of the Constitution provides as follows:
“
150
Interpretation of conflicts
When
considering an apparent conflict between national and provincial
legislation, or between national legislation and a provincial
constitution, every court must prefer any reasonable interpretation
of the legislation or constitution that avoids a conflict,
over any
alternative interpretation that results in a conflict.”
[28]
Telkom
SA SOC Ltd v Cape Town City and Another
2021
(1) SA 1
(CC)
at par 37 and Maccsand (Pty) Ltd v City of Cape Town and Others
2012
(4) SA 181
(CC).
[29]
The
relevant provisions of Section 146 of the Constitution provides as
follows:
146
Conflicts between national and provincial legislation
(1)
This section applies to a conflict between national legislation and
provincial legislation falling within a functional area
listed in
Schedule 4.
(2)
National legislation that applies uniformly with regard to the
country as a whole prevails over provincial legislation if
any of
the following conditions is met:
(a)The
national legislation deals with a matter that cannot be regulated
effectively by legislation enacted by the respective
provinces
individually.
(b)The
national legislation deals with a matter that, to be dealt with
effectively, requires uniformity across the nation, and
the national
legislation provides that uniformity by establishing-
(i)
norms and standards;
(ii)
frameworks; or
(iii)
national policies.
(c)
The national legislation is necessary for-
(i)
the maintenance of national security;
(ii)
the maintenance of economic unity;
(iii)
the protection of the common market in respect of the mobility of
goods, services, capital and labour;
(iv)
the promotion of economic activities across provincial boundaries;
(v)
the promotion of equal opportunity or equal access to government
services; or
(vi)
the protection of the environment.
(2)
National
legislation prevails over provincial legislation if the national
legislation is aimed at
(3)
preventing
unreasonable action by a province that-
(a)
is prejudicial to the economic, health or security interests of
another province or the country as a whole; or
(b)
impedes the implementation of national economic policy.
(4)
When there is a dispute concerning whether national legislation is
necessary for a purpose set out in subsection (2)
(c) and that
dispute comes before a court for resolution, the court must have due
regard to the approval or the rejection of
the legislation by the
National Council of Provinces.
(5)
Provincial legislation prevails over national legislation if
subsection (2) or (3) does not apply.
[30]
See
footnote 25 and 26
[31]
Defined
in the Child Care Act 74 of 1983 as schools maintained for the
reception, care and training of children sent thereto in
terms of
the Criminal Procedure Act or transferred thereto under the Child
Care Act.
[32]
Defined
in the Child Care Act as schools maintained for the reception, care,
education and training of children sent or transferred
thereto under
the Child Care Act.
[33]
Defined
in the Child Care Act as including any place suitable for the
reception of a child into which the owner, occupier or person
in
charge is willing to receive a child.
[34]
2014
(5) SA 317
(CC)
at para 13.
[35]
Ibid.
[36]
Investigating
Directorate: Serious Economic Offences and Others v Hyundai
Motor Distributors (Pty) Ltd and Others In re:
Hyundai Motor
Distributors (Pty) Ltd and Others v Smit NO and Others 2001 (1) SA
545 (CC)
[37]
[2000]
ZACC 8
;
2000
(3) SA 936
(CC)
at para 54.
[38]
2015
(2) SA 1
(CC)
[39]
Ibid
at para 43.
[40]
Ibid
at para 44.
[41]
Ibid
at para 45.
[42]
[1995]
ZACC 8
;
1995
(4) SA 877
(CC);
1995
(10) BCLR 1289
(CC)
at para 51.
[43]
Ibid.
[44]
See
Minister of Finance v Afribusiness NPC
[2022] ZACC 4.
[45]
Smit
v Minister of Justice and Correctional Services and Others
[2020]
ZACC 29
;
2021
(3) BCLR 219
(CC);
2021
(1) SACR 482
(CC)
at para 31.
[46]
9
Suspension
and expulsion from public school (3) The Member of the Executive
Council must determine by notice in the Provincial
Gazette –
(a) the behaviour by a learner at a public school which may
constitute serious misconduct; (b) disciplinary proceedings
to be
followed in such cases;
(c) provisions
of due process safeguarding the
interests of the learner and any other party involved in
disciplinary proceedings.
[47]
45.
Code
of conduct, suspension and expulsion at public schools. – (9)
The Provincial Minister shall determine by notice in
the Provincial
Gazette – (a)
the behaviour by a learner at a public school which may constitute
serious misconduct; (b) disciplinary proceedings
to be
followed in such cases;
(c)
provisions of due process safeguarding the interests of the learner
and any other party involved
in disciplinary proceedings.
[48]
Regulations
Relating to Disciplining, Suspension and Expulsion of Learners at
Public Schools in the Western Cape, reg 3.
[49]
See
PriceWaterhouseCoopers Inc and Another v Minister of Finance and
Another
2021
(3) SA 213
(GP)
at paras 22-26 (applicant cannot challenge a related section that it
did not mention in its notice of motion).
[50]
EE
Heads at para 153.
[51]
Maharaj
and Others v Rampersad
1964
(4) SA 638
(A)
at 644B.
[52]
supra
[53]
para
39.
[54]
para
49.
[55]
para
53.
[56]
para
53.
[57]
para
54.
[58]
Section
9 reads: “In all matters concerning the care, protection and
well-being of a child the standard that the child's
best interest is
of paramount importance, must be applied.”
[59]
South
Africa has ratified the ICCPR and is relevant for interpreting the
Constitution under s 39(1)(b).
[60]
Human
Rights Committee General Comment No. 35: Article 9 (Liberty and
security of person)
(16
December 2014) at para 62, fn 176.
[61]
That
appears both from its preamble, and its objects (s 2(a)). The
preamble refers expressly to
s 28(1)(g) and states that one of the Act’s aims is
“providing for special processes or procedures for …
detention … of children”.
[62]
Children’s
Act s 191(2)(h).
[63]
[2008] ZACC 20
;
2009
(1) SA 600
(CC)
[64]
para
69.
[65]
para
70.
[66]
Harksen
v Lane NO and Others
[1997]
ZACC 12
;
1997
(11) BCLR 1489
(CC)
[1997] ZACC 12
; ;
1998
(1) SA 300
(CC)
at para 42.
[67]
Prinsloo
v Van der Linde and Another
[1997]
ZACC 5
;
1997
(6) BCLR 759
(CC);
1997
(3) SA 1012
(CC)
at para 36.
[68]
Ibid.
[69]
Ibid.
[70]
WC
Schools Act s 11H.
[71]
Western
Cape Schools Evaluation Authority Regulations, 2019 published as PN
47 in Provincial Gazette 8079.
[72]
SADTU
AA at para 136: SADTU Record p 127.
[73]
SADTU
AA at para 137: SADTU Record p 127.
[74]
SADTU
AA at para 140: SADTU Record p 128.
[75]
Transport
and Allied Workers Union of South Africa v PUTCO Limited
2016
(4) SA 39
(CC);
2016 (7) at para 46. See also National Union of Metal Workers of
South Africa and Others v Bader Bop (Pty) Ltd and
Another
[2002]
ZACC 30
;
2003
(3) SA 513
(CC)
at para 43.
[76]
National
Education Health and Allied Workers Union v Minister of Public
Service and Administration and Others
2022
(6) BCLR 673
(CC).
[77]
LRA
s 157(1), read with s 24(7).
[78]
ibid
[79]
[2002]
ZACC 31
;
2003
(2) SA 363
(CC).
sino noindex
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