Case Law[2025] ZALAC 9South Africa
National Commissioner Department of Correctional Services v Nxele and Another (DA 04/2023) [2025] ZALAC 9; [2025] 5 BLLR 472 (LAC) (17 February 2025)
Labour Appeal Court of South Africa
17 February 2025
Headnotes
against him be converted into a hearing in terms of section 188A(11) of the LRA, together with an order that his suspension had lapsed since 60 days had elapsed since he had been suspended.
Judgment
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## National Commissioner Department of Correctional Services v Nxele and Another (DA 04/2023) [2025] ZALAC 9; [2025] 5 BLLR 472 (LAC) (17 February 2025)
National Commissioner Department of Correctional Services v Nxele and Another (DA 04/2023) [2025] ZALAC 9; [2025] 5 BLLR 472 (LAC) (17 February 2025)
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sino date 17 February 2025
THE
LABOUR APPEAL COURT OF SOUTH AFRICA, DURBAN
Not
Reportable
Case
no: DA04/2023
In
the matter between:
THE
NATIONAL COMMISSIONER: DEPARTMENT OF
CORRECTIONAL
SERVICES
Appellant
and
MNIKWELWA
NXELE
First Respondent
ADVOCATE
HASSIM SC N.O.
Second Respondent
Heard:
15 November
2024
Delivered:
17 February 2025
Coram:
Savage ADJP, Van Niekerk JA and Govindjee AJA
JUDGMENT
SAVAGE,
ADJP
Introduction
[1]
In
2018, the respondent, Mr Mnikwelwa Nxele, an employee of the
Department of Correctional Services (DCS), made a protected
disclosure
against the then-National Commissioner of the DCS, Mr
Arthur Fraser. Since then, the parties have been engaged in
protracted litigation.
Before this Court is an appeal, with the leave
of the Labour Court, against that Court’s order that the
appellant convert
a second disciplinary enquiry instituted against Mr
Nxele into one under section 188A(11) of the Labour Relations Act
[1]
(LRA); and its finding that Mr Nxele’s suspension in February
2022 had lapsed in that the appellant had failed to hold the
disciplinary enquiry within 60 days of his suspension, as prescribed
in the Senior Management Services (SMS) Handbook of DCS.
[2]
At the outset of the hearing, the appellant sought the reinstatement
of the appeal and condonation for a one-month delay
in filing the
notice of appeal and a ten-day in filing the record of appeal. These
applications were not opposed and, having regard
to the extent of the
delay, the prospect of success, the limited prejudice caused and the
interests of justice, the applications
are granted.
Background
[3]
The
disclosure made by Mr Nxele against Mr Fraser in 2018 was found on 10
October 2019 by the Public Service Commission (PSC) to
constitute a
protected disclosure as defined in the Protected Disclosures Act
[2]
(PDA). Mr Nxele was found to have been subjected to an occupational
detriment as defined in the PDA following such disclosure given
that
the appellant admitted that disciplinary charges instituted against
Mr Nxele thereafter related to the complaint lodged with
the PSC.
Consequently, his first disciplinary hearing was converted into an
inquiry in terms of section 188A(11).
[4]
The ensuing section 188A(11) inquiry found that Mr Nxele had not
committed the misconduct alleged, save for one alternate
count in
respect of which a written warning was imposed. His suspension was
uplifted and Mr Nxele was directed to report for duty
on 14 February
2022
.
In response, the appellant informed Mr Nxele that his
suspension would remain in force pending a review of the outcome of
the section
188A(11) inquiry and that if he failed or refused to
accept as much, the DCS would approach the Labour Court to obtain a
restraining
order against him. Mr Nxele indicated that he would
return to work as per the outcome of the inquiry. On 13 February
2022, the
appellant instituted urgent proceedings in the Labour Court
to interdict him from returning to work.
[5]
The following day, members of the DCS
National
Emergency Response Team
prevented Mr Nxele from entering the
DCS premises on his arrival at work. On 23 February 2022, the Labour
Court dismissed the appellant’s
urgent application. Prior to
this, on 22 February 2022, Mr Nxele was notified of the appellant’s
intention to place him on
precautionary suspension. On 28 February
2022, he was placed on precautionary suspension pending the
finalisation of an investigation
into his attempt to report for duty
on 14 February 2022. On 28 March 2022, Mr Nxele referred an unfair
labour practice dispute
challenging the fairness of his suspension to
the General Public Service Sectoral Bargaining Council (GPSSBC).
[6]
On 5 May 2022, he was given notice to attend a disciplinary hearing
from 24 to 27 May 2022 in relation to a number of
charges, six of
which pertained to his attempt to report for duty in February 2022.
In addition, Mr Nxele was charged with having
addressed a letter to
the Minister of Justice and Correctional Services on 11 February 2022
and the Deputy Minister of Correctional
Services on other occasions
regarding the conduct of the appellant. On 17 May 2022, Mr Nxele
approached the Labour Court seeking
that it order that the
disciplinary hearing scheduled to be held against him be converted
into a hearing in terms of section 188A(11)
of the LRA, together with
an order that his suspension had lapsed since 60 days had elapsed
since he had been suspended.
Judgment
of the Labour Court
[7]
The Labour Court rejected the appellant’s contention that Mr
Nxele’s suspension was
lis alibi pendens
in that the
fairness of his suspension remained pending before the GPSSBC and
that the application before the Labour Court originated
from the same
subject matter, concerned the same parties and related to the same
cause of action as the suspension issue before
the GPSSBC. The Court
found that the GPSSBC was tasked with determining the fairness of Mr
Nxele’s suspension, while the
Labour Court was required to
consider its lawfulness. Since the causes of action were not the
same, the requirement of a successful
plea of
lis alibi pendens
had not been met. The continued suspension of Mr Nxele was therefore
found to be unlawful and was set aside.
[8]
Noting that it was common cause that Mr Nxele had made a protected
disclosure against Mr Fraser in 2018, the Labour Court
found that the
appellant had contravened the PDA in instituting disciplinary
proceedings against him in May 2022. This was so in
that, from an
objective consideration of the facts, a nexus existed between the
protected disclosure made and the disciplinary
charges instituted. In
2020, the chairperson of the first disciplinary hearing found that Mr
Nxele believed in good faith that
the charges were in contravention
of the PDA; after the outcome of the section 188A(11) inquiry on 7
February 2022, Mr Nxele was
advised that his presence at the
workplace was unwanted; on 13 February 2022 he was served with an
application to review the award
and to interdict his return to work;
on 14 February 2022, having been reinstated, members of the National
Emergency Response Team
had been deployed to deny him access to the
workplace; and that all charges, but one, in the second disciplinary
hearing concerned
the events of 14 February 2022.
[9]
The Labour Court found there to be a direct correlation between the
2020 charges and the second set of disciplinary charges,
with “
the
[appellant’s]
most recent conduct …capable of being
viewed as no more than the continuation of a pattern of victimisation
of
[Mr Nxele]”. While it was recognised that the current
appellant, appointed in September 2021, had no personal knowledge of
the substance of the protected disclosure, it was found not to be
objectively unreasonable for Mr Nxele to hold a subjective belief
that the appellant’s conduct was in keeping with that of his
predecessors. It was therefore ordered that the disciplinary
enquiry
be converted into a section 189A(11) inquiry by an arbitrator. The
rule
nisi
issued was confirmed with costs and the appellant’s
counter-application was dismissed with no order of costs.
On
appeal
[10]
The appellant contended on appeal that the Labour Court had erred in
that a rational connection and stricter nexus between
the 2018
protected disclosure and the 2022 charges was required to justify the
order made, with the events of 14 February 2022
unrelated to the 2018
protected disclosure made. Since such nexus did not exist, no
occupational detriment had occurred. In relation
to Mr Nxele’s
suspension, the Court was said to have incorrectly divorced the
issues of alleged unlawfulness from unfairness
and erred in
identifying two distinct causes of action. The appellant therefore
sought that the appeal be upheld with costs and
the decision of the
Labour Court set aside.
[11]
Mr Nxele opposed the appeal on the basis that the objective facts
indicated a discernible nexus between the protected
disclosure and
the disciplinary charges he faced. In relation to the appellant’s
claim of
lis alibi pendens,
the issue was said to be moot in
that Mr Nxele had since returned to work and upholding the appeal
would be of academic interest
only more so since the GPSSBC had
determined the suspension issue in his favour.
Evaluation
[12]
Section 188A(1) of the LRA permits an employer, with the consent of
an employee, or in accordance with a collective agreement,
to request
the CCMA or bargaining council to appoint
an
arbitrator to conduct an inquiry into allegations about the conduct
or capacity of that employee. S
ection 188A(11) provides that:
‘
Despite subsection
(1), if an employee alleges in good faith that the
holding of an inquiry contravenes the Protected
Disclosures Act, 2000
(Act No. 26 of 2000), that employee or the employer may
require that an inquiry be conducted in
terms of this section into
allegations by the employer into the conduct or capacity of
the employee.’
[13]
There
is no dispute that Mr Nxele made a protected disclosure in 2018. The
issue on appeal is whether the Labour Court was correct
in finding
that he had alleged in good faith that the holding of a disciplinary
enquiry on the 2022 charges amounted to a contravention
of the PDA
and whether he was therefore entitled to have the disciplinary
proceedings converted into an inquiry by arbitrator under section
188A(11) of the LRA.
[14]
There
is no obligation on an employee who seeks to rely on section 188A(11)
to prove that the holding of the disciplinary hearing
constitutes a
contravention of the PDA.
[3]
Rather, what is required is that the employee alleges in good
faith that the holding of an inquiry does so.
[15]
In his
founding
affidavit,
Mr Nxele recorded his belief –
‘…
in
good faith that the holding of this disciplinary inquiry is a
contravention of the [PDA]. At the outset I emphasize that I am
not
seeking to prevent [the appellant] from subjecting me to a
disciplinary enquiry. I am simply seeking that I respond to the
misconduct allegations levelled against me in an independent forum
contemplated in section 188A of the LRA.’
[16]
Mr Nxele continued that when the urgent interdict
was served on him on 13 February 2022, the appellant also issued a
media statement
announcing that he remained on suspension. On 5 May
2022, at the arbitration hearing at which his unfair suspension
dispute was
considered by the GPSSBC, the appellant served a
“proposed” charge sheet dated 22 March 2022 on Mr Nxele,
with no date
or venue at which the hearing would be convened. In a
subsequent email dated 16 May 2022, Mr Nxele received notice that the
hearing
would be held from 24 May 2022 to 27 May 2022 in Pretoria,
although his workplace is in Pietermaritzburg. On 17 May 2022, Mr
Nxele
sought that the hearing be converted into an inquiry by an
arbitrator in terms of section 188A(11) and that his suspension be
uplifted
given that it had lapsed in terms of the SMS Handbook.
[17]
In his application to the Labour Court, Mr Nxele stated that:
‘…
since
2016 up to now the national commissioners of the Department have been
on a mission to get rid of me. My only sin is that I
reported
allegations of impropriety and/or irregularities committed by Messrs
Modise and Fraser. I have survived three full blown
disciplinary
proceedings which were initiated by the previous national
commissioners with the aim of getting rid of me at all costs…All
I am asking for is that, like the other two disciplinary inquiries,
this one must also be dealt with in terms of section 188A as
an
inquiry by arbitrator, as I strongly believe that this is a
continuation of my persecution that started in 2016.’
[18]
He stated that he did not have faith, given his historical
experience, in any disciplinary inquiry under the control
of the
appellant and chaired by a chairperson appointed by or on behalf of
the appellant given that
:
‘
It
does not require a rocket scientist to realize that it is the desire
of the [appellant] that I should be dismissed from work
even if I did
not commit any misconduct, as evident from the latest spurious
misconduct allegations contained in the ‘proposed
charge
sheet’. The [appellant] has already displayed that he is
prepared to abuse his power by ordering that the disciplinary
enquiry
be held in Pretoria whilst I am based in Pietermaritzburg, something
unprecedented in the Department.’
[19]
In
considering whether Mr Nxele had raised the allegation in good faith,
the Labour Court relied on the decision of
Radebe
and Another v Premier, Free State Province and Others
[4]
(Radebe)
in
which this Court made reference to the United Kingdom Appeal Court
(Civil Division) decision of
Street
v Derbyshire Unemployed Workers’ Centre.
[5]
In that matter, it was stated that:
‘
Shorn
of context, the words “in good faith” have a core meaning
of honesty. Introduce context, and it calls for further
elaboration.
Thus in the context of a claim or representation, the sole issue as
to honesty may just turn on its truth. But even
where the content of
the statement is true or reasonably believed by its maker to be true,
an issue of honesty may still creep
in according to whether it is
made with sincerity of intention for which the Act provides
protection or for an ulterior and, say,
malicious, purpose. The term
is to be found in many statutory and common law contexts, and because
they are necessarily conditioned
by their context, it is dangerous to
apply judicial attempts at definition in one context to that of
another.’
[20]
The concept of good faith is sensitive to context. The undisputed
facts before the Labour Court were that the appellant
refused to
accept the outcome of the section 188A(11) inquiry. This response
caused the appellant o
n Sunday 13
February 2022 to serve on Mr Nxele an application to review the
outcome of the inquiry and an application to interdict
his return to
work. W
hen Mr Nxele sought to return to work on 14 February
2022, there was no lawful impediment on him from doing so, yet, the
appellant
nevertheless had deployed members of the National Emergency
Response Team to bar Mr Nxele from entering the DCS premises and
resuming
his duties. Mr Nxele was then suspended from duty and at the
ensuing arbitration hearing in May 2022 considering the fairness of
his suspension, he was served proposed disciplinary charges, related
in the main to his failed attempt to return to work on 14
February
2022. In addition, Mr Nxele was notified that the disciplinary
hearing which would consider such charges would be held
in Pretoria
and not in Pietermaritzburg where he worked.
[21]
The
appellant was aware the
first disciplinary hearing instituted against Mr Nxele had been
converted into a section 188A(11) inquiry
which found that he had
raised the allegation in good faith and that the holding of such
disciplinary hearing contravened the PDA.
Yet, in spite of this, the
appellant’s response to the outcome of that inquiry was not
only calculated but also unusual in
a number of respects. The
appellant immediately sought to bar Mr Nxele’s return to work,
going as far as to serve review
papers and an interdict application
on him on a Sunday. Furthermore, he caused members of the National
Emergency Response Team
to be deployed to bar Mr Nxele from
physically entering the DCS premises and resuming his duties. This
was not an ordinary response
to the outcome of an inquiry with which
an employer took issue. It was a heavy-handed and directed response
which reflected a particular
and unusual degree of antipathy to the
outcome of the inquiry and the return of a senior employee to work.
There was no indication
why such a response was required and no
reason advanced why Mr Nxele’s return to work would pose any
particular threat or
danger given his position in the DCS if this was
not related to the protected disclosure he had previously made.
[22]
The appellant’s decision
thereafter to institute disciplinary proceedings against Mr Nxele
related to his attempt to return
to work was a similarly unusual and
heavy-
handed
response to the
events which had transpired in circumstances in which Mr Nxele was
legally entitled to return to work given the
outcome of the inquiry,
and his attempt to contact politicians responsible for correctional
service could not reasonably justify
him being physically barred from
reporting for duty in the matter that occurred.
His suspension
from duty and the decision to serve proposed disciplinary charges on
Mr Nxele at the arbitration hearing convened
to consider the fairness
of his suspension reflected a clear intent on the part of the
appellant to take whatever steps necessary
to prevent Mr Nxele’s
return, with the decision to hold the hearing to consider such
charges in Pretoria and not in Pietermaritzburg
where he worked being
similarly calculated.
[23]
Given
as much, the Labour
Court did not err in finding that on the facts there existed a direct
correlation between the protected disclosure
of 2018 and the 2022
charges which were directly related to the implementation of the
findings of the section 188A(11) inquiry
held. The appellant’s
deep dissatisfaction with the outcome of the inquiry was evident in
the steps taken to physically bar
Mr Nxele from attending work and
the new disciplinary charges instituted against him. In these
circumstances, the Court cannot
be faulted in finding that “
the
[appellant’s]
most recent conduct
…[was]
capable of being viewed as no more than the continuation of a
pattern of victimisation of
[Mr Nxele]”. This was so given
that there existed a clear nexus between the protected disclosure
made, the outcome of the
section 188A(11) inquiry and the new
disciplinary charges instituted in May 2022 against Mr Nxele. Clear
support therefore existed
that Mr Nxele had alleged in good faith
that the appellant had taken disciplinary action against him on
account of or partly on
account of his having made the protected
disclosure that he did
.
[24]
The Labour Court did not therefore err
in finding that a nexus had been shown
to exist and that Mr
Nxele had alleged in good faith that the holding of the
scheduled disciplinary hearing contravened the
PDA, section 3 of
which prohibits an employer from subjecting an employee to any
occupational detriment “
on account, or partly on account, of
having made a protected disclosure
”, with an
occupational detriment defined in section 1
in
relation to an employee as including “
being
subjected to any disciplinary action
”.
Mr Nxele consequently held a clear right to the relief sought by him
in terms of section 188A(11) and the Labour Court
cannot be faulted
for confirming the rule
nisi
issued.
There is no merit in the appellant’s contention that the
Labour Court unduly strained the interpretation of section 188A(11),
nor in the contention that a fact-based enquiry was not undertaken by
the Court. For the reasons advanced, the facts did not support
a
conclusion that the disciplinary hearing instituted in 2022 had
nothing to do with Mr Nxele’s previous protected disclosure.
[25]
Turning
to the Labour
Court’s finding that Mr Nxele’s suspension was unlawful,
it is a relevant consideration that the GPSSBC
found his suspension
to be unfair, ordered that it be uplifted and that Mr Nxele returns
to work in September 2022. That decision
remains the subject of a
pending review at the instance of the appellant in the Labour Court.
However, since Mr Nxele has returned
to work, the appeal against the
finding that his suspension was unlawful is moot insofar as it is an
issue of purely academic interest
and no purpose would be served in
determining the merits of the contention that the defence of
lis
alibi pendens
was available to the appellants, given that when
the matter was determined by the Labour Court there existed pending
litigation
between the same parties or their privies, based on the
same course of action, in respect to the same subject matter at the
GPSSBC.
[26]
It
is so that mootness is not an absolute bar to the justiciability
of an issue and that a court enjoys a discretion whether
or not to
hear a matter. The test is one of the interests of justice, with a
relevant consideration being whether the order that
the court may
make will have any practical effect either on the parties or on
others. The Court may decide to resolve
an issue that is moot if
to do so would be in the public interest in the sense that it will
either benefit the larger public or
achieve legal certainty.
[6]
In this matter, no interests of justice, nor public interest will be
served by deciding the merits of the issue raised.
[27]
As
to costs, it was argued for the appellant that Mr Nxele approached
the Labour Court on very short notice and that the costs order
made
by the Labour Court was not justified. It is trite that in labour
matters costs do not simply follow the result, with the
general rule,
as stated in
Union
for Police Security and Corrections Organisation v South African
Custodial Management (Pty) Ltd and Others
[7]
(
Union
for Police Security
),
being that the losing party should not be mulcted in costs in such
matters. The Court is required, in exercising its discretion
on
costs, to strike a fair balance between not unduly discouraging
parties from approaching it to have their disputes dealt with,
while
not allowing frivolous cases to be brought to the Court.
[8]
[28]
I am unable to find that the Labour Court erred in the exercise of
its discretion that the appellant be held liable for
Mr Nxele’s
costs in his application to that Court. The relevant considerations
of law and fairness were considered appropriately
and no basis has
been advanced to support a finding that the Labour Court erred in the
exercise of its discretion in this regard.
[29]
As to the costs on appeal, having regard to considerations of law and
fairness, the costs of the appeal, including those
in respect of the
reinstatement and condonation applications made, should be borne by
the appellant. This is so given the facts
of the matter; the conduct
of the appellant, including the continued litigation of the matter
apparently with limited regard to
the consequence of doing so on the
public purse; and the limited merit found to exist in the appeal.
Given as much, I can find
no reason why considerations of law and
fairness would require Mr Nxele to be saddled with the costs of
opposing this appeal.
[30]
For all of these reasons, the appeal falls to be dismissed with costs
and the following order is therefore made:
Order
1.
The appeal is reinstated and condonation for the late filing of the
record of appeal and notice of appeal is granted.
2.
The appeal is dismissed with costs, including the costs of the
reinstatement and condonation applications.
SAVAGE
ADJP
Van
Niekerk JA and Govindjee AJA agree.
APPEARANCES:
FOR
THE APPELLANT: T P Kruger SC and C D’Alton
Instructed
by the State Attorney
FOR
THE FIRST RESPONDENT: B Mgaga of Garlicke & Bousfield Inc
[1]
Act
66 of 1995, as amended.
[2]
Act
26 of 2000, as amended.
[3]
Section 3 of the PDA prohibits an employer from subjecting an
employee to any occupational detriment “
on
account, or partly on account, of having made a protected
disclosure
”,
with an occupational detriment defined in section 1
in
relation to an employee as including “
being
subjected to any disciplinary action
”.
[4]
[2012] ZALAC 15
; (2012) 33 ILJ 2353 (LAC) at para 37.
[5]
[2004]
EWCA Civ 964
;
[2004] 4 ALL ER 839
at para 41.
[6]
Van
Wyk v Unitas Hospital and Another (Open Democratic Advice Centre as
Amicus Curiae)
[2007] ZACC 24
;
2008
(2) SA 472
(CC) at para 29. See
National
Union of Metalworkers of South Africa and Others
v
Vulcania Reinforcing Co (Pty) Ltd and Another
[2022] ZALAC 91
; (2022) 43 ILJ 1307 (LAC).
[7]
[2021] ZACC 26
;
2021 (11) BCLR 1249
(CC) at paras 39 - 40.
[8]
Member
of the Executive Council for Finance, KwaZulu-Natal and Another v
Dorkin NO and Another
[2007]
ZALAC 41
; (2008) 29 ILJ 1707 (LAC) at para 19.
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