Case Law[2023] ZAWCHC 259South Africa
South African Board for Sheriffs v Seboka and Others - Appeal (A217/2022; A221/2022) [2023] ZAWCHC 259; [2024] 1 All SA 273 (WCC) (19 October 2023)
High Court of South Africa (Western Cape Division)
19 October 2023
Headnotes
because of payments made to a sheriff by judgment debtors. The fund does not reimburse losses suffered due to a sheriff's negligence in their business performance.
Judgment
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# South Africa: Western Cape High Court, Cape Town
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## South African Board for Sheriffs v Seboka and Others - Appeal (A217/2022; A221/2022) [2023] ZAWCHC 259; [2024] 1 All SA 273 (WCC) (19 October 2023)
South African Board for Sheriffs v Seboka and Others - Appeal (A217/2022; A221/2022) [2023] ZAWCHC 259; [2024] 1 All SA 273 (WCC) (19 October 2023)
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# IN THE HIGH COURT OF
SOUTH AFRICA
IN THE HIGH COURT OF
SOUTH AFRICA
WESTERN CAPE DIVISION,
CAPE TOWN
Case
Numbers: A 217/ 2022 and A 221 / 2022
In
the matter between:
SOUTH
AFRICAN BOARD FOR SHERIFFS
Appellant
and
THAKA
FREDERICK SEBOKA
First
Respondent
STEPHANUS
JOHANNES VAN WYK
Second
Respondent
DEPUTY
MINISTER
(JUSTICE
AND CONSTITUTIONAL DEVELOPMENT)
Third
Respondent
Coram: Wille,
Kusevitsky
et
Francis, JJ
Heard: 19
July 2023
Delivered:
19 October 2023
JUDGMENT
WILLE,
J
(majority with Francis J
concurring and with Kusevitsky J, dissenting):
Introduction:
[1]
These
consolidated appeals lie against the orders by Allie J and van Zyl
AJ, granted on 31 March 2022 and 20 May 2022, respectively.
Full reasons for their orders were subsequently handed down in both
these matters. If this appeal succeeds, it will have
no
practical effect since the first and second respondents have since
been removed from their respective posts.
[1]
[2]
Nevertheless, the appellant contends that this appeal
is not moot and
argues that the issues that still require determination are these:
(a) the appellant’s powers to issue a
fidelity fund certificate
‘certificate’ by way of legislative intervention; (b) the
validity of the appointments of
acting sheriff’s by the third
respondent without the confirmation of the appellant; (c) the
appellant's apparent lack of
power to discipline an acting sheriff
after he or she vacates his or her office; (d) the obligation to
‘consult’ with
the appellant and the heads of court
before the appointment of acting sheriffs and, (e) costs.
Overview:
[3]
The
relevant
legislation
provides,
among other things, for the appointment of sheriffs, the
establishment of the appellant, a fidelity fund for sheriffs
and
the regulation of the conduct of acting sheriffs and matters
connected in addition to that.
[2]
The
third respondent under delegated authority, in the prescribed manner
and under certain prescribed conditions, may appoint fit
and proper
persons as acting sheriffs of the court for a lower or superior
court
.
[3]
The delegated authority to the third respondent was a matter of
common cause prior to August 2022.
[4]
[4]
As a general proposition a sheriff may hold office, until the date on
which he attains the age
of sixty-five years. This
notwithstanding, a sheriff may be re-appointed as an acting sheriff
for such additional period
as the third respondent may, after
consultation with the appellant, determine from time to time.
[5]
Suppose also, a sheriff, for any reason, ceases to hold office, then
in that case, the third respondent
(again under delegated authority),
in the prescribed manner, may appoint a person to act as an acting
sheriff for such period as
may be determined from time to time. An
acting sheriff shall not perform any functions assigned to a sheriff
by or under
any law unless: (a) the acting sheriff is the holder of a
certificate or (b) the acting sheriff has paid the prescribed
monetary
contribution to the appellant.
[5]
[6]
Further, the third respondent may only appoint a person to act as an
acting sheriff as aforesaid
after consultation with the judicial
officer who heads the court in respect of whose area of jurisdiction
such appointment is to
be made and subject to written confirmation by
the appellant that it is prepared to issue a certificate to that
person. This may
be on different conditions, which the third
respondent may determine.
[6]
[7]
In addition to the functions assigned to the appellant (by way of the
legislative intervention),
the appellant may: (a) arrange for cover,
through insurance, for sheriffs against any loss, damage, risk or
liability which they
may suffer or incur, subject to the approval of
the third respondent; (b) frame a code of conduct which shall be
complied with
by sheriffs and, (c) in general perform such acts as
may be necessary or expedient for the achievement of its objects.
This
we understand to mean service delivery to ensure equal
access to justice. Following the provisions by way of
legislative
intervention, a fund falls to be established and
into which is paid: (a) interest paid to the fund which accrues from
funds
in a sheriff’s trust account; (b) the prescribed
contributions paid by sheriffs; (c) interest derived from the
investment
of the sums of money in the fund; (d) monies recovered on
behalf of the fund under subrogation; (e) monies paid to the
appellant
by an insurer and, (f) monies which may accrue to the
appellant from any other source. The fund is controlled and
managed
by the appellant and monies forming part of the fund must,
until spent or invested, be paid into and kept in an account opened
with a registered deposit taking institution.
[7]
[8]
The monies in the fund must be utilised: (a) for the settlement of
claims admitted against the
fund or judgments, including costs,
obtained against the fund; (b) for any contribution in the discretion
of the appellant in respect
of expenses incurred by a claimant to
verify his claim; (c) for legal expenses incurred in defending an
action against the appellant
in respect of the fund or otherwise
incurred concerning the fund; (d) for premiums payable in respect of
insurance agreements entered
into by the appellant; (e) for the
expenses involved in the control and management of the fund and, (f)
for interest on and redemption
of loans negotiated by the appellant
on behalf of the fund.
[9]
In addition, the appellant may, at its discretion, agree with an
insurer for insurance cover whereby
the fund will be indemnified
against liability to compensate any person who suffers any loss or
damage as a result: (a) of the
failure of a sheriff to pay out or
deliver to any such person any money or property over which he
acquired control under his office
or the proceeds of the sale of such
goods; (b) of an act or omission of a sheriff in connection with the
service or execution of
any process; (c) of the arrest of any person;
(d) of the rescue or escape of any person arrested or committed to
custody and for
which the sheriff may be liable in law. Typical
losses covered by the fund include monies retained from sales in
execution
pending registration of transfer of immovable properties
and monies held because of payments made to a sheriff by judgment
debtors.
The fund does not reimburse losses suffered due to a
sheriff's negligence in their business performance.
[10]
Further, the appellant may prescribe, in connection with indemnity
insurance, the minimum requirements to
be complied with, the
contingencies to be covered by such insurance and the circumstances
under which a person who would otherwise
be required to obtain such
insurance shall be exempted from such insurance. Thus, there
are two species of insurance at play.
The first type of
insurance is professional indemnity insurance, which must be obtained
by a sheriff. An acting sheriff is
not obliged to obtain such
professional indemnity insurance unless this is a condition of his or
her appointment.
[8]
[11]
The second type of insurance is the insurance to indemnify the fund,
which the appellant may, in its discretion,
elect to enter into
against liability for the contingencies that may arise.
[9]
Again, on the face of it, this applies only to the post of a sheriff
and not to the post of an acting sheriff. We say
this because
of the wording of the section, which dictates that this agreement
shall be entered into in respect of sheriffs generally.
Further, remember that acting sheriffs are not disqualified from
acting without professional indemnity insurance unless this is
stipulated as an appointment condition.
[12]
That being said, an acting sheriff must apply in the prescribed form
to the appellant for the appellant to
issue the relevant certificate
to him or her, and the defined contribution must accompany the
application. In addition, a
sheriff
applying for a certificate must furnish such additional particulars
in connection with his application as the appellant may require.
This provision, again, on the face of it, on a strict interpretation
of the law, may not find application concerning an acting
sheriff.
[10]
[13]
In addition, certificates must be applied for every year, and the
application must include the following:
(a) a completed and signed
application form; (b) the prescribed contributions; (c) a certified
copy of the identity document of
the acting sheriff and, (d)
documentary proof that professional indemnity insurance is in place.
This latter requirement qualifies
the possible risk to the
appellant. Once the appellant is satisfied, after consideration
of the application, that an acting
sheriff is a suitable person to
hold a certificate, the appellant is
obliged
to issue a
certificate in the prescribed form, which shall be valid until the
end of the calendar year in respect of which it has
been published.
The appellant may also give an acting sheriff a certificate with a
validity period of at least one month
and not more than one year. As
a matter of pure logic, if a certificate is issued,
albeit
for
one month, the appellant must have been satisfied with the risk
associated with the appointment. It is significant in
this
connection that the appellant may arrange for cover, through
insurance, for sheriffs against any loss, damage, risk or liability
which they may suffer or incur, subject to the approval of the third
respondent. Thus, the third respondent does have some
influence
in this process and the assessment of risk.
[14]
The appellant may not issue a certificate to a sheriff if they are
not ‘suitable’. An acting
sheriff will not be
suitable if he or she: (a) is not a citizen and permanent resident;
(b) is not of or over the age of twenty-one
years; (c) is an
un-rehabilitated insolvent; (d) is of unsound mind; (e) does not
comply with the prescribed standard of training;
(f) does not have
the prescribed practical experience; (g) has at any time been
dismissed from a position of trust because of improper
conduct
involving a breach of such trust; (h) has at any time been convicted
of any offence involving dishonesty or of any other
offence for which
he has been sentenced to imprisonment without the option of a fine;
(i) failed to comply with the provisions
relating to b
ook-keeping
and the auditing of accounts during
a period of one
year immediately before the date on which the application for the
certificate is made; (j) has at any time been
prohibited by a court
from dealing with the a
ccounts
for trust money
in any manner; (k) was previously the
holder of a certificate which has been cancelled or withdrawn by the
appellant; (l) has at
any time incurred liability towards the
appellant after the appellant has settled a claim or judgment against
the fund, unless
this amount has been repaid to the appellant or
satisfactory arrangements have been made for the repayment of any
such amount and,
(m) has not obtained the necessary professional
indemnity insurance to the satisfaction of the appellant to cover any
liability
which he or she may incur during the performance of his or
her functions. Again, this latter requirement qualifies the
possible
risk to the appellant.
[15]
These criteria would disqualify a
sheriff
from obtaining a
certificate from the appellant. The same disqualifications
would apply to the post of an acting sheriff,
save that an acting
sheriff is not obliged to, but may, provide to the appellant proof of
professional indemnity insurance unless
this appears as a condition
of his appointment. The appellant also has the power to cancel
a certificate issued after at
least fourteen days’ notice in
writing: (a) if the
sheriff
becomes subject to specific
disabilities which would disqualify the
sheriff
from being
issued with a certificate; (b) if the
sheriff
contravenes or
fails to comply with a condition imposed by the appellant when
issuing a certificate or, (c) if that certificate
was issued on
information subsequently proved to be false. Moreover, the
appellant must cancel a certificate of a
sheriff
if it is
requested by the
sheriff
to do so or if the
sheriff
ceases to hold office.
[16]
Any person possessing any revoked certificate must return the revoked
certificate to the appellant within
thirty days of becoming aware of
the cancellation. These are additional safeguards at the disposal of
the appellant which would,
in our view, equally apply to the post of
an acting sheriff. What remains is how one interprets the
provision that only obliges
an
acting sheriff
to put up
professional indemnity insurance if this is a condition of his or her
appointment.
[17]
The answer may lie in the claim procedure. When proceeding with
a potential claim against an acting
sheriff, the potential claimant
must exhaust all available legal remedies against the practitioner
concerned and against any other
persons liable for any loss suffered
before having recourse to claim under and in terms of the
certificate.
The fund is not responsible for any
loss or damage suffered by an acting sheriff because of any act or
omission by the acting
sheriff or any employee in the acting
sheriff's service. No person shall recover from the appellant
in respect of the fund
any amount more significant than the
difference between the amount of the loss or damage suffered and the
amount or value of all
sums of money or other benefits received or
the entitlement to receive from any other source in respect of that
loss or damage.
In addition, no amount shall be paid out of the
fund as interest on the amount of any claim admitted against the fund
or
any judgment obtained against the fund.
[18]
In addition,
when the appellant settles any claim or judgment against the fund,
there shall pass to the appellant all the rights
and remedies of the
claimant in respect of his lawsuit against the acting sheriff or
other person or, if applicable, in the case
of the death, insolvency
or other legal incapacity of any such acting sheriff or person,
against the estate of any such acting
sheriff or person.
[19]
A complainant may complain about the conduct of an acting sheriff to
the appellant. A complaint must
be submitted through an
affidavit in the prescribed format by the person affected by the
acting sheriff's conduct. Where
the complainant has instructed
an attorney or a third person to complain on their behalf, the
written authorisation must accompany
their complaint.
If
and when the appellant finds a sheriff guilty of improper conduct,
the appellant may cancel the sheriff's certificate.
This is yet
another safeguard at the disposal of the appellant.
Context:
[20]
The first respondent was previously appointed as a sheriff, and he
after that reached retirement age and
was no longer entitled to hold
office as a sheriff. The second respondent was
also
previously appointed as a sheriff of the lower court. These
posts in the various sheriff's offices were historically
fragmented,
with different sheriffs set for the high and lower courts.
Nearly three decades ago, the third respondent decided to
combine the offices of the high and lower courts.
[21]
When the office occupied by the second respondent became vacant, the
second respondent applied to the third
respondent to be appointed as
the sheriff of the high court, and he was so appointed. At this
time, the retirement age for
sheriffs appointed for the lower court
was
pegged at seventy years of age. The
retirement age for sheriffs selected after that was pegged at
sixty-five years of age.
[22]
Thus, the second respondent was obliged to retire as the sheriff of
the high court five years before he was
compelled to retire as the
sheriff of the lower court. Following consultations, the third
respondent reappointed
the second
respondent
as the
sheriff of the high court for a further period so that the date he
would reach the compulsory retirement age as sheriff
of the high
court would coincide with the mandatory retirement age as the sheriff
of the lower court.
After
that, the second respondent
reached
the compulsory retirement age as the sheriff of both courts
and
was no longer entitled to hold office as a sheriff.
Subsequently,
the third respondent re-aligned some magisterial districts to
reconfigure certain jurisdictional boundaries to ensure
equal access
to justice. This process took longer than anticipated.
However, the third respondent
attempted to complete the
process before appointing permanent sheriffs in areas that might have
been re-configured. Thus,
pending this process, the third
respondent preferred appointing retired sheriffs in acting positions
to ensure stability and continuity
within the sheriff’s offices
and to maintain service delivery. Both the first and second
respondents received letters
from the third respondent informing them
that they had been appointed as acting sheriffs in their separate
areas of jurisdiction
for a limited specified period or until the
vacant posts had been filled, whether by way of advertisement or
re-description and
allocation, whichever occurred first.
[23]
Upon being appointed as acting sheriffs, they were both in possession
of certificates at the instance of
the appellant. Their
appointments as acting sheriffs were extended from time to time, and
they were again issued certificates
at the instance of the
appellant. The third respondent had yet to appoint permanent
sheriffs in several jurisdictions, and
the first and second
respondents acting appointments were again extended. Similarly,
during this time, the first and second
respondents held valid
certificates and complied with the appellant’s fund
requirements.
[24]
A paradigm
shift occurred when the third respondent announced the appointment of
ten new board members to the appellant, and the
new board members
were to serve a three-year term.
The new board
adopted a policy decision that the appellant would no longer issue
any certificates to retired sheriffs because these
retired sheriffs
continued appointment as acting sheriffs (so they alleged) posed a
direct and substantial threat to the fund.
[25]
After that, the appellant refused to issue the first and second
respondents their required certificates,
notwithstanding that the
third respondent desired to renew their appointments until the
proposed re-configuration process had been
completed. This new
policy shift at the instance of the appellant was then the focus of a
challenge by the first and second
respondents before our colleagues
Justice Allie and, after that, before Justice van Zyl. These
successful challenges at the
instance of the first and second
respondents form the subject matter of this consolidated appeal and
the issue of costs.
Chronology:
[26]
Given the new regime at the helm of the appellant, the third
respondent commenced with a line of open communication
with the
appellant. The third respondent said that he was busy
completing the re-configuration of the court districts, which
would
impact the several vacant sheriff’s posts. This was
because the third respondent was still determining when the
process
would be completed. This was necessitated by a process
involving consultation with many different stakeholders.
In
anticipation of these possible delays, the third respondent was
preparing for the extensions of acting sheriff’s positions
that
were looming and due to expire.
[27]
Attached to this correspondence by the third respondent featured a
list of all the sheriffs appointed in
acting positions whose
appointments were due to expire. The appellant was requested to
indicate whether any disciplinary
proceedings were pending against
any of the so-listed sheriffs and whether the appellant was willing
to issue them with the required
certificates should they be
appointed. The third respondent wanted to know if these acting
sheriffs were disqualified from
being appointed.
[28]
The first and second respondents featured on the list attached to the
correspondence because their interim
appointments were due to
expire. Despite this, this correspondence remained unanswered
for more than two months. After
that, the first respondent
received a letter from the third respondent notifying him that the
appellant was not prepared to issue
him a certificate because
‘serious complaints’ had been preferred against him.
The appellant was unwilling to
furnish the third respondent with
information about the details of the alleged complaints as the matter
was before the appellant’s
disciplinary committee and was
(according to the appellant) the subject of legal privilege.
[29]
This notwithstanding, an agreement was brokered between the third
respondent and the appellant that the first
respondent would be
issued a certificate for one month only. Moreover, by way of
response, the first respondent communicated
with the appellant and
confirmed that there were no credible complaints against him, as
alleged. Further, he opined that
the appellant was not at risk
from the perspective of any potential claim against the fund.
[30]
Most significantly, the first respondent subsequently received
correspondence from the appellant congratulating
him on his
appointment as an acting sheriff and set out the requirements for the
first respondent to be issued with a certificate
for the period of
his interim appointment. Shortly after this, the first
respondent submitted his application with all the
required documents
for a certificate after paying the prescribed fees. The first
respondent also attached a certificate confirming
his professional
indemnity insurance to his application. After that
,
the appellant caused its policy decision in connection with the
appointment of retired sheriffs’ to be published on their
official website.
[31]
The fundamental issue highlighted by the appellant was that the
appointment of retired sheriffs exposed the
fund to substantial
risk. This was also because (so it was alleged) that once a
sheriff retired, the said retiree no longer
fell under the
appellant's disciplinary jurisdiction of the regulatory body. The
appellant alleged this was an ongoing concern
because they struggled
to obtain fund insurance. The appellant averred that a
potential service provider had advised them
that this was the
fundamental reason prospective insurers were unwilling to insure the
fund. Nothing more and nothing less
was said in this
connection, and no supporting documentation or additional facts were
placed before the court in support of this
averment.
[32]
In response, the third respondent again communicated with the
appellant. It is helpful to set out the
stance adopted by the
third respondent in this connection, namely:
o
On
Friday, 18 February 2022, I received, via WhatsApp, a letter from you
dated 17 February 2022, which provided a list of acting
sheriffs “who
are in good standing and currently have no pending complaints and
disciplinary matters against them and are
eligible to be considered
for extension.” This list included retired sheriffs, thus
making it abundantly clear that
retired sheriffs who are in good
standing and without complaints or disciplinary matters are to be
considered for acting appointments.
o
You also
attached a list of sheriffs in close proximity to these vacant
offices whom I could consider for appointment as acting
sheriffs and
stated that those “who are in close proximity, but have pending
complaints and/or disciplinary actions against
them… have been
omitted.” Here too, the list of possible acting
appointments included retired sheriffs.
o
This
list comprised of the original 18 names in your letter of 17 February
2022 minus 8 of those names. You provided a list of “eligible
sheriffs which the Minister may consider for acting appointment”.
This list includes some retired sheriffs, and some
retired
sheriffs were on the list of those you would issue fidelity fund
certificates to.
o
With
regard to your letter of the 5 February 2022, you state that the
Board had taken a decision not to issue retired sheriffs with
fidelity fund certificates in respect of acting positions post their
retirement from the profession. You do not provide a reason
for the
Board’s decision or point out on what bases the Board would
refuse to issue the Fidelity fund certificates to them.
o
A
decision such as this has a significant impact on the sheriffs’
profession and on service delivery. With a crucial decision
like
this, I would’ve expected the SABFS to properly inform me, in
writing, of this decision and the reason for it.
o
For the
record, I personally do not view retired sheriffs as necessarily
being more of the risk than others sheriffs, especially
since the
retired sheriffs are experienced and would have been in receipt of
fidelity fund certificates in the past.
o
This is
the first time during my tenure that I have been informed that a
retired sheriff should not be considered for appointment
as an acting
sheriff as it poses a substantial and direct risk to the Fidelity
Fund.
o
I would
also like to state that in my eight years of appointing acting
sheriffs, the SABFS has never raised problems with retired
sheriffs
getting a fidelity fund certificate. In fact, the current Board has
indicated on a number of occasions that it is prepared
to issue a
fidelity fund certificate to a retired sheriff or a sheriff reaching
retirement age. I do not know why this is now suddenly
a problem.
o
The
Sheriffs Act provides that a sheriff shall hold office until the date
on which he or she attains the age of 65 years, but may
be
reappointed for such period as the Minister may, after consultation
with the Board determined.
o
In other
words, as the Sheriffs Act specifically provides that sheriffs who
have reached the age of 65 may be reappointed by the
Minister after
consultation with the Board, I thus view your decision not to give
retired sheriffs fidelity fund certificates as
trying to overrule the
Act which specifically allows for retired sheriffs to be reappointed.
o
In
conclusion, there appears to be a seemingly sudden and undue interest
in the appointment of acting sheriffs from the side of
the Board and
in particular reluctance to appoint retired sheriffs. I am therefore
concerned that the Board is over-reaching into
a terrain which is
that of the Executive and trying to impose its will and decisions on
the Executive without proper consideration
as to the service delivery
implications of such a decision.”
[33]
After
that,
the third respondent addressed a letter to
two
voluntary associations representing the sheriffs' interests and
raised
the following issues, namely: (a) that the third
respondent had reappointed several acting sheriffs until the
vacancies had been
filled and permanent appointments had been made,
whether by way of advertisement and allocation, whichever occurred
first and,
(b) that no less than ten acting sheriffs had been
re-appointed for a period of one month because the appellant had
stated that
these sheriffs had severe complaints against them and the
appellant was only prepared to issue these acting sheriffs with a
certificate
for one month to facilitate a proper hand-over process.
[34]
According to the third respondent, the appellant had decided not to
issue certificates to acting sheriffs
who had attained retirement
age, even if they were in good standing. Thus, this policy
decision significantly impacted service
delivery. According to
the third respondent, this policy decision should have been discussed
with him (given his delegated
authority) and with the sheriff’s
profession in general.
[35]
Further, the third respondent indicated that it
was the first time during his tenure that he had been notified that a
retired sheriff
could not be considered for appointment as an acting
sheriff as this allegedly posed a substantial risk to the fund. What
was curious about the position adopted by the appellant was that the
appellant
stated it could not furnish the third respondent
with the details of any complaints pending against these acting
sheriffs as the
matters were before the appellant’s
disciplinary committee and were the subject of legal privilege.
[36]
Thus the position adopted by the appellant left the first and second
respondents in an untenable position.
Accordingly, they
decided to approach the court to challenge the policy view adopted by
the appellant. In their application
(which was presented before
Allie J), they sought the following relief: (a) declaring the
appellant’s failure and refusal
to
issue
them with the required certificates to be
unlawful; (b)
ordering and directing the appellant to forthwith issue them with the
certificates provided that the certificates
would be
ipso facto
cancelled
if they ceased to hold office;
(c)
directing them to return any certificates
to the appellant within thirty days after they ceased to hold office
and, (d)
that the appellant be ordered to pay their costs on
an attorney and client scale.
[37]
This application was successful. In summary, the appellant was
directed to confirm in principle to
issue the first and second
respondents with certificates if they qualified (or were not
disqualified) after having been appointed
by the third respondent.
Significantly, the appellant remained defiant despite the necessary
applications and indemnity insurance
cover provided to the appellant
by the first and second respondents when they applied for their
credentials following the provisions
of the court order. This
resulted in another application being presented to the court (before
van Zyl AJ), declaring the
appellant's failure to issue the required
certificates to the first and second respondents unlawful.
Consideration:
[38]
The core issue that bears scrutiny is the argument by the first and
second respondents that this appeal is
moot.
Section
16(2)(a) of the Superior Courts Act provides as follows:
[11]
‘…
(i)
When at the hearing of an appeal, the issues are of such a nature
that the decision sought will have no practical
effect or result, the
appeal may be dismissed on this ground alone.
(ii)
Save under exceptional circumstances, the question whether the
decision would have
no practical effect or result is to be determined
without reference to any consideration of costs…’
[39]
A case that presents before an appeal court may eventually lose an
element of justiciability and become moot.
This may occur if a
disagreement that initially existed is no longer live due to a change
in the status of the parties involved.
In this case, the
delegated authority bestowed upon the third respondent was withdrawn,
and the first and second respondents were
removed from their
respective posts as acting sheriffs. On the facts these appeals
are undoubtedly moot. Our courts
have over time developed some
exceptions to this mootness doctrine. One of these exceptions
goes to equitable mootness which
is a cousin to the mootness
doctrine.
[40]
This is then in the form of a court’s discretion in matters of
judicial administration in the interests
of justice. Thus,
although moot, some disputes may have the potential of recurrence.
This exception falls, however,
to be used sparingly and applies only
in exceptional circumstances.
[41]
As a general proposition, judicial resources ought to be used
efficiently. They should not be dedicated
to advisory opinions
or abstract propositions of law, and courts should avoid deciding
abstract, academic, or hypothetical matters.
[12]
Thus, a court has only discretionary power to entertain even
moot issues.
[13]
[42]
The delegated authority given to the third respondent was reviewed.
Following this, the delegated authority
given to the third respondent
to appoint and remove acting sheriffs was terminated.
[14]
The reason for the termination of this authority appears to have been
a breakdown in the relationship between the third respondent
and the
appellant.
[15]
The
recurrence of this unfortunate relationship is highly unlikely.
Thus,
looms the issue if it would be appropriate and competent for this
court to decide the currently formulated challenges by the
appellant.
[43] I
say this because these challenges are all underpinned by historical
facts and circumstances. By way
of illustration, the
‘certificate’ issue is inextricably factually connected,
among other things, with the previously
delegated authority to the
third respondent, which has long since been withdrawn.
[44]
Accordingly, the argument is whether the challenges by the appellant
would or could not be dispositive of
what may occur in future with a
different variation. As a matter of logic, this reasoning
applies equally to the previous
challenges piloted by the first and
second respondents. Our sense of this issue must also be
influenced by subsequent litigation
chartered by the appellant
against the first and second respondents.
Several
months after the third respondent appointed the first and second
respondents as acting sheriffs, the appellant launched
two urgent
applications against the first and second respondents in different
jurisdictions.
[45]
The appellant sought the following relief against the first and
second respondents, namely: (a) that they
forthwith are interdicted
from performing the functions of a sheriff without a certificate
pending the final determination of the
application presented before
van Zyl, AJ and (b) that the third respondent be ordered to appoint
acting sheriffs (save for the
first and second respondent) within ten
days of the date of the order and until the final determination of
the application that
presented before van Zyl, AJ.
[46]
The application against the first respondent was struck from the roll
for lack of urgency. The matter
remains pending, and no date
for the hearing of the matter on the opposed motion court roll has
been set. In all probability,
this matter is unlikely to
proceed because it has become moot and of academic value only.
Significantly, the appellant has
not engaged with this issue at
all. The application against the second respondent was heard,
and an order was issued, interdicting
the second respondent from
performing the functions of a
sheriff
(no reference in the
order was made to an acting sheriff) without being given a
certificate by the appellant.
[47]
In response, the second respondent delivered a notice of application
for leave to appeal. This application
was dismissed, and the
second respondent approached the Supreme Court of Appeal for further
relief. This latter application
was also dismissed with costs.
After that, the first and second respondents received letters from
the third respondent informing
them that the appellant had requested
the third respondent to remove them as acting sheriffs and allowed
them to give reasons why
they should not be dismissed as acting
sheriffs. The third respondent was provided with comprehensive
and detailed reasons
why the first and second respondents should be
kept on as acting sheriffs. Despite this, the third respondent
advised both
the first and the second respondents that they would be
removed as acting sheriffs.
[16]
Both the respondents sought to review this decision. This
review application was dismissed. As a result, the first
and
second respondents have not been in their respective positions as
acting sheriffs for almost a year. Most significantly,
the
appellant opposed the second respondent’s application for leave
to appeal on the basis that the issue was moot.
[48]
The appellant concedes that overturning the court's orders of the
first instance will have no practical effect
as the first and second
respondents have been removed from their posts as acting sheriffs.
The appellant argues that this
court must exercise its discretion to
hear these appeals as it is in the interests of justice to do so.
They say this, among
other things, because they allege that the
appellant is hamstrung in exercising its statutory powers to regulate
the sheriff’s
profession, which negatively impacts the
administration of justice.
[49]
We do not see it this way. This is because the third
respondent’s delegated authority has been
withdrawn.
Thus, the same facts or similar variations will not be presented to
another court for adjudication. The
argument about the issue of
conflicting judgments is also unpersuasive. I say this because
the other matters before the different
courts were presented with
additional facts for different remedies
[50]
Firstly, we see no judicial precedent tension between the orders of
Allie J and van Zyl AJ granted and the
order delivered by Sher J.
Before, Sher J was presented an application on behalf of a sheriff,
not an acting sheriff.
The facts are entirely different with
those involving this consolidated appeal. This matter was about
relief pending the
outcome of a review application where a sheriff
was in default and his certificate had been revoked. I am in
wholesale agreement
with the order and the legal reasoning adopted by
Sher J, as his core finding was that the court had no power to have
ordered the
granting of a provisional fidelity fund certificate
pending the outcome of the review application. It is difficult
to understand
how this order (or even the legal reasoning attached to
it) conflicts with the orders and legal reasoning adopted by Allie J
and
van Zyl J. We remain unpersuaded.
[51]
Secondly, turning now to the jurisprudence by Hendricks JP.
[17]
This case was also fact specific. Before Hendricks JP, was an
application involving interdictory relief because of
complaints set
out in a charge sheet against the second respondent coupled with
several alleged violations and certain alleged
breaches of the
sheriff’s code of conduct by the second respondent.
[52]
The learned judge ordered, among other things, that the second
respondent be interdicted from performing
the functions of a
sheriff
(this must have included an acting sheriff) without a
valid certificate issued by the appellant. Undoubtedly, this
order was
correct as it bore reference to the specific conditions of
appointment of this acting sheriff by the third respondent.
Thus,
this order (and its legal reasoning) does not conflict with the
order (and the legal reasoning attached to it) by van Zyl AJ.
Further, van Zyl AJ only ordered that the first and second
respondents were not prohibited from carrying on their business of
acting sheriffs because the appellant needed to issue them with
certificates as directed by the court. This is of crucial
importance as one of the specific conditions attached to the
appointment of the second respondent was that he complied only with
the
requirements
to be issued with a certificate.
[53]
Finally, turning to the judgment of van der Westhuizen, J.
[18]
The case presented involved a review application by the two
respondents in this appeal against the third respondent for removing
them as acting sheriffs. Judge van der Westhuizen held that it
was a condition of the first and second respondents' appointment
as
acting sheriffs (when appointed by the third respondent) that they
complied with the
requirements
to be issued certificates from the appellant. More importantly,
another specific condition was attached to their appointments
as
acting sheriffs, namely that they were not
charged
with improper conduct by the appellant during their appointment
periods.
[54]
This is a discrete issue from the legal reasoning by van Zyl AJ
following a strict interpretation of the
applicable legislation.
The respondent is empowered to attach conditions to the appointment
of acting sheriffs, which he
did in this case. The appellant
raises another point. The point is that van Zyl AJ made a
definitive finding as to
the consultation process that needed to be
followed with the judicial heads of the court in whose jurisdiction
such acting appointments
were to be made. It is so that van Zyl
AJ expressed an opinion in this connection in the reasons she handed
down. However,
most importantly, no order was made to deal with
this issue.
[55]
We are also not convinced that this issue was adequately before her
on the papers, and this issue was not
central to and did not
influence her main findings as set out in the order granted.
[56]
Thus, none of these cases conflict with or are mutually destructive
of each other, either by their orders
or by the legal reasoning
attached to them. Put another way, none of these different
decisions would create a binding precedent
tension in our
jurisprudence.
[57]
In one final throw of the dice, the appellant contends that this
appeal is not moot because of costs.
For the request to this
court on the question of costs alone, the test is whether the
interest of justice permits this. If
a matter is factually
moot, this mootness cannot be overlooked merely because of the issue
of costs. I find that the facts
of this case do not warrant
this appeal court’s interference in the costs orders issued in
the courts of the first instance.
This appeal court is not
clothed to provide litigants with legal advice or opinions on
hypothetical scenarios underpinned
by discrete factual scenarios on
issues that may or may not present themselves before a court in the
future.
[58]
Also, we do not see how the appellant is hamstrung. It is
difficult to understand how setting aside
the orders by the courts of
the first instance will assist the appellant in the ‘future
exercise of its statutory powers’
to regulate the sheriff’s
profession
. The factual position and
circumstances that prevailed almost a year ago and whatever
influences these held for the lawfulness
or otherwise of the previous
court orders, should have no bearing on any future acting
appointments that may or may not be contemplated
in consultation with
the appellant. Thus, while these matters may engage this appeal
court’s jurisdiction, it is not
in the interests of justice to
entertain these appeals.
Costs:
[59]
Even
with
the orders granted in the court of the first instance, the appellant
persisted in its refusal to issue the certificates to
the first and
second respondents. The appellant disputed the validity of the
first and second respondents’ appointments
as acting sheriffs
by the third respondent and held out to the public that there were no
acting sheriffs in these respective areas
of jurisdiction. The
reasons for the appellant’s refusal to recognise the
appointment of the first and second respondent
by the third
respondent as acting sheriffs and to issue them with certificates are
not understood and were not legitimate.
Further, it was a
matter of common cause that the third respondent appointed the first
and second respondents as acting sheriffs
for their respective
jurisdictions.
[60]
Undoubtedly, the power at this time to appoint acting sheriffs
resided with the third respondent. This
authority was expressly
conferred on him. Thus, the appellant was not at this time
vested with any power to appoint or remove
a sheriff or acting
sheriff. The appellant exercised an advisory and consultative
role. The veto right in the hands
of the appellant applied in
respect of the grounds of disqualification by way of legislative
intervention. These disqualification
grounds did not apply to
either the first or second respondent. The power vested in the
third respondent at the time to have
appointed the first and the
second respondents and their subsequent appointment constituted an
administrative decision that the
appellant should have considered and
remained valid until set aside through review.
[19]
[61]
I d
isagree that public members would be
at risk because the appellant did not issue the first and second
respondents with certificates.
The public would enjoy recourse
against the fund irrespective of whether the first and second
respondents were given certificates.
Also, the appellant had
several safeguards to regulate the conduct of the first and second
respondents. Further, through
legislative intervention, a
claimant may claim from the fund only after all available legal
remedies have been exhausted against
the acting sheriff regarding
whom the claim arose and against all other persons liable for the
loss or damage suffered by the claimant.
Any other claims by
public members against an acting sheriff cannot be recovered from the
fund but fall to be recovered directly
from the acting sheriff
personally. For these claims, sheriffs themselves take out
indemnity liability insurance.
[62]
This indemnity liability insurance covers the unintentional acts of
an acting sheriff or his or her employees,
which may result in loss
or damage to members of the public. By contrast, fund insurance
cover is limited to intentional
dishonest or fraudulent acts of an
acting sheriff or his or her employees, resulting in loss or damage
to the public. By
its very nature, indemnity liability
insurance is more comprehensive than fidelity insurance coverage.
Finally, if the fund
settles any claim, there shall pass to the
appellant all the rights and remedies of the claimant in respect of
the lawsuit against
the acting sheriff (or other person) or, if
applicable, in the case of the death, insolvency or other legal
incapacities of any
such acting sheriff or person, against the estate
of any such acting sheriff or person. Thus, it is difficult to
discern
how the members of the public would be at risk because the
first and second respondents were not issued with certificates by the
appellant.
[63]
I
mention
these issues only as they have some bearing on the costs of these
appeals. It is so that when awarding costs, a court
has a
discretion, which it must exercise judiciously and after due
consideration of the salient facts of each case at that moment.
The decision a court takes is a matter of fairness to both sides.
[20]
The court is expected to take into consideration the peculiar
circumstances of each case, carefully weighing the issues in
each
case, the conduct of the parties as well as any other circumstance
which may have a bearing on the issue of costs and then
make such
order as to costs as would be fair in the discretion of the court.
No hard and fast rules have been set for compliance
and
conformity by the court unless there are exceptional
circumstances.
[21]
[64]
In all the circumstances, a costs order is warranted for some of the
reasons set out in this judgment.
Whilst we harbour some doubt
about the propriety of appellant’s alleged conduct during this
litigation, we cannot visit upon
the appellant the requested cost
order sought by the first and second respondents since the inception
of this litigation, absent
further evidence.
[65]
That being said, it must have dawned on the appellant shortly after
the first and second respondents were
removed from their posts as
acting sheriffs that the issues in this consolidated appeal remained
moot. For these reasons,
a portion of the costs will be awarded
to the first and second respondents in this consolidated appeal. The
doctrine of mootness
took final shape when the review application was
dismissed by way of the order handed down on 9 December 2022. Thus,
the
appellant shall be liable for the costs of and incidental to
these consolidated appeals on a party and party scale (including the
fees of senior counsel where so employed), as taxed or agreed, from 1
January 2023 and after that. The date is pegged at
1 January
2023 to have afforded the appellant some time to have considered and
deliberated upon its legal position after the review
application was
dismissed on 9 December 2022.
[66]
Thus, the following order is granted namely that:
1.
The consolidated appeals are dismissed as they are moot.
2.
The appellant shall be liable for the costs of and incidental to
these consolidated
appeals on a party and party scale (including the
fees of senior counsel where so employed), as taxed or agreed, from 1
January
2023 and after that.
WILLE,
J
I
agree:
FRANCIS,
J
KUSEVITSKY,
J
:
((dissenting).
[67]
I have had the benefit of reading the judgment (“the main
judgment”) penned by my brother Wille
J and agreed with by
Francis J. I am unfortunately not in agreement with the reasoning and
conclusion therein and would have upheld
the appeal for the reasons
that follow.
[68]
The factual background underpinning the consolidated appeals, as well
as the legislation applicable to the
powers of the Appellant (“the
Board’), the appointment of sheriffs and acting sheriffs and
the role of the Board and
Third Respondent within that regulatory
framework has been fully set out and canvassed in the main judgment
and needs no repetition.
[69]
The main judgment found that the issues were moot since firstly, the
First and Second Respondents (“the
Respondents”) have
been removed from their posts as acting sheriffs and secondly,
because the Third Respondent’s delegated
authority has been
withdrawn. Whilst factually it may be the case that the First and
Second Respondent’s no longer occupy
the position, the same can
not be said about the latter contention.
[70]
It is common cause that the delegated authority in favour of the
Third Respondent was revoked, ostensibly
because of personality
clashes between the Third Respondent and the Board. In the main
judgment, one of the reasons for the mootness
in this regard is the
contention that because the Third Respondent’s delegated
authority had been revoked, that the same
facts or similar variations
will not be presented to another court for adjudication. This
therefore begs the question, does this
mean that at some future
point, the Minister might not again exercise this power of delegation
upon a newly appointed deputy minister
with whom no such personality
clash exist
viz a viz
the Board?
[71]
The answer to this lies in section 63 of the Sheriffs Act 90 of 1986
(“the Act”) which provides
the following:
“
63. Minister may
assign functions to officers – (1) The Minister may –
(a) delegate to any
officer of the Department of Justice any power conferred upon the
Minister by this Act, excluding the
power referred to in section 62
(1), on such conditions as the Minister may determine; or
(b) authorise any
such officer to perform any duty assigned to the Minister by this
Act.
(2) Any such
delegation under subsection (1) (a) shall not prevent the exercise of
the relevant power by the Minister himself.”
[72]
Section 63 therefore makes it clear that the Minister retains the
power to delegate his or her authority,
since it is not the act of
delegation that has been revoked but rather the withdrawal of the
delegation in respect of the designated
Third Respondent in this
instance. Put differently, the
power
to delegate has not been
removed because the Act makes provision therefore and because the
act
of delegation is a feature of administrative functions within the
realm of the regulatory legislative framework. Thus the
withdrawal of this delegation in respect of the Third Respondent in
my view is of no moment because it was clearly a response to
address
the impasses that existed between the relevant parties at that time.
But respectfully, this is not a reason to not hear
the appeal as
indicated and for the further reasons advanced hereunder.
[73]
The establishment of the Board and their powers stems from the Act
and its regulations. The Board is
also ascribed certain
functions; which functions vests solely within their domain as
prescribed in the enabling Act. The main judgment
found that there
was no judicial tension between the orders complained of and the
judgment of Sher J. I disagree.
See
Ntsibantu
v Minister of Justice and Correctional Services and Another
[22]
.
The central question there was whether the court was empowered to
make an order directing the Board to issue a ‘provisional’
fidelity fund certificate to the applicant, who was at the time the
Sheriff for the Higher and Lower courts for Cape Town West,
pending
the outcome of a review of the Boards refusal to provide him with a
fidelity fund certificate for 2018. Sher J reiterated
in his reasons
that, in terms of the Act, it is the Board which is empowered to
issue fidelity fund certificates, and not the courts,
and in
considering whether or not to grant such a certificate, the Board is
required to take into account a number of factors,
many of which will
only become known to it after it has processed the information which
is set out in the contents of the
relevant forms.
[23]
It is clear from the general scheme of the Act that it lies within
the discretion of the Board to determine whether an applicant
who
seeks the issue of a fidelity fund certificate, or the renewal
thereof, is a suitable candidate.
[24]
Even if a candidate is found to be a fit and suitable person and has
complied with all of the necessary formal requirements, and
the
refusal to issue a certificate or to renew such certificate is
motivated simply by considerations of malice or bad faith, a
court
should not be making orders directing the Board to issue the
applicant with such a certificate, even if this were only to
be
so-called ‘provisional certificates’, as it would be
treading into terrain within which the Board’s province,
where
it is required to make a value-based decision after weighing up a
number of considerations.
[25]
The court should respect the Board’s functions and powers in
this regard, by leaving it up to the Board to decide on whether
or
not to grant an applicant such assistance, on proper application made
to it by the applicant. By makeing an order directing
the Board to
issue a non-compliant sheriff with a renewal certificate, the court
may effectively be usurping the Board’s
powers and emasculating
it from carrying out its legislative functions, and it may perversely
have the opposite effect of what
the Act is aimed at achieving viz.
the adherence by sheriffs to a system of control and regulations by
the Board.
[26]
[74]
One of the main arguments advanced by counsel for the Appellant was
the fact that the First and Second Respondents
in the court
a quo
failed to challenge the impugned decisions of the Board in review
proceedings as they ought to have done. Had they done so, then
the
relief that they sought might have been competent. It is common cause
that both applications
inter alia
sought the declaration of
decisions made by the Board to be declared unlawful and ordering it
to issue the Respondents with fidelity
fund certificates.
[75]
On 31 March 2022, Allie J made the following Order:
1. “The first
respondent’s failure, refusal and/or neglect to confirm to the
second respondent, in writing, that it
is prepared to issue fidelity
fund certificate to the applicants, is declared that [sic] unlawful;
2. The first respondent
is ordered to forthwith confirm to the second respondent, in writing,
that it agrees in principle to issue
the applicants with fidelity
fund certificate, should the second respondent appoint the
applicants, for a period prescribed by
the second respondent.”
[76]
The court found that it could see no basis for the refusal of the
Board to indicate that it had no objection
to the issuing in
principle of a fidelity fund certificate to the Respondents. The
court also recognised that there was no basis
upon which a fidelity
fund certificate could be refused where there is pending disciplinary
proceedings in circumstances where
those disciplinary proceedings
have not been finalised and have not culminated in an adverse finding
against the relevant sheriff.
The court then opined that if these
allegations were so egregious or serious, the Board would have placed
it before court and deduced
that because they had not, the failure
indicated ‘
there is no need to suspend the particular
applicants from continuing as sheriffs
...”
[77]
In my view, the Respondents did not bring a review regarding a
failure to make a decision, put differently,
no review was brought
because of the failure to finalise their disciplinary proceedings.
Firstly, orders are not to be granted
based on speculation or where
no evidence was placed before court to make such a determination.
Whilst the order is nuanced to
indicate a decision to be taken ‘
in
principle’
, I am of the view that had the order been
couched in a formulation that directed the board to notify the
Respondents in writing
whether
or not
, to grant a fidelity
fund certificate, it would have been clear that the decision to so
grant vested with the Board.
[78]
Secondly, whilst the court acknowledged the situation with pending
disciplinary action, it opined that ‘
the refusal of a
fidelity fund certificate purely on the basis that there are pending
disciplinary proceedings…cannot be
used as a stick with which
to beat an acting sheriff. Either it must be processed to
finalisation, or it must be withdrawn
.’ Again, these were
not review proceedings where this might have been a consideration.
Thus in my view, the order granted
was not competent and the issue of
the punitive cost order granted against the Appellant warranted an
adjudication into the merits
on appeal.
[79]
Thirdly, the court also made a finding
that once a sheriff is
retired, no disciplinary procedures can be taken against him/her….it
is the statutory duty of the
board to take further action against
that sheriff…. Board seems to have misconceived its
function
s”. The functions of the Board were fully canvassed
during the hearing of the matter. It was argued that it is the
Board’s
prerogative to establish whether an applicant is fit
and proper. It was agreed that it was not simply a box-ticking
exercise. There
were no facts present for that court to make a such a
far reaching determination. In my view, such a finding cannot stand.
And in any event, there is nothing before us to warrant making a
finding either way on this issue. In other words, it is not for
this
court to make that determination.
[80]
The second Order, granted by van Zyl AJ
inter alia
provides
the following:
‘
1.…
2.
It is declared that the first applicant is the Acting Sheriff:
Pretoria Higher and Lower
Courts for the period 1 April 2022 to 28
February 2023.
3.
It is declared that the second applicant is the Acting Sheriff:
Tlokwe (Potchefsstroom) Higher
and Lower Courts for the period 1
April 2022 to 28 February 2023.
4.
It is declared that the applicants are not prohibited from performing
any functions assigned
to a sheriff by or under any law due to the
first respondent’s failure to issue each of the applicants a
fidelity fund certificate
pursuant to the provisions of the Sheriffs
Act 90 of 1986.
5.
It is declared that the first respondent’s failure to issue
fidelity fund certificates
to the applicants in the prescribed form
is unlawful.
6.
The first respondent is directed forthwith to issue each of the
applicants with a fidelity
fund certificate in the prescribed form,
valid for the period 1 April 2022 to 28 February 2023, provided that
such fidelity fund
certificates shall be
ipso facto
cancelled
if the applicants cease to hold office.’
[81]
In argument, there was much debate regarding whether or not the
Minister is required to consult with the
heads of court prior to an
appointment and whether the Board has jurisdiction or not to
discipline retired sheriffs. In my view,
the crisp question is
whether the appointments by the Minister of acting sheriffs in terms
of section 5(1B) of the Act without
written confirmation that the
Board is prepared to issue a fidelity fund certificate to a
particular candidate is
ultra vires
. In both findings, it is
in fact the court that determined the appointment of the acting
sheriffs.
[82]
The issue with regard to the professional indemnity insurance was the
basis for the granting of the order
so made. This issue was also a
feature in argument before this court. The Appellant argued that the
dictum
by van Zyl AJ are inconsistent with the statutory
powers of the Board in terms of section 5(1B). The Court in its
reasons
stated the following:
“
[62.6]
The role of the Board in the permanent appointment of sheriffs or the
appointment of acting sheriffs is limited to the issuing of a
fidelity fund certificate to the said Sheriff and it is the
prerogative
of the Minister of Justice and Correctional Services to
appoint Sheriffs and acting Sheriffs and that [75] Because the Deputy
Minister
is clothed with the legal authority to appoint the applicant
as acting sheriff’s, the
Board must obey
this decision
or approach a court of law to set the appointments aside.”
[83]
I agree with the Appellant that this proposition is incorrect in
law. This is the second reason, in
my view, that the matter can
never be moot in light of orders that are clearly
ultra
vires
.
The Appellant, correctly in my view, reiterated the criteria for the
appointment of sheriffs, which criteria would be equally
applicable
to acting sheriffs. Section 2 of the Act makes it clear that
appointments are made
after
consultation with the Board
[27]
and such appointment is
subject
to
written confirmation by the Board. The finding thus that the role of
Board is to
obey
the Deputy Minister is not countenanced by the Act and constitutes
curtailment of the Boards statutorily mandated powers to regulate
the
Sheriff’s profession.
[84]
Furthermore, the question also arose as to whether or not applicants
should be in possession of a fidelity
fund certificate or whether the
payment of the prescribed contribution to the Board would suffice in
compliance with section 30
(c) of the Act.
[28]
Van Zyl AJ pronounced that the Act, by virtue of the option expressed
in the use of the word ‘
or’
used in subsection 30 (c), provides for two requirements to perform
the functions of a sheriff: he must either be the holder of
a
fidelity fund certificate, or he must have paid the prescribed
contribution to the Board. There is no question as to the proper
interpretation of this section, especially when contrasted with the
‘and’ in relation to sheriffs in section 30(a)
and (b).
The court held that if the Board was of the view that the applicants
will be in contravention of the provisions of the
Act if they perform
the functions of acting sheriffs without a valid fidelity fund
certificate, then this view was incorrect with
reference to section
30.
[29]
[85]
This in my view is a further reason why this court sitting as a Court
of Appeal should have dealt with the
clear conflicting approaches to
this provision if one has regard to the approach adopted in
Seboka
and Another v Minister of Justice and Correctional Services and
Others
where van der Westhuizen J held the following:
“
[20]
In terms of the provisions of the Act, the second respondent is
empowered to issue Fidelity Fund Certificates to
appointed sheriffs
.
In terms
of the definition of “sheriff “in the Act, an acting
sheriff is included. It was submitted on behalf of the
applicants
that acting sheriffs required no Fidelity Fund Certificates to act as
sheriffs. Reliance was placed on the term “or”
appearing in section 30(1)(c) of the Act. There is no merit in that
submission. It is trite that the term “or”
in
legislation, or other document, may have the meaning of the term
“and”. It depends on the context in which it appears.
It
is clear from a purposive reading of the Act as a whole that the term
“or” in section 30(1)(c) of the Act has the
meaning of
the term “and”. To hold otherwise would render the
requirement in section 30(1)(c)(i) nugatory.
Further,
in the
context of
the Act read as a whole, it would make no sense not to require an
acting sheriff to hold a Fidelity Fund Certificate.
It is to be recorded that the applicants have since their various
appointments as acting sheriffs, annually applied for the issuing
of
Fidelity Fund Certificates. That conduct clearly indicated that they
were obliged as acting sheriffs to hold Fidelity Fund Certificates.
Furthermore, the respective letters of appointment as acting
sheriffs obliged the applicants to
hold Fidelity Fund Certificates.”
(
footnotes
omitted
)(“own
emphasis”)
[86]
The same sentiments were expressed by Hendricks JP in
South
African Board for Sheriffs v SJ van Wyk & 2 Others
[30]
when the matter came before him in the North West High Court. In that
case, Mr. van Wyk had made similar arguments in relation
to the
approach approach adopted by Van Zyl AJ to the effect that section
30(1) as is stood made it clear that in the case of the
appointment
of an Acting Sheriff, he/she should be the holder of a fidelity fund
certificate or had paid the prescribed contributions
to the Board.
Emphasis was placed on the use of the word ‘
or’
meaning in the alternative. The court held that this subsection of
the Act should not be read in isolation and disjunctively with
what
is contained in section 5(1B) of the Act which empowers the Deputy
Minister to attach conditions for the appointment of an
Acting
Sheriff. It must be read conjunctively.
[87]
Thus, in my view, contrary to the findings in the main judgment,
there does exist real tensions between the
different approaches to
these provisions which would have warranted this court’s
attention.
[88]
Section 16(2)(a)(i)
of the
Superior Courts Act 10 of 2013
provides
that: ‘
When
at the hearing of an appeal the issues are of such a nature
that the decision sought will have no practical effect
or result, the
appeal may be dismissed on this ground alone.’
Courts
of appeal as well as the Constitutional Court in direct access
applications have however exercised a discretion to
hear matters that
are moot when the appeal requires the adjudication of a distinct
point of law that does not involve a determination
of the merits or
factual matrix.
[31]
In
Independent
Electoral Commission v Langeberg Municipality
[32]
,
the court held that the
prerequisite for the exercise of the discretion is that any order
which the Court may make will have some practical effect either
on
the parties or on others.
[89]
In
Normandien
Farms v South African Agency for the Promotion of Petroleum
Exploration & Exploitation SOC Ltd & Another
2020
(4) SA 409
(CC), the court, with reference to
AA
Investments (Pty) Ltd
v
Micro Finance Regulatory
Council
[33]
,
held as follows:
‘
[46]
It is clear from the factual circumstances that this
matter is moot.
However, this is not the end of the inquiry. The central question for
consideration is: whether it is in the interests
of justice to grant
leave to appeal, notwithstanding the mootness. A consideration of
this Court’s approach to mootness is
necessary at this
juncture, followed by an application of the various factors to the
current matter.
[47]
Mootness is when a matter “no longer
presents an existing or
live controversy”. The doctrine is based on the notion that
judicial resources ought to be utilised
efficiently and should not be
dedicated to advisory opinions or abstract propositions of law, and
that courts should avoid deciding
matters that are “abstract,
academic or hypothetical”.
[48]
This Court has held that it is axiomatic
that “mootness is not
an absolute bar to the justiciability of an issue [and that this]
Court may entertain an appeal, even
if moot, where the interests of
justice so require”. This Court “has discretionary power
to entertain even admittedly
moot issues”.
[49]
Where there are two conflicting judgments by different courts,
especially where an appeal court’s outcome has binding
implications
for future matters, it weighs in favour of entertaining
a moot matter.
[50]
Moreover, this Court has proffered further
factors that ought to be
considered when determining whether it is in the interests of justice
to hear a moot matter. These include:
(a)
whether any order which it may make will have some practical
effect either on the parties or on others
;
(b)
the nature and extent of the practical effect that any possible order
might have;
(c)
the importance of the issue;
(d)
the complexity of the issue;
(e)
the fullness or otherwise of the arguments advanced; and
(f)
resolving the disputes between different courts
.” (“Own
emphasis”)
[90]
That court, without prescribing
a
numerus clausus
of
what constitutes the interests of justice, held:
“
[31]
Important to the interests of justice is the question of
mootness.
However, it too is but one of the factors that must be taken into
consideration in the overall balancing process. In
Independent
Electoral Commission v Langeberg Municipality, this Court, per Yacoob
J
and
Madlanga AJ, held that:
[T]he
Court has discretion to decide issues on appeal even if they no
longer present existing or live controversies. That discretion
must
be exercised according to what the interests of justice require. A
prerequisite for the exercise of the discretion is that
any order
which the Court may
make will
have some practical effect either on the parties or on others.
Other
factors that may be relevant will include the nature and extent
of the
practical
effect that any possible order might have, the importance of the
issue, its complexity and the fullness or otherwise
of the
argument advanced.”
[91]
Thus in my view, it cannot be said that the appointment
of sheriff’s
and acting sheriff’s, and the conflict when it comes to their
appointment in certain instances cannot
be said to not be in the
public interest. Secondly, from what is apparent, no less than five
matters were heard in various divisions,
four by the same parties in
various divisions, on the same or similar issues. Most certainly it
cannot be said that adjudicating
on the aforementioned issues,
amounts to an exercise in advisory opinions or abstract propositions
of law which would negate against
an exercise of discretion in favour
of adjudicating the matter. There exists a discrete legal point of
law of public importance
that most certainly, as enunciated by the
Appellant, leaves it hamstrung in the effective fulfilment of their
legislative obligations.
I would have exercised my discretion to
entertain this appeal. Finally, the punitive cost order granted by
Allie J and
the appeal against,
which
by its very nature cannot be moot,
would also have
tipped the scale in favour of the Appellant.
KUSEVITSKY,
J
[1]
These
respondents were ‘acting’ sheriffs of the court.
[2]
The
relevant legislation is set out by way of
Act
90 of 1986 (the ‘Act’).
[3]
These
appeals involve acting sheriffs, and my references will be so
confined, unless otherwise indicated
[4]
This
delegated authority was withdrawn in August 2022.
[5]
This
is on a plain reading of section 30 (1) (c) (i) and (ii) of the Act.
[6]
The
conditional appointment of an acting sheriff by the third respondent
bears further scrutiny.
[7]
Section
26 of the Act.
[8]
Section
30 (1) (c) (i) and (ii) makes no provision for
professional
indemnity insurance for an acting sheriff.
[9]
This
is terms of section 35 of the Act.
[10]
Section
31 (3) of the Act refers only to a ‘sheriff’ in terms of
subsection (1) of section 31 of the Act. In
the definition
section in the Act, the term sheriff includes an acting
sheriff for the purposes of Chapter III thereof.
[11]
Act
10, of 2013.
[12]
J
T Publishing (Pty) Ltd v Minister of Safety and Security
1997
(3) SA 514 (CC).
[13]
South
African Reserve Bank v Shuttleworth
2015
(5) SA 146 (CC).
[14]
In
August 2022.
[15]
More
specifically a breakdown of the relationship between the two
respective office bearers.
[16]
This
was on 10 October 2022.
[17]
South
African Board for Sheriffs v Stephanus Johannes Van Wyk and Others
[Case No. UM 169/2022].
[18]
Seboka
and Another v Minister of Justice and Correctional Services and
Others
(2022-39227)
[2022] ZAGPPHC966 (9 December 2022).
It
is also crucially important in this context to distinguish between
absolute and conditional precedents.
[19]
Oudekraal
Estates (Pty) Ltd v City of Cape Town
2004 (6) SA 222
(SCA) at para [26].
[20]
Intercontinental
Exports (Pty) Ltd v Fowles
1999
(2) SA 1045
(SCA)
at 1055 F- G.
[21]
Fripp
v Gibbon & Co
1913 AD 354
at 364.
[22]
Reasons
in Case No. 156/18
[23]
at
para 38
[24]
at
para 39
[25]
at
para 40
[26]
at
para 42
[27]
section
2(3)(b)
[28]
“
30.
Prohibition of performance of functions of sheriff in certain
circumstances.
…
…
(c)
in the case
of an acting sheriff –
(i)
the acting sheriff is the holder of a fidelity fund certificate; or
(ii)
the acting sheriff has paid the prescribed contribution to the
Board.
[29]
Paras
48 and 77 of van Zyl AJ’s Reasons
[30]
Case
No. UM169/2022
[31]
Natal
Rugby Union v Gould [1988] ZASCA 62; 1999 91) SA 432 (SCA)
[32]
[2001]
ZACC 23
;
2001 (3) SA 925
(CC) at para 11
[33]
[2006]
ZACC 9
;
2007 (1) SA 343
(CC)
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