Case Law[2023] ZALAC 26South Africa
Murray and Roberts Cementation (Pty) Ltd v Association of Mine Workers and Construction Union obo Dube and Others (JA96 / 2022) [2023] ZALAC 26; [2024] 1 BLLR 23 (LAC); (2024) 45 ILJ 276 (LAC) (18 October 2023)
Labour Appeal Court of South Africa
18 October 2023
Headnotes
the finding that the employee had absented himself from work for five days, taken together with the two prior written warnings for sick leave abuse and being absent without permission, cumulatively, justifies a sanction of dismissal.
Judgment
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## Murray and Roberts Cementation (Pty) Ltd v Association of Mine Workers and Construction Union obo Dube and Others (JA96 / 2022) [2023] ZALAC 26; [2024] 1 BLLR 23 (LAC); (2024) 45 ILJ 276 (LAC) (18 October 2023)
Murray and Roberts Cementation (Pty) Ltd v Association of Mine Workers and Construction Union obo Dube and Others (JA96 / 2022) [2023] ZALAC 26; [2024] 1 BLLR 23 (LAC); (2024) 45 ILJ 276 (LAC) (18 October 2023)
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sino date 18 October 2023
IN
THE LABOUR APPEAL COURT OF SOUTH AFRICA, JOHANNESBURG
Not Reportable
Case no: JA96 / 2022
In the matter between:
MURRAY AND ROBERTS
CEMENTATION PTY LTD
Appellant
And
ASSOCIATION OF MINE
WORKERS AND CONSTRUCTION
UNION OBO DUBE
First
Respondent
COMMISSION FOR
CONCILIATION MEDIATION
AND ARBITRATION
Second
Respondent
HENDRICK
OLIPHANT NO
Third
Respondent
Heard: 27
September 2023
Delivered: 18
October 2023
Coram: Waglay JP,
Smith AJA and Malindi AJA
JUDGMENT
MALINDI AJA
Introduction
[1]
This is an appeal against the whole of the
judgment and order handed down on 14 June 2022 by the Labour Court in
which the Labour
Court set aside and substituted the arbitration
award of the second respondent.
[2]
The court below found in favour of the
employee whereas the commissioner had found in favour of the
employer. The arbitrator found
that the dismissal of the employee was
procedurally and substantively fair, whereas the court below found
the dismissal to have
been substantively unfair and ordered his
reinstatement retrospectively from the date of dismissal and without
loss of benefits.
[3]
The appellant (employer) appeals against
the judgment and order of the court below. The first respondent
(union), acting on behalf
of the employee, opposes the appeal.
Background
[4]
The background facts, save for the dates on
which it is alleged that the employee was absent from work, are
common cause.
[5]
The appellant employed the employee as an
artisan assistant electrician on 17 January 2018. He was dismissed on
7 November 2019,
following a disciplinary hearing where he was found
guilty of misconduct. An internal appeal was dismissed.
[6]
The dismissal followed upon the charge of
misconduct reading as follows:
‘
Poor
work attendance
Allegedly: were absent
without permission from 29/10/2019 and 4/11/2019;
Allegedly continuously
misused sick leave and your conduct has demonstrated a person that
you had virtually book sick leave before
and after weekends/rest
period a conduct that is not acceptable [sic].’
[7]
At the disciplinary hearing, the employer
led the evidence that the employee had absented himself on 14, 21, 28
and 30 October and
4 November 2019. The employee’s witness, at
the arbitration, Mr Chueu, testified that the employer’s code
of conduct
provides for dismissal as an appropriate sanction where an
employee was absent without permission (AWOP) for a period of five
working
days or longer. The date of 29 October was abandoned as a
date on which the employee was alleged to have been absent from work.
Regarding the allegation that the employee abused sick leave, it was
alleged that he had previously absented himself without permission
and was issued with written warnings in respect of each of the two
incidents.
[8]
Mr Chueu testified further that he was not
involved in the disciplinary enquiry against the employee nor was he
involved in the
investigations that form the basis of the charges
against him. He relied merely on the charge sheet and the employer's
clock-in
sheet that was submitted to the disciplinary hearing
proceedings. Furthermore, Mr Chueu was unable to testify to the
allegation
that the employee had abused sick leave during the period
he had testified about. He sought his evidence to be admitted on the
basis that he is the employer's human resources officer responsible
for discipline and absenteeism. It must be inferred that he
meant
further that he had access to the documents that he presented before
court.
[9]
Mr Chueu was unable to explain to the
arbitrator whether the charge that the employee was absent for five
days or more means consecutive
days, whereas the employee’s
witness Mr Benjamin Kedirileng
testified
that in his ten years of employment by the appellant, he had
understood that it is a dismissible offence to absent oneself
from
work for five or more consecutive days without authorisation.
[10]
Mr Chueu testified that the dates, other
than those appearing in the charge sheet, became available on the eve
of the hearing and
that therefore, the arbitrator was to take
cognisance thereof and to also disregard the date of 29 October 2019
as the time sheets
show that the employee was present at work on that
day.
Findings of the
arbitrator
[11]
The arbitrator expressed doubt about
whether the charge was clear, seeing that it states that the employee
is charged for having
been absent without permission from 29 October
2019 and 4 November 2019. It therefore was not clear whether this
represents a continuous
period or whether he was absent on the
stipulated dates of 29 October 2019 and 4 November 2019. Furthermore,
the arbitrator noted
that the charge is not contained in the
employer’s code. By this, I understand the arbitrator to mean
that the code does
not provide for an offence of absence without
permission for a continuous period of five consecutive days or a
period of any five
days over a period.
[12]
Despite
the above, the arbitrator continued to express a view that the
employee knew what charge he had to answer to and concluded
that,
despite the wording of the charge, he finds that the reason for
dismissal as stated by the employer’s witness is valid
and that
to find otherwise would be overly technical. In this regard, the
arbitrator referred to
Xstrata
South Africa (Proprietary) Limited - Thorncliffe Mine v NUM obo
Mphofelo and Others
[1]
.
On this authority, the arbitrator found that he cannot hold the
employer to the wording of the charge but to its reason for
dismissal.
[13]
The arbitrator found the employee
unreliable on the basis that he had testified in his
evidence-in-chief that he could not remember
whether he was present
or absent from work on 14, 21, 28, and 30 October 2019, whereas, in
cross-examination, he contradicted this
and denied that he was absent
on any of those days. Furthermore, the arbitrator admitted the time
sheets as evidence on the basis
that the employee relied on them to
prove that he was at work on 29 October 2019. He concluded that the
employer had therefore
proved that the employee breached the rule on
absence without permission for the days stated by the employer, which
constituted
five days, and that this was a dismissible offence. The
arbitrator rejected the union’s submissions that the charge
against
the employee meant that he had to be absent without
permission for five consecutive days for it to constitute a
dismissible offence.
[14]
Finally, the arbitrator held that the
finding that the employee had absented himself from work for five
days, taken together with
the two prior written warnings for sick
leave abuse and being absent without permission, cumulatively,
justifies a sanction of
dismissal.
The findings of the
court below
[15]
The
court below set out the test on review as set out in
Sidumo
and another v Rustenburg Platinum Mines Ltd and Others
[2]
and
Gold
Fields Mining South Africa (Pty) Ltd (Kloof Gold Mine) v Commission
for Conciliation, Mediation and Arbitration and others
[3]
namely
whether the decision reached by the arbitrator is one that a
reasonable decision maker could reach, having considered the
principal issues before him or her; evaluated the facts presented at
the hearing and come to a conclusion that is reasonable. The
court
below correctly stated that the court of review is not required to
take into account every factor individually, consider
how the
arbitrator treated and dealt with each of those factors and determine
whether a failure by the arbitrator to deal with
it is sufficient to
set the award aside. The court considers the totality of the evidence
and decides whether the decision made
by the arbitrator is one that a
reasonable decision maker could make, based on the evidence before
him/her.
[4]
[16]
The
grounds of review were first, that the arbitrator admitted hearsay
evidence, and secondly, that he found the employee guilty
of
misconduct, the form of which was not as stated in the charge sheet
and that the reason for dismissal does not constitute a
dismissible
offence in the employers' code of conduct. In view of these two
grounds of review, the role of the court below was
to determine
whether the arbitrator committed an irregularity or erred in a
material manner by admitting hearsay evidence when
there was no
application to admit it in terms of the Law of Evidence Amendment
Act
[5]
; whether the arbitrator
misconceived the enquiry that he was bound to undertake. In
Head
of the Department of Education v Mofokeng and Others,
[6]
It was stated that:
‘…
Whether
the irregularity or error is material must be assessed and determined
with reference to the distorting effect it may or
may not have had
upon the arbitrator’s conception of the inquiry, the
delimitation of the issues to be determined and the
ultimate outcome.
If but for an error or irregularity a different outcome would have
resulted, it will
ex hypothesi
be material to the determination of the dispute.’
[17]
I
agree with the court below in its assessment of the hearsay evidence
of the evidence of Mr Chueu. This pertains to the two issues
of
whether the employee had previously contravened the employers' code
of conduct by absenting himself on two separate occasions
without
authorisation, and whether he had been absent from work on the days
set out in the charge sheet and those that Mr Chueu
testified to in
his evidence in order to bring the number of days of absenteeism to
five. This was hearsay evidence. We differ
on how it was to be
treated on appeal. Although the employee disputed that he had been
absent from work on the extra days testified
to in addition to 28
October and 4 November 2019, it was not incumbent on the employer to
call witnesses who could testify directly
regarding the timesheets
that Mr Chueu relied upon. The correctness or authenticity thereof
was not disputed by the employee’s
representative, except in
cross-examination. The fact that the arbitrator did not expressly
consider the law in relation to the
admission of hearsay evidence
does not mean that he did not apply his mind to it. As stated above,
he stated at least one ground
upon which he admitted the timesheets.
In terms of section 3(1)(c) of the Law of Evidence Amendment Act,
hearsay evidence is inadmissible
unless it was admitted by agreement
between the parties or was admitted in terms of the section and in
the interests of justice.
Seeing that the evidence was not admitted
by agreement, it had to be admitted in the interests of justice if,
upon application
by the employer and in the arbitrator's assessment
of the facts or factors listed therein, he decided to admit such
evidence. It
has been said that it is the combined assessment of all
the factors that will result in a proper application of section
3(1)(c).
[7]
The record does not
show that the arbitrator had regard to the provisions of the Law of
Evidence Amendment Act. It appears that
he simply admitted the
evidence of the timesheets on the basis that the employee had relied
on the evidence in order to argue that
he was at work on 29 October
2019. As stated above, the arbitrator was alive to the fact that
hearsay evidence was being tendered
and decided to admit it. His
decision in this regard cannot be characterised as unreasonable.
[18]
The court below then considered whether the
employee was found guilty of the misconduct as charged. The
employee's contentions were
that the misconduct alleged is that he
was absent from work without authorisation on two dates, namely, 29
October and 4 November
2019. It became apparent that it was an error
to state 29 instead of 28 October 2019, and the arbitrator proceeded
on this basis.
If the hearsay evidence that he had been absent on 14,
21, 28 and 30 October 2019 is excluded, the employer would not have
made
a case that the employee had been absent without permission for
five days consecutively or even five days over a period, which would
constitute a dismissible offence. The court below held that firstly,
on the basis of the charge sheet, the employer had only established
the employee's absence on 4 November 2019 since it became common
cause that he was at work on 29 October 2019. Secondly, If the
employer wished to rely on the extra dates testified to by its
witness, the charge sheet ought to have been amended.
[19]
In
EOH
Abantu (Pty) Ltd v Commission for Conciliation, Mediation &
Arbitration & others
[8]
(
EOH
Abantu
),
it was stated that, when formulating charge sheets, employers must
advise the accused employee of the precise charge he or she
is
required to answer in the disciplinary hearing. This requirement is
to ensure that the employee knows precisely what charges
he or she is
required to answer to. The accused employee must be afforded adequate
notice and information to ascertain what act
of misconduct he or she
is alleged to have committed. In this case, the employee had been
given notice and information pertaining
to the absence from work
without permission on 29 October and 4 November 2019 as the reason
that the employer would seek his dismissal.
In argument, Mr Bosch,
for the employer, submitted that the reason for dismissal is
absenteeism without leave regardless of the
number of days,
especially in view of two previous warnings. Mr Cook, for the union
and employee, submitted that the reason for
seeking a dismissal is
not for absenteeism
per
se
but absenteeism over a period of five or more continuous days. He
submitted that if the extra days falling outside the charge sheet
are
excluded then the reason for dismissal has not been satisfied. He
added that on the employer’s evidence which also excludes
29
October, then it has only been established that the employee was
absent for one day. It would be unfair, he submitted, to dismiss
on
the basis of one day’s absence, albeit without leave.
[20]
In
Fidelity
Cash Management Service v Commission for Conciliation, Mediation and
Arbitration and others,
[9]
it
was stated that “
it
is an elementary principle … of labour law … that the
fairness or otherwise of the dismissal of an employee must
be
determined on the basis of the reasons for dismissal which the
employer gave at the time of the dismissal”
.
It is common cause that the reason for dismissal in this case was
that the employee was absent from work without permission on
29
October and 4 November 2019 as contained in the charge sheet,
including the extra days that were added at the hearing. It is
inescapable therefore to conclude that a number of five days was
crucial for the employer to make its case. Had it not been so,
it
should have been content with proceeding with one day (4 November) or
two days (28 October and 4 November) if five consecutive
days was not
a requirement for dismissal. It was not fair therefore for the
employee to be confronted with additional dates without
him having
been provided or afforded adequate notice and sufficient information
in order for him to prepare for the hearing and
to provide answers to
the allegation.
[10]
[21]
It
was not open to the chairperson of the disciplinary hearing or the
arbitrator to interpret the charge sheet in a manner not supported
by
an ordinary, grammatical and contextual reading.
[11]
For this reason, the arbitrator had misconstrued the true nature of
the inquiry and his mandate. The enquiry was whether the employee
had
absented himself from work for five or longer continuous days without
permission. In
Sidumo
[12]
,
it was held that:
‘…
where
a commissioner fails to have regard to material facts, the
arbitration proceedings cannot in principle be said to be fair
because the commissioner fails to perform his or her mandate. In so
doing … the commissioner’s action prevents the
aggrieved
party from having its case fully and fairly determined. This
constitutes a gross irregularity in the conduct of the arbitration
proceedings as contemplated in section 145(2)(a)(ii) of the LRA. And
the ensuing award falls to be set aside not because the result
is
wrong but because the commissioner has committed a gross irregularity
in the conduct of the arbitration proceedings.’
[22]
In the circumstances, the arbitrator’s
award stands to be reviewed and set aside for two reasons. First,
because the charge
sheet does not contain a dismissible offence in
terms of the code of conduct, nor did the employer establish that the
employee
had been absent from work without permission for five or
more consecutive days. Secondly, the arbitrator committed a gross
irregularity
in the conduct of the arbitration proceedings when he
failed to have regard to the evidence as a whole. He misinterpreted
the reason
for dismissal to mean absence for five days over a period
instead of five days consecutively.
[23]
In
Palluci
Home Depot (Pty) Ltd v Herskowitz and others
,
[13]
it was held that where a commissioner undertook the inquiry in a
misconceived manner by determining the appropriateness of a dismissal
on the basis of reasons for dismissal which the employer did not rely
upon at the time of dismissing the employee. But for this
error, the
court in Palluci found the commissioner would have arrived at a
different result in the award. The court below found
correctly
therefore that the arbitrator in this matter undertook the inquiry in
a misconceived manner by disregarding the reasons
stated in the
charge sheet as the reasons for dismissal and by supplementing the
charge sheet.
Conclusion
[24]
The court below was not correct in
excluding the hearsay evidence but correct in finding that the
arbitrator committed a gross irregularity
in terms of section
145(2)(a)(ii) of the LRA by finding the employee guilty of misconduct
based on the reasons for dismissal which
the employer had not relied
upon in the charge sheet. The charge sheet should have been
interpreted to require a consecutive
five or more days of absence
without leave to constitute a valid dismissible offence and not five
days or more over any period.
[25]
In the circumstances, the following order
is made.
Order
1.
The appeal is dismissed.
2.
There is no order as to costs.
MALINDI AJA
Waglay JP and Smith
AJA concur.
APPEARANCES:
FOR THE APPELLANT:
Adv C Bosch
Instructed
by
Van
Zyl Inc
FOR THE FIRST
RESPONDENT:
Adv A Cook
Instructed
by
LDA
Inc Attorneys
[1]
[2018] ZALCJHB 148 (11 April 2018 ).
[2]
[2007] ZACC 22
;
2008 (2) SA 24
(CC) at para 110.
[3]
[2013] ZALAC 28
;
[2014] 1 BLLR 20
(LAC) at para 19.
[4]
Ibid
at paras 18 – 19.
[5]
Act 45 of 1988.
[6]
[2014] ZALAC 50
;
[2015] 1 BLLR 50
(LAC) at para 33.
[7]
A Bellengere, C Theophilopoulos, et al: “
The
Law of Evidence in South Africa
”
2
nd
ed, Oxford University Press Southern Africa at 297 – 300.
[8]
(2019) 40 ILJ 2477 (LAC) at para 16.
[9]
(2008) 29 ILJ 964 (LAC) at para 32.
[10]
EOH
Abantu
supra
at para 16.
[11]
Natal
Joint Municipality Pension Fund v Endumeni Municipality
[2012]
ZASCA 13
;
2012 (4) SA 593
(SCA)
[12]
Sidumo
supra
at
para 268.
[13]
[2014] ZALAC 81
;
[2015] 5 BLLR 484
(LAC) at paras 45 – 46.
sino noindex
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